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sustainability
Article
Food Security Challenges in Rapidly Urbanizing
Developing Countries: Insight from Indonesia
Andi Syah Putra 1,2, Guangji Tong 1, * and Didit Okta Pribadi 3
1Department of Agricultural Economics and Management, Northeast Forestry University, Harbin 150040,
Heilongjiang, China; andisyahputra@nefu.edu.cn
2Center for Regional Systems Analysis, Planning and Development (CRESTPENT/P4W), IPB University,
Bogor 16144, Indonesia
3Research Center for Plant Conservation and Botanic Gardens, Indonesian Institute of Sciences,
Bogor 16003, Indonesia; didit.pribadi@tum.de
*Correspondence: tonggj63@126.com; Tel.: +86-13503610923
Received: 14 September 2020; Accepted: 18 October 2020; Published: 17 November 2020
Abstract:
Urbanization has become a global phenomenon that affects the food system. Some studies
revealed that urbanization increases income/capita, thus transforming food consumption from cereals
to animal products, vegetables, and fruits. Urbanization, particularly in developing countries,
not only produces economic benefits but also various issues that might lessen peoples’ capacity
to afford food. This study aims to analyze the impact of urbanization on food consumption, food
composition, as well as farming performance. Series of consumption data since 1976 and statistical
descriptive approaches were employed. The results showed a trend of declining the share of
food expenditures, especially in urban areas, which is commonly regarded as a sign of increasing
prosperity. Surprisingly, food composition remained stable, dominated by rice, due to lower-income
and higher non-food expenditures of urban inhabitants mainly for housing, transportation, water
and energy. The stagnancy of food composition provides less incentive for farmers; thus, farming is
dominated by low-revenue paddy fields, uneducated laborers, and older farmers. Based on these
findings, some recommendations can be suggested: (1) incorporating food composition and farming
performance into food security policies, instead of merely focusing on the compliance of food supply
and demand, (2) linking food issues with non-food issues, especially with urban planning, housing
development, and transportation management to increase the income capacity of the society to
purchase a greater variety of food, and (3) developing food diversification served by urban food
vendors to support the benefits of the farming business.
Keywords:
food security; urbanization; food expenditures; food composition; farming performance;
developing countries
1. Introduction
The relationship between urbanization and the food system has become an important issue as
a global society is becoming more urban, and this change alters the food supply and demand [
1
–
4
].
Numerous studies have stated that urbanization has pushed economic growth and income per capita,
thus enhancing people’s capacity to access food [
5
–
7
]. As a result, the quality of consumption is
improving as people have more money to buy a greater variety of food [
5
,
8
–
10
]. Meanwhile, people’s
consumption of processed and preserved food tends to increase in parallel with increasing eating-out
behavior [2,6].
Growing urban populations might stimulate an increased demand for food, which is beneficial
for farmers [
2
]. The change in urban diets has provided opportunities for farmers to diversify and
Sustainability 2020,12, 9550; doi:10.3390/su12229550 www.mdpi.com/journal/sustainability
Sustainability 2020,12, 9550 2 of 20
develop their products [
1
,
11
]. Furthermore, increasing rural-to-urban migration is believed to increase
rural income [1,12] and farming efficiency as the ratio of farmers to farmland is declining [13].
However, it should be of concern that vast urbanization has converted large tracts of primarily
agricultural land [
14
–
16
], reduced water availability for farming [
17
,
18
], and increased the cost of
food transportation as the distance between production land and urban market increases [
2
,
11
,
19
].
More people rely on the market for food sources; thus, their capacity to afford food is greatly affected
by income spent on non-food expenditures [
1
]. Furthermore, increasing rural-to-urban migration
has left rural areas and agriculture with less human resources, [
12
] as well as increased poverty and
informal sectors in urban regions [
20
,
21
]. The situation becomes worse as more farmers lose their land
ownership due to increasing land purchases in rural areas, mainly for property investment [22,23].
The relationship between urbanization, food, and farming is not a simple matter. This complexity
leads to debates that are difficult to resolve due to the lack of data and empirical research. A study
in China and India, as two populous nations with emerging economies, revealed that urbanization,
which underpins economic growth, has caused a decline in the share of food expenditures and a shift
in food composition from food grain to animal products, vegetables, and fruits [
5
]. However, in most
developing countries, the shift of food composition is complicated as cities have a more diverse food
system where formal and informal as well as modern and traditional food markets coexist [24].
As a part of the food system [
25
], food security is the capacity of a region/nation to enhance its
food availability, accessibility, utility and stability [
26
]. It is believed that urbanization will support
food accessibility and utility by increasing income per capita. However, this is still questionable as
urbanization also creates negative effects that might reduce the capacity of urbanities to purchase
food [
1
,
4
,
27
]. Particularly, poor people living in urban areas are usually alienated from urban
government policy supports [
1
,
28
], while their number is increasing in developing countries due to
excessive rural-to-urban migration [
29
,
30
]. Even in India, increasing urbanization and poverty occurred
concurrently, leading to the emerging issue of urban food insecurity [
28
,
31
]. Therefore, the increasing
rate of urban poverty, urban informality, and other urban issues cannot be neglected as factors
that influence the overall food consumption. Furthermore, problems also threaten food availability
and stability, as farming is increasingly under pressure from the expanding urban effects on the
agricultural landscape and social–economic life [
32
,
33
]. Therefore, further research must be conducted
in various urbanization settings, especially in the rapidly urbanizing developing countries [
24
].
This is important to broaden our perspective about the link between urbanization, food security,
and farming performance.
Indonesia, as a country with a large population like China and India, has undergone accelerated
urbanization and economic growth, but these processes have also led to negative impacts such as
income disparity, urban poverty, urban informality, gated communities, urban sprawl, losses of
natural and agricultural land, among others [
34
,
35
]. These issues are quite common in urban areas in
developing countries [
36
]; therefore, Indonesia could become a good reference for finding strategies to
enhance food security in the urbanizing world, which is now dominated by rapid urbanization in Asia
and Africa that exhibit similar characteristics.
It has been predicted that, globally, the urban population will reach 72.8% by 2050 [
37
]. Indonesia,
which ranks the fourth-largest population worldwide, is following the global trend where 54.7% of
the population lived in urban areas in 2017 [
37
]. However, the benefits of urbanization have not
reached an optimal return, as it is driven by expanding metropolitan regions (i.e., large urban areas
that cover cities, suburban areas, and sometimes rural areas) where tremendous economic growth
is eroded by various issues including inadequate infrastructure, poor market access, institutional
inefficiencies, inefficient spatial structure, the predominance of low value-added economic activities,
and an unsupportive business climate [
30
]. As a result, urban inequality is increasing, showing that
the economic benefits of urbanization are not evenly gained by all inhabitants [38].
This paper has the objective to analyze food security challenges under rapid urbanization in
Indonesia which could be similar in most developing countries. Particularly, we focus on food
Sustainability 2020,12, 9550 3 of 20
accessibility, that including affordability, allocation, and preferences, and food availability which
includes production, distribution, and exchange [
25
]. This paper aims to (1) identify the changes in
food and non-food expenditures during urbanization, (2) describe the changes in food and non-food
composition consumed by rural and urban inhabitants, and (3) define the effect of food composition
dynamics on farming performance.
2. Data and Method
This study was based on descriptive statistic approaches that were used to analyze the time-series
data of household consumption expenditures obtained from Susenas (i.e., the National Social Economic
Survey). The data have been regularly surveyed by Indonesia’s National Statistics Office (Badan Pusat
Statistik, BPS) since 1963. Using food expenditures data as a representation of food consumption
is commonly done, such as in the study of Humphries et al. [
39
] and Colozza and Avendano [
24
],
especially when the aim is to observe a trend over time.
The first Susenas involved 16,000 household samples [
40
], and the survey has grown to include
300,000 households. Susenas data were collected based on two groups of consumption, i.e., food and
non-food groups. The food group has 14 commodity groups, i.e., cereals, tubers, fish/shrimp/common
squid/shells, meat, eggs and milk, vegetables, legumes, fruits, oil and coconut, beverages, spices,
miscellaneous food items, prepared food and beverages, and cigarettes. The non-food group has
eight commodity groups, i.e., housing and household facilities, goods and services, education cost,
health cost, clothing, footwear and headgear, durable goods, taxes and insurance, and parties and
ceremonies. In total, there are more than 350 items within all groups. Some items were corrected
to adjust to the consumption patterns of society over time. Data on food consumption were based
on the household food expenses for one week, while data on non-food consumption were based on
the household non-food expenses for one month or year depending on the durability of the goods.
Then, the data were used to calculate the value of expenditures per household per month. In this study,
the value was then divided by the number of household members to produce the expenditure value
per capita per month.
This paper used the Susenas data from as early as 1976, as urbanization in Indonesia has
experienced a significant rate increase since the early 1970s [
41
]. The sample frame was designed to
obtain estimates at the national and regional levels, classified by urban and rural regions. The sample
location was defined as the probability proportional to size. Susenas was usually integrated with other
surveys. For instance, the Indonesian population census, which is performed every decade, was used
to form the sampling frame of Susenas. Susenas has repeatedly undergone several amendments,
but no major changes have occurred thus far; therefore, the data are largely comparable among years.
As a complement for expenditure data, we used the data of income groups again from Susenas,
to define the different food expenditures between groups. These data have been highly accepted for
research, planning, and policymaking in Indonesia. Many empirical studies have used Susenas data,
such as research on the elasticity of demand for staple food groups, mainly rice [
42
], non-food group
consumption [
43
], food demand elasticity for 11 food commodities [
44
], food demand commodities of
urban areas by income groups [
45
], impacts of the economic crises on household welfare [
46
], income
inequality [
38
,
47
–
50
], spatial econometrics model in understanding food expenditure [
51
], as well as
policy evaluation studies [52,53].
Furthermore, the Agricultural Census Data established by BPS were employed. The data were
collected every 10 years. The last census was performed in 2013. Some comparisons with the
Agricultural Census Data 2003 were conducted to define the dynamics of farming as a response to
food consumption changes under rapid and vast urbanization in Indonesia.
Sustainability 2020,12, 9550 4 of 20
3. Results and Discussion
3.1. Changes in Food and Non-Food Expenditures with Urbanization
Urbanization has a strong correlation with an increase in the gross domestic product (GDP) per
capita [
54
,
55
], and this is also found in Indonesia (Figure 1). Here, urbanization refers to the number of
populations who live in urban regions defined by BPS based on criteria of high population density,
non-agriculture economic-based, and urban-standard facilities. However, there was a significant
disturbance between 1996 and 1998 that reversed the growth of GDP per capita as the economic
crisis hit Southeast Asia, including Indonesia. Before the crisis, the growth of GDP per capita was
followed by a high rate of urbanization. From 1976 to 1996, the annual rate of GDP per capita growth
(i.e., constant price in 2010) was 4.45%, while the annual rate of urban population growth was 5.15%.
After the crisis, the annual rate of GDP per capita growth was lower (3.90%), but the annual rate of
urban population growth dropped considerably to 2.95% (Figure 2).
Figure 1.
The relationship between urbanization level and GDP per capita constant price of 2010 from
1976 to 2017.
Figure 2.
Indonesia’s economic growth, GDP per capita growth and urbanization growth 1961–2017.
Source: authors’ development based on the World Bank data [56].
Urban population growth that was lower than the increasing rate of GDP per capita typically
indicates increasing urban productivity. However, it should be noted that the declining rate
of urbanization occurred when urban inhabitants accounted for more than 40% of the national
population; thus, this result likely indicates that the capacity of urban areas to accommodate larger
populations has declined. Recently, urban development in Indonesia has faced various socio-ecological
Sustainability 2020,12, 9550 5 of 20
issues (i.e., poverty, informality, lack of infrastructure, inequality of income and land property, etc.);
thus, immigrants find it difficult to achieve a decent quality of life.
The percentage of the monthly average expenditures per capita for food and non-food consumption
from 1976 to 2017 are presented in Figure 3A for the national level, Figure 3B for the rural level,
and Figure 3C for the urban level. Figure 3A shows that the percentage of food consumption per
capita continuously declined, while the percentage of non-food consumption per capita continuously
increased until both converged in 2007, with only slight differences afterwards. Figure 3B shows that
the declining food consumption per capita and the increasing non-food consumption per capita are not
convergent, and both lines even diverged at the time of crisis between 1996 and 1998. Figure 3C shows
that the declining food consumption per capita and the increasing non-food consumption per capita
converged in 1993 but experienced an anomaly where, once again, the food consumption per capita
became higher than the non-food consumption per capita at the time of crisis between 1996 and 1999.
Afterwards, the previous trend returned, where the non-food consumption per capita was consistently
higher than the food consumption per capita. As is shown in Figure 3B,C, the economic crisis had a
great impact on consumption patterns. Studdert et al. [
57
] reported that, by May 1998, food prices had
risen 74% higher than the previous year’s price.
By adding a linear trend line in each curve of the graph, the slope of every trend could be captured.
At the national level, the absolute value of the slope including the food and non-food curves was
higher (0.868) than the rural (0.7302) and urban (0.6164) values. Although the national slope is quite
high, surprisingly, the share of food expenditures was still dominant until 2007, or more than three
decades of urbanization. This result is likely because of (1) the lower slope of the rural trend and
(2) the discontinuity of the urban trend due to the economic crisis.
According to Engle’s law, economic growth can encourage people to increase their prosperity,
indicated by rising the consumption of goods and services other than food [
10
]. This study shows
that declining food and increasing non-food expenditures occurred in both rural and urban areas.
Seemingly, this is following Engel’s law. Nevertheless, it should be noted that it is not a single indicator
of increasing prosperity. Assessing the composition of food and non-food items will explain whether
the declining share of food expenditures represents an increase in life prosperity, or contrarily, a decline
in food affordability.
3.2. Changes in the Composition of Food and Non-Food Consumption in Urban and Rural Areas
3.2.1. The Composition of Food Consumption
The changes in the percentage of consumption per capita of different food items are shown in
Figure 4A for the national level, Figure 4B for the rural areas, and Figure 4C for the urban areas
from 1976 to 2017. At the national level, cereal consumption declined, compensated by increasing
the consumption of prepared food and beverages (see Figure 4A). The consumption of cigarettes had
increased from 7.32% in 1976 to 12.42% in 2017. Although cigarettes are usually not considered as
food, their consumption in Indonesia is quite high [
58
] and suppress food affordability. By excluding
cigarettes, Figure 5A shows that the share of cereals and prepared food and beverages to reach
nearly 50% of total expenditures. This value was relatively stable, particularly from 2007 to 2016,
and reached more than 50% in 2017. The consumption of other food increased slightly or remained
stable, except eggs and milk, which noticeably increased from 2.62% in 1976 to 6.35% in 2017. As noted,
from 1976 to 1987, oil and coconut, beverages (i.e., coffee, tea, syrup, sugar), and spices were grouped
as miscellaneous food items, but they were shown separately from 1990 to 2017.
In rural areas, cereal consumption also declined but not as sharply as the decline at the national level
(Figure 4B). The consumption of prepared food and beverages increased and became higher than that of
cereals. Both of these food items had shares of approximately 40% over time. Again, the consumption
of cigarettes was doubled from 6.99% in 1976 to 14.72% in 2017, while other items remained stable.
Only eggs and milk noticeably increased. By excluding cigarettes, Figure 5B shows that cereals and
Sustainability 2020,12, 9550 6 of 20
prepared food and beverages reached 40–50% of the total food consumption and fluctuated little
from 1976 to 2017.
Figure 3.
Change in food and non-food expenditures over the years: (
A
) national level, (
B
) rural areas
and (C) urban areas.
In urban areas, cereal consumption was continuously lower than that in rural areas (Figure 4C).
The consumption of prepared food and beverages constantly increased. The consumption of cigarettes
had also increased, although this was not as high as the consumption at national or rural areas.
The consumption of cereals and prepared food and beverages were relatively high, at approximately
40% to 50% when cigarettes were excluded (Figure 5C).
The decreasing trend in the consumption of cereals and, conversely, the increasing trend in the
purchase of ready to eat food and beverages occurred at the national level, including rural and urban
areas, with the highest intensity found in the urban society. This finding indicated an increase in
eating-out behavior, along with urbanization [
6
]. Anggraini et al. [
59
] even found that in the urban
Sustainability 2020,12, 9550 7 of 20
poor population in Indonesia, there are street food vendors, small shops (warung) and small cafes
(warung makan) providing various prepared food and beverages.
When comparing consumption in rural and urban areas, the consumption of vegetables was
higher in rural areas, while urban inhabitants consumed more eggs, milk, and meat than did rural
dwellers. Rural inhabitants appear to have more access to food from cultivated crops, while urban
inhabitants have more access to livestock products that are available in the market. It is uncommon for
rural farmers to consume their livestock products which have higher prices in the market.
It could be highlighted, that the change in food composition from 1976 to 2017 was mainly
described by a shift from cereals to prepared food and beverages, followed by an increase in cigarettes,
a small increase in eggs and milk, and a slight increase or stable consumption in other food items.
Interestingly, Susenas data further show that more than 50% of the food ingredients of prepared food
and beverages were still dominated by cereals, mainly rice and noodles.
Prepared food dominated with rice consisting of nasi rames (i.e., a plate of rice accompanied
by a mixture of dishes); nasi goreng (fried rice); soto/gule/sop/rawon/cincang (i.e., various soups with
rice); gado-gado/ketoprak/pecel (i.e., salad with peanut sauce eaten with rice); and lontong/ketupat sayur
(i.e., rice steamed in banana or coconut leaves). Prepared food dominated by noodles include mie bakso
(meat ball noodles), mie rebus (steamed noodles), and mie goreng (fried noodles). These data showed that
the consumption of cereals was consistently high. The only difference is that in the past, households
bought cereals mainly for cooking, but currently, they buy prepared food dominated by cereals.
Urbanization not only affected the number of foods consumed but also affected the composition
of diets [
60
–
62
]. Diets were influenced by changes in income and exposure to urban lifestyles.
Food grain consumption tends to decrease, while other foods, including animal products and fruits,
tend to increase [
5
,
63
,
64
]. Surprisingly, Indonesia, as a highly urbanized country, exhibits a different
pattern, as the declining share of food expenditures was not followed by changes in food composition.
The consumption of meat and dairy products as well as fruit and vegetables were relatively stable or
increased slightly, whereas the consumption of cereals was constantly high. This confirms findings by
Colozza and Avendano [
24
] that urbanization did not change the composition of diets of Indonesian
people as they predominantly consumed traditional cuisine, which is high in cereals and plant
products. However, instead of mentioning culture as the only factor that drives the consumption
pattern, this study attempts to analyze this phenomenon from the perspective of the changes in total
expenditures and income capacity along with urbanization.
Sustainability 2020,12, 9550 8 of 20
Figure 4.
Percentage per capita of food consumption by commodity group at (
A
) national level,
(
B
) rural areas and (
C
) urban areas over time, including cigarettes. Note: in 1976–1987, oil and coconut,
beverages, and spices were still grouped as miscellaneous food.
Sustainability 2020,12, 9550 9 of 20
Figure 5.
Percentage per capita of food consumption by commodity group at (
A
) national level, (
B
) rural
areas and (
C
) urban areas over time without cigarettes. Note: in 1976–1987, oil and coconut, beverages,
and spices were still grouped as miscellaneous food.
Sustainability 2020,12, 9550 10 of 20
3.2.2. The Composition of Non-Food Consumption
Most studies of changes in food consumption with urbanization mainly focused on the composition
of food expenditures but neglected the effect of non-food expenditures. As all of the goods and services
must be purchased in urban settings, the composition of non-food consumption is certainly crucial and
affects food consumption.
Figure 6A shows that non-food consumption at the national level was dominated by housing,
transportation, and water and energy, respectively. These variables represent the basic needs as people
need houses, transport to work, water and energy (i.e., electricity and gasoline) for living. Less money
was spent on education, health, clothes, daily needs (i.e., toiletries, cleaning supplies, cosmetics,
maintenance materials, tissue, diapers) as well as non-basic needs, such as entertainment, tourism,
parties and ceremonies, whereas all of these commonly represent improved prosperity. Urban areas
had a similar condition as that of the national level, but the housing expenditures were constantly
higher than others (Figure 6C). Urban housing has become a big issue in Indonesia due to land scarcity
that led to soaring land prices [
65
]. Contrarily, in rural areas, expenditures for transportation were
more dominant, followed by housing, and water and energy (Figure 6B). It can be understood that the
remoteness and dispersal of rural areas have made transportation cost, as well as the cost of gasoline
distribution and power plant construction, more expensive.
This situation highlights that declining food expenditures with limited changes in food composition
are partly affected by the increased expenditures on non-food basic items. Urbanization has led to
increasing housing prices, rising transportation costs due to severe congestion and extended travelling
time from the home to the office, and higher consumption of water and energy. In turn, these have
reduced the capacity of people to afford food. Therefore, we cannot simply conclude that an increase
in non-food consumption surpassing food consumption indicates better prosperity as mentioned in
Engel’s law.
3.3. Changes in Food Consumption and its Relationship with Income
Like many studies, our results revealed that income is a key factor that affects food consumption
behavior [
66
–
68
], analyzing the income per capita is important for explaining the cause of stagnancy
of food composition in Indonesia. At the national level, Figure 7A shows that even in 2017, food
consumption was still higher than that of non-food consumption until the income class reached
more than one IDR million (equal to USD 74.70 with a currency rate of IDR 13,388 per dollar as of
31 March 2017
[
69
]) per capita per month. The situation is quite similar to that in rural and urban areas
(Figure 7B,C). These findings imply that exchanges in the share of food and non-food consumption
occurred only in a wealthier group of people.
The additional linear trend line in each curve of the graph (Figure 7) shows that, at the national
and urban areas, the declining food and increasing non-food consumption changes were sharper than
those found in rural areas. The absolute value of the slope in urban areas (3.7543) was higher than that
of the national level (3.3312), while rural areas had the lowest slope (2.6621). These findings indicate
that urban dwellers face more economic pressure as they have a greater variety of needs than do rural
inhabitants. Therefore, the increase in income per capita was immediately followed by a decline in
food consumption and an increase in non-food consumption.
Sustainability 2020,12, 9550 11 of 20
Figure 6.
Expenditures of the main items in the non-food group for 2010–2017 at (
A
) national level,
(B) rural areas and (C) urban areas.
Sustainability 2020,12, 9550 12 of 20
Figure 7.
Monthly expenditure per capita class of food and non-food in 2017 at (
A
) national level,
(B) rural areas and (C) urban areas.
Furthermore, Figure 8shows that food composition distinctly shifted for the group of people who
have incomes higher than IDR 1 million (USD 74.70) per capita per month. A similar trend was found
at national, rural, and urban areas (see Figure 8A–C). At incomes of less than IDR 1 million, cigarettes
were consistently increased, while the consumption of meat, eggs, milk, seafood, and fruit was only
slightly increased. This figure emphasizes the study by Pangaribowo and Tsegai [
58
], who found that
cigarettes were considered as luxury goods by the poorest citizens and can be afforded at a cheap
price. There was a different result for people with incomes higher than IDR 1 million per month,
Sustainability 2020,12, 9550 13 of 20
i.e., these people smoke less and consume more meat, eggs, milk, seafood and fruit. Furthermore,
the consumption of prepared food and beverages has sharply increased. These richer people reduce
cigarettes consumption as they become more concerned about health issues. The government did a big
campaign against smoking to increase people’s health and established regulations to prohibit smoking
in schools, hospitals, offices, public transports, and other public places. However, it seemingly does
not work in the poorer population who live in urban slump or rural area.
The only difference between national, urban, and rural is the position of the intersecting line
between cereals and prepared food and beverages. At the national level, the intersection occurred
at the income per capita of IDR 300-499 thousand per month, similar to rural areas. In urban areas,
the intersection occurred at the income per capita of IDR 200-299 thousand per month. This result
indicates that in urban areas, people have a strong dependency on food vendors, even when their
incomes are lower. Consequently, these people are vulnerable to increasing food prices.
Since that, the consumption patterns between people with income higher or lower than IDR
1 million were different, considering the number of people belongs to those two groups is significant.
Based on a report by the World Bank [
70
], the number of Indonesian people with an income of IDR
29,513.8 per day per capita (i.e., equal to IDR 885,414 per month per capita) in 2017 reached 155.4 million
or 58.9% of the total population. Therefore, it can be estimated that the number of people who have an
income lower than IDR 1 million per month was not less than 60%. Moreover, according to BPS [
71
,
72
],
income inequality, particularly in urban areas, also increased, with a Gini index of 0.38 in 2010 and
0.41 in 2017. As noted, the Gini index is a measure of statistical dispersion that represents the income
inequality within a nation or any other group of people, where a value closer to 0 indicates better
equality. As more than half of the population lives in urban areas, the number of urban inhabitants
with a lower income is relatively high; therefore, it can be understood that food composition was not
significantly changed with urbanization.
3.4. The Impact of Urbanization on Farming Performance
Urbanization could bring at least two positive impacts on food and agricultural production as
mentioned in the literature. First, as many villagers migrate to the city, farmers have more space to
increase their farming scale [
13
]. Second, growing urban regions have created larger urban markets
for food production [
73
,
74
]. These arguments should be assessed regarding the urbanization in the
developing countries, which have different characteristics, as we have shown in food consumption
and food composition dynamics in Indonesia.
Regarding the first argument, the Indonesian Agricultural Census in 2013 showed that the total
number of farmers declined by 15%, from 31.2 million in 2003 to 26.1 million in 2013 [
75
]. Furthermore,
the number of small household agricultural farmers (i.e., holding farmland less than 0.5 hectares) had
been reduced by 7.5% from 2003 to 2013. At a first glance, this situation led to the conclusion that the
transition from agriculture to non-agriculture had occurred [
76
]; thus, farming was expected to become
more efficient and profitable.
However, the Agricultural Census data exhibited that farmers were characterized by less educated
laborers and older people. Approximately 70.7% of agricultural laborers were educated up to only
elementary school or never had any formal education [
77
]. Most of the farmers were within the age
group of 45–54 years; thus, they were at the end of their working capacity [75].
Therefore, the assumption that the declining number of farmers and small household agricultural
farmers indicated increasing farming efficiency is questionable. Ageing of farmers likely occurred as
many productive younger individuals have moved to the city looking for jobs and better incomes [
12
].
Therefore, if there is no effort to enhance human resources in agriculture, the income gap between
agricultural and non-agricultural households would further increase. As farmers are regarded as a key
to supporting national food security, this continuing gap could potentially lead to social unrest [78].
Sustainability 2020,12, 9550 14 of 20
Figure 8.
Relationship of percentage per capita food consumption by commodity group with income
in 2017 at (A) national level, (B) rural areas and (C) urban areas.
Sustainability 2020,12, 9550 15 of 20
Regarding the second argument, growing urbanization without significant changes in food
composition will primarily increase the demand for cereals, especially rice, which accounted for 95%
of cereal consumption in 2017 [
79
]. Consequently, the number of paddy farmer households was still
high, reaching 54% of total farmer household or 80% of farmer household cultivating food crops in
Indonesia [
75
]. Paddy farmers have low revenue because the price is controlled by the government
to maintain consumer purchasing power and to suppress inflation, which is mainly influenced by
food prices [
80
]. Rice, as the main staple food, has become a political commodity to maintain national
social–economic stability [81,82].
Paddy farming has increasingly faced serious challenges, not only from the pressure of urban
land expansion but also from the effect of global climate changes. Java and Bali Island, as the center
of rice production in Indonesia, has undergone the fastest and largest urban expansion; thus, paddy
fields lost as much as 95,173 hectares from 2003 to 2015, which is equal to 7900 hectares per year [
83
].
Furthermore, Barus [
84
] found that most paddy fields located on lands that are prone to flooding as a
typical disaster occurred in urbanized areas. Caruso et al. [
85
] also found that increasing the minimum
temperature in Indonesia has reduced rice yields.
The lack of benefits, coupled with the increasing risk of crop failures, has threatened the
sustainability of paddy farming. Without any progress in the food diversification program, it is difficult
to enhance farming activities that are still dominated by rice production.
4. Conclusion and Policy Implication
Until now, the Indonesian government has been focusing food security policy on balancing
food supply and demand. As this study analyzed the changes in food consumption over the years,
surprisingly, there were no significant changes in food composition along with urbanization since the
1970s. Colozza and Avendano [
24
] argued that this was likely caused by Indonesian people’s preference
for traditional food; still, they suggested further investigation to explain this phenomenon. This study
found that unchanged food composition likely was not simply caused by people’s preference but also
socio–economic factors, mainly related to income and how the people spend it. The shifting food
composition occurred only in a wealthier group of people (i.e., income per capita per month >IDR
1 million) in both rural and urban areas. At least 60% of the population still had an income of less than
1 IDR million per capita per month and the share of food expenditures in their consumption was still
dominant. Particularly for urban inhabitants, their ability to buy food was also reduced by expenses
for non-food basic needs, especially housing, transportation, and water and energy.
The growing number of urban inhabitants with the stagnant food composition will not provide
sufficient incentive for farmers to develop and diversify their products. Farmers were trapped in
low-revenue paddy farming which is increasingly threatened by expanded urbanization and emerging
global climate change issues. A lack of incentive will make highly educated younger generations
reluctant to be involved in agriculture; thus, farming businesses will collapse shortly if they continue
to rely on older farmers. In this situation, the valorization of short food supply chains and local
productions could be beneficial both for farmers (increased remuneration) and consumers (higher
quality and more sustainable food). Furthermore, the strengthening of this local microeconomy could
be essential in case of a crisis like the current COVID-19 pandemic [86].
The stagnancy of food composition and lowering farming performance highlight food security
vulnerability, although urbanization is continually supported to accelerate economic growth.
Urbanization coupled with economic growth has been regarded as a panacea for alleviating poverty
and strengthening food accessibility, without considering that adverse impacts of urbanization might
reduce the capacity of underprivileged urban inhabitants, who recently increased in number [
36
],
to afford food. Furthermore, declining farming performance should be of concern for a populous
country like Indonesia as internal production is important to ensure food availability when the future
food supply in the global market will become increasingly unstable [87].
Sustainability 2020,12, 9550 16 of 20
Unfortunately, the government is not alarmed, as food supply and demand, particularly rice
as the main staple food, can be maintained. Rice production has lots of support to reach national
food self-sufficiency such as infrastructure development, subsidized fertilizers, and mechanization
assistance [
88
]. However, when the price of rice increased during non-harvesting periods,
the government imported rice to stabilize the price. In this case, consumers can buy rice at affordable
prices while paddy farmers still survive, though they only receive minimum profit. It should be of
concern that neglecting the dynamics of food composition and farming performance will threaten food
security in the long run.
To address this situation, some recommendations can be suggested. First, the changes in food
composition and farming performances should be considered in food security policies, instead of
merely focusing on the balancing of food supply and demand. Haysom and Tawodzera [
89
] stated
that the measurement of food security should be developed as the world is currently experiencing
a rapid urban transition that complicates food system. Shifting food composition to more diverse
and high-quality diets (i.e., shifting from cereals to animal products, vegetables, and fruits) not only
enhances the quality of human resources in supporting economic development, but also provides
incentives for farmers to develop their products, obtain higher incomes, and minimized crop failures
as food demand is not highly dependent on a single commodity.
Second, increasing income per capita is key to developing the composition of diets [
68
]. This implies
that urbanization should be managed properly. Unmanaged spatial planning has led to (1) uncontrolled
urban development that increases land prices and hampers housing provision, (2) urban sprawl that
extends the distance between settlements and workplaces followed by increasing transportation cost,
and (3) rapid urban population growth that exceeds the capacity of infrastructures and services,
particularly in providing water and energy. These three non-food basic needs have reduced disposable
income; thus, inhabitants have limited budgets to buy high-quality food. Note the finding of Abu
Hatab et al. [
36
], who stated that food security amid urbanization in the developing countries
should be integrated with non-food issues, such as urban spatial planning, rural-urban linkages,
transportation management, etc.
Third, policies to support food diversification should consider the increasing trend of eating out
of home behavior. Although this behavior sometimes leads to the consumption of fast food (i.e, high
in sugar and fat), in Indonesia people still prefer to buy home-cooked food [
24
]. As reported by
Anggraini et al. [
59
], small shops and street food vendors can be used as channels to improve food
consumption. Therefore, standardizing and improving the quality of processed food and beverages
sold by various food stalls and food vendors should be done as a way to increase the diversity and
quality of foods consumed. On the other hand, the capacity of farmers to meet developing food
demand should be enhanced. Linking farming to urban food markets, especially culinary businesses,
could increase farming benefits by developing various farming products. This condition will certainly
attract productive and educated younger generations to be involved in innovative and profitable
farming businesses.
This study was the first which attempted to analyze food security in the framework of benefits and
drawbacks of urbanization in developing countries. Thus, this can extend our perspective about the
connections between food security and urbanization. It is important to deal with food security issues in
urbanization in the developing countries, which are characterized by growing metropolitans/megacities
that produce not only economic growth but also socio–ecological problems. Still, further research is
required to define the driving factors that influence changes in the composition of food and non-food
consumption as well as a farming performance at the regional level that might be specific between
provinces/municipalities. More quantitative approaches can be employed as sufficient amounts of data
will be available at the regional level to support modelling development.
Author Contributions:
A.S.P. designed the research, methodology and collected the data. A.S.P. data curation.
A.S.P and D.O.P formal analysis. A.S.P. and D.O.P writing original draft preparation, writing review and editing.
G.T. supervision. All authors have read and approved the final manuscript.
Sustainability 2020,12, 9550 17 of 20
Funding:
The research was supported by the "One Belt and One Road" initiative on the implementation mechanism
of agricultural capacity cooperation between China and countries along the route (18JLD310), the Heilongjiang
Provincial Philosophy and Social Science Office, and a Ph.D. scholarship from the China Scholarship Council
(CSC), the China Government, for the first author.
Acknowledgments: Thank you to the editor and all reviewers for their valuable advice on this paper.
Conflicts of Interest: The authors declare no conflict of interest.
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