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Urban spatial structure evolution and smog management in China: A re-examination using nonparametric panel model

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Abstract

Based on the modified DMSP night-time light composite data, this paper constructs an urban polycentric index, then uses a time-varying panel model to estimate the empirical equations of smog pollution. The empirical results show that: (1) with the long-term steady improvement of China’s per capita income, the income growth and air quality have shown a clear coordinated development trend (2) the regional multi-centered development has a significant mechanism of promoting the rise and then the fall of smog pollution (3) China’s secondary industry and transportation industry no longer have significant pollution-promoting effect at present, and are upgrading to environment-friendly industries. Besides, this study makes some additional contributions: On the one hand, the correction of night-time light data can provide more accurate data processing criterion for related research. On the other, the time-varying panel estimation further explains the complex mechanism between economic variables and smog pollution as well as reveals the origin of the instability of the EKC hypothesis. These improvements may provide an important academic reference for the subsequent researches and a general empirical evidence for policy makers.

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Abstract This article presents a systematic review of empirical studies on polycentric spatial structures at a regional scale in order to assess their effectiveness as prescriptive and normative models in spatial planning. The results show that very few studies have emphasised primarily the positive effects of polycentricity, while a large number have evaluated the performance of non-polycentric (monocentric) structures more positively. Our study shows that evaluating the effectiveness of polycentricity as a normative model is both theoretically and empirically challenging, and that polycentricity is still the subject of a research agenda with hypotheses that need to be tested. The findings indicate that polycentricity is not the superior model it has been frequently advertised as and that its effectiveness is significantly influenced by a range of factors relating to its political foundation, weak theoretical positioning, ambiguous conceptualisation, context dependence, and highly variable governance frameworks. The study recommends that scientific theorising of polycentricity should be aligned with close scrutiny of the relevant contexts to overcome its idealistic nature and lack of adaptability. The article cautions planners and policymakers against a sweeping promotion of polycentric development, as the implementation of this concept is not necessarily associated with fostering economic performance, social cohesion, and environmental sustainability. Introduction Over the last two decades, the utilisation of the concepts of “polycentrism”1 and “polycentric development” has noticeably increased in the strategies and plans of spatial development (Meijers, 2008a, Wang et al., 2022). These concepts have been recognised as key elements and served as both a scientific analytical framework for examining real-world phenomena and the politically important parts of normative goals and perspectives in spatial development policies (Harrison and Hoyler, 2014, Lambregts, 2009, Derudder et al., 2022, Hall and Pain, 2006, Taylor et al., 2008). To achieve objectives such as enhancing economic performance, promoting social cohesion, and advancing environmental sustainability, these concepts have been integrated into spatial development policies and plans at different levels (Burger and Meijers, 2012, Zhang et al., 2022). Historical recovery shows that the emergence of the concept of polycentricity in the 1990 s to promote the benefits of “European integration” is a significant departure from traditional approaches in spatial planning. In particular, the European Spatial Development Perspective Document (ESDP) introduced a new framework for considering the spatial organisation of cities and regions. ESDP advocates for the first time a balanced spatial structure that fosters cooperation and complementarity between cities and regions. This normative interpretation from polycentricity made it the most desirable model of spatial structure and a leading principle in achieving balanced regional development throughout the EU, making it the main objective of EU regional policy. Today, polycentric conflict remains a central theme in EU territorial cohesion policy, and its popularity has spread even beyond Europe. This concept in normative interpretation promises to reduce spatial inequalities, combat the negative effects of excessive concentration and social-spatial polarization, and increase the competitiveness and efficiency of economic production regardless of the spatial context. However, the popularity of the concept of polycentricity has led to its acceptance in planning circles, and its vague and ambiguous meanings have caused confusion and uncertainty in the conceptualization of polycentric development in the planning apparatus. Simultaneous polycentricity has quickly attracted the attention of academic circles and has become an important research topic. This issue has caused controversy between the scientific and political discourse of polycentricity. On one side, the absence of robust empirical evidence has led some researchers to concentrate on the potential and theoretical aspects of polycentricity rather than empirical facts and theories (Groth et al., 2011). On the other, politicians have established the foundation for the practical introduction of these concepts into countries' spatial planning documents by giving their approval. Planners and politicians, inspired by the adoption of polycentricity as a role model in certain regions, have taken active measures to implement it in other contexts through public intervention. Some researchers adopt a more cautious viewpoint to the claimed positive functions of polycentricity, opting to thoroughly evaluate the empirical evidence before reaching any conclusions. Viewing it as a matter of concern, Davoudi (2007), Meijers and Sandberg (2008), and Li et al. (2022a) have expressed their criticism of the political endorsement of polycentricity as a panacea for all problems. They posit that polycentricity may simply serve as a placebo, which could mean anything and potentially act as a pathogen, exacerbating existing problems. While polycentricity theoretically asserts to improve economic performance, enhance social cohesion, and promote environmental sustainability, these claims have yet to be substantiated through empirical evidence (Davoudi, 2003, Manole et al., 2020, Parr, 2004, Rauhut, 2017; B. A. S. Waterhout et al., 2005; W. Li, Sun, et al., 2018; Natalia & Heinrichs, 2020). Despite researchers' involvement, the absence of theoretical perspectives to support polycentric development as a normative policy stance remains an issue. Its effects are also uncertain from an empirical viewpoint (Agarwal et al., 2012, Rauhut, 2017, Vandermotten et al., 2008). The questionability of polycentric development's multi-objective nature as a spatial planning key concept is apparent. The examination of the social, economic, and environmental impacts of polycentricity, including both potential advantages and drawbacks, has been insufficiently addressed or overlooked. The significance of this issue lies in the recognition of polycentricity as a desirable and normative model for spatial development, as it has the potential to serve as a guiding principle for political intervention (Cheng and Shaw, 2018, Rauhut, 2017, Waite, 2023). Camagni and Capello (2004) maintain that polycentricity can only be regarded as a new paradigm in spatial sciences when its exact meaning is fully defined, its theoretical economic logic is justified, and its empirical characteristics are distinguished from traditional spatial realities and processes. Davoudi (2003) believes that failing to promote and understand polycentricity as a model for spatial development will result in it becoming just another “idea” and not a sustainable model. Thus, to ensure its sustainability, polycentric development must undergo testing to determine its usefulness and validity (Meijers, 2008a). The idea of polycentricity is intricate, just like TV series that need a complex blend of strong storytelling, engaging characters, high production standards, skilled actors and agents, innovation, effective marketing, and critical acclaim to be successful. Polycentricity is akin to TV series in the sense that various factors are crucial and must be present for it to succeed. Consequently, supporting polycentricity based solely on idealistic and positive objectives is inadequate, as weak links in any of the necessary factors may lead to its failure. Thus, to maximise the potential of polycentric development in spatial planning, it's crucial to assess its implications and adopt well-informed versions of it instead of blindly copying it. In the academic literature, the term “polycentric urban regions” (PURs) refers to a manifestation of the scaling of urban development and the formation of “regional urbanisation.” (Soja, 2015). These new spatial structures result from the merger of adjacent cities of similar size, which were previously separate but interlinked (Burger and Meijers, 2012, Meijers et al., 2018). PURs are characterised by a regional spatial structure in which multiple urban areas interact and cooperate (Brezzi & Veneri, 2015). These regions exhibit interdependent economies, labour markets, and shared infrastructures; thereby, they transform the constituent settlements into “overarching entities” through their connections (Liu et al., 2016). The prevalence of functional relationships between cities, such as the development of agglomeration economies and the absence of diseconomies associated with more concentrated forms of development, such as congestion and environmental pollution, contribute to the growing prominence of PURs. Additionally, the pursuit of more sustainable and balanced urban development across cities further supports the organisation of urban systems in a polycentric manner (Van den Berghe et al., 2022). Therefore, the promotion of PURs is seen as a means to improve economic performance, promote social cohesion, and enhance environmental sustainability. The examination of polycentric urban structures on this scale has garnered attention from several researchers in the field. This has resulted in an increased focus on investigating the characteristics and impacts of such spatial structures. These evaluations offer a valuable contribution to the ongoing debate surrounding polycentric urban structures. However, the question of whether polycentricity is a desirable spatial structure remains unresolved, and obtaining answers to these fundamental and supplementary questions is crucial for informed political decision making (Li and Liu, 2018, Meijers and Burger, 2010, Zhang et al., 2017). In light of these considerations, the present study aims to systematically review the empirical evidence on polycentricity on a regional scale. It endeavours to answer two questions: 1) Does empirical evidence support the notions about the effectiveness of polycentric urban structures in terms of achieving their intended goals on a regional scale? 2) What factors influence the effectiveness of polycentricity as a prescriptive and normative model? To put it simply, this study's second question investigates the effectiveness of the prescriptive and normative model "polycentricity." Effectiveness in this sense is measured by how well the model achieves its predetermined goals and objectives in real-world scenarios. Evaluating the degree of effectiveness involves assessing the model's alignment with the values and requirements of stakeholders; how effectively it addresses the challenges and opportunities of the planning context; and how efficiently it achieves its intended outcomes. To put it in a different way, this study aims to make a novel contribution to the field by tackling two main objectives. First, it aims to explore the impact of polycentricity on economic performance, social cohesion, and environmental sustainability. Second, it conducts a critical evaluation of the factors that influence the effectiveness of polycentricity as a prescriptive and normative model in spatial planning. To this end, it conducts an in-depth examination of various perspectives to systematically outline and examine the potential of polycentricity to advance economic, social, and environmental progress, or alternatively, to determine why it may not be successful in doing so. The study is structured as follows: Section 2 offers an overview of the literature review, followed by the explanation of the methodology in Section 3. Section 4 presents the analyses, which will be discussed in Section 5. Finally, Section 6 presents the conclusion. Section snippets Literature review The concept of PURs can be viewed as a product of an ongoing global discourse among scholars in the fields of urban planning and geography, dating back several decades into the 20th century. It has been argued that the polycentric spatial structures are becoming the leading form of city-regions in the new millennium (Bartosiewicz and Marcinczak, 2022, Dieleman and Faludi, 1998, Kloosterman and Musterd, 2001, Phelps and Ozawa, 2003, Van Houtum and Lagendijk, 2001). Van Meeteren (2022) sheds Material and methods The study at hand sets out to gather empirical evidence of the effects of polycentricity and to evaluate the factors affecting the effectiveness of polycentricity as a prescriptive and normative model. This is accomplished through conducting a systematic literature review, which serves as the first endeavour to organise and consolidate the existing knowledge and to provide relevant insights to researchers, planners, and policymakers (Fink, 2014). The systematic literature review is a rigorous Polycentricity and economic performance The evaluations of polycentricity that are deemed most critical are often linked to economic performance. Theoretical logic suggests that transitioning from monocentricity to polycentricity in urban regions may lead to a higher economic performance, and researchers have attempted to establish this by constructing empirical evidence. To evaluate the impact of agglomeration economies on local labour productivity, most studies adopt models based on the Cobb-Douglas production function (Ciccone, Discussion This article aims to conduct a systematic review of the evaluations of polycentricity in the intercity (regional) scale and to critically analyse the factors affecting its effectiveness as a prescriptive and normative key model in spatial planning. The empirical studies in this field have analysed various aspects, including economic performance, environmental sustainability, social cohesion, and multi-objective evaluations. The selected studies were categorised into four groups: positive, Conclusion Contemporary spatial planning recognises polycentricity as a fundamental principle. Policymakers have emphasised the transformation of the concept of polycentricity from a mere descriptive and analytical model into a prescriptive and normative model aimed at promoting economic performance, social cohesion, and environmental sustainability. With the objective of assessing the evaluation of polycentric spatial structures at the regional scale through empirical evidence and determining the factors CRediT authorship contribution statement Hashem Dadashpoor: Conceptualization, Methodology, Writing – original draft, Writing – review & editing, Supervision. Abbas Doorudinia: Conceptualization, Methodology, Investigation, Writing – original draft. Abolfazl Meshkini: Conceptualization, Writing − review & editing. Declaration of Competing Interest The authors report no declarations of interest. Acknowledgment We would like to express our sincere appreciation and respect to the esteemed editor, Karl Fischer and anonymous reviewers for their diligent and thorough review of our manuscript. Their invaluable guidance and constructive feedback have significantly improved the quality of our work. Hashem Dadashpoor is an associate professor at Tarbiat Modares University, Faculty of Art and Architecture, Department of Urban and Regional Planning. His research interests include urban and regional planning, urban and regional studies, spatial planning, land use planning, and planning theory. References (362) S. Angel et al. The productivity of American cities: How densification, relocation, and greater mobility sustain the productive advantage of larger U.S. metropolitan labor markets Cities (2016) B. Bartosiewicz et al. Investigating polycentric urban regions: Different measures – Different results Cities (2020) J.C. Brinkman Congestion, agglomeration, and the structure of cities Journal of Urban Economics (2016) M. Brülhart et al. Agglomeration and growth: Cross-country evidence Journal of Urban Economics (2009) D. Burgalassi et al. Urban spatial structure and environmental emissions: A survey of the literature and some empirical evidence for Italian NUTS 3 regions Cities (2015) M.J. Burger et al. Heterogeneous development of metropolitan spatial structure: Evidence from commuting patterns in English and Welsh city-regions, 1981–2001 Cities (2011) R. Camagni et al. The City Network Paradigm: Theory and Empirical Evidence (2004) D. Castells-Quintana Malthus living in a slum: Urban concentration, infrastructure and economic growth Journal of Urban Economics (2017) O. Cats et al. Multi-modal network evolution in polycentric regions Journal of Transport Geography (2021) J. Chen et al. City size and urban labor productivity in China: New evidence from spatial city-level panel data analysis Economic Systems (2017)
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There is a rich literature on nonparametric and semiparametric estimations of panel or longitudinal data. However, few studies focus on the nonparametric and semiparametric panel models with fixed effects. We consider semiparametric partially linear varying-coefficient models for panel data with fixed effects. We propose consistent estimators for both the parametric and nonparametric components in the models based on profile likelihood and local linear smoothing method. Simulation shows that our estimators behave quite well.
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Summary  This paper proposes a test statistic for the null hypothesis of panel stationarity that allows for the presence of multiple structural breaks. Two different specifications are considered depending on the structural breaks affecting the individual effects and/or the time trend. The model is flexible enough to allow the number of breaks and their position to differ across individuals. The test is shown to have a standard normal limit distribution with a good finite sample performance. It is applied to typical panel data of real per capita GDP in a set of OECD countries.
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Carbon dioxide emissions may create significant social harm because of global warming, yet American urban development tends to be in low density areas with very hot summers. In this paper, we attempt to quantify the carbon dioxide emissions associated with new construction in different locations across the country. We look at emissions from driving, public transit, home heating, and household electricity usage. We find that the lowest emissions areas are generally in California and that the highest emissions areas are in Texas and Oklahoma. There is a strong negative association between emissions and land use regulations. By restricting new development, the cleanest areas of the country would seem to be pushing new development towards places with higher emissions. Cities generally have significantly lower emissions than suburban areas, and the city-suburb gap is particularly large in older areas, like New York.
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Empirical studies of the Environmental Kuznets Curve (EKC) examine the presence or otherwise of an inverted U-shaped relationship between the level of pollution and the level of income. Customarily, in the diagram of EKC the level of income is shown on the horizontal axis and that of pollution on the vertical axis. Thus, it is presumed that the relationship between income and pollution is one of unidirectional causality with income causing environmental changes and not vice versa. The validity of this presumption is now being questioned. It is being asserted that the nature and direction of causality may vary from one country to the other. In this paper, we present the results of a study of income–CO2 emission causality based on a Granger causality test to cross-country panel data on per capita income and the corresponding per capita CO2 emission data. Briefly, our results indicate three different types of causality relationship holding for different country groups. For the developed country groups of North America and Western Europe (and also for Eastern Europe) the causality is found to run from emission to income. For the country groups of Central and South America, Oceania and Japan causality from income to emission is obtained. Finally, for the country groups of Asia and Africa the causality is found to be bi-directional. The regression equations estimated as part of the Granger causality test further suggest that for the country groups of North America and Western Europe the growth rate of emission has become stationary around a zero mean, and a shock in the growth rate of emission tends to generate a corresponding shock in the growth rate of income. In contrast, for the country groups of Central and South America, Oceania and Japan a shock in the income growth rate is likely to result in a corresponding shock in the growth rate of emission. Finally, causality being bi-directional for the country groups of Asia and Africa, the income and the emission growth rates seemed to reinforce each other.
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This paper investigates the relationship between environmental pollution and economic growth in China based on the environmental Kuznets curve hypothesis, using Chinese provincial data over 1985–2005. Waste gas, waste water and solid wastes are used as environmental indicators and GDP is used as the economic indicator. It is found by panel cointegration test that there is a long-run cointegrating relationship between the per capita emission of three pollutants and the per capita GDP. According to comparisons with the dynamic OLS estimator and the Within OLS estimator, we find that panel cointegration estimation is preferable for all pollutants except for solid wastes. The results also show that all three pollutants are inverse U-shaped, and water pollution has been improved earlier than gas pollution and solid pollution.
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This paper employs a conditional logit model to estimate the effects of state environmental regulations on foreign multinational corporations' new plant location decisions from 1986 to 1993. The relationship between site choice and state environmental regulations is explored, using four measures of regulatory stringency. We find evidence that heterogeneous environmental policies across states do matter.
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Using recent theories of growth, this paper presents empirical evidence that export diversification promotes economic growth. This result is robust to different specifications of the growth equations and different measures of export diversification. In developing countries, export diversification is associated also with higher investment rates.
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Cities can be thought of as the absence of physical space between people and firms. As such, they exist to eliminate transportation costs for goods, people and ideas and transportation technologies dictate urban form. In the 21st century, the dominant form of city living is based on the automobile and this form is sometimes called sprawl. In this essay, we document that sprawl is ubiquitous and that it is continuing to expand. Using a variety of evidence, we argue that sprawl is not the result of explicit government policies or bad urban planning, but rather the inexorable product of car-based living. Sprawl has been associated with significant improvements in quality of living, and the environmental impacts of sprawl have been offset by technological change. Finally, we suggest that the primary social problem associated with sprawl is the fact that some people are left behind because they do not earn enough to afford the cars that this form of living requires.
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This paper models and estimates net urban agglomeration economies for cities. Economic models of cities postulate an inverted U shape of real income per worker against city employment, where the inverted U shifts with industrial composition across the urban hierarchy of cities. This relationship has never been estimated, in part because of data requirements. China has the necessary data and context. We find that urban agglomeration benefits are high—real incomes per worker rise sharply with increases in city size from a low level. They level out nearer the peak and then decline very slowly past the peak. We find that a large fraction of cities in China are undersized due to nationally imposed, strong migration restrictions, resulting in large income losses.
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This paper develops a very simple test for the null hypothesis of no cointegration in panel data. The test is general enough to allow for heteroskedastic and serially correlated errors, unit-specific time trends, cross-sectional dependence and unknown structural breaks in both the intercept and slope of the cointegrated regression, which may be located at different dates for different units. The limiting distribution of the test is derived, and is found to be normal and free of nuisance parameters under the null. A small simulation study is also conducted to investigate the small-sample properties of the test. In our empirical application, we provide new evidence concerning the purchasing power parity hypothesis. Copyright (c) Blackwell Publishing Ltd and the Department of Economics, University of Oxford, 2008.
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This paper proposes a residual-based Lagrange multiplier (LM) test for a null that the individual observed series are stationary around a deterministic level or around a deterministic trend against the alternative of a unit root in panel data. The tests which are asymptotically similar under the null, belong to the locally best invariant (LBI) test statistics. The asymptotic distributions of the statistics are derived under the null and are shown to be normally distributed. Finite sample sizes and powers are considered in a Monte Carlo experiment. The empirical sizes of the tests are close to the true size even in small samples. The testing procedure is easy to apply, including, to panel data models with fixed effects, individual deterministic trends and heterogeneous errors across cross-sections. It is also shown how to apply the tests to the more general case of serially correlated disturbance terms.
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Considerable interest has focused on the possible existence of an environmental Kuznets curve, whereby pollution first increases but later falls with increasing income. Empirical studies have concentrated on a wide spectrum of countries and run into inevitable problems of data comparability and quality. We avoid these problems by looking at seven types of air emissions across the 50 US states and find all seven pollutants decrease with increasing per capita income. We also find strong evidence of heteroscedasticity with respect to the income emissions relationship: lower-income states display much greater variability in per capita emission levels than higher-income states. Additionally, we look at the best measured of these emissions, air toxics, for the period 1988 94. Using a simple sign test, we find support for the notion that an increase in income is associated with a decrease in per capita emissions. However, the change in emissions appears to be unrelated to the magnitude of the change in income. We do find, though, that the reduction in per capita emissions is increasing both in terms of the 1988 level of per capita emissions and income. Possible implications of these results for the development process are discussed.
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This paper examines the relationship between per capita income and a wide range of environmental indicators using cross-country panel sets. The manner in which this has been done overcomes several of the weaknesses asscociated with the estimation of environmental Kuznets curves (EKCs). outlined by Stern et al. (1996). Results suggest that meaningful EKCs exist only for local air pollutants whilst indicators with a more global, or indirect, impact either increase monotonically with income or else have predicted turning points at high per capita income levels with large standard errors unless they have been subjected to a multilateral policy initiative. Two other findings are also made: that concentration of local pollutants in urban areas peak at a lower per capita income level than total emissions per capita; and that transport-generated local air pollutants peak at a higher per capita income level than total emissions per capita. Given these findings, suggestions are made regarding the necessary future direction of environmental policy.
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