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Forest and Landscape Restoration (FLR) is carried out with the objective of regaining ecological functions and enhancing human well-being through intervention in degrading ecosystems. However, uncertainties and risks related to FLR make it difficult to predict long-term outcomes and inform investment plans. We applied a Stochastic Impact Evaluation framework (SIE) to simulate returns on investment in the case of FLR interventions in a degraded dry Afromontane forest while accounting for uncertainties. We ran 10,000 iterations of a Monte Carlo simulation that projected FLR outcomes over a period of 25 years. Our simulations show that investments in assisted natural regeneration, enrichment planting, exclosure establishment and soil-water conservation structures all have a greater than 77% chance of positive returns. Sensitivity analysis of these outcomes indicated that the greatest threat to positive cashflows is the time required to achieve the targeted ecological outcomes. Value of Information (VOI) analysis indicated that the biggest priority for further measurement in this case is the maturity age of exclosures at which maximum biomass accumulation is achieved. The SIE framework was effective in providing forecasts of the distribution of outcomes and highlighting critical uncertainties where further measurements can help support decision-making. This approach can be useful for informing the management and planning of similar FLR interventions.
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Forest Policy and Economics 125 (2021) 102403
Available online 6 February 2021
1389-9341/© 2021 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
Stochastic simulation of restoration outcomes for a dry afromontane forest
landscape in northern Ethiopia
Yvonne Tamba
a
,
*
, Joshua Wafula
a
, Cory Whitney
b
,
c
, Eike Luedeling
b
,
c
, Negusse Yigzaw
d
,
Aklilu Negussie
d
, Caroline Muchiri
a
, Yemane Gebru
d
, Keith Shepherd
a
, Ermias Aynekulu
a
a
World Agroforestry (ICRAF), UN Avenue, P.O. BOX 30677, Nairobi, Kenya
b
Center for Development Research (ZEF), University of Bonn, Genscherallee 3, D-53113 Bonn, Germany
c
University of Bonn, INRES Horticultural Sciences, Auf dem Hügel 6, D-53121 Bonn, Germany
d
WeForest, P.O.BOX 25450/1000, Addis Ababa, Ethiopia
ARTICLE INFO
Keywords:
Forest and landscape restoration
Decision analysis
Monte Carlo risk analysis
Value of information
Uncertainty
ABSTRACT
Forest and Landscape Restoration (FLR) is carried out with the objective of regaining ecological functions and
enhancing human well-being through intervention in degrading ecosystems. However, uncertainties and risks
related to FLR make it difcult to predict long-term outcomes and inform investment plans. We applied a Sto-
chastic Impact Evaluation framework (SIE) to simulate returns on investment in the case of FLR interventions in a
degraded dry Afromontane forest while accounting for uncertainties. We ran 10,000 iterations of a Monte Carlo
simulation that projected FLR outcomes over a period of 25 years. Our simulations show that investments in
assisted natural regeneration, enrichment planting, exclosure establishment and soil-water conservation struc-
tures all have a greater than 77% chance of positive returns. Sensitivity analysis of these outcomes indicated that
the greatest threat to positive cashows is the time required to achieve the targeted ecological outcomes. Value
of Information (VOI) analysis indicated that the biggest priority for further measurement in this case is the
maturity age of exclosures at which maximum biomass accumulation is achieved. The SIE framework was
effective in providing forecasts of the distribution of outcomes and highlighting critical uncertainties where
further measurements can help support decision-making. This approach can be useful for informing the man-
agement and planning of similar FLR interventions.
1. Introduction
According to the United Nations Environmental Programme, degra-
dation of terrestrial and marine ecosystems undermines the well-being
of 3.2 billion people and costs about 10% of the annual global gross
product in loss of species and ecosystem services (UNEP, 2019). In
Ethiopia, land and forest resource degradation across the different
production systems of the country is considered a major impediment for
sustainable development, causing considerable negative impacts on the
national economy (Gashaw et al., 2014). A rapidly growing population,
combined with increasingly frequent droughts, prevalent poverty and
lack of alternative employment opportunities, is leading to over-
exploitation of the countrys natural resources (Tesfaye et al., 2014).
The traditional customary resource management systems that commu-
nities have relied on for generations are therefore being challenged
(Scull et al., 2017). Novel approaches to restoration, such as forest and
landscape restoration (FLR), may offer effective and integrated strate-
gies for sustainable and integrated landscape management.
FLR is a planned process where forest landscapes are restored with
the goal of ecological integrity and improved human well-being. In
practice, FLR projects follow guiding principles that dictate a focus on
landscapes and natural ecosystems, participatory governance, context-
specic approaches, adaptive management and restoration of multiple
functions for multiple benets (Gitz et al., 2020). The denition of FLR is
broad, allowing for exibility in how the process is implemented in local
landscapes, while the underlying set of guiding principles were devel-
oped to ensure restoration quality. Despite being adopted as a vehicle for
transformation in multiple initiatives that target degraded landscapes
(such as the Convention on Biological Diversity (CBD, 2010), the United
Nations Framework Convention on Climate Changes REDD+goals
(COP 16, 2011), the United Nations Conventions to Combat Deserti-
cation (Chotte et al., 2019), and the United Nations Decade of
* Corresponding author.
E-mail address: Y.Tamba@cgiar.org (Y. Tamba).
Contents lists available at ScienceDirect
Forest Policy and Economics
journal homepage: www.elsevier.com/locate/forpol
https://doi.org/10.1016/j.forpol.2021.102403
Received 15 September 2020; Received in revised form 15 January 2021; Accepted 18 January 2021
Forest Policy and Economics 125 (2021) 102403
2
Ecosystem Restoration (FAO, 2019), there is still a need for empirical
evidence to support scaling-up efforts. Case studies that meet all the
criteria of FLR are few due to the recency of the concept, and the lack of a
standard method for assessing FLR outcomes (Stanturf et al., 2019). A
variety of methods have been developed to address the need for scien-
tic tools to support decision-making on specic components of resto-
ration outcomes, such as soil health (land degradation surveillance
framework; (Vågen et al., 2013), soil nutrient deciencies (Munialo
et al., 2019), soil organic matter content (Zomer et al., 2017), biomass
accumulation (Romijn et al., 2019), rangeland/grazing management
and governance (Sircely et al., 2019), as well as the economics of land
degradation (Nkonya et al., 2015). However, assessment metrics that
integrate both socioeconomic and biophysical outcomes are still lacking
(Chomba et al., 2020).
In Ethiopia, there have been several interventions that meet the FLR
criteria of sustainable land management, including the Integrated Food
Security Project and, more recently, the landscapes for people, food, and
nature initiatives (Nigussie et al., 2017; Weldesemaet, 2015). Substan-
tial investment is required but often cannot be secured due to evidence
gaps that threaten the success of management strategies. Another reason
for limited investments is the long-term planning horizon of FLR, which
dampens enthusiasm for funding (Kusters et al., 2018; McGonigle et al.,
2020; Pistorius et al., 2017). To evaluate and justify investments in
sustainable land management, development practitioners commonly
employ deterministic cost-benet analysis approaches that are hinged
upon precise models of system functions, such as the Restoration Op-
portunities Assessment Methodology (ROAM) manual and the Restora-
tion Diagnostic (IUCN and WRI, 2014; World Resources institute, 2015).
However, deterministic models often fall short of adequately supporting
decisions when data are scarce or of low quality (Wendt, 1975), or
where complex system functions introduce risk and uncertainty (Lued-
eling and Shepherd, 2016). Effective planning and prioritization of in-
terventions may be compromised by uncertainty in the denition of
restoration objectives, failure to identify the most efcient practices and
failure to identify the socio-economic and cultural drivers of deforesta-
tion (Cortina et al., 2011; McGonigle et al., 2020; Yet et al., 2020). At-
tempts by managers to value restoration outcomes also face difculties
when assigning monetary values to ecosystem services with low market
values, such as carbon sequestration, regulation of hydrological cycles
and improved micro-climates (de Groot et al., 2010).
Decision support approaches that holistically evaluate decision op-
tions based on plausible ranges of costs and benets while accounting
for uncertainties and risks could overcome these knowledge barriers.
Furthermore, they could strengthen the capacity of managers to use
continuous learning and monitoring systems to track their progress to-
wards their goals (Rumpff et al., 2011). It is also possible to take stock of
the successes and failures of restoration policies and efforts undertaken
and to learn lessons for improved natural resource management and
protection (Cronkleton et al., 2018). Through these approaches, we can
prioritize critical uncertainties where targeted research could enhance
clarity on expected outcomes. In this study, we demonstrated the
application of a stochastic impact evaluation (SIE) framework to (i)
predict bio-physical and socio-economic outcomes of FLR practices, (ii)
identify knowledge gaps that constrain effective decision making and,
(iii) provide insights that aid in adaptive management of FLR efforts.
2. Materials and methods
2.1. Study area
Desaa forest is one of the oldest remaining dry Afromontane forests
along the western escarpment of the Great Rift Valley in northern
Ethiopia (Lat. 13531356N and Long. 3948- 3951E) (Fig. 1).
It lies between 900 and 3100 m above sea level. Based on rainfall data
from the Ethiopian Meteorological Agency for 2006 to 2015, the mean
annual rainfall was about 602 mm (Mokria et al., 2015). Desaa is an
even-aged secondary forest, hosting about 90 tree and shrub species, and
dominated by Wild African wild Olive (Olea europaea subsp. cuspidata)
and African Juniper (Juniperus procera) (Aynekulu et al., 2009). The
forest is of high ecological and socio-economic importance as it has the
potential to conserve biodiversity and soils, supply biomass for fuelwood
and construction, regulate water and carbon cycles and offer a host of
other ecosystem services (Teklay et al., 2013). Despite its protected
status as a state forest, about 70% of dense forest, with a canopy cover of
more than 40%, has been deforested and degraded since the 1970s
(WeForest, 2018). This is mainly due to forest land conversion to agri-
culture land and settlements, over-extraction of woody biomass for fuel
and timber, re, and free grazing (Aynekulu et al., 2011).
2.2. Methods
2.2.1. FLR interventions
To restore the degraded Desaa forest, WeForest, a non-prot orga-
nisation with support from the Ethiopian government, launched a long-
term FLR programme that proposed investments in a portfolio of scal-
able restoration and livelihood interventions. The interventions are ex-
pected to achieve socioeconomic benets by promoting economic
resilience of vulnerable communities and incentivizing improved natu-
ral resource governance. The targeted beneciaries of the interventions
were subsistence farmers. The following FLR interventions aimed to
restore degraded forest functions:
Assisted natural regeneration (ANR) of degraded forest. The ANR
intervention involved restricting access to the forest products
through social fencing facilitated by local by-laws and governance
structures in a process termed exclosure. Social fencing was
enforced by community members trained as forest guards, and
community participation was encouraged through livelihood devel-
opment interventions.
Enrichment planting and assisted natural regenertation of up to 1000
native trees per hectare in the open forest areas with canopy cover of
less than 40% but more than 10%, where assisted natural regener-
ation has low potential to restore vegetation.
Grazing land exclosure, where communally owned grasslands were
protected from free grazing to encourage natural regeneration of
woody vegetation. The community was allowed access to harvest
grass for livestock feed (cut and carry method).
Soil and water conservation, where gully restoration and in-situ
water harvesting structures were established to reduce soil erosion
and improve water inltration.
The project also implemented a set of livelihood improvement
interventions:
Beekeeping, where two to three modern beehives were distributed
among 3280 beekeepers to establish apiaries around their home-
steads with the aim of promoting non-timber forest products.
Sheep rearing, where three to ve sheep were distributed among
7650 female-headed households to provide alternative sources of
income to forest products. Small ruminants were chosen due to their
resilience to harsh climatic conditions, ease of liquidity to meet
household nancial needs and the proximity of animal feed in the
form of fodder from exclosures established on communal grazing
lands.
High-value fruit trees, where eight to thirteen apple tree seedlings
were distributed among 5465 targeted farmers (whose farms were
located within the FLR restoration project area) with the aim of
diversifying incomes and reducing demand for forest commodities.
Poultry farming, where ten poultry birds were distributed among
7650 impoverished female-headed households to provide livelihood
benets through sale and consumption of poultry products.
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
3
Fig. 1. Map of Desaa state forest in Ethiopia (adapted from WeForest, 2018). Forest zones are demarcated based on vegetation density and human inuence. The
core zone is an area of dense forest with canopy cover 40%. Buffer zone 1 includes areas categorized as open forest where vegetation cover is greater than 10% but
less than 40%. Buffer zone 2 denotes areas that are communally owned and made up of fragmented open forests and grazing lands where vegetation cover is 10%.
Development zone denotes areas covered by community settlements.
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
4
Energy efcient stoves that reduce demand for fuelwood from the
forest were distributed among 10,390 households to promote alter-
native energy sources.
2.2.2. Stochastic simulation of FLR outcomes
We used the SIE framework (Fig. 2), based on Luedeling and Shep-
herd (2016) to simulate FLR outcomes. SIE is a mixed methods approach
that has been widely used to simulate outcomes under uncertainty and
risk for investments in honey value chains (Wafula et al., 2018), water
supply (Luedeling et al., 2015), irrigation development (Yigzaw et al.,
2019), management of reservoir sedimentation (Lanzanova et al., 2019),
and to determine the value of ecosystem services in rangelands (Favretto
et al., 2017). In this study, we applied SIE as an iterative ve-step pro-
cess that supports decisions by integrating evidence and expert opinion
in quantitative simulations of decision impact pathways (Fig. 2).
Step 1: Decision framing
Decision framing is a crucial step where decision-makers need to
explicitly dene their problem and target outcomes. This rst step ad-
dresses questions regarding the short-term and long-term outcomes, the
targeted beneciaries and the type of decision under consideration
(prioritizing vs planning) (Luedeling and Shepherd, 2016). To clearly
dene the interventions social, economic and biophysical impacts, we
carried out semi-structured interviews with representatives from the
implementing agency. The interviews provided insights on the objec-
tives of the FLR project, implementation strategies and the targeted
outcomes. A 25 year horizon was chosen to support long-term planning
that incorporates key uncertainties. Through these interactions, the
decision problem that emerged was whether the selected FLR in-
terventions will be able to restore the degraded forest to provide sus-
tainable socioeconomic and biophysical benets.
To further clarify the decision context, we conducted semi-structured
interviews with ve government ofcers, seven development
practitioners and one academic staff of Mekelle University. We applied
purposive sampling to identify interviewees who had expertise in
environmental management, forest resource management and agricul-
tural value chains. We also held a focus group discussion with 12 male
and eight female members of the local community, two development
agents and two community leaders in the project area. The objective of
the discussion was to elicit perspectives from members of the commu-
nity on the historical trends in land use and land cover in the forest
landscape, how the community expected the FLR interventions to
change the trends in use of forest resources, and the potential barriers to
implementation that they could foresee.
Step 2: Conceptual modelling
We followed a participatory model development process with the
aim of conceptualizing the decisions impact pathways and identifying
the cost, benet and risk variables that would be parameterized in a
simulation model. We held a workshop with 17 stakeholders from six
development agencies, ve representatives of state agencies and two
researchers from Mekelle University, Ethiopia and elicited relevant
variables. We then consolidated the resulting impact pathways and
causal relationships between costs, benets, and risks to generate the
overall conceptual structure of the decision model (Do et al., 2020)
(Fig. 3).
The variable estimates (Tamba et al., 2020) were used to feed the
mathematical model, which was then run as a Monte Carlo (MC)
simulation with 10,000 iterations using the decisionSupport package
(Luedeling and Whitney, 2018; Luedeling et al., 2020) in the R pro-
gramming language (R Core Team, 2017). For each run, the model
produced a projection of the NPV, computed by adding up discounted
net benets over a 25-year simulation period.
Step 3: Developing a mathematical model
In the third step, the conceptual model was translated into a math-
ematical model to quantify the impact of nine FLR interventions as the
Fig. 2. Sequence of activities in the Stochastic Impact Evaluation approach (adapted from Yigzaw et al., 2019). Step 1 denes the decision context by identifying
stakeholders and engaging them in a participatory research process. Step 2 creates a conceptual model of the decisions impact pathways and describes the re-
lationships between the cost, benet and risk variables identied by stakeholders. Step 3 translates the conceptual model into a mathematical model with causal
relationships between variables rewritten as equations. In step 4, the values of model parameters are estimated by calibrated subject matter experts, and a Monte
Carlo (MC) simulation of the cost-benet analysis is run to project the distribution of returns. To analyse the sensitivity of the model, the Variable Importance in the
Projection (VIP) is computed based on the results of a Partial Least Squares regression analysis. Expected Value of Perfect Information (EVPI) analysis serves to
identify variables with high information value for the specic decision. Step 5 is where the model is rened when necessary. The process is iterative and allows for
multiple cycles until the decision maker has sufcient information to make a decision.
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
5
change in outcomes with intervention relative to existing land use
systems.
Risks: Risk factors were considered as the probability of occurrence
of risk (used to generate a binomial distribution describing whether the
respective events occur or not in the simulations) and the magnitude of
impacts on expected benets, if these events occur. We identied two
classes of risks. The rst was a class of risks that had a random chance of
occurring in any given year (random risks). These were simulated by
computing the annual likelihood of occurrence and the impact on out-
comes when the risks do occur using the chance_event function of the
decisionSupport package. For example, for anthropogenic risk, we
computed the chance that community members would encroach into the
forest (for various reasons, such as illegal logging, charcoal burning,
fuelwood harvesting). We then estimated the magnitude of loss of pre-
viously computed benet streams. The second class of risk factors was
conditional risks. For these, the risk events were associated with other
events whose occurrence was uncertain. For instance, the risk of the
community encroaching on the forest to graze their livestock was
determined by the probability that exclosures were ineffective given the
communitys demand for fodder and the probability of poor imple-
mentation of social fencing.
Costs: We categorized costs into ‘individual costsincurred by ben-
eciaries and ‘program costsincurred by the implementing agency. For
the livelihood development activities, the cost of acquiring assets was
borne by the implementing agency and calculated only for the rst year,
while operating costs were borne by the individuals and considered
annually over the 25-year period. Opportunity costs were added to the
cost per individual. The cost of restoration interventions included the
cost of acquiring materials (which was a one-off investment) and
recurrent expenditure on technical labour and maintenance. As some
labour was provided as in-kind payment by the community, we
considered that only a part of the labour costs was paid in cash.
Benets: For livelihood interventions, we quantied the expected
increase in income per household as the main benet. The beekeeping
intervention would provide revenues from the sale of honey. For energy-
efcient cookstoves, we accounted for the benets indirectly as house-
hold health cost savings and reduced dry wood harvesting costs. Sheep
rearing would mostly provide revenues from the sale of sheep. Poultry
farming would provide revenues from the sale of poultry products.
Apple trees would generate revenues from the sale of fruits.
For restoration interventions, the benets were expected to accrue to
the entire community and therefore quantied as communal benets.
This assessment targeted provisioning and regulating ecosystem ser-
vices, since these have direct use values. We then applied a mix of
market and non-market pricing strategies. The main benet expected
from ANR and enrichment planting would be the increase in carbon
stocks as vegetation regenerates. In addition to regeneration, there
would be agricultural benets from a favourable microclimate, resulting
in improved yields for surrounding farmers. To simulate the carbon
sequestration benet of enrichment planting, ANR and exclosure
establishment, we used the gain-loss method that sums up changes in
biomass stock for the specic land-use category (IPCC, 2006). We
determined biomass stocks using two approaches:
-An exponential function adapted from guidelines from the Inter-
governmental Panel on Climate Change was used to simulate the annual
increment in biomass per replanted tree.
biomass per tree =a
1+exp − (BCEF*(bc) ) (1)
where a =maximum marketable volume, BCEF =biomass conversion
and expansion factor, b =simulation period, c =stem maturity age.
-We computed biomass growth as a function of the mean annual
increment per hectare of regenerated forest area and exclosure:
Fig. 3. Conceptual model developed by stakeholders showing the expected costs, benets and risks of programme activities. We collected estimates of model
variables (yellow bubbles) from calibrated subject matter experts and passed the inputs through the model to arrive at the value of outcome variables (blue bubbles)
under risk and uncertainty (red rectangles). (For interpretation of the references to colour in this gure legend, the reader is referred to the web version of
this article.)
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
6
biomass per ha =
mean annual increment*mean biomass per ha (2)
We then quantied the change in carbon stocks that would result
from restoration activities (ANR, enrichment planting, and exclosure)
using the gain-loss method. Emphasis was placed on gains to estimate
the impact of successful restoration. With this approach, we determined
the change by the product of the area of land and the incremental
biomass stock per unit of land area. The impact of social fencing was
used as a proxy for forest areas gained from avoided deforestation and
degradation (Eqs. 3& 4).
Carbon gain from avoided deforestation and degradation =
biomassstock per ha*areasocialfencing+enrichment*carbonfraction (3)
Where carbon fraction of dry matter =0.47 (IPCC, 2006)
We also quantied carbon losses from random events of re and
disease outbreaks and calculated carbon accumulation per hectare of
restored and conserved forest based on the mean annual increase in
carbon stocks (Eqs. 1, 2). We then used the benet transfer method to
determine the market price for carbon.
The impact of exclosure establishment was assessed by valuing the
change in the quantity of grass produced when land use shifted from
communal grazing to exclosures with cut-and-carry harvesting. The use
value of establishing exclosures was determined by the amount of fodder
produced in exclosures relative to the amount produced by grazing
lands. The non-use value of carbon sequestration was found by calcu-
lating the mean annual increment of above- ground biomass (Eq. 2). For
investments in soil and water conservation, the avoided-cost method
was used to quantify the primary benet of reducing costs to the com-
munity related to removal of sediments from a community dam (Pan-
agos et al., 2015; Cheboiwo et al., 2018).
For each intervention, we quantied the expected net benets by
subtracting the aggregate costs from risk-adjusted benets (Eq. 5) and
then discounted the net benet to nd the net present value (Eq. 6).
riskscaler =probability of risk occuring ×impact of risk (5)
Net Benefiti=
n
1
t
1
[Total Benefiti× (1risk scaler) ] − Total costsi
(6)
where n =number of targeted beneciary households,
t =number of simulation years.
NPVi=NetBenefiti
(1+r)t.(7)
where NPV =Net present value, r =discount rate, and t =year
Step 4: Model parameterization and simulation
We used expert knowledge elicitation and literature review to assign
probability distributions for all model variables and operationalize the
model. However, expert opinion can be subjective and susceptible to
biases such as overcondence or under-condence (Hubbard, 2014; Yet
et al., 2016). To reduce these biases, we conducted a calibration training
of subject matter experts during a model validation workshop. The
training aimed to improve the capacity of subject matter experts to make
estimates for which they are 90% condent that the actual values lie
within the provided ranges. We used Kleins Pre-mortem (Klein, 2007)
and the equivalent-bet technique, which have been proven to
measurably improve an experts ability to provide accurate estimates
(Hubbard, 2014).
Step 5: Model Renment
We used Value of Information (VOI) analysis to identify important
knowledge gaps where further measurement efforts could provide
clarity on the best decision (Wilson, 2015). We did this by computing the
expected value of perfect information (EVPI). EVPI represents the op-
portunity loss that could be incurred by a decision-maker due to lack of
information on a specic variable (Felli and Hazen, 1998; Hubbard,
2014). Applied in this way, the EVPI computation can help to determine
where further measurements may help reduce uncertainty on decision
outcomes. We also applied Partial Least Squares (PLS) regression anal-
ysis to the MC simulation results and used Variable-Importance-in-the-
Projection (VIP) sensitivity analysis to assess the input parameters
(Luedeling and Gassner, 2012). The VIP statistic represents the direction
and strength of each input variables relationship with the output vari-
able (Wold et al., 2001).
3. Results
3.1. Returns from livelihood interventions
Model results for livelihood interventions showed that most in-
terventions would have positive NPVs for the 25-year simulation period.
Returns on investments in fruit trees and beekeeping had a 0.4% chance
of loss but beekeeping had a wider range of returns than fruit trees
(Table 1). Poultry farming and efcient cooking stoves both had no
chance of loss but were less protable than fruit trees and beekeeping.
The net present value of returns to sheep rearing had the highest pos-
sibility of loss (60%) and the lowest prots of all livelihood
interventions.
3.2. Return from restoration interventions
The simulated NPV of ANR cashows had a possibility of negative
returns (Table 1). The distribution showed minor variation over time,
with the median return for each year progressively increasing but never
exceeding 4000 USD ha
1
. VIP analysis of outcomes revealed 9 variables
that the projected returns were sensitive to. The impact of ANR on yields
in the surrounding agricultural area, market price of carbon, annual rate
of deforestation, and viability of carbon marketing were the 4 most
highly ranked variables correlated with ANR outcomes (Fig. 4d). VOI
analysis revealed that there were no critical knowledge gaps to be lled
(Fig. 4b).
The model simulated positive returns on the enrichment planting
intervention in 89.8% of model runs. Annual outcomes varied signi-
cantly with a high likelihood of losses in the rst 5 years after planting. If
further clarity on this outcome is needed, priority should be given to
reducing uncertainty related to carbon markets (Fig. 5b). VIP analysis
highlighted 13 variables with a coefcient value above the threshold of
0.8 (Fig. 5d). The most sensitive variables in this case were strongly
related to carbon markets (cost of carbon and risk of lack of carbon
markets) and the tree population (annual rate of deforestation, number
of replanted trees per ha and risk of wildres) (Fig. 5d). Grazing land
exclosure was the riskiest restoration intervention with a 77.2% likeli-
hood of positive returns. Annual cashows (Fig. 6c) revealed possibil-
ities of net losses in the initial years and and expectation of breaking
even in the 10
th
year.
areasocial fencing+enrichment =avoided loss in forest area due to agricultural and settlement expansion+
avoided loss in forest area due illegal commercial logging (4)
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
7
Table 1
Summary of returns on Forest Landscape Restoration (FLR) interventions. The range represents the 90% condence interval of the total Net Present Value (NPV),
considering a 25-year simulation period. Also shown are the chance of loss for each intervention and the value of information (VOI) for further measurement for each
intervention, expressed as the Value of Perfect Information (EVPI).
NPV in USD (n =10,000, 90% C.I.) VOI
Intervention Lower bound Median Upper bound Chance of loss EVPI (USD) Critical knowledge gap
Beekeeping 1594 4517 10,961 0.1% 0.4 Honey yield per hive
Cookstoves 1165 2008 3140 0% 0
Sheep rearing 1258 165 1013 60.0% 209 Cost of Labour
Poultry farming 624 1053 1569 0.0% 0
High Value trees 1482 4292 8023 0.2% 0.4 Max. fruit yield potential
Grazing land exclosure 13,119 9800 50,785 22.9% 2000 Biomass maturity age
Assisted natural Regeneration 13,231 20,215 30,286 0% 0
Soil water conservation 1104 4141 7401 1.2% 7.9 Rate of soil loss
Enrichment planting 492 3212 13,852 10.2% 56 Market price per ton of carbon
Fig. 4. Projected outcome of the decision to implement ANR in Desaa (a), high decision-value variables (b), the respective cashows (c) and important variables
(determined by VIP analysis of PLS regression models) (d). The results were produced through MC simulation (10,000 model runs) of ANR performance over 25
years. In the PLS plot, green bars indicate positive correlations of uncertain variables with the outcome variable, while red bars indicate negative correlations. Blue
bars indicate variables that did not meet the threshold of the model sensitivity analysis. (For interpretation of the references to colour in this gure legend, the reader
is referred to the web version of this article.)
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
8
Further measurements to pinpoint the maturity age of woody
biomass in exclosures (EVPI =1330 USD) and, to a lesser extent, the
maximum carbon stock that can be accumulated in the exclosures and
the rate of deforestation would reduce ambiguity for the decision-
makers (Fig. 6b). The NPV for soil water conservation efforts had a
98.84% chance of positive outcomes (Fig. 7a). If further clarity is
necessary, the analysis identied the rate of soil loss in the forest as a
source of uncertainty (Fig. 7b). Despite this uncertainty, outcomes are
most likely to be positive. Sensitivity analysis revealed ve variables
with a signicant correlation with the projected outcomes (Fig. 7d).
4. Discussion
4.1. Livelihood interventions
Beekeeping is the most protable among the livelihood interventions
that were investigated. Energy-efcient cookstoves are also promising,
although this intervention would not provide direct income, but save on
the cost of extracting fuelwood from the forest, improve health and
reduce carbon emissions from forest degradation (Grieshop et al., 2011).
Indirect income from reduced fuelwood needs and savings on health
costs might not be enough nancial incentive to encourage community
members to adopt energy-saving stoves (Okuthe and Akotsi, 2014). For
households targeted for sheep rearing, the enterprise is risky with a 60%
chance of incurring losses. This outcome indicates uncertainty, as it does
not offer sufcient evidence to support the decision to roll out the
intervention. Measurements to gain a better understanding of labour
requirements of sheep rearing can help eliminate uncertainty about this
outcome. Identifying the ideal number of sheep to distribute to com-
munity members for the intervention to make economic sense and the
effect of a drought event on sheep rearing ventures can also help to gain
clarity on outcomes. Poultry farming is protable and could effectively
provide an alternative source of income for the most resource poor
households (Pica-Ciamarra and Otte, 2010). Investment in planting of
fruit trees would also generate positive returns, but these returns will not
be realised in the rst few years, since apple trees take several years to
Fig. 5. Projected outcome of the decision to undertake enrichment planting in Desaa (a), high decision-value variables (b), the respective cashows (c) and
important variables (determined by VIP analysis of PLS regression models) (d). The results were produced through MC simulation (10,000 model runs) of enrichment
planting outcomes over 25 years. In the PLS plot, green bars indicate positive correlations of uncertain variables with the outcome variable, while red bars indicate
negative correlations. Blue bars indicate variables that did not meet the threshold of the model sensitivity analysis. (For interpretation of the references to colour in
this gure legend, the reader is referred to the web version of this article.)
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
9
reach their maximum production potential.
4.2. Restoration interventions
Model results showed that the restoration strategy with ANR accel-
erates recovery of natural forest by reducing disturbance. Enrichment
planting achieves the same outcome but through active replanting in the
fragmented forest zones. While our simulations showed that both in-
terventions were likely to have promising outcomes, the likelihood of
positive monetary returns was higher with ANR than enrichment
planting. This agrees with the results of a meta-analysis of forest resto-
ration interventions in tropical forests. Crouzeilles et al. (2017) report
that restoration outcomes measured by vegetation structure and biodi-
versity were higher for natural regeneration than for tree planting. Our
ndings on the differences in quantities of sequestered carbon for
replanting compared with regeneration are explained by slower rates of
accumulation in replanted trees and high quantities of sequestered
carbon in old trees (K¨
ohl et al., 2017). Furthermore, the difference in
projected returns on enrichment planting relative to ANR is also
explained by the differences in costs, as lower implementation costs are
incurred with ANR as compared to enrichment planting (Chazdon et al.,
2016; Shono et al., 2007). Nevertheless, projected NPVs per ha for both
interventions were higher than those of most alternative land uses. This
makes both interventions effective and protable to achieve biophysical
outcomes (Pistorius et al., 2017).
VOI analysis revealed that there were no high value variables for the
ANR intervention. However, there were variables of importance that
would determine the magnitude of positive cashows. When the effect
of restoration on yields in adjacent agricultural lands was considered,
we found that the projected returns increased.A study on the effect of
increased tree cover on agriculture in southern Ethiopia simulated a 5%
increase in wheat production on lands adjacent to reforested forests and
hedgerows (Yang et al., 2020). This result is attributed to improved soil
moisture, temperature regulation and increased soil nutrient availability
for agricultural lands bordering forest.
Exclosure establishment would also generate substantial benets
Fig. 6. Projected outcome of improved exclosure management on the economic value of ecosystem goods and services in exclosure (a), high decision-value variables
(b), the respective cashows (c) and important variables (determined by VIP analysis of PLS regression models) (d). The results were produced through MC
simulation (10,000 model runs) of 25 years of exclosure performance. In the PLS plot, green bars indicate positive correlations of uncertain variables with the
outcome variable, while red bars indicate negative correlations. Blue bars indicate variables that did not meet the threshold of the model sensitivity analysis. (For
interpretation of the references to colour in this gure legend, the reader is referred to the web version of this article.)
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
10
when compared to the alternative, a communal free grazing land use
system. However, while regulating services are expected to improve
with the establishment of exclosure, the impact on feed resources will be
negative. Exclosures could create competition for livestock feed re-
sources among community members by restricting access to grazing
land (Birhane et al., 2018). Results of VOI analysis showed that
achieving greater precision in estimating the time required to achieve
maximum biomass accumulation should be prioritized. This knowledge
could potentially improve management of exclosures by making the
valuation of carbon stock more precise. Nonetheless, the range of out-
comes projected by the model brackets the deterministic result projected
by Mekuria (2013) (about 3000 USD ha
1
) when assessing the changes
in regulating ecosystem services following establishment of exclosure on
communal grazing lands in Ethiopia. The trend in returns showed that
over time, the cash ows increase with exclosure age and level off after
the exclosure reaches its production potential. This was also found by
Mekuria (2013), who compared biomass productivity in ve, ten, fteen
and twenty-year old exclosures with communal grazing land, nding the
greatest difference in older exclosures.
4.3. Implications for FLR actors and policy-makers
While FLR is widely expected to have positive socioeconomic out-
comes, measurements of ecosystem benets are sorely lagging behind
the recognition that they exist (Matzek, 2018). This is the result of a
shortage of technical experts who can address the methodological con-
cerns and philosophical objections that come up when attempting to
monetize natures services. Uncertainty in measurement results from
practical challenges in monitoring ecosystem services (de Groot et al.,
2010), and the acknowledgement that restoration efforts cannot fully
recover the natural ‘pre-disturbanceecosystem functions (Crouzeilles
et al., 2016).
For long-term planning of FLR, managers and policy-makers should
pay more attention to biological factors. The time lag to production will
affect the distribution of returns, hence low returns should be expected
in the rst few years and greater returns towards the end of the
Fig. 7. Projected outcome of introducing soil and water conservation measures in Desaa. (a), high decision-value variables (b), the respective cashows (c) and
important variables (determined by VIP analysis of PLS regression models) (d). The results were produced through MC simulation (10,000 model runs) of the
performance of conservation structures over 25 years. In the PLS plot, green bars indicate positive correlations of uncertain variables with the outcome variable,
while red bars indicate negative correlations. Blue bars indicate variables that did not meet the threshold of the model sensitivity analysis. (For interpretation of the
references to colour in this gure legend, the reader is referred to the web version of this article.)
Y. Tamba et al.
Forest Policy and Economics 125 (2021) 102403
11
simulation period. Managers therefore need to be prepared to evaluate
the outcomes of their interventions during the early phase of their
project where implementation costs are incurred, and net losses are
likely. A portfolio analysis to identify the best combinations of in-
terventions could help buffer against the risk of losses in the rst few
years. Also, varietal selection to prioritize tree species that accelerate
ecosystem recovery can help minimize losses. It is important for man-
agers and policy-makers to note that socioeconomic factors, i.e. the
drivers of deforestation and the viability of carbon trading were more
likely to determine whether actual returns matched desired outcomes
than the biophysical determinants of returns. Without strategic man-
agement, exclosures are expected to lead to a resource constraint for
livestock farmers, as they reduce availability of feed resources, but may
not be able to offset this effect through positive revenues from carbon
credits. Even when paired with cut-and-carry harvesting, this interven-
tion may lead to a net reduction in fodder supply, which may discourage
community participation. Incentivizing pastoral communities by
providing a livestock insurance policy against drought could help ach-
ieve community buy-in and improve revenues from carbon credits.
There is also no doubt that successful implementation of FLR pro-
grammes requires key socioeconomic mechanisms be put in place to
ensure there are clear rights, roles and benet sharing arrangements
between different stakeholders and community members (Yami et al.,
2013).
Holistic and stochastic valuation of forest restoration costs and
benets can provide realistic estimates of the plausible ranges of returns
of interventions, considering all outcome dimensions that are relevant in
a particular context. Since the objectives of FLR programmes can thus be
better captured than in traditional evaluations that rely on precise
measurements, this method is suitable for accounting for costs and
benets of such programmes. To realistically value ecosystem benets,
FLR actors should base their predictions on expert knowledge of the
local context rather than on benchmark estimates carried over from
different contexts (Stålhammar and Pedersen, 2017). The use of distri-
butions when estimating the value of variables rather than best-bet es-
timates avoids overly hopeful predictions that could misguide planning
(Luedeling et al., 2019).
The outcomes of this study indicate positive returns for most in-
vestments. This is a clear indication that investments in FLR pro-
grammes can succeed in reversing degradation in the long term.
However, initial costs incurred to establish livelihood interventions,
mobilize communities, strengthen social governance structures, and
provide capacity building and training can result in net losses in the rst
few years. Therefore, FLR actors may need signicant nancial support
to see their interventions through to the medium and long term (Pis-
torius et al., 2017).
4.4. Limitations of the study
The study did not explicitly consider the overall socio-economic
environment and the challenges that social factors present to imple-
menters of participatory forest management. Insecure land tenure, low
levels of technical and technological capacity and a lack of benet-
sharing agreements pose an additional risk to restoration outcomes
(Chazdon et al., 2016; Lemenih et al., 2014). For instance, in the case of
land tenure, landless individuals may not have access to economic in-
centives that would discourage over-harvesting of forest resources.
Incomplete consideration of land rights may mean that the returns
presented here are only applicable to households that own land and have
direct access to the benets. Further consideration of biotic factors may
also be warranted. The effectiveness of restoration and choice of resto-
ration approach are linked with the regeneration potential of the species
considered. While our analysis did not differentiate between regenera-
tion potentials of the two climax tree species, evidence from previous
studies indicated that J. procera has low potential for ecosystem recovery
and might not be effectively restored by the ANR approach (Aynekulu
et al., 2009).
5. Conclusions
Predicting FLR outcomes is a difcult endeavour, since outcomes are
often achieved through complex mechanisms with many uncertainties
and risks preventing robust decision making. Development practi-
tioners, landscape restoration programme managers and researchers can
overcome these challenges by applying stochastic methods and partici-
patory research approaches. Decision analysis tools that apply stochastic
impact evaluation are suitable for decision makers who are not only
constrained by imperfect knowledge of complex systems, but also need
to consider a range of social, economic, and biophysical factors to pre-
dict project impacts. The SIE framework enabled us to clearly dene the
objectives of FLR activities and quantify the expected impacts on land
use and land cover trends.
Engagement of subject matter experts, decision-makers and com-
munity members enabled us to develop a decision model that incorpo-
rated priorities and beliefs of stakeholders and decision-makers. The
process provided an avenue for stakeholders to express their uncertainty
about the relevant variables, including those considered difcult to
measure. Thus, we conducted a robust cost-benet analysis and pre-
sented distributions of plausible decision outcomes to decision-makers.
In this way, research outcomes were translated into economic impacts
for easy integration into decision-making processes. Future studies may
benet from considering the impact of social governance structures on
FLR interventions.
Declaration of Competing Interest
The authors declare that they have no known competing nancial
interests or personal relationships that could have appeared to inuence
the work reported in this paper.
Acknowledgements
This research was carried out under the CGIAR Research Program on
Water, Land and Ecosystems (WLE) with support from CGIAR Fund
Donors (http://www.cgiar.org/about-us/our-funders/). We also appre-
ciate the support accorded to us by the implementing agency (WeForest
Ethiopia) and its partners. We thank community members from Kalaa-
min village in Tigray, Ethiopia, Mekelle University and state agencies for
their input to the decision model development process. Their insights
were critical in understanding complex interactions between commu-
nity members and Desaa Forest. In addition, the paper beneted greatly
from the comments of reviewers.
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Y. Tamba et al.
... For instance, the overexploitation of the tree for subsistence use should be minimized by introducing alternative livelihood strategies. In the Desa'a forest, various environmentally friendly and non-destructive alternative livelihoods have been suggested, including the gathering of non-timber forest products (e.g., medicinal plants, edible fruits and honey production), poultry farming and home gardening (Tamba et al., 2021;Gidey et al., 2023). Overgrazing of D. ombet habitats can also be reduced by introducing livestock exclosures. ...
... Overgrazing of D. ombet habitats can also be reduced by introducing livestock exclosures. The latter are critical to enhance the conservation of the species as it improves the microclimate of the area, increasing the abundance of viable seeds for regeneration and protecting the emerged small seedlings (Ghazali et al., 2008;Tamba et al., 2021). Moreover, the degradation of Desa'a forest by soil erosion and runoff can be minimized through community-based construction of soil and water conservation structures like in-situ micro basines, deep and shallow trenches and terraces. ...
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Dracaena ombet, a flagship tree species in arid ecosystems, holds a significant ecological, economic, and socio-cultural value. However, its persistence is currently under threat from both anthropogenic and natural factors. Consequently, the species has been listed as an endangered tree species on the IUCN Red List, requiring urgent conservation actions for its continued existence. To develop effective conservation actions, it is necessary to have information on the population dynamics of the species. A study was conducted in the lowland and midland agroecological zones (sites) within the Desa'a dry Afromontane forest, northern Ethiopia to analyze the population status of D. ombet and identify its site-specific threats. At each site, abundance, health status, diameter, height and threats of the species were collected using 60 sample plots (20 m × 20 m) distributed over six transects (500 m × 20 m) spaced one km apart. The study showed that the D. ombet population was characterized by low abundance and unstable structure. It was further characterized by a substantial number of unhealthy damaged and dead trees. The low abundance of the species with unstable age structure in the dry Afromontane forests can be attributed to various factors such as stem cutting and debarking, leaf defoliation, overgrazing, soil erosion, and competition from expansive shrubs. Alternative livelihood options for the local inhabitants should be introduced to minimize the overexploitation of D. ombet for subsistence use in the dry Afromontane forests. The impacts of overgrazing and soil erosion on D. ombet and its Desa'a habitats should also be addressed through the introduction of community-based exclosures and in-situ soil and water conservation practices, respectively.
... The largest part of the forest area is located in the highlands of Tigray with extensions into Afar's lowland. The overall altitude ranges from around 900 m in the lowlands up to 3000 m a.s.l. in the highlands (Tamba et al., 2021). The forest acts as a buffer zone between the hot lowlands of Afar and the cooler highlands of Tigray (Hishe et al., 2021). ...
... The forest inhabits around 90 different tree and shrub species but used to be dominated by Juniperus procera and Olea europaea subsp. Cuspidata, which are characteristic species for dry Afromontane forests (Tamba et al., 2021). However, the forest is constantly under tremendous anthropogenic as well as climate induced pressure, which results in degradation and a changing species composition. ...
... For instance, the overexploitation of the species for generating income should be reduced by introducing alternative livelihood sources. In the Desa'a forest, various environmentally friendly alternative livelihoods have been suggested, including the collection of non-timber forest products (e.g., medicinal plants and honey), poultry farming and home gardening (Tamba et al., 2021;Gidey et al., 2023). Overgrazing in the species habitats can also be reduced through introducing livestock exclosures. ...
... Overgrazing in the species habitats can also be reduced through introducing livestock exclosures. This is important to enhance the conservation of the species as it improves the microclimate of the area, increasing the abundance of viable seeds and protecting the emerged seedlings (Ghazali et al., 2008;Tamba et al., 2021;Gidey et al., 2023). ...
... The largest part of the forest area is located in the highlands of Tigray with extensions into Afar's lowland. The overall altitude ranges from around 900 m in the lowlands up to 3000 m a.s.l. in the highlands (Tamba et al., 2021). The forest acts as a buffer zone between the hot lowlands of Afar and the cooler highlands of Tigray (Hishe et al., 2021). ...
... The forest inhabits around 90 different tree and shrub species but used to be dominated by Juniperus procera and Olea europaea subsp. Cuspidata, which are characteristic species for dry Afromontane forests (Tamba et al., 2021). However, the forest is constantly under tremendous anthropogenic as well as climate induced pressure, which results in degradation and a changing species composition. ...
... Hence, future work that assesses risks in greater detail (e.g. 53 ) for oil palm farming, along with enhanced soil C stocks estimated at deeper depths, can improve the understanding and potential of C prices needed to offset opportunity costs under a much wider range of socio-economic and ecological scenarios than those presented in this study. It is important to mention that programs implemented to compensate landowners for avoided C emissions involve costs associated with the setting up and running of payment operations including monitoring and contractual compliance 54 . ...
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Secondary tropical forests are at the forefront of deforestation pressures. They store large amounts of carbon, which, if compensated for to avoid net emissions associated with conversion to non-forest uses, may help advance tropical forest conservation. We measured above- and below-ground carbon stocks down to 1 m soil depth across a secondary forest and in oil palm plantations in Malaysia. We calculated net carbon losses when converting secondary forests to oil palm plantations and estimated payments to avoid net emissions arising from land conversion to a 22-year oil palm rotation, based on land opportunity costs per hectare. We explored how estimates would vary between forests by also extracting carbon stock data for primary forest from the literature. When tree and soil carbon was accounted for, payments of US1851tCO21forsecondaryforestsandUS18–51 tCO2–1 for secondary forests and US14–40 tCO2–1 for primary forest would equal opportunity costs associated with oil palm plantations per hectare. If detailed assessments of soil carbon were not accounted for, payments to offset opportunity costs would need to be considerably higher for secondary forests (US$28–80 tCO2–1). These results show that assessment of carbon stocks down to 1 m soil depth in tropical forests can substantially influence the estimated value of avoided-emission payments.
... The ability of experts to provide useful estimates that actually express the state of knowledge on particular variables can be enhanced through a process known as 'calibration training'. From range estimates for all model input variables, the net benefits of particular intervention options can then be computed through probabilistic simulations (Tamba et al., 2021). Content courtesy of Springer Nature, terms of use apply. ...
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Many farmers hesitate to adopt new management strategies with actual or perceived risks and uncertainties. Especially in ornamental plant production, farmers often stick to current production strategies to avoid the risk of economically harmful plant losses, even though they may recognize the need to optimize farm management. This work focused on the economically important and little-researched production system of ornamental heather (Calluna vulgaris) to help farmers find appropriate measures to sustainably improve resource use, plant quality, and profitability despite existing risks. Probabilistic cost-benefit analysis was applied to simulate alternative disease monitoring strategies. The outcomes for more intensive visual monitoring, as well as sensor-based monitoring using hyperspectral imaging were simulated. Based on the results of the probabilistic cost-benefit analysis, the expected utility of the alternative strategies was assessed as a function of the farmer's level of risk aversion. The analysis of expected utility indicated that heather production is generally risky. Concerning the alternative strategies, more intensive visual monitoring provides the highest utility for farmers for almost all levels of risk aversion compared to all other strategies. Results of the probabilistic cost-benefit analysis indicated that more intensive visual monitoring increases net benefits in 68% of the simulated cases. The application of sensor-based monitoring leads to negative economic outcomes in 85% of the simulated cases. This research approach is widely applicable to predict the impacts of new management strategies in precision agriculture. The methodology can be used to provide farmers in other data-scarce production systems with concrete recommendations that account for uncertainties and risks. Supplementary information: The online version contains supplementary material available at 10.1007/s11119-022-09909-z.
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Assisted Natural Regeneration (ANR) is a set of restoration strategies and interventions primarily based on natural regeneration, aimed at accelerating succession and providing multiple benefits in degraded ecosystems and landscapes. These strategies have the potential to significantly contribute to global Forest and Landscape Restoration efforts. However, ANR faces challenges due to limited recognition, support, and formal integration into relevant sectors and restoration policies, particularly in tropical regions. The dearth of evidence-based syntheses further compounds these challenges. To address this gap, a bibliometric analysis of selected scientific publications on ANR (n = 208) from 1987 to 2023 was conducted, using Web of Science and Google Scholar databases. A systematic review was undertaken, using a subset of original research articles (n = 44), to synthesize published data on interventions, contexts, costs, and benefits of ANR and to identify major knowledge gaps. Analysis of bibliometric metadata revealed an increasing annual output of ANR publications in over 80 journals, encompassing various document types and authors from over 40 countries. Despite ANR's formal emergence in the Philippines, Brazil has taken the lead in both its research and implementation, and international collaboration in ANR research has grown. While ANR research focused mostly on ecosystem services and ecological outcomes, social aspects have been poorly studied. Diverse ANR interventions align not only with ecological restoration but also with integrated land management, biodiversity conservation, forest and landscape restoration, and forest management. The cost-effectiveness of ANR implementation, especially in restoration for carbon storage, exhibited considerable variability when compared to active tree planting, and varied with intervention types, time, land use history, and long-term costs. This synthesis provides critical insights and evidence to enhance the effective integration of ANR into restoration and reforestation programs and policies.
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Farmer Managed Natural Regeneration (FMNR) comprises a set of practices used by farmers to encourage the growth of native trees on agricultural land. FMNR is reported to deliver a number of positive impacts, including increasing agricultural productivity through soil fertility improvement and feed for livestock, incomes, and other environmental benefits. It is widely promoted in Africa as a cost-effective way of restoring degraded land, that overcomes the challenge of low survival rates associated with tree planting in arid and semi-arid areas. Despite being widely promoted, the evidence for these bold claims about FMNR has not been systematically analyzed. This paper reviews the scientific evidence related to the contexts in which FMNR is practiced across sub-Saharan Africa, how this influences the composition of regenerating vegetation, and the resulting environmental and socioeconomic benefits derived from it. This reveals that quantitative evidence on FMNR outcomes is sparse and mainly related to experience in the Maradi and Zinder regions of Niger. There is little mechanistic understanding relating how context conditions the diversity and abundance of regenerating trees and how this in turn is related to ecosystem function and livelihood benefits. This makes it difficult to determine where and for whom FMNR is an appropriate restoration technique and where it might be necessary to combine it with enrichment planting. Given the need for viable restoration practices for agricultural land across Africa, well beyond the climatic and edaphic contexts covered by existing FMNR studies, we recommend research combining functional ecology and socioeconomic assessments, embedded as co-learning components within scaling up initiatives. This would fill key knowledge gaps, enabling the development of context-sensitive advice on where and how to promote FMNR, as well as the calculation of the return on investment of doing so.
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Agroforestry interventions have the potential to benefit the livelihoods of farmers and communities worldwide. However, given the high system complexity, the long-term benefits of agroforestry are difficult to anticipate. This study aimed to integrate uncertainty into long-term performance projections for agroforestry interventions in the highlands of Northwest Vietnam. We applied decision analysis and probabilistic modeling approaches to produce economic ex-ante assessments for seven agroforestry options (intercropping of maize, forage grass, or coffee with tea, nut, fruit, and timber trees) promoted in the region. Our results indicate that farmers likely prefer annual monocultures due to the relatively early incomes and short time-lag on returns. However, the results also show that annual profits from monocrops can be expected to decrease over time, due mainly to unsustainable soil use. Agroforestry systems, on the other hand, return substantial profits in the long term, but they also incur high establishment and maintenance costs and can generate net losses in the first few years. Initial financial incentives to compensate for these losses may help in promoting agroforestry adoption in the region. Uncertainties related to farmers’ time preference, crop yields, and crop prices appeared to have the greatest influence on whether monocropping or agroforestry emerged as the preferable option. Narrowing these key knowledge gaps may offer additional clarity on farmers’ optimal course of action and provide guidance for agencies promoting agroforestry interventions in Vietnam and elsewhere. Our model produced a set of plausible ranges for net present values and highlighted critical variables, more clarity on which would support decision-making under uncertainty. Our innovative research approach proved effective in providing forecasts of uncertain outcomes and can be useful for informing similar development interventions in other contexts.
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Sustainable land management is at the heart of some of the most intractable challenges facing humanity in the 21st century. It is critical for tackling biodiversity loss, land degradation, climate change and the decline of ecosystem services. It underpins food production, livelihoods, dietary health, social equity, climate change adaptation, and many other outcomes. However, interdependencies, trade-offs, time lags, and non-linear responses make it difficult to predict the combined effects of land management decisions. Policy decisions also have to be made in the context of conflicting interests, values and power dynamics of those living on the land and those affected by the consequences of land use decisions. This makes designing and coordinating effective land management policies and programmes highly challenging. The difficulty is exacerbated by the scarcity of reliable data on the impacts of land management on the environment and livelihoods. This poses a challenge for policymakers and practitioners in governments, development banks, non-governmental organisations, and other institutions. It also sets demands for researchers, who are under ever increasing pressure from funders to demonstrate uptake and impact of their work. Relatively few research methods exist that can address such questions in a holistic way. Decision makers and researchers need to work together to help untangle, contextualise and interpret fragmented evidence through systems approaches to make decisions in spite of uncertainty. Individuals and institutions acting as knowledge brokers can support these interactions by facilitating the co-creation and use of scientific and other knowledge. Given the patchy nature of data and evidence, particularly in developing countries, it is important to draw on the full range of available models, tools and evidence. In this paper we review the use of evidence to inform multiple-objective integrated landscape management policies and programmes, focusing on how to simultaneously achieve different sustainable development objectives in diverse landscapes. We set out key success factors for evidence-based decision-making, which are summarised into 10 key principles for integrated landscape management knowledge brokering in integrated landscape management and 12 key skills for knowledge brokers. We finally propose a decision-support framework to organise evidence that can be used to tackle different types of land management policy decision.
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Site-specific land management practice taking into account variability in maize yield gaps (the difference between yields in the 90th percentiles and other yields on smallholder farmers’ fields) could improve resource use efficiency and enhance yields. However, the applicability of the practice is constrained by inability to identify patterns of resource utilization to target application of resources to more responsive fields. The study focus was to map yield gaps on smallholder fields based on identified spatial arrangements differentiated by distance from the smallholder homestead and understand field-specific utilization of production factors. This was aimed at understanding field variability based on yield gap mapping patterns in order to enhance resource use efficiency on smallholder farms. The study was done in two villages, Mukuyu and Shikomoli, with high and low agroecology regarding soil fertility in Western Kenya. Identification of spatial arrangements at 40 m, 80 m, 150 m and 300 m distance from the homestead on smallholder farms for 70 households was done. The spatial arrangements were then classified into near house, mid farm and far farm basing on distance from the homestead. For each spatial arrangement, Landsat sensors acquired via satellite imagery were processed to generate yield gap maps. The focal statistics analysis method using the neighborhoods function was then applied to generate yield gap maps at the different spatial arrangements identified above. Socio-economic, management and biophysical factors were determined, and maize yields estimated at each spatial arrangement. Heterogeneous patterns of high, average and low yield gaps were found in spatial arrangements at the 40 m and 80 m distances. Nearly homogenous patterns tending towards median yield gap values were found in spatial arrangements that were located at the 150 m and 300 m. These patterns correspondingly depicted field-specific utilization of management and socio-economic factors. Field level management practices and socio-economic factors such as application of inorganic fertilizer, high frequency of weed control, early land preparation, high proportion of hired and family labor use and allocation of large land sizes were utilized in spatial arrangements at 150 and 300 m distances. High proportions of organic fertilizer and family labor use were utilized in spatial arrangements at 40 and 80 m distances. The findings thus show that smallholder farmers preferentially manage the application of socio-economic and management factors in spatial arrangements further from the homestead compared to fields closer to the homestead which could be exacerbating maize yield gaps. Delineating management zones based on yield gap patterns at the different spatial arrangements on smallholder farms could contribute to site-specific land management and enhance yields. Investigating the value smallholder farmers attach to each spatial arrangement is further needed to enhance the spatial understanding of yield gap variation on smallholder farms.
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Land degradation is a globally recognized problem and restoration of degraded land is currently high on the international agenda. Forest landscape restoration and other restorative ecosystem management activities are important measures that contribute towards reaching the objectives of the Bonn Challenge, which aims to restore 350 million hectares by 2030. In this context, many restoration projects are being planned and implemented in Latin America and the Caribbean (LAC). We present an overview of the location, goals and activities, and an estimated climate change mitigation potential of 154 recent, ongoing and planned restoration projects in LAC. Our analysis suggests that most projects are located in the humid tropics and less attention is paid to drylands. Increasing vegetation cover, biodiversity recovery and recovery of ecological processes are the most common goals. Restorative activities to fulfil these goals were diverse and were related to the type and source of funding that projects receive. For example, projects implemented through the Forest Investment Program (FIP) and the Global Environment Facility (GEF) generally rely on natural or assisted regeneration over large areas (>20,000 ha), whereas Clean Development Mechanism (CDM) projects establish forest plantations, often including exotic monocultures, in smaller project areas (<5000 ha). Projects that are specifically implemented within the scope of Initiative 20 × 20 and other local initiatives that target the local environmental problems, are more varied and rely on a wider portfolio of restorative activities, such as erosion control, exclusion of grazing and mixed plantations. These projects are usually implemented in smaller project areas (<5000 ha). All projects had the potential to contribute to climate change mitigation by storing additional forest aboveground biomass through natural regeneration, assisted regeneration or establishing a plantation. Further analysis of the implemented activities is an important next step to investigate their effectiveness in terms of goals achieved under Initiative 20 × 20 and the Bonn Challenge. This would provide information for future restoration projects and upscaling of restorative activities in a wider area.
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Irrigation plays a significant role in achieving food and nutrition security in dry regions. However, detailed ex- ante appraisals of irrigation development investments are required to efficiently allocate resources and optimize returns on investment. Due to the inherent system complexity and uncertain consequences of irrigation develop- ment interventions coupled with limited data availability, deterministic cost-benefit analysis can be ineffective in guiding formal decision-making. Stochastic Impact Evaluation (SIE) helps to overcome the challenges of evaluat- ing investments in such contexts. In this paper, we applied SIE to assess the viability of an irrigation dam con- struction project in northern Ethiopia. We used expert knowledge elicitation to generate a causal model of the planned intervention's impact pathway, including all identified benefits, costs and risks. Estimates of the input variables were collected from ten subject matter experts. We then applied the SIE tools: Monte Carlo simulation, Partial Least Squares regression, and Value of Information analysis to project prospective impacts of the project and identify critical knowledge gaps. Model results indicate that the proposed irrigation dam project is highly likely to increase the overall benefits and improve food and nutrition status of local farmers. However, the overall value of these benefits is unlikely to exceed the sum of the investment costs and negative externalities involved in the intervention. Simulation results suggest that the planned irrigation dam may improve income, as well as food and nutrition security, but would generate negative environmental effects and high investment costs. The Stochastic Impact Evaluation approach proved effective in this study and is likely to have potential for evaluating other agricultural development interventions that face system complexity, data scarcity and uncertainty.