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Europe-Asia Studies
ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/ceas20
The Challenges to De-localising Constituencies
through Electoral Reform in Kazakhstan and
Kyrgyzstan
Esther Somfalvy
To cite this article: Esther Somfalvy (2020): The Challenges to De-localising Constituencies
through Electoral Reform in Kazakhstan and Kyrgyzstan, Europe-Asia Studies, DOI:
10.1080/09668136.2020.1840518
To link to this article: https://doi.org/10.1080/09668136.2020.1840518
© 2020 The Author(s). Published by Informa
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Group
Published online: 20 Nov 2020.
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The Challenges to De-localising
Constituencies through Electoral Reform in
Kazakhstan and Kyrgyzstan
ESTHER SOMFALVY
Abstract
Kazakhstan and Kyrgyzstan introduced a single-district closed-list proportional electoral system in 2007.
Despite similar rules, the relationship between MPs and their constituencies differs: while the reform
fostered nationwide representation in Kazakhstan, Kyrgyzstan’s MPs maintained a local, personalised
representation style. This article explores how similar electoral rules lead to divergent outcomes under
diverse party systems. Based on legal documents and 25 original interviews, the article provides two
in-depth accounts of how electoral rules interacted with institutional counterincentives to guide the
representative behaviour of MPs. The analysis covers the effects on MPs’re-election strategies and the
organisation of constituency service within factions.
ELECTORAL RULES INFLUENCE HOW MEMBERS OF PARLIAMENT (MPS) relate to citizens,
both in terms of which group they perceive as their constituency and what services they
perform for it. However, a similar set of electoral rules can lead to divergent citizen-
related activities by MPs, as this comparison of parliamentary representation in
Kazakhstan and the neighbouring Kyrgyz Republic illustrates. Since electoral reforms in
2007, Kazakhstan’s and Kyrgyzstan’s voters alike elect their representatives according to
a single-district closed-list proportional system. Kazakhstan’s lower house (Mazhilis) and
the Kyrgyz unicameral Supreme Council (Jogorku Kenesh) are both elected by a fully
proportional electoral system. Yet, a comparison of the relationship of MPs to their
constituencies in 2014 revealed that divergent representative practices had developed. In
© 2020 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group
This is an Open Accessarticle distributed under the termsof the Creative Commons Attribution-NonCommercial-NoDerivatives
License (http://creativecommons.org/licenses/by-nc-nd/4.0/), which permits non-commercial re-use, distribution, and
reproductionin any medium, providedthe original work is properly cited, andis not altered, transformed,or built upon in any way.
https://doi.org/10.1080/09668136.2020.1840518
The research for this article was conducted while the author was a PhD-fellow at the Bremen International
Graduate School for Social Sciences. Earlier versions of this article were presented at the conference of
the Comparative Politics Section of the Deutsche Vereinigung für Politikwissenschaft in March 2017 and
at a workshop organised by Petra Stykow at the Ludwig-Maximilians-Universität München. I am grateful
to the participants for their comments and feedback. I would also like to thank my colleagues in Bremen
for their input, especially Michelle Hollman, Sarah Perumalla, Heiko Pleines, Clémentine Roth and Florian
Wittmann. Moreover, I am grateful for the research assistance of Aigerim Azimova, Matthias Kürzinger,
Malika Kudaybergenova and Alexandra Yurchenko.
EUROPE-ASIA STUDIES, 2020
https://doi.org/10.1080/09668136.2020.1840518
Kazakhstan, ties to personal constituencies virtually ceased to play a role for members of
parliament. MPs saw themselves primarily as party representatives, who largely abstained
from activities that could be linked to the cultivation of a personal constituency. In this,
their behaviour was in line with expectations of how MPs behave under a fully
proportional electoral system. The situation in Kyrgyzstan, however, was different: MPs
maintained close ties to local constituencies. In spite of the absence of formal electoral
districts, they continued to treat one district, often their place of origin, as a personal
constituency. The origin of politicians also continued to play a role in Kyrgyz elections,
with voters favouring local candidates in 2010 (Huskey & Hill 2013, p. 252). Another
unintended effect was the emergence of party alliances and mergers across ideological
lines, hindering the development of stable, programmatic parties (Juraev 2015, pp. 32–3).
This development ran counter to the expectations of policymakers, who had anticipated
that proportional representation would have a consolidating effect on the party system.
These diverging practices are even more striking as the electoral systems and
representative practices of both countries had shown many similarities up to the 2007
reforms. After the dissolution of the Soviet Union, both newly independent states initially
chose to elect their representatives through majoritarian elections and subsequently
adopted a mixed-member majoritarian electoral system (Kyrgyzstan in 1995; Kazakhstan
in 1999). During those early days of statehood, MPs in both countries represented
relatively small and geographically concentrated groups of individuals with whom they
had close personal ties. In Kazakhstan, MPs defined their ‘particular group of constituents’
in regional, economic or ethnic terms (Olcott 1997, p. 224). MPs’local ties were mainly
visible through their travel patterns and the channelling of funds to communities—either
through their power to influence the state’s budget, or contributions from their private
purse (Bowyer 2008, p. 59). In the Kyrgyz Republic political competition was structured
by geography, which played a more decisive role than kinship (Huskey & Iskakova 2010,
p. 251). Consequently, MPs in the Kyrgyz parliament represented places rather than
political ideas (Juraev 2015, p. 24). Interpersonal ties were reinforced by patronage
networks, as candidates for parliament channelled material resources to their communities
(Radnitz 2006, p. 137). The localised, individualist representative relationship was soon
considered problematic by politicians, and not only from the perspective of unequal
representation. The regional ties of MPs weakened the decisiveness of elections, as
unsuccessful parliamentary candidates routinely mobilised protesters to contest election
results (Radnitz 2006, p. 137). Furthermore, in both countries, the parties’lack of control
over individual MPs was seen as hampering the consolidation of the party system.
1
These negative effects of locally based representation were among the reasons cited by
the Kazakhstani and Kyrgyz governments when they decided to abandon the mixed-
1
In both countries, the electoral reforms were intertwined with broader strategies of authoritarian
consolidation, at the core of which was the elevation of the status of the respective presidential parties. In
Kazakhstan, the 2007 reform that tied MPs’electoral fortunes exclusively to the parties was accompanied by
measures that led to a concentration in the party system (Isaacs 2011,pp.98–9). In Kyrgyzstan, the 2007
reform coincided with the breakdown of the post-Tulip Revolution power-sharing agreement and the attempt
of President Kurmanbek Bakiev to create a presidential party, Ak Zhol,whichfirst competed in the snap
elections following the reform. Although the post-2010 reform added provisions to the electoral law to
institutionalise power-sharing (Marat2015, p. 326), it did not reverse the generaldirection of the electoralreform.
2 ESTHER SOMFALVY
member majoritarian system. Kazakhstan did so in 2007, while the Kyrgyz Republic initially
adopted a two-round system in 2005 but abandoned it in favour of proportional
representation in 2007 (Lundberg 2009). Based on the experiences of other countries with
proportional representation, they were confident that the change in electoral rules would
alter MPs’behaviour vis-à-vis their constituents. Contrary to a majoritarian electoral
system that incentivises personal vote-seeking and an individual representation style,
proportional representation fosters a party-based representation low on local ties (Bowler
& Farrell 1993), particularly in closed-list systems, where the incentives for personal
vote-seeking decline in proportion to district magnitude (Carey & Shugart 1995). Hence,
policymakers had reason to expect that a switch to a single-district closed-list system
would lead to MPs having larger constituencies and acting more as the ‘face’of their
parties than under the prior mixed-member majoritarian system.
This article explores the day-to-day interaction of MPs with their constituents in 2014 and
examines the drivers of their behaviour. What made Kazakhstani MPs abandon their
geographically delineated constituencies, and what explains the continued loyalty of
Kyrgyz MPs to their local constituencies? A comparison of the two cases sheds light on
how MPs balance a discourse that favours a nationwide perspective on representation
with their expectations about what will increase their value in the eyes of the voters and
thus benefit them in their bid for re-election, the organisational framework in which they
operate and constituents’demands. The two in-depth case studies of Kazakhstan and the
Kyrgyz Republic provide a new perspective on how electoral incentives within divergent
contexts play out for members of the respective parliaments, going beyond the limitations
of explanations based on the effects of electoral systems on representative activity. The
article complements studies that explore how personalism and local connections of MPs
operate during elections and how they drive voter choice (Huskey & Hill 2013) by adding
the perspective of the candidates or MPs and their activities between elections. The study
hence contributes to a better understanding of how electoral rules interact with specific
contextual factors (namely inconsistencies within the electoral framework, their
unexpected interaction with the party system and the organisation of parliamentarians’
day-to-day interaction with citizens) that explain the disparities. Ultimately, the case
studies also broaden our knowledge of why electoral systems often fail to deliver the
effects anticipated by reformers.
2
Electoral rules and MPs’relationship with their constituencies
The relationship of MPs with their constituencies varies according to the type and volume of
activities MPs perform and their target constituency. Based on the literature that explores this
relationship, the Kazakhstani and Kyrgyz governments could expect the electoral rules to
have an effect on MPs’constituency-related activities, both on which subgroup of citizens
MPs regard and treat as their constituency, and on their behaviour vis-à-vis said group.
The constituency-related activities of an MP are here understood broadly, encompassing
all activities that an MP directs towards the voters rather than the parliament. Such activities
2
For an overview see Renwick (2018, pp. 124–26).
DE-LOCALISING CONSTITUENCIES 3
include targeted policymaking that benefits a particular area and constituency service
addressing the ‘nonpolicy interests’of citizens (Crisp & Simoneau 2018, p. 345).
Constituency service includes MPs delivering particularised benefits to individuals or
small groups within their district (Crisp & Simoneau 2018, p. 345), or allocating
resources to favourite projects in the form of local public goods (Golden & Min 2013,
p. 77). MPs also offer out-of-pocket payments from their private wealth to individuals
who approach them with requests for help (IPU & UNDP 2012, p. 6). Finally, a large
proportion of MPs’actions are symbolic and aim to foster trust by showing that MPs are
aware of their constituents’problems (Leston-Bandeira 2012a).
A multitude of interrelated factors inform the specific shape of representative activities,
the amount of time MPs devote to performing them, and what group they choose to target by
their activities (Heitshusen et al.2005, p. 37). MPs devote time to constituency service for a
number of interrelated reasons: if it aligns with their career goals, their social background
and prior professional experience,
3
the demands of their constituents, or their role
orientation (how MPs see themselves) (Eulau et al.1959; Clarke 1978; Norris 1997;
Loewenberg 2011). MPs may simply find constituency service to be a gratifying activity
(Norris 1997, p. 32). Although individual MPs focus on constituency service for different
reasons, structural factors are widely believed to exert a larger influence than party-level
factors or personal characteristics. This conclusion is supported by the finding that there
is more variation between systems than between individual MPs (Loewenberg & Kim
1978, p. 27).
The effects of the electoral system on MP behaviour have been thoroughly explored in the
literature. A study of members of the European Parliament from a dozen countries found it to
be the principal determinant of how much time representatives spent on constituency service
(Bowler & Farrell 1993). Electoral rules also affect MPs’focus and style of parliamentary
representation (Ingall & Crisp 2001; Benoit 2007). The size of the electoral district
affects the amount of constituency-related activities by MPs, with the lowest level of
constituency service found in cases where delegates are elected according to national
party lists (IPU & UNDP 2012, p. 59). The magnitude of electoral districts (the number
of seats per district) has been found to have an effect on activities related to personal
vote-seeking, which refers to intensive, local-level activities aimed at generating support
for a particular candidate (Cain et al.1987). In proportional systems, MPs obtain seats in
the legislature through the electoral success of their party and enhance their prospects for
re-election by putting a ‘face’to the party, which then may contribute to the party
winning more votes (Shugart 2005, p. 46). In such systems, doing more constituency
service will not significantly enhance an MP’s re-election prospects. This effect is
strongest in closed party lists, where ‘personal reputation-seeking’declines in larger
districts (both in magnitude and area), whereas in open-list systems, MPs benefit from
additional constituency-related activities (Carey & Shugart 1995, p. 430). While these
effects have mostly been studied for democratic cases, there is evidence that electoral
3
Scholarship on descriptive representation assumes that shared characteristics are the basis for MPs
representing groups, as they contribute to shared interests (Phillips 1994; Kymlicka 1995; Young 2000),
although there is a debate around the question in what respect and to what degree MPs have to be ‘like’
their constituents in order to represent them (Griffiths 1960; Mansbridge 1999).
4 ESTHER SOMFALVY
incentives also play a role in shaping MPs’behaviour in non-democracies (Malesky &
Schuler 2010).
Which groups MPs regard as their constituency can also be traced back to features of the
electoral system. MPs usually delineate their constituencies in terms of geography but can
alternatively define their constituencies functionally, in terms of individuals, or along
religious or ethnic lines (Fenno 1977, pp. 884–89; Malesky & Schuler 2010). The larger
the electoral district, the less likely it is that MPs perceive their constituencies in terms of
geography (Loewenberg & Kim 1978, p. 45). Beyond the expected mechanical effects,
the introduction of a single-district system also sends the powerful message that
geography should not be the relevant category of representation (Farrell & Scully 2007).
Although in theory it is possible to distinguish between two dimensions—whether
activities target a specific constituency, and whether a candidate’s actions are personalised
or if they are acting as the ‘face’of their party—in practice, these dimensions are
conflated, as a personalised representation style is usually associated with a narrow
geographical focus.
Although the effects of electoral rules on MPs’constituency-related activities are well
explored, there is also evidence that changes to electoral systems do not necessarily lead
to immediate change in MPs’constituency-related activities that would be in line with
how MPs are expected to behave under the new set of rules. For example, reforms with
the purpose of personalising politics do not necessarily reconnect politicians and voters
(Renwick & Pilet 2016). The effects of system change also regularly surprise those who
originally advocate for it (Renwick 2018, p. 124).
Complex explanations: how context interacts with electoral rules
Beyond explanations focusing on the effects of electoral systems, a number of works offer
more complex explanations of how electoral rules interact with the wider institutional
context. Scheiner, for example, states that ‘electoral rules interact with other features of
the political system’(Scheiner 2008, p. 169). Pitkin’s seminal account maintains that a
representative relationship is never isolated from its surroundings and means
‘representation in context’(Pitkin 1967, p. 221). Here, context refers to the overall setting
within which the representation is embedded and is ‘equivalent to variation in the values
of important variables’that influences how certain determinants’effects unfold in a
systematic way (Moser & Scheiner 2012, p. 8). For analytical purposes, it is important to
state that electoral reforms have both mechanical and psychological effects (Fiva & Folke
2016). The mechanical effects are exerted on the actual political status quo (how votes
translate into seats), while the psychological effects refer to how actors’expectations are
changed. Psychological effects that alter actors’behaviour may manifest later, sometimes
several electoral cycles after the reform (Scheiner 2008, p. 168).
Differences at the party-system level also alter the electoral calculus of MPs, leading to
different behaviour from the one predicted when looking at basic electoral design. MPs are
expected to be responsive to those actors, usually parties, which provide them with
resources, votes and access to the electorate (Hazan 2014, p. 219). The majority of MPs
are party members and their ‘dual accountability’to voters and party affects their
constituency relations (Mezey 2008, p. 138). Party demands affect MPs’electoral
DE-LOCALISING CONSTITUENCIES 5
incentives even when term-limits preclude the pursuit of re-election. This was the case with
parties in Costa Rica, where MPs engaged in unexpectedly higher levels of constituency
service: in this context, party leaders tend to reward active MPs with appointed positions
in the executive after their career as legislators. The MPs’engagement with constituency-
related activities can be explained by the electoral strategies of the party, not of individual
MPs (Taylor 1992). Intra-party candidate selection procedures may outweigh incentives
created by the electoral system; for example, Israeli MPs, elected in a single, nationwide
constituency, conducted more localised campaigns after the introduction of regional party
primaries to the candidate selection processes of the largest political parties in 1992–1996
(Hazan 1999, p. 801). These examples show that accounts focusing on institutions within
specific contexts can offer more complete explanations for the puzzling observations
regarding representational activities. Party-level differences promise to be particularly
insightful for understanding differences between the cases this article is based on, as the
party systems of Kazakhstan and the Kyrgyz Republic are very dissimilar in terms of the
structure and strength of parties vis-à-vis individual MPs. MPs in party systems with
strong discipline know their electoral fortunes to be determined by the party, which
creates no incentives for additional constituency service (Lancaster 1986, p. 75). Party
discipline is lower in countries with weakly institutionalised party systems (Mainwaring
1998, p. 79). In such countries, MPs have ample incentives and opportunities to do
additional constituency service and further their personal electoral goals (Thames 2007,
p. 457). There, MPs also have more control over their careers, using party switching to
advance their careers if they do not expect to win a seat via their current party. The
opposite should be true in cases where one party has control over a large share of
parliamentary seats, particularly so if electoral competition is skewed towards that party.
Differences in how parties relate to MPs do not only alter individual MPs’electoral
calculus, but also affect resources and the logistics of MPs’constituency-related
activities. From the literature on Western democracies, we know that material resources
affect the legislative activity of parliaments to a larger degree than do their formal rights
(Schnapp 2004, pp. 309–10). Such resources include the existence of a budget line for
constituency-related expenses and the infrastructure at an MP’s disposal for such
activities, including offices in the regions, transportation and communications resources,
such as internet and telephones (Schnapp 2004, p. 306; Leston-Bandeira 2012b). A lack
of parliamentary resources affects the distribution of tasks between the executive and the
legislature: the executive takes over tasks if the parliament is insufficiently funded
(Schnapp 2004, p. 293). Hence, the availability of resources for constituency-related
activities and whether they are channelled through parties and factions, or whether
individual MPs can use them freely (or even provide them out of their own pocket) does
not merely affect the volume of MPs’activities but also reflects the relationship between
an MP and the party.
Other explanations help our understanding of what might have driven the differing
reactions of Kazakhstani and Kyrgyz MPs to change in the electoral system. Electoral
rules have effects on MPs’behaviour other than the known mechanical ones. Through
their effect on the accountability and competitiveness of elections they influence MPs’
calculations about the activities necessary to secure their reselection and election (André
et al.2014, p. 232). Moreover, rule change does not lead to an immediate adjustment of
6 ESTHER SOMFALVY
MPs’behaviour or of voter expectations towards MPs. How voters expect to be represented
may not depend on the electoral system at all. For example, Barkan describes how, in
countries characterised as having an ‘agrarian society’(a label that can be applied to the
Kyrgyz Republic), where people’s identity is shaped by their place of residence,
candidates and parties are evaluated on the basis of their ability to provide goods and
services for the local community (Barkan 1995, p. 107). Consequently, whether MPs’
representational activities are oriented towards the entire nation or, rather, their village of
origin has an effect on citizens’acceptance of arrangements. Finally, although we know
about some correlations of electoral systems and representation styles of MPs, this does
not mean that change in the electoral system leads to the desired change in behaviour or
expectations; however, traditions of how MPs and constituencies relate to one another
may be affected by regime-level changes (Leston-Bandeira 2012b, p. 271). In sum, I will
explain the constituency focus of MPs by supplementing the analysis of the effects of
electoral rules with a closer look at the party system. I expect to find that different
features of the party system (including its structure and the strength of individual parties)
through its effect on the (s)election strategies of MPs affect how MPs relate to their
voters. Additionally, the same features of the party system are expected to shape the
organisation of MPs’activities on the ground, particularly through the regulatory
framework and resources at an MP’s disposal, which then play out in different patterns of
representative behaviour. Hence, the study will complement our understanding of how
electoral rules shape the relationship between representative and citizens through its wider
focus.
Cases and method
The article comprises theory-guided exploratory case studies of Kazakhstan and the Kyrgyz
Republic in 2014. A comparative approach to studying electoral reforms has been suggested
as helping to clarify when they achieve their goals (Scheiner 2008, p. 168). The case studies
are based on a wide array of legal documents, including the constitutions, electoral laws,
parliamentary rules of procedure and the legal framework governing interaction with
citizens, publicly available government statistics, and NGO reports. Since 2011, the
Kyrgyz Republic has published the annual Report of the Speaker of the Jogorku Kenesh
(Otchet Toraga) that contains information on parliament’s activities. Additionally, I
conducted 25 semi-structured interviews with MPs across the entire political spectrum,
their assistants, faction and party staffers, and local experts during two field trips in 2014,
undertaken in May–June (Kyrgyz Republic) and August–October (Kazakhstan). Interview
partners were identified using snowball sampling. A multi-method, multi-data approach of
data triangulation was used that supplements interview material with other data sources
(Shih 2015, p. 22). This approach has been suggested to help overcome problems
prevalent in research into authoritarian regimes, where the transparency of research has to
be weighed up against protecting the anonymity of interviewees (Shih 2015, p. 22). The
interview material (in the form of protocols and transcripts) was hand-coded using the
software Atlas.ti and analysed using qualitative text analysis (Kuckartz 2014, p. 19).
Altogether, 105 different codes were assigned, with a total of 1,632 codes. The interview
material is preserved in the form of interview protocols and transcripts. It is not possible
DE-LOCALISING CONSTITUENCIES 7
to provide the full interview transcripts due to considerations of confidentiality. An interview
methods table, framed in line with the suggestions advanced by Bleich and Pekkannen
(2015), can be found in the Appendix.
Kazakhstan and the Kyrgyz Republic share historical and cultural ties. They particularly
lend themselves to comparison as both countries adopted similar closed-list proportional
electoral systems in 2007. In contrast to the similarity of their electoral frameworks, the
two cases display differences in their party systems, both in structure and
institutionalisation. Kazakhstan’s party system is dominated by one well-institutionalised
presidential party, whereas Kyrgyzstan’s volatile, fragmented system is made up of a large
number of weakly institutionalised parties (Doolot & Nogoibayeva 2014; Isaacs &
Whitmore 2014). In the Kyrgyz case, the party system has been suggested to foster
personal politics by providing incentives that run counter to those offered by the electoral
system (Huskey & Hill 2013). However, what makes it difficult to isolate the effects of the
party system is the fact that its structure is merely one expression of how power is actually
distributed between different groups of actors (Hale 2015). The literature suggests that in
the post-Soviet region, party system institutionalisation is correlated with the degree of
authoritarian control (Stykow 2015, pp. 415–16). Here, absence of the consolidation of
authoritarian (party) rule goes hand-in-hand with more political pluralism (Stykow 2015,
p. 398). In other words, the cases represent two different kinds of autocracies with distinct
logics according to which parties relate to power and to the electorate. This makes it
challenging to attribute effects to the party system and demands a broader perspective that
treats the party system as part of the context within which electoral rules unfold. It also
makes the cases interesting for studying the effects of institutions in different kinds of
autocracies, namely competitive and full autocracies. Several studies have shown that this
distinction leads to interesting new insights; for example, the presence or absence of
genuine electoral competition affects which manipulation strategies are used to secure
electoral victories, with more authoritarian regimes relying more on excessive electoral
manipulation than competitive ones (Simpser 2013, p. 7).
In line with this reasoning, this study expects MPs in fully authoritarian regimes to relate to
their constituencies differently than MPs who face genuine electoral competition. However, I
also expect that across cases, the forms and practices of political competition are somewhat
similar. Even in more authoritarian regimes, electoral rules shape political competition. For
example, in the Soviet Union, elections were seen as a ‘test of the apparatus’ability to
deliver in style, along with the proof of ability to choose a good candidate’(Friedgut 1979,
p. 145). This implies that the range of possibilities regarding electoral rules and how
elections are conducted is limited, and that deviations from internationally recognised
practices may not be blatant, otherwise they would compromise the regime’s ability to derive
legitimacy from the arrangements. However, as we know little about how diminished
electoral competitiveness actually influences the electoral calculations of candidates (and
subsequently, their relationship with voters), the article will pay particular attention to this.
Kazakhstan: MPs as representative agents of the party
Members of Kazakhstan’s lower house Mazhilis have, as envisioned by the 2007 reforms,
mostly abandoned servicing individual, geographically concentrated constituencies. I first
8 ESTHER SOMFALVY
sketch MPs’constituency-related activities before turning towards the explanations for the
patterns observed.
A top-down approach to constituency-related activities
In large and thinly populated Kazakhstan, the main challenge regarding constituency service
is facilitating regular direct interaction between MPs and citizens via MPs’travels
throughout the country. According to the parliamentary house rules, MPs are required to
travel to the regions (vyezd) four times per year for ten days during a fixed period.
4
During their travels in the regions, Kazakhstani MPs visit professional organisations or
universities and attend town hall meetings with 100–500 participants.
5
During one
parliamentary session alone, records state that MPs participated in 4,000 meetings with
500,000 citizens.
6
The settings of the meetings and the fact that MPs do not usually visit
the same place repeatedly curtails spontaneous interaction and critical questions. It also
limits the opportunity for citizens to follow up on promises made. Therefore, the large
number of carefully managed and showcased meetings goes hand-in-hand with
diminished opportunities for meaningful interaction. Moreover, MPs spend a lot of time
during their travels disseminating information and educating citizens about government
policy, a practice reminiscent of Soviet times, when MPs were expected to act as
‘representative[s] of the state to citizens’(Friedgut 1979, p. 145). MPs also use the
meetings to collect information about issues that are important to the citizens and then
pass it on to the government and its agencies.
7
The most effective MP–citizen linkage, according to MPs, is the handling of personal
complaints. MPs regularly write letters to the government and its agencies on behalf of
citizens.
8
The party Ak Zhol, for example, received 326 letters between January 2012 and
May 2014, which were forwarded to the attorney general (91 letters), the national bank
(61 letters) and local administrative bodies (53 letters).
9
To exemplify MP conduct in the
regions, Kurmangaliev (2016) describes a visit to Aktobe by an MP originally native to
the region. The MP had chosen the local public reception offices (priemnaya)ofNur
Otan as a meeting venue and was approached there by several citizens with grievances.
While the MP helped one petitioner with a payment out of his own pocket, he delegated
most issues to the relevant government agencies. This example captures situations that
many of my interview partners have also identified as not uncommon occurrences during
their visits to Kazakhstan’s regions. In their attempts to address citizens’grievances,
4
‘Reglament Mazhilisa Parlamenta Respubliki Kazakhstan’, Rules of Procedure, Article 2.1.5, No. 3,
1996, available at: http://www.parlam.kz/ru/mazhilis/Info/Reglament/reglament, accessed 23 September
2020. For a detailed account on how MPs relate to their voters, also refer to Somfalvy (2020).
5
Interview KAZ_7, MP, Nur Otan party, Astana, 29 September 2014.
6
‘Nurlan Nigmatullin: Reshenie voprosov naseleniya—vazhneishaya chast’raboty parlamentariev’, Press
release of the Mazhilis, 28 June 2013, available at: http://www.parlam.kz/ru/mazhilis/news-details/id10113/1/
15, accessed 21 October 2016.
7
Interview KAZ_9, MP, Nur Otan party, Astana, 1 October 2014.
8
Interview KAZ_10, employee of administration and former MP (Nur Otan), Astana, 2 October 2014.
9
‘Kratkaya informatsiya o deyatel’nosti fraktsii DPK “Ak Zhol”v mazhilise parlamenta respubliki
Kazakhstana. Za perioda s yanvarya 2012 g. po mai 2014 g. (I-III Sessii V Sozyva)’, Democratic Party Ak
Zhol, 2014, unpublished.
DE-LOCALISING CONSTITUENCIES 9
Kazakhstani MPs have opted for specialisation by topic, not by origin of petitioner.
10
The
focus on pursuing the constituents’grievances and the corresponding perception of MPs
by the public as ‘a last-chance administrative box’has been documented in other cases
(Costa et al.2012, p. 308), and dates back to the early days of parliamentarianism (Norris
1997, p. 29). Some MPs found a strategy to follow up citizen requests in spite of their
lack of power to do so as part of their parliamentary work, and pursue constituents’
grievances through a party commission instead of parliamentary channels.
11
Consequently, and in combination with the fact that contact with MPs is usually
facilitated by the parties and individual meetings take place at party venues, it is not
surprising that it is the parties, rather than the parliament, which are seen by voters as
points of access to ‘the power’.
One activity frequently mentioned in the literature when discussing MPs’connection to
particular sub-constituencies, namely legislative allocation, has become virtually
non-existent in Kazakhstan. Parliament is not allowed to make adjustments to the budget
without the consent of the government.
12
This makes any independent legislative
allocation by MPs impossible.
13
Even more so, parliament barely uses its right to initiate
legislation: of the 454 bills approved by the Mazhilis during the fifth convocation (2012–
2015), only 28 were initiated by MPs, while 425 originated from the government.
14
Electoral incentives: the party assigns the seats
Which electoral framework rules account for the successful (from the perspective of its
designers) de-localisation of constituency service in Kazakhstan? The most powerful
explanatory factor for this is the electoral system: it contains several provisions that
discourage activity associated with the cultivation of a particular constituency.
Kazakhstan’sMazhilis has 107 deputies, 98 of whom are directly elected for a five-year
term based on a closed party list-based system.
15
MPs are elected in a single, nationwide
district.
16
Nine seats in Kazakhstan’s parliament are filled by indirect election via the
10
Interviews: KAZ_2, director of a local research organisation, Almaty, 12 September 2014; KAZ_8, MP,
Nur Otan party, Astana, 30 September 2014; KAZ_9, MP, Nur Otan party, 1 October 2014, Astana.
11
Interview KAZ_10, employee of administration and former MP (Nur Otan), Astana, 2 October 2014.
12
‘Reglament Mazhilisa Respubliki Kazakhstan’, Rules of Procedure, Article 3.24-4, No. 3, 1996,
available at: http://www.parlam.kz/ru/mazhilis/Info/Reglament/reglament, accessed 23 September 2020.
13
Interview KAZ_10, employee of administration and former MP (Nur Otan), Astana, 2 October 2014.
14
Legislative activity of the faction ‘Zakonotvorcheskaya deyatel’nost’fraktsii’, website of Nur Otan,
available at: http://nurotan.kz/ru/zakonotvorcheskaya-deyatelnost-frakcii, accessed 21 October 2016.
15
Article 50.5, Konstitutsionnyi zakon Respubliki Kazakhastan O Parlamente Respubliki Kazakhstana i
statuse ego deputatov, 1995, No. 2529, available at: https://online.zakon.kz/document/?doc_id=1003961,
accessed 10 October 2020; however, early elections seem to be the norm. See also, Article 9.2,1-1,
Konstitutsionnyi zakon o vyborakh v Respubliki Kazakhstan, 1995, No. 2464, available at: https://www.
akorda.kz/ru/official_documents/constitutional_laws/o-vyborah-v-respublike-kazahstan, accessed 10
October 2020.
16
Article 21.3, Konstitutsionnyi zakon o vyborakh v Respubliki Kazakhstan, 1995, No. 2464, available at:
https://www.akorda.kz/ru/official_documents/constitutional_laws/o-vyborah-v-respublike-kazahstan,
accessed 10 October 2020.
10 ESTHER SOMFALVY
consultative Assembly of the People of Kazakhstan (Assambleya Naroda Kazakhstana).
17
Parliamentary seats are awarded to the parties, not individual MPs. Since the 2007
reforms, independent candidates and electoral coalitions are no longer permitted to run
for office.
18
Delegates who lose their party membership are deprived of their mandate.
19
This rule strengthens party control over MPs. Parties competing for seats in the Mazhilis
have to pass a 7% electoral threshold, a relatively high threshold by international standards.
Candidate selection procedures and criteria remain opaque. Political analysts believe that
the party leadership has the last word on candidate selection but seeks agreement with the
presidential administration over candidacy decisions.
20
No formal measures are in place
to ensure proportionality of party lists by region and gender. However, interviewees from
Nur Otan and the Communist People’s Party (Kommunisticheskaya Narodnaya Partiya
Kazakhstana—CPPK) agreed that, even without quotas, gender balance and regional
proportionality are considered by the party leadership when drawing up the party lists, in
order to appeal to voters.
21
One Kazakhstani peculiarity was the opportunity for parties to
engage in ex post candidate selection: candidate lists compiled before elections were
significantly longer than the total number of seats in the Mazhilis and, moreover, were in
alphabetical order. Seats to individual candidates among the large pool used to be
distributed after the elections, once the parties found out the number of seats they had
won, leaving it up to party officials to engineer a parliament to their liking after the
elections.
22
This practice allowed for the formation of a parliament representative in
numerical terms, or to reward or punish candidates for their performance during the
campaign period. It also made it difficult to predict who would win seats based on the
party lists
23
and contributed to party control over candidates. A 2018 change to the
electoral legislation abolished this practice of not ranking candidates, so that for future
elections it should be more predictable who among the candidates will win a
parliamentary seat.
The unpredictability of the current selection procedure means that candidates perceive
their candidacy not so much in terms of ‘standing for elections’but, rather, ‘agreeing to
be included on the party list’.
24
Indeed, some MPs interviewed while researching this
article seemed rather passive about their candidacy. One interviewee even reported having
17
Article 51.5, Konstitutsiya Respubliki Kazakhstan, available at: https://www.akorda.kz/ru/official_
documents/constitution, accessed 9 October 2020.
18
Article 87.2, Konstitutsionnyi zakon o vyborakh v Respubliki Kazakhstan, 1995, No. 2464, available at:
https://www.akorda.kz/ru/official_documents/constitutional_laws/o-vyborah-v-respublike-kazahstan,
accessed 10 October 2020.
19
Article 52.5, Konstitutsiya Respubliki Kazakhstan, available at: https://www.akorda.kz/ru/official_
documents/constitution, accessed 9 October 2020.
20
Interview KAZ_3, researcher, Almaty, 26 September 2014. The leader of Ak Zhol maintained that he
alone decided the distribution of seats (Mamashuly 2016).
21
Interviews: KAZ_4, employee of CPPK party, Astana, 29 September 2014; KAZ_5, MP, Nur Otan,
Astana, 29 September 2014; KAZ_8, MP, Nur Otan, Astana, 30 September 2014.
22
Article 87.3, Konstitutsionnyi zakon o vyborakh v Respubliki Kazakhstan, 1995, No. 2464, available at:
https://online.zakon.kz/Document/?doc_id=39866584#pos=1321;0, accessed 10 October 2020. Please note
that this is the version from 2009, valid until 29 June 2018.
23
Interview KAZ_1, director of a local NGO, Almaty, 8 September 2014.
24
Interview KAZ_9, MP, Nur Otan, Astana, 1 October 2014.
DE-LOCALISING CONSTITUENCIES 11
been taken by surprise by his inclusion in the party list and stated that he was ‘in shock’when
he found out.
25
Candidates are often chosen from among the ranks of civil servants. Reshuffling
between different branches of the executive and the legislative is rather common
(Bader 2011). Other authors reported a large share of former low-level or mid-level
public officials among MPs, likening their tenure in the Mazhilis to a ‘business trip’,
from which they would later return to the state apparatus (Bader 2011, p. 194).
26
Some
observers perceive the candidate nomination in terms of an internal party power game,
suggesting that seats are awarded to the losers of internal power struggles, who are
then sent off to occupy a position perceived as less prestigious than one in the
administration.
27
However, whether rotating into the Mazhilis is indeed synonymous
with a demotion cannot be confirmed. In contradiction to this perception, one MP
interpreted inclusion in the party list as a sign of faith by the party.
28
Regardless of
nomination to the Mazhilis being a reward or a rebuke, it is clear to MPs that their
career will most likely continue, be it in parliament or the administration, if they stay
on the good side of the presidential party.
The party system reveals the concentration of power in the hands of a presidential
party. With only nine registered parties during the legislative period of the fifth
convocation (2012–2016) and seven in 2019, the number of parties was relatively low
(Masanov 2019).
29
The presidential party Nur Otan is a highly personalist, ‘party of
power’(Isaacs 2011, p. 38; Isaacs & Whitmore 2014, p. 700) and has the best
infrastructure on the ground by far; in the 2000s, it was the only party to have a
presence in every district (Bowyer 2008, p. 14). Both smaller parties in the legislature
—the CPPK and Ak Zhol, which represents business interests—belong to the ‘soft’
opposition, which is not fundamentally opposed to the president (Bowyer 2008,
pp. 21–6). The results of all three parliamentary elections conducted after the
introduction of proportional representation illustrate the dominance of Nur Otan:
according to the Central Electoral Commission, Nur Otan won 88% of votes and all
seats in the Mazhilis in 2007, as none of the other parties surpassed the 7%
thresholds. Nur Otan won 83 of the 107 seats (2012) and 84 seats (2016) in the
subsequent elections.
30
25
Interview KAZ_8 MP, Nur Otan, Astana, 30 September 2014.
26
See also Bazarkul (2010).
27
Interview KAZ_11, researcher, Almaty, 17 September 2014.
28
Interview KAZ_10, employee of administration and former MP (Nur Otan), Astana, 2 October 2014.
29
‘Politicheskii partii’, Ministerstvo Yustitsii Respubliki Kazakhstan, No. 29793, 29 August 2016,
available at: www.adilet.gov.kz/ru/tegi-pis/politicheskie-partii, accessed 20 December 2019. For an
overview of party system development in Kazakhstan refer to Isaacs (2011).
30
Vybory deputatov Mazhilisa Parlamenta Respubliki Kazakhstan v 2012 godu, available at: http://www.
election.kz/rus/informatsiya-o-vyborakh-i-referendumakh-v-rk/informatsiya-o-proshedshikh-izbiratelnykh-
kampaniyakh/vybory-deputatov-mazhilisa-parlamenta-respubliki-kazakhstan/vybory-deputatov-mazhilisa-
parlamenta-respubliki-kazakhstan-v-2012-godu.php, accessed 18 September 2020; Vybory deputatov
Mazhilisa Parlamenta Respubliki Kazakhstan v 2016 godu, available at: https://www.election.gov.kz/rus/
informatsiya-o-vyborakh-i-referendumakh-v-rk/informatsiya-o-proshedshikh-izbiratelnykh-kampaniyakh/
vybory-deputatov-mazhilisa-parlamenta-respubliki-kazakhstan/vybory-v-deputaty-mazhilisa-parlamenta-rk-
2016-god.php, accessed 18 September 2020.
12 ESTHER SOMFALVY
Organising constituency-related activities: a top-down approach
The de-localisation of representation by electoral incentives was accompanied by the
concentration of resources for constituency service in the hands of the parties, which also
decide MPs’travel destinations.
31
MPs depend on the parties to organise their
constituency-related activities because they lack the resources to act independently and
are supported by only one staff member each. As Mazhilis MPs have no constituency
offices, meetings during their trips to the regions are usually organised with the logistical
support of the local party offices. Upon arriving in the regions, Nur Otan MPs visit the
party reception (priemnaya) for meetings with individuals. The receptions are also a first
point of contact for citizens wishing to get in touch with MPs. Consequently, party
control over MPs’activities is tight. That constituency-related activities in Kazakhstan are
managed in a top-down way by the parties is reflected in the terminology MPs use to
describe their work, which they see as fulfilment of ‘tasks’(zadaniya) handed to them.
32
MPs are not expected to visit the same region repeatedly, but they can make requests to
the party to be sent for a follow-up meeting. However, such wishes are not always taken
into consideration.
33
One MP clarified: ‘I worked and lived in Almaty …. Of course, I
would like to travel to Almaty frequently, but my faction tells me that I am [elected] on
the party list, so I do not only get to go to Almaty. They rarely let me go to Almaty’.
34
MPs and parties explain MPs’travel patterns that lead them across the entire country by
the national focus of their mandate, which is prescribed by the fully proportional electoral
system that lacks geographically delineated constituencies. That said, the latter
proposition appears to be particularly relevant for Nur Otan, the only party with a large
number of MPs that would allow for a geographical focus in travels, while the smaller
parties are limited by the fact that seven or eight MPs have to cover the entire territory of
Kazakhstan.
35
The arrangements are somewhat different for the small parties; Ak Zhol’s
eight representatives cover the entire country, each of them servicing two or three
regions.
36
It is noteworthy that MPs of all parties are allowed to travel to the regions
more than the required minimum and conduct additional, more ‘personal’meetings.
37
MPs use these meetings to interact with people from their home region, as they feel an
obligation towards them, as one MP explains.
38
Some visits are even reported in the
media.
39
Catering to one’s home constituency, however, has to be understood as an
‘add-on’activity MPs pursue when they have fulfilled all their nationwide
representational tasks, as laid out by the party. Moreover, many of the activities that seem
31
Interviews: KAZ_4, employee of CPPK party, Astana, 29 September 2014; KAZ_7, MP, Nur Otan
party, Astana, 29 September 2014.
32
Interview KAZ_8, MP, Nur Otan party, Astana, 30 September 2014.
33
Interview KAZ_7, MP, Nur Otan party, Astana, 29 September 2014.
34
Interview KAZ_5, MP, Nur Otan party, Astana, 29 September 2014.
35
Interview KAZ_7, MP, Nur Otan party, Astana, 29 September 2014.
36
Interview KAZ_5, MP, Nur Otan party, Astana, 29 September 2014.
37
Interview KAZ_6, MP, Ak Zhol party, Astana, 29 September 2014.
38
Interview KAZ_8, MP, Nur Otan party, Astana, 30 September 2014.
39
An example from the sixth convocation: ‘Mazhilisman Meiram Peshembaev podoril komp’yuternyi
klass rodnoi shkole’, available at: https://www.inform.kz/ru/mazhilismen-meyram-pshembaev-podaril-
komp-yuternyy-klass-rodnoy-shkole_a3043437, accessed 18 September 2020.
DE-LOCALISING CONSTITUENCIES 13
to the casual observer to be spontaneous out-of-pocket payments by individual MPs are, in
fact, made with explicit reference to a designated government programme. In the example of
the MP Meiram Peshembayev donating computers to his former school, the MP highlights
that the equipment was donated under the framework of a presidential programme. The MP
merely acts as a transmitter of government spending.
In a nutshell, the weakening of MPs’local focus and individual constituencies and the
development of a party-based representation style coincided with the introduction of
proportional representation in Kazakhstan. This shift has been reinforced by the
concentration in the party system, which leaves the presidential party Nur Otan with
control over more than 80% of parliamentary seats and provides it with leverage over
MPs’electoral fortunes. After elections, constituency service is organised by the parties,
while MPs retain no resources to support their own activities. Overall, room for
independent action by MPs has been shrinking since the 2007 reforms. The top-down
approach to interaction with constituents and the weakening of the actual powers of
parliament impede the development of strong ties between citizens and parliamentarians
and leave the parties as the main agents of representation.
The Kyrgyz Republic: atomised representation by independent MPs
Unlike in Kazakhstan, where constituency relations became less local after the 2007
electoral reform, similar reforms failed to lead to the expected change of MP behaviour in
Kyrgyzstan. Firstly, I outline MPs constituency-related activities. For the Kyrgyz
Republic, research exists that shows how electoral rules, in conjunction with the party
system, contributed to perpetuating personal ties as the decisive factor in citizens’
electoral choices (Huskey & Hill 2013). I will recap the rules briefly before turning to the
question of how the situation affects MPs’electoral incentives, which then drive their
activities in their districts, and how intra-party organisation reinforces such arrangements.
Self-reliant and local representation
The parliament of the Kyrgyz Republic has invested considerable resources in developing
ties and facilitating communication with voters. A number of laws and regulations have
been passed that govern interaction between MPs and citizens in order to enhance
parliament’s visibility and accessibility. The 2014 ‘Regulation about the work of the
Jogorku Kenesh of the Kyrgyz Republic with voters and the mechanism of their
interactions’(hereafter: regulation) spells out the obligations of MPs regarding their
interactions with citizens and NGOs. Under this regulation, MPs are to travel to the
regions for ten days every quarter.
40
This is the same amount of time as in Kazakhstan,
but MPs in the Kyrgyz Republic organise their travels more independently than their
Kazakh colleagues. Even though the purpose of the parliament is to foster close ties to
the citizens, not all types and patterns of representative activities are deemed desirable by
40
Polozhenie o rabote Zhogorku Kenesha Kyrgyzskoi Respubliki s izbiratelyami i mekhanizma ikh
vzaimodeistviya, available at: http://cbd.minjust.gov.kg/act/view/ru-ru/74833, accessed 1 August 2014.
14 ESTHER SOMFALVY
the architects of parliamentary rules and procedures. MPs’activities are expected to ensure
that citizens of all societal groups in all regions feel represented and have the opportunity to
get in touch with an MP, while at the same time preventing links based on a patron–client
relationship. MPs have internalised the discourse of representing the nation as a whole, at
least with regard to how they speak about their interactions with citizens: many
interviewees emphasised that they travelled to every region, had no geographical focus
and worked with people regardless of their party affiliation.
41
One interview partner even
criticised the practice of referring to one region as a primary constituency: ‘the whole
country voted for the party through which I was elected. Therefore, when someone says
that I am the MP for one district or another, I regard that as wrong. We are MPs for the
whole of Kyrgyzstan’.
42
In contrast with the discourse of being representatives of the whole nation, the
organisation of constituency-related activities within the factions perpetuates MPs’
pre-existing local ties. MPs within one faction divide responsibilities among themselves,
‘adopting’one region as their constituency. The arrangements remain in place for the
duration of the entire legislative period. Often, the ‘adopted’constituency of an MP will
be their region of origin. This practice is explained pragmatically by those involved: MPs
and faction employees alike argue that MPs would be best acquainted with the particular
problems of their home regions.
43
However, the practice creates problems whenever MPs
leaving parliament are replaced by the next person on the party list, who usually comes
from another region. Without personal ties to the assigned constituency, the new MP may
not feel the same responsibility towards it. In spite of attempts to formalise and regulate
MP–citizen linkages undertaken since 2010, factions in the Kyrgyz Republic are not
regularly involved in MPs’travel arrangements, as Kyrgyz MPs arrange most of their
activities individually and on short notice.
Unlike the travels of the majority of their colleagues, those of MPs in leadership positions
have no geographical focus.
44
Some faction leaders choose to take responsibility for a region
where the party did not do well in the previous elections, believing that a high-level
representative will increase support.
45
An aide to an MP confirmed that MPs elevated to a
leadership position change their travel patterns.
46
This behaviour is in line with findings
from other countries that holding a leadership position results in a more nationally
oriented understanding of the mandate (Brouard et al.2013, p. 152). A north–south
divide can also be perceived among the deputies, with southern MPs predominantly
focusing their activities on the south.
47
The patterns observable in MPs’trips are reflected
41
Interviews: KG_10, MP, Respublika party, Bishkek, 23 June 2014; KG_13, MP, Ata Zhurt party,
Bishkek, 23 June 2014.
42
Interview KG_4, MP, Ar Namys party, Bishkek, 5 June 2014.
43
Interviews: KG_4, MP, Ar Namys party, Bishkek, 5 June 2014; KG_9, employee of SDPK faction,
Bishkek, 17 June 2014.
44
Interviews: KG_7, MP, Ar Namys party, Bishkek, 11 June 2014; KG_9, employee of SDPK faction,
Bishkek, 17 June 2014.
45
Interview KG_5, employee of Ata Meken faction, Bishkek, 5 June 2014.
46
Interview KG_12, aide to MP, Ata Zhurt party, Bishkek, 23 June 2014.
47
Interviews: KG_2, four employees of an NGO, Bishkek, 13 June 2014; KG_11, aide to MP, deputy
group Onuguu-Progress, Bishkek, 23 June 2014.
DE-LOCALISING CONSTITUENCIES 15
in citizens’requests to them. Although MPs receive letters from all over the country, most
tend to originate from their home regions.
48
However, non-geographical foci of
representation emerged after the reform was enacted.
49
MPs link their activities with
functional constituencies to past professional and political experience.
50
In the Kyrgyz Republic, MPs choose their travel destinations freely and regularly meet
local residents informally in public places. Individual MPs and groups of MPs travel to
the regions whenever an urgent problem appears, in order to get a first-hand account of
what is going on.
51
One such ‘urgent issue meeting’was held to study the border disputes
at the Kyrgyz–Tajik border in 2014.
52
When a problem requires immediate attention,
entire parliamentary committees travel to the region and conduct an ‘external session’
(vyezdnoe zasedanie). During such trips, citizens can address their demands and concerns
directly to the MPs. MPs make regular use of information gathered during their trips to
the regions as a basis for parliamentary questions.
53
MPs have the right to allocate public
money to local communities; one MP, when asked to describe a typical day in the region,
mentioned visiting the construction site of a school for which he had procured the funds.
54
Members of the Jogorku Kenesh spend much of their time providing services. Financial
contributions from MPs to citizens have a long tradition: ties between representatives and the
electorate used to be based on clientelism (Radnitz 2010). One MP interviewed reported
giving citizens money for medical bills or for sending a child abroad for a competition.
55
Another MP criticised this practice and the corresponding belief of voters that their MP is
their ‘sponsor’who resolves private issues.
56
Two reserve funds, the Speaker’s fund and a
faction fund,
57
can be used to provide resources to clients as their disbursement is largely
unregulated and lacks transparency, leading to claims of improper use of funds.
58
The
2017 budget law attempted to curb this potential by specifying that the funds may only be
used for ‘the financial support of urgent and unforeseen expenses of socially significant
character’.
59
There are very little data available on whether the focus on local
48
Interviews: KG_6, MP, Ata Meken party, Bishkek, 6 June 2014; KG_12, Aide to MP, Ata Zhurt party,
Bishkek, 23 June 2014.
49
Interviews: KG_4, MP, Ar Namys party, Bishkek, 5 June 2014; KG_6, MP, Ata Meken party, Bishkek, 6
June 2014; KG_13, MP, Ata Zhurt party, Bishkek, 23 June 2014; KG_14, independent MP, Bishkek, 24 June
2014.
50
Interviews: KG_4, MP, Ar Namys party, Bishkek, 5 June 2014; KG_6, MP, Ata Meken party, Bishkek, 6
June 2014.
51
Interviews: KG_6, MP, Ata Meken party, Bishkek, 6 June 2014; KG_10, MP, Respublika party, Bishkek,
23 June 2014.
52
Interview KG_7, MP, Ar Namys party, Bishkek, 11 June 2014.
53
Interview KG_4, MP, Ar Namys party, Bishkek, 5 June 2014.
54
Interview KG_15, MP, deputy group Onuguu-Progress, Bishkek, 13 June 2014.
55
Interview KG_3, aide to MP, Respublika party, Bishkek, 4 June 2014.
56
Interview KG_8, MP, deputy group Yntymak, Bishkek, 16 June 2014.
57
‘Reglament Mazhilisa Respubliki Kazakhstan’, Rules of Procedure, Article 163, No. 3, 1996, available
at: http://www.parlam.kz/ru/mazhilis/Info/Reglament/reglament, accessed 23 September 2020.
58
During the 2020 electoral campaign, for example, the Speaker was accused of paying out money from
the fund to a mother who had named her new baby ‘Dastan’after the speaker, Dastan Dzhumabekov. See ‘50
som ot spikera. Dastan Dzhumabekov podaril rozhentse den’gi za to, chto ona nazvala syna v nego chest’,
Rosiev, Islam, 15 September 2020, available at: https://kloop.kg/blog/2020/09/17/sujunchu-50-tysyach-
somov-ot-spikera-dengi-seme-vydelili-iz-fonda-toraga-zhogorku-kenesha/, accessed 9 October 2020.
59
Budget Code, Article 25, Budzhetnyi kodeks Kyrgyzskoi Respubliki, 16 May 2016, No. 59.
16 ESTHER SOMFALVY
constituency translates into legislative activity. An MP interviewed for another study
claimed that during its first 18 months, the fifth convocation of the parliament adopted
only 20–25 laws of national relevance, compared to over 1,000 laws concerning local
matters (Marat 2011, p. 338).
Citizens expect their MPs to resolve grievances, including those that fall under the
responsibility of the government, its agencies and the local administration. MPs pursue
these cases as an impartial third party, contacting other state agencies and urging them to
act upon their responsibilities.
60
The Speaker’s annual report keeps track of the requests
forwarded by the Speaker to local self-government, courts, executive and other public
organs. The total for each year over the three-year period was 2,975 (2012), 7,313 (2013)
and 3,908 (2014).
61
The frequency of such requests shows that people expect MPs to help
them, and that the Jogorku Kenesh has indeed managed to create an image of
accessibility. However, the enhanced visibility comes at the price of higher expectations
and the parliament is overloaded with issues it lacks the power to resolve.
62
MPs also
intervene in person. For example, when they attend large town hall meetings during their
trips to the regions, members of the local administration usually participate, which
provides citizens an opportunity to voice their grievances under the observant eyes of
their MP, as an interviewee working for a local NGO recounts:
When parliament members come to this meeting, all the local government, whom you never see
in your district or you can’t catch them, they all come to this meeting. It is a good opportunity
when these parliament members come and people talk to them about the local problems, and the
local government [officials], who are responsible, they have to sit there. And members of
parliament are addressing questions to the local government. This is good. Sometimes it
works, sometimes not. But it makes for a …good control function. Because, when they
[citizens] ask them, the members of parliament …they are addressing this problem to the
local government. And the local government can’t run away. They have to answer. And
parliament, it is like, …a judge between two sides, [asking] ‘What’s the problem, why don’t
you solve it?’.
63
One MP explained the fact that MPs were frequently called in to resolve issues not within
their mandate with the missing linkage between citizens and unelected town mayors, who,
as a consequence, lacked the accountability provided by elections.
64
60
Interview KG_5, employee of Ata Meken faction, Bishkek, 5 June 2014.
61
Reporting periods vary. Annual Report of the Speaker of the Jogorku Kenesh [Otchet Toraga], 2012,
available at: http://www.kenesh.kg/RU/Articles/11261-Otchet_Toraga_ZHogorku_Kenesha_A_ZHeenbek
ova_o_svoej_deyatelnosti_za_period_s_21_dekabrya_2011_goda_po_30_sentyabrya_2012_goda_.aspx,
accessed 15 November 2014; Annual Report of the Speaker of the Jogorku Kenesh [Otchet Toraga], 2013,
available at: http://www.kenesh.kg/RU/Articles/19909-Otchet_Toraga_A_ZHeenbekova_o_deyatelnosti_
ZHogorku_Kenesha_Kyrgyzskoj_Respubliki_za_period_s_1_sentyabrya_2012_g_po_30_iyunya_2013_g.
aspx, accessed 15 November 2014; Annual Report of the Speaker of the Jogorku Kenesh [Otchet Toraga],
2014, available at: http://www.kenesh.kg/RU/Articles/24995-Otchet_o_deyatelnosti_Toraga_ZHogorku_
Kenesha_AZHeenbekova_za_period_s_sentyabrya_2013_po_sentyabr_2014_goda.aspx, accessed 15
November 2014.
62
Interview KG_14, independent MP, Bishkek, 24 June 2014.
63
Interview KG_16, director of local NGO, Bishkek, 12 May 2014.
64
Interview KG_14, independent MP, Bishkek, 24 June 2014.
DE-LOCALISING CONSTITUENCIES 17
How the fragmented party system empowers individuals and regionalises nationwide
constituencies
The general structure of the electoral system is fully proportional. Kyrgyzstan’s members of
parliament are elected in one single, nationwide district via closed party lists.
65
Candidate
quotas are in place for women, youth, minorities and the disabled.
66
However, although
all MPs are elected in a single district, where parties obtain their votes matters; it also
matters that they win a minimum share of votes across all administrative units of the
country. The reason for this is the double electoral threshold introduced in 2007, which
requires parties to obtain 5% of voters registered nationally as well as 0.5% of votes in
each of the seven administrative districts and Bishkek and Osh. The thresholds were
raised to 7% and 0.7% (of votes cast) in 2015.
67
The threshold and other provisions in
the 2010 constitution are meant as safeguards to prevent one party from accumulating
power, as had happened in the past with President Bakiev’sAk Zhol party that won 71 out
of 90 seats (79%) in the 2007 elections (OSCE 2007). Among them is a mandate cap that
limits the number of seats a party may receive to a maximum of 65, which amounts to
approximately 54% of the seats.
68
However, the safeguards play out differently than
expected because of the fragmented party system and the large number of parties
competing for votes.
The party system in the Kyrgyz Republic is weak and fragmented. Voters are usually not
aware of party programmes but cast their vote for the party leaders instead (Huskey &
Iskakova 2010, p. 235). Party leaders are generally well-known figures who have been
active in Kyrgyz politics for many years, including the 2005 Tulip Revolution and the
ouster of President Kurmanbek Bakiev in 2010. In the 2010 elections, 29 parties
competed for seats in the legislature, five of which made the cut. Only one party, namely
the Social Democratic Party of Kyrgyzstan (Sotsial-demokraticheskaya partiya
Kyrgyzstana—SDPK), which has the widest network across all regions, has been part of
every coalition government from 2010 to the time of writing, although it has shown some
signs of disintegration in the leadup to the 2020 elections.
The party system structure, together with the electoral threshold mentioned earlier, has a
profound effect on the electoral dynamics and particularly affects candidate selection by
parties. When it was created, the threshold was expected to noticeably limit the number
of parties in parliaments. Election results since 2007 demonstrate that most parties have
found it difficult to surpass the threshold in all regions. In the 2007 parliamentary
elections, the opposition party Ata Meken had the second-highest vote share but fell short
65
Article 70.2, Konstitutsiya Kyrgyzskoi Respubliki, available at: http://cbd.minjust.gov.kg/act/view/ru-ru/
202913, accessed 10 October 2020.
66
Article 60.3, Konstitutsionnyi zakon Kyrgyzskoi Respubliki o vyborakh Prezidenta Kyrgyzskoi
Respubliki i deputatov Zhogorku Kenesha Kyrgyzskoi Respubliki, available at: https://www.shailoo.gov.kg/
ru/konstitucionnye-zakony-kr/konstitucionnye-zakony-kr/O_vyborah_Pr-1913/, accessed 10 October 2020.
67
Article 64.7, Konstitutsionnyi zakon Kyrgyzskoi Respubliki o vyborakh Prezidenta Kyrgyzskoi
Respubliki i deputatov Zhogorku Kenesha Kyrgyzskoi Respubliki, available at: https://www.shailoo.gov.kg/
ru/konstitucionnye-zakony-kr/konstitucionnye-zakony-kr/O_vyborah_Pr-1913/, accessed 10 October 2020.
68
Article 64-3, Konstitutsionnyi zakon Kyrgyzskoi Respubliki o vyborakh Prezidenta Kyrgyzskoi
Respubliki i deputatov Zhogorku Kenesha Kyrgyzskoi Respubliki, available at: https://www.shailoo.gov.kg/
ru/konstitucionnye-zakony-kr/konstitucionnye-zakony-kr/O_vyborah_Pr-1913/, accessed 10 October 2020.
18 ESTHER SOMFALVY
of passing the electoral threshold in one of the districts, the city of Osh, and therefore failed
to win any seats (Stern 2007). After 2010, the double threshold was kept to prevent
regionally based parties from dominating and to counter regionally based mobilisation.
69
In order to overcome the regional threshold, parties are required to appeal to a
geographically diverse electorate and recruit promising candidates from different regions
with a focus on densely populated areas.
70
This practice creates de facto regional
constituencies. It also alters the electoral incentives of aspiring candidates, who feel that
they can increase their likelihood of getting a good position on the party list by being
active in their home region well before the beginning of the formal campaign period.
71
One MP explains that her focus on her region of origin deepened during the campaign.
72
The parties also look for candidates who can contribute financially to the electoral
campaign: ‘in order to be placed high on the list …a potential candidate needs to make a
substantial contribution to party coffers or be able to deliver votes. The ideal candidate is
one who can do both’(Juraev 2015, p. 29). The practice of selling good positions on the
list, which originated during the long presidency of Askar A. Akaev (1990–2005), has
been maintained under each subsequent regime (Engvall 2015, p. 31).
73
However, making
afinancial contribution does not guarantee a good ranking on the list, and even
candidates who have made substantial contributions may find themselves bumped down
(Juraev 2015, p. 29).
As the process of candidate list composition is opaque, candidates and voters cannot tell
which rationale—expected ability to win votes in a region, financial contributions or the
fulfilment of quotas—will dominate in the end. Informal practices continue after the
ballots have been cast, when many candidates in prime list positions surrender their seats
so that party lists change significantly before the parliament first convenes (Huskey &
Hill 2013, p. 258; Fumagalli 2016, p. 301). In 2010, as many as 38 people ranked high
on the list dropped out (Juraev 2015, p. 30). The practices surrounding candidate
selection alienate voters and frustrate career politicians.
74
The prevalence of backroom
deals gives MPs reasons not to trust their party leadership for their electoral strategies,
leaving no room to prevent party leaders from changing the order of the ranking. Being
self-reliant is still the most viable path towards a seat in parliament. The practice of
recruiting on the basis of financial contribution and the potential to appeal to a specific,
geographically clustered electorate also alters MPs’perceptions of who owes whom for
winning seats: one MP declared that the party had been very successful in the region
where she had campaigned, and that therefore it was the party that owed her and not vice
versa.
75
The attitude described here is reflected in the strong tendency to party-switching
displayed by MPs, with some wealthy and connected individuals being in the comfortable
position of selecting the party to run for that offered them the best position (Juraev 2015,
69
Interview KG_2, four employees of an NGO, Bishkek, 13 June 2014.
70
Interview KG_2, four employees of an NGO, Bishkek, 13 June 2014.
71
Interview KG_2, four employees of an NGO, Bishkek, 13 June 2014.
72
Interview KG_4, MP, Ar Namys party, Bishkek, 5 June 2014.
73
See also Engvall (2014).
74
Interview KG_4, MP, Ar Namys party, Bishkek, 5 June 2014.
75
Interview KG_4, MP, Ar Namys party, Bishkek, 5 June 2014.
DE-LOCALISING CONSTITUENCIES 19
p. 29). Defections are so frequent that one analyst claims that the ‘party-building process
takes place after the elections and inside the parliament’(Marat 2015). Altogether, these
arrangements have been detrimental to party cohesion (Huskey & Hill 2013, p. 257).
In sum, relations between Kyrgyz MPs and citizens have remained local because of
internal inconsistencies within the electoral framework. While the wider electoral
framework aims for a nationwide constituency, this is inconsistent with incentives created
by the regional electoral threshold. The weakness of the parties and their lack of
representation locally makes it difficult for them to campaign in regions where they are
not well established. Consequently, party election strategies rely heavily on MPs’
pre-existing ties. Parties want MPs to cultivate personal constituencies, which, owing to
the nature of Kyrgyzstan’s past political system, are local. This leads to the recruitment of
party candidates based on their already-existing local constituencies, a practice that
incentivises MPs to focus even more on cultivating their local ties. In the context of
uncertain candidate lists and the general instability of parties, individual vote-seeking by
MPs is a rational strategy. Finally, attempts to establish a nationwide mandate by the
2007 electoral reform were not backed up by actual reorganisation of constituency service
within parties. While MPs adhere to the rules laid out in the framework regulating
constituency-related activities, they interpret these rules to relate to their constituencies in
a spontaneous and individual way. As they are often informed about MPs’visits after the
fact, faction secretariats are relegated to the function of record-keeping. Consequently, the
form of organisation described by the MPs interviewed in 2014 further strengthens local
constituencies instead of making them obsolete.
Conclusion
Similar electoral rules can lead to different behaviour by MPs vis-à-vis their constituencies,
depending on the wider political context. That much has been noted by other studies
examining MPs’representation style and focus. This work adds to this body of literature
by examining how the political context—the differing party systems of Kazakhstan and
the Kyrgyz Republic—affects the representative relationship both during and between
elections. It also contributes new findings on how parties and individual MPs organise
constituency-related activities in response to electoral calculations and resource
availability. The first case, Kazakhstan, shows how the expected effects of the
introduction of proportional representation materialised when electoral incentives
provided by the comparatively strong parties were consistent with the direction mapped
out by electoral rules. Moreover, during the legislative term, the parties control how
day-to-day contact between MPs and voters is organised. As a result, MPs relate to their
voters through the parties, fall in line with the party leadership’s expectations, and engage
in little personal vote-seeking. No other concept of constituency has developed to replace
the geographically delineated constituencies that disappeared when MPs’activities
stopped being local. The top-down approach to representation pursued by Kazakhstan’s
political parties has resulted in generally diminished activity by MPs and the weakened
visibility of parliament. Citizens, who have lost trust in the legislature’s ability to deliver,
use the parties as ‘access points’to power instead.
20 ESTHER SOMFALVY
The electoral setup plays out quite differently in the second case, Kyrgyzstan, where
measures created to prevent the emergence of parties with a regional power base
(specifically, the double electoral threshold), in conjunction with weakly institutionalised
parties and a fragmented party system, create incentives for personal vote-seeking in a de
facto local constituency. The inconsistent electoral incentives are reinforced by the
logistics of constituency-related activities that rely heavily on individual MPs’initiative
and funds, with only minimal and ex post control by the factions. Although a local
orientation prevails, it is still noteworthy that MPs in Kyrgyzstan have accepted the
nationwide mandate as the norm and feel the need to justify their local activities. The
literature suggests that it takes time for MPs and citizens to adjust their behaviour to a
new set of rules (Scheiner 2008, p. 168), and even more so for citizens to adjust their
expectations, so that the behaviour of MPs is sometimes out of synch with voter
expectations. If we believe that change in behaviour does not automatically follow from
changes to the institutional framework, it would be interesting to see how representative
patterns evolve across a longer period; that is, if the same electoral rules apply for
multiple elections. Up to now, this has never been the case, with sometimes multiple rule
changes between elections (Jones Luong 2002;Aydɪngün & Aydɪngün 2014, p. 407). The
question remains how purposefully the main political actors manipulate the electoral
framework in order to maximise their votes,
76
and to what degree a more concentrated
party system is only a low priority for powerful individuals who have, in spite of regime
change, managed to return to power several times, using different parties as electoral
vehicles. If party-building is not as much of a priority as maintaining an individual power
base for powerful politicians, it should not be much of a surprise if they design electoral
incentives to meet these goals, thus resulting in what we see as inconsistencies. One
limitation of this study, a snapshot of MP–citizen relations, is, in fact, its limited time
period, particularly as the electoral framework constantly changes. Recent findings also
suggest a decreasing effect of geographic identity over financial incentives for voting in
the 2015 elections in Kyrgyzstan (Doolotkeldieva & Wolters 2017, p. 32). The authors of
the study suggest that the perpetual uncertainty Kyrgyz politicians face from their party
leadership regarding their re-election prospects and the increasing monetisation of party
lists has left them with incentives to hedge their bets vis-à-vis their parties through vote-
buying, even in localities where they enjoy genuine authority with voters (Doolotkeldieva
& Wolters 2017, p. 39). In addition, the relationship under observation may regularly
vary over the legislative period. Media accounts of electoral campaigns in Kyrgyzstan
claim that politicians have a particular tendency to distribute goods to local communities
during the pre-election period. Hence, a longer data-gathering period would help to
clarify how the MP–citizens relationship varies over time.
The findings of this article suggest that the case of Kazakhstan is partially driven by the
non-democratic nature of the ruling regime, while the alternative outcome in the Kyrgyz
Republic is due to the more competitive setting of a political system that has been
alternating between milder forms of autocracy and a hybrid regime. This is particularly
76
This has been demonstrated to have been the main driver of electoral reform in Poland by Benoit and
Hayden (2004).
DE-LOCALISING CONSTITUENCIES 21
relevant if the differences in competitiveness and regime character are correlated with the
party system structure, as suggested by Stykow (2015). The case of Kazakhstan supports
claims that, when elections are not competitive, findings can be better understood from
the perspective of the overall political career concerns of MPs, beyond re-election (see
also Taylor 1992; Kerevel 2015). Finally, the article also relates emerging research on the
activity of parliaments in non-democracies that focuses on how non-democracies
incentivise their parliamentarians to do the ‘right’kind of activity and be responsive
towards citizens on select issues only, while abstaining from actions in areas that the
regime deems as potentially destabilising (Truex 2016). Therefore, the study of Central
Asian parliamentarianism complements the emerging comparative scholarship that seeks
to broaden our understanding of representative practices beyond Western democracies.
ESTHER SOMFALV Y, Research Centre for Eastern European Studies at the University of
Bremen, Forschungsstelle Osteuropa an der Universität Bremen, Klagenfurter Straße 8,
28359 Bremen, Germany. Email: somfalvy@uni-bremen.de
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DE-LOCALISING CONSTITUENCIES 25
Appendix. List of interviewees
No. Interviewee Language Interview details
KG_1 Two employees, development consultancy English Conducted in person
23 May 2014, Bishkek
KG_2 Four employees, NGO English Conducted in person
13 June 2014, Bishkek
KG_3 Aide to MP, Respublika Kyrgyz Conducted by research assistant
4 June 2014, Bishkek
KG_4 MP, Ar Namys Russian Conducted in person
5 June 2014, Bishkek
KG_5 Employee, Ata Meken faction Russian Conducted in person
5 June 2014, Bishkek
KG_6 MP, Ata Meken English Conducted in person
6 June 2014, Bishkek
KG_7 MP, Ar Namys, leadership position Russian Conducted in person
11 June 2014, Bishkek
KG_8 MP, Deputy Group Yntymak Russian Conducted in person
16 June 2014, Bishkek
KG_9 Employee, SDPK faction Russian Conducted in person
17 June 2014, Bishkek
KG_10 MP, Respublika Russian Conducted in person
23 June 2014, Bishkek
KG_11 Aide to MP, Deputy Group Onuguu-Progress Russian Conducted in person
23 June 2014, Bishkek
KG_12 Aide to MP, Ata Zhurt Russian Conducted in person
23 June 2014, Bishkek
KG_13 MP, Ata Zhurt Kyrgyz Conducted by research assistant
23 June 2014, Bishkek
KG_14 MP, independent Russian Conducted in person
24 June 2014, Bishkek
KG_15 MP, Deputy Group Onuguu-Progress Russian Conducted in person,
13 June 2014, Bishkek
KG_16 Director, local NGO English Conducted in person
12 May 2014, Bishkek
KAZ_1 Director, local NGO Russian Conducted in person
8 September 2014, Almaty
KAZ_2 Director, local research organisation Russian Conducted in person
12 September 2014, Almaty
KAZ_3 Researcher Russian Conducted in person
26 September 2014, Almaty
KAZ_4 Party employee, CPPK Russian Conducted in person
29 September 2014, Astana
KAZ_5 MP, Nur Otan Russian Conducted in person
29 September 2014, Astana
KAZ_6 MP, Ak Zhol Russian Conducted in person
29 September 2014, Astana
KAZ_7 MP, Nur Otan Russian Conducted in person
29 September 2014, Astana
KAZ_8 MP, Nur Otan Russian Conducted in person
30 September 2014, Astana
KAZ_9 MP, Nur Otan Russian Conducted in person
1 October 2014, Astana
KAZ_10 Employee of administration and former MP, Nur Otan Russian Conducted in person
2 October 2014, Astana
KAZ_11 Researcher Russian Conducted in person
17 September 2014, Almaty
26 ESTHER SOMFALVY