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Abstract

The novel coronavirus pandemic has set in high relief the entrenched health, social, racial, political, and economic inequities within American society as the incidence of severe morbidity and mortality from the disease caused by the virus appears to be much greater in Black and other racial/ethnic minority populations, within homeless and incarcerated populations, and in lower-income communities in general. The reality is that the U.S. is ill equipped to realize health equity in prevention and control efforts for any type of health outcome, including an infectious disease pandemic. In this article, we address an important question: When new waves of the current pandemic emerge or another novel pandemic emerges, how can the U.S. be better prepared and also ensure a rapid response that reduces rather than exacerbates social and health inequities? We argue for a health equity framework to pandemic preparedness, grounded in meaningful community engagement that, while recognizing the fundamental causes of social and health inequity, has a clear focus on upstream and midstream preparedness and downstream rapid response efforts that put social and health equity at the forefront.
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Forthcoming in an issue of Journal of Health Politics, Policy and Law. Journal of Health Politics, Policy
and Law is published by Duke University Press. DOI: 10.1215/03616878-8641469
Equitable Pandemic Preparedness and Rapid Response: Lessons from
COVID-19 for Pandemic Health Equity
Philip M. Alberti
Association of American Medical Colleges
Paula M. Lantz
University of Michigan
Consuelo H. Wilkins
Vanderbilt University Medical Center
Abstract
The novel coronavirus pandemic has set in high relief the entrenched health, social, racial, political, and
economic inequities within American society as the incidence of severe morbidity and mortality from the
disease caused by the virus appears to be much greater in Black and other racial/ethnic minority
populations, within homeless and incarcerated populations, and in lower-income communities in general.
The reality is that the U.S. is ill equipped to realize health equity in prevention and control efforts for any
type of health outcome, including an infectious disease pandemic. In this article, we address an important
question: When new waves of the current pandemic emerge or another novel pandemic emerges, how can
the U.S. be better prepared and also ensure a rapid response that reduces rather than exacerbates social
and health inequities? We argue for a health equity framework to pandemic preparedness, grounded in
meaningful community engagement that, while recognizing the fundamental causes of social and health
inequity, has a clear focus on upstream and midstream preparedness and downstream rapid response
efforts that put social and health equity at the forefront.
Keywords COVID-19, health equity, preparedness, pandemic, community engagement,
inequities
As epidemiologic data regarding the novel severe acute respiratory syndrome coronavirus 2
started to emerge in the United States in March 2020, it quickly became obvious that this virus is
not an equal-opportunity threat. The incidence of severe disease and mortality from COVID-19
(the disease caused by the virus) appears to be much greater in Black and other racial/ethnic
minority populations, within homeless and incarcerated populations, and in lower-income
communities in general (Artiga et al. 2020; Mosites et al. 2020). COVID-19-related health
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inequitiesfrom testing access to mortalityhave captured the attention of the mainstream
media, clinicians, researchers, and health advocates alike.
Much discussion around COVID-19 inequities has focused on individual-level
characteristics and behaviors. Many reports explain the disproportionate burden of severe
COVID-19 morbidity and mortality among people of color by noting the higher prevalence
within those communities of underlying health conditions like obesity, diabetes, and asthma
(Kendi 2020). This includes Surgeon General Jerome Adams, who beseeched communities of
color to follow Centers for Disease Control and Prevention (CDC) behavioral guidelines to
prevent the further spread of COVID-19 within their families and communities, and to limit their
smoking, drinking, and drug use.
However, as data on COVID-19 inequities emerged, the immediate response of health
equity researchers and advocates was one of horror but not surprise, with a different set of
explanations and advice. First, at the individual level, people in different socioeconomic
circumstances do not have the same ability to follow the chorus of CDC advice: wash your
hands, stay home, and self-isolate if you have symptoms. Isolation is impossible in households
with multiple families or in settings like jails and prisons. Hand washing is impossible when your
water has been shut off. Further, some of CDC’s advice and state/local emergency orders, while
seemingly innocuous, were developed and communicated without consideration of the
implications for communities of color. For example, recommendations and mandates to wear a
face mask in public are problematic for many Black men who perceive covering their faces more
of a threat to their health than the coronavirus itself.
Second, the novel coronavirus has set in high relief the entrenched health, social, racial,
political, and economic inequities within American society. As a result of decades of public
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policies that have further concentrated wealth and other resources in a smaller, privileged corner
of society, communities of color and other marginalized populations—those living in or near
poverty, the homeless, people within the carceral system, immigrants, etc.—find themselves with
limited to no economic cushion or social advantage while they grapple with physical and mental
health comorbidities caused, in part, by the same unjust policies that increase their communities’
vulnerability to COVID-19. In addition, the social and economic downsides of stay-at-home
orders and other necessary public health interventions also hit lower-income and minority
communities harder. Several health advocates, journalists, and researchers have provided insight
into how the novel coronavirus has exploited decades of structural inequity—no health
insurance, no paid sick leave, no affordable housing, deep underinvestment in inner cities, lack
of access to banking, reliance on public schools for food security, etc.to disproportionally
strike historically marginalized and under-resourced populations (O’Donnell 2020; Tobin-Tyler
2020; Villarosa 2020).
Importantly, the inequities emerging in the COVID-19 pandemic are not due to race or
social class. Rather, they are the result of structural racism and social inequalities embedded
within the economic, political, education, health care, criminal justice and other systems and
social structures in the U.S. Understanding the fundamental causes of COVID-19 health
inequities requires appreciating that the more proximate causes—higher rates of serious medical
conditions, living in crowded housing, inability to work from home, etc.—are themselves the
result of social inequalities produced by social systems reinforced through public policy (Phelan,
Link and Tehranifar 2010). As Braithwate and Warren (2020) wrote: “Any virulent virus without
a vaccine is bound to become a human petri dish in which people of color in the U.S. today are
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caught…The war against the coronavirus for people of color is part and parcel of the war to
eliminate historic inequities and to level the socioeconomic playing field.”
The sad reality is that the U.S. is ill equipped to realize health equity in prevention and
control efforts for any type of health outcome, including an infectious disease pandemic.
Solutions to the fundamental causes of health inequities will require deep, structural changes to
American policy, politics, mindset, and culture. While we endorse the vision of long-term
upstream policy and system change goals, we are skeptical that such dramatic transformations
are realistic in the short or mid-term. Thus, as the health equity community advocates for long-
term, structural changes, in the face of a novel infectious disease pandemic we must also prepare
for the interim and respond to the immediate.
In this article, we address an important question: When new waves of the current
pandemic emerge or another novel pandemic emerges, how can the U.S. be better prepared and
ensure a rapid response that reduces rather than exacerbates social and health inequities? We
argue for a health equity framework to pandemic preparedness that, while recognizing the
fundamental causes of social and health inequity, has a clear focus on upstream and midstream
preparedness and downstream rapid response efforts that put social and health equity at the
forefront.
A Model for Health Equity Infectious Disease Preparedness
Quinn and Kumar (2014) describe the distal and proximate causes of infectious disease–related
inequities and put forward a framework to intervene on both sets of risk factors. Building upon
Blumenshine et al.’s (2008) work on possible sources of disparate and unequal outcomes in an
influenza pandemic, this framework considers disparities based on social position (race/ethnicity
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and socioeconomic status) at three levels: (1) in exposure to the virus; (2) in disease
susceptibility, if exposed; and (3) in timely and effective treatment, once disease has developed.
Key contributors to disparities include occupational factors, crowding in households, nutritional
status, stress, access to health care, primary language, and availability of antivirals.
Based on their prior work in India and the U.S., Quinn et al. (2011) and Kumar and
Quinn (2012) conceptualized the plausible causes of unequal burdens of illness and death during
a pandemic. Their 2014 conceptual model makes explicit that there are both proximal (i.e.,
downstream, behavioral, and biological) and distal (i.e., upstream, social, and policy) risk factors
that contribute to inequities in a pandemic. Key distal factors are population structure, access to
clean water, ability to stay away from work, and availability of quality health care. Proximal
risks for disparities are related to behaviors such as hand washing and social distancing,
immediate access to health care, and underlying susceptibility to disease due to nutritional status
and chronic stress, which causes physiological dysregulations, inflammation, and impaired
immune response (Juster, McEwen, and Lupien 2010).
In the sections below, we apply Quinn and Kumar’s model to the current COVID-19
pandemic by (1) connecting their framework’s “distal” and “proximate” causes of disparities to
current taxonomies regarding upstream and midstream social determinants of health and more
proximate downstream individual social risks; (2) recommending two specific paths of action,
one focused on social determinantrelated health equity preparedness and the other on a set of
downstream, health equity–promoting rapid response efforts; and (3) underscoring and
strengthening the framework’s commitment to data collection and community engagement as
non-negotiable components of a health equity preparedness paradigm for infectious disease.
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Upstream and Midstream Social Determinants and Downstream Social Needs
There is now widespread recognition that health—at the individual, community, and population
levelsis the result of much more than health care quality and access (Solar and Irwin 2010;
Woolf and Braveman 2011). The main drivers of health are socioeconomic, environmental, and
behavioral factors that play out at multiple levels within society. The socioecological model of
population health and human development includes five levels at which social processes/factors
produce both health and health inequities (Richard, Gauvin, and Raine 2011). This includes
intrapersonal, interpersonal, institutional, community, and system or macro-level factors. All
levels are embedded within and influenced by higher levels in the model and create specific
types of health distributions and inequities. In addition, all levels in the model provide
opportunities for intervention, although it is the more upstream system or macro-level factors
that shape the midstream community and institutional factors, which in turn create unequal
health outcomes at the downstream, individual level.
The distal” and “proximatecauses of pandemic inequalities can be further extended
using the socioecological and other models of the social determinants of health to distinguish the
system/macro-level or upstream determinants from the midstream (community and institutional)
determinants, and to distinguish both from the more downstream individual-level manifestations
of exposures, risks, and social needs (Castrucci and Auerbach 2019). Distinguishing between
upstream/midstream determinants of health and the downstream manifestations of those drivers
within individuals is important for both understanding the causes of health inequity and
identifying key focal points for intervention.
For example, there is a difference between identifying and assisting individuals who are
unable to afford rent during pandemic stay-at-home orders versus creating higher levels of
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housing affordability and paid sick leave within communities and jurisdictions. This distinction
is crucial since interventions that address downstream social needs that benefit individuals often
do not impact community-level social determinants that are driven by policy choices and are
therefore not amenable to person-level action. In addition, focusing on the individual-level needs
and outcomes tends to prioritize health care/biomedical responses, conflating health with health
care and conflating social determinants of health with individual social needs (Alderwick and
Gottlieb 2019; Lantz 2019).
Quinn and Kumar’s (2014) distal” and “proximatecauses of infectious disease
disparities map cleanly onto models of the social determinants of health at the midstream and
downstream levels. Institutional policies dictate whether certain classes of workers have the
flexibility to isolate at home. Health care provider shortage areas are driven, in part, by
government decisions that then unfairly predispose certain communities to inequitable access to
care and treatment during an infectious disease pandemic. To prepare for how upstream social
factors create health inequities means reforming those systems, policies, and structures to more
equitably distribute resources and reduce immediate burdens within and across communities.
That immediate burden (Quinn and Kumar’s “proximate causes”) is characterized by
what individuals within those communities need to survive an epidemic: a home in which to
shelter, running water, affordable and trusted health care when needed. The rapid responses
necessary to help individuals in crisis—temporary housing, flexible deployment of health care
resourcesare distinct from longer-term policy changes necessary to prepare for and undo the
social determinants. Thus, we make two sets of recommendations below: actions to support
pandemic health equity preparedness at the distal/social determinant level, and actions to develop
a pandemic health equity rapid response at the proximate level. Our recommendations below
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springboard from prior research and recommendations regarding the critical need for a strong
health equity perspective in disaster and pandemic planning efforts (Davis et al. 2010; Lichtveld
2018; Mays 2016) and from what has been observed in the current COVID-19 crisis to date.
Upstream/Midstream Preparedness and Downstream Rapid Response
We recommend that new or revised pandemic preparedness plans at the federal, regional, state,
and local levels be grounded in community engagement, built from community assets, and be
evidence- and data-driven (discussed in more detail below). We also recommend that these plans
identify the key ways in which policy, community, and institutional-level factors could create
differences in the ability of people of different socioeconomic positions or sociodemographic
groups to prevent exposure or avoid severe morbidity or mortality from an infectious agent.
Infectious disease preparedness needs, at a minimum, to address upstream and midstream
policy and institutional factors in certain key areas, as outlined in Table 1:
[Table 1 here]
We also recommend that a health equity lens be applied to preparations for downstream
rapid response. Pandemics place a substantial burden on the resources and capacities of
governments, public health, and health care systems, often exposing underlying weaknesses. As
these interconnected systems shift to crisis mode, implementing pandemic preparedness plans
may leave behind individuals and communities already socially vulnerable (Kayman and Ablorh-
Odjidja 2006). During an emergency, health equity must be a priority and intentional strategies
are required to embed distributive justice into the immediate response. Given the differing
sociocultural and economic needs of diverse populations, the specific strategies will vary in
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important ways only identifiable through the meaningful community engagement described
below.
During an infectious disease pandemic, public health, government, and health care
systems must rapidly respond to prevent and address inequities in the areas outlined in Table 2
(Bedford et al. 2019; Vaughan and Tinker 2009; Zarocostas 2020):
[Table 2 here]
Data Collection and Community Engagement: Quinn and Kumar (2014: 268) also note the
importance of investing in surveillance systems that can both detect novel agents and outbreaks
early and capture sociodemographic and GIS information on incident cases to draw “attention to
the larger, social, economic and physical environments in which those cases occur.”
The United States’ ongoing difficulty with collecting and reporting race and ethnicity
data during the current coronavirus pandemic demonstrates how far we are from the health
equity–promoting surveillance capabilities Quinn and Kumar describe. Indeed, after government
and nonprofit entities demanded through letters and op-eds that the CDC release the data
stratified by race and ethnicity, 78% of the information on incident cases that CDC published
was missing race and ethnicity information (CDC 2020).
Race and ethnicity represent only the tip of the iceberg in terms of what information is
needed to orient infectious disease preparedness and rapid response activities toward health
equity. Indeed, neither race nor ethnicity are modifiable risk factors. Rather, they are poor
proxies for the social risks and social determinants to which communities of color and the
residents who live within them are exposed. Beyond sociodemographic data, we need
standardized, valid, inclusive data collection on the social needs and social determinants most
likely to correlate with increased exposure, susceptibility, and severity of infectious diseases.
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Fortunately, those data points are known. The CDC released a Social Vulnerability Index (SVI)
in 2011 and noted a “number of factors including poverty, lack of access to transportation, and
crowded housing may weaken a community’s ability to prevent human suffering and financial
loss in a disaster.” (CDC 2011). Unfortunately, the SVI was not incorporated into COVID-19
responses.
To successfully promote health equity, surveillance system data must:
1. Include standardized, core measures that all relevant sectors (health care, public health,
social services, etc.) agree to use.
2. Allow for data sharing across those sectors while protecting individuals’ information.
3. Relate to and complement other crucial data collections (such as using formal ICD-10 Z
codes to identify social needs in clinical settings, or vital statistics reporting for public
health departments).
4. Capture macro-level data on the social determinants of health geocoded to home
addresses when possible, at units of geography that correspond to meaningful, locally
defined neighborhoods (i.e., census block, not 5-digit zip code).
5. Capture self-reported social needs/vulnerabilities and sociodemographic data including
race and ethnicity in ways that allow for the valid, non-stigmatizing collection of
potentially sensitive personal information.
To achieve that final requirement, and indeed to make the health equity preparedness and
rapid response actions discussed above successful, patient and community engagement is crucial.
Broadly defined, community engagement is the application of institutional resources (e.g.,
knowledge and expertise of faculty and students, technical infrastructure, and physical space) to
address and solve challenges facing communities through collaboration with those communities
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(Gelmon et al. 2005). Community engagement requires bidirectional relationships and
interactions that are built on trust, mutual respect, cultural humility, and mutual benefit (Wilkins
and Alberti 2019).
To develop appropriate sociodemographic and social-needs screening tools as well as the
clinical, public health, and social service workflows that will yield the most complete and valid
data, patients and community members must be engaged as equal partners in the work.
Community members must be seen as contributors whose wisdom and experience navigating
their communities can ensure the relevance and effectiveness of interventions to address the
social factors identified through the data collection. Further, this bidirectional engagement will
build trust between local communities and academic, heath care, and government institutions
without which public health guidance is less likely to be followed and data collection less likely
to be comprehensive and produce actionable information.
Conclusion
The novel coronavirus did not create the conditions for health and social inequity, nor did it
reveal heretofore unrecognized health or social injustices. Rather, the virus and its related illness
took advantage of longstanding health, social, political, and economic inequities in the U.S. to
once again ensure the most marginalized and under-resourced communities suffer the most.
While one could argue that the U.S. response to the pandemic was inadequate across the board in
terms of its timeliness and the seriousness with which initial warnings were translated into
action, the lack of an intentional equity-focused approach to both preparedness and rapid
response was especially egregious given that the results of that omission were so predictable.
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We propose twin agendas for action grounded in evidence and community expertise. The
first seeks to adjust our policies to specifically and intentionally ensure a more equitable
distribution of health-promoting resources in preparedness efforts to improve population health
in general and to mitigate the impact of social determinants of health during a pandemic crisis.
The second seeks to adjust our rapid response actions to ensure that when in crisis, we make
evidence-informed, community-engaged decisions about how to deploy those resources in ways
that ensure the health and well-being of all, not just a privileged few. When the next pandemic
hits, or when the next wave of this novel coronavirus crests, we hope this and other calls for
action significantly increase our nation’s ability to promote social justice and health equity in
both our responses and their outcomes.
Philip M. Alberti is senior director of health equity research and policy at the Association of
American Medical Colleges. He is an epidemiologist whose writing, research, speaking, and
service focus on building an evidence base for effective programs, protocols, policies, and
partnerships aimed at eliminating inequities in health and health care.
Paula M. Lantz is associate dean for academic affairs and the James B. Hudak Professor of
health policy at the University of Michigan Ford School of Public Policy. She also holds an
appointment as professor of health management and policy at the School of Public Health. She is
a social demographer and teaches and conducts research regarding the role of social policy in
improving population health and reducing social disparities in health.
Consuelo H. Wilkins is vice president for health equity at Vanderbilt University Medical
Center, associate dean for health equity and professor of medicine at Vanderbilt University
School of Medicine, and executive director of the Meharry-Vanderbilt Alliance. Dr. Wilkins is a
nationally recognized thought leader in health equity and community engaged research who has
pioneered new approaches to engaging vulnerable, socioeconomically disadvantaged, and
minority populations. Dr. Wilkins is principal investigator of three NIH-funded centers focused
on translational science, precision medicine, and disparities and a Robert Wood Johnson
Foundation award on engendering trust in health care among African-American men.
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Table 1 Essential Multi-Sector Actions for Pandemic Health Equity Preparedness
Build Strong Public Health Infrastructure That Includes:
Stockpiles of essential materials to prevent exposure (e.g., high-quality masks, hand
sanitizer, personal protective equipment, etc.).
Stockpiles of essential materials for testing, diagnosis, antibody testing.
Plans for the equitable distribution of stockpiled materials.
Access to rapid disease testing, antibody testing, diagnosis and follow up.
Rapid contact tracing.
Increases in funding to local, state, regional, tribal and Federal public health agencies.
Ensure the Material Conditions of Health for All (as defined by the World Health Organization):
Strong food access and security systems.
High levels of housing security and affordability.
Low levels of housing crowding.
High levels of air and water quality.
Prohibitions on evictions and significant rent hikes during epidemics/pandemics.
Prohibitions on water and other utility shut-offs during epidemics/pandemics.
Financial access to health care (health insurance coverage).
Strong health care safety net system, including community health centers and public health
clinics.
Sufficient health care providers (doctors, nurses, psychologists, community health workers,
etc.) to meet all communities’ needs.
Ensure Basic Economic Security for Individuals and Families:
Living wage policy to reduce poverty and economic hardship in communities.
Paid sick leave.
Rapid and easy access to unemployment benefits and other public assistance.
Consider Universal Basic Income (UBI) proposals.
Provide/Subsidize Access to Important Technology for Information, Home Schooling, Public
Services, Personal Finances, Public Health Surveillance and Voting:
Widespread access to free or low-cost internet for individuals and families.
Technology support for home-schooling and home-based work.
Financial technology: Widespread access to online banking, automobile registration and
licensure, rent or mortgage payments, etc.
Design and implementation of efficient and user-friendly systems for applying for and
receiving public assistance, financial assistance and social services.
Smart-phone technology for infectious disease exposure and contact tracing.
Clear policies that make voting by absentee ballot and by mail easy and secure.
Implement and Enforce Infectious Disease Prevention and Control in Congregate Settings:
Better enforcement of current regulations in nursing homes, psychiatric hospitals,
rehabilitation centers, jails and prisons, shelter, transitional housing, etc.
Plans for prevention/control of infectious disease in community epidemics/pandemics.
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Reduce number of people incarcerated.
Safety Standards/Plans for Public Transportation:
Protection of drivers and other essential workers.
Plans for physical distancing boarding, disembarking and traveling.
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Table 2 Pandemic Health Equity Rapid Response Tactics
Effectively Communicate Health Risk:
Engage trusted community organizations and leaders to develop and disseminate messaging.
Develop messaging that is relevant to socially vulnerable communities and recognizes the
varying socioeconomic needs and differing levels of trust of health systems and government.
Create materials at the appropriate reading level for broad audiences.
Make information available in multiple languages using processes beyond translation that
include a cultural understanding of specific communities with limited English proficiency.
Use channels viewed as trusted and credible by socially vulnerable communities.
Implement Socio-culturally Appropriate Surveillance and Risk Reduction Strategies:
Create community-based surveillance programs that leverage community assets.
Use community health workers and public health educators to collect surveillance data and
share risk reduction information.
Distribute information and supplies for risk reduction such as masks and hand sanitizer via
community and faith-based organizations.
Have Emergency Policies/Executive Orders Ready to Be Rapidly Implemented:
Determine before a crisis what constitutes “essential” versus “non-essential” services.
Require employers of front-line service providers (e.g., grocery and other retail stores,
pharmacies, food plants, delivery services, etc.) to provide workers with PPE and paid sick
leave.
Ensure Timely and Easily Accessible Testing:
Use community-level data such as social vulnerability indices, availability of transportation,
and population density to determine location and hours of operation for testing sites.
Locate testing within the most socially vulnerable communities, ideally co-located with
trusted community organizations.
Provide testing at no cost, regardless of insurance status.
Offer free transportation to testing sites.
Monitor testing access data disaggregated by race, ethnicity and language, and rapidly shift
or expand testing based on identified inequities.
Provide resources and post-testing information in multiple languages.
Provide Equitable and Rapid Access to Quality Health Care:
Broadly disseminate maps and location details of health care providers and clinics.
Deploy mobile testing and treatment units in communities with limited transportation access.
Engage trusted community organizations in messaging and ensure information is available in
multiple languages.
Extend hours of access and provide free transportation.
Suspend any requirements for insurance or documentation of residence.
Prioritize support for health care providers in socially vulnerable communities.
o Local, state and national funds should give priority to safety net providers and
recognize differential needs given availability of resources at baseline.
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o Government, public health and health systems with greater resources should share
tools, protocols and knowledge to enable community-level response.
Compare hospitalizations, use of specific treatments, and deaths by race, ethnicity, language,
as well as social risk factors and determinants and create plans to address any differences
identified.
Ensure treatment and discharge information is available at the appropriate reading level and
in multiple languages.
Provide follow up care at no cost.
Provide Equitable and Rapid Access to Social and Economic Relief Programs:
Prioritize distribution of economic relief to communities identified as having the most urgent
need based on surveillance data.
Provide financial support to community- and faith-based organizations and other social
service agencies to ensure service continuity and capacity.
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... Behavioral preventative measures promoted by public health authorities include wearing masks, hand washing, social distancing, disinfecting frequently touched shared surfaces, and the selfisolation of those who are symptomatic or have been exposed to the virus [2]. Some of these preventative measures are easier to follow for some and structurally very difficult for others, particularly those from marginalized communities [3]. For example, self-isolation is extremely challenging in households with multiple families or in settings such as jails and prisons [3]. ...
... Some of these preventative measures are easier to follow for some and structurally very difficult for others, particularly those from marginalized communities [3]. For example, self-isolation is extremely challenging in households with multiple families or in settings such as jails and prisons [3]. Face mask mandates have been problematic for many Black men due to anti-Black stereotypes associated with a threatening demeanor when using face coverings [3]. ...
... For example, self-isolation is extremely challenging in households with multiple families or in settings such as jails and prisons [3]. Face mask mandates have been problematic for many Black men due to anti-Black stereotypes associated with a threatening demeanor when using face coverings [3]. In addition, the ability to social distance is linked to structural factors such as housing and socioeconomic status [4]. ...
Article
Introduction and background: Racial minorities have been the focal point of media coverage, attributing the disproportionate impact of COVID-19 to their individual actions; however, the ability to engage in preventative practices can also depend on one's social determinants of health. Individual actions can include knowledge, attitudes, and practices (KAPs). Since Black communities are among those disproportionately affected by COVID-19, this scoping review explores what is known about COVID-19 KAPs among Black populations. Methods: A comprehensive literature search was conducted in 2020 for articles written in English from the Medline, Embase, and PsycInfo databases. Reviews, experimental research, and observational studies were included if they investigated at least one of COVID-19 KAP in relation to the pandemic and Black communities in OECD peer countries including Canada, the United States, and the United Kingdom. Results and analysis: Thirty-one articles were included for analysis, and all employed observational designs were from the United States. The following KAPs were examined: 6 (18.8%) knowledge, 21 (65.6%) attitudes, and 22 (68.8%) practices. Black communities demonstrated high levels of adherence to preventative measures (e.g., lockdowns) and practices (e.g., mask wearing), despite a strong proportion of participants believing they were less likely to become infected with the virus, and having lower levels of COVID-19 knowledge, than other racial groups. Conclusions and implications: The findings from this review support that Black communities highly engage in COVID-19 preventative practices within their realm of control such as mask-wearing and hand washing and suggest that low knowledge does not predict low practice scores among this population.
... Local community-based participation is pivotal in responding to and implementing effective and timely responses to tackle the adverse health and socio-economic consequences of the COVID-19 pandemic [9,10]. Such engagement of local organizations is particularly relevant to providing and enhancing appropriate social and health supports to underserved populations such as those with lived experiences of homelessness or unstable housing [9][10][11]. ...
... Local community-based participation is pivotal in responding to and implementing effective and timely responses to tackle the adverse health and socio-economic consequences of the COVID-19 pandemic [9,10]. Such engagement of local organizations is particularly relevant to providing and enhancing appropriate social and health supports to underserved populations such as those with lived experiences of homelessness or unstable housing [9][10][11]. Structural factors such as poverty, social exclusion, housing affordability, racism, colonialism, discrimination, and stigma intersect with homelessness, poor health and well-being [12][13][14][15]. ...
... Organizations that provide support services (e.g., access to food, housing, and social support services) to people with current and past experiences of homelessness and those experiencing poverty and complex mental health and social needs, play an important connecting and trusting role for their clients [21,22]. Therefore, they are critical actors in planning and implementing contingency and mitigation responses to prevent and reduce the spread of infection outbreaks and the adverse social consequences among socio-economically excluded people [9,10]. Despite such a vital pandemic response role, the organizations supporting people with past or current experiences of homelessness/housing instability and mental illness already faced significant pre-pandemic challenges and barriers such as lack of spatial, human, economic, and material resources [23]. ...
Article
Full-text available
Objective: We assessed the critical role of Housing First (HF) programs and frontline workers in responding to challenges faced during the first wave of the COVID-19 pandemic. Method: Semi-structured interviews were conducted with nine HF frontline workers from three HF programs between May 2020 and July 2020, in Toronto, Canada. Information was collected on challenges and adjustments needed to provide services to HF clients (people experiencing homelessness and mental disorders). We applied the Analytical Framework method and thematic analysis to our data. Results: Inability to provide in-person support and socializing activities, barriers to appropriate mental health assessments, and limited virtual communication due to clients' lack of access to digital devices were among the most salient challenges that HF frontline workers reported during the COVID-19 pandemic. Implementing virtual support services, provision of urgent in-office or in-field support, distributing food aid, connecting clients with online healthcare services, increasing harm reduction education and referral, and meeting urgent housing needs were some of the strategies implemented by HF frontline workers to support the complex needs of their clients during the pandemic. HF frontline workers experienced workload burden, job insecurity and mental health problems (e.g. distress, worry, anxiety) as a consequence of their services during the first wave of the COVID-19 pandemic. Conclusion: Despite the several work-, programming- and structural-related challenges experienced by HF frontline workers when responding to the needs of their clients during the first wave of the COVID-19 pandemic, they played a critical role in meeting the communication, food, housing and health needs of their clients during the pandemic, even when it negatively affected their well-being. A more coordinated, integrated, innovative, sustainable, effective and well-funded support response is required to meet the intersecting and complex social, housing, health and financial needs of underserved and socio-economically excluded groups during and beyond health emergencies.
... This successful experience of preparation has been emphasized in many studies due to the transmission of disease from animal to human and the impact of the environment on the COVID-19 pandemic. [8,19,21,22,34,41,45,54] Planning against epidemics such as COVID-19, which has affected all sectors of society and institutions, will play a key role in preparing the system by identifying and analyzing stakeholders and participating in and coordinating with them. ...
... [18] Information and communication management in the preparation phase includes a set of measures facilitating access to valid data and data sharing by strengthening information technology, [9,21,46,50,51,56,57] coherent and accessible databases for professionals, establishing policymakers, and through two-way communication, cross-sectoral coordination, and appropriate use of cyberspace, social networks, mass media, and the establishment of credible information bases, informing the public in a timely manner about accurate, credible, and reliable of information. [5,20,24,30,41,43,44,51,56] According to the findings of the papers included in this study, producing content for a wide audience, preparing indicators of social vulnerability at the community level, Contd... Using the experiences of countries in response to epidemics Hassane Alami [51] 2021 ...
... Contd... documenting and having a national source of information and laws, lessons learned, past national and international experiences, as well as other aspects of information and communication management are included in the preparation stage. [3,5,8,9,17,18,[20][21][22][23][24][25][26][27]31,33,[35][36][37]39,41,43,44,46,47,49,50,54] Identifying, training, and appointing spokespersons, guiding and raising awareness about public and social health practices, identifying trusted community groups (such as local influencers like religious leaders, health workers, community volunteers) and local networks to interact with them are also included and should be done in the preparation phase. [49] Logistics In most papers, logistics and support are mentioned as one of the key responsibilities of the government and they can be divided into three categories: economic and financial support, human and equipment resources, and increasing capacity and access. ...
Preprint
Full-text available
In 2019, the COVID-19 pandemic posed a major challenge to the world. Since the world is constantly exposed to communicable diseases, comprehensive preparedness of countries is required. Therefore, the present systematic review is aimed at identifying the preparedness components in COVID-19. In this systematic literature review, PubMed, Scopus, Web of Science, ProQuest, Science Direct, Iran Medex, Magiran, and Scientific Information Database were searched from 2019 to 2021 to identify preparedness components in COVID-19. Thematic content analysis method was employed for data analysis. Out of 11,126 journals retrieved from searches, 45 studies were included for data analysis. Based on the findings, the components of COVID-19 preparedness were identified and discussed in three categories: governance with three subcategories of characteristics, responsibilities, and rules and regulations; society with two subcategories of culture and resilience; and services with three subcategories of managed services, advanced technology, and prepared health services. Among these, the governance and its subcategories had the highest frequency in studies. Considering the need to prepare for the next pandemic, countries should create clear and coherent structures and responsibilities for crisis preparedness through legal mechanisms, strengthening the infrastructure of the health system, coordination between organizations through analysis and identification of stakeholders, culture building and attracting social participation, and service management for an effective response.
... A previous study also examined the effectiveness of government information disclosure on microblogging platforms during COVID-19 (29). Previous studies further highlight the importance of global governance (30) and necessity of health equity system for the government to be prepared for the future public health emergences (31). Table 1 shows the summary of some related literatures after the COVID-19 pandemic. ...
... emotion is impressionable to key COVID-19 policy announcements at a national level, and the impact varies between different cities.Alberti et al.(31) Proposed a framework for the government to be prepared for future public health emergencies. ...
Article
Full-text available
Government played a vital role during the COVID-19 pandemic by disclosing related environmental health information to the public. A satisfaction survey is often used to evaluate the public's satisfaction of the government's information disclosure while reflecting problems in the current disclosure system. As University students generally have better cognitive skills, they efficiently received related information during the pandemic, and therefore 717 questionnaires completed by University students were selected for this study. During the pandemic, the quality of the government's environmental health information disclosure system ranked at 13.89, marginally higher than average. Moreover, the timeliness and content adequacy of the disclosure system ranked at a level slightly above average. By adopting Hayes PROCESS Model 4 and 8, this study found that there is a direct impact of environmental health knowledge and environmental health awareness on satisfaction. Furthermore, University students' environmental health knowledge and awareness enhanced satisfaction through the mediating effect of self-reported environmental behavior. Finally, this study attempted to discover the conditions under which environmental health knowledge and awareness would have a greater direct and indirect influence on satisfaction, that is, the reverse moderating effect of household income level. In addition, this paper offers policy recommendations to enhance quality of government environmental health information disclosure system.
... From the social vulnerability perspective, the capacity of racial minority populations to anticipate and cope with disasters is often affected by social vulnerability factors, such as culture and language barriers, socioeconomic differences, limited resources and social marginalisation (Cox and Kim, 2018;Alberti et al., 2020). With a few exceptions (e.g. ...
... Asians/Pacific Islanders were also suggested to be less likely to have supplies of food, water or clothing than Whites, African Americans and American Indians (Eisenman et al., 2006). From the social vulnerability perspective, the inadequate preparedness of Asian Americans does not result from their racial identity per se, but from a series of vulnerabilities related to minority status and immigration background, such as language barriers, cultural differences and social isolation (Howard et al., 2018;Alberti et al., 2020). Cong and Chen (2022) also revealed special challenges for Asian Americans with the presence of caregiving responsibilities and a lack of information access. ...
Article
Full-text available
This study aimed to examine the differences in perceived disaster preparedness between Asian Americans and other major races in the USA, namely, Whites, African Americans and Native Americans, and how information-seeking behaviours and self-efficacy (i.e. perceived ability in conducting preparedness behaviours) mediated these racial differences. Data used were from the 2017 National Household Survey conducted by US Federal Emergency Management Agency and included 4,493 respondents. Multiple mediation analysis with percentile and bias-corrected bootstrapping was performed. Results showed that the perceived preparedness level of Asian Americans was lower than that of Whites and Native Americans. Asian Americans’ lower level of self-efficacy explained their disadvantages in perceived disaster preparedness compared with Whites, African Americans and Native Americans. The disadvantages of Asian Americans relative to Native Americans were also attributed to fewer information-seeking behaviours. Based on these findings, disaster-related social work services and intervention strategies can be developed to improve the preparedness mechanisms within the Asian American community and reduce racial disparities in disaster planning.
... Reducing health inequities through addressing SDH through an inter-sectoral approach is a global health system priority (56)(57)(58)(59)(60)(61). The COVID-19 pandemic has unrevealed health, social, racial, political, and economic inequities within American society as the incidence of severe morbidity and mortality from the disease appeared to be much more significant in Black and racial/ethnic minority populations (62)(63)(64). In the USA, the COVID-19 infection and mortality rates were three times and six times higher in blacks than whites (15). ...
Article
Full-text available
Background: Coronavirus (COVID-19) pandemic has caused great shocks across all sectors of society. The pandemic highlighted three crucial policy issues (i.e., healthcare spending, social determinants of health, and health equity). It is also projected that recurrent wintertime outbreaks of COVID-19 will likely occur after this initial wave in the next few years. Methods: Descriptive review was conducted to provide information on the critical lessons learned from the first wave of COVID-19 to improve the wellbeing of society in light of predicted future waves. We searched articles from PubMed/Medline, Scopus, Embase, and Google Scholar with systematic search inquiry. Results: We included 96 articles in this descriptive review. Health is the ultimate goal of the healthcare sector and an essential prerequisite for achieving other societal goals. The first wave of the COVID-19 pandemic showed that countries that have given less attention to social determinants of health (SDH), health equity, and marginalized, vulnerable populations faced the tremendous burden of disease morbidity and mortality. Spending on healthcare or other developmental sectors should be based country’s health production function status (i.e., understanding the marginal return of healthcare). Health and well-being are indivisible from other societal goals. It should be addressed with due consideration of their interconnectedness. A comprehensive multi-disciplinary approach involving health in all policies, which integrates SDH and health equity into modeling with the principle of leaving no one behind, will have a critical impact on improving economic and health outcomes during future anticipated COVID-19 Waves. Conclusion: In general, improving and adopting novel strategies, confronting the multiple facets of the public health mitigation measures, and facilitating and stimulating interdisciplinary public health interventions are essential to reduce the health and economic impacts of anticipated future COVID-19 waves. Developing countries could benefit from increasing public expenditure on health with due consideration of SDH. For developed countries like the United States, it is imperative to shift health policy focus from illness-oriented healthcare towards policies that affect the social determinants of health.
... These changes in behavior have implications that extend beyond the domain of household spending, extending to the state of the economy, transportation systems, business operations and retail logistics strategies (Hendrickson and Rilett, 2020;Rutter et al., 2017;Toossi, 2002). Additionally, the shift to e-commerce and digitization during the pandemic has led to notable concerns regarding social equity, such as digital exclusion, affordability and livelihood issues (Alberti et al., 2020;Bastick and Mallet, 2021;Figliozzi and Unnikrishnan, 2021b;O'Donnel, 2021;Seifert et al., 2020;Tobin-Tyler, 2021;Villarosa, 2020). ...
Article
Consumer reactions to COVID-19 pandemic disruptions have been varied, including modifications in spending frequency, amount, product categories and delivery channels. This study analyzes spending data from a sample of 720 U.S. households during the start of deconfinement and early vaccine rollout to understand changes in spending and behavior one year into the pandemic. This paper finds that overall spending is similar to pre-pandemic levels, except for a 28% decline in prepared food spending. More educated and higher income households with children have shifted away from in-person spending, whereas politically conservative respondents are more likely to shop in-person and via pickup.
... When people are unemployed, especially in times of COVID-19, they need to be supported and targeted by prevention during what may be a longer and harder than usual job search (Kniffin et al., 2021), as this study identifies them as vulnerable to anxiety/depression symptoms. Finally, these policy recommendations must be implemented so as not to reinforce health inequalities (Alberti et al., 2020;Chu et al., 2020;Rahman et al., 2021). ...
Article
Full-text available
•Symptoms of anxiety/depression were found in 28.8% of the participants at least once.•Unemployment and financial difficulties were associated with anxiety/depression.•Targeted mental health support could lessen mental health impact.
... The focus of policymakers has been on containing the spread of COVID-19 and mitigating the socioeconomic effects of the pandemic. Our findings demonstrate that addressing these vulnerabilities nation-or even worldwide through policy action (for instance, temporary basic income strategy [28,44,45] may not only be a mean to fight the socioeconomic consequences of COVID-19, but also represent a mean to directly fight its spread across all groups, both vulnerable and resilient, through nonpharmaceutical actions containing the disease. ...
Article
Full-text available
During the current COVID-19 pandemic, governments must make decisions based on a variety of information including estimations of infection spread, health care capacity, economic and psychosocial considerations. The disparate validity of current short-term forecasts of these factors is a major challenge to governments. By causally linking an established epidemiological spread model with dynamically evolving psychosocial variables, using Bayesian inference we estimate the strength and direction of these interactions for German and Danish data of disease spread, human mobility, and psychosocial factors based on the serial cross-sectional COVID-19 Snapshot Monitoring (COSMO; N = 16,981). We demonstrate that the strength of cumulative influence of psychosocial variables on infection rates is of a similar magnitude as the influence of physical distancing. We further show that the efficacy of political interventions to contain the disease strongly depends on societal diversity, in particular group-specific sensitivity to affective risk perception. As a consequence, the model may assist in quantifying the effect and timing of interventions, forecasting future scenarios, and differentiating the impact on diverse groups as a function of their societal organization. Importantly, the careful handling of societal factors, including support to the more vulnerable groups, adds another direct instrument to the battery of political interventions fighting epidemic spread.
Article
Purpose: To explore the consequences, challenges, and future directions based on community health nurses' experiences during COVID-19. Design: Qualitative study. Four focus group interviews were conducted with 27 community health nurses. Findings: Three major themes emerged: 1) Coordination of roles and duties, 2) Identifying deterioration of patients' health and increasing demand for visits, and 3) Changing service delivery strategies: a testing ground for new services. Conclusions: Community health nurses were essential public healthcare providers during the pandemic. The findings are informative for nurses and policy makers who can develop and suggest different services in the post-COVID era.
Article
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In the United States, approximately 1.4 million persons access emergency shelter or transitional housing each year (1). These settings can pose risks for communicable disease spread. In late March and early April 2020, public health teams responded to clusters (two or more cases in the preceding 2 weeks) of coronavirus disease 2019 (COVID-19) in residents and staff members from five homeless shelters in Boston, Massachusetts (one shelter); San Francisco, California (one); and Seattle, Washington (three). The investigations were performed in coordination with academic partners, health care providers, and homeless service providers. Investigations included reverse transcription-polymerase chain reaction testing at commercial and public health laboratories for SARS-CoV-2, the virus that causes COVID-19, over approximately 1-2 weeks for residents and staff members at the five shelters. During the same period, the team in Seattle, Washington, also tested residents and staff members at 12 shelters where a single case in each had been identified. In Atlanta, Georgia, a team proactively tested residents and staff members at two shelters with no known COVID-19 cases in the preceding 2 weeks. In each city, the objective was to test all shelter residents and staff members at each assessed facility, irrespective of symptoms. Persons who tested positive were transported to hospitals or predesignated community isolation areas.
Article
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In today's global society, infectious disease outbreaks can spread quickly across the world, fueled by the rapidity with which we travel across borders and continents. Historical accounts of influenza pandemics and contemporary reports on infectious diseases clearly demonstrate that poverty, inequality, and social determinants of health create conditions for the transmission of infectious diseases, and existing health disparities or inequalities can further contribute to unequal burdens of morbidity and mortality. Yet, to date, studies of influenza pandemic plans across multiple countries find little to no recognition of health inequalities or attempts to engage disadvantaged populations to explicitly address the differential impact of a pandemic on them. To meet the goals and objectives of the Global Health Security Agenda, we argue that international partners, from WHO to individual countries, must grapple with the social determinants of health and existing health inequalities and extend their vision to include these factors so that disease that may start among socially disadvantaged subpopulations does not go unnoticed and spread across borders. These efforts will require rethinking surveillance systems to include sociodemographic data; training local teams of researchers and community health workers who are able to not only analyze data to recognize risk factors for disease, but also use simulation methods to assess the impact of alternative policies on reducing disease; integrating social science disciplines to understand local context; and proactively anticipating shortfalls in availability of adequate healthcare resources, including vaccines. Without explicit attention to existing health inequalities and underlying social determinants of health, the Global Health Security Agenda is unlikely to succeed in its goals and objectives.
Article
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On 11 June 2009, the World Health Organization (WHO) declared that the world was in phase 6 of an influenza pandemic. In India, the first case of 2009 H1N1 influenza was reported on 16 May 2009 and by August 2010 (when the pandemic was declared over), 38730 cases of 2009 H1N1 had been confirmed of which there were 2024 deaths. Here, we propose a conceptual model of the sources of health disparities in an influenza pandemic in India. Guided by a published model of the plausible sources of such disparities in the United States, we reviewed the literature for the determinants of the plausible sources of health disparities during a pandemic in India. We find that factors at multiple social levels could determine inequalities in the risk of exposure and susceptibility to influenza, as well as access to treatment once infected: (1) religion, caste and indigenous identity, as well as education and gender at the individual level; (2) wealth at the household level; and (3) the type of location, ratio of health care practitioners to population served, access to transportation and public spending on health care in the geographic area of residence. Such inequalities could lead to unequal levels of disease and death. Whereas causal factors can only be determined by testing the model when incidence and mortality data, collected in conjunction with socio-economic and geographic factors, become available, we put forth recommendations that policy makers can undertake to ensure that the pandemic preparedness plan includes a focus on social inequalities in India in order to prevent their exacerbation in a pandemic.
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This commentary amplifies the insidious nature of the novel coronavirus (resulting in COVID19) and its ubiquitous spread, which disproportionately and adversely affect the health and well-being of people of color. The consequence is poor health outcomes and premature death. Ample previous literature documents health inequities in the morbidity and mortality statistics for Black and Brown people in the United States. Their excess deaths are due to disproportionately high rates of serious health conditions (diabetes; hypertension; asthma; and lung, kidney, and heart disease), as well as structural factors having to do with income, employment, and the built environment in which they live. The health conditions are exacerbated with ongoing societal problems and stress emerging from the country's history of dehumanizing racial inequities. Current discrimination comes most virulently in the form of systematic and institutionalized racist policies that keep racial and ethnic minorities marginalized and disempowered. Furthermore, people of color encounter the immediate external pressures of working away from home and using public transportation during the country's extraordinary ongoing lockdown, heightening the risk of exposure to the virus. Moreover, the same population is overrepresented in jails and prisons where social distancing is impossible. Any virulent virus without a vaccine is bound to become a human petri dish in which people of color in the U.S. today are caught. The war against the coronavirus for people of color is part and parcel of the war to eliminate historic inequities and to level the socioeconomic playing field. This article covers the racial/ethnic inequities in morbidity and mortality from COVID19 and the slow and untimely response by the federal government to address mediation of the spread of the virus. For people of color to transcend the coronavirus pandemic crisis there must be comprehensive access to COVID-19 testing and early, sustained, and affordable access to health care, including hospitalization. Such access will require national leadership, which seems to be in short supply.
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With rapidly changing ecology, urbanization, climate change, increased travel and fragile public health systems, epidemics will become more frequent, more complex and harder to prevent and contain. Here we argue that our concept of epidemics must evolve from crisis response during discrete outbreaks to an integrated cycle of preparation, response and recovery. This is an opportunity to combine knowledge and skills from all over the world—especially at-risk and affected communities. Many disciplines need to be integrated, including not only epidemiology but also social sciences, research and development, diplomacy, logistics and crisis management. This requires a new approach to training tomorrow’s leaders in epidemic prevention and response.
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There is an increasing need for academic health centers (AHCs) to engage communities across their clinical, research, and educational missions. Although AHCs have a long-standing history of community service, a more comprehensive approach to working with communities is required to respond to shifts toward a population health paradigm, funder requirements for community engagement in research, and demands that medical education focus more on social and environmental determinants of health. Community engagement has been employed at many AHCs, though often in limited ways or relying heavily on students and faculty interested in serving communities. This limited involvement has been due, in part, to lack of infrastructure to support engagement, resource constraints, and the lack of a clear value proposition for long-term investments in community partnerships. However, there are compelling reasons for AHCs to take an enterprise-wide approach to working with communities. An enterprise-wide approach to community engagement will require reconsideration of communities, moving from viewing them as people or groups in need of service to seeing them as assets who can help AHCs better understand and address social determinants of health, enhance students' and trainees' ability to provide care, and increase the relevance and potential impact of research discoveries. To accomplish this, AHCs will need to establish the necessary infrastructure to support long-term community partnerships, adapt policies to support and reward engaged scholarship and teaching, and consider new ways of integrating community members in roles as advisors and collaborators across the AHC.
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Policy Points • Health care systems and policymakers in the United States increasingly use language related to social determinants of health in their strategies to improve health and control costs, but the terms used are often misunderstood, conflated, and confused. • Greater clarity on key terms and the concepts underlying them could advance policies and practices related to social determinants of health—including by defining appropriate roles and limits of the health care sector in this multisector field.