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International Journal of
Environmental Research
and Public Health
Article
A Systematic Review and Meta-Analysis of
Hospitalised Current Smokers and COVID-19
Jesus González-Rubio 1, †, Carmen Navarro-López 2, Elena López-Nájera 3, Ana López-Nájera 4,
Lydia Jiménez-Díaz 5,*,†, Juan D. Navarro-López 5,*,†and Alberto Nájera 1 ,*,†
1
School of Medicine, CRIB, University of Castilla-La Mancha, 02008 Albacete, Spain; Jesus.Gonzalez@uclm.es
2Hospital General La Mancha Centro, Servicio de Salud de Castilla-La Mancha, Alcazar de San Juan,
13600 Ciudad Real, Spain; mdelnl@sescam.jccm.es
3Gerencia de Atención Primaria, Salud de Castilla y Leon, 05003 Avila, Spain;
malopezna@saludcastillayleon.es
4
Gerencia de Emergencias Sanitarias, 47407 Salud de Castilla y Leon, Spain; amlopezn@saludcastillayleon.es
5Centre for Biomedical Research, School of Medicine, University of Castilla-La Mancha, 13071 Ciudad Real,
Spain
*Correspondence: Lydia.Jimenez@uclm.es (L.J.-D.); Juan.Navarro@uclm.es (J.D.N.-L.);
Alberto.Najera@uclm.es (A.N.); Tel.: +34-926295300 (L.J.-D. & J.D.N.-L.); +34-967599325 (A.N.)
†Contributed equally.
Received: 22 July 2020; Accepted: 8 October 2020; Published: 11 October 2020
Abstract:
SARS-CoV-2 is a new coronavirus that has caused a worldwide pandemic. It produces
severe acute respiratory disease (COVID-19), which is fatal in many cases, characterised by the
cytokine release syndrome (CRS). According to the World Health Organization, those who smoke
are likely to be more vulnerable to infection. Here, in order to clarify the epidemiologic relationship
between smoking and COVID-19, we present a systematic literature review until 28th April 2020
and a meta-analysis. We included 18 recent COVID-19 clinical and epidemiological studies based
on smoking patient status from 720 initial studies in China, the USA, and Italy. The percentage of
hospitalised current smokers was 7.7% (95% CI: 6.9–8.4) in China, 2.3% (95% CI: 1.7–2.9) in the USA
and 7.6% (95% CI: 4.2–11.0) in Italy. These percentages were compared to the smoking prevalence of
each country and statistically significant differences were found in them all (p<0.0001). By means
of the meta-analysis, we offer epidemiological evidence showing that smokers were statistically
less likely to be hospitalised (OR =0.18, 95% CI: 0.14–0.23, p<0.01). In conclusion, the analysis of
data from 18 studies shows a much lower percentage of hospitalised current smokers than expected.
As more studies become available, this trend should be checked to obtain conclusive results and
to explore, where appropriate, the underlying mechanism of the severe progression and adverse
outcomes of COVID-19.
Keywords:
COVID-19; SARS-CoV-2; cholinergic anti-inflammatory pathway; nicotine; cytokine
release syndrome (CRS); current smokers
1. Introduction
Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), the new coronavirus that first
broke out in Wuhan (Hubei Province, China) in December 2019, has quickly spread and become a global
pandemic [1,2]. SARS-CoV-2 is the third coronavirus outbreak of this century, following severe acute
respiratory syndrome coronavirus (SARS-CoV) and Middle East respiratory syndrome coronavirus
(MERS-CoV) [
3
]. Coronavirus disease 2019 (COVID-19) causes clinical manifestations that range from
mild respiratory symptoms to severe pneumonia, can be fatal in many cases, and is aggravated by
cytokine release syndrome (CRS) or cytokine storm [4].
Int. J. Environ. Res. Public Health 2020,17, 7394; doi:10.3390/ijerph17207394 www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2020,17, 7394 2 of 16
It has been well established that smokers are at a significantly high risk of chronic respiratory
disease and acute respiratory infections, and current smokers are at more risk of developing influenza
than non-smokers [
5
]. Smoking is also closely associated with MERS-CoV [
6
], but there is no clear
evidence for this association with SARS-CoV-2 [7].
In today’s pandemic caused by coronavirus 2019 (COVID-19), some clinical characteristics have
been described, but not without controversy about the effects of tobacco [
8
–
12
]. All this suggests that a
smoking habit background is a poor prognosis factor in infected patients [
10
], or smokers could be
more prone to contagion [
13
,
14
]. As evidence is lacking, the effect that tobacco has on contagions,
the number of hospital admissions and the seriousness of smoking patients is unclear [14].
It is worth remembering that smoking kills around eight million people worldwide every year [
15
],
irrespectively of any interaction with COVID-19, which is why smoking cessation is an urgent priority.
Nonetheless, clinical data published until the time of the COVID-19 outbreak in China, as well as
the first date made public in the USA [
16
,
17
] and Italy [
18
], indicate that the number of smokers
hospitalised for COVID-19 was perceptibly lower than expected if we bear in mind the prevalence of
smoking in these countries, and even despite the possible biases in reports [16,19,20].
In China, the mean proportion of smokers is 26.1%. Among males, 54.0% are current smokers,
and only 2.6% among women [
21
]. In the USA, the proportion of smokers is 15.6% in males and 12.0%
in females, with a combined proportion of 13.7% [
22
]. The proportion of smokers in Italy is 19%,
with 23.3% in males and 15.0% in females [
23
]. So, a similar or higher percentage of current smokers
hospitalised with SARS-CoV-2 is expected to appear, with males predominating.
As this virus has recently appeared, just a limited number of studies have evaluated the possible risk
factors including the effect of tobacco. Most of them have been systematic reviews and meta-analyses
focusing on the association between smoking, disease progression and severity of the outcomes
for COVID-19 patients (largely showing a positive relation between these factors) [
8
,
12
,
14
,
24
–
35
].
However, to the best of our knowledge, just a few works have focused on studying the low prevalence
of current smokers within hospitalised COVID-19 patients—mainly found in clinical data from China
outbreak reports or early USA data—and more importantly, proposing potential pathophysiological
explanations for these findings [
36
–
43
]. In this sense, nicotine or nicotinic receptor agonists were early
proposed as plausible anti-inflammatory mediators acting on the immune system to counteract the
“cytokine storm” found in severe SARS-CoV-2 infected patients [
43
]. In a current pandemic scenario,
with no effective treatments available, any potential clue, that could open new therapeutic approaches,
should be examined rigorously. Given the existing gaps in evidence, we carried out both a systematic
review and a meta-analysis of studies about COVID-19, which extends existing information about
a smoking habit (current smokers) to patients hospitalised in China, USA, and Italy, to evaluate the
relation between smoking and hospitalization by COVID-19. Possible confounding factors for data
interpretation are extensively discussed and the role of nicotine and the cholinergic anti-inflammatory
pathway is deeply analysed.
2. Methods
2.1. Literature Search Strategy
The systematic review was carried out according to the Preferred Reporting Items for Systematic
Review and Meta-Analysis (PRISMA) and Meta-analyses Of Observational Studies in Epidemiology
(MOOSE) guidelines [44,45]. A flow chart is provided in Figure 1.
A systematic search was made of the ISI Web of Science (http://www.webofknowledge.com) for
the relevant works published until 28 April 2020 (Figure 1; Identification phase) in any scientific
field. Preprint databases were not used for the systematic search to assure that only peer-reviewed
high-quality data were included in the subsequent meta-analysis. The following search terms were
used: (‘COVID 19
0
OR ‘NCOV 19
0
OR ‘sars cov-2
0
OR ‘sars cov 2
0
OR ‘novel coronavirus’) AND
(‘smoking’ OR ‘tobacco’ OR ‘smoker*’ OR ‘risk factor’ OR ‘clinical features’ OR ‘clinical characteristics’).
Int. J. Environ. Res. Public Health 2020,17, 7394 3 of 16
The use of these terms assured the inclusion of any study related to coronavirus SARS-CoV-2 and
hospitalised current smokers.
Int. J. Environ. Res. Public Health 2020, 17, x 4 of 17
of the meta-analyses performed in the present work: the general tendency of our meta-analysis and
heterogeneity.
Outliers. A common method to detect outliers is to define a study as an outlier if its confidence
interval does not overlap with the confidence interval for the pooled effect. This means that we
defined a study as an outlier when its effect size estimate is so extreme that we have high certainty
that the study cannot be part of the ‘population’ of the effect sizes that we actually pooled in our
meta-analysis (that is, the individual study differs significantly from the overall effect). For the
analysis of outliers, following the above premises, the R Software version 3.3.6, find.outliers function
was used.
Figure 1. Flow chart diagram visualising the database searches, number of publications identified,
screened, and final full texts included in the present systematic review and meta-analysis. Exclusion
criteria are indicated.
3. Results
Figure 1.
Flow chart diagram visualising the database searches, number of publications identified,
screened, and final full texts included in the present systematic review and meta-analysis. Exclusion
criteria are indicated.
2.2. Inclusion and Exclusion Criteria
As described in Section 2.1, preprints were not included in the systematic review and meta-analysis,
as only papers published in peer-reviewed journals were searched.
Figure 1shows a flowchart diagram of the database searches and the exclusion/inclusion strategy
followed. In a first phase (Figure 1; Screening phase), any duplicated works and those not written in English
were excluded (Figure 1, Initial screening). Then, the studies that did not provide clinical characteristics
were removed, or those describing diagnosis techniques, therapies, modelling, strategic response, imaging,
genetics, biology, transmission mechanisms, healthcare workersprotection, surveillance, scenarios, animal,
genomics, those about asymptomatic patients, skin lesions and lesions specific of other organs, data on
children or breastfed infants, among others. In the next phase (Figure 1; Eligibility phase), the works that
did not provide details about smokers were removed, especially those with no data on “current smokers”.
Int. J. Environ. Res. Public Health 2020,17, 7394 4 of 16
Finally, certain types of articles were excluded from the meta-analysis, e.g., comments, letters, editorial,
viewpoint, correspondence, etc. (meta-analysis; Figure 1).
2.3. Data Extraction
Records were checked for duplicates using Zotero 5.0.85 (http://www.zotero.org). Two independent
reviewers (AN and JGR) screened the literature search and assessed each study to be included by
reading titles, abstracts and full texts. Any disagreement was solved in conference with the support of
a third author (JN). Relevant data were acquired from each eligible study by means of a structured
extraction sheet, which was prepared and approved by all the reviewers by reaching a consensus after
screening the eligible studies.
2.4. Statistical Analysis
Data analyses were performed using meta packages in the R Software (R Software version 3.6.3;
R Foundation, Viena, Austria; meta, dmetar and metafor). A random-effects meta-analysis was used to
calculate the pooled estimated prevalence with 95% confidence intervals (95% CI). Achi-square test
or Fisher’s exact test was carried out to compare the differences between the observed and expected
current smokers for all the studies individually and by combining all the data.
In the present work, two meta-analyses were performed, one for data the extracted from studies
in China and another for all the studies of the systematic review (i.e., also including studies from the
USA and Italy). In both, the odds ratio (OR) represent the association between current smoking among
hospitalised patients with COVID-19. Then, an OR =1 indicates no association between variables.
However, values <1 indicate a negative association between the variables while values >1 indicate
a positive association. The further the odd ratio is from 1, the stronger the relationship between the
studied variables.
Heterogeneity. Heterogeneity in a meta-analysis refers to the variation in the study outcomes
between studies [
46
]. In the present work, the heterogeneity between studies was assessed by the
Cochrane chi-squared test (
χ2
), Tau-squared (
τ2
), and I-squared (I
2
; Inconsistency). Depending on the
I2value, a fixed-effects (less than 50%) or a random-effects (more than 50%) model was used.
Several options are available if heterogeneity is identified between a group of studies [
46
],
some of which have been considered in our meta-analyses: to verify if data are correct; to perform
a meta-analysis of random effects (depending on the I
2
value, a fixed-effects -less than 50%- or a
random-effects -more than 50%- model was used); and to explore heterogeneity, and to exclude studies).
Another tool used to graphically study heterogeneity is L’Abb
é
plot [
47
], which represents the
response rates to treatment versus the response rates in the control group and their position with
respect to the diagonal. Studies are usually plotted with an area proportional to its accuracy, and its
dispersion indicates heterogeneity. Therefore, L’Abb
é
graph allows us to check two important aspects
of the meta-analyses performed in the present work: the general tendency of our meta-analysis
and heterogeneity.
Outliers. A common method to detect outliers is to define a study as an outlier if its confidence
interval does not overlap with the confidence interval for the pooled effect. This means that we defined
a study as an outlier when its effect size estimate is so extreme that we have high certainty that the
study cannot be part of the ‘population’ of the effect sizes that we actually pooled in our meta-analysis
(that is, the individual study differs significantly from the overall effect). For the analysis of outliers,
following the above premises, the R Software version 3.3.6, find.outliers function was used.
3. Results
3.1. Literature Retrieval
The literature search gave 720 articles (Figure 1, identification phase). Removing the duplicate
documents (n=14) and those not written in English (n=34) left 672 items to be screened (Figure 1,
Int. J. Environ. Res. Public Health 2020,17, 7394 5 of 16
screening phase). Then, the selection was performed by reading the titles and abstracts (469 were
excluded). In total, 203 full text articles remained potentially eligible. Finally, publications were
selected by applying the final selection criteria (detailed current smoker data and hospitalised patients).
Of the remaining 203 works, 133 did not include smoking data and 41 did not include data about
smoking habit or a smoking background. Comments, letters, viewpoint and editorials were also
excluded (n=7) and 22 works that detailed the data of the proportion of smokers by specifying current
smokers and hospitalised patients remained eligible.
Finally, systematic reviews and meta-analyses articles were not included. This procedure gave 18
experimental documents: 15 papers with data on the China outbreak [
48
–
62
] (Table 1), one official
report with preliminary data on the USA outbreak [
16
], one in New York city [
17
] and one for the
Italian outbreak [
18
]. More details are provided in Tables 1and 2to facilitate the interpretation of the
analysed data as well as in the flow chart (Figure 1) to make this search repeatable in the future.
Table 1.
Comparison of the hospitalised current smokers in the Chinese COVID-19 outbreak.
Fifteen studies are described. The combined analysis is the result of adding the 15 individual
studies. For each study, the number of male and female hospitalised patients, current smoker patients,
95%CI calculated with Wilson’s procedure, expected current smokers both pooled and by gender, and
statistical significance (Sig.; p) are shown. Expected current smokers were estimated using 54% and
2.6% for males and females, respectively [
21
]. A column with a consecutive numbering of the studies
(#) is also included.
Study # n
(Male/Female)
Current
Smokers
95%CI
(Wilson)
Expected Current
Smokers
(Male/Female)
Sig.
Chen et al., 2020 [48] 1 274 (171, 103) 12 (4.4%) (2.6–7.4) 95.0 (92.3, 2.7) p<0.0001
Guan et al., 2020 [49] 2 1085 (631, 454) 137 (12.6%) (10.8–14.7) 352.5 (340.7, 11.8) p<0.0001
Han et al. 2020 [50] 3 17 (6, 11) 3 (17.6%) (8.5–38.7) 3.5 (3.2, 0.3) p=0.9999
Huang et al., 2020 [61] 4 41 (30, 11) 3 (7.3%) (3.6–18.3) 16.5 (16.2, 0.3) p=0.0006
Jin et al., 2020 [51] 5 651 (320, 331) 41 (6.3%) (4.7–8.4) 181.4 (172.8, 8.6) p<0.0001
Li et al., 2020 [52] 6 548 (279, 269) 41 (7.5%) (5.6–10.0) 157.7 (150.7, 7.0) p<0.0001
Lian et al., 2020 [53] 7 788 (407, 381) 54 (6.9%) (5.3–8.8) 229.7 (219.8, 9.9) p<0.0001
Mo et al., 2020 [54] 8 155 (86, 69) 6 (3.9%) (2.0-8.0) 48.2 (46.4, 1.8) p<0.0001
Wan et al., 2020 [55] 9 135 (72, 63) 9 (6.7%) (3.8–12.0) 40.5 (38.9, 1.6) p<0.0001
Wang et al. 2020 [56] 10 125 (71, 54) 16 (12.8%) (8.2–19.6) 39.7 (38.3, 1.4) p=0.0003
Yao et al., 2020 [62] 11 108 (43, 65) 4 (3.8%) (1.8–8.7) 24.9 (23.2, 1.7) p<0.0001
Zhang, Dong et al., 2020 [57] 12 140 (69, 71) 2 (1.4%) (0.8–4.6) 39.1 (37.3, 1.9) p<0.0001
Zhang, Cai et al., 2020 [59] 13 645 (328, 317) 41 (6.4%) (4.7–8.5) 185.4 (177.2, 8.2) p<0.0001
Zhang, Ouyang et al., 2020 [58] 14 120 (43, 77) 6 (5.0%) (2.6–10.2) 25.2 (23.2, 2.0) p=0.0004
Zhou et al., 2020 [60] 15 191 (119, 72) 11 (5.8%) (3.4–9.9) 66.2 (64.3, 1.9) p<0.0001
Combined -
5023 (2675, 2348)
386 (7.7%) (7.0–8.5) 1505.6 (1444.5, 61.0) p<0.0001
Table 2.
Comparison of the hospitalised current smokers in the COVID-19 outbreaks in the USA
and Italy. A column with a consecutive number of the studies (#) is included. For each study,
the number of male and female hospitalised patients, currently smoking patients, 95%CI calculated
with Wilson’s procedure, expected current smokers to be both pooled and by gender (except for study
#16), and statistical significance (Sig.; p) is shown. To calculate the expected current smokers’ values in
the USA, 15.6% in males and 12.0% in females were taken, which gave a combined 13.7% [
22
]. In Italy,
23.3% in males and 15.0% in females were taken [23]. 1Gender proportions are not specified.
Study # n(Male/Female) Current
Smokers
95%CI
(Wilson)
Expected Current
Smokers
(Male/Female)
Sig.
CDC, 2020 [16] 16 2019 135 (1.7%) (1.3–2.4) 278.6 1p<0.0001
Goyal et al., 2020 [17] 17 393 (238, 155) 20 (5.1%) (3.4–7.7) 55.7 (37.1, 18.6) p<0.0001
USA, combined - 2412 55 (2.3%) (1.8, 3.0) 334.3 p<0.0001
Colombi et al., 2020 [
18
]
18 236 (177, 59) 18 (7.6%) (5.0–11.6) 50.1 (41.2, 8.9) p<0.0001
Int. J. Environ. Res. Public Health 2020,17, 7394 6 of 16
3.2. China
Fifteen studies of the total 18 selected in our systematic review search reported data from the
China outbreak and were included in a specific meta-analysis (meta-analysis of studies from China)
as described below (Section 3.3). As previously mentioned, all the studies included in the analysis
contained detailed data about hospitalised current smokers. All the patients had been diagnosed with
COVID-19 by PCR tests. Most studies were conducted in the Hubei province [
48
,
50
,
52
,
54
,
57
,
58
,
60
–
62
],
three in the Zhejiang province [
51
,
53
,
59
], one in the Anhui province [
56
] and another in the Chongqing
province [
55
]. One study collected data from 30 provinces [
49
] and from 522 hospitals. In general,
most of the studies collected data from patients in only one hospital. Almost all the works included
in the meta-analysis were retrospective, one was prospective [
61
] and one was ambispective [
52
].
Their collected data were taken between the 11 December 2019 and 12 February 2020. Data were
generally taken from electronic medical records, except for one work, which collected them directly
by personally communicating with patients [
56
]. The studies homogeneously reported clinical and
epidemiological data, and included patients, for example, in the order in which they arrived at hospital.
However, one of the studies included 17 patients who had been discharged from hospital [
50
] and
included the highest percentage of current smokers (12.6%). Three other studies recruited patients
according to some selection criterion, or because they presented abnormal imaging findings [
59
],
had previously visited the Huanan seafood market [61] or were older patients [53].
Table 1presents the data that correspond to the 15 included studies. They all provide details of
the total proportion of males and females, and the number of current smokers. The expected smokers
values were calculated with these details, the proportion of males and females in each study and the
smoking prevalence in China [
21
]. The 95% confidence interval (95% CI) of the percentage of smokers
estimated with the observed values was also included. In all cases, statistically significant differences
(
p<0.001
) appeared between the observed and expected values, except for the study by Han et al. 2020,
whose sample included only 17 patients (p=0.9999). The combined values were obtained by adding
all the patients in each study to consider a total sample of 5023 patients, of whom 386 were current
smokers. The prevalence percentage of current smokers was 7.7% (95% CI: 7.0–8.5%). Once again,
the observed difference was very significant (p<0.0001) compared to the expected values. This value
was much lower than the expected one when considering the prevalence in China (54% in males, 2.6%
in females, and a combined 26.1%).
Meta-Analysis of Studies from China. Figure 2offers meta-analysis results from the studies in China.
Int. J. Environ. Res. Public Health 2020, 17, x 6 of 17
Fifteen studies of the total 18 selected in our systematic review search reported data from the
China outbreak and were included in a specific meta-analysis (meta-analysis of studies from China)
as described below (Section 3.3.). As previously mentioned, all the studies included in the analysis
contained detailed data about hospitalised current smokers. All the patients had been diagnosed with
COVID-19 by PCR tests. Most studies were conducted in the Hubei province [48,50,52,54,57,58,60–
62], three in the Zhejiang province [51,53,59], one in the Anhui province [56] and another in the
Chongqing province [55]. One study collected data from 30 provinces [49] and from 522 hospitals. In
general, most of the studies collected data from patients in only one hospital. Almost all the works
included in the meta-analysis were retrospective, one was prospective [61] and one was ambispective
[52]. Their collected data were taken between the 11 December 2019 and 12 February 2020. Data were
generally taken from electronic medical records, except for one work, which collected them directly
by personally communicating with patients [56]. The studies homogeneously reported clinical and
epidemiological data, and included patients, for example, in the order in which they arrived at
hospital. However, one of the studies included 17 patients who had been discharged from hospital
[50] and included the highest percentage of current smokers (12.6%). Three other studies recruited
patients according to some selection criterion, or because they presented abnormal imaging findings
[59], had previously visited the Huanan seafood market [61] or were older patients [53].
Table 1 presents the data that correspond to the 15 included studies. They all provide details of
the total proportion of males and females, and the number of current smokers. The expected smokers
values were calculated with these details, the proportion of males and females in each study and the
smoking prevalence in China [21]. The 95% confidence interval (95% CI) of the percentage of smokers
estimated with the observed values was also included. In all cases, statistically significant differences
(p < 0.001) appeared between the observed and expected values, except for the study by Han et al.
2020, whose sample included only 17 patients (p = 0.9999). The combined values were obtained by
adding all the patients in each study to consider a total sample of 5023 patients, of whom 386 were
current smokers. The prevalence percentage of current smokers was 7.7% (95% CI: 7.0–8.5%). Once
again, the observed difference was very significant (p < 0.0001) compared to the expected values. This
value was much lower than the expected one when considering the prevalence in China (54% in
males, 2.6% in females, and a combined 26.1%).
Meta-Analysis of Studies from China. Figure 2 offers meta-analysis results from the studies in
China.
Figure 2. Meta-analysis of the Chinese studies. Odds ratios of the current smokers (experimental) among the
hospitalised (control) patients with COVID-19 are shown. Data are from 15 published studies from the China
outbreak. Red squares area is proportional to the size of the sample data. Black crosses and horizontal lines
represent OR and 95% CI, respectively.
Figure 2.
Meta-analysis of the Chinese studies. Odds ratios of the current smokers (experimental)
among the hospitalised (control) patients with COVID-19 are shown. Data are from 15 published
studies from the China outbreak. Red squares area is proportional to the size of the sample data.
Black crosses and horizontal lines represent OR and 95% CI, respectively.
Int. J. Environ. Res. Public Health 2020,17, 7394 7 of 16
The obtained heterogeneity (I
2
) was 64%, so the selected model was the random model (
p<0.01
),
which gave an odds ratio (OR) value of 0.17 and a 95% CI of 0.13–0.22. The OR results of the
meta-analysis revealed statistically significant differences in 14 of the 15 studies. Only the study by
Han et al. (2020) (study # 3; correspondence between numbers and studies can be found in Table 1,
second column) did not show differences. These data suggest a strong negative association between
the current smokers among hospitalised patients with COVID-19.
3.3. USA and Italy
Only three studies not conducted in China were included in our systematic review: two from
the USA with official data from Centers for Disease Control and Prevention (CDC) and New York
city [
16
,
17
], and one from Italy [
18
]. As the numbers are small, they are all presented in this section
(Table 2). In all, the two US studies included 2412 hospitalised patients, of whom 55 were current
smokers (1.7% and 5.1%, respectively), although no gender proportions were provided in the CDC
study. The Italian study recruited 236 patients, of whom 18 were current smokers (7.6%). All the
patients’ COVID-19 diagnosis had been confirmed by laboratory tests, in which case the US studies
employed an official report [
16
] and a comment to the Editor [
17
] but provided detailed information
about current smokers.
When comparing the observed and expected values according to the smoking prevalence in each
country, the differences were very statistically significant in all cases (p<0.0001). This result was also
obtained when the expected proportion was analysed by considering the combination of the two US
studies, suggesting a strong negative association between current smokers among hospitalised patients
with COVID-19.
3.4. Global Meta-Analysis
Figure 3provides the meta-analysis results of the 18 studies from China, USA and Italy included
in the systematic review. The resulting heterogeneity was I
2
=69% (p<0.01), so the random model
that provided an OR of 0.18 and a 95% CI of 0.14–0.22 was selected.
Int. J. Environ. Res. Public Health 2020, 17, x 8 of 17
Figure 3. Global meta-analysis (China, Italy, and USA studies). Odds ratios of current smoking
(experimental) among hospitalised (control) patients with COVID-19 are shown. The analysis
included all (18) studies selected in the systematic review. Red squares area is proportional to the size
of the sample data. Black crosses and horizontal lines represent OR and 95% CI, respectively.
3.5. Heterogeneity
As described in the methods section, L’Abbé graph [47] was used to further explore the
heterogeneity of the 18 studies included in our global meta-analysis (15 studies from China, 2 from
USA and 1 from Italy; Figure 4).
Results confirmed a protective effect of current smoking on the likelihood of hospitalisation for
COVID-19 patients. L’Abbé plot showed that all the studies were located below the diagonal. Dashed
lines symbolize the pooled effect of the meta-analysis (red and blue if fixed or random effect models
were used, respectively).
The plot also allowed us to search for individual studies or groups of them that contributed to
the heterogeneity of the effect already found. Specifically, the studies number (#) 2, #10 and #12 (see
numbers assigned to each study in Tables 1 and 2, second column) seem to follow less the tendency
of the rest of the studies; as well as study number 3. However, only study #2 (corresponding to Guan
et al., 2020 [49]) was found as an outlier. The same study was also the only outlier if only the 15
studies from China were included in the analysis.
When the outlier study #2 (i.e., the study from Guan et al., 2020 [49]) was eliminated from either
the meta-analysis of the studies in China or from the global meta-analysis, the heterogeneity was
lowered considerably (I
2
= 36.5% for the set of Chinese works and I
2
=
55.7% in the global meta-
analysis). These two “new” meta-analyses provided 0.16 OR and 95%CI 0.14–0.18 values for the
China meta-analysis (fixed model) and 0.17 OR and a 95% CI 0.14–0.21 for the global meta-analysis
(random model).
Figure 3.
Global meta-analysis (China, Italy, and USA studies). Odds ratios of current smoking
(experimental) among hospitalised (control) patients with COVID-19 are shown. The analysis included
all (18) studies selected in the systematic review. Red squares area is proportional to the size of the
sample data. Black crosses and horizontal lines represent OR and 95% CI, respectively.
Int. J. Environ. Res. Public Health 2020,17, 7394 8 of 16
The meta-analysis results (OR) revealed statistically significant differences in 17 of the 18 studies
and in the combined total (p<0.01). Similarly to the China meta-analysis (Figure 2), only one study
did not show these differences, that by Han et al. (2020) [50].
3.5. Heterogeneity
As described in the methods section, L’Abb
é
graph [
47
] was used to further explore the heterogeneity
of the 18 studies included in our global meta-analysis (15 studies from China, 2 from USA and 1 from
Italy; Figure 4).
Int. J. Environ. Res. Public Health 2020, 17, x 9 of 17
Figure 4. Heterogeneity of the studies in the meta-analysis: L’Abbé graph [47]. All 18 studies
selected in the systematic review are plotted, numbered from 1 to 18 (correspondence between
numbers and studies can be found above, Tables 1 and 2, second column). The graph represents the
response rates to the experimental event (current smoking) versus the response rates in the control
group (hospitalization). Studies are plotted with an area proportional to its accuracy (blue circles),
and its dispersion indicates heterogeneity. Dashed lines represent the pooled effect of the meta-
analysis (red for fixed effect model and blue for random effect model).
4. Discussion
This work took data from 18 studies conducted in different parts of the world, but mainly China.
They describe the number of current smokers hospitalised and with a confirmed COVID-19
diagnosis. All the studies included in the meta-analysis provide details of the patients’ smoking
background, which allowed to determine the number of current smokers. This is very important
because the other studies excluded from the analysis, despite having recruited lots of patients, did
not provide information about smoking background [19].
In each case, these data were compared to the prevalence of smokers in each country by
considering the proportion of males and females whenever possible. In every case except one, which
had the fewest patients, very statistically significant differences were observed (p < 0.001) and would
indicate that something is at play with regard to COVID-19 incidence in smokers.
To assure that only peer-reviewed data were analysed and therefore any bias due to poor-quality
data was avoided in our meta-analyses, no pre-prints databases (vg. arXiv; bioarViv, etc.) were
searched in the present work. However, we believe that, for future revisions, the inclusion of new
studies and the extension of the search to other databases (vg. Pubmed), in which some current high-
quality preprints would have developed into peer-reviewed works would be very interesting and
beneficial.
Nevertheless, when a disease begins to spread in the population, the corresponding information
is also transmitted between individuals, which in turn influences the pattern of the disease spread
[63,64]. In this context, the responsible use and dissemination of some preprints may be of interest.
Additionally, although there is a wide class of research that studies the dynamics of the dissemination
of information, most of them are based on the classic spread of epidemics. Currently, the transmission
of information requires a much lower cost and varies much faster than physical contagion, therefore
the modelling of the dissemination of information should also help to understand the spread of
epidemics [65] and the interpretation of the meta-analytic results of diseases.
4.1. Limitations and Biases
Figure 4. Heterogeneity of the studies in the meta-analysis: L’Abbégraph
[
47
]. All 18 studies
selected in the systematic review are plotted, numbered from 1 to 18 (correspondence between numbers
and studies can be found above, Tables 1and 2, second column). The graph represents the response
rates to the experimental event (current smoking) versus the response rates in the control group
(hospitalization). Studies are plotted with an area proportional to its accuracy (blue circles), and its
dispersion indicates heterogeneity. Dashed lines represent the pooled effect of the meta-analysis (red for
fixed effect model and blue for random effect model).
Results confirmed a protective effect of current smoking on the likelihood of hospitalisation
for COVID-19 patients. L’Abb
é
plot showed that all the studies were located below the diagonal.
Dashed lines symbolize the pooled effect of the meta-analysis (red and blue if fixed or random effect
models were used, respectively).
The plot also allowed us to search for individual studies or groups of them that contributed
to the heterogeneity of the effect already found. Specifically, the studies number (#) 2, #10 and #12
(see numbers assigned to each study in Tables 1and 2, second column) seem to follow less the tendency
of the rest of the studies; as well as study number 3. However, only study #2 (corresponding to Guan
et al., 2020 [
49
]) was found as an outlier. The same study was also the only outlier if only the 15 studies
from China were included in the analysis.
When the outlier study #2 (i.e., the study from Guan et al., 2020 [
49
]) was eliminated from
either the meta-analysis of the studies in China or from the global meta-analysis, the heterogeneity
was lowered considerably (I
2
=36.5% for the set of Chinese works and I
2
=55.7% in the global
meta-analysis). These two “new” meta-analyses provided 0.16 OR and 95%CI 0.14–0.18 values for the
China meta-analysis (fixed model) and 0.17 OR and a 95% CI 0.14–0.21 for the global meta-analysis
(random model).
Int. J. Environ. Res. Public Health 2020,17, 7394 9 of 16
4. Discussion
This work took data from 18 studies conducted in different parts of the world, but mainly China.
They describe the number of current smokers hospitalised and with a confirmed COVID-19 diagnosis.
All the studies included in the meta-analysis provide details of the patients’ smoking background,
which allowed to determine the number of current smokers. This is very important because the
other studies excluded from the analysis, despite having recruited lots of patients, did not provide
information about smoking background [19].
In each case, these data were compared to the prevalence of smokers in each country by considering
the proportion of males and females whenever possible. In every case except one, which had the
fewest patients, very statistically significant differences were observed (p<0.001) and would indicate
that something is at play with regard to COVID-19 incidence in smokers.
To assure that only peer-reviewed data were analysed and therefore any bias due to poor-quality
data was avoided in our meta-analyses, no pre-prints databases (vg. arXiv; bioarViv, etc.) were
searched in the present work. However, we believe that, for future revisions, the inclusion of new
studies and the extension of the search to other databases (vg. Pubmed), in which some current
high-quality preprints would have developed into peer-reviewed works would be very interesting
and beneficial.
Nevertheless, when a disease begins to spread in the population, the corresponding information is
also transmitted between individuals, which in turn influences the pattern of the disease spread [
63
,
64
].
In this context, the responsible use and dissemination of some preprints may be of interest. Additionally,
although there is a wide class of research that studies the dynamics of the dissemination of information,
most of them are based on the classic spread of epidemics. Currently, the transmission of information
requires a much lower cost and varies much faster than physical contagion, therefore the modelling of
the dissemination of information should also help to understand the spread of epidemics [
65
] and the
interpretation of the meta-analytic results of diseases.
4.1. Limitations and Biases
Both the systematic review and the presented meta-analyses have some limitations. Heterogeneity
in the meta-analysis (i.e., variation in the study outcomes between the studies) was determined as
I2=64%
in the Chinese studies and as I
2
=69% when summing the US and Italian works. However,
when heterogeneity was further explored through L’Abb
é
plotting, and the only outlier study was
removed from both analyses, the I
2
values decreased notably (I
2
=36.5% for the meta-analysis of
Chinese works and I
2
=55.7% in the global meta-analysis) confirming the validity of our main results
and conclusions.
It was not possible to perform a detailed study using the age groups of current smokers,
although all patients were adults. As smoking habit prevalence changes with age, mean values
were used. With males, this value could vary with age from 41.5% (males aged 70 years) and 60.3%
(males between 40–49 years old) in China [
20
]. Conversely, these values for females were much lower,
and varied between 1.2% (aged 18–29 years) and 5.8% (older than 70). The number of males and
females was similar in practically all the studies. More male patients were included in all the studies,
they smoked more heavily and were at higher risk of suffering the disease [
66
]. If tobacco, or some of
its components, or smoking habit had some protective effect, more females would be expected to be
hospitalised, but this was not the case. What we doubtlessly observed was that the difference between
smokers hospitalised for COVID-19 and the expected values was very significant.
Other factors or artefacts could bias this study. For instance, as smokers know they are an at-risk
population (as they are more likely to catch the disease from their habits: touching cigarettes and
cigarette packets, exchanging tobacco, touching their face or placing cigarettes in their mouths, etc.;
apart from the respiratory effects of tobacco itself), they could have been more aware of taking social
distancing and hygiene measures. Nonetheless, as the temporal frame within which the studies were
Int. J. Environ. Res. Public Health 2020,17, 7394 10 of 16
conducted was an early stage of today’s pandemic, and no differences were observed among them,
this would not appear to be a plausible hypothesis.
Another possible bias may be related with data quality. We believe that smokers could have
attempted to hide this characteristic given the alarm of these characteristics, and the threat of hospitals
and ICUs being overcrowded. Nonetheless, most data were taken from electronic medical records,
which meant that we had access to patients’ smoking background in many cases. Given the serious
nature of the pandemic, in other cases we could presume that many smoking patients had stopped
smoking before being hospitalised and were thus included in the groups of non-smokers or former
smokers. So, it would be very interesting to specify the exact time when these data were collected,
for example during a medical interview when admitted to hospital or from patients’ previous medical
records. Moreover, the definition of “smoker” in such studies is not clear because heavy smokers are
not distinguished from occasional smokers.
Epidemiologic studies could in some cases be inaccurate due to unrecognised bias. For example,
while several case-control studies documented a “protective” effect of smoking on Alzheimer’s
disease, subsequent cohort studies showed this was not the case and smoking may not be related
to the onset of Alzheimer’s disease or possibly lead to a moderate increase in risk. Biased due to
higher mortality in smoking AD patients, resulting in a lesser probability to catch them as cases in
case-control studies was unveiled and could explain the inaccuracy [
67
]. In our work, data were
included based on hospitalization records, therefore it was very unlikely that higher mortality in
smoking COVID-19 patients would prevent them being selected in case-control studies biasing our
meta-analysis. Current scientific evidence suggests that active smokers hospitalised for COVID-19
have a worse prognosis [
14
,
30
,
37
], and current smoking does not seem to be associated with an adverse
outcome [
24
]. It must also be considered that current smokers cease to be so when entering the hospital,
as far as nicotine is concerned. In our work, we only refer to the fact that there are less hospitalised
current smokers than expected, which is why nicotine has been suggested to very likely have a
protective effect against serious symptoms, calming the cytokine storm (see Section 4.2, [
36
,
38
,
43
]).
This might be a cause of underrepresentation among hospitalised patients.
In any case, it is necessary to remember that tobacco causes 20,000 deaths a day all over the
world [
15
] and, with COVID-19 patients, it generally comes with comorbidities, which means a worse
prognosis [14].
Finally, in must be also noted that a potential threat to the validity of the meta-analytic results is
the so-called publication bias, meaning that the publication of studies depends on the direction and
statistical significance of the results. Studies with statistical significance are more likely to be published
than those with non-significant results (which would be published less often) [
68
]. However, in the
studies of the present meta-analyses, at the time of their publication, the fact that patients are smokers,
ex-smokers or non-smokers is secondary information and therefore does not influence our results.
4.2. Physiological Substrate for Anti-Inflammatory Pulmonary Effect
SARS-CoV-2 causes varying degrees of illness. Fever and cough are the dominant symptoms,
but severe disease also occurs. When COVID-19 patients’ aggravation takes place, lung hyperinflammation
may appear due to a virus-activated “cytokine storm” or CRS [
69
]. Of the different cytokines that increase
and reach such an exacerbated response [
70
], Interleukin-6 (IL-6) in serum is mainly expected to predict
SARS-CoV-2 pneumonia severity as the suppression of pro-inflammatory IL-6 has been demonstrated to
have a therapeutic effect on many inflammatory diseases, including viral infections [
71
]. In severe cases,
SARS-CoV-2 has been shown to activate both innate and adaptive immune systems in alveolar tissue
by inducing the release of many cytokines and subsequent cytokine release syndrome [
72
]. During this
response, levels of pro-inflammatory cytokines (include TNF
α
, interleukin (IL)-1b, IL-6, and IL-8) rise [
70
],
which isan important cause of death [
73
]. Therefore, it is believed that controlling such crucial inflammatory
factors could be a successful approach to reducing mortality in severe patients.
Int. J. Environ. Res. Public Health 2020,17, 7394 11 of 16
The existence of a cholinergic anti-inflammatory pathway has been demonstrated, which modulates
inflammatory responses during systemic inflammation [74]. The α7-nicotinic acetylcholine receptors
(
α
7nAChR) are known to be expressed in macrophages and are essential for attenuating the
inflammatory response by their activation during systemic inflammation [
75
]. The underlying
mechanism conveys that
α
7nAChR activation in infiltrated inflammatory cells, including macrophages
and neutrophils, induces not only the suppression of NF-kB activation [
76
], but also the secretion
of pro-inflammatory cytokines and chemokines from inflammatory cells, including alveolar
macrophages [
77
]. In lungs, this process involves a physiological feedback mechanism as it has
been demonstrated that pulmonary injury signals produced by inflammation are transmitted by vagal
sensory neurons to the central nervous system [
78
], where they are integrated and transformed into a
vagal reflex [
79
]. This response activates the parasympathetic neurons innervated by the efferent vagus
nerve, which results in a higher ACh concentration in the lungs [
80
]. Interestingly, it has been reported
that nicotine, an
α
7nAChR agonist, exerts an anti-inflammatory effect of acute lung injury in a murine
model [
75
]. In other inflammatory diseases, such as ulcerative colitis (UC), smoking or treatment with
nicotine has been demonstrated to significantly reduce the risk of developing the disease [
76
]. Indeed,
nicotine has been shown to reduce acute colonic inflammation severity with the concomitant inhibition
of IL-6 mRNA expression [
81
–
83
]. So, nicotine, an exogenous
α
7nAchR agonist, has already been
demonstrated to selectively downregulate the inflammatory response in a number of infection and
inflammatory diseases and it has also been suggested that smoking could interact with susceptibility
to SARS-CoV-2 infection through the renin–angiotensin system [84].
SARS-CoV-2 has been proposed to use the ACE2 receptor located at the surface of host cells to
facilitate virus entry [
85
]. On the one hand, it has been suggested that smoking may upregulate ACE2
expression [
13
] and also that SARS-CoV-2 infections could be positive feed-back loops to increase
ACE2 levels and facilitate virus dissemination [
86
]. On the other hand, evidence suggests that nicotine
downregulates ACE2 expression [
13
,
84
,
87
]. In any case, the exact role of ACE2 as a mediator of disease
severity remains to be determined. As ACE2 expression is necessary and sufficient for SARS-CoV-2
infections, it seems highly likely that an expansion of ACE2-expressing cells in the lungs facilitates
viral shedding. However, it is possible that ACE2 expression also has some beneficial consequences.
ACE2 has strong vasodilatory, anti-inflammatory, and antioxidant properties. Based on these properties,
increased ACE2 levels have been proposed to be more beneficial than harmful, particularly in patients
with lung injury. In this sense, children, and younger adults, who have milder COVID-19 symptoms,
have higher ACE2 levels compared to older people [
38
]. Therefore, even if smoking upregulates ACE2,
this does not necessarily imply an adverse prognosis [
39
,
88
]. For the above reasons, further research
will be required to determine the precise impact of ACE2 levels on the clinical course of COVID-19 and
its relationship to smoking and nicotine.
5. Conclusions
The number of hospitalised smokers was smaller than expected based on the smoking prevalence
in the different countries. The meta-analysis results obtained in China, the US and Italy indicated that
a smoking habit lowers the likelihood of being hospitalised by COVID-19.
Currently, the most promising trial run to treat severe COVID-19 patients is the one using
Tocilizumab, a blocker of the IL-6 receptor for the treatment of cytokine storm [
71
]. However, very
strict criteria for clinical use limits its availability, mainly due to its price and adverse effects. Another
recent strategy has proposed the use of Baricitinib, which is predicted to reduce the ability of the virus
to infect lung cells through the ACE2 receptor [
89
], although drugs with a similar action mechanism
used in oncology bring serious side effects [
89
,
90
]. Nevertheless, to our knowledge, no clinical trials
of nicotine in COVID-19 patients are currently being run. We suspect that nicotine could contribute
to an amelioration of the cytokine storm and the severe related inflammatory response through the
α
7nAChR-mediated cholinergic anti-inflammatory pathway during a patient’s aggravation [
43
]. Hence,
therapeutic strategies should probably consider the combination of antiviral and anti-inflammatory
Int. J. Environ. Res. Public Health 2020,17, 7394 12 of 16
treatments [
91
] in order to reduce viral infectivity, viral replication, exacerbated inflammatory response,
and to limit side effects.
Author Contributions:
J.G.-R. and A.N. designed the study and collected the data. All authors (C.N.-L., E.L.-N.,
A.L.-N., L.J.-D., J.D.N.-L., J.G.-R. and A.N.) analysed and interpreted the data. J.G.-R., L.J.-D., J.D.N.-L. and A.-N.
wrote the manuscript. All authors have read and agreed to the published version of the manuscript.
Funding:
This research was supported by University of Castilla-La Mancha (UCLM) Research Programme, grant
number 2020-GRIN-28705. The APC was funded by 2020-GRIN-28705.
Acknowledgments:
The authors thank Isabel Najera, Jose Antonio Najera, and Julio Basulto for helpful comments
that greatly improved the manuscript. This manuscript was released as Pre-print at https://www.preprints.org/
manuscript/202004.0540/v1 on 2020/04/30 that has not been peer-reviewed [92].
Conflicts of Interest: The authors declare no conflict of interest.
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