ArticlePDF Available

Abstract and Figures

Background: Social distancing is a crucial intervention to slow down person-to-person transmission of COVID-19. However, social distancing has negative consequences, including increases in depression and anxiety. Digital interventions, such as text messaging, can provide accessible support on a population-wide scale. We developed text messages in English and Spanish to help individuals manage their depressive mood and anxiety during the COVID-19 pandemic. Objective: In a two-arm randomized controlled trial, we aim to examine the effect of our 60-day text messaging intervention. Additionally, we aim to assess whether the use of machine learning to adapt the messaging frequency and content improves the effectiveness of the intervention. Finally, we will examine the differences in daily mood ratings between the message categories and time windows. Methods: The messages were designed within two different categories: behavioral activation and coping skills. Participants will be randomized into (1) a random messaging arm, where message category and timing will be chosen with equal probabilities, and (2) a reinforcement learning arm, with a learned decision mechanism for choosing the messages. Participants in both arms will receive one message per day within three different time windows and will be asked to provide their mood rating 3 hours later. We will compare self-reported daily mood ratings; self-reported depression, using the 8-item Patient Health Questionnaire; and self-reported anxiety, using the 7-item Generalized Anxiety Disorder scale at baseline and at intervention completion. Results: The Committee for the Protection of Human Subjects at the University of California Berkeley approved this study in April 2020 (No. 2020-04-13162). Data collection began in April 2020 and will run to April 2021. As of August 24, 2020, we have enrolled 229 participants. We plan to submit manuscripts describing the main results of the trial and results from the microrandomized trial for publication in peer-reviewed journals and for presentations at national and international scientific meetings. Conclusions: Results will contribute to our knowledge of effective psychological tools to alleviate the negative effects of social distancing and the benefit of using machine learning to personalize digital mental health interventions. Trial Registration: ClinicalTrials.gov NCT04473599; https://clinicaltrials.gov/ct2/show/NCT04473599
Content may be subject to copyright.
Protocol
A Text Messaging Intervention for Coping With Social Distancing
During COVID-19 (StayWell at Home):Protocol for a Randomized
Controlled Trial
Caroline Astrid Figueroa1, MD, PhD; Rosa Hernandez-Ramos1, BA; Claire Elizabeth Boone2, MPH; Laura
Gómez-Pathak1, BA; Vivian Yip1; Tiffany Luo1, BA; Valentín Sierra1, BA; Jing Xu3,4, PhD; Bibhas Chakraborty3,5,6,
PhD; Sabrina Darrow7,8, PhD; Adrian Aguilera1,7,8, PhD
1School of Social Welfare, University of California Berkeley, Berkeley, CA, United States
2School of Public Health, University of California Berkeley, Berkeley, CA, United States
3Centre for Quantitative Medicine, Duke-National University of Singapore Medical School, Singapore, Singapore
4Data Science Program, Division of Science and Technology, Beijing Normal University-Hong Kong Baptist University United International College,
Zhuhai, Guangdong, China
5Department of Statistics and Applied Probability, National University of Singapore, Singapore, Singapore
6Department of Biostatistics and Bioinformatics, Duke University, Durham, NC, United States
7Department of Psychiatry and Behavioral Sciences, University of California San Francisco, San Francisco, CA, United States
8Zuckerberg San Francisco General Hospital, San Francisco, CA, United States
Corresponding Author:
Caroline Astrid Figueroa, MD, PhD
School of Social Welfare
University of California Berkeley
105 Havilland Hall
Berkeley, CA, 94709
United States
Phone: 1 5106436669
Email: c.a.figueroa@berkeley.edu
Abstract
Background: Social distancing is a crucial intervention to slow down person-to-person transmission of COVID-19. However,
social distancing has negative consequences, including increases in depression and anxiety. Digital interventions, such as text
messaging, can provide accessible support on a population-wide scale. We developed text messages in English and Spanish to
help individuals manage their depressive mood and anxiety during the COVID-19 pandemic.
Objective: In a two-arm randomized controlled trial, we aim to examine the effect of our 60-day text messaging intervention.
Additionally, we aim to assess whether the use of machine learning to adapt the messaging frequency and content improves the
effectiveness of the intervention. Finally, we will examine the differences in daily mood ratings between the message categories
and time windows.
Methods: The messages were designed within two different categories: behavioral activation and coping skills. Participants
will be randomized into (1) a random messaging arm, where message category and timing will be chosen with equal probabilities,
and (2) a reinforcement learning arm, with a learned decision mechanism for choosing the messages. Participants in both arms
will receive one message per day within three different time windows and will be asked to provide their mood rating 3 hours
later. We will compare self-reported daily mood ratings; self-reported depression, using the 8-item Patient Health Questionnaire;
and self-reported anxiety, using the 7-item Generalized Anxiety Disorder scale at baseline and at intervention completion.
Results: The Committee for the Protection of Human Subjects at the University of California Berkeley approved this study in
April 2020 (No. 2020-04-13162). Data collection began in April 2020 and will run to April 2021. As of August 24, 2020, we
have enrolled 229 participants. We plan to submit manuscripts describing the main results of the trial and results from the
microrandomized trial for publication in peer-reviewed journals and for presentations at national and international scientific
meetings.
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 1http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
Conclusions: Results will contribute to our knowledge of effective psychological tools to alleviate the negative effects of social
distancing and the benefit of using machine learning to personalize digital mental health interventions.
Trial Registration: ClinicalTrials.gov NCT04473599; https://clinicaltrials.gov/ct2/show/NCT04473599
International Registered Report Identifier (IRRID): DERR1-10.2196/23592
(JMIR Res Protoc 2021;10(1):e23592) doi: 10.2196/23592
KEYWORDS
COVID-19; mental health; depression; reinforcement learning; microrandomized trial
Introduction
Background
The current COVID-19 pandemic not only poses a large threat
to physical health but also has detrimental consequences for
mental health. Social distancing is a crucial intervention to slow
down person-to-person transmission of this infectious disease.
However, culminating research shows that it also has unintended
consequences for large groups of the population: increased
anxiety, depression, and stress [1,2]; decreased physical activity
[3,4]; and lower sleep quality [5]. In the United States,
vulnerable populations from low-income backgrounds, people
of color, and Spanish speakers are more likely to work in jobs
where they are at higher risk of contracting COVID-19 [6]. In
part because of this, these groups experience disproportionately
worse mental health outcomes [6,7].
The current situation calls for new and innovative digital
methods to reach vulnerable populations [8]. Text-messaging
interventions, which can be implemented during social
distancing, have previously demonstrated effectiveness in
behavioral health promotion and disease management [9]. They
are also suitable for low–digital literacy populations and
underserved groups [10]. For instance, our own Health Insurance
Portability and Accountability Act (HIPAA)-approved texting
platform, HealthySMS, has shown high acceptability and
engagement among low-income English and Spanish speakers
in California [11-13].
We developed text messages based on cognitive behavioral
therapy to help people cope with the stress and anxiety of
COVID-19 social distancing. Messages are developed within
two different categories: behavioral activation (BA) [14] and
other skills, more typical of psychoeducation for improving
mood [15]. BA messages include prompts to increase BA and
decrease avoidance of anxiety-inducing situations. Other skills
focused on changing thinking patterns and tips about sleep,
self-care, and breathing exercises; see examples of messages in
Table 1. We will distribute this text messaging system to a wide
group of individuals in the United States via social media
advertisements. Further, we designed these messages both in
English and in Spanish, enabling the program to reach a diverse
group of people. Mobile health interventions are less often
designed for Spanish speakers.
Objective
The main purpose of this study, which is called the StayWell
at Home study, is to examine whether automated text messages
will improve depression and anxiety symptoms and enhance
positive mood. Additionally, we will compare the effectiveness
of sending messages on a random schedule using a
microrandomized trial (MRT) design [16], further referred to
as uniform random (UR), or sending messages via a
reinforcement learning (RL) algorithm on the overall change
in depression and anxiety symptoms and daily mood during the
60-day study. Finally, within the microrandomized group, we
will examine which types of text messages are more effective
in helping people increase their positive mood. We will examine
the hypotheses discussed in the following two sections.
Primary Analysis
We hypothesize that participants will show improvements in
depression symptoms, measured using the 8-item Patient Health
Questionnaire (PHQ-8); anxiety symptoms, measured using the
7-item Generalized Anxiety Disorder (GAD-7) scale; and daily
mood during the 60-day study. We will conduct a pre-post
comparison among all participants.
We hypothesize that the participants in the group receiving RL
will have a greater decrease in depressive symptoms and anxiety
and a greater daily increase in mood ratings during the 60-day
study than participants in the UR group (ie, randomized design).
Secondary Analysis
We hypothesize that we will find differential effects on mood
ratings for the two categories of messages and different timings
(ie, microrandomized design).
Methods
Design
This study has various designs: (1) a pre-post comparison, in
which we assess changes in depression and anxiety for all
patients before and after the intervention; (2) a randomized
controlled trial with two groups, RL and UR; and (3) an MRT,
only within the UR group.
Randomization will be performed as block randomization with
a 1:1 allocation. Participants will be automatically randomized
into groups through our secure server during onboarding of the
study, ensuring allocation concealment. Participants will be
informed of the nature and frequency of the messages they will
be receiving. They will be blinded to their group randomization.
Further, if messages are not sent out appropriately, research
assistants will contact the developer to address errors (eg, when
individuals do not receive messages, or they receive messages
out of the specific time bounds). Throughout the study, the
researchers will check whether the randomization of messages
is functioning adequately approximately once every two months.
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 2http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
The necessity of these steps makes it infeasible to blind the
researchers. Microrandomization will happen automatically on
a daily basis through our secure server. We used the SPIRIT
(Standard Protocol Items: Recommendations for Interventional
Trials) checklist when writing this protocol [17]. Figure 1 shows
our study design.
Figure 1. StayWell at Home study design.
Recruitment
This is a fully remote trial. We will recruit on social media
platforms, such as Facebook, Twitter, and Craigslist, and
through university websites (ie, University of California [UC]
Berkeley and UC San Francisco). Our posts and ads will be
designed by the research team to target low-income, vulnerable
populations across the United States. We will utilize the detailed
targeting feature on Facebook to select the group of people to
whom we want to show our ads. We will recruit in both English
and Spanish.
The Facebook posts and ads will be informed by user-centered
design (UCD) methods, including implementation of user
personas in recruitment efforts. User personas, a common UCD
tool [18], consist of fictional characters that represent our target
populations. The user personas will include English speakers
and Spanish speakers of various demographic groups. Each ad
will contain a title and picture, followed by a reason for
participating in the study and enrollment details. We will rely
on Facebook’s built-in algorithms to present the most relevant
ad version to each viewer.
Inclusion Criteria
We will include adults 18 years or over who have a functioning
mobile phone and who speak English and/or Spanish. We will
exclude participants who use an online text messaging app, as
this is more prone to online scams and fraud (eg, individuals
creating fake accounts to receive reimbursements). Through
targeted ads, we will make concerted efforts to recruit vulnerable
populations, such as low-income individuals and people of color,
who are disproportionately impacted by COVID-19 in the
United States.
Measures
For our primary outcomes, we will administer a survey at
baseline and at 60-day follow-up, which includes the PHQ-8
[19] and GAD-7 [20]. In addition to these questionnaires, we
will also ask open-ended questions to assess how participants
are impacted by COVID-19. Questionnaire data will be stored
on UC Berkeley’s Qualtrics platform. Our secondary outcome,
daily mood ratings, will be collected via text message on a daily
basis and stored on the HealthySMS platform. The project
coordinator and research assistants will be responsible for
managing patient data collection. Once data from all participants
are collected, they will be stored on UC Berkeley’s Secure Box,
a secure cloud-hosted platform. See Table 1 [21,22] for all
included questionnaires and timing of their administration.
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 3http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
Table 1. Questionnaires included in the StayWell at Home study and timing of administration.
Follow-upBaseline
Questionnairea
X
Xc
PHQ-8 (8-item Patient Health Questionnaire)b
XX
GAD-7 (7-item Generalized Anxiety Disorder) scaleb
XXCOVID-19 questions
X
N/Ae
System Usability Scaled
aThe measures were taken from validated questionnaires in English and Spanish.
bThe PHQ-8 depression scale and the GAD-7 anxiety scale were not modified.
cX indicates that the measure was administered at this time point.
dThe System Usability Scale [21] was modified to decrease literacy levels, using the Flesch-Kincaid readability test [22].
eN/A: not applicable; the measure was not administered at this time point.
Procedure
Baseline Assessment
Interested subjects will be sent to the designated Qualtrics
platform to verify that their mobile phone number and ZIP Code
are based in the United States. We will also determine human
identity using a built-in CAPTCHA.
The project coordinator and/or research assistants will email
each subject a one-time use personalized link. Subjects will
click on the designated link taking them to a Qualtrics
questionnaire. Here, they will give their informed consent and
indicate whether they are over 18 years old. Thereafter, we will
collect all baseline survey measures of interest as well as patient
demographics. Upon survey completion, participants will be
automatically enrolled onto the text messaging platform.
Intervention
Text Messages
We will send participants supportive text messages for a period
of 60 days. These text messages include tips about BA and other
coping skills to deal with worries and stress. The text messages
used in this effort were based on core principles of
evidence-based interventions for depression and anxiety and
focus on rapid adoption of new behavior change strategies.
Messages are balanced so that half the messages are related to
BA and half are framed around other skills (see Table 2).
Participants will receive one of these messages within three
different time windows per day, between 9 AM and 6 PM.
Participants will be sent a message asking them to rate their
mood on a scale of 1 to 9, with 9 being the best mood, 3 hours
after receiving the BA or skills message. These text messages
were based on previous work conducted by SD and AA [23,24]
and were edited by the study team members. Examples of BA
and skill-based text messages are shown in Table 2.
Table 2. Examples of StayWell at Home text messages.
Example text messagesMessage category
“Make a list of people that make you happy. Commit to reaching out to at least one of them each day this week.”
“If there is something you have always wanted to do, like learning to play the guitar or painting, try a YouTube video today
for learning a new skill.
Behavioral activation
“Ugh. Sheltering in place is hard. Take some time to feel angry or sad or whatever you are feeling.
“If you are feeling a bit more sad or stressed right now, you are not alone. This is a hard time, but you can do this!”
Other skills and coping
Messaging Platform
We will use a text messaging platform, HealthySMS, developed
by AA, to send text messages and manage participant responses
back to our system. HealthySMS has been successfully used
with various low-income, adult populations in English and
Spanish [11-13].
Uniform Random Policy
This study design is an MRT [16], where every day during the
study treatment, allocation is characterized by a full factorial
design with a total of two factors representing supportive
messages and the time frame when the message was sent. The
messages factor has two levels, and the time frame factor has
three levels (ie, 9 AM-12 PM, 12 PM-3 PM, and 3 PM-6 PM).
Each participant will be rerandomized to a new combination of
messages and time frame every day. The study is set up so that
each day participants will be randomized to receive one message
out of the message categories (ie, BA vs other skills),
constituting a multilevel MRT design with probabilities of 0.5
for the message categories and 0.33 for the timing. Thus, every
participant will receive one BA or skill message per day and
one mood check-in message.
This design allows us to understand the type and timings of text
messages that most improve participants’ mood, which is a
secondary aim of this study. MRTs enable the testing of specific
intervention components, while still allowing for the evaluation
of a causal, average treatment effect of the intervention [16].
Figure 2 shows our MRT design.
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 4http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
Figure 2. Microrandomized trial design of the StayWell at Home study. M: message; T: time point.
Reinforcement Learning Policy
We employ a learned decision mechanism for the timing and
type of text message. The RL algorithm learns from previous
data to maximize an increase in participants’ mood using a
linear regression model that is updated every morning,
comparable to previous work in mobile health [25]. The learning
data include which message category was previously sent and
at what time, days since messages were sent, participants’ mood
after the messages, and the day of the week (ie,
Monday-Sunday). We employ two different learned decision
mechanisms—one for the type of message and one for the timing
of the message—using two separate linear regression models.
Both groups (ie, UR and RL) will receive the same messages.
However, for the UR group, the type and timing of text messages
will be randomly selected, whereas for the RL group, they will
be selected by a learning algorithm. We will compare the effect
of sending text messages by a random schedule with sending
text messages chosen by the RL algorithm. This allows us to
assess whether using RL to adapt the messaging scheme is more
effective than a random messaging schedule. Additionally, we
will be able to evaluate the effect of the individual intervention
components over time, within an MRT design.
Participants in both groups can reply “STOP” or “PARAR” if
they wish to stop receiving messages at any time during the
study within 60 days.
Statistical Analysis Plan
Primary Analysis
Paired ttests will be used to detect the improvement in
depression score (ie, PHQ-8) and anxiety score (ie, GAD-7)
from baseline to follow-up measured 60 days later. Two-sample
ttests will be used to examine the difference in improvements
between the UR and RL groups. The mood ratings of each
participant will be collected each day over the 60-day study
period. We will also compare the average of daily mood rating
improvements compared to baseline (ie, each consecutive daily
measure minus the baseline measure) between these two groups
using a longitudinal data analysis approach (eg, generalized
estimating equation [GEE]). We will not compare the baseline
characteristics between the samples in each arm. This practice
could potentially be misleading because any differences would
be due to chance [26-28].
Secondary Analysis
For the UR intervention group, the differences in proximal
outcome (ie, daily mood rating assessed 3 hours after the
message sent) between both message categories (ie, BA versus
coping skills) or among the time windows (ie, reference level
versus the other three levels) will be examined using the
weighted and centered least-squares (WCLS) method for
longitudinal data analysis under the multilevel MRT design
proposed by Xu et al [24]. This method is similar to the GEE
approach. The independent working correlation matrix will be
adopted. The covariates include days in study (ie, from 1 to 60
days), day of the week (ie, Monday-Sunday), intervention
component (ie, message or time window), and the interaction
term between days and intervention component. The trend of
the intervention effect over days can be constant, linear, or
quadratic. The message or the time window component
categories will be converted to dummy variables, and each of
these will be centered by the corresponding randomization
probabilities (ie, 0.5 and 0.33 for each level of the message and
time components, respectively).
The mood rating changes from baseline will be categorized into
binary outcomes (ie, high [greater or equal to the median of the
whole sample] or low [less than the median]). The WCLS
estimator under the MRT design for binary outcome proposed
by Qian et al [29] can be applied to the message component (ie,
two-level intervention). For the timing (ie, three-level)
component, we will propose the novel WCLS method by
combining the ideas of both Xu et al [24] and Qian et al [29].
This method can also be extended to model the mood ratings
as ordinal outcome variables.
Sensitivity Analysis
The following sensitivity analyses will be or can be performed:
1. Both the primary and secondary analyses will be repeated
based on the participants with at least 45 out of 60 (75%)
days of data.
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 5http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
2. The change of the secondary outcome will be imputed using
the last-observation-carried-forward method if either the
corresponding pretest or posttest value is missing.
3. We will conduct the secondary analyses—the effects of
message categories and timings—in the RL group.
4. An interaction between the components of the message and
time window can be considered in the GEE model for the
secondary hypothesis. This interaction term allows us to
examine what type of message, sent at what time of the
day, leads to the highest increase in daily mood ratings.
Normality Assumption Check
The normality assumptions for both primary and secondary
outcomes will be checked by quantile-quantile plots. If normality
fails, then the outcome variable will be taken as logarithm
transformation (ie, log). We will add 0.5 to the zero-change
value for either the depression or anxiety score, or the mood
rating before applying the log transformation.
Power Analysis
We will perform sample size calculation at the usual 80% power
at 5% level of significance.
Primary Analysis
The Cohen methods [30] were used to calculate sample sizes
for primary hypotheses. At a medium standardized effect size
(ie, Cohen d=0.5), a total sample size of 64 is required to detect
an improvement of either the depression or anxiety score from
baseline to 60-day follow-up, and a sample size of 128 to detect
differences between the UR and RL groups.
Secondary Analyses
Using the GEE-based sample size calculation method [31,32]
with a small standardized effect size (ie, Cohen d=0.2), with
the correlation coefficients of 0.2 and 0.4 among the daily mood
rating improvements compared to baseline, sample sizes of 84
and 161 are required to detect a group effect for either the UR
or RL group, respectively, randomly allocated at baseline.
Assuming 15% of the participants will drop out before the end
of the study, a sample size of 190 is required for each group.
At a small standardized effect size (ie, Cohen d=0.1), with a
constant trend of intervention effect over days, sample sizes of
55 and 76 are required to detect the average daily causal effects
of message and time window, respectively, for the UR
intervention group, using the WCLS-based sample size
calculation method proposed by Xu et al under the multilevel
MRT design [33]. Assuming each participant has an expected
70% response rate to the sent messages and 15% of the
participants are expected drop off before the end of the study,
a sample size of 126 is recommended for the UR group.
Since our primary aim is to detect differences between the UR
and RL groups for depression and anxiety scores, we aimed to
include at least 128 participants. However, since our goal is
also to provide a service during this unprecedented COVID-19
pandemic, we will continue to make the program available and
recruit participants until at least April 2021 or for as long as
funding allows.
Engagement Measures
In addition to the measures mentioned above, we will also
explore measures of engagement, such as response rates to the
mood messages and the BA and skills messages as well as
usability data, assessed by the System Usability Scale. This will
help us to improve future iterations of the texting program.
Compensation
Participants will receive no compensation for participation in
the baseline part of the study. They will receive US $20 for
completion of the 60-day follow-up questionnaire.
Data Statement
We will submit study results for publication in peer-reviewed
journals and for presentations at national and international
meetings. We will aim to publish all findings in open access
journals when possible or in other journals with a concurrent
uploading of the manuscript content into PubMed Central for
public access. Curated technical appendices, statistical code,
and anonymized data will become freely available from the
corresponding author upon request.
Potential Harms
Participants will be instructed to contact the researchers if their
phones are lost or stolen to ensure that we stop sending messages
to them. Our study website will serve as the way to control
which participants receive messages and when. The server
receiving data from participants (ie, text responses) is hosted
behind a UC San Francisco firewall in a secure location subject
to health care–grade security measures, including strict firewalls,
intrusion detection, and active monitoring by study and
university staff.
Ethics and Dissemination
The informed consent form for this study can be found in
Multimedia Appendix 1. All protocol amendments will be
communicated for approval to the UC Berkeley Committee for
the Protection of Human Subjects (CPHS). We will ensure that
our text messaging content is publicly available through a
Creative Commons licensing agreement. The HealthySMS
system is available for use upon request.
Results
The UC Berkeley CPHS approved this protocol in April 2020
(No. 2020-04-13162) and the trial was registered at
ClinicalTrials.gov (NCT04473599). Our enrollment started on
April 17, 2020, and will continue to April 2021. As of August
24, 2020, we have enrolled 229 participants, of whom 218 were
English speaking and 11 were Spanish speaking.
Discussion
Overview
The COVID-19 pandemic and the measures taken to combat it,
such as social distancing, can take a large toll on mental health,
exacerbating stress and symptoms of anxiety and depression.
This study aims to assess the effect of a text messaging tool for
improving mental health by providing daily text messages based
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 6http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
on BA and skill building. We expect the text messages sent to
all participants in this study to improve participant well-being,
as measured by depression, anxiety symptoms, and daily mood
ratings, by encouraging healthy behaviors and improving coping
skills.
The COVID-19 pandemic has demonstrated the need for
affordable, scalable, and effective digital mental health tools
[8]. Here, we provide such a tool to a wide group of individuals
and examine its effectiveness.
In addition to the primary study outcome of mental health, we
will also be able to assess the feasibility and challenges of
deploying a large-scale public health text messaging intervention
completely remotely. The COVID-19 pandemic and measures
to combat the spread of the virus led to the necessity to conduct
many operations online, including research. Online surveys,
online consent forms, virtual online recruitment strategies, and
mobile or internet interventions and programs are crucial during
this time.
This study will provide important insights and practical tools
on remote recruitment with English and Spanish speakers in
the United States. This will also allow us to write and
disseminate guidelines for other researchers in this space.
Knowledge on the careful implementation of user-centered
programs is now more important than ever.
Of note, our recruitment up to this point has been significantly
slower for Spanish-speaking participants. Previous work also
reported that recruiting Hispanics or Latinxs who speak little
or no English into randomized trials is challenging [34], and
online recruitment may be even more difficult because of digital
literacy issues. We hope to increase the recruitment rate of our
monolingual Spanish-speaking population by continuously
improving the personalization of our ads on websites, such as
Facebook, which has been identified as an effective strategy for
online recruitment with Spanish speakers [35].
One advantage of text messaging–based interventions is the
ability to easily incorporate machine learning algorithms into
the research design and test whether this approach improves
effectiveness. RL algorithms have the potential to greatly
contribute to the effectiveness of digital mental health studies
as well as to the personalization and tailoring of these studies
[36,37].
Though there is a tremendous interest in the use of machine
learning techniques to improve mobile health interventions, not
many studies have examined the feasibility and effectiveness
of these approaches. Our unique design allows us to assess the
added benefit of using RL on participant outcomes, as opposed
to a random messaging schedule. While the microrandomized
UR group facilitates the estimation of causal effects, the
participants of that group do not benefit from that knowledge.
In contrast, the participants of the RL arm get allocated to
empirically better-performing messages with higher probabilities
as the trial progresses and new knowledge accrues. Thus, the
RL arm is an outcome-adaptive MRT design, which learns
online, with the randomization probability of the intervention
messages being adjusted according to the participant’s
responses. This design is more participant-centric than the
standard MRT, which learns offline, with equal and fixed
randomization probabilities over the study period. Thus, a
comparison of UR versus RL arms is a comparison between
these two design approaches.
Additionally, MRTs are a novel and currently underutilized
study design. Typical MRTs consider binary-level components
(ie, control versus intervention); however, in this study, we
instead use a unique multilevel MRT design, where there are
more than two levels for the intervention [33]. This study will,
thus, also provide various methodological contributions,
especially to the digital health literature. Results from the MRT
design will allow us to optimize our text messaging intervention
and serve as preliminary evidence for a just-in-time adaptive
intervention (JITAI). A JITAI is a type of personalized
intervention that aims to provide the right type and amount of
support at the right time and is adapted to an individual’s state
[38]. This will be relevant information for optimizing this text
messaging stress prevention app.
Limitations
There are disadvantages to fully online recruitment. For instance,
participants may perceive a lack of connection to the research
without contact with the researcher and, therefore, show lower
engagement [39]. Furthermore, online recruitment comes with
risks of fraudulent activity. In addition, our monetary incentive
may lead to a selection of a sample mostly motivated by
financial incentives. We aimed to minimize this potential bias
by only providing the reimbursement at the end of the study.
We also aimed to design a messaging bank with content relevant
for a broad demographic group. Thus, the content might not be
adequately tailored toward specific subgroups (eg, people with
chronic physical diseases or severe mental illness). Finally, we
use a multilevel MRT design as opposed to contrasting sending
a message with not sending a message, which is a more common
design. However, by using this design, we will not be able to
assess the pooled effectiveness of sending any message versus
no message.
Conclusions
This study will examine whether automated supportive text
messages will improve depression, anxiety, and mood of a broad
community sample in a fully remote trial. In addition, we will
assess whether using an RL algorithm to personalize messages
is more effective than randomly selected messages. Overall,
results will contribute to our knowledge of effective
psychological tools to alleviate the negative effects of social
distancing.
Acknowledgments
We would like to thank Chris Karr for helping to develop and support the HealthySMS platform. We would also like to thank
Lizbeth Ortiz-Pivaral for contributing to the design of, and recruitment for, the StayWell at Home study. This study is funded by
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 7http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
a Health Resources and Services Administration grant to the Latinx Center of Excellence at the School of Social Welfare, UC
Berkeley.
Conflicts of Interest
None declared.
Multimedia Appendix 1
Informed consent form.
[DOCX File , 28 KB-Multimedia Appendix 1]
References
1. Rajkumar RP. COVID-19 and mental health: A review of the existing literature. Asian J Psychiatr 2020 Aug;52:102066
[FREE Full text] [doi: 10.1016/j.ajp.2020.102066] [Medline: 32302935]
2. Czeisler MÉ, Lane RI, Petrosky E, Wiley JF, Christensen A, Njai R, et al. Mental health, substance use, and suicidal ideation
during the COVID-19 pandemic - United States, June 24-30, 2020. MMWR Morb Mortal Wkly Rep 2020 Aug
14;69(32):1049-1057 [FREE Full text] [doi: 10.15585/mmwr.mm6932a1] [Medline: 32790653]
3. Engle S, Stromme J, Zhou A. Staying at home: Mobility effects of COVID-19. SSRN 2020 Apr 03. [doi:
10.2139/ssrn.3565703]
4. Tison G, Avram R, Kuhar P, Abreau S, Marcus G, Pletcher M, et al. Worldwide effect of COVID-19 on physical activity:
A descriptive study. Ann Intern Med 2020 Nov 03;173(9):767-770 [FREE Full text] [doi: 10.7326/m20-2665]
5. Cellini N, Canale N, Mioni G, Costa S. Changes in sleep pattern, sense of time and digital media use during COVID-19
lockdown in Italy. J Sleep Res 2020 Aug;29(4):e13074 [FREE Full text] [doi: 10.1111/jsr.13074] [Medline: 32410272]
6. Webb Hooper M, Nápoles AM, Pérez-Stable EJ. COVID-19 and racial/ethnic disparities. JAMA 2020 Jun
23;323(24):2466-2467. [doi: 10.1001/jama.2020.8598] [Medline: 32391864]
7. Bibbins-Domingo K. This time must be different: Disparities during the COVID-19 pandemic. Ann Intern Med 2020 Aug
04;173(3):233-234 [FREE Full text] [doi: 10.7326/M20-2247] [Medline: 32343767]
8. Figueroa CA, Aguilera A. The need for a mental health technology revolution in the COVID-19 pandemic. Front Psychiatry
2020;11:523 [FREE Full text] [doi: 10.3389/fpsyt.2020.00523] [Medline: 32581891]
9. Willcox JC, Dobson R, Whittaker R. Old-fashioned technology in the era of "bling": Is there a future for text messaging
in health care? J Med Internet Res 2019 Dec 20;21(12):e16630 [FREE Full text] [doi: 10.2196/16630] [Medline: 31859678]
10. Schueller SM, Hunter JF, Figueroa C, Aguilera A. Use of digital mental health for marginalized and underserved populations.
Curr Treat Options Psychiatry 2019 Jul 5;6(3):243-255. [doi: 10.1007/s40501-019-00181-z]
11. Aguilera A, Bruehlman-Senecal E, Demasi O, Avila P. Automated text messaging as an adjunct to cognitive behavioral
therapy for depression: A clinical trial. J Med Internet Res 2017 May 08;19(5):e148 [FREE Full text] [doi: 10.2196/jmir.6914]
[Medline: 28483742]
12. Aguilera A, Berridge C. Qualitative feedback from a text messaging intervention for depression: Benefits, drawbacks, and
cultural differences. JMIR Mhealth Uhealth 2014 Nov 05;2(4):e46 [FREE Full text] [doi: 10.2196/mhealth.3660] [Medline:
25373390]
13. Figueroa CA, DeMasi O, Hernandez-Ramos R, Aguilera A. Who benefits most from adding technology to depression
treatment and how? An analysis of engagement with a texting adjunct for psychotherapy. Telemed J E Health 2021;27(1).
[doi: 10.1089/tmj.2019.0248] [Medline: 32213012]
14. Farchione TJ, Boswell JF, Wilner JG. Behavioral activation strategies for major depression in transdiagnostic
cognitive-behavioral therapy: An evidence-based case study. Psychotherapy (Chic) 2017 Sep;54(3):225-230. [doi:
10.1037/pst0000121] [Medline: 28922002]
15. Donker T, Griffiths KM, Cuijpers P, Christensen H. Psychoeducation for depression, anxiety and psychological distress:
A meta-analysis. BMC Med 2009 Dec 16;7:79 [FREE Full text] [doi: 10.1186/1741-7015-7-79] [Medline: 20015347]
16. Klasnja P, Hekler EB, Shiffman S, Boruvka A, Almirall D, Tewari A, et al. Microrandomized trials: An experimental design
for developing just-in-time adaptive interventions. Health Psychol 2015 Dec;34S:1220-1228 [FREE Full text] [doi:
10.1037/hea0000305] [Medline: 26651463]
17. Chan A, Tetzlaff J, Altman D, Laupacis A, Gøtzsche PC, Krleža-Jerić K, et al. SPIRIT 2013 statement: Defining standard
protocol items for clinical trials. Ann Intern Med 2013 Feb 05;158(3):200-207 [FREE Full text] [doi:
10.7326/0003-4819-158-3-201302050-00583] [Medline: 23295957]
18. Norman DA, Draper SW, editors. User Centered System Design: New Perspectives on Human-Computer Interaction. Boca
Raton, FL: CRC Press; 1986.
19. Kroenke K, Spitzer RL, Williams JBW. The PHQ-9: Validity of a brief depression severity measure. J Gen Intern Med
2001 Sep;16(9):606-613 [FREE Full text] [doi: 10.1046/j.1525-1497.2001.016009606.x] [Medline: 11556941]
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 8http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
20. Spitzer RL, Kroenke K, Williams JBW, Löwe B. A brief measure for assessing generalized anxiety disorder: The GAD-7.
Arch Intern Med 2006 May 22;166(10):1092-1097. [doi: 10.1001/archinte.166.10.1092] [Medline: 16717171]
21. Bangor A, Kortum PT, Miller JT. An empirical evaluation of the System Usability Scale. Int J Hum Comput Interact 2008
Jul 30;24(6):574-594. [doi: 10.1080/10447310802205776]
22. Kincaid JP, Fishburne RPJ, Rogers RL, Chissom BS. Derivation of New Readability Formulas (Automated Readability
Index, Fog Count and Flesch Reading Ease Formula) for Navy Enlisted Personnel. Orlando, FL: Institute for Simulation
and Training, University of Central Florida; 1975. URL: https://stars.library.ucf.edu/cgi/viewcontent.
cgi?article=1055&context=istlibrary [accessed 2021-01-08]
23. Aguilera A, Garza MJ, Muñoz RF. Group cognitive-behavioral therapy for depression in Spanish: Culture-sensitive
manualized treatment in practice. J Clin Psychol 2010 Aug;66(8):857-867 [FREE Full text] [doi: 10.1002/jclp.20706]
[Medline: 20549680]
24. Aguilera A, Bruehlman-Senecal E, Liu N, Bravin J. Implementing group CBT for depression among Latinos in a primary
care clinic. Cogn Behav Pract 2018 Feb;25(1):135-144 [FREE Full text] [doi: 10.1016/j.cbpra.2017.03.002] [Medline:
29606848]
25. Yom-Tov E, Feraru G, Kozdoba M, Mannor S, Tennenholtz M, Hochberg I. Encouraging physical activity in patients with
diabetes: Intervention using a reinforcement learning system. J Med Internet Res 2017 Oct 10;19(10):e338 [FREE Full
text] [doi: 10.2196/jmir.7994] [Medline: 29017988]
26. Altman D, Doré C. Randomisation and baseline comparisons in clinical trials. Lancet 1990 Jan;335(8682):149-153. [doi:
10.1016/0140-6736(90)90014-v]
27. Senn SJ. Covariate imbalance and random allocation in clinical trials. Stat Med 1989 Apr;8(4):467-475. [doi:
10.1002/sim.4780080410] [Medline: 2727470]
28. Senn S. Testing for baseline balance in clinical trials. Stat Med 1994 Sep 15;13(17):1715-1726. [doi:
10.1002/sim.4780131703] [Medline: 7997705]
29. Qian T, Yoo H, Klasnja P, Almirall D, Murphy S. Estimating time-varying causal excursion effect in mobile health with
binary outcomes. Biometrika 2020;asaa070:1-20 [FREE Full text] [doi: 10.1093/biomet/asaa070]
30. Cohen J. The effect size index: d. In: Statistical Power Analysis for the Behavioral Sciences. 2nd edition. Hillsdale, NJ:
Lawrence Erlbaum Associates; 1988:20-26.
31. Liu G, Liang K. Sample size calculations for studies with correlated observations. Biometrics 1997 Sep;53(3):937. [doi:
10.2307/2533554]
32. Korinek EV, Phatak SS, Martin CA, Freigoun MT, Rivera DE, Adams MA, et al. Adaptive step goals and rewards: A
longitudinal growth model of daily steps for a smartphone-based walking intervention. J Behav Med 2018 Feb;41(1):74-86.
[doi: 10.1007/s10865-017-9878-3] [Medline: 28918547]
33. Xu J, Yan X, Figueroa C, Williams J, Chakraborty B. Multi-level micro-randomized trial: Detecting the proximal effect
of messages on physical activity. ArXiv. Preprint posted online on July 27, 2020 [FREE Full text]
34. Aguirre TM, Koehler AE, Joshi A, Wilhelm SL. Recruitment and retention challenges and successes. Ethn Health 2018
Jan;23(1):111-119. [doi: 10.1080/13557858.2016.1246427] [Medline: 27764955]
35. Medina-Ramirez P, Calixte-Civil P, Meltzer LR, Brandon KO, Martinez U, Sutton SK, et al. Comparing methods of
recruiting Spanish-preferring smokers in the United States: Findings from a randomized controlled trial. J Med Internet
Res 2020 Aug 14;22(8):e19389 [FREE Full text] [doi: 10.2196/19389] [Medline: 32795986]
36. Rabbi M, Klasnja P, Choudhury T, Tewari A, Murphy S. Optimizing mHealth interventions with a bandit. In: Baumeister
H, Montag C, editors. Digital Phenotyping and Mobile Sensing. Studies in Neuroscience, Psychology and Behavioral
Economics. Cham, Switzerland: Springer; 2019:277-291.
37. Triantafyllidis AK, Tsanas A. Applications of machine learning in real-life digital health interventions: Review of the
literature. J Med Internet Res 2019 Apr 05;21(4):e12286 [FREE Full text] [doi: 10.2196/12286] [Medline: 30950797]
38. Nahum-Shani I, Smith SN, Spring BJ, Collins LM, Witkiewitz K, Tewari A, et al. Just-in-time adaptive interventions
(JITAIs) in mobile health: Key components and design principles for ongoing health behavior support. Ann Behav Med
2018 May 18;52(6):446-462 [FREE Full text] [doi: 10.1007/s12160-016-9830-8] [Medline: 27663578]
39. O'Connor S, Hanlon P, O'Donnell CA, Garcia S, Glanville J, Mair FS. Barriers and facilitators to patient and public
engagement and recruitment to digital health interventions: Protocol of a systematic review of qualitative studies. BMJ
Open 2016 Sep 02;6(9):e010895 [FREE Full text] [doi: 10.1136/bmjopen-2015-010895] [Medline: 27591017]
Abbreviations
BA: behavioral activation
CPHS: Committee for the Protection of Human Subjects
GAD-7: 7-item Generalized Anxiety Disorder
GEE: generalized estimating equation
HIPAA: Health Insurance Portability and Accountability Act
JITAI: just-in-time adaptive intervention
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 9http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
MRT: microrandomized trial
PHQ-8: 8-item Patient Health Questionnaire
RL: reinforcement learning
SPIRIT: Standard Protocol Items: Recommendations for Interventional Trials
UC: University of California
UCD: user-centered design
UR: uniform random
WCLS: weighted and centered least squares
Edited by G Eysenbach; submitted 25.08.20; peer-reviewed by S Guo, L Bell; comments to author 11.09.20; revised version received
24.09.20; accepted 10.11.20; published 14.01.21
Please cite as:
Figueroa CA, Hernandez-Ramos R, Boone CE, Gómez-Pathak L, Yip V, Luo T, Sierra V, Xu J, Chakraborty B, Darrow S, Aguilera
A
A Text Messaging Intervention for Coping With Social Distancing During COVID-19 (StayWell at Home): Protocol for a Randomized
Controlled Trial
JMIR Res Protoc 2021;10(1):e23592
URL: http://www.researchprotocols.org/2021/1/e23592/
doi: 10.2196/23592
PMID: 33370721
©Caroline Astrid Figueroa, Rosa Hernandez-Ramos, Claire Elizabeth Boone, Laura Gómez-Pathak, Vivian Yip, Tiffany Luo,
Valentín Sierra, Jing Xu, Bibhas Chakraborty, Sabrina Darrow, Adrian Aguilera. Originally published in JMIR Research Protocols
(http://www.researchprotocols.org), 14.01.2021. This is an open-access article distributed under the terms of the Creative Commons
Attribution License (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction
in any medium, provided the original work, first published in JMIR Research Protocols, is properly cited. The complete bibliographic
information, a link to the original publication on http://www.researchprotocols.org, as well as this copyright and license information
must be included.
JMIR Res Protoc 2021 | vol. 10 | iss. 1 | e23592 | p. 10http://www.researchprotocols.org/2021/1/e23592/ (page number not for citation purposes)
Figueroa et alJMIR RESEARCH PROTOCOLS
XSL
FO
RenderX
... At each decision time point, a participant is randomly assigned to one of the available intervention options. There exist several research studies using the MRT design, for example, 'HeartSteps' for promoting physical activity among sedentary people, 11 'Sense2Stop' for managing stress in newly abstinent smokers, 12 'DIAMANTE' 13 for promoting physical activity among co-morbid diabetes and depression patients, 'StayWell' 14 for managing people's mental wellness during COVID-19 pandemic period, and so on. ...
... Alternatively, the proximal effect trend for categorym can also be described as having a combination of the linear and constant trends, where it increases or decreases linearly until a turning point on day d m turn and plateaus afterwards, as demonstrated in the StayWell study results. 14 We call it the 'linear-plateau' trend. In this case, we can define the proximal effect size using a linear spline, that is ...
... avoiding the unnecessary increases in both the sample size and the study duration) of allowing additional categories to be added later in the trial. Take the StayWell study as an example (contact the authors of Figueroa et al.14 for relevant details), where two consecutive MRTs were conducted, the first with two categories and the latter with an additional category (three categories in total) at the beginning of each trial. Assuming all other design parameters are specified inFigure 2(a), the total sample size needed for the two trials is N = 65. ...
Article
Full-text available
Technological advancements have made it possible to deliver mobile health interventions to individuals. A novel framework that has emerged from such advancements is the just-in-time adaptive intervention, which aims to suggest the right support to the individuals when their needs arise. The micro-randomized trial design has been proposed recently to test the proximal effects of the components of these just-in-time adaptive interventions. However, the extant micro-randomized trial framework only considers components with a fixed number of categories added at the beginning of the study. We propose a more flexible micro-randomized trial design which allows addition of more categories to the components during the study. Note that the number and timing of the categories added during the study need to be fixed initially. The proposed design is motivated by collaboration on the Diabetes and Mental Health Adaptive Notification Tracking and Evaluation study, which learns to deliver effective text messages to encourage physical activity among patients with diabetes and depression. We developed a new test statistic and the corresponding sample size calculator for the flexible micro-randomized trial using an approach similar to the generalized estimating equation for longitudinal data. Simulation studies were conducted to evaluate the sample size calculators and an R shiny application for the calculators was developed.
... At the start of the pandemic, our team developed the StayWell at Home intervention, a 60-day text messaging program based on our group's previous text-messaging cognitive behavioral therapy (CBT) work [5]. Our goal was to help people cope with the uncertainties and lifestyle changes of the global crisis using evidence-based tools. ...
... First, a tip message was randomly selected from the two categories described above and sent daily between 9 am-6 pm followed by a mood-monitoring message three hours later. We designed the messages in English and Spanish to reach diverse populations, particularly monolingual Spanish speakers who are often excluded from digital health interventions [5]. The delivery of text messages and collection of self-reported mood ratings was conducted via a HIPPA-compliant platform, HealthySMS. ...
Article
Full-text available
The StayWell at Home intervention, a 60-day text-messaging program based on Cognitive Behavioral Therapy (CBT) principles, was developed to help adults cope with the adverse effects of the global pandemic. Participants in StayWell at Home were found to show reduced depressive and anxiety symptoms after participation. However, it remains unclear whether the intervention improved mood and which intervention components were most effective at improving user mood during the pandemic. Thus, utilizing a micro-randomized trial (MRT) design, we examined two intervention components to inform the mechanisms of action that improve mood: 1) text messages delivering CBT-informed coping strategies (i.e., behavioral activation, other coping skills, or social support); 2) time at which messages were sent. Data from two independent trials of StayWell are included in this paper. The first trial included 303 adults aged 18 or older, and the second included 266 adults aged 18 or older. Participants were recruited via online platforms (e.g., Facebook ads) and partnerships with community-based agencies aiming to reach diverse populations, including low-income individuals and people of color. The results of this paper indicate that participating in the program improved and sustained self-reported mood ratings among participants. We did not find significant differences between the type of message delivered and mood ratings. On the other hand, the results from Phase 1 indicated that delivering any type of message in the 3 pm-6 pm time window improved mood significantly over sending a message in the 9 am-12 pm time window. The StayWell at Home program increases in mood ratings appeared more pronounced during the first two to three weeks of the intervention and were maintained for the remainder of the study period. The current paper provides evidence that low-burden text-message interventions may effectively address behavioral health concerns among diverse communities.
... MRTs can also provide useful information regarding the selection of decision points. For example, time frames can be treated as an experimental factor to examine the differential intervention effects (2,38), addressing the question of when to intervene each day and with what intervention component. ...
Article
This review explores the transformative potential of just-in-time adaptive interventions (JITAIs) as a scalable solution for addressing health disparities in underserved populations. JITAIs, delivered via mobile health technologies, could provide context-aware personalized interventions based on real-time data to address public health challenges such as addiction, chronic disease, and mental health management. JITAIs can dynamically adjust intervention strategies, enhancing accessibility and engagement for marginalized communities. We highlight the utility of JITAIs in reducing opportunity costs associated with traditional in-person health interventions. Examples from various health domains demonstrate the adaptability of JITAIs in tailoring interventions to meet diverse needs. The review also emphasizes the need for community involvement, robust evaluation frameworks, and ethical considerations in implementing JITAIs, particularly in low- and middle-income countries. Sustainable funding models and technological innovations are necessary to ensure equitable access and effectively scale these interventions. By bridging the gap between research and practice, JITAIs could improve health outcomes and reduce disparities in vulnerable populations.
... Fourth, MB-VG includes text messaging to promote session attendance, encourage skill practice, and reinforce health-related content delivered by the pediatric health care provider. We will send text messages 24-72 h apart via the HealthySMS system, a web-based platform used to deploy text messages in previous MB studies [45] and other studies of mental health interventions [46,47]. ...
Article
Full-text available
Background Immigrant Latinas (who are foreign-born but now reside in the USA) are at greater risk for developing postpartum depression than the general perinatal population, but many face barriers to treatment. To address these barriers, we adapted the Mothers and Babies Course—an evidence-based intervention for postpartum depression prevention—to a virtual group format. Additional adaptations are inclusion of tailored supplemental child health content and nutrition benefit assistance. We are partnering with Early Learning Centers (ELC) across the state of Maryland to deliver and test the adapted intervention. Methods The design is a Hybrid Type I Effectiveness-Implementation Trial. A total of 300 participants will be individually randomized to immediate (N = 150) versus delayed (N = 150) receipt of the intervention, Mothers and Babies Virtual Group (MB-VG). The intervention will be delivered by trained Early Learning Center staff. The primary outcomes are depressive symptoms (measured via the Center for Epidemiologic Studies-Depression Scale), parenting self-efficacy (measured via the Parental Cognition and Conduct Towards the Infant Scale (PACOTIS) Parenting Self-Efficacy subscale), and parenting responsiveness (measured via the Maternal Infant Responsiveness Instrument) at 1-week, 3-month, and 6-month post-intervention. Depressive episodes (Structured Clinical Interview for DSM-V- Disorders Research Version) at 3-month and 6-month post-intervention will also be assessed. Secondary outcomes include social support, mood management, anxiety symptoms, perceived stress, food insecurity, and mental health stigma at 1-week, 3-month, and 6-month post-intervention. Exploratory child outcomes are dysregulation and school readiness at 6-month post-intervention. Intervention fidelity, feasibility, acceptability, and appropriateness will also be assessed guided by the Reach, Effectiveness, Adoption, Implementation, Maintenance (RE-AIM) framework. Discussion This study will be one of the first to test the efficacy of a group-based virtual perinatal depression intervention with Latina immigrants, for whom stark disparities exist in access to health services. The hybrid effectiveness-implementation design will allow rigorous examination of barriers and facilitators to delivery of the intervention package (including supplemental components) which will provide important information on factors influencing intervention effectiveness and the scalability of intervention components in Early Learning Centers and other child-serving settings. Registration ClinicalTrials.gov NCT05873569.
Article
Randomized controlled trials can be used to generate evidence on the efficacy and safety of new treatments in eating disorders research. Many of the trials previously conducted in this area have been deemed to be of low quality, in part due to a number of practical constraints. This article provides an overview of established and more innovative clinical trial designs, accompanied by pertinent examples, to highlight how design choices can enhance flexibility and improve efficiency of both resource allocation and participant involvement. Trial designs include individually randomized, cluster randomized, and designs with randomizations at multiple time points and/or addressing several research questions (master protocol studies). Design features include the use of adaptations and considerations for pragmatic or registry‐based trials. The appropriate choice of trial design, together with rigorous trial conduct, reporting and analysis, can establish high‐quality evidence to advance knowledge in the field. It is anticipated that this article will provide a broad and contemporary introduction to trial designs and will help researchers make informed trial design choices for improved testing of new interventions in eating disorders. Public Significance There is a paucity of high quality randomized controlled trials that have been conducted in eating disorders, highlighting the need to identify where efficiency gains in trial design may be possible to advance the eating disorder research field. We provide an overview of some key trial designs and features which may offer solutions to practical constraints and increase trial efficiency.
Article
Text messaging interventions are increasingly used to help people manage depression and anxiety. However, little is known about the effectiveness and implementation of these interventions among U.S. Latinxs, who often face barriers to using mental health tools. The StayWell at Home (StayWell) intervention, a 60-day text messaging program based on cognitive behavioral therapy (CBT), was developed to help adults cope with depressive and anxiety symptoms during the COVID-19 pandemic. StayWell users (n = 398) received daily mood inquiries and automated skills-based text messages delivering CBT-informed coping strategies from an investigator-generated message bank. We conduct a Hybrid Type 1 mixed-methods study to compare the effectiveness and implementation of StayWell for Latinx and Non-Latinx White (NLW) adults using the Reach, Effectiveness, Adoption, Implementation, and Maintenance (RE-AIM) framework. Effectiveness was measured using the PHQ-8 depression and GAD-7 anxiety scales, assessed before starting and after completing StayWell. Guided by RE-AIM, we conducted a thematic text analysis of responses to an open-ended question about user experiences to help contextualize quantitative findings. Approximately 65.8% (n = 262) of StayWell users completed pre-and-post surveys. On average, depressive (1.48, p = 0.001) and anxiety (1.38, p = 0.001) symptoms decreased from pre-to-post StayWell. Compared to NLW users (n = 192), Latinx users (n = 70) reported an additional 1.45 point (p < 0.05) decline in depressive symptoms, adjusting for demographics. Although Latinxs reported StayWell as relatively less useable (76.8 vs. 83.9, p = 0.001) than NLWs, they were more interested in continuing the program (7.5 vs. 6.2 out of 10, p = 0.001) and recommending it to a family member/friend (7.8 vs. 7.0 out of 10, p = 0.01). Based on the thematic analysis, both Latinx and NLW users enjoyed responding to mood inquiries and sought bi-directional, personalized text messages and texts with links to more information to resources. Only NLW users stated that StayWell provided no new information than they already knew from therapy or other sources. In contrast, Latinx users suggested that engagement with a behavioral provider through text or support groups would be beneficial, highlighting this group’s unmet need for behavioral health care. mHealth interventions like StayWell are well-positioned to address population-level disparities by serving those with the greatest unmet needs if they are culturally adapted and actively disseminated to marginalized groups.
Article
Just-in-time adaptive interventions (JITAIs) represent an intervention design that adapts the provision and type of support over time to an individual’s changing status and contexts, intending to deliver the right support on the right occasion. As a novel strategy for delivering mobile health interventions, JITAIs have the potential to improve access to quality care in underserved communities and, thus, alleviate health disparities, a significant public health concern. Valid experimental designs and analysis methods are required to inform the development of JITAIs. Here, we briefly review the cutting-edge design of microrandomized trials (MRTs), covering both the classical MRT design and its outcome-adaptive counterpart. Associated statistical challenges related to the design and analysis of MRTs are also discussed. Two case studies are provided to illustrate the aforementioned concepts and designs throughout the article. We hope our work leads to better design and application of JITAIs, advancing public health research and practice. (Am J Public Health. Published online ahead of print November 22, 2022:e1–e10. https://doi.org/10.2105/AJPH.2022.307150 )
Article
Full-text available
Background: Social distancing and stay-at-home orders are critical interventions to slow down person-to-person transmission of COVID-19. While these societal changes help contain the pandemic, they also have unintended negative consequences, including anxiety and depression. We developed StayWell, a daily skills-based SMS text messaging program, to mitigate COVID-19 related depression and anxiety symptoms among people who speak English and Spanish in the United States. Objective: This paper describes the changes in StayWell participants' anxiety and depression levels after 60 days of exposure to skills-based SMS text messages. Methods: We used self-administered, empirically supported web-based questionnaires to assess the demographic and clinical characteristics of StayWell participants. Anxiety and depression were measured using the 2-item Generalized Anxiety Disorder (GAD-2) scale and the 8-item Patient Health Questionnaire-8 (PHQ-8) scale at baseline and 60-day timepoints. We used two-tailed paired t-tests to detect the change in PHQ-8 and GAD-2 scores from baseline to follow-up measured 60 days later. Results: The analytic sample includes 193 participants who completed both the baseline and 60-day exit questionnaires. At the 60-day time point, there were statistically significant reductions in both PHQ-8 and GAD-2 scores from baseline. We found an average reduction of -1.72 (95% CI: -2.35, -1.09) in PHQ-8 scores and -0.48 (95% CI: -0.71, -0.25) in GAD-2 scores. These improvements translated to an 18.5% and 17.2% reduction in mean PHQ-8 scores and GAD-2, respectively. Conclusions: StayWell is an accessible, low-intensity population-level mental health intervention. Participation in StayWell focused on COVID-19 mental health coping skills and was related to improved depression and anxiety symptoms. In addition to improvements in outcomes, we found high levels of engagement during the 60-day intervention period. Text messaging interventions could serve as an important public health tool for disseminating strategies to manage mental health. Clinicaltrial: ClinicalTrials.gov Identifier: NCT04473599. International registered report: RR2-10.2196/23592.
Article
Full-text available
The coronavirus disease 2019 (COVID-19) pandemic has been associated with mental health challenges related to the morbidity and mortality caused by the disease and to mitigation activities, including the impact of physical distancing and stay-at-home orders.* Symptoms of anxiety disorder and depressive disorder increased considerably in the United States during April-June of 2020, compared with the same period in 2019 (1,2). To assess mental health, substance use, and suicidal ideation during the pandemic, representative panel surveys were conducted among adults aged ≥18 years across the United States during June 24-30, 2020. Overall, 40.9% of respondents reported at least one adverse mental or behavioral health condition, including symptoms of anxiety disorder or depressive disorder (30.9%), symptoms of a trauma- and stressor-related disorder (TSRD) related to the pandemic† (26.3%), and having started or increased substance use to cope with stress or emotions related to COVID-19 (13.3%). The percentage of respondents who reported having seriously considered suicide in the 30 days before completing the survey (10.7%) was significantly higher among respondents aged 18-24 years (25.5%), minority racial/ethnic groups (Hispanic respondents [18.6%], non-Hispanic black [black] respondents [15.1%]), self-reported unpaid caregivers for adults§ (30.7%), and essential workers¶ (21.7%). Community-level intervention and prevention efforts, including health communication strategies, designed to reach these groups could help address various mental health conditions associated with the COVID-19 pandemic.
Article
Full-text available
Background There is a pressing need to address the unacceptable disparities and underrepresentation of racial and ethnic minority groups, including Hispanics or Latinxs, in smoking cessation trials. Objective Given the lack of research on recruitment strategies for this population, this study aims to assess effective recruitment methods based on enrollment and cost. Methods Recruitment and enrollment data were collected from a nationwide randomized controlled trial (RCT) of a Spanish-language smoking cessation intervention (N=1417). The effectiveness of each recruitment strategy was evaluated by computing the cost per participant (CPP), which is the ratio of direct cost over the number enrolled. More effective strategies yielded lower CPPs. Demographic and smoking-related characteristics of participants recruited via the two most effective strategies were also compared (n=1307). Results Facebook was the most effective method (CPP=US 74.12),followedbyTVadvertisements(CPP=US74.12), followed by TV advertisements (CPP=US 191.31), whereas public bus interior card advertising was the least effective method (CPP=US 642.50).ParticipantsrecruitedviaFacebookhadloweraverageage(P=.008)andhadspentfeweryearsintheUnitedStates(P<.001).AmongtheparticipantsrecruitedviaFacebook,agreaterpercentageofindividualshadatleastahighschooleducation(P<.001)andanannualincomeaboveUS642.50). Participants recruited via Facebook had lower average age (P=.008) and had spent fewer years in the United States (P<.001). Among the participants recruited via Facebook, a greater percentage of individuals had at least a high school education (P<.001) and an annual income above US 10,000 (P<.001). In addition, a greater percentage of individuals were employed (P<.001) and foreign born (P=.003). In terms of subethnicity, among the subjects recruited via Facebook, a lower percentage of individuals were of Mexican origin (P<.001) and a greater percentage of individuals were of Central American (P=.02), South American (P=.01), and Cuban (P<.001) origin. Conclusions Facebook was the most effective method for recruiting Hispanic or Latinx smokers in the United States for this RCT. However, using multiple methods was necessary to recruit a more diverse sample of Spanish-preferring Hispanic or Latinx smokers.
Article
Full-text available
Italy is one of the major COVID‐19 hotspots. To reduce the spread of the infections and the pressure on Italian healthcare systems, since March 10, 2020, Italy has been under a total lockdown, forcing people into home confinement. Here we present data from 1,310 people living in the Italian territory (Mage = 23.91 ± 3.60 years, 880 females, 501 workers, 809 university students), who completed an online survey from March 24 to March 28, 2020. In the survey, we asked participants to think about their use of digital media before going to bed, their sleep pattern and their subjective experience of time in the previous week (March 17–23, which was the second week of the lockdown) and up to the first week of February (February 3–10, before any restriction in any Italian area). During the lockdown, people increased the usage of digital media near bedtime, but this change did not affect sleep habits. Nevertheless, during home confinement, sleep timing markedly changed, with people going to bed and waking up later, and spending more time in bed, but, paradoxically, also reporting a lower sleep quality. The increase in sleep difficulties was stronger for people with a higher level of depression, anxiety and stress symptomatology, and associated with the feeling of elongation of time. Considering that the lockdown is likely to continue for weeks, research data are urgently needed to support decision making, to build public awareness and to provide timely and supportive psychosocial interventions.
Preprint
Full-text available
Italy is one of the major COVID-19 hotspots. To reduce the spread of the infections and the pressure on Italian healthcare systems, since March 10th 2020, Italy is under a total lockdown, with restrictions on the movement of individuals in the entire nation, forcing people to home confinement. Here we present data from 1310 people living in the Italian territory (Mage= 43 23.91±3.60 years, 880 females, 501 workers, 809 University students), who completed an online survey from March 24th to March 28th 2020. In the survey, we asked participants to think about their use of digital media before going to bed, their sleep pattern, and their subjective experience of time in the previous week (17th-23 rd of March, which was the second week of the lockdown) and to the first week of February (3rd-10th , before any restriction in any Italian area). During the lockdown, people increased the usage of digital media near bedtime, but this change did not affect sleep habits. Nevertheless, during home confinement sleep timing markedly changed, with people going to bed and waking up later, spending more time in bed but, paradoxically, also reporting a lower sleep quality. The increase in sleep difficulties was stronger for people with a higher level of depression, anxiety, and stress symptomatology, and was associated with the feeling of time dilatation. Considering that the lockdown is likely to continue for weeks, research data are urgently needed to support decision-making, to build public awareness, and to provide timely and supportive psychosocial interventions.
Article
Advances in wearables and digital technology now make it possible to deliver behavioral mobile health interventions to individuals in their everyday life. The micro-randomized trial is increasingly used to provide data to inform the construction of these interventions. In a micro-randomized trial, each individual is repeatedly randomized among multiple intervention options, often hundreds or even thousands of times, over the course of the trial. This work is motivated by multiple micro-randomized trials that have been conducted or are currently in the field, in which the primary outcome is a longitudinal binary outcome. The primary aim of such micro-randomized trials is to examine whether a particular time-varying intervention has an effect on the longitudinal binary outcome, often marginally over all but a small subset of the individual’s data. We propose the definition of causal excursion effect that can be used in such primary aim analysis for micro-randomized trials with binary outcomes. Under rather restrictive assumptions one can, based on existing literature, derive a semiparametric, locally efficient estimator of the causal effect. Starting from this estimator, we develop an estimator that can be used as the basis of a primary aim analysis under more plausible assumptions. Simulation studies are conducted to compare the estimators. We illustrate the developed methods using data from the micro-randomized trial, BariFit. In BariFit, the goal is to support weight maintenance for individuals who received bariatric surgery.