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Estimating mortality among inpatients with acute exacerbation
of chronic obstructive pulmonary disease using registry data
Zhengcun Pei
1
, Yixin Sun
1
, Shengfeng Wang
1
, Yahong Chen
2
, Ting Yang
3,4
, Kewu Huang
5,6
, Yan Zhang
7
, Yin Huang
8
,
Chen Wang
4,9
and Siyan Zhan
1
✉
The study aimed to investigate the demographic characteristics, clinical features, diagnoses, and treatments of hospitalized
exacerbation COPD patients, as well as their disease prognoses and economic costs. The study planned to enroll 7600 hospitalized
patients (aged ≥18 years with main diagnosis as AECOPD). Study patients were recruited since September 2017, followed up with a
3-year observing period. In the baseline visit, information on demographic characteristics, clinical features, diagnoses, and
treatments were collected. In the following visits, treatments and examinations, recurrence of AECOPD, re-admission to hospital,
complications, and mortality were recorded. Several validated questionnaires were applied at specific visits. This study included
data from 1 September 2017 until 31 December 2022. The data would be used to estimate all-cause mortality during hospital stay,
AECOPD recurrence within 1 month after discharge, all-cause and cause-specific mortality, frequency of AECOPD recurrence, lung
function, life quality, healthcare costs in the study period, etc.
npj Primary Care Respiratory Medicine (2020) 30:28 ; https://doi.org/10.1038/s41533-020-0186-y
INTRODUCTION
Chronic obstructive pulmonary disease (COPD), characterized by
persistent airflow limitation, is a common preventable and
treatable disease and is the leading cause of mortality and
morbidity worldwide
1
. More than three million deaths were
caused by COPD each year
2,3
. The prevalence of COPD in adults
was estimated to be 4–10% worldwide
4,5
, and 8.6% in China
6
,
accounting for approximately 100 million COPD patients.
Acute exacerbation of COPD (AECOPD), defined by the Global
Initiative for Chronic Obstructive Lung Disease, is an acute event
characterized by a worsening of the patient’s respiratory
symptoms that is beyond normal day-to-day variations and leads
to a change in medication
7–9
; the disease burden and its
exacerbations have been studied globally
3,10,11
; exacerbation is a
signal of disease progression and a major cause of patient
hospitalization.
The severity and frequency of exacerbations strongly correlated
with patient prognosis, especially mortality, whereas prevention,
early detection, and prompt treatment would predict a better
prognosis
2
. However, as the mortality data with regard to AECOPD
are limited for China, we speculated that there remains a gap
between guidelines and clinical practices in China. This multi-
center prospective patient registry study is launched to investigate
the clinical features, treatments, and prognoses of AECOPD and
meanwhile to build up a COPD management network.
The primary aim of this study was to assess the all-cause and
cause-specific mortality among patients admitted to hospital for
AECOPD and further to calculate re-admission rate caused again
by AECOPD within 1 month after discharge. The secondary aims
included analyses with regard to the 3-year follow-up after
discharge, specifically all-cause and cause-specific mortality (at 1,
2, 3 years), recurrence of AECOPD (frequency of AECOPD
recurrence, the date of first recurrence after discharge), lung
function, and quality of life assessment, as well as healthcare costs.
RESULTS
The primary aim of this study was to assess the in-hospital
mortality of AECOPD patients, to describe all-cause and cause-
specific mortality, and further to calculate re-admission rate
caused again by AECOPD within 1 month after discharge from
hospital. The secondary aims included analyses with regard to the
3-year follow-up after discharge from hospital, specifically all-
cause and cause-specific mortality (at 1, 2, 3 years), recurrence of
AECOPD (frequency of AECOPD recurrence, the date of first
recurrence after discharge), lung function, and quality of life
assessment, as well as healthcare costs.
The data obtained were planned to be used to describe the all-
cause and cause-specific mortality of AECOPD patients, re-
admission rates at the time points of 1 month to 3 years after
discharge from hospital, as well as the recurrence of AECOPD, lung
function decline, and quality of life.
Mortality rate, recurrence rate, and re-admission rate were
planned to be reported pooled and stratified by sex, age, area,
disease severity, etc. Their potential risk factors and confounders
in consideration included COPD severity (lung function, AECOPD
symptoms), medical history (COPD history, frequency of hospita-
lization, tobacco exposure, etc.), comorbidities (respiratory dis-
eases, cardiovascular diseases, metabolic diseases, digestive
diseases, etc.), treatment (bronchodilators, glucocorticoids, anti-
biotics, oxygen therapy, ventilatory support, etc.), questionnaire,
and scales (COPD assessment test (CAT), modified British Medical
Research Council (mMRC), St. George’s respiratory questionnaire
(SGRQ), hospital anxiety and depression scale (HADS)). The
1
Department of Epidemiology and Biostatistics, School of Public Health, Peking University, Beijing, China.
2
Department of Pulmonary and Critical Care Medicine, Peking University
Third Hospital, Beijing, China.
3
Department of Pulmonary and Critical Care Medicine, Center of Respiratory Medicine, China-Japan Friendship Hospital, Beijing, China.
4
National
Clinical Research Center for Respiratory Diseases, Beijing, China.
5
Department of Pulmonary and Critical Care Medicine, Beijing ChaoYang Hospital, Beijing, China.
6
Department of
Respiratory Medicine, Capital Medical University, Beijing, China.
7
Best-Road Medi-Tech (Beijing) Ltd, Beijing, China.
8
Beijing Natureself Technology Co. Ltd, Beijing, China.
9
Chinese
Academy of Medical Sciences and Peking Union Medical College, Beijing, China. ✉email: siyan- zhan@bjmu.edu.cn
www.nature.com/npjpcrm
Published in partnership with Primary Care Respiratory Society UK
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association between death event and its potential influential
factors, the association between recurrence and readmission with
their risk factors, the association between treatment and future
outcomes, and similar associations of interest were planned to be
assessed using multivariate linear/logistic regressions and Cox
regression to assess time to death and its relevant factors. A
mixed-effects model for longitudinal data analysis would be an
optional choice to validate long-term effect of potential risk
factors. In addition, comparative effectiveness research on
different inpatient therapies (bronchodilators, glucocorticoids,
antibiotics, oxygen therapy, ventilatory support) and prognoses
(recovery, death, length of hospitalization), stable COPD manage-
ment (pharmacological treatment, tobacco cessation, pulmonary
rehabilitation, oxygen therapy), and disease progression (death,
readmission, new comorbidities, lung function decline), as well as the
impact of medication adherence on disease progression were
plannedtobecomparedafterpropensity score matching. Statistical
significanceweredefined as the two-sided pvalue < 0.05. All the
data were planned to be analyzed using the R software version 3.6,
SAS V9.4 statistical package or STATA V15.0.
DISCUSSION
The ACURE (estimating mortality among inpatients with Acute
exacerbation of Chronic obstrUctive pulmonary disease using
REgistry data) study aimed to describe the overall clinical features
and treatment procedures of AECOPD patients. The data obtained
could be used to better understand the long-term outcome and
risk factors of AECOPD and lung function declines.
As a pioneering study for proper measuring mortality of
AECOPD patients all over the country, this study enabled our
clinicians and researchers to address fundamental issues regard-
ing the “real world”situation of AECOPD in China. It will also serve
as a harmonized, evidence-based registry and platform for
conducting future research, which will ultimately improve the
management care provided to AECOPD patients.
Table 1. Schematic diagram of the ACURE study.
Visit Study period
Baseline survey Follow-up survey
V0 V1 V2 V3 V4 V5 V6 V7
Time point Admission–discharge D30 M3 M6 M9 M12 M24 M36
Contact type V V P V P V V V
Eligibility screen X
Informed consent X
Demographics X
Medical history X
Personal history X
Treatment X X X X X X X X
Change of treatment for respiratory system X X X X X X X
Physical examination X
Lung function test X X X X X X
Laboratory test X X X X X X
ECG X
Lung CT X X X X
UCG X
Pulmonary perfusion imaging X
Venous ultrasound of lower extremity X
PEACE questionnaire X
a
X XXXX X X
CAT questionnaire X X X X X X X X
mMRC questionnaire X X X X X X X
SGRQ X X X X
HADS X
Prognosis (including death) X X X X X X
RICU/ICU admission X
Re-admission X X X X X X X
AECOPD assessment X X X X X X X
Lost to follow-up X X X X X
Direct cost X X X X X X X X
Inhalation equipment X
ACURE estimating mortality among inpatients with Acute exacerbation of Chronic obstrUctive pulmonary disease using REgistry data, AECOPD acute
exacerbation of chronic obstructive pulmonary disease, CAT COPD assessment test, CT computed tomography, D30 30 days after discharge, ECG
electrocardiogram, HADS hospital anxiety and depression scale, M3,M6,M9,M12 3/6/9/12 months after discharge, mMRC modified British Medical Research
Council, Pphone call, PEACE questionnaire from the study by Zheng et al.
13
,RICU respiratory intensive care unit, SGRQ St. George’s respiratory questionnaire,
UCG ultrasound cardiogram, Vvisit, Xinformation collected.
a
Everyday during hospitalization.
Z. Pei et al.
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The main limitations may be related to incompleteness of lung
function data, as most exacerbation patients were not able to
conduct a lung function test during hospital stay. We were aware
of this limitation and asked the patient to provide lung function
information before exacerbation or to measure lung function
during stable phase of COPD as a substitution. Additional
limitation is that selection bias may exist, as participating research
centers are leading hospitals where proportions of severe patients
are usually higher than normal population. Nevertheless, partici-
pant from diverse areas of China would represent a real nature of
COPD progression in Chinese patients. Disease progression of
mild, moderate, and severe COPD were all investigated and
discussed, regardless of their actual proportion.
METHODS
The ACURE study is an ongoing nationwide multicenter, observational
patient registry in patients admitted to hospital for AECOPD, followed up
with a 3-year observing period in a real-world setting. The first patient
recruited in the database was recorded on 1 September 2017, the
expected end of patient enrollment in all centers was December 2019, and
the expected end of patient follow-up in all centers is December 2022. The
study design schematic is shown in Table 1. Currently, 158 centers
(hospitals) dispersing over 29 provinces of China participated in this study.
The distribution of participating centers is shown in Fig. 1; each research
center was coordinated by one national expert, who was responsible for
local data collection and organization affairs that were related with this
work. In addition, a steering committee was employed for the design and
scientific integrity of the study. Table 2shows the composition of our
steering committee.
All patients with AECOPD examined by a clinical physician were eligible to
be enrolled in this study if they fulfill the following inclusion criteria: age ≥18
years and hospitalized patients with confirmed diagnosis of AECOPD. During
recruitment, we confirmed AECOPD diagnosis based on personal history and
clinical symptoms, as well as lung function level in recent 6 months, which
was recorded in hospital information system or self-reported. For patients
who had AECOPD for the firsttimeorwhohadnolungfunctiondata,we
confirmed their AECOPD diagnoses at follow-up lung function examinations,
as it is not recommended to test lung function during acute exacerbations.
Meanwhile, patients who were diagnosed as having active pulmonary
tuberculosis or acute left heart failure and patients who were participating in
clinical trials or intervention studies of drugs were excluded.
Patients were not directly involved in the design, development of
research questions or outcomes of this study. Researchers or research
assistants interpreted the questions to the participants and recorded the
answers. The results of the ACURE study will be available for the public. All
participating patients were requested to provide written informed consent.
The study had complied with all relevant ethical regulations. The study
protocol had been approved by the ethics committee of China-Japan
Friendship Hospital (approval number: 2015-88). Informed consent was
obtained from all patients of the study. The rights, safety, and well-being of
clinical investigation subjects were protected according to the ethical
principles of the Declaration of Helsinki. This study was registered in
Clinicaltrials.gov with the identifier NCT02657525.
The study protocol was designed to collect all clinical data during one
hospital stay and stable COPD management data through regular clinical
follow-ups; the observing parameters were identified and selected by all
the principle investigators from the collaborating centers together with a
panel of national experts. A paper case report form was designed to collect
research information bedside, and an electronic case report form was
designed to upload the research information to the study Electronic Data
Capture (EDC) system.
For each patient, a baseline survey was conducted within 1–3daysafter
hospitalization to collect information on medical history, physical examina-
tion, and inpatient diagnosis. During the hospital stay, information on
Fig. 1 Distribution of participating centers of the ACURE study. White and blue colors denote different center numbers across provinces.
Z. Pei et al.
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Published in partnership with Primary Care Respiratory Society UK npj Primary Care Respiratory Medicine (2020) 28
questionnaires [CAT questionnaire, PEACE questionnaire (consisting of eight
questions assessing daily variance of COPD symptoms, i.e., dyspnea,
purulent sputum, sputum volume, upper respiratory tract infection, fever,
wheeze, cough, breath rate), mMRC questionnaire], medical examinations,
laboratory tests, and treatments was recorded. Comorbidities including
respiratory diseases (pneumonia, pulmonary embolism, interstitial lung
disease, pulmonary arterial hypertension, lung cancer, asthma, respiratory
failure), cardiovascular diseases (myocardial infarction, angina pectoris,
hypertension, chronic heart failure, ventricular premature beat, right bundle
branch block, atrial fibrillation), metabolic diseases (diabetes, osteoporosis),
and digestive diseases (gastroesophageal reflux disease, peptic ulcer,
cirrhosis), as well as malignancies other than lung cancer, peripheral arterial
disease, venous thromboembolism, cerebrovascular disease, anxiety/depres-
sion, musculoskeletal dysfunction, chronic kidney disease, etc. were
recorded. When a patient was discharged from hospital, information on
diagnosis, CAT questionnaire, disease prognosis, intensive care unit stay (if
any), and costs was collected. During each follow-up visit, information on the
management; progress; recurrence; and prognosis of COPD, pharmacologi-
cal, and non-pharmacological treatment was collected; meanwhile, scale
and questionnaire surveys [CAT, mMRC, SGRQ, HADS] were conducted. An
overview of the collected data is listed in Supplementary Table 1.
The primary aim of the study was to estimate the mortality rate during
hospital stay; the sample size required is 6080 individuals, which was
calculated based on an estimated mortality rate of 5% with an absolute
precision of 2%, 95% confidence interval, and high design effect when
recruiting patients from 40 hospitals, using the software CSurvey 2.0
12
; and
finally 7600 individuals are required with an assumption of 20% drop-outs,
as loss to follow-up is inevitable in such longitudinal design.
DATA AVAILABILITY
No datasets were generated or analyzed during the current study.
CODE AVAILABILITY
No codes were generated during the current study.
Received: 3 February 2020; Accepted: 7 May 2020;
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ACKNOWLEDGEMENTS
This study is funded by the National Key R&D Program of China (Project number:
2016YFC1304300).
AUTHOR CONTRIBUTIONS
The study concept and design was conceived by C.W. and S.Z. Analysis will be
performed by Z.P., Y.S., and S.W. Z.P. prepared the first draft of the manuscript. Y.C.,
T.Y., and K.H. provided expert clinical advice, Y.Z. and Y.H. provided expert advice on
research scheme and EDC system. All authors read and approved the final
manuscript.
COMPETING INTERESTS
The authors declare no competing interests.
ADDITIONAL INFORMATION
Supplementary information is available for this paper at https://doi.org/10.1038/
s41533-020-0186-y.
Correspondence and requests for materials should be addressed to S.Z.
Table 2. Steering committee of the ACURE study.
Center Province/city Principal investigator/coordinator
Peking University Third University Beijing Yahong Chen, MD
Chinese PLA General Hospital Beijing Junchang Cui, MD
Peking Union Medical College Hospital Beijing Jinglan Wang, MD
Beijing Hospital Beijing Chun Pu, MSc
The Second Hospital of Hebei Medical University Hebei Xixin Yan, MD
The First Affiliated Hospital of Chongqing Medical University Chongqing Shuliang Guo, MD
West China Hospital Sichuan University Sichuan He Yu, MSc
Changhai Hospital Shanghai Yuchao Dong, MD
The Second Affiliated Hospital of Chongqing Medical University Chongqing Daoxin Wang, MD
The First Hospital of China Medical University Liaoning Hongwen Zhao, MD
General Hospital of East China Jiangsu Xiaoyong Xu, MD
China-Japan Friendship Hospital Beijing Ting Yang, MD
ACURE estimating mortality among inpatients with Acute exacerbation of Chronic obstrUctive pulmonary disease using REgistry data, PLA People’s
Liberation Army.
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