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What Works in Executive Coaching: Understanding Outcomes Through Quantitative Research and Practice-Based Evidence

Authors:
  • Vrije Universiteit Amsterdam & Hult International Business School
‘This book presents the entire spectrum of empirical coaching research to date and
depicts an almost complete status quo of coaching research.
The book is therefore suitable for researchers to identify the gaps that coaching
research has not yet addressed and for practitioners of any school and any
methodological background who either want to read up on the subject of eectiveness
or are motivated to gain inspiration on how to enrich their coaching practice with
evidence-based elements and ‘magic ingredients’ that help their clients the most.
I am convinced that this book will be a future standard reference for coaching
researchers and practitioners interested in evidence-based coaching and, despite the
title, definitely is not limited to executive coaching.’
—DrKatharina Ebner, Senior Lecturer, Friedrich-Alexander-Universität
Erlangen-Nürnberg, Germany
This book reviews the full coaching outcome research literature to examine the
arguments and evidence behind the use of executive coaching. Erik de Haan presents
the definitive guide to what works in coaching and what changes coaching brings
about, both for individual coaches and for organisations and commissioners.
Accessibly written and based on contemporary quantitative research into coaching
eectiveness, this book considers whether we know that coaching works, and, if so,
whom it works for, and what it oers to those involved. What Works in Executive
Coaching considers the entire body of academic literature on quantitative research
in executive and workplace coaching, assessing the significant results and explaining
how to apply them. Each chapter contains direct applications to coaching practice
and clearly evaluates the evidence, defining what really works in executive coaching.
Alongside its companion volume Critical Moments in Executive Coaching, this
book is an essential guide to evidence-based eectiveness in coaching. It will be a key
text for all coaching practitioners, including those in training.
Erik de Haan studied Theoretical Physics and undertook his PhD in Psychophysics.
He is Director of the Ashridge Centre for Coaching at Hult International Business
School, UK, and Professor of Organisation Development at the VU University in
Amsterdam, the Netherlands. He is the programme leader of Ashridge’s MSc in
Executive Coaching and PG Diploma in Organisational Supervision. He has published
more than 200 professional and research articles and 14 books, covering his expertise
as an organisational consultant, therapist, and executive coach.
What Works in Executive Coaching
What Works in Executive
Coaching
Understanding Outcomes Through
Quantitative Research and Practice-Based
Evidence
Erik de Haan
First published 2021
by Routledge
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© 2021 Erik de Haan
The right of Erik de Haan to be identified as author of this work has been
asserted by him in accordance with sections77 and 78 of the Copyright,
Designs and Patents Act 1988.
All rights reserved. No part of this book may be reprinted or reproduced or
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registered trademarks, and are used only for identification and explanation
without intent to infringe.
Extract from Little Gidding by T. S. Eliot, as printed in Four Quartets (1942)
appears here by kind permission of Faber and Faber Ltd.
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library
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ISBN: 978-0-367-64942-5 (hbk)
ISBN: 978-0-367-64943-2 (pbk)
ISBN: 978-1-003-12705-5 (ebk)
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To my friend Tony Grant, leader in quantitative research in
coaching, who left us too soon
We shall not cease from exploration
And the end of all our exploring
Will be to arrive where we started
And know the place for the rst time.
T.S. Eliot, Little Gidding, 1942
Contents
Highlights of the book xv
Introduction 1
An interlude before Chapter1 11
1 Does executive coaching work? Is coaching worth the eort? 13
Part A: some controversies 14
Controversy 1: how universal and generalisable are the
results? 14
Controversy 2: choice-supportive biases skewing the results
towards false positives 15
Controversy 3: if the same people are asked to measure all
variables, biases will result 17
Controversy 4: the Hawthorne eect 17
Controversy 5: realistic settings do not satisfy lab research
conditions 18
Controversy 6: the diminishing power of statistical tests on the
same data 19
Controversy 7: nonattendance of participants in coaching and in
research 20
Controversy 8: nonrepresentative samples 20
Controversy 9: coaching is not very sharply defined 21
Part B: how to establish whether coaching works 22
Part C: overview of outcomes of coaching research with randomised
control groups 25
1 Randomised controlled experiments in health coaching 25
2 Randomised controlled experiments in workplace coaching 28
3 Limitations of past research 35
Part D: what it means for coaching practice 36
xii Contents
An interlude before Chapter2 39
2 What works in executive coaching? What makes coaching really
worthwhile? 41
Part A: some controversies 41
Controversy 1: what to do with studies of a dierent standard
thanRCTs 42
Controversy 2: the technique versus common-factors debate 43
Controversy 3: dicult to compare dierent studies when they
usedierent constructs 44
Controversy 4: where does ‘technique’ end and do ‘common
factors’ begin? 45
Part B: how to establish the ‘active ingredients’ 46
Part C: overview of more evidence with an eye for possible active
ingredients of coaching 49
1 Overview of coaching outcome research I: evaluation or field
studies 50
2 Overview of coaching outcome research II: incorporating
objective outcome variables 52
3 Manager-as-coach research with objective outcome
variables 54
4 Overview of coaching outcome research III: employing control
groups 56
5 Overview of coaching research which compares conditions 61
6 Overview of coaching research which compares techniques
ofcoaching 67
7 Overview of coaching research which compares virtual and face-
to-face coaching 72
Part D: what it means for coaching practice 73
An interlude before Chapter3 85
3 The coaching relationship as ‘best predictor’? How does the working
alliance help to achieve outcomes? 87
Part A: some controversies 88
Controversy 1: does the ‘medical model’ apply? 90
Controversy 2: does the ‘therapy model’ apply? 90
Controversy 3: causality is still open to debate 91
Controversy 4: the puzzle of ‘the’ relationship 91
Controversy 5: what is the core of ‘the’ relationship? 92
Controversy 6: how to optimise the relationship factor 92
Part B: what we need to know about this ‘best predictor’ 93
Contents xiii
Part C: overview of coaching relationship outcome research 95
1 A brief review of research on the coaching relationship 95
2 A brief review of relevant mentoring outcome research 95
3 Longitudinal research on the coaching relationship 96
4 An interpretation of these findings 98
5 Future research: time to think dierently about active
ingredients 99
Part D: what it means for coaching practice 100
An interlude before Chapter4 103
4 Which outcomes does coaching actually deliver? What does
executive coaching work on? 105
Part A: some controversies 106
Controversy 1: very high diversity of study methods 106
Controversy 2: some contradictory findings 107
Controversy 3: the possibility of moderation 108
Controversy 4: it’s hard to see the wood for the trees, because of
many weak results 108
Part B: how to establish dierent coaching outcomes 109
Part C: overview of what we know about outcome measures 113
1 Changes to objective measures 114
2 Changes to multi-source performance measures 116
3 Changes to self-rated personality measures 118
4 Changes to self-rated preparedness or well-being measures 119
5 Changes to self-rated goal-attainment measures 121
6 Changes for the coach rather than the coachee 121
Part D: what it means for coaching practice 122
An interlude before Chapter5 127
5 What perceptual biases may be at play? Can we trust a coach’s
perceptions of coaching? 131
Part A: some controversies 131
Controversy 1: what is so bad about the biases in self-scores? 133
Controversy 2: what is so bad about using self-scores for
research? 133
Controversy 3: is the distinction between self- and other-scores not
artificial? 133
Part B: how to establish coaching self-perception outcomes 134
1 Research showing coaching changes personal ratings of
performance 134
xiv Contents
2 Research showing the coach’s mindset about change is an
important predictor of outcomes 134
3 Research showing that mindsets of coach and coachee about
change strengthen one another 135
4 Research showing that coaches develop perceptual biases in
looking at their own skills 135
Part C: overview of what we know about perceptual biases in
coaches about their own coaching 136
1 A brief review of research on coaching interventions 136
2 Research on coaching interventions using the Coaching
Behaviours Questionnaire 138
3 Significant dierences found for gender, age, job, and nationality
of the coach 140
4 An interpretation of these findings 142
Part D: what it means for coaching practice 144
An interlude before Chapter6 147
6 What about negative side eects of coaching? Are there risks?
Cancoaching do harm? 151
Part A: some controversies 152
Controversy 1: can we actually treat ‘negative’ outcomes separate
from ‘positive’ ones? 152
Controversy 2: is there an assumption that reported experiences
are significant outcomes? 153
Controversy 3: there seems to be a dierence between the coaching
and mentoring literature 154
Part B: how to establish negative side eects of coaching 155
Part C: overview of what we know about side eects 157
Part D: what it means for coaching practice 160
1 What do coaches need to know about negative (side) eects in
coaching? 160
2 What expert advice can we give to coaches who want to do
quantitative research? 161
3 What moral advice can we give to coaches who want to do
quantitative research? 162
References 165
Subject index 180
Author index 181
Highlights of the book
• The definitive guide about what works in coaching and what changes coaching
brings about
The coaching ‘evidence base’ made accessible without formulas, statistics, and
nearly no numbers
Containing a section in every chapter about what it all means for coaching
practice:
What it means for your clients if you are a coach
What it means for your organisation if you are a commissioner of coaching
Do we know coaching works? (the answer: ‘yes, probably’)
If coaching works, for whom does it work?
If coaching works, what does it give to coachees, their reports, and their
organisations?
For your coaching to work, what do you need to emphasize in your coaching
conversations?
Including some early explorations of negative side eects of coaching
Introduction
This book captures our best answers to the question ‘What works in executive coach-
ing?’ at the time of writing. Ianalyse all findings about eectiveness and outcome in
executive and workplace coaching, by looking at three core questions: can we dem-
onstrate eectiveness? Do we know the circumstances in which coaching is (most)
eective? Do we know the kind of eectiveness that coaching has, i.e. the outcomes
or impact that coaching tends to have, e.g. on the coachee and more widely on
organisations?
It is ironic that virtually every coaching research article begins with the observation
that despite the rapid growth in application, coaching has essentially been under-
researched and that we know very little about its eectiveness. However, this is no
longer true! The last 15years have seen a veritable explosion of coaching research,
and it has now become very easy to find hundreds of original, good-quality research
articles with interesting experiments and significant findings. If we compare this with
the larger field that coaching is a part of: leadership and organisation development,
then we realise that coaching has a much stronger evidence base than its first cousins
and may even begin to inform those wider professions and lend them the beginnings
of an understanding whether, how, and towards what they may contribute to today’s
organisations.
I have endeavoured to capture the entire workplace and executive coaching litera-
ture to date. In my keenness to include the broadest range of quantitatively rigorous,
valid research Iwent slightly outside the domain of executive coaching per se. Not so
much into psychotherapy outcome research, which Ihave done already in Relational
Coaching (De Haan, 2008) and which has since been summarised by many others.
This time Ibroadened out to other organisational interventions with some similarity
to executive coaching, which have been equally well researched. Managerial and life
coaching, mentoring, multi-source feedback, and corporate training all have some
good evidence behind them. In this book Imake fairly extensive excursions in those
other directions: the impressive number of health-coaching randomised controlled
trials (in Chapter1), the management-coaching (‘manager as coach’) outcome litera-
ture (in Chapter2), and the mentoring outcome literature (in Chapter3); moreover,
some eectiveness studies of 360-degree feedback and training or instruction are also
mentioned, e.g. when the word ‘coaching’ was used in that research. All in all, Ihave
selected well over 200 original empirical studies all using valid statistical analysis.
Ibelieve Ihave surveyed this database from a wider perspective– the perspective of
what it all means and how it can inform our coaching– for the first time.
2 Introduction
I am conscious that there are many more coaching articles than I have brought
together here, that oer definitions and experiences of coaching, and Isummarise a
smaller cross-section of these articles. Iam also aware that there are thousands more
‘practitioner articles’ that oer views and opinions about coaching trends. Trying to
bring all of those into this overview would have been ponderous and something of
a distraction since neither of these large classes of coaching articles oers any new
statistical evidence. The only class of articles that are not covered by this book but
are nevertheless worth reading because they bring in evidence of a dierent kind, are
the over 100 qualitative articles in coaching, which Ihave analysed separately, in De
Haan, 2019a, 2019b.
In this way, the book neatly complements the companion volume Critical Moments
in Executive Coaching (De Haan, 2019a), where around 100 original qualitative
research studies in coaching are summarised and analysed to extract their advice for
practicing coaches. Here, Ihope to do the same for quantitative research, where we
have around three times as large a research base, leading to many more findings with
advice for coaches. Whilst in the earlier book coaches can recognise themselves in all
the cases and field studies but are never quite sure what recommendations to take
from those cases, in this book coaches will occasionally struggle to see how the rather
general and abstract knowledge can be useful for their own practice and clients, even
if this time the advice is clear, unambiguous, and backed up by numbers, even by
‘evidence’ (evidence usually consisting of significant eects or demonstrably likely null
results). Very few of the studies that went into Critical Moments in Executive Coach-
ing are used again in this book: only those that were able to assemble many hundreds
of qualitative ‘data points’ that then could be reaped in terms of general, quantifiable
conclusions and ‘evidence’ statements.
I think this book will be controversial and should be controversial, just as all quan-
titative research is and has to be controversial, until such a time that we have emerg-
ing, broad agreement about findings, like in the much larger and established research
bases of medicine and the natural sciences– albeit that the most advanced research
in those fields will be equally competitive, controversial, and polemic as it is for us in
executive coaching. Iwill shed a light on controversy at the beginning of every chapter,
highlighting at least three areas each chapter where there is disputation, controversy,
or dogmatic squabbling. Feelings may run high and convictions may run deep. Iper-
sonally love this aspect of research; it gives a great passion and liveliness to what are
essentially cold numbers about no one in particular. What I have tried to do with
these passions is mainly to be as explicit about them as Icould, including about my
own. Iam a physicist by background, so Ihave a basic trust in statistics to ultimately
lead us beyond controversy, and Iam also a ‘psychoanalytical’ psychotherapist and
a ‘relational’ coach which may mean that Ihave more faith in some approaches than
in others; although ultimately Ihave the most faith in ‘having faith’ (i.e. the powerful
‘allegiance’ to your own approach, whichever it is) than in any particular creed or
methodology of coaching.
I give most space to what are objectively more rigorous, larger-scale, and more
significant studies; to highly original yet thorough methodologies; and to counterex-
amples. Less rigorous studies only get a brief mention or do not figure at all in this
book, e.g. if they are very small scale and do not make use of control groups. The
choice regarding how much space to give any single study was often a dicult one,
What works in executive coaching? 3
and it was usually made on the basis of how unique the study was, whether it was a
single counter-example to a series of other articles that had demonstrated a significant
relationship, or whether it was another supportive source for a fairly well-established
result. Ihad to make these decisions in order to keep the book easily readable and
not too unwieldy. Moreover, it would have felt distinctly unfair and unscientific if
much less rigorous studies would have been given equal space and attention in the
book. Ido realise though that in the end this remains a highly subjective choice and
that Ican be accused of partisanship, bias, favouritism, perhaps blind admiration or
conversely, exaggerated scepsis and doubt. One thing Ilearned in science is that we
all have our biases.
Notwithstanding my biases, Itried to select objectively and summarise frankly and
to the best of my ability, on the basis of merit within the context of all coaching
outcome studies, and without taking into consideration the personal reputations of,
let alone my personal acquaintances with any of the authors. The tremendous risk
of false positives in executive-coaching research (which will be argued in Chapter1)
has also been explored by Grover and Furnham (2016) in their review of coaching
outcome research. Iam glad to say that my choices and summaries overlap with their
risk estimates, i.e. Ihave mostly based my conclusions on their ‘low-risk’ papers and
others such, which Ihave found independently.
It is surprising that some of the best, most credible, and most rigorous studies
(Duijts et al., 2008; Liu& Batt, 2010, just to name a few), are actually amongst the
least-known and least quoted in the coaching research literature, and have often been
overlooked in review studies and meta-analyses. Ido not know if this is because they
were published slightly outside the typical ‘coaching’ journals or for other reasons.
Let me mention a few of my convictions when it comes to ‘doing’ the research and
‘publishing’ it that have played on my mind as Iwas writing this book. They made it
harder in some cases to come to a valid and reasonably objective summary of certain
contributions. Firstly, Ihave encountered the problem of publishing several seemingly
original articles which nevertheless refer to the same dataset, a practice sometimes
called ‘data slicing.’ Moen and Skaalvik’s dataset can be found four times in peer-
reviewed journals, headed up by dierent co-authors, so it takes a while to realise that
they are all essentially the same experiment. And there are other examples of single
studies reported over a series of articles, e.g. the works mentioned with first author
Bozer, Baron and MacKie in this book. Secondly, Ihave come across the related prob-
lem of original research papers which include older datasets that had already been
published. The Zimmermann and Antoni and the Kaueld et al. references are just
some examples of this phenomenon, where we are left in the dark as to what propor-
tion of the findings is based on new data collected specifically for the particular article.
In such cases, where conclusions based on only the new data might be contradictory or
insignificant on their own, the studies may artificially boost significance or gloss over
other dierences within their spread-out data. It has been impossible to check if later
measurements and additions are dependent upon the earlier reported significances.
I know that in some cases in the book (e.g. Teemant, 2014; Vande Walle et al., 2020)
the interventions which were being called ‘coaching’ were perhaps better described as
‘instruction’ or ‘mentoring,’ i.e. a rather dierent intervention that has actually been
demonstrated to have dierent eects (see, e.g., Sun et al., 2013; Hui et al., 2013;
Deane et al., 2014, for articles comparing coaching and instruction). I believe it is
4 Introduction
still too early to separate out from the coaching outcome literature all directive, edu-
cational, and instructional interventions which still go by the name of ‘coaching,’ so
Ihave kept all of those in with a warning to the reader.
Does this book now summarise the whole quantitative research literature in coach-
ing? We will never know. Even if it does, it will probably be incomplete in only a few
months’ time. Moreover, I do know that a certain type of article, the fairly typical
pre- and post-measurement evaluative field study without a control group (i.e. what is
often called a ‘within-subjects analysis’), with only self-reported variables, has not been
completely represented. After reading maybe a hundred of these papers, Idecided to
keep just a few of the best ones in, add the ones that are most often quoted, and then
close the shop for all the others. Iregret therefore that Icould not incorporate many
local samples in this category, from dierent geographies and organisations. Ihave
also checked but then disregarded many studies with tiny sample sizes, where the out-
comes reported could just as well be a chance occurrence in such a small population.1
In fact, if there were one way in which we can improve coaching outcome research
for the future, then it would be simply by increasing our sample sizes: we could fore-
stall so many (unfortunately there are many!) false positives or studies where only the
inherently biased ‘self-scores’ reach statistical significance.
In order to make all the studies in this book easiest to compare Ihave converted
all reported eects (in η-squares, F’s, proportions of explained variability, correlation
coecients, β-coecients, success rates, odds ratios, etcetera) to the standard ‘eect
size’ δ. It may be good to be reminded that generally a range of δ up to 0.1 is consid-
ered ‘no eect’ (although many cancer treatments are still based on such low δ’s and
do save many lives!), then from 0.1 to 0.4 δ signifies a small eect, then from 0.4 to
0.7 an intermediate eect, and any δ above 0.7 is termed a large eect (Cohen, 1988),
just because the dierence (delta, δ) between the distributions (e.g. involving ‘coach-
ing’ and ‘no coaching’) is getting progressively larger.
No introduction to a research analysis book would be complete without a word
of ‘kudos’ to all the many coaching researchers who have been so dedicated and
thorough to bring their experiments to an end and stick with the ups and downs
of the editorial process. They are applying huge eorts to produce those deltas and
other hunches, often in their spare time and weekends. It is high time we dedicate
a book to the fruits of these quantitative coaching researchers. I think it is safe
to say that they are the most courageous, serious, and hardworking in our wider
profession:
Courageous because they dare to challenge and explore with an open mind the
time-honoured truths in the profession, or at least, when their strong beliefs and
opinions are underpinning their commitment as researchers, they dare to put
their own fond ideas to the test, where there is always a chance they will have to
reconsider them. Researchers open themselves up to doubt, and coaches know
from experience how important the courage to doubt is in coaching conversa-
tions too (De Haan, 2008).
Serious because they will only listen to empirical findings and to arguments that
can be backed up by data and valid information. And they will consider those
arguments and views critically, so as to investigate whether dierent conclusions
can be based on the same data.
What works in executive coaching? 5
And hardworking because they stick with their research designs and bring them all
the way to publication (in most cases). From my early days when Iwas a full-time
researcher Ican calculate the time it has cost me to produce one peer-reviewed
paper: Iwrote four articles in a little over four years (1990–1994), i.e. Iexpended
at least 1,600, possibly 2,000hours per article. Compare that with an opinion
piece that most of us can write in a day, something of the scope of this Introduc-
tion: just ten hours and therefore only half a percent of the time it would take to
undertake a proper scientific investigation. Iknow this number of hours per scien-
tific publication drops over the years, and for me it has made a real dierence that
Inow have generous support in the areas of library services (thank you so much
Rachel Piper and Claire Shaw), data administration (thank you again Audrey
Vandenborne, Sue Gammons, and Judy Curd) and statistical analysis (thank you
profoundly Viktor Nilsson and Nadine Page). Nevertheless, Iwould estimate it
is still many hundreds of hours of work for every single article, and such hours
need to be multiplied by close to the number of authors above an empirical article.
We as practicing coaches need to make use of what these industrious and conscien-
tious researchers bring us, if only because it is the single verifiable and objective source
of ‘hard’ data that we can glean about our own hunches, doubts, contracts, oers of
help, and sessions of coaching– the only compass that can tell us if what we are doing
now, bringing the best of our judgement, will make sense, add value, acquire meaning,
or develop an organisation that hires us.
Even after a few hundred rigorous empirical research studies in coaching, i.e. pos-
sibly millions of hours of work for all the researchers involved, there are still so many
unanswered questions, new untested hypotheses that the research has generated, and
uncharted territories: the coming years in this profession will be no less fascinating
than the busy decade behind.
In this book Iwill analyse all findings pertaining to eectiveness and outcome by
looking at three core review questions: (1) Can we demonstrate eectiveness? (2) Do
we know the circumstances in which coaching is (most) eective? (3) Do we know the
kind of eectiveness that coaching has, i.e. the impact that coaching tends to have?
The six chapters of this book analyse a comprehensive coaching research literature
with those three review questions in mind. Chapters1, 2, and 4 summarise the full
evidence base in terms of the three review questions:
1 whether coaching works (Chapter1)
2 which contents or aspects of coaching work (Chapter2)
3 towards what kinds of changes coaching works (Chapter4)
Or, to put it still more concisely, whether it works Chapter1, how it works Chapter2,
and for whom it works Chapter4.
The other three chapters are more narrowly focused. They deal with three conten-
tious issues in the field: whether the coaching relationship is the ‘best predictor’ of the
coaching outcomes that we have, as some say (Chapter3), how self-perceptions and
biases distort the coaching results yet at the same time help the coach to do good work
(Chapter5), and whether there are any contraindications or negative side eects of
coaching that need to be taken into account (Chapter6).
6 Introduction
I believe that this larger overview can do more than simply provide executive
coaches with the latest information on ‘what works’ in their field. The results as sum-
marised here may be the best guidance on objective outcomes that we can provide in
adjacent fields as well. Team coaching, organisation-development consulting, process
consultation, even expert consulting– they all have a lot less research behind them
than (executive) coaching. They are, however, equally conversational in nature, so one
would expect similar factors to be evidenced when rigorous research could be done
in those fields. In fact, for group and team coaching one might expect slightly higher
eectiveness than for individual coaching, because such has been found in the adjacent
field of psychotherapy (Yalom& Leszcz, 2005).
If you want to quickly find out about the eectiveness of coaching and about what
science has to say about what works and for whom and what it delivers, this can all
be done in five minutes, by reading the special one-page summaries at the end of each
of the six chapters. Idare say they tell you all a coach needs to remember from what
quantitative research has demonstrated.
Every chapter is also preceded by a short ‘case vignette’ from my own coaching
practice, anonymised in the usual way (they are mostly amalgamations of dierent
client assignments, and in those instances where they are based on specific work,
Ihave asked the main client for permission to publish in this anonymised form).
The case material is not intended to demonstrate anything that is argued within
the chapter. It is only to make sure that we do not lose sight of the work itself, the
beauty of coaching. In other words, these ‘interludes’ are intended as gentle remind-
ers of what coaching is about and what knotty issues and complexities coaches
face that will have to be entirely overlooked by the data gatherers of quantitative
research. Inescapably, all of this content in coaching conversations gets skimmed
over to collect the one or two data points that the quantitative researcher needs,
which is why it is so hard for some of us coaches to understand that the fruits
of research still have an important bearing on practice. All statistically signifi-
cant trends amongst research variables play a hidden role in every coaching case,
almost like the individual subconscious, guiding and moulding the work in the
background, striking us like the sudden appearance of a deus ex machina, or
accompanying us like a guardian angel – and so it might really pay o to know
about them.
Finally, here is what Iwould personally really like to know next about coaching–
all are areas that have never been researched as far as Iknow but that are amenable to
quantitative research. With some eort we could begin to test these assertions:
The importance of allowing the client to take charge (nondirectiveness)
The importance of relational work with clients including here-and-now hypotheses
The importance of a conducive organisational environment for coaching
And conversely, the impact of coaching on third parties in the organisation
The importance of coaching with a truly open mind (‘without memory or desire’)
The importance of the very beginning of the session for our understanding
The importance of ruptures and staying with ruptures
The importance of completing a qualification or accreditation as a coach
The unimportance of experience for the eectiveness of a coach
What works in executive coaching? 7
I would like to profusely thank a few very kind people. Claire Shaw, Lisette Tepe,
and Rachel Piper of the VU and Hult Ashridge university libraries: without your
ability to trace and source all those quantitative studies– even the original, unpub-
lished ones in PhD dissertations, this book would never have come into existence.
My father, Laurens de Haan, who is emeritus professor of statistics, read the manu-
script and oered very valuable advice. My colleague David Birch improved the
style of the introduction. Arend van Dam drew the cartoons at the beginning of
each chapter.
Last but not least I would like to thank the amazing co-authors that have helped
with the outcome studies that I am reporting on again in this book: David Birch, Sally
Bonneywell, Yvonne Burger, Vicki Culpin, Judy Curd, Anna Duckworth, Per-Olof
Eriksson, Tony Grant, David Gray, Claire Jones, Joanna Molyn, and Viktor Nilsson.
After completing the book, Iasked seven fellow researchers in the coaching profes-
sions to check my data and interpretations, and to come up with a few sentences to
describe the book. Here are the conclusions they came to upon reading the book:
This is a great contribution to the practice and science of coaching. I find the
controversy issues raised at the opening of each chapter very useful and essential
as they provide us with a more balanced perspective of the story that is being
told in each chapter. Ialso greatly value the guidelines for both practitioners and
researchers to better assess and interpret coaching research findings and ultimately
become more informed consumers of coaching research. This book celebrates the
exciting journey of discovery that workplace coaching scholars have achieved to
date and on the same breath highlights areas that need to be further addressed.
– Gil Bozer, PhD, Sr Lecturer of Coaching,
Sapir Academic College, Israel
This book will be an instant classic! It can advance coaching research in many
ways. Not only does it provide a comprehensive review of the literature to date, it
also reviews this literature in an open, critical, courageous, and creative way. The
book goes beyond summarizing the results and pointing out directions for future
research. It challenges your way of thinking about (executive) coaching, about
what eectiveness means, about how we can and should measure it, and about
how we should continue to build an evidence base for (executive) coaching. This
book should be on the reading list for everyone who is professionally involved in
coaching in any way.
– Dr. Tim Theeboom, Sr Lecturer at Center for Coaching,
VU University, Amsterdam, The Netherlands
I found this book extremely interesting, very well written and actually a pleasure
to read. Iloved the vignettes at the beginning of each chapter: they fit very well.
Ialso appreciated that every chapter starts with the controversies – as a way to
acknowledge the issues even before the successes of coaching, which is rare com-
pared to a lot of uncritical enthusiasm that coaching often elicits. All eect sizes
are made comparable by transforming them into standard delta’s. At the end of
the book there is an impeccable guide for good (ethical) research. Thank you for
8 Introduction
a very fine book that is rigorous, scholarly and solid but speaks to a very broad
audience.
– Silvia Dello Russo, Associate Professor,
Toulouse Business School, France
This is a wonderfully interesting book that helps clearing up lots of enquiries,
rumours and controversy about coaching. Unlike many other practitioner books,
you base your discussion on a solid and comprehensive review of prior research
studies. More importantly, you provide a wider and more inclusive view about
coaching that will benefit researchers and practitioners alike.
– DrRay Hui, Assistant Professor, NUCB Business School,
Nagoya University of Commerce and Business, Japan
Thank you for the opportunity to read your new book which builds bridges and
at the same time oers both interesting controversies and new impulses. Ilove the
way you write: well understandable; reflective; tying all these loose ends in coach-
ing research; and interesting for both practitioners and researchers. Only someone
with rich practical and scientific experience could have written such a book! And
what an impressive task to gather and analyze all those research articles. Iparticu-
larly enjoyed and was challenged by your thoughts regarding the research on the
working alliance. Irealized Inow may have to abandon well known, comfortable,
widely shared perspectives on the working alliance. Iam not sure if Ihave already
‘bought in’ but your thoughts stimulate me to think again about the complex rela-
tional dynamics that take place between coaches and clients.
– Professor Patrizia Ianiro-Dahm, University of
Applied Sciences Bonn-Rhein-Sieg, Germany
Navigating the field ofcoachinghas always been a challenge. Twenty years ago,
the salient questions were, What is it really?Who should I use? and Where’s
the research?Two decades on, the emergence of a decent and growingevidence-
basehas created other navigational challenges, with stakeholders left to wonder,
What sort ofevidence is best? andWhat can be said to work?Inthis book vital
navigationalassistance is provided, by addressingthese and many other questions.
Importantly, Ilike that the bookprovidesaneminently clear expression of the
factors that contribute to quality inquantitative research in coaching, andover-
views the intricacies of research in a way that is accessible and should increase the
researchliteracy of readers. What Iespecially appreciated was the view that good
qualitycoaching research is bloody hard to do; something that (I suspect)is not
sowellappreciated. Particularlythe sort ofresearch that is more valuable:designs
thathave someecological validity to them and resemble what happens in the real
world. So much of what you say is not just relevant for practitioners andthepur-
chasers of coaching, but also for researchers, who can sometimes become blink-
ered intheir work andbenefit fromhelpful reminders.
– Dr. Gordon Spence, Senior Lecturer, Sydney Business School,
University of Wollongong, Australia
London, Erik de Haan, July2020
What works in executive coaching? 9
Note
1 To be more precise in terms of the selection criteria in this book, Iaccepted all original empiri-
cal articles in all languages, which had dependent variables (coaching outcomes) and at least
a sample size of N > 20 which included a comparison group or a comparison condition, i.e.
no pre-/post-studies without comparisons of which there are very many, but arguably they
cannot demonstrate much. Although 99% of the studies selected were peer reviewed and
published as dissertations or journal articles, I did also accept unpublished studies where
Icould find them.
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1 This can be a real killer for executives: asking someone to be more ‘strategic’ or ‘proactive.’
It means asking them at the same time to obey you and follow your lead, and to be more
spontaneous and follow their own best insight. It will be impossible to satisfy the internal
contradictions in that request so that usually the coachee gets stuck in what is technically
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... Sonesh et al. (2015) added to this finding evidence that the coach's frame of mind matters: In a significant number of cases, the coach's psychological mindedness was significantly related to the outcome. It seems that helpers equipped with such a strong ideology are more effective than uncommitted or eclectic helpers (de Haan, 2008). Perhaps these ideological aspects can make you more effective than your choice of the specific approach itself. ...
... You are strongest in the approach you believe in yourself (de Haan, 2008). You can further increase that effectiveness by involving your coachee in the choices for your interventions and in reviewing them (Barkham et al., 2023). ...
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... T HE PAST 10 years have seen something like an explosion of coaching research, with many PhDs in the eld and powerful comparison studies emerging. My recent summary of 160 original, rigorous, quantitative coaching studies (of which 38 were randomised controlled trials, with 11 within the last three years), plus a great many mentoring and health coaching articles (De Haan, 2021), shows that we have nally achieved a strong research base in coaching and a convincing case for the use of coaching as an instrument of organisational and leadership development. ...
... I would argue that none of these studies demonstrates a strong case for an adverse effect for the use of executive coaching: for the rst one, the overall intervention seems to be doomed from the beginning (and in fact one can argue that precisely the coaching element for the leaders was more successful than the rest of the project, because it was entirely voluntary and still all leaders took up the offer and took seven hours of coaching on average); for the next two studies, one doubts the signi cance, especially given the fact that there are many other studies which do show a positive effect on the same outcome dimensions (De Haan, 2021); and the latter two groups of studies list very speci c circumstances where coaching might not work or not work so well -namely in those circumstances where re ection is already high and there are perhaps other expectations of the helper, e.g. to help move the team to action (Buljac-Samardzic & Van Woerkom, 2015) or for the coachee to learn more facts (Hui et al., 2013, andZanchetta et al., 2020). ...
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... Coaching is defined as a one-on-one structured conversation between a coach and client with the aim of facilitating sustainable change for the individual and potentially other stakeholders (Bachkirova, Cox and Clutterbuck, 2014). Research in coaching has grown substantially (De Haan, 2021;De Haan & Nilsson, in press). Although it is recognized that proving coaching efficacy is difficult and expensive research, as is the case for therapy, this type of research is imperative to verify the claims of practitioners and to understand the factors, processes and mechanisms underlying the interventions (Grover & Furnham, 2016). ...
... Examples of recent, well designed efficacy studies include Jones, Woods and Zhou (2021) who found that individual characteristics influence coaching efficacy, and Fontes and Dello Russo (2021) who found that coaching was associated with increases in psychological capital, job attitudes and aspects of job performance. In addition, there are a number of meta-studies that provide compelling evidence that coaching has positive outcomes for the individuals and their organisations (Athanasopoulou & Dopson, 2018;Blackman et al., 2016;De Haan, 2021;Grover & Furnham, 2016;Jones, Woods and Guillaume, 2016;Theeboom, Beersma and van Vianen, 2014). ...
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... In the definition of higher-level objectives, organisational inputs can be incorporated and alignment with them, since they will be related to professional performance (Ely et al., 2010;Athanasopoulou and Dopson, 2018;Longenecker and McCartney, 2020), which opens the door to linking them with a management indicator. The lower hierarchical order objectives, which are more specific and changing, are proposed by coachees who set the agenda (Jones, Woods & Zhou, 2021) in this case, the indicators can be more personal and subjective (de Haan, 2021). Therefore, several categories of objectives and indicators can be used throughout the coaching process; the intermediate, more stable and related to organisational objectives, can incorporate performance or management indicators, and for this, it is useful to resort to the Balanced Scorecard. ...
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... Despite a growing base of empirical research, the effectiveness of workplace coaching has not been established beyond doubt. Most published studies show clear indications of effectiveness, although there are several counterexamples and the case against coaching's effectiveness can still be made, especially when publication biases are estimated (de Haan, 2021). Beyond establishing general effectiveness, there are clear questions around how many sessions are needed to achieve a satisfactory level of outcomes. ...
... Coaching is an important helping profession. It is a fast-growing multi-billion dollar per year industry [6] and has grown substantially both in practice and research in the last decade a1111111111 a1111111111 a1111111111 a1111111111 a1111111111 [7]. Numerous coaching meta-studies have made a clear case for its efficacy [8][9][10][11][12][13]. ...
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