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Ethnography in the Time of COVID-19: Vectors and the Vulnerable

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Abstract

We examine the choices, dilemmas, and opportunities confronting ethnography at a moment in which face-to-face interaction is deemed dangerous and prohibited by many university human subjects committees. As scholars who have examined vulnerable seniors through intense engagement, we recognize that our presence can spread disease, just as we might become infected by those very informants. Yet, ethnography serves a necessary role in charting the conditions of the vulnerable and identifying points of intervention. The COVID-19 virus and its effects on research might truncate the granular observations that have made ethnography such a profoundly incisive method in the short term, but it may also permits reflection and methodological innovation that can contribute to both theory and policy. In this vein, our unwanted hiatus provides an opportunity to work on longstanding concerns such as ethnographic transparency while simultaneously advancing innovative new styles of research. Whether we seize this opportunity remains uncertain.
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Ethnography in the Time of COVID-19: Vectors and the Vulnerable
Gary Alan Fine and Corey M. Abramson
Invited for Etnografia e Ricerca Qualitativa Special Issue (July 2020)
ABSTRACT
We examine the choices, dilemmas, and opportunities confronting ethnography at a moment in
which face-to-face interaction is deemed dangerous and prohibited by many university human
subjects committees. As scholars who have examined vulnerable seniors through intense
engagement, we recognize that our presence can spread disease, just as we might become
infected by those very informants. Yet, ethnography serves a necessary role in charting the
conditions of the vulnerable and identifying points of intervention. The COVID-19 virus and its
effects on research might truncate the granular observations that have made ethnography such a
profoundly incisive method in the short term, but it may also permits reflection and
methodological innovation that can contribute to both theory and policy. In this vein, our
unwanted hiatus provides an opportunity to work on longstanding concerns such as ethnographic
transparency while simultaneously advancing innovative new styles of research. Whether we
seize this opportunity remains uncertain.
If there is one profound truth about ethnography, it is that intimacy, and not distancing, is crucial.
Given this, what are the implications as we readjust our research at a moment defined by the
wide-reaching effects of the novel coronavirus COVID-19?
While the pandemic with its hotspots, shutdowns, and selective victims has yet to fully play out,
some immediate effects are apparent. The current pandemic and its likely aftermath create
profound ethical and practical challenges for the practice of ethnography. What will the “new
normal” of fieldwork look like? In the absence of a vaccine, physical distancing has been one of
the most effective tools in limiting the spread of the pandemic. Yet, one outcome is a de facto
moratorium on in-person field observation long the iconic method of ethnography. While this
is understandable and necessary in the short term, the result is that on the ground observations
are absent when they are most needed both to understand the lifeworlds of the affected and
produce evidence-based policy responses. As a result, ethnographers find ourselves gazing from
the sidelines, unable to use our method to make crucial contributions. These realities raise a
question of existential significance for ethnographic methods: what does the shifting biosocial
landscape portend for the future of ethnography, today and in the world that follows the initial
waves of COVID-19?
One possible answer follows from the Sufi proverb, “this too shall pass.” This may be true.
While historical ruptures can lead to profound societal transformations (Sewell 1996), critical
moments of intense structural and cultural change are rare. Often, even seemingly revolutionary
happenings, ultimately result in retrenchment of a status quo defined by durable inequalities
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(Tilly 1999). Perhaps as this essay is published, the crisis will have lifted and current discussions
will fade into the realm of historical sociology, little more than a footnote in science studies. But
perhaps not. Change seems thrust upon us. What is certain is that we are living in unsettled times
with broad implications for local life in the present and, given the topic of this essay, for those
who study it through intensive field work.
The Ethnography of the Vulnerable
As two ethnographers who have observed the worlds of older Americans, we know that even in
healthier moments, ethnographers can be a vector of danger for the vulnerable. We each took
care in interacting with subjects to prevent spreading infectious disease within the public and
private spaces in our studies. Even a bad cold or seasonal flu can easily harm or kill those with
weakened immune systems, particularly those in close contact in settings such as assisted living
facilities. The risk climbs quickly for a virus that is both highly contagious and poorly
understood. Further, as anthropology’s history of colonialism and sociology’s elitism remind us,
without care, the work we do as social scientists can harm the groups we aim to understand
(sometimes in ways we may not foresee). We must balance the merits and dangers of our
presence. Being in the field allows for the production of important insights that would be
impossible to gain using more distant methods. Yet, when studying the vulnerable during a
pandemic, the threat of our simple presence as potential asymptomatic carries of a silent killer is
salient, personal, and consequential. Ethnographers are often trained to accept risk to themselves
and see protecting their subjects as a potential life and death issue. But today, the possibility of
direct harm is possibly higher than at any point in the recent past. Depending on how events
unfold, being a potential disease vector may become a new “master status” (Hughes 1971).
At the same time, the absence of ethnographic observation creates dangers as well. In this, we
note but set aside the friendships and tokens of respect that field researchers provide their
vulnerable informants. Shelving the method that provides social science’s most powerful tool for
observing human behavior as it occurs limits our ability to address problems of practical and
scientific import. While epidemiological estimates track disease diffusion, and polls assess
attitudes, without field work the process by which people navigate their social worlds becomes
conjecture. In the absence of ethnography, anecdotes, determinism (e.g. rational choice theories
or totalizing cultural accounts), and strategic media frames (Gitlin 2003) supplant data-driven
accounts of in situ behavior in both quantitative research and public discourse to the detriment of
our understandings. This process may happen even when ethnography is not subject to
quarantine, but the absence of ethnographic data removes a key resource for those who would
imbue their work with evidence at a time in which this information is vital. While we respect the
expertise of epidemiologists in suggesting how people should self-isolate, this helps us little if
we do not understand how people respond to the recommendations and policies that mandate
this.
The Vulnerabilities of Ethnography
At this moment, we confront limitations on research as universities place moratoriums on face-
to-face social science research. This leaves those currently “in the field with limited options and
imperfect alternatives for direct observation such as telephonic or online interviews, video data
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of public spaces, zoom-like platforms, and other technologically mediated modes of interaction.
A return of in-place ethnography must deal with both the possibility of being a vector of disease
and the psychological effects of seeing others in similar ways. Further, it is possible that the
parallels between demands for contact tracing and increased surveillance may make some
communities less amenable to accepting outsiders. In addition, this new reality may shape the
decisions of human subject committees (labeled Institutional Review Boards or IRBs in the
United States) whose mandate is to be cautious in protecting both research subjects and the
interests of the institutions in which they are embedded (Bosk and DeVries 2004; Stark 2011).
At present, many projects have been delayed or halted. Human subject committees are becoming
more guarded with research observing vulnerable informants, both because of the threat of
liability and uncertainty about the actual risk. This affects all social science research, but
ethnography is unique with its focus on immersion and prolonged contact. We may need to
consider alternative methods in the short term, but must also defend the unique strengths of field
observation and avoid false equivalences that would treat ethnography as interchangeable with
other qualitative methods. We do not denigrate other methods such as in-depth interviews or
analyses of digital media, or advance anachronistic blanket statements about ethnography’s
superiority. Rather, we argue that the various styles of qualitative research are distinct each has
its own strengths and weaknesses, a desirable toolkit in an era of methodological pluralism
(Lamont and Swidler 2014).
These issues are not only salient for those studying communities, but also for understanding
organizations. Ethnographers have benefited from the willingness of organizations to provide
access. But what happens when these organizations are weary or are overwhelmed? We must
confront the reality that we can be seen as, and may be, a burden: a novel virus. Evolving
circumstances may require that we formalize our understandings with organizations and
individuals to secure access and satisfy concerns about harm and disruption. Further, the
structure of interaction may change as physical distance and remote work becomes normalized.
How to study the lives of those who are physically and socially isolated has long been a
challenge, as the presence of a researcher changes the very phenomenon that is being studied.
The Challenges of Precarity
Our involuntary hiatus, while necessary, places disproportionate stress on younger academics.
The next generation of ethnographers were already pressured to spend less time in the field, to
focus on more efficient methods, and to be prepared for a rough job market that often privileges
articles over the scholarly monograph (once the coin of the realm in ethnography). At the same
time, the expected volume of publications necessary for hiring has been rising, creating another
push towards methodological approaches that have a faster turnaround The precarity of pursuing
ethnography in the contemporary academy seems to be growing especially for graduate
students and those outside the sheltered walls of sociology’s most-elite institutions. Ethnography
has become a high-risk/high-reward endeavor that is now becoming less accessible to many
especially in light of the pressures of COVID-19. As universities, such as our own, are pushing
to have graduate students complete their degrees more quickly, extended stays in field sites place
students and their projects at risk. The expected delay in collecting data will abort many
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ethnographies. COVID-19 and its future viral siblings may deter those who would pursue
ambitious field studies.
Given these challenges, well-intentioned colleagues are circulating crowdsourced documents that
purport to offer solutions for “avoiding in-person interactions by using mediated forms that will
achieve similar ends" (Lupton 2020) The reality is that part of what makes in person fieldwork
uniquely useful for many questions is the real-time observation of people in the environments in
which they spend much of their lives (Cicourel 2020). Certainly digital ethnographies can be
tremendously insightful as Tom Boellstorff’s (2008) Coming of Age in Second Life
demonstrated. Although we do not have many canonical digital ethnographies, they may become
more influential as norms of sociability and opportunities for observation shift. However, to say
the physical and digital are interchangeable or produce similar analyses is a methodologically
indefensible false equivalence.
In thinking of ethnography at this moment of crisis, we must reflect on the limitations and the
strictures of sociology as a discipline and of ethnography as a fragmented method. Our
gatekeeping journals privilege novel theory and intellectual challenge. Too often, we face a push
for concise “tweetable” punchlines and public dust-ups, which hamper the growth of
ethnographic pluralism, and the deep insights and flexibility of long-form monographs. The
quick has replaced the slow in ways that indicate the shifting conventions of a field of cultural
production rather than evidence of linear progress. The findings from the range of traditions
under the ethnographic umbrella are packaged in accordance with the conventions of short form
social science and the need to fit ethnography, and ethnographers, in neat boxes that strip the
field of its diversity (Abramson and Gong, 2020).
Reflection and Growth
While physical distancing is simultaneously necessary and intellectually costly, we must
remember why ethnographic research has been central to sociological inquiry over the past
century. Many who employ this method contend, persuasively we believe, that by close
observation, we can understand the processes of social life in ways that methods that are more
distant cannot (Gans 1999). This is especially the case for populations like impoverished seniors
that might otherwise be invisible to academics. This unique characteristic has been crucial for
developing and extending theory, generating concepts, and illuminating empirical patterns in a
host of ethnographic traditions including symbolic interactionism, ethnomethodology,
interpretivism, local sociology, grounded theory, the extended case method, and analytical
sociology (for a review see Atkinson et al. 2001). In addition, avoiding a detailed account of the
practices that individuals and groups use to construct meaning limits the policy prescriptions,
enhancing the life chances of those groups with which we engage. Observing the struggles of
seniors to gain adequate housing in an inflexible economy, as we both have seen, allows us to
understand the complexity of the rental market and governmental attempts at providing shelter
for those at risk.
However, our concern extends beyond the challenges that vulnerable seniors face (cf. Abramson
2015, Hocschild 1973; Freidenberg 2000; Gubrium 1975; Myerhoff 1980). The granular details
and compelling examples that field researchers have penned advance our discipline in myriad
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ways in fields ranging from urbanism to small group interaction (Fine 2003). In all cases, we
require a “street-level” view of complex lives and challenging circumstances. While we admit
the limits of our method, we must never discard the benefits of participant observation and its
tried-and-true strategies for direct observation.
The current crisis demands a moment of reflection. Let us revisit the virtues and limits of
traditional fieldwork in its connection to complementary data sources that observe from afar.
Better integrating interviews, video data on public spaces, online observations, triangulation with
surveys, archival, and geospatial data, and engagement with a growing array of computational
methods may open new avenues of inquiry. Likewise, examining how “big data and deep data
complement each other, both in data collection and analysis, is an arena that seems ripe for
investigation (Bernstein and Dohan, 2020 ). As we are physically (or socially) distanced, perhaps
it is also a time to expand approaches that include subjects as distributed researchers or
collaborators: a more inclusive form of participant observation. This could lead to a new wave of
ethnographic crowdsourcing, a contemporary version of the pre-WWII Mass Observation project
in Great Britain (Hubble 2006). The evolution of technology may permit new forms of data
presentation and ethnographic replications (Abramson and Dohan 2015). It is too early to suggest
where such alternate and hybrid methodologies might lead, but creativity often emerges on dark
days.
Ethnographers must continue to explore long-standing issues related to transparency,
representation, and replication (Sánchez-Jankowski 2002). For decades, ethnography has needed
alternatives to asking for blind trust or treating research claims skeptically. COVID-19 demands
that we turn our awareness to this risk as we justify our approach. In truth, we have avoided
meaningful replications of both theoretical developments and empirical projects: at times,
conflating cursory revisits and ex post facto interviews with replication (e.g. Boelen 1992).
Combined with our failures to develop protocols for sharing deidentified data, these issues have
left us vulnerable to critics both within and outside our field (Goldthorpe 2000; Lubet 2017). As
many of us find ourselves out of the field for the first time in years or decades, perhaps we can
generate alternatives as COVID-19 raises issues of the demands for and the limits of
confidentiality.
COVID-19: Revisiting a Changed World
Scholars such as Michael Burawoy (2003) have pushed ethnographers to revisit the sites of their
own and others’ observations. The aftermath of COVID-19 may provide fruitful opportunities
for a reassessment of prior projects, returning to the scene of the theory. The ethnographic site is
always in process, creating challenges for replication. Revisiting the same physical space does
not mean we are visiting the same social space. Neighborhoods change and become gentrified or
hollowed out, hospitals change protocols, organizations wither and die, and seniors age out of the
scene. Whether ethnographic replication exists and whether this is a possible basis for theory
remains a point of contention. Still, the importance of context in field research is a strength and
the recognition of the effects of historical events can allow for powerful comparisons.
The fact that research sites are always changing as participants come and go is a reality that is
especially apparent in dealing with aging populations. During the first author’s observation of a
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senior political organization over thirty months, many of the core members left the scene and
were replaced by other recruits. Some of these newcomers left before the research was
completed. Others died during the project. By the end, the first author had become a long-
standing member of the group. The second author examined how older adults’ lives were shaped
by the convergence of American inequality and everyday challenges related to health, illness,
and death. Historical events, like the great recession, provided a window into seeing the
differential impact of shifting policies on those in impoverished versus affluent neighborhoods
(Abramson 2015). Revisiting sites after the ravages of COVID-19 could allow for tracking
changes in arenas that are slower to change in the absence of stress. While a workplace,
neighborhood, or senior community may be newly organized after the Covid-19 crisis, this
change provides analytic leverage for understanding how this pandemic generates group culture
and interaction orders (Fine 2021).
Post-Viral Ethnography
The rupture of ethnographic observation during the COVID-19 pandemic is both painful and
essential. Like the disease itself, its effect disproportionately harms the most vulnerable. Yet,
even in the shadow of this viral cloud and its vast devastation, especially for senior populations,
there may be hidden opportunities. Unsettled times can inspire new visions. Perhaps we might
pause from our discursive approximation of a “combat sport” and collaborate on shared
challenges. But perhaps not. Can our professional structures become more flexible or will we
accept the bars of our current iron cage?
Our inability to provide aid and comfort through ethnographic research of vulnerable populations
today is immensely frustrating for those who use participant observation as an entry into
wisdom. We realize the dangers of our presence. The world’s contours have changed, although
for how long and how much remains to be seen. The same is true for the ethnographers that chart
them. Yet, we know we hope at some point, we will return to the field. The question is
whether we will be wiser and bring tools better to listen, observe, and protect those we study. Or,
will we only reproduce our world pre-Covid? Must the new normal be the old normal?
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Gary Alan Fine is James E. Johnson Professor of Sociology at Northwestern University; he is the
author of Talking Art: The Culture of Practice and the Practice of Culture in MFA Education
(University of Chicago Press, 2018). His current ethnography is a study of senior citizen political
activists.
Corey M. Abramson is an associate professor of sociology at the University of Arizona, author
of The End Game: How Inequality Shapes Our Final Years (Harvard University Press, 2017) and
co-editor of Beyond the Case: The Logics and Practices of Comparative Ethnography (Oxford
University Press, 2020).
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cloth • $39.95 ISBN 9780674743953 256 pages • 5 tables The End Game How Inequality Shapes Our Final Years Corey M. Abramson " Abramson brings a qualitative eye to a topic we have mainly known through statistics—mortality rates, actuarial estimates, and life expectancies. With a refreshing perspective, The End Game brings us close to what people experience as they age, making clear not only that 'aches and pains' are shared across the board but also that access to resources matters enormously for how people manage those difficulties. The book dispels stereotypes over and over; his elderly respondents work to maintain their image, laugh at their failing memories, and smoke marijuana. The book is a terrific contribution to our knowledge of how people actually experience inequality in their later years. "
Chapter
The medical profession has invested untold treasure in quantifying bodily processes, and excellence in the quantified biological sciences has long been the surest route to professional fame. Yet the profession also recognizes that success in the healing arts requires a grasp and appreciation of narrative and culture. Culture shapes biomedicine in at least three ways, all of which may be interrogated through ethnography. First, biomedicine has imbued the provider–patient relationship with special cultural status, and ethnography can provide insights into the nature of this relationship (which has been variously interpreted as a necessary component of a functional society, a hallmark of occupational power, or an aspect of boundary work by a knowledge profession). Second, biomedicine recognizes that health is shaped by culturally mediated behaviors that typically occur outside the clinical setting and are thus beyond providers’ immediate apprehension and control. Ethnography can provide insights into these behaviors. Finally, the scale of contemporary biomedicine (healthcare spending accounts for one-sixth of gross domestic product) has produced complex cultural institutions. Ethnographic insights are needed to characterize the organizational culture of medicine and improve the practice of healing.
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This introductory chapter examines the methodological and practical challenges that comparative ethnographers face. It begins by discussing both the promises and potential pitfalls of comparative field research. It then moves to an examination of how ethnography’s unusually diverse set of traditions provides both unique challenges and possibilities for comparative social science. The chapter proceeds to chart the various ways in which ethnography’s historically diverse traditions translate into divergent approaches to comparison in contemporary research. This is followed by an overview of the structure of the volume, which explains how each of our contributors’ chapters advances comparative ethnographic methodology. The chapter concludes with a discussion of why acknowledging, maintaining, and utilizing ethnographic pluralism, rather than pushing for a single catch-all approach, can benefit both individual scholars and the field of ethnographic methodology more broadly.
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In this chapter, eminent ethnographer and cognitive sociologist Aaron Cicourel shares insights gleaned from using ethnographic methods for the past six decades. In conversation with Corey Abramson, Cicourel addresses a number of important issues about both the practice of comparative ethnography and the academic contexts in which it takes place. Cicourel argues for attentiveness to an often-overlooked strength of comparative ethnography—the way cross-site ethnographic comparisons can be used to chart not just variation, but comparatively invariant aspects of human behavior in a way that captures real-time, localized behavior and language use. Cicourel explains how his approach consequently draws upon diverse traditions ranging from cognitive linguistics to behavioral ecology to produce a more integrated form of comparative sociology that encompasses multiple levels of social and physical reality. In the process, Cicourel proceeds to voice his current position on topics including approaches to comparison, ecological validity and levels of analysis, language use, the historical connection of his approach to ethnomethodology, team science in contemporary academia, analogical and digital approaches to inquiry, the role of theory, and what he hopes future ethnographers will learn from his career.
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This paper explores the ethnographic technique of the focused revisit-rare in sociology but common in anthropology-when an ethnographer returns to the site of a previous study. Discrepancies between earlier and later accounts can be attributed to differences in: (1) the relation of observer to participant, (2) theory brought to the field by the ethnographer, (3) internal processes within the field site itself, or (4) forces external to the field site. Focused revisits tend to settle on one or another of these four explanations, giving rise to four types of focused revisits. Using examples, the limits of each type of focused revisit are explored with a view to developing a reflexive ethnography that combines all four approaches. The principles of the focused revisit are then extended to rolling, punctuated, heuristic, archeological, and valedictory revisits. In centering attention on ethnography-as-revisit sociologists directly confront the dilemmas of participating in the world they study-a world that undergoes (real) historical change that can only be grasped using a (constructed) theoretical lens.