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The Doctor’s Heart: A Qualitative Study Exploring Physicians’ Views on Their Professional Performance in Light of Excellence, Humanistic Practice and Accountability

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Abstract

Background In a field as high-stakes as health care, professional values have long been recognized as an essential mediating force for good medical practice. In the current era of changing market forces, anchoring these values in the professional performance of daily practice can be challenging. In this study we explored how physicians reflect upon their own professional performance and whether they feel they are performing to their best ability in light of excellence, humanistic practice and accountability. Methods We conducted a thematic analysis of written reflections from 786 hospital-based physicians, representing 35 specialties and 18 hospitals. Results When reflecting on their professional performance, physicians differentiated between (i) their calling for being a doctor, (ii) the translation of this calling into daily practice, and (iii) threats to their performance. Reflecting on humanistic practice triggered thoughts about the essence of being a physician in terms of calling, meaning and purpose. Physicians described concrete actions regarding pursuit of excellence and accountability. Furthermore, they suggested that their ability to perform optimally was put under pressure, mainly by heavy workloads and collaboration issues. This pressure negatively affected their calling for being a doctor and hampered the ability to be a humanistic practitioner. Conclusions In this large inventory of reflections, humanistic practice was recognized as the core value of being a physician. However, physicians feel high performance and the ability to act as a humanistic practitioner is hindered by heavy workloads and collaboration issues. Decreasing the clinical burden and reinforcing humanistic and relational aspects of care could foster an environment where physicians can perform optimally.
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The Doctors Heart: A Qualitative Study Exploring
Physicians Views on Their Professional Performance
in Light of Excellence, Humanistic Practice and
Accountability
Myra van den Goor ( m.vandengoor@q3consult.nl )
Acadamic Medical Center https://orcid.org/0000-0002-6361-0178
Benjamin Boerebach
Sint Antonius Ziekenhuis
Elisa Bindels
AMC
Maas Jan Heineman
AMC
Kiki Lombarts
AMC
Research article
Keywords: Physician performance, professional values, professional development, reective practice,
humanistic practice
Posted Date: May 4th, 2020
DOI: https://doi.org/10.21203/rs.3.rs-22857/v1
License: This work is licensed under a Creative Commons Attribution 4.0 International License.Read
Full License
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Abstract
Background In a eld as high-stakes as health care, professional values have long been recognized as an
essential mediating force for good medical practice. In the current era of changing market forces, anchoring
these values in the professional performance of daily practice can be challenging. In this study we explored
how physicians reect upon their own professional performance and whether they feel they are performing to
their best ability in light of excellence, humanistic practice and accountability.
Methods We conducted a thematic analysis of written reections from 786 hospital-based physicians,
representing 35 specialties and 18 hospitals.
Results When reecting on their professional performance, physicians differentiated between (i) their calling
for being a doctor, (ii) the translation of this calling into daily practice, and (iii) threats to their performance.
Reecting on humanistic practice triggered thoughts about the essence of being a physician in terms of
calling, meaning and purpose. Physicians described concrete actions regarding pursuit of excellence and
accountability. Furthermore, they suggested that their ability to perform optimally was put under pressure,
mainly by heavy workloads and collaboration issues. This pressure negatively affected their calling for being
a doctor and hampered the ability to be a humanistic practitioner.
Conclusions In this large inventory of reections, humanistic practice was recognized as the core value of
being a physician. However, physicians feel high performance and the ability to act as a humanistic
practitioner is hindered by heavy workloads and collaboration issues. Decreasing the clinical burden and
reinforcing humanistic and relational aspects of care could foster an environment where physicians can
perform optimally.
Background
In a eld as complex and as high-stakes as health care, professional values have long been recognized as an
essential mediating force in patient care [1,2]. The often implicit ideas about physicians’ performance are
made explicit in a variety of charters and guidelines, all having roots extending back to the classic and oldest
of all codes of conduct: the Hippocratic Oath [3,4,]. The Hippocratic Oath has survived as an ideal for almost
2500 years, inspiring physicians to reinvent and uphold valued ethical principles regarding their performance
[5]. These ethical principles capture the essence of being a physician and are described in characteristics such
as quality of care (excellence, lifelong learning, competence), quality of caring (compassion, empathy,
respect), integrity, and accountability [1,6,7,8]. Many documents translate these values into more hands-on
guidelines and formulate good medical practice in concrete terms of knowledge, skills, communication,
teamwork and maintaining trust and safety [9,10,11]. At the most practical level, competence frameworks
describe the knowledge, skills and abilities that physicians should have in order to provide high quality patient
care [12,13].
Dening professional performance is complex since it encompasses all the aforementioned perspectives
ranging from values to actual competences. Incorporating all these elements leads to denitions of
professional performance as ‘a physician committed to the health and well-being of individuals and society
through ethical practice, profession-led regulation, and high personal standards of behaviour’ [14]. From a
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more practical perspective, physician performance can be viewed as ‘that what physicians are actually seen to
do in practice’, being a reection of their adherence to values and the necessary skills and competences [15].
With the abovementioned in mind, an integrated model for physicians’ professional performance was
developed in The Netherlands by Kiki Lombarts [15]. In her view, high performance is a reection of physicians’
commitment to three pillars of professional performance: (i) constantly pursuing excellence, (ii) humanistic
practice and, (iii) being accountable for one’s professional actions. Additionally, she argues that physicians
can only sustainably provide high quality patient care if and when their commitment to these three pillars of
performance is anchored in the underlying professional values of the medical profession.
Displaying the desired commitments to the three pillars and practicing professional values in daily practice
can be a challenge. Moreover, changes in healthcare systems and settings may actually hamper physicians’
ability to perform to their highest possible levels. For example, further marketization of healthcare encourages
a shift in focus to productivity and eciency [16,17], and increased administrative workloads may result in
less face-to-face time with patients [17,18,19]. These aspects often result in physicians lacking time, energy or
inspiration, and can translate into the diminished commitment to essential professional values and of
professional performance. In light of these and many other challenges to physicians’ performance, it is in the
interest of patients and society that physicians are able and are enabled to act according to their professional
values. In this study, we were interested in hearing rst-hand from hospital-based physicians about whether
they felt they were performing to the best of their ability.
Therefore, the aim of our study was to gain insight into physicians’ perspectives on their own professional
performance. This multicentre study used written reections of nearly 800 physicians of multiple specialties.
Our research question was: how do physicians reect upon their professional performance in terms of the
pursuit of excellence, humanistic practice, and accountability?
Methods
Setting and participants
We conducted this study in the Netherlands, where physicians are either employed by hospitals or organized in
independent entrepreneur partnerships. All licensed physicians must periodically demonstrate that they are up
to date and t to practice for recertication as a physician, being the equivalent of revalidation in the United
Kingdom or maintenance of certication in the USA [9,20,21]. In this mandatory process in The Netherlands,
physicians gather feedback from multiple colleagues and also self-assess and reect on their performance. To
guide the assessment and reection, an assessment tool including a few reective questions based on the
three performance pillars as described in the introduction was provided [22]. The reections were for personal
use only and were not shared with colleagues, managers or the revalidation authority. For this study, we used
physicians’ reections on their performance, as written in the context of their recertication process.
Participants were all hospital-based physicians, representing various specialties from several (academic and
non-academic) hospitals.
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Instrument
As part of performance assessment in the context of the above mentioned recertication process, multisource
feedback tools are used to facilitate the reective process. Physicians collect feedback from multiple
colleagues and also self-assess their performance. Physicians reect on the obtained feedback and formulate
professional development goals, often in consultation with a trained facilitator [23,24]. In The Netherlands, one
such assessment tool is the Inviting Co-workers to Evaluate Physicians - Tool (INCEPT) [22]. This tool is
designed to capture various respondent groups’ perspectives on physicians’ professional performance and
also includes a physician self-assessment questionnaire. The information is collected digitally and
anonymously. The self-assessment questionnaire contains performance items to be rated as well as reective
open-ended questions to stimulate introspection. Although it could be argued that, in general, the rating of self-
assessment questionnaires can differ from the ratings of respondent groups, this study only targets at the
written reections of the self-assessment and does not take the ratings of the questionnaire into account, The
framework of these open ended questions is based on Lombarts’ pillars of professional performance: (i) the
pursuit of excellent care, (ii) humanistic practice, and (iii) accountability (see supplementary le 1). In this
study, we were interested in physicians’ perceptions and reections on their own performance and
improvement needs, including a reection of their adherence to values and the necessary skills and
competences. We therefore used physicians’ written reections on the following two open-ended questions: (i)
what aspect(s) need(s) your (extra) attention in order to maintain or improve your performance, and (ii) when
reecting on your own performance, how do you perceive the balance between the three pillars of professional
performance. These open ended questions suited our purpose in stimulating thoughts on a more practice-
based level (what aspect(s) need(s) your (extra) attention in order to maintain or improve your performance?)
and on a reective level (when reecting on your own performance, how do you perceive the balance between
the three pillars of professional performance?). These two questions were preceded by a denition of
professional performance and some sample key words for each of the three pillars, as described in Appendix
1. Physicians were not obliged to answer these questions and their answers did not need to be discussed with
a facilitator or anyone else; the written reections would be added to their personal portfolio for themselves to
read and ponder upon.
Data collection
Data used for this study consist of physicians’ written reections on their own performance. We included all
available written reections - 786 in total - from hospital-based physicians that used the INCEPT tool between
January 2016 and January 2017.
Data analysis
For the purposes of data analysis, we used a thematic analysis approach, a qualitative, independent and
descriptive method particularly useful for large sets of written data [25]. It can be described as ‘a method for
identifying, analysing and reporting patterns (themes) within the data’ [26]. The analytical process is
characterized by description and interpretation, integration of manifest and latent contents and by drawing a
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thematic map that consists of the major themes and topics emerging from the data [25]. Following this
approach, we focused on the content of the text, on ‘what’ is said more than ‘how’ it is said [27]. Since
researchers bring their own backgrounds to the analytical process, practicing reexivity is critical. In this
reective spirit, we provide the following contextual information: the lead author (MvdG), is currently working
as CEO and management consultant, guiding physicians on performance, reection and collaboration and
also worked as a general practitioner for many years; her collaborators for this research represent various
backgrounds including health sciences, education and methodology (BB), art history and clinical
neuropsychology (EB), medicine and member of hospital board of directors (MH), and health service research
and medical professionalism (KL). The rst author (re)coded all reections and a total of 300 reections were
independently double-coded by a second researcher (BB). All aspects of coding were discussed until
consensus was reached in order to establish trustworthiness in the interpretation of the data [28]. The lead
author started with an overall inspection of all reections to formulate a rst understanding, in line with the
thematic analysis approach [26]. After this orientation, the research team chose to translate the two reective
questions into a pre-dened coding template. Four themes thus originated as top-level codes: related to the
rst question: (i) pursuit of excellence, (ii) humanistic practice, (iii) accountability, and related to the second
question, (iv) threats to optimal performance. Further analysis outlined a higher order level emerging from the
theme of humanistic practice; this level was dened as the ‘calling for being a doctor’. The theme ‘threats’
could be divided into individual aspects and work related aspects. This resulted in minimal adjustment of the
initial coding template into the following topics: (i) the calling for being a doctor, (ii) translation of the calling
into daily practice (comprising pursuit of excellent care, humanistic practice, and accountability of care) and
(iii) threats to optimal performance (containing individual- and work-related aspects). The rst author recoded
previous reections into the new template and subsequent original reections were coded accordingly. The
themes coded in the nal template are shown in Table 1, including exemplar quotations. We used the
qualitative data analysis software Dedoose to support the thematic analysis.
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Table 1
Coding Template with Examplar Quotations
level code Second level
code Third level code Examplar quotations
Why: the essence
of being a doctor Doctor-patient
relationship Giving lots of attentione and TLC [tender.
Loving Care], should be the basis in my
opinion, and doing this with optimal effort
(P662)
I am motivated to help others, ever since I
was young; that's why I love my job! (P711)
How: translation
of the essence
into daily
practice
Pursuit of
excellent care Gathering
knowledge and
competence
I'm always looking to introduce the newest
techniques (P670)
It is important to study and stay up to date
(P724)
Sharing knowledge
and competence Discussing complex patients or
complications, heart team meetings, transfer
meetings: that's all part of how we work as a
team (P 628)
Transferring
knowledge and
competence
Teaching residents also keeps you sharp
and up to date, their input is very valuable to
me (P387)
Humanistic
practice Attention,
compassion,
empathy
I try my best to give my full attention in every
consultation (P204)
Accountability Being transparent It gets to me when my diagnosis is too late
or not correct; when that happens, I take my
responsibility and discuss this openly with
my patients (367)
Register/administer Registrating and administrating are part of
the responsibility that you have and are part
of your job; you have to earn the trust (P84)
Meeting
professional
standards
It is important to do your best to meet your
care to current standards and conditions
(P65)
Threats to
optimal
performance
Work-related Heavy -
administrative-
workload
I distaste these current systems (of
checkmarks) that complicate my job and
interfere with what’s really important: my
patients (p 680)
Collaboration-
issues I would like to have a more inspiring context,
our group is full of negativity (P218)
Individual Physical wellbeing I do hope the arthrsos in my hands will not
obstruct my job (P470)
Mental wellbeing Body and mind need maintanance; making
time to do so should be possible without
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feeling guilty about it (P141)
Results
Participants
We collected reections of 786 physicians (56% female), aged 32 to 66 years, representing 35 different
(sub-)specialties at 18 hospitals. A total of 737 physicians (94%) completed the reective questions, which we
subsequently analysed; 38 physicians (5%) used ‘not applicable’ or comparable short statements of less than
50 characters. Most physicians, however, reected more extensively. The mean reection length was 503
characters, ranging from 83 to 2963 characters.
Overall ndings
The majority of physicians reected on all three pillars of professional performance. They described concrete
actions in terms of must dos and should do’s regarding pursuit of excellence and accountability. Reections
on humanistic practice mainly triggered thoughts about the essence of being a physician. The professional
performance model (Figure 1) captures how physicians perceive their professional performance. The
participating physicians differentiated between their calling of being a doctor, the translation of this calling
into daily practice and the threats to their performance, both on an individual and work-related level. Most
salient in forming the model was the nding that physicians felt that humanistic practice was at the heart of
their profession, referring to humanistic practice in terms of their calling, both on a professional level (meaning
of work) as well as on a personal level (purpose in life). Physicians also experienced that their ability to
perform well is under pressure, and there is a palpable threat to their ability to live up to their calling and to act
as a genuinely caring practitioner. We will now describe these ndings in more detail.
Why: the calling for being a doctor
Physicians perceive the doctor-patient relationship as the heart of being a physician. They describe earning a
patient’s trust as an important foundation for this relationship. As pointed out by the following physicians,
respect, engagement, and genuine interest in the patient as a person are key components in order to earn such
trust:

My motto is to be there for my patients, treat them to the best of my abilities and as respectful
 as possible. You should treat your patients as you would want your parents to be treated
 (P 426)

Being competent and trustworthy to my patients, that is what I am trying to be aware of 
 every single time

(P 548)

I need to be intrinsically motivated, to meet the demands that people put on me when they
 need my care, to not disappoint the trust that they put in me
 (P 651)
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Many physicians describe this relationship as the reason why they wanted to become a physician in the rst
place and what they still consider as the most important aspect of their job. They experience this relationship
as motivating and inspiring, the reason for putting effort in understanding and helping their patients,
illustrated by the following statements:

Getting to know the person behind the patient creates understanding, a deeper
 relationship and motivation to meet the goal for the patient
 (P107)
 My heart sends me to the hospital with joy; patients and their families still touch
 and inspire me every single day and that’s exactly what being a physician is all about
 for me
 (P374)

Contact with patients is the reason that I became a physician. I view all my patients as the
 human beings that they are and try to put myself in there position, thinking what I would want
 in their situation
 (p 580)

Helping other people has always been very important to me, I was raised that way, and as a
 physician it is something that I hope to pass to all the people I work with
 (P 597)

The How: translation of the calling for being a doctor into daily practice
Physicians reect on all three pillars of professional performance, i.e. (i) the pursuit of excellence, (ii)
humanistic practice, and (iii) accountability in terms of concrete actions.
The pursuit of excellence; gathering, sharing, and transferring knowledge and competence
Knowledge and competence are central elements in the pursuit of excellent patient care in general. Physicians
emphasize aspects as gathering new knowledge and competence for example by keeping up with new
insights, attending courses or seeking new and innovative techniques:

I want the very best for every patient, meaning a perfect narcosis, without any complications
 and a patient waking up without nausea and pain. Although this isn’t always possible, I
 always strive for that
 (P491)
I am eager to learn something new regarding my eld of expertise every week
 (P725)
Next Generation Sequencing, that is a new technique that I will get into because it is THE new
 evolution in the area of molecular diagnostics
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
(P773)
Consulting colleagues, asking each other for help, discussing outcome measures, and reecting on
performance are also mentioned in aspiring toward the best possible care: 

We ask each other for help and consult one another very easily in my team, whether it is about
 medical or more ethical questions, that enhances the strength of our team
 (P 128)

My group invests in reecting on our performance since we believe that is conditional in
 striving for the best care for our patients
 (P362)
Physicians recognize that optimal performance is enhanced by transferring knowledge through education and
science: 

I am very interested in the relationship between food and health and I advice colleagues on
 this topic
 (P 413)

Our goal is to publish the results of our studies in peer reviewed journals

(P 661)
Humanistic practice; compassion, empathy, and attention
According to the participants, patients deserve their fullest attention at all times. As participants rmly noted,
being empathic and attentive seem to be crucial conditions for a compassionate doctor-patient relationship.
Physicians perceive humanistic practice as self-evident and an essential condition for being able to be a
physician. Giving patients time and attention, being a good listener, and being open to patients’ wishes, ideas,
and fears are mentioned as important components according to the following accounts:

Compassion is self-evident to me since genuine attention for patients’ wishes and
 concerns emerge from this compassion
 (P352)

I try to give my patients the feeling that they have sucient time to tell me their story and
 concerns. That is how they can conde in me and how I can give the best care to them
 (P 484)

When I inform patients or do a procedure, I treat the person in front of me and not a disease.
 My patients’ perceptions matter, since every patient has the right to make a decision that
 suits him or her. I notice that patients value profound explanation of things so they feel
 they can really make a choice
 (P 628)
Accountability; transparency, administration and professional standards
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Physicians perceive accountability of care delivery as two-faced. They acknowledge their responsibility in and
the importance of being transparent, of registering patient information as well as quality measures, and
following professional standards:

I take time to inform my patients, to explain things that can happen. That is being
 transparent to me, being open about my actions, in order to be trustworthy for them
 (P 50)

I try to be open about my performance and explain why I do the things I do, so
 that my colleagues and patients have condence in me

(P349)

I would like to have more time to check professional standards; within my work with the
 fragile elderly, you deviate form guidelines regularly. However, it is instructive to check
 the standards, to prevent a patient from receiving ‘inferior’ care and to netune the
 best care for this specic patient
 (P 693) 
However, the downside of the growth in accountability is frequently mentioned as well since physicians
perceive a decline in time and attention for their patients as a result of these bureaucratic requirements.

Nowadays, I spend way too much time on administrating and registration, which has a
 negative effect on the time I can (and should) spend with my patients
 (P 76)

Registration is important, of course, but it should not take almost all of our time. It does not
 feel good that I cannot spent enough time with patients because of that
 (P 99)
Threats to optimal performance
When reecting on their performance, many physicians describe situations that hinder them to perform to the
best of their abilities. These situations either hamper their pursuit for excellence or put their purpose of being a
physician under pressure. They perceive that such individual- and work related situations obstruct, and thus
pose a threat to, optimal performance. 
Individual aspects; physical and mental wellbeing
Physicians acknowledge the potential negative effect of low levels of vitality on their professional
performance. They detect the impact of insucient mental energy in lacking time and attention for oneself as
resulting in loss of attention, inspiration, and enthusiasm during their contact with patients and colleagues.
Physical inabilities are also mentioned as posing a potential threat to optimal performance.
Page 11/20
 I should somehow keep my motivation and inspiration, in order to give the best care, but
 to be honest that is hard right now given my situation at home
 (P 4)
 I experience lack of time, miss the attention for myself and I wonder: how am I
 going to keep up with this and enjoy it?
 (P83)

I had low levels of vitality due to a combination of a long period of hard work and physical complaints,
that balance has restored because I work part-time now

(P321)

Striving for the best possible care is very important for me, unfortunately, that has not been
 possible the last year due to my herniation
 (P 682)
Work related aspects; workload and collaboration issues
The majority of physicians appoint work related factors as threats to optimal performance. They describe the
negative effects of their heavy workload, and more specically the increasing administrative tasks due to
accountability and national or local policies. This leads to a lack of time for their patients, creating frustration
and diminishing motivation. In particular, the purpose of being a physician and of humanistic practice is
described as being under pressure by a heavy work- and administrative load.

I am forced to spend a lot of time doing non-patient- related activities. When I look deep
 into my heart, I must confess that I feel I do not meet the professional demands that one
 could expect from me
 (P48)

I feel that administration is taking over all over our hospital; that frustrates me and has a
 negative effect on my passion and inspiration
 (P106)
 The current heavy workload is a real threat for my vitality as a professional
 (P 693)

Being compassionate denitely suffers from time-constraints since adequate
 communication needs more time than is foreseen in the production-deals

 (P737)
The negative impact of hospital mergers is also mentioned as having an effect on physicians’ performance.

No balance for me right now, I am easily irritated and agitated, it takes a lot of effort and
 energy to nd stability in our new merged department
 (P 658)
Page 12/20

There are seriously disturbed relationships because of the merge, within the ‘old’ and the
 ‘new’ team. I feel that I am treated without any respect, therefor I will probably seek
 a job somewhere else
 (P 661)
Collaboration issues within the physician group such as disturbed relationships or negativity are also
mentioned as hindering aspects:

I need to keep my engagement and motivation up, which is dicult for me right now since I
 really struggle with feeling any compassion for my colleagues
 (P 484)

It isn’t always easy to hang on in a team where being open and honesty are not considered
 a positive thing and a change to improve. My colleagues make me seem ‘weak’ and
 ‘vulnerable’. I really need to work on my skills to be able to stand straight in this environment
 (and be appreciated)
 (P 573)
Discussion
Main ndings
In this study we investigated physicians’ reections on the three pillars of professional performance, dened
as excellence, humanistic practice, and accountability. Humanistic practice was found to emerge as
physicians’ ‘why,’ that is, the heart of being a physician. Excellence and accountability were depicted as ‘how’;
a means to translate the essence of being a physician in daily practice. Humanistic practice was considered
both a means as well as a state of being. Physicians report their ability to optimal performance is put under
pressure by heavy workloads and collaboration issues. These threats to high performance in particular affect
their ability to live up to their calling for being a genuinely caring physician.
Explanation of the ndings
Our ndings illustrate that physicians nowadays still sense the signicance of their calling and that their
motivation and inspiration primarily originates from this calling. Reecting on their performance, they
extensively reect upon their essence - the heart - of being a physician. Physicians consider caring about
patients and their families, putting patients’ interests and concerns rst, and gaining and deserving the
patient’s trust, as this essence. This is consistent with the humanistic realm of actually being with patients
when they are suffering, exactly what many patients want and expect from their physician [29]. These ndings
conrm what has long been recognized, that is motivation is a driving force of behaviour and performance,
extending out from the realm of philosophy to the psychological, behavioural and management domains [30].
The rich variety of motivation theories range form Herzberg’s [31] motivation hygiene theory (hygiene factors
in the context surrounding a job predict satisfaction and future motivation), Locke and Latham’s [32] goal
setting theory (task performance is enhanced by specifying targets to achieve) to the more modern theories as
Page 13/20
Ryan & Deci’s [33,34] Self Determination Theory (the nature of motivation predicts outcomes such as
psychological health and wellbeing) and Bakker & Demerouti’s [35,36] Job Demands Resources Theory
(performance blossoms when job resources ate widely available). In addition, this study highlights physicians
also report and expose a deeper seated sense of meaning, resulting in dedication to their patients, when
humanistic practice is made the focus of their clinical practice. Physicians thus experience having a calling,
dened by Dik & Duffy as a sense of purpose and meaning that this is the work that one was meant to do,
reecting the belief that the career is central part of a broader purpose in life and is used to help others [37]. 
Our ndings underscore that physician performance still primary seems to originate from values and that the
universal values of medical professionalism are deeply imbibed by physicians in their views on their
profession and performance [7]. This may soften the view often put forward in health services and economic
contribution, that money is regarded a motivator priority for physicians [38]. To the contrast, in this study, none
of the physicians mentioned in their reections ‘money’, ‘income’ or ‘nancial incentives’ in relation to
performance. This is in line with literature emphasizing non nancial motivators like mastery and social
purpose for changing physician behaviour [39]. This may be considered a reassuring nding, since
professional values have long been recognized as fundamental for good patient care [1,2], and in our view still
are.
In order to live up to their professional performance, physicians cultivate certain professional practices. They
attend courses to stay afresh of the latest knowledge, introduce new techniques, participate in consultation
and discussion with colleagues, share their knowledge, maintain transparency about choices they make and
keep an adequate registration in the patients’ interest, including managing electronic patient records and
participating in quality assurance registries. However, our results also indicate that physicians experience
threats in actually accomplishing these actions in practice. They mention that collaboration issues such as
disturbed relationships, feelings of being hold back, insucient space to voice their opinions and a lack of
openness within their peer group negatively inuence their performance. This is a disturbing nding, since
effective teamwork is linked to quality and safety of patientcare [40,41], and indicative for wellbeing and job
satisfaction [42,43]. Additionally, psychological safety and speaking up behaviour are known to be driving
forces for a safe and stimulating learning environment where performance can ourish [44,45,46]. 
Physicians furthermore express that they spend time on administration at the cost of (being with) their
patients. This is consistent with international research indicating that increasing clerical burden is leading to
limited face-to-face time with patients and that for every clinical hour spent on face-to-face interactions with
patients, physicians spend an additional two hours on administrative tasks [17,19]. This worrisome nding
seems to reect the current era of marketisation in healthcare, shifting from people to processes, productivity
and eciency [16]. Physicians consider administrative tasks to be a serious threat to their performance, while
time and attention for patients are known to be powerful drivers of physician satisfaction and the ability to
provide high quality care [18,47]. Curtailing what primarily inspires physicians might eventually lead to
physicians no longer having the time, energy and motivation to deliver the best possible care. Thus, a high
clerical burden is challenging high performance not only by taking time from patients but also by potentially
disconnecting physicians from their purpose of caring for patients [48]. Fortunately, multiple healthcare
stakeholders now seem to take the adverse events of too much administration seriously. In the Netherlands,
for example, the Department of Health and Welfare, the Health Care Inspectorate, and the Dutch Federation of
Physicians joined hands and published a manifest to de-regulate healthcare [49]. 
Page 14/20
Strengths and Limitations
This study provided us with the opportunity to analyse a substantial sample of written reections from a
representative group of hospital-based physicians. Our data were collected in a pre-dened format, coming
with the limitation that this method could have potentially narrowed the focus and depth of the reection
process. Another point of consideration is the setting in which the study was conducted. Since the participants
were all hospital-based physicians in The Netherlands, the ndings reported may not be transferable to
practices and physicians outside the hospital environment and/or the Dutch healthcare system. Lastly,
researchers bring their own backgrounds to the analytical process, therefore this study might have been
inuenced by the medical and consultancy background of the principal author, being both a potential
limitation and a strength. To strengthen data analysis and interpretation, we sought diversity within the
background proles of the research collaborators.
Implications/ recommendations
Since humanistic practice is considered to be at the heart of being a physician and indispensable for high
quality care in the future, humanism should be at the top of physicians’ priority list when practicing medicine.
Because the lack in research on supporting and increasing humanistic practice in healthcare professionals,
there is a need for more research on this topic [50]. In practice, physicians should pay attention to their
personal well-being, since research indicates a relationship between physician well-being and the quality of
patient care [51, 52]. Given their strong links to quality of care and patient safety, having an engaged physician
workforce that experiences a sense of meaning is critical for healthcare organisations [53,54]. Organizational
interventions directed at enabling physicians to focus on their core tasks in patient care could enhance
physicians’ experience of meaningful work. Best practices like the Mayo Clinics could be followed, where the
creation of dedicated meeting spaces for physicians boosted engagement and dedication [55] and where
funding of small groups of physicians to have a meal together and discuss topics that explored the virtues
and challenges of being a physician, led to improvements in both meaning in work and burnout for
participants [53]. Since peer support has always been part of how physicians deal with intense circumstances,
this could be enhanced on the organizational level by formal peer support or coaching programmes [55,56].
Furthermore, investments could be made to create a psychologically safe environment by facilitating (peer)
reection and discussion regarding engagement, vitality, and humanistic practice. Rider et al. have recently
underscored the importance of reinforcing humanistic and relational aspects of care on an organizational
level [29]. Focus on decreasing the actual clinical burden will be constructive in creating such an environment.
In The Netherlands for example, the Health Care Inspectorate and hospital organizations have become
increasingly selective in what quality parameters should be used. Lastly, the profession could pay specic
attention on aspects such as the essence of being a physician and professional values during training and in
clinical practice.
Conclusion
This large inventory of physicians’ reections indicates that being a humanistic practitioner is at the heart of
professional performance, referred to in terms such as calling, meaning or purpose. Physicians translate this
Page 15/20
calling further into everyday practice by explicit focus on striving for excellence, humanistic practice and
accountability. They feel their high performance is hindered by threats deriving from a perceived extensive
administrative workload as well as collaboration issues. These threats negatively affect the calling for being a
doctor and hamper the ability to be a humanistic practitioner.
Abbreviations
INCEPT: Inviting Co-workers to Evaluate Physician Tool
Declarations
Ethics and consent to participate
Permission to use the INCEPT data anonymously for scientic purposes was granted in advance by the
medical board, on behalf of all participating physicians, of the hospitals involved, being conform the General
Data Protection Regulation Implementing Law. Prior to usage of the INCEPT tool, an informational meeting
was held per institution, to inform all physicians about the tool an about the anonymized usage of the data for
scientic purposes and research for any -including the current- study. The leading author was involved in this
process in order to answer any questions. All physicians were subsequently part of the decision-making
process to actually continue with the INCEPT tool in their hospital.
Consent to publish
Not applicable.
Availability of data and materials
Due to the sensitive nature of the raw data on which the conclusions of the manuscript rely, it is not publicly
available. Please contact the authors for further information. The raw data were digitally collected and
encrypted in accordance with the General Data Protection Regulation Implementing Law. The data-
administrator granted the leading author permission to use the encrypted data for the current study.
Competing interests
The authors declare that they have no competing interests.
Funding
No funding was obtained for this study.
Authors’ contributions
MG was the initiator of this study, drafting the study design. All authors contributed to the study design. MG
led the process of analysis and interpretation of the data. BB participated in the analysis through additional
coding. BB, EB, MH and KL additionally contributed to interpretation of the data through discussion of and
reection on the analysis. MG wrote all the drafts, which were revised with input from all authors. All authors
Page 16/20
agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or
integrity of any part of the work are appropriately investigated and resolved. All authors approved the nal
manuscript for publication.
Acknowledgements
Not applicable for this study.
Author’s information
Myra van den Goor, MD, leading and corresponding author, m.vandengoor@q3consult.nl
CEO and researcher at Q3 BV, Company for Professional Development, Den Bosch, The Netherlands.
Benjamin Boerebach, PhD, benjaminboerebach@gmail.com
Consultant at the Department of Value-Based Healthcare, St. Antonius Hospital, Nieuwegein, the Netherlands.
Elisa Bindels, MSc, e.bindels@amsterdamumc.nl
PhD candidate, Center for Professional Performance & Compassionate Care, Department of Medical
Psychology, Amsterdam University Medical Centers, University of Amsterdam, Amsterdam, The Netherlands.
Maas Jan Heineman, MD, PhD, m.j.heineman@amsterdamumc.nl
Counsellor at the Center for Professional Performance & Compassionate Care, Department of Medical
Psychology, Amsterdam University Medical Centers, University of Amsterdam, Amsterdam, The Netherlands.
Former member of the hospital board of directors at the University Medical Centre of Amsterdam, Amsterdam,
The Netherlands.
Kiki Lombarts, MSc, PhD, M.J.Lombarts@amsterdamumc.nl
Professor Professional Performance at the Center for Professional Performance & Compassionate Care,
Department of Medical Psychology, Amsterdam University Medical Centers, University of Amsterdam,
Amsterdam, The Netherlands.
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Figures
Figure 1
The Professional Performance Model
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Article
Although a proliferation of coaching in health care has demonstrated positive outcomes and implications for both health care providers and patients, there is little consensus regarding effective coaching models used to educate and train clinicians. To address this issue a model known as The Funnel of Optimal Functioning was created and used to help clinicians learn and embed coaching skills into clinical practice. The model is founded on principles and theory of optimal functioning, as well as the neuroscience and neurobiology of language. The funnel provides a framework that enables clinicians to assess their client’s emotional state and respond with the most appropriate strategic and dialogic coaching tools and skills to facilitate optimal functioning across various health care settings and contexts.
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