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Photometric Stereo by UV-Induced Fluorescence to Detect Protrusions on Georgia O’Keeffe’s Paintings

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Abstract

A significant number of oil paintings produced by Georgia O’Keeffe (1887–1986) show surface protrusions of varying width, up to several hundreds of microns. These protrusions are similar to those described in the art conservation literature as metallic soaps. Since the presence of these protrusions raises questions about the state of conservation and long-term prospects for deterioration of these artworks, a 3D-imaging technique, photometric stereo using ultraviolet illumination, was developed for the long-term monitoring of the surface shape of the protrusions and the surrounding paint. Because the UV fluorescence response of painting materials is isotropic, errors typically caused by non-Lambertian (anisotropic) specularities when using visible reflected light can be avoided providing a more accurate estimation of shape. As an added benefit, fluorescence provides additional contrast information contributing to material characterization. The developed methodology aims to detect, characterize, and quantify the distribution of micro-protrusions and their development over the surface of entire artworks. Combined with a set of analytical in situ techniques, and computational tools, this approach constitutes a novel methodology to investigate the selective distribution of protrusions in correlation with the composition of painting materials at the macroscale. While focused on O’Keeffe’s paintings as a case study, we expect the proposed approach to have broader significance by providing a non-invasive protocol to the conservation community to probe topological changes for any relatively flat painted surface of an artwork, and more specifically to monitor the dynamic formation of protrusions, in relation to paint composition and modifications of environmental conditions, loans, exhibitions, and storage over the long term.

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In an on-going study of the materials and techniques of twentieth-century Canadian painters, similar conservation issues in oil paintings by various artists have been noted. These include delamination and lifting paint, zinc soap protrusions and surface efflorescence or accretions. Examples of these phenomena are presented. Delamination in an oil painting from 1956 was found to be related to an underlayer with a high concentration of zinc fatty acid salts (zinc soaps). In two paintings that date from 1936 and 1937, zinc soaps have aggregated and formed protrusions that have broken through the paint surface. The protrusions were analysed using a combination of SEM-EDX, GCMS and FTIR. The FTIR spectra were compared to those of synthetic zinc palmitate, stearate, azelate and oleate. The combined GCMS and FTIR results indicate that the protrusions contain primarily zinc palmitate and stearate. Peak splitting in the FTIR spectrum, which is not observed in synthetic zinc palmitate, stearate or binary palmitate-stearate salts, is likely due to structural distortion. The final example describes a disfiguring surface accretion on a 1952–1954 painting caused by the reaction of zinc with a low molecular weight carboxylic acid (2-hydroxypropanoic or lactic acid).
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Zinc oxide is a prevalent pigment in twentieth century oil based paints. Its reactivity with fatty acids has consequences for paint film properties and stability. Resulting zinc carboxylates are implicated in a variety of deterioration phenomena affecting late nineteenth and twentieth century paintings. Naturally aged artists’ oil paints and reference paint film draw downs are investigated using scanning electron microscopy, and conventional attenuated total reflectance and synchrotron transmission Fourier transform infrared spectroscopy. This study reports results for soybean oil paints and Naples yellow hue pigment mixtures with zinc oxide in addition to previously reported findings for linseed and safflower oil based paints involving zinc oxide alone and in combination with lead and titanium whites. A solvent model examining interactions between zinc oxide and stearic acid or aluminium stearate supports observations made in paint films. The significance of aluminium stearate as a stearic acid source in paint formulations is corroborated and is more significant than oil type or pigment combination for formation of high concentrations and more pronounced separation of saturated C16 and C18 chain zinc carboxylates.
Article
A recent visual survey of Abstract Expressionist-era paintings in the collection of the Hirshhorn Museum and Sculpture Garden (HMSG), Smithsonian Institution revealed a particular type of paint layer separation. Earlier work by the authors showed that zinc oxide in oil paint is a contributing factor to the problem. Ten samples from five Abstract Expressionist-era paintings as well as twenty-three samples eight years or older from the Smithsonian Institution’s (SI) Materials Study Collection were analyzed by pyrolysis – gas chromatography – mass spectrometry (Py-GC-MS), and unexpectedly significant amounts of oleic (cis-octadecenoic) acid were detected in samples containing high proportions of zinc oxide (25 % or greater by weight). In a typical fully cured oil paint, the oleic acid is oxidized to azelaic (nonanedioic) acid. Although the formation of zinc soaps in oil paints is well-known, the detection of zinc oleate in paints by Py-GC-MS has never been described. The close-packing of the oleate chains in the plate-like structure of zinc oleate prevents the oxidation of the cis-double bond, and therefore prevents the formation of azelaic acid. The detection of zinc oleate in paintings is an indication that the paint layers are at risk for future separation.
Conference Paper
Beyond day glow highlighters and psychedelic black light posters, it has been estimated that fluorescence is a property exhibited by 20% of objects. When a fluorescent material is illuminated with a short wavelength light, it re-emits light at a longer wavelength isotropically in a similar manner as a Lambertian surface reflects light. This hitherto neglected property opens the doors to using fluorescence to reconstruct 3D shape with some of the same techniques as for Lambertian surfaces – even when the surface's reflectance is highly non-Lambertian. Thus, performing reconstruction using fluorescence has advantages over purely Lambertian surfaces. Single image shape-from-shading and calibrated Lambertian photometric stereo can be applied to fluorescence images to reveal 3D shape. When performing uncalibrated photometric stereo, both fluorescence and reflectance can be used to recover Euclidean shape and resolve the generalized bas relief ambiguity. Finally for objects that fluoresce in wavelengths distinct from their reflectance (such as plants and vegetables), reconstructions do not suffer from problems due to inter-reflections. We validate these claims through experiments.
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Article
Lead(II) carboxylate soaps of two fatty acids, palmitic (C15H31COOH) and stearic acids (C17H35COOH), and a dicarboxylic acid, azelaic acid (HOOCC7H14COOH), have been synthesised and characterised by FTIR spectroscopy. These acids are all encountered in aged traditional oil paint, the azelaic acid resulting from the oxidative degradation of unsaturated fatty acids in the oil. Lead(II) azelate synthesised by hydrothermal methods was characterised by single crystal structure determination. This has a 3D polymeric structure with lead(II) ions linked by carboxylate bridges to form an infinite stack of (PbO4)n units. These layers are connected to adjacent layers by an infinite number of parallel C(CH2)7C chains arranged perpendicularly to the stacks. The lead(II) ions display an unusual 7-fold coordination. The first direct evidence that the ‘protrusions’ encountered in aged traditional lead-containing oil paints contain lead soaps is reported. Their mechanism of formation is discussed.
Article
Zinc oxide is a prevalent industrial-age pigment that readily reacts with fatty acids in oil-based paints to form zinc carboxylates. Zinc stearate aggregates are associated with deterioration in late nineteenth and twentieth century paintings. The current study uses both conventional and synchrotron Fourier transform infrared spectroscopy (FT-IR) to investigate metal carboxylate composition in a range of naturally aged artists' oil paints and reference paint film draw-downs. The paints contain zinc oxide alone or in combination with lead white, titanium white, and aluminum stearate and are prepared with linseed and safflower oils. Attenuated total reflectance (ATR)-FT-IR using the conventional source identifies marked differences in carboxylate profiles between exposed and protected surfaces in a large number of samples. Synchrotron FT-IR microspectroscopy of thin paint cross-sections maps metal carboxylate distributions at high spatial resolution and resolves broad concentration gradients and micrometer-scale phase separation of carboxylate species. Aluminum stearate, a common paint additive, is found to influence the distribution of zinc carboxylates more strongly than pigment composition or oil type. The presence of aluminum stearate results in higher concentrations and more pronounced separation of saturated C16 and C18 chain zinc carboxylates in the margin of paint nearest the polyester substrate. The presence of aluminum stearate in association with zinc oxide has a clear influence on zinc carboxylate formation and distribution, with potential implications for long term stability of vulnerable paintings.
Article
The potential of fibre optic reflection infrared spectroscopy for the non-invasive identification of artists’ pigments is presented. Sixteen different carbonate, sulphate and silicate-based pigments are taken into account considering their wide use during the history of art and their infrared optical properties. The infrared distortions mainly generated by the specular reflection are discussed on the basis of experimental measurements carried out on reference samples. The study on pure materials permitted the definition of marker bands, mainly combination and overtone modes, enhanced by the diffuse reflection component of the light, functional for the non-invasive pigment identification in real artworks. Several case studies are reported, including wall, easel, canvaspaintings and manuscripts from ancient to modern art demonstrating the strengths of the technique on the identification of pigments even in the presence of complex mixtures of both organic (binders, varnishes) and inorganic (supports, fillers and other pigments) compounds.
Article
Input: 3 MLIC Images Our Results: Enhanced Shape and Surface Detail Figure 1: The Multi-Light Image Collection for this chard leaf contains 3 images taken under varying lighting conditions. The shading in each input image reveals different aspects of its shape and surface details. We combine the shading at multiple scales across the input images to generate the enhanced results. The result on the left exaggerates surface details by eliminating shadows, but yields a flat look. The result on the right is less extreme and includes some shadows to increase the perception of depth, at the cost of reducing some visible detail in the shadow regions. Abstract We present a new image-based technique for enhancing the shape and surface details of an object. The input to our system is a small set of photographs taken from a fixed viewpoint, but under varying lighting conditions. For each image we compute a multiscale de-composition based on the bilateral filter and then reconstruct an en-hanced image that combines detail information at each scale across all the input images. Our approach does not require any informa-tion about light source positions, or camera calibration, and can produce good results with 3 to 5 input images. In addition our sys-tem provides a few high-level parameters for controlling the amount of enhancement and does not require pixel-level user input. We show that the bilateral filter is a good choice for our multiscale al-gorithm because it avoids the halo artifacts commonly associated with the traditional Laplacian image pyramid. We also develop a new scheme for computing our multiscale bilateral decomposition that is simple to implement, fast O(N 2 log N) and accurate.
Article
Oil paintings are complex hybrid materials, made of organic binders associated with inorganic minerals, susceptible to evolving over centuries. In particular, interactions of oil with lead compounds may give rise to the formation of lead soap aggregates, so-called protrusions. This phenomenon is studied here via X-ray and FTIR micro-analysis of an ancient painting dated from 1610. In complement, the synthesis of modern preparations, reconstructed from ancient recipes was assessed. Molecular and atomic images are obtained by combining synchrotron-based FTIR and X-ray fluorescence microscopies. Protrusions are identified in both ancient and modern samples, more particularly, in the ground layer of the paintings, below the colored layer. These observations imply that lead oxide, introduced as a siccative and not as a pigment, may be the element mainly responsible for the protrusions formation, and that this degradation may appear very rapidly on paintings.
Article
A user friendly program for X-ray fluorescence analysis has been developed at the European Synchrotron Radiation Facility. The program allows interactive as well as batch processing of large data sets and it is particularly well suited for X-ray imaging. Its implementation of a complete description of the M shell is particularly helpful for analysis of data collected at low energies. The code is platform independent (Linux, Windows, MacOS X, Solaris …) and it is freely available for non-commercial use. Description of the algorithms used and practical examples are presented.
Article
Max Beckmann's "Pierrette und Clown" (Pierrette and Clown), 1925, is undoubtedly one of the major works in the collection of the Kunsthalle Mannheim, Germany. In this painting, damages can be seen, described as protrusions. These are blisters and crater-like holes, filled with metallic soap aggregates. Painting samples and cross-sections of the ground layer have been examined by environmental scanning electron microscopy (ESEM) and by confocal synchrotron radiation micro-X-ray fluorescence (CSR[small mu ]XRF) in order to get compositional and spatial distribution information about the components and their behaviour. The analyzed samples of the unpainted ground layer consist of lithopone (ZnS[middle dot]BaSO4), as several bulges resembling small blisters, presumably protrusions in the nascent state. Direct CSR[small mu ]XRF measurements on closed blisters showed that these blisters have a high concentration of zinc in the centre with surrounding layers of barium and strontium. Relatively small amounts of lead have been recorded. In order to determine the composition of the organic compounds (e.g. fatty acids) and of the inorganic pigments (lead white, zinc white, lithopone), Raman spectroscopy has been successfully applied to flakes of an opened protrusion. The obtained Raman spectra could be assigned to derivatives of fatty acids and lithopones. These results allow conclusions to be made about the chemical behaviour by measuring the identical sample spot of the protrusion with CSR[small mu ]XRF as well as Raman spectroscopy
Article
Polynomial Texture Mapping is an image capture and processing technique that was developed by HP Labs in 2000. It enables the recording and representation of subtle surface details using a standard digital camera and lighting, and software that is free for non-commercial use. Cultural heritage applications have been associated with the technology from its earliest stages, including examples in areas such as cuneiform, numismatics, rock art, lithics and Byzantine art. The paper begins by outlining the technical principles involved. It then brings together the extant work in the field. Through examples developed by the University of Southampton in partnership with a range of UK and international bodies it demonstrates the benefits of the technology in the areas of archaeological analysis, conservation and representation. Finally it considers the future possibilities of this technology and ongoing developments.
Article
The potential of attenuated total reflection Fourier transform infrared (ATR-FTIR) imaging for the characterisation of the chemical components of paint cross sections from old master paintings was investigated. Three cross sections were chosen to cover a variety of the analytical problems encountered in samples from paintings. The binding medium and degradation products in a green paint sample from a fifteenth-century Florentine painting were imaged, as well as a thin layer within a cross-section from a fifteenth-century German painting, and multiple thin surface coatings on a painting of the 1760s by Peter Romney. The application of chemometric methods for further analysis of the large data set generated for each sample was also explored. The study demonstrated the advantages of ATR-FTIR imaging, which allowed images to be obtained with high spatial resolution (ca. 3-4 microm) without the need to microtome the sample. The gain in sensitivity in detecting trace materials and the information derived from the location of these compounds in the sample was especially valuable, improving interpretation of the FTIR analysis and extending knowledge of the sample composition beyond that obtainable with other analytical techniques.
Metal soap degradation of oil paintings: aggregates, increased transparency and efflorescence
  • P Noble
  • J Boon