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Modality-specific tracking of attention and sensory statistics in the human electrophysiological spectral exponent

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Abstract

A hallmark of electrophysiological brain activity is its 1/f-like spectrum - power decreases with increasing frequency. The steepness of this roll-off is approximated by the spectral exponent, which in invasively recorded neural populations reflects the balance of excitatory to inhibitory neural activity (E:I balance). Here, we first demonstrate that the spectral exponent of non-invasive electroencephalography (EEG) recordings is highly sensitive to general, anaesthesia-driven as well as specific, attention-driven changes in E:I balance. We then present results from an EEG experiment during which participants detected faint target stimuli in streams of simultaneously presented auditory and visual noise. EEG spectral exponents over auditory and visual sensory cortices tracked stimulus spectral exponents of the corresponding domain, while evoked responses remained unchanged. Crucially, the degree of this stimulus-brain spectral-exponent coupling was positively linked to behavioural performance. Our results highlight the relevance of neural 1/f-like activity and enable the study of neural processes previously thought to be inaccessible in non-invasive human recordings.
Modality-specific tracking of attention and sensory statistics in the human
electrophysiological spectral exponent
Leonhard Waschke1,2§, Thomas Donoghue3, Lorenz Fiedler4, Sydney Smith5, Douglas D.
Garrett1,2, Bradley Voytek3,5,6,7#, & Jonas Obleser*8,9#
1 Max Planck UCL Centre for Computational Psychiatry and Ageing Research, Max
Planck Institute for Human Development, 14195 Berlin, Germany
2 Center for Lifespan Psychology, Max Planck Institute for Human Development, 14195
Berlin, Germany
3 Department of Cognitive Science, University of California, San Diego, 9500 Gilman Drive,
La Jolla, CA 92093, USA
4 Eriksholm Research Centre, Oticon A/S, Snekkersten, Denmark
5 Neurosciences Graduate Program, University of California, San Diego, 9500 Gilman Drive,
La Jolla, CA 92093, USA
6 Halıcıoğlu Data Science Institute, University of California, San Diego, La Jolla, CA 92093,
USA
7 Kavli Institute for Brain and Mind, University of California, San Diego, La Jolla, CA, USA
8 Department of Psychology, University of Lübeck, 23562 Lübeck, Germany
9 Center of Brain, Behavior, and Metabolism, University of Lübeck, 23562 Lübeck,
Germany
# Authors share senior authorship
§ Lead contact: Dr. Leonhard Waschke, Max Planck UCL Centre for Computational Psychiatry
and Ageing Research, Max Planck Institute for Human Development,14195 Berlin, Germany,
phone +49 30 82406 249, waschke@mpib-berlin.mpg.de
Conflict of interest: The authors declare no competing financial interests.
Author contributions: LW, JO, & BV designed research with contributions from LF & TD. LW,
TD, & SS recorded data. LW analysed data with contributions from JO, BV, DDG, TD, & LF.
LW wrote the manuscript with contributions from all authors.
Acknowledgements: LW and DDG are supported by an Emmy Noether Programme grant
from the German Research Foundation (to DDG), and by the Max Planck UCL Centre for
Computational Psychiatry and Ageing Research. BV is supported by the Whitehall Foundation
Grant 2017-12-73, the National Science Foundation Grant BCS-1736028 and the National
Institute of General Medical Sciences Grant R01GM134363-01. JO is supported by the
European Research Council (ERC-CoG-2014-646696).
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2
Abstract
A hallmark of electrophysiological brain activity is its 1/f-like spectrum power decreases with
increasing frequency. The steepness of this “roll-off” is approximated by the spectral exponent,
which in invasively recorded neural populations reflects the balance of excitatory to inhibitory
neural activity (E:I balance). Here, we first demonstrate that the spectral exponent of non-
invasive electroencephalography (EEG) recordings is highly sensitive to general, anaesthesia-
driven as well as specific, attention-driven changes in E:I balance. We then present results
from an EEG experiment during which participants detected faint target stimuli in streams of
simultaneously presented auditory and visual noise. EEG spectral exponents over auditory
and visual sensory cortices tracked stimulus spectral exponents of the corresponding domain,
while evoked responses remained unchanged. Crucially, the degree of this stimulusbrain
spectral-exponent coupling was positively linked to behavioural performance. Our results
highlight the relevance of neural 1/f-like activity and enable the study of neural processes
previously thought to be inaccessible in non-invasive human recordings.
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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
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3
Introduction
Non-invasive recordings of electrical brain activity represent the aggregated post-synaptic
activity of large cortical neuronal ensembles1. Frequency spectra of electrophysiological
recordings commonly display quasi-linearly decreasing power with increasing frequency (in
log/log space; see Fig 1; see refs2,3). In humans this decrease is super positioned by several
peaks, of which the most prominent is typically in the range of alpha oscillations (~8–12 Hz;
see ref4). The overall decrease in power as a function of frequency f, reflecting aperiodic as
opposed to oscillatory activity and the steepness of such 1/fχ spectra can be captured by the
spectral exponent χ, in which smaller values reflect flatter spectra.
Importantly, inter-individual differences in the steepness of human electroencephalography
power spectral densities (EEG PSD), estimated by the spectral exponent χ, are related to
chronological age, performance and display stable inter-individual differences2,5–8. Intra-
individual variations in EEG spectral exponents have also been reported as a function of
overall arousal level and activation9–11. Based on computational models and invasive
recordings of neural activity, it has been demonstrated that electrophysiological spectral
exponents capture the balance of excitatory and inhibitory neural activity (E:I), with lower
exponents indicating increased E:I balance12. Although unknown at present, it is plausible that
differences in non-invasive electrophysiological spectral exponents might also depict
variations in E:I balance.
The sensitivity of EEG spectral exponents to broad variations in E:I can be tested utilizing the
differential effects of distinct general anaesthetics on E:I. While propofol is known to result in
a net increase of inhibition, ketamine results in a relative increase of excitation13,14. In
accordance with models of single cell activity and invasive recordings12, propofol anaesthesia
should thus lead to an increase in the spectral exponent (steepening of the spectrum) and
ketamine anaesthesia to a decrease (flattening).
Even if EEG spectral exponents are sensitive to unspecific variations in E:I balance, it remains
unclear if specific, behaviourally relevant intra-individual E:I variations can be inferred in a
similar manner. For example, animal work has highlighted a topographically confined intra-
individual change in E:I balance during the selective allocation of attentional resources to one
sensory domain1517. This work suggests that an attentional shift towards a given sensory
modality leads to desynchronized activity (i.e., reduced low-frequency oscillations and
increased high-frequency power) in cortical areas that process information from the currently
attended domain18,19. These shifts in desynchronization likely trace back to an attention-related
change in E:I balance towards excitation19,20, which is thought to manifest in a reduction of
spectral exponents12,21. If EEG spectral exponents indeed represent a sensitive approximation
of E:I balance, selective attention should also result in a topographically specific decrease of
exponents.
Importantly, 1/f-like processes not only take place in the human brain, but are ubiquitous in
nature2225. Given that oscillatory brain activity has been shown to synchronize with oscillatory
sensory inputs in a behaviourally relevant manner2629, this raises the question of whether a
similar link might exist between the 1/f profiles of neural responses and sensory inputs. Indeed,
even speech signals which are commonly linked to brain activity through correlations between
oscillatory power in speech stimuli and brain activity (i.e., entrainment in the broad sense30)
show a pronounced 1/f shape within their amplitude modulation (AM) spectrum (see e.g., ref31)
Hence, 1/f-like sensory inputs might represent an ecologically relevant signal beyond
oscillatory signals. However, it is unclear at present if the 1/f structure of sensory inputs is
tracked by 1/f-like neural activity in humans. Such a link between sensory inputs and brain
activity has been reported for non-human in vitro and in vivo experiments3234, though it is
unclear at present whether this finding generalizes to humans and non-invasive recordings.
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Why would the 1/f of neural activity map the 1/f characteristics of sensory input? This might
trace back to the superposition of postsynaptic potentials, the main source of EEG signals1.
Postsynaptic potentials might temporally align and scale with the magnitude of sensory stimuli
and hence mimic their spectra, as has been suggested for steady state evoked potentials (e.g.,
ref35). Thus, beyond oscillatory inputs, it appears plausible that 1/f features of sensory input
may also be represented in the human brain and that this representation is essential to enable
behavioural performance. If the neural tracking of 1/f sensory features is non-invasively
detectable in humans, this would suggest non-oscillatory neural processes underlying
perception, while greatly extending the toolset of perceptual neuroscience to include a wide
range of naturalistic (1/f-like) stimuli.
Here, we test the conjecture that 1/f-like EEG activity captures changes in the E:I balance of
underlying neural populations. Such a non-invasive approximation of variations in human E:I
would be of great value, enabling investigations of processes previously inaccessible using
non-invasive imaging techniques. This includes the role of E:I in sensory processing and
perception36,37, selective attention19 and ageing38, and not least in disease3941.
We here demonstrate the sensitivity of EEG spectral exponents to variations in E:I in two ways.
First, predicated on the differential effects of E:I imbalances in propofol and ketamine13,14, we
compare EEG spectra between quiet wakefulness, propofol, and ketamine anaesthesia42 and
demonstrate the potency of EEG spectral exponents to track broad intra-individual variations
in E:I balance. The second builds on the critical role of E:I balance in attention. Here, we
analysed data from human participants who performed a challenging multi-sensory detection
task during which they had to attend to one of two concurrently stimulated sensory modalities
(auditory vs. visual) in order to detect faint target stimuli. Our results demonstrate that despite
constant multisensory input, selective attention entails a modality-specific reduction of spectral
exponents (spectral flattening) that is in line with an increased E:I ratio. In addition to different
drivers of E:I balance, we investigated the link between environmental 1/f input and 1/f-like
brain activity. We tested the tracking of 1/f sensory features in 1/f EEG spectral exponents and
present evidence for behaviourally relevant neural tracking of 1/f inputs.
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5
Results
EEG spectral exponents track differential changes to E:I balance by Propofol and
Ketamine
To test the sensitivity of EEG spectral exponents to physiological changes in the balance of
excitatory and inhibitory neural activity (E:I balance), we contrasted spectral exponents of
human EEG recordings between quiet wakefulness and anaesthesia for two different general
anaesthetics: propofol and ketamine. While propofol is known to result in a net increase of
inhibition, ketamine results in a relative increase of excitation13,14. In accordance with models
of single cell activity and invasive recordings12, propofol anaesthesia should thus lead to an
increase in the spectral exponent (steepening of the spectrum) and ketamine anaesthesia to
a decrease (flattening). Based on previous results, the effect of anaesthesia on EEG spectral
exponents is expected to be highly consistent and display little topographical variation10. For
simplicity, we focused on a set of 5 central electrodes that receive contributions from many
cortical and subcortical sources (see Fig 1). Indeed, EEG spectral exponents increased under
propofol and decreased under ketamine anaesthesia in all participants (both ppermuted < .0009,
Fig 1). Thus, EEG spectral exponents are sensitive to broad changes of E:I balance in humans
and increase with net inhibition.
Behavioural performance in a multimodal detection task
Participants (N = 24) performed a challenging multisensory task during which they had to
detect regular (i.e., sinusoidal) amplitude variations in streams of amplitude modulated white
noise (Fig 2A). In detail, participants attended either auditory or visual noise stimuli which were
always presented simultaneously and displayed amplitude modulation spectra with spectral
exponents between 0 and 3 (Fig 2B). While training and adaptive adjustments of difficulty (see
Methods for details) ensured that the task was challenging but doable in both modalities
(average accuracy 70 %), participants performed better during visual compared to auditory
trials (t23 = 5.8, p = 7e-6, Cohen’s d = 1.18; Fig 2C).
Figure 1: EEG PSD exponents track anaesthesia-induced E:I changes. (A) Normalized EEG spectra
averaged across 4 subjects and 5 central electrodes (inset) displaying a contrast between rest and
propofol (left, lilac) and ketamine anaesthesia (right, green). While propofol entails a steepened
spectrum as compared to rest, ketamine is associated with spectral flattening. Note that oscillatory
signals (e.g., alpha power [8–12 Hz] or line noise at 50 Hz) were estimated separately and did not
contribute to spectral exponent estimates. (B) Pairwise scatter plots depicting subject-wise averaged
EEG PSD exponents during awake rest, propofol (left) and ketamine (right). Coloured dots represent
PSD exponents of 5 s snippets, black horizontal bars single subject means. Insets show 45° plots
comparing awake rest and one general anaesthetic.
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Modality-specific attention selectively reduces the EEG spectral exponent
To further specify the sensitivity of EEG spectral exponents to specific experimental
manipulations, we investigated changes in selective attention, which have been proposed to
coincide with a relative increase of excitatory neural activity in sensory cortices of the attended
domain. Average EEG spectral exponents for central and occipital regions of interest (see
insets in Fig 3) were controlled for neural alpha power and a set of additional nuisance
variables (see methods for details) and compared between auditory and visual attention using
a 2 x 2 repeated measures analysis of variance. In addition to a main effect of attentional focus
(F1,92 = 12.98, p = .0005, partial eta squared = .124), this analysis revealed an interaction
between attentional focus and ROI (F1,92 = 12.91, p = .0005, partial eta squared = .123).
Notably, EEG spectral exponents at occipital electrodes strongly decreased (spectra flattened)
under visual compared to auditory attention (t23 = 7.4, p = 1e–7, Cohen’s d = 1.52; see Fig 3B),
while this was the case to a much lesser extent at central electrodes (t23 = 2.6, p = .01, Cohen’s
d = .54). The topographical specificity of this attention-induced spectral flattening was
qualitatively confirmed by a cluster-based permutation test on the relative (z-scored) single-
subject EEG spectral exponent differences between auditory and visual attention, revealing a
central, negative cluster (p = .03) and an occipital positive cluster (p = .057). Thus, the selective
allocation of attentional resources to one modality results in a flattening of the EEG power
spectrum over electrodes typically associated with this modality, especially for occipital
electrodes during visual attention.
Figure 2: Task design and behavioural performance. (A) Participants were simultaneously presented
with auditory and visual amplitude modulated (AM) noise and had to detect sinusoidal AM (grey box) in
in the luminance variations of a visually presented disk (left) or in auditory presented white noise noise
(right) by pressing a button. (B) Frequency spectra for 4 sets of AM spectra (left) demonstrate the
identical flat spectra (white noise), further visualized by artificially offset spectra in the inset. AM spectra
displayed spectral exponents between 0 and 3 (right). (C) Auditory accuracy (70 %) was significantly
lower than visual accuracy (73 %).
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1/f-like stimulus properties are tracked by modality-specific changes in EEG spectral
exponents
In addition to attention-related variations in brain dynamics, we probed the link between
spectral exponents of sensory stimuli and EEG activity. Electrode-wise linear mixed effect
models of EEG spectral exponents were used to test the relationship between the amplitude
modulation (AM) spectral exponents of presented stimuli and recorded EEG activity (see
model details in table S1). A main effect of auditory stimulus exponent, capturing the trial-wise
positive linear relationship between auditory AM spectral exponents and EEG spectral
exponents was found at a set of four central electrodes (all z > 3.5, all pcorrected < .02; see Fig
4A). Similarly, a positive main effect of visual stimulus exponent was present at a set of three
occipital electrodes (all z > 3.7, all pcorrected < .01; see Fig 4A). Hence, EEG spectral exponents
displayed a topographically resolved tracking of stimulus exponents of both modalities.
Additionally, standardized single subject estimates of stimulus tracking at both electrode
clusters identified by the mixed model approach were extracted after controlling for covariates
also used in the final mixed model and revealed qualitatively similar results for both auditory
(t23 = 5.1, p = .00004, Cohen’s d = 1.03) and visual stimulus tracking (t23 = 3.9, p = .0008,
Cohen’s d = .79; see Fig 4A).
Stimulus tracking in EEG spectral exponents interacts with attentional focus
To further investigate the role of selective attention for the observed neural tracking of stimulus
spectral exponents, we tested for an interaction with attentional focus within the mixed model
framework. This approach revealed a positive central cluster for the interaction of auditory
stimulus exponents and attentional focus, as well as an occipital cluster for the interaction of
visual stimulus exponents and attentional focus (see Fig 4B). Note that t-values for the auditory
stimulus x attention interaction were inverted to remove the sign change caused by the zero-
centred effect coding of attentional focus. In this way, positive t-values represent evidence for
an increase in stimulus tracking if attention is directed towards this modality.
As can be discerned from the topographies in Figure 4B, selective attention likely improved
the tracking of stimulus spectral exponents over sensory-specific areas, separately for each
sensory domain. To extract single subject estimates of the stimulus x attention interaction, we
controlled for several covariates, focusing on EEG spectral exponents averaged within the
Figure 3: EEG PSD exponents track
the focus of selective attention. (A)
Average difference between EEG PSD
exponents during auditory and visual
attention. Note that exponents were
controlled for neural alpha power and
other confounding variables before
subject-wise differences were
calculated. A central negative and an
occipital positive cluster are clearly
visible. (B) Average central (lilac) and
occipital EEG PSD exponents (teal) for
auditory and visual attention (residuals
shown). Horizontal bars denote the
grand average. As indicated by the
cross-over of connecting lines, there
was a significant interaction of ROI and
attentional focus. (C) Grand average
spectra for auditory (blue) and visual
attention (red), shown for a central (left)
and an occipital ROI (right). Insets
display enlarged versions of spectra for
low and high frequencies, separately.
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Waschke et al.
8
clusters that displayed significant tracking (see above). Paired t-tests comparing standardized
regression coefficients that represent the strength of neural stimulus tracking revealed a
significant increase of auditory stimulus tracking under auditory attention (t23 = 2.4, p = .03,
Cohen’s d = .49). Visual stimulus tracking did not significantly improve under visual attention,
though the direction of the effect was the same (t23 = 1.0, p = .33, Cohen’s d = .20). Thus,
modality-specific attention was selectively associated with an improvement in the neural
tracking of auditory AM stimulus spectra.
Evoked responses do not index the spectral exponent of audiovisual stimuli
To test whether conventional estimates of sensory evoked EEG activity tracked the spectral
exponent of stimuli, we analysed evoked potentials (ERPs) on the single trial level. This
analysis did not reveal significant ERP clusters for either auditory (p > .3) or visual (p > .2)
spectral AM tracking (see Fig S2 for ERPs). The absence of such effects is visualized in
supplementary Figure 2 which displays ERPs time-courses for four bins of increasing auditory
as well as visual AM spectral exponents. In contrast to 1/f EEG exponents, conventional
metrics of sensory evoked EEG activity were thus insensitive to the AM spectral exponents of
presented stimuli.
The extent of modality-specific spectral-exponent tracking predicts behavioural
performance
Next, to investigate the link between individual levels of neural stimulus tracking and behavioral
performance, we computed between-subject correlations of standardized stimulus tracking
betas (auditory and visual) and common metrics of behavioural performance (accuracy and
Figure 4. EEG PSD exponents track stimulus PSD exponents. (A) Topographies depict t-values for the
main effect of stimulus PSD exponent, taken from a mixed model of EEG PSD exponents. White dots
represent electrodes with significant effects after Bonferroni correction. Auditory stimulus tracking (upper
row) clusters at central electrodes, visual stimulus tracking (lower row) at occipital electrodes. Line plots
show single subject tracking estimates (standardized betas), dark grey lines represent negative betas,
black lines the grand average. (B) Topographies show t-values for the interaction of attentional focus
and stimulus PSD exponent, taken from the same mixed model as in A. Positive clusters appear over
central (auditory) and occipital (visual) areas and represent improved tracking during selective attention
to the modality in question. Line plots visualize single subject effects of selective attention on stimulus
tracking for the clusters found in A (insets).
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Waschke et al.
9
response speed, separately for both modalities) using a multivariate partial least squares
analysis (PLS, see methods for details, McIntosh et al., 1996). This model revealed one
significant latent variable (p = .03) that captured the low-dimensional latent space of the
correlation between neural stimulus tracking and behavioural performance, which displayed a
clear fronto-central topography (Fig 5A). At the overall latent level, both auditory (rho = .49, p
= .016) and visual stimulus tracking (rho = .43, p = .035) were significantly correlated with
performance across subjects (Fig 5B). In detail, auditory stimulus tracking was positively
correlated with auditory response speed (rho = .30, CI = [.03, .64]) but negatively correlated
with visual accuracy (rho = .28, CI = [-.62, -.06]) and response speed (rho = .36, CI = [-.73,
-.17]). Analogously, visual stimulus tracking was positively linked with visual accuracy (rho =
.31, CI = [.15, .68]) and response speed (rho = .35, CI = [.11, .72]; see Fig 5A), but showed no
significant relationship with auditory performance. Taken together, participants who displayed
stronger neural tracking of AM stimulus spectra also performed better. However, the
behavioural benefit of stimulus tracking was modality-specific: performance in one sensory
domain (e.g., auditory) only benefited from tracking within that domain, but not in the other
(e.g., visual). Instead, visual detection performance was slower and less accurate in individuals
who displayed strong neural tracking of 1/f-like auditory stimulus features.
Figure 5. Stimulus tracking explains inter-individual differences in performance. (A) Results of a
multivariate neuro-behavioural correlation between stimulus tracking and performance using PLS. The
topography depicts bootstrap ratios (BSR) of the first latent variable and can be interpreted as z-values.
Within the smaller topography, BSRs are thresholded at a BSR of 2 (p < .05). Bar graphs represent the
correlation (Spearman rho) between auditory (blue) and visual stimulus tracking (red) with performance
(accuracy as % correct and response speed; RS in s–1) in both modalities. Vertical lines denote 95%
bootstrapped confidence intervals. (B) Scatter plots of latent correlations between latent auditory (upper
panel) and visual tracking (lower panel) with latent performance, respectively. Auditory stimulus tracking
was positively linked with auditory performance but negatively linked with visual performance. Visual
stimulus tracking was positively linked with visual performance. Headphones and eye symbolize
auditory and visual performance, respectively.
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Control analyses
To compare established metrics of early sensory processing, we contrasted evoked EEG
activity of different attention conditions. Event related potentials (ERPs) after noise onset were
compared between auditory and visual attention for electrodes Cz and Oz, separately. While
there was no significant attention-related ERP difference found at electrode Cz, early ERP
components at electrode Oz were increased during visual attention (~.08 .15 s post-
stimulus, pcorrected < .05; see supplemental Fig S3). Additionally, we subjected single trial alpha
power (after partializing for EEG spectral exponents) from the ROIs shown in figure 3 to the
same ANOVA (Attention (2) x ROI (2)) as EEG spectral exponents. This analysis revealed a
main effect of attention (F = 20.3, p = .00002, partial eta squared = .180) as well as an
interaction of attention and ROI (F = 20.4, p = .00002, partial eta squared = .181). Hence,
alpha power increased from visual to auditory attention in a region-specific manner, with
stronger increases over occipital cortical areas (see spectra in Fig 3C). Importantly, this
attention-related change in alpha power took place over and above the observed attentional
modulation of EEG spectral exponents for two reasons. First, spectral parameterization
separates oscillatory and non-oscillatory components, dissecting alpha power from the
spectral exponent8. Second, and to account for shared variance between alpha power and
EEG spectral exponents that might occur due to fitting issues, we partialed each measure for
the linear contributions of the other. The presence of modality-specific, attention-dependent
changes despite these controls, strongly suggests that neural alpha power as well as EEG
spectral exponents track distinct changes in neural activity that accompany attentional shifts,
but they are not affected by the spectral content of the stimuli themselves.
Discussion
We have presented evidence for the sensitivity of the EEG spectral exponent to different
neurochemical, cognitive, and sensory influences. Jointly, the results underscore the
importance of 1/f brain activity for perception and behaviour. Specifically, we have shown
that the EEG spectral exponent (1) reflects systemic, anaesthesia-induced changes in brain
state closely linked to E:I balance, (2) captures focal attention-related changes in brain state,
and (3) tracks the spectral exponent of distinct, simultaneously presented sensory stimuli.
Furthermore, modality-specific stimulus tracking by EEG spectral exponents explained inter-
individual variance in behavioural performance, highlighting the functional relevance of 1/f
processes in human brain activity.
EEG spectral exponents as a non-invasive approximation of E:I balance
As hypothesized, propofol led to steeper spectra, while ketamine caused flattening (see Fig
1). The observed increase of spectral exponents (spectral steepening) during propofol
anaesthesia is in line with previous analyses of the same dataset9,21, as well as model-based
and invasive results12. Spectral steepening under propofol likely traces back to strengthened
inhibition via increased activity at gamma-Aminobutyric acid receptors (GABAergic activity)
and hence a reduced E:I balance as compared to quiet wakefulness13,14. Generally in line with
a previous analysis of the same data9, ketamine-induced spectral flattening likely depicts the
outcome of overall decreased inhibition that is caused by the blocking of excitatory N-methyl-
D-aspartate (NMDA) receptors and an associated decrease in GABA release, resulting in an
increased E:I balance14,43.
Combined, we present strong evidence for the suitability of EEG spectral exponents
as a non-invasive approximation of intra-individually changing E:I balance. While the EEG
spectral exponents cannot measure E:I directly, this non-invasive approximation enables
inference on neural processes previously only accessible in animals and using invasive
methods. Future studies should directly compare dose-response relationships between
GABA-A agonists or antagonists (e.g., Flumanezil) and the EEG spectral exponent in a larger
sample.
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EEG spectral exponents track modality-specific, attention-induced changes in E:I
While the EEG spectral exponent here proved indeed sensitive to systemic, exogenously
driven, drug-induced alterations in E:I, we also sought to test whether it can also be leveraged
to detect non-drug-induced but endogenous, attention-related variations in E:I balance.
Invasive animal work suggested previously that the allocation of attentional resources should
result in a topographically specific shift towards desynchronized activity and an increased E:I
ratio15,19.
Here, we observed a topographically-specific pattern of reduced EEG spectral
exponents through modality-specific attention. As indexed by a significant interaction
between region of interest and attentional focus, visual attention led to a flattening of EEG
spectra that was especially pronounced over occipital EEG channels (cf. Fig 3). The absence
of a comparable effect for auditory attention at central electrodes potentially traces back to
the varying sensitivity of EEG recordings to different cortical sources. While central electrodes
capture auditory cortical activity44,45 and hence are positioned far away from their dominant
source, occipital electrodes are sensitive to visual cortex activity and are directly positioned
above it46. This topographical difference in sensitivity is further exaggerated by the scaling of
volume conduction with distance, together resulting in a reduced signal to noise ratio for
auditory compared to visual cortex activity47.
Despite these important differences in the sensitivity of EEG signals, our results provide clear
evidence for a modality-specific flattening of EEG spectra through the selective allocation of
attentional resources. Importantly, these results cannot be explained by attention-dependent
differences in neural alpha power (812 Hz, Fig 3), commonly interpreted as a marker of top-
down guided sensory inhibition48. The methods we used not only separated oscillatory from
1/f-like signals, but all analyses additionally controlled for shared variance between single trial
EEG alpha power and spectral exponents. Hence, attention-dependent alterations in alpha
power and EEG spectral exponents occurred in parallel, but likely trace back to distinct
generating sources.
The observed topographically-specific flattening of EEG spectra likely depicts subtle
attention-dependent changes in E:I balance previously only accessible in invasive animal
studies. Extensive work in non-human animals suggests that the allocation of attentional
resources results in a thalamo-cortically induced shift of neural activity towards a
desynchronized state of reduced inhibition within cortical areas that process currently
attended sensory information18,19. Thus, EEG spectral exponents might represent a non-
invasive approximation of attention-dependent intra-individual changes of E:I balance.
However, future studies that combine a systemic manipulation of E:I (e.g., through GABAergic
agonists) with the investigation of selective attention in humans are needed to test the links
of E:I and EEG PSD exponents with greater detail. Furthermore, the separate contributions
and roles of attention-related changes in neural alpha power and spectral exponents invite an
exciting new line of experiments that target the neural dynamics of selective attention.
EEG spectral exponents track the 1/f features of sensory stimuli
For both modalities, the tracking of stimulus spectral exponents, based on single trials,
represented a strong effect, as indicated by standardized effect size estimates (Cohen’s d >
.79). This set of results is especially striking given that conventional sensory-evoked
responses showed no link with the spectral exponent of sensory stimuli (see Fig S2).
Furthermore, potential influences of single trial performance on stimulus tracking were ruled
out by a control analysis that accounted for single-trial behavioural performance and
replicated the results summarized above (see Fig S4).
The neural tracking of stimulus spectra displayed distinct central and occipital
topographies for auditory and visual stimuli, respectively (Fig 4). Of course, current source
density transforms of sensor-level EEG topographies as used here do not represent definitive
evidence for specific cortical sources. Yet, the spatial distinctiveness of both tracking patterns
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12
strongly suggests separate cortical origins. Furthermore, the topographies of stimulus
tracking strongly resemble those of sensory processing in auditory and visual sensory cortical
areas, respectively21,49. These results are conceptually in line with findings from extracellular
recordings in ferrets demonstrating the tracking of different AM spectra along the auditory
pathway50,51, and also extend previous work that analysed oscillatory human brain activity
during the presentation of 1/f stimuli52,53. Thus, by presenting first evidence in humans, our
results argue for a sensory-specific tracking of AM stimulus exponents within sensory cortical
areas at the level of single trials.
Of note, auditory stimulus tracking increased significantly when participants focused their
attention on auditory stimuli. In the auditory domain, this surfaced as an interaction of
attentional focus and AM stimulus exponents, while a weaker if not statistically significant
effect was discernible in the visual domain (Fig 4B). Hence, the selective allocation of
attentional resources yielded improved tracking of 1/f-like sensory features. Due to too short,
stimulus-free inter-trial intervals, we were unable to analyse if the degree of attention-induced
reduction in EEG spectral exponents directly reflected the magnitude of stimulus tracking.
Future research is needed to further investigate the precise link between individual averages
of EEG PSD exponents, their attention-related change, and the tracking of environmental 1/f
distributed inputs.
1/f stimulus tracking as a sign of non-oscillatory steady state potentials
What might constitute the mechanism that, at the level of sensory neural ensembles, gives
rise to the observed link between sensory stimuli and the spectral shape of the EEG? First, it
is important to emphasise that the representation of stimulus spectra in the EEG likely does
not trace back to an alignment of oscillatory neural activity and oscillatory stimulus features,
commonly referred to as “entrainment” in the strict sense30; the presented stimuli were
stochastic in nature and without clear sinusoidal signals. However, neurally tracking the
statistical properties of random noise time-series might emerge via a mechanism similar to
the one implied in the generation of steady-state visually evoked potentials (SSVEPs35). The
temporal sequence of transient sensory neural responses to periods of high energy in
presented stimuli ultimately may result in a spectrum of neural activity whose shape is similar
to the amplitude modulation spectrum of presented stimuli35,54. Although we do not want to
rule out that sensory input of different spectral exponents directly affects E:I balance in
sensory cortices, a possible underlying mechanism for such a link remains elusive at present
and the data reported in the present study do not allow the direct examination of such a
hypothesis. Hence, future experiments will have to determine the relationship between 1/f
neural tracking and E:I balance by combining direct manipulations of E:I (e.g., GABAergic or
glutamatergic drugs) with the presentation of 1/f like sensory stimuli.
Neural stimulus tracking explains inter-individual differences in performance
We used partial least squares to investigate the multivariate between-subject relationship of
neural stimulus tracking to behavioural performance. Importantly, the resulting positive
correlations (non-parametric) between stimulus tracking and performance cannot be
explained by potential outliers in a relatively small sample (see Fig 5). Importantly, this effect
was confined to each modality; while individuals who displayed high auditory tracking also
displayed fast responses in auditory trials, they exhibited slower and less accurate responses
on visual trials. Furthermore, participants who showed strong tracking of visual stimuli
performed especially fast and accurate on visual but not auditory trials. This specificity of
behavioural benefits through stimulus spectral tracking to each modality argues against the
idea of attention-dependent sensory filters that entail bi-directional effects (i.e., auditory
attention = visual ignoring30,55).
Of note, the topography of the between-subject neuro-behavioural correlations does not
display peaks at the central or occipital regions that were found to show significant stimulus
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13
tracking. However, a difference between both topographies is plausible for at least two
reasons. First, the sensory stimulus tracking topographies represent fixed effects, by
definition minimizing between-subject variance. In contrast, the between subject correlation
of stimulus tracking and performance seeks to maximise between-subject variance,
increasing the probability that a non-identical topography may be found. Second, although
stimulus exponents are significantly tracked at sensor locations that point to early sensory
cortices, our multisensory task required more abstract, high level representations of sensory
input for accurate performance. Indeed, the fronto-central topography of the between subject
correlation is suggestive of sources in frontal cortex, which have been shown to track multi-
sensory information56,57. Furthermore, prefrontal cortex activity that gives rise to highly similar
frontal topographies (Fig 5) has been found to represent information about the frequency
content of auditory, visual, and somatosensory stimuli58. Thus, the positive link between
neural stimulus tracking and performance at fronto-central electrodes points to the
behavioural relevance of higher-level stimulus features represented in a supramodal fashion.
Limitations and next steps
First, attention-dependent changes in EEG spectral exponents might trace back to altered
sensory-evoked responses. We argue that such a link is unlikely since differences in evoked
responses were limited to the visual domain, occipital electrodes, and an early time-window
(80–150 ms post noise onset, see Fig S2) that was well detached from the time-window used
to extract single trial EEG spectra (starting at 500 ms post noise onset). However, this does
not rule out entirely a remaining conflation of selective-attention effects and sensory-
processing signatures in the EEG spectral component as no trials without sensory input were
included. Although sensory input was comparable across different attention conditions
(auditory & visual stimuli simultaneously), future studies are needed to further specify the link
between modality-specific attention and EEG spectral exponents in the absence of sensory
input.
Second, one reason for the difference in attentional improvement of stimulus tracking
between modalities might lie in the difficulty of the task. Although auditory and visual difficulty
were closely matched, we found significantly lower performance for auditory compared to
visual trials (see Fig 2). Although we deem it unlikely that the observed difference of 3% in
accuracy (70% vs. 73%) might be indicative of a meaningful difference in performance, we
cannot rule out the possibility that participants needed more cognitive resources to perform
the auditory task and neurally track stimulus spectra. Due to these increased demands, the
effects of selective attention might have been able to amplify stimulus tracking more strongly
as compared to the potentially less demanding visual condition. Future studies should
investigate the role of parametric task demands for stimulus tracking, and attentional
improvements thereof, by additionally recording fluctuations in pupil size during constant light
conditions as a proxy measure of demand-related fluctuations in arousal59,60.
Conclusion
The present data represent strong evidence for the feasibility of the EEG spectral exponent
to represent a non-invasive approximation of intra-individual variations in states of E:I
balance, be they driven globally by central-acting anaesthetics or be they driven more focally
by re-allocation of selective attention. We highlight the sensitivity of EEG signals to aperiodic,
1/f-like stimulus features simultaneously in two sensory modalities and in relation to
behavioural outcomes. These findings pose a transfer of results from invasive non-human
animal physiology to the field of human cognitive neuroscience and set the stage for a new
line of experiments that investigate intra-individual variations in brain dynamics and their role
in sensory processing and behaviour using non-invasive approximations of aperiodic neural
activity.
Methods
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Pre-processing and analysis of EEG data under different anaesthetics
To test the effect of different central anaesthetics on 1/f EEG activity we analysed a previously
published openly available dataset42. Sarasso and colleagues recorded the EEG of healthy
individuals during quiet wakefulness and after the administration of different commonly used
central anaesthetics including propofol and ketamine. Details regarding the recording
protocol can be found in the original study and a recently published re-analysis9,42. We
analysed EEG (60 channels) recordings from eight participants who either received propofol
or ketamine infusion (4/4). EEG data were re-referenced to the average of all electrodes,
down-sampled to 1000 Hz, and filtered using an acausal finite impulse response bandpass
filter (.3100 Hz, order 127). Next, to increase the number of samples per condition,
recordings were split up into 5 second epochs. Since the duration of recordings varied
between participants, this resulted in different numbers of epochs per anaesthetic and
participant (propofol: 108±96 epochs; ketamine: 76±27 epochs). The power spectrum of each
epoch and electrode between 1 and 100 Hz (0.25 Hz resolution) was estimated using the
Welch method (pwelch function). The spectral parameterization algorithm (version 1.0.0;
Donoghue et al., 2020) was used to parameterize neural power spectra. Settings for the
algorithm were set as: peak width limits: [1 8]; max number of peaks: 8; minimum peak
height: .05; peak threshold: 2.0; and aperiodic mode: ‘fixed’. Power spectra were
parameterized across the frequency range 3 to 55 Hz.
To statistically compare EEG spectral exponents between quiet wakefulness (resting state)
and anaesthesia despite the low number of participants (4 per anaesthesia condition), we
focused on five central electrodes (see inset in figure 1) and employed a permutation-based
approach. After comparing average spectral exponents of resting state and anaesthesia
recordings using two separate paired t-tests, we permuted condition labels (rest vs.
anaesthesia) and repeated the statistical comparison 1000 times. Hence, the percentage of
comparisons that exceed the observed t-value represents an empirically defined p-value.
Note that spectra were normalized (mean centered) before visualization (Fig 1) and non-
normalized power spectra can be found in the supplements (Fig S1).
EEG spectral exponents during a multisensory detection task
To investigate the dynamics of 1/f EEG activity during varying selective attention and the
processing of sensory stimuli with distinct 1/f features, we recorded EEG from 25 healthy
undergraduate students (21 ± 3 years old, 10 male) while they performed a challenging
multisensory detection task. All participants gave written informed consent, reported normal
hearing and had normal or corrected to normal vision. All experimental procedures were
approved by the institutional review board of the University of California, San Diego, Human
Research Protections Program. Due to below-chance level performance, one participant had
to be excluded from all further analyses.
Task design and experimental procedure
The novel multisensory design used in the current study required participants to focus their
attention to one modality of concurrently presented auditory and visual noise stimuli to detect
brief sinusoidal amplitude variations of the presented noise (Fig 2A). Participants were asked
to press the spacebar as fast and accurately as possible whenever they detected such a
sinusoidal amplitude modulation (target) in the currently attended sensory domain. The
experiment was divided into 12 blocks of 36 trials (432 trials total). At the beginning of each
block participants were instructed to detect targets embedded in either auditory or visual
noise stimuli. The to be attended modality alternated from block to block and was randomized
across participants for the first block. Prior to each trial, the central white fixation cross
changed its colour to green and back to white to indicate the start of the next trial. After 500
milliseconds (ms) the presentation of noise in both modalities started simultaneously. Trials
lasted between 4 and 4.5 seconds, ended with the central fixation cross reappearing on the
screen, and were separated by silent inter-trial intervals (uniformly sampled between 23.25
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Waschke et al.
15
s). After each experimental block, participants received feedback in the form of a percentage
correct score and were asked to take a break of at least one minute before continuing.
Participants were seated in a quiet room in front of a computer screen. The experiment,
including EEG preparation, lasted approximately 2.5 hours.
To ensure that the task was challenging but executable for all participants to a comparable
degree, we combined training with an adaptive tracking procedure. In detail, participants
performed 4 practice trials of each modality during which target stimuli were clearly
detectable. Subsequently, participants performed 12 blocks of 36 trials each during which
difficulty was adjusted by changing the modulation depth of presented targets to keep
performance constantly around 70% correct.
Stimulus generation
Auditory and visual stimuli of different AM spectra were built in three steps: First, 30 second
segments of white noise (sampling frequency 44.1 kHz) were generated and high-pass filtered
at 200 Hz. Second, four random time-series of the same duration but differing 1/fχ exponent
(χ = 0, 1, 2, or 3) were generated using an inverse Fourier transform and lowpass filtered at
100 Hz. Finally, separate multiplication of the white noise carrier with the modulators of
different spectral exponents resulted in four signals that only varied in their AM but not in their
long-term frequency spectra (see Fig 2B). The same noise was used for auditory and visual
stimuli after root mean square normalization (auditory) or down-sampling to 85 Hz and scaling
between 0.5 and 1 (visual). Noise stimuli presented during the experiment were cut out from
the 30 s long time-series. Importantly, the AM spectra of cut out noise snippets do not
necessarily overlap with the AM spectra of the longer time-series they were cut from. This
difference between global and local spectra resulted in a wide distribution of AM spectra that
were presented throughout the experiment. AM exponents were uncorrelated between
modalities across trials. Auditory noise was presented as amplitude modulated white noise
over headphones whereas visual noise was shown as luminance variations of a visually
presented disk. Targets consisted of short sinusoidal amplitude modulations (67.5 Hz, 400
ms) and modulation depth was varied throughout the experiment to keep performance around
70 % correct. All stimuli were generated using custom Matlab® code. Auditory stimuli were
presented over headphones (Sennheiser®) using a low-latency audio soundcard (Native
Instruments). Visual stimuli were presented on a computer screen (85 Hz refresh rate). Both
auditory and visual stimuli were presented using MATLAB® and Psychophysics toolbox
(Brainard, 1997). To later analyse the relationship between EEG activity, behaviour and the
AM spectra of presented stimuli, single trial stimulus spectra were extracted (130 Hz, .1 Hz
resolution, pwelch in MATLAB) and parameterized to fit 1/f exponents8. Settings for the
algorithm were set as: peak width limits: [0.5 12]; max number of peaks: infinite; minimum
peak height: 0; peak threshold: 2.0; and aperiodic mode: ‘fixed’. Power spectra were
parameterized across the frequency range 1 to 25 Hz.
EEG recording and pre-processing
64-channel EEG was recorded at a sampling rate of 1000 Hz using the brainamp and the
actichamp extension box (active electrodes; Brainproducts). Artifacts representing heartbeat,
movement, eye blinks or saccades and channel noise were removed using independent
component analysis based on functions from the fieldtrip and EEGlab toolboxes61,62.
Components were rejected based on power spectra, time-series, topography and dipole fit.
Continuous EEG signals were referenced to the average of all channels and filtered between
0.05 and 100 Hz (acausal FIR filter, order 207). Data was segmented into trials between 1
and 5 seconds relative to trial start (noise onset) and baseline corrected to the average of 1 s
prior to trial start. Trials containing artifacts were removed based on visual inspection (5 ± 7
trials rejected). EEG time-series were transformed to scalp current densities using default
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Waschke et al.
16
settings of the fieldtrip toolbox (ft_scalpcurrentdensity). Single trial power spectra between 1
and 100 Hz (0.5 Hz resolution) were calculated using the welch method63. To minimize the
impact of early sensory-evoked potentials, these spectra were based on the EEG signal
between 600 ms after noise stimulus onset and the appearance of a target sound. Trials
during which the target appeared within 500 ms after trial start were excluded (1.5% ± 0.3%
of trials). Furthermore, mirrored versions of single trial data were appended to the beginning
and end of each trial before calculating spectra, effectively tripling the number of samples
while not introducing new information (i.e., “mirror padding”). To approximate EEG activity in
a state of awake rest despite the absence of a dedicated resting state recording, we
calculated spectra based on the 500 ms before the fixation cross changed its colour,
signalling the start of the next trial (same settings as above). These single trial “resting-state”
spectra were averaged to reveal one resting state spectrum per participant and electrode. To
estimate 1/f spectral exponents of EEG activity as well as oscillatory activity, single trial and
average resting state spectra were fed into the spectral parameterization algorithm8 and
exponents were fit between 3 and 55 Hz using Python version 3.7. Trials where fits explained
less than 20% of variance in EEG spectra were excluded from all further analyses (0.4%
0.6% of trials). Since we planned to control for the influence of alpha-oscillations (812 Hz),
we extracted single-trial, single-electrode power estimates from spectral parameterization
results if an oscillation was detected within the alpha frequency range. For trials where this
was not the case, spectral power was averaged between 8 and 12 Hz as a substitute.
Statistical analysis
Attention tracking
To test whether the allocation of attentional resources to one sensory domain is accompanied
by a selective flattening of the EEG power spectrum over related sensory areas, we followed
a two-step approach. First, we used multiple linear regression to control single trial, single
electrode EEG spectral exponents for a number of covariates. Specifically, and for every
participant, we controlled EEG spectral exponents for the influence of auditory stimulus
exponents, visual stimulus exponents, alpha power, and trial number. Next, we averaged the
residuals per electrode and attention condition (auditory vs. visual attention) across trials,
resulting in 2x64 EEG spectral exponent estimates per participant. The topographical pattern
of the average difference between auditory and visual attention EEG spectral exponents is
visualized in figure 3A. Following our hypothesis of sensory specific, attention-related
flattening of EEG spectra, we averaged EEG spectral exponent residuals across a set of
fronto-central (FC1, FC2, Fz, C1, C2, Cz) and parieto-occipital (P03, PO4, POz, O1, O2, Oz)
electrodes to contrast activity from auditory and visual sensory areas, respectively. We
modelled EEG spectral exponent as a function of ROI (central vs. occipital), attentional focus
(auditory vs. visual) and their interaction, including a random intercepts and random slopes
for all predictors within a linear mixed model (fitlme in MATLAB). Subsequently, analysis of
variance (ANOVA) was used to statistically evaluate the main effect of attentional focus as
well as the interaction of attentional focus and ROI.
As an additional control analysis, we tested the subject- and electrode-wise
differences of EEG spectral exponents between auditory and visual attention against zero
using a cluster-based permutation approach64. Finally, we used paired t-tests to compare
attention effects between ROIs and resolve the interaction effect.
Stimulus tracking
To test the link between EEG spectral exponents and AM spectral exponents in the auditory
and visual domain on the level of single trials, we used single-electrode linear mixed effect
models. Model fitting was performed iteratively and hypothesis-driven, starting with an
intercept only model and gradually increasing model complexity to find the best fitting
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17
model21,65. After every newly added fixed effect, model fits were compared using maximum
likelihood estimation. Once the final set of fixed effects was determined, a comparable
procedure was used for random effects. All continuous variables were z-scored across
participants (but within electrodes) before entering models, rendering the regression
coefficients â direct measures of effect size. The winning model included fixed effects for
auditory stimulus exponents, visual stimulus exponents, attentional focus, trial number and
resting state EEG spectral exponent (between subject factor) as well as a random intercept
for all predictors and random slopes for attentional focus (see table S1). To additionally test
the role of selective attention for the tracking of the presented sensory stimuli, we modelled
separate interactions between auditory as well as visual stimulus exponents with attention,
respectively. As models were fit for single electrodes (64 models), we corrected the resulting
p-values for multiple comparisons by adjusting the family-wise error rate using the Bonferroni-
Holm correction66,67.
To arrive at single subject estimates of stimulus tracking, we chose a stepwise
regression approach since including random slopes for auditory or visual stimulus exponents
within the final mixed models did not improve model fit but led to convergence issues due to
model complexity. Hence, on the level of single participants and electrodes, we regressed
EEG spectral exponents on attentional focus, trial number, and stimulus exponents of one
modality (e.g., visual). The z-scored residuals of this multiple regression were used in a
second step where they were regressed on the z-scored stimulus exponent of the remaining
sensory domain (e.g., auditory). The resulting beta coefficients were averaged across the
electrodes that showed significant stimulus tracking within the mixed model approach,
representing single subject estimates of stimulus tracking (see figure 3). By limiting data to
trials from one attention condition, single subject estimates of stimulus tracking for different
targets of selective attention were calculated following a similar approach.
Neuro-behavioural correlation
To investigate whether inter-individual differences in neural stimulus tracking relate to inter-
individual differences in performance, we analysed correlations between single subject
estimates of stimulus tracking and different metrics of behavioural performance using a
multivariate partial least square approach (PLS68,69). In brief, so-called “behavioral PLS”
begins by calculating a between-subject correlation matrix linking brain activity at each
electrode with behavioural measures of interest. The size of this rank correlation matrix is
determined by the number of electrodes, brain variables and behavioural variables [size =
(Nelectrodes × Nbrain variables) × Nbehavioral variables]. In the present study, we used two brain variables with
64 electrodes each (auditory and visual tracking betas) and 4 behavioural variables (auditory
and visual accuracy and response speed). Next, this correlation matrix is decomposed using
singular value decomposition (SVD), which results in Nbrainvar × Nbehavvar latent variables (8 in our
case).
This approach produces two crucial outputs: (1) A singular value for every latent
variable, representing the proportion of cross-block covariance accounted for by that latent
variable, and; (2) a pattern of weights (n = number of electrodes) or saliencies representing
the correlation strength between stimulus tracking and the used behavioural measures. The
multiplication (dot product) of these weights with electrode-wise tracking estimates yields so-
called “brain scores,” which here reflect the between-subject relationship of stimulus tracking
and performance where positive brain scores indicate that individuals with stronger tracking
display better performance. Statistical significance of brain scores and latent variables was
tested through permutations of behavioural measures across individuals (5000 permutations).
Additionally, the robustness of weights (saliencies) was estimated using a bootstrap
procedure (5000 bootstraps, with replacement). The division of each weight by the
corresponding bootstrapped standard error yields bootstrap ratios, which estimate the
robustness of observed effects on an electrode-wise basis. Bootstrap ratios can be
interpreted as a pseudo-Z metric. Crucially however, because multivariate PLS is run in a
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18
single mathematical step that includes (and weights the importance of) all elements of the
brain-behaviour matrix, multiple comparisons correction is neither typical nor required68.
Furthermore, bootstraps were used to estimate 95% confidence intervals (CIs) for observed
neuro-behavioural correlations.
Of note, behavioural performance metrics were calculated separately for auditory and visual
attention trials. Since difficulty was adaptively adjusted throughout the experiment, leading to
vastly different target modulation depths across participants, we controlled auditory and
visual accuracy for the final modulation depth of the respective domain and used the residuals
as a measure of performance. To furthermore exclude influences of learning and exhaustion
of response speed (reaction time-1) we controlled single trial response times for trial number
and used averaged residuals as subject-wise indicators of response speed. Note that such
an approach is especially warranted since we were specifically interested in between-subject
relationships and hence the association of correlation matrices between neural tracking and
performance. In accordance with such a reasoning, and to prevent outliers in our small sample
to obscure results, all PLS analysis were performed using spearman correlation.
Control analyses
To test the impact of attentional focus and AM stimulus spectra on sensory evoked activity,
which might potentially confound differences in EEG spectral exponents, we compared event-
related potentials (ERPs) after noise onset. First, we compared noise onset ERPs between
auditory and visual attention using a series of paired t-tests, separately for electrodes Cz and
Oz. We corrected for multiple comparisons by adjusting p-values for the false discovery rate70.
Next, on the level of subjects, voltage values were correlated with stimulus spectral exponents
(separately for auditory and visual stimuli) across trials, per electrode, time-point and
frequency (ft_statfun_correlationT in fieldtrip). On the second level, the resulting t-value time-
series were tested against zero using a cluster-based permutation approach64, separately for
auditory and visual stimuli. Finally, to rule out task difficulty as a potential confound of stimulus
tracking, we re-ran stimulus tracking mixed models including a main effect of single trial
performance (correct vs. incorrect) as well as interactions between single trial performance
and auditory and visual stimulus spectral exponents, respectively, to control stimulus tracking
for performance and difficulty.
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... Besides investigating neural oscillations, the investigation of the aperiodic component has recently gained considerable interest (He, 2014;Kello et al., 2010). For example, the 1/f exponent was shown to change with task (Waschke et al., 2021), age (He et al., 2019;Voytek et al., 2015), and disease (Molina et al., 2020; 1 Robertson et al., 2019) and it decreases with cortical depth (Halgren et al., 2021). Furthermore, using computational modeling, (Gao et al., 2017) suggested the 1/f exponent β as an estimator of excitation-inhibition (E-I) balance. ...
... Furthermore, using computational modeling, (Gao et al., 2017) suggested the 1/f exponent β as an estimator of excitation-inhibition (E-I) balance. Many studies comparing conscious states-associated with increased excitation-to unconscious states, such as NREM sleep (Lendner et al., 2020;Miskovic et al., 2019) and anesthesia (Colombo et al., 2019;Waschke et al., 2021)-typically associated with pronounced inhibitory processes-seem to support this concept. ...
... The choice of the fitting range depends on the goal of the study and the properties of the data. In the literature, the 1/f exponent was investigated for different frequency ranges such as 0.01-0.1 Hz (He et al., 2010), 0.5-35 Hz (Miskovic et al., 2019, 1-10 Hz , 1-20 Hz (Bédard et al., 2006), 1-30 Hz (Wen & Liu, 2016), 1-40 Hz (Colombo et al., 2019), 1-20 and20-40 Hz (Colombo et al., 2019), 1-100 Hz (He et al., 2010), 2-24 Hz (Voytek et al., 2015), 3-30 Hz (Pereda et al., 1998), 3-55 Hz (Waschke et al., 2021), 10-100 Hz (Freeman & Zhai, 2009), 20-65 Hz (Bédard et al., 2006, 30-50 Hz (Gao et al., 2017;Lendner et al., 2020;Stolk et al., 2019) and 40-60 Hz (Gao et al., 2017)). ...
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Electrophysiological power spectra typically consist of two components: An aperiodic part usually following an 1/f power law P ∝1/ f β and periodic components appearing as spectral peaks. While the investigation of the periodic parts, commonly referred to as neural oscillations, has received considerable attention, the study of the aperiodic part has only recently gained more interest. The periodic part is usually quantified by center frequencies, powers, and bandwidths, while the aperiodic part is parameterized by the y-intercept and the 1/f exponent β. For investigation of either part, however, it is essential to separate the two components. In this article, we scrutinize two frequently used methods, FOOOF (Fitting Oscillations & One-Over-F) and IRASA (Irregular Resampling Auto-Spectral Analysis), that are commonly used to separate the periodic from the aperiodic component. We evaluate these methods using diverse spectra obtained with electroencephalography (EEG), magnetoencephalography (MEG), and local field potential (LFP) recordings relating to three independent research datasets. Each method and each dataset poses distinct challenges for the extraction of both spectral parts. The specific spectral features hindering the periodic and aperiodic separation are highlighted by simulations of power spectra emphasizing these features. Through comparison with the simulation parameters defined a priori, the parameterization error of each method is quantified. Based on the real and simulated power spectra, we evaluate the advantages of both methods, discuss common challenges, note which spectral features impede the separation, assess the computational costs, and propose recommendations on how to use them.
... Second, we also uncovered hitherto unknown, non-linear (inverted U-shape) arousal effects in occipitoparietal cortex. Third, we identified spatially widespread correlations between pupil-linked arousal and the structure of aperiodic activity, suggesting underlying changes in cortical excitation-inhibition balance (Gao et al., 2017;Waschke et al., 2021). 95 ...
... slope of the 1/f component reflects fluctuations in attentional state (Waschke et al., 2021) and has been suggested to track the ratio between excitation and inhibition (in short: E/I) in the underlying neuronal circuits (Gao et al., 2017). As neuromodulators linked with the regulation of arousal have been shown to change cortical E/I (Froemke, 2015;Pfeffer et al., 2018Pfeffer et al., , 2020, we next investigated the relation between intrinsic fluctuations in pupil diameter (as well as 380 ...
... This means that fitting power spectra uniformly across the entire frequency range may result in poorer fits and, consequently, misleading parameter estimates. Thus, and largely consistent with previous work (Pfeffer et al., 2020;Waschke et al., 2021), neuronal power spectra were 835 fitted in the frequency range from 3 Hz to 40 Hz. ...
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Fluctuations in arousal, controlled by subcortical neuromodulatory systems, continuously shape cortical state, with profound consequences for information processing. Yet, how arousal signals influence cortical population activity in detail has only been characterized for a few selected brain regions so far. Traditional accounts conceptualize arousal as a homogeneous modulator of neural population activity across the cerebral cortex. Recent insights, however, point to a higher specificity of arousal effects on different components of neural activity and across cortical regions. Here, we provide a comprehensive account of the relationships between fluctuations in arousal and neuronal population activity across the human brain. Exploiting the established link between pupil size and central arousal systems, we performed concurrent magnetoencephalographic (MEG) and pupillographic recordings in a large number of participants, pooled across three laboratories. We found a cascade of effects relative to the peak timing of spontaneous pupil dilations: Decreases in low-frequency (2-8 Hz) activity in temporal and lateral frontal cortex, followed by increased high-frequency (>64 Hz) activity in mid-frontal regions, followed by linear and non-linear relationships with intermediate frequency-range activity (8-32 Hz) in occipito-parietal regions. The non-linearity resembled an inverted U-shape whereby intermediate pupil sizes coincided with maximum 8-32 Hz activity. Pupil-linked arousal also coincided with widespread changes in the structure of the aperiodic component of cortical population activity, indicative of changes in the excitation-inhibition balance in underlying microcircuits. Our results provide a novel basis for studying the arousal modulation of cognitive computations in cortical circuits.
... Several studies have corroborated this concept and have shown that the 1/f spectral slope decreases with age (Schaworonkow & Voytek, 2021;Voytek et al., 2015) and is modulated by task (Waschke et al., 2021) and neuropsychiatric conditions like schizophrenia (Molina et al., 2020). Moreover, the relationship between the spectral slope and arousal and cognitive load has been revealed in several studies: Kozhemiako et al. (2022) demonstrated that the average spectral slope becomes progressively steeper during the transition from wakefulness to non-rapid eye movement (NREM) sleep and finally to rapid eye movement (REM) sleep. ...
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Multiple sclerosis (MS) is a neurodegenerative disease characterized by neuronal and synaptic loss, resulting in an imbalance of excitatory and inhibitory synaptic transmission and potentially cognitive impairment. Current methods for measuring the excitation/inhibition (E/I) ratio are mostly invasive, but recent research combining neurocomputational modeling with measurements of local field potentials has indicated that the slope with which the power spectrum of neuronal activity captured by electro- and/or magnetoencephalography rolls off, is a non-invasive biomarker of the E/I ratio. A steeper roll-off is associated with a stronger inhibition. This novel method can be applied to assess the E/I ratio in people with multiple sclerosis (pwMS), detect the effect of medication such as benzodiazepines, and explore its utility as a biomarker for cognition. We recruited 44 healthy control subjects and 95 pwMS who underwent resting-state magnetoencephalographic recordings. The 1/f spectral slope of the neural power spectra was calculated for each subject and for each brain region. As expected, the spectral slope was significantly steeper in pwMS treated with benzodiazepines (BZDs) compared to pwMS not receiving BZDs (p = .01). In the sub-cohort of pwMS not treated with BZDs, we observed a steeper slope in cognitively impaired pwMS compared to cognitively preserved pwMS (p = .01) and healthy subjects (p = .02). Furthermore, we observed a significant correlation between 1/f spectral slope and verbal and spatial working memory functioning in the brain regions located in the prefrontal and parietal cortex. In this study, we highlighted the value of the spectral slope in MS by quantifying the effect of benzodiazepines and by putting it forward as a potential biomarker of cognitive deficits in pwMS.
... In view of an increasing interest in aperiodic activity in many research areas as well as a recent recommendation to differentiate the total spectral power to its components in order "to avoid misrepresentation and misinterpretation of the data" [15,34,52], here, we performed an exploratory analysis of the aperiodic activity in PD and DLB. We aimed to assess whether the aperiodic analysis can bring new insights to our understanding of neurodegeneration and serve as a new neurophysiological biomarker, which is (hypothetically) more sensitive as compared to the conventionally used tools. ...
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Neural oscillations and signal complexity have been widely studied in neurodegenerative diseases, whereas aperiodic activity has not been explored yet in those disorders. Here, we assessed whether the study of aperiodic activity brings new insights relating to disease as compared to the conventional spectral and complexity analyses. Eyes-closed resting-state electroencephalography (EEG) was recorded in 21 patients with dementia with Lewy bodies (DLB), 28 patients with Parkinson’s disease (PD), 27 patients with mild cognitive impairment (MCI) and 22 age-matched healthy controls. Spectral power was differentiated into its oscillatory and aperiodic components using the Irregularly Resampled Auto-Spectral Analysis. Signal complexity was explored using the Lempel–Ziv algorithm (LZC). We found that DLB patients showed steeper slopes of the aperiodic power component with large effect sizes compared to the controls and MCI and with a moderate effect size compared to PD. PD patients showed steeper slopes with a moderate effect size compared to controls and MCI. Oscillatory power and LZC differentiated only between DLB and other study groups and were not sensitive enough to detect differences between PD, MCI, and controls. In conclusion, both DLB and PD are characterized by alterations in aperiodic dynamics, which are more sensitive in detecting disease-related neural changes than the traditional spectral and complexity analyses. Our findings suggest that steeper aperiodic slopes may serve as a marker of network dysfunction in DLB and PD features.
... Last, although the spectral exponent mirrors the macroscopic hierarchy observed via intrinsic timescales, in our data there was no direct link to the timing of auditory responses. Although the spectral exponent is sensitive to auditory processing (Gyurkovics et al., 2022), or levels of attention (Waschke et al., 2021), it does not seem to directly relate to their timing. We speculate that the exponent may capture frequency-specific modulations in neural activity, rather than the response latency itself, which may be better explained by the temporal "memory" of a signal. ...
Article
During rest, intrinsic neural dynamics manifest at multiple timescales, which progressively increase along visual and somatosensory hierarchies. Theoretically, intrinsic timescales are thought to facilitate processing of external stimuli at multiple stages. However, direct links between timescales at rest and sensory processing, as well as translation to the auditory system are lacking. Here, we measured intracranial electroencephalography in 11 human patients with epilepsy (4 women), while listening to pure tones. We show that in the auditory network, intrinsic neural timescales progressively increase, while the spectral exponent flattens, from temporal to entorhinal cortex, hippocampus, and amygdala. Within the neocortex, intrinsic timescales exhibit spatial gradients that follow the temporal lobe anatomy. Crucially, intrinsic timescales at baseline can explain the latency of auditory responses: as intrinsic timescales increase, so do the single-electrode response onset and peak latencies. Our results suggest that the human auditory network exhibits a repertoire of intrinsic neural dynamics, which manifest in cortical gradients with millimeter resolution and may provide a variety of temporal windows to support auditory processing. SIGNIFICANCE STATEMENT: Endogenous neural dynamics are often characterized by their intrinsic timescales. These are thought to facilitate processing of external stimuli. However, a direct link between intrinsic timing at rest and sensory processing is missing. Here, with intracranial electroencephalography (iEEG), we show that intrinsic timescales progressively increase from temporal to entorhinal cortex, hippocampus, and amygdala. Intrinsic timescales at baseline can explain the variability in the timing of iEEG responses to sounds: cortical electrodes with fast timescales also show fast and short-lasting responses to auditory stimuli, which progressively increase in the hippocampus and amygdala. Our results suggest that a hierarchy of neural dynamics in the temporal lobe manifests across cortical and limbic structures and can explain the temporal richness of auditory responses.
... Several studies have corroborated this concept and have shown that the 1/f spectral slope decreases with age (16,17) and is modulated by task (18) and neuropsychiatric conditions like schizophrenia (19). Moreover, the relationship between the spectral slope and arousal and cognitive load has been revealed in several studies: Kozhemiako et al (20) demonstrated that the average spectral slope becomes progressively steeper during the transition from wakefulness to non-rapid eye movement (NREM) sleep and finally to rapid eye movement (REM) sleep. ...
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Background Multiple sclerosis (MS) is a neurodegenerative disease characterized by neuronal and synaptic loss, resulting in an imbalance of excitatory and inhibitory synaptic transmission and potentially cognitive impairment. Current methods for measuring the excitation/inhibition (E/I) ratio are mostly invasive, but recent research combining neurocomputational modeling with measurements of local field potentials has indicated that the slope with which the power spectrum of neuronal activity captured by electro- and/or magnetoencephalography rolls off, is a non-invasive biomarker of the E/I ratio. A steeper roll- off is associated with a stronger inhibition. This novel method can be applied to assess the E/I ratio in people with multiple sclerosis (pwMS), detect the effect of medication such as benzodiazepines, and explore its utility as a biomarker for cognition. Methods We recruited 44 healthy control subjects and 95 people with multiple sclerosis (pwMS) who underwent resting-state magnetoencephalographic recordings. The 1/f spectral slope of the neural power spectra was calculated for each subject and for each brain region. Results As expected, the spectral slope was significantly steeper in pwMS treated with benzodiazepines (BZDs) compared to pwMS not receiving BZDs (p = 0.01). In the sub-cohort of pwMS not treated with BZDs, we observed a steeper slope in cognitively impaired pwMS compared to cognitively preserved pwMS (p = 0.01) and healthy subjects (p = 0.02). Furthermore, we observed a significant correlation between 1/f spectral slope and verbal and spatial working memory functioning in the brain regions located in the prefrontal and parietal cortex. Conclusions In this study, we highlighted the value of the spectral slope in MS by quantifying the effect of benzodiazepines and by putting it forward as a potential biomarker of cognitive deficits in pwMS.
... In this case, a smaller exponent reflects a broadband flattening of the PSD, signifying a shift away from cortical inhibition (E > I), while a larger exponent indicates the opposite pattern of activation (E < I). Practically, emerging evidence suggests that the aperiodic exponent systematically relates to perceptual and cognitive behaviors, such as working memory performance (Donoghue et al., 2020a;Podvalny et al., 2015;Waschke et al., 2020). ...
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A growing body of literature suggests that the explicit parameterization of neural power spectra is important for the appropriate physiological interpretation of periodic and aperiodic electroencephalogram (EEG) activity. In this paper, we discuss why parameterization is an imperative step for developmental cognitive neuroscientists interested in cognition and behavior across the lifespan, as well as how parameterization can be readily accomplished with an automated spectral parameterization (“specparam”) algorithm (Donoghue et al., 2020a). We provide annotated code for power spectral parameterization, via specparam, in Jupyter Notebook and R Studio. We then apply this algorithm to EEG data in childhood (N = 60; Mage = 9.97, SD = 0.95) to illustrate its utility for developmental cognitive neuroscientists. Ultimately, the explicit parameterization of EEG power spectra may help us refine our understanding of how dynamic neural communication contributes to normative and aberrant cognition across the lifespan. Data and annotated analysis code for this manuscript are available on GitHub as a supplement to the open-access specparam toolbox.
... Note that the individualized filter captures more narrowband activity. (e) Using individualized frequency bands, a difference in measured alpha power is no longer seen, consistent with the measured difference in (c) being due to a mismatch in peak frequency et al., 2015), and clinical diagnoses (Robertson et al., 2019), whereas within subjects, aperiodic activity varies with state, such as sleep (Lendner et al., 2020), relates to behavioural tasks (Podvalny et al., 2015) and can be influenced by exogenous stimuli and cognitive demands (Waschke et al., 2021). This dynamic aperiodic activity has different putative generators, physiological interpretations, and task related dynamics (Gao et al., 2017Miller et al., 2009Miller et al., , 2014, as compared to oscillations, making it an interesting feature of interest in itself. ...
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Neural oscillations are ubiquitous across recording methodologies and species, broadly associated with cognitive tasks, and amenable to computational modelling that investigates neural circuit generating mechanisms and neural population dynamics. Because of this, neural oscillations offer an exciting potential opportunity for linking theory, physiology and mechanisms of cognition. However, despite their prevalence, there are many concerns—new and old—about how our analysis assumptions are violated by known properties of field potential data. For investigations of neural oscillations to be properly interpreted, and ultimately developed into mechanistic theories, it is necessary to carefully consider the underlying assumptions of the methods we employ. Here, we discuss seven methodological considerations for analysing neural oscillations. The considerations are to (1) verify the presence of oscillations, as they may be absent; (2) validate oscillation band definitions, to address variable peak frequencies; (3) account for concurrent non‐oscillatory aperiodic activity, which might otherwise confound measures; measure and account for (4) temporal variability and (5) waveform shape of neural oscillations, which are often bursty and/or nonsinusoidal, potentially leading to spurious results; (6) separate spatially overlapping rhythms, which may interfere with each other; and (7) consider the required signal‐to‐noise ratio for obtaining reliable estimates. For each topic, we provide relevant examples, demonstrate potential errors of interpretation, and offer suggestions to address these issues. We primarily focus on univariate measures, such as power and phase estimates, though we discuss how these issues can propagate to multivariate measures. These considerations and recommendations offer a helpful guide for measuring and interpreting neural oscillations.
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The neurodevelopmental period spanning early-to-middle childhood represents a time of significant growth and reorganisation throughout the cortex. Such changes are critical for the emergence and maturation of a range of social and cognitive processes. Here, we utilised both eyes open and eyes closed resting-state electroencephalography (EEG) to examine maturational changes in both oscillatory (i.e., periodic) and non-oscillatory (aperiodic, ‘1/ f -like’) activity in a large cohort of participants ranging from 4-to-12 years of age (N=139, average age=9.41 years, SD=1.95). The EEG signal was parameterised into aperiodic and periodic components, and linear regression models were used to evaluate if chronological age could predict aperiodic exponent and offset, as well as well as peak frequency and power within the alpha and beta ranges. Exponent and offset were found to both decrease with age, while aperiodic-adjusted alpha peak frequency increased with age; however, there was no association between age and peak frequency for the beta band. Age was also unrelated to aperiodic-adjusted spectral power within either the alpha or beta bands, despite both frequency ranges being correlated with the aperiodic signal. Overall, these results highlight the capacity for both periodic and aperiodic features of the EEG to elucidate age-related functional changes within the developing brain.
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