PreprintPDF Available

Abstract and Figures

What is the impact of a global health crisis on political behavior? We study the effect of the COVID-19 pandemic on electoral choice based on the case of Germany, one of the countries most heavily affected by the crisis. Our data come from the German state of Bavaria, where local elections were held right at the beginning of the pandemic. The elections took place early during the outbreak when there was still substantial variation in the extent to which individual counties and municipalities were affected by the outbreak. This variation provides a unique opportunity to study the causal impact of an event that would shortly after grow into an all-encompassing epidemic. We provide evidence that shows that the disease spread across the state in a mostly haphazard fashion. This lack of a discernible pattern coupled with within-county estimation of effects and a difference-in-differences strategy allow us to causally asses the effect of the spreading of the virus on electoral outcomes. Our results show that the crisis strongly and consistently benefited the dominant regional party, the CSU, and its candidates. For 3 known cases per 100,000 inhabitants, vote shares increased by about 4 percent. We explain our findings with a strategic-alignment mechanism, whereby voters vote into power candidates that they deem most likely to be able to solicit support from higher levels of government. Our findings emphasize the merit of forward-looking theories of voting and provide insights on the functioning of democracy during times of crisis.
Content may be subject to copyright.
Voting at the dawn of a global pandemic
Arndt Leininger and Max Schaub*
This version: April 2020
Abstract
What is the impact of a global health crisis on political behavior? We study the
effect of the COVID-19 pandemic on electoral choice based on the case of Germany,
one of the countries most heavily affected by the crisis. Our data come from the
German state of Bavaria, where local elections were held right at the beginning of
the pandemic. The elections took place early during the outbreak when there was
still substantial variation in the extent to which individual counties and municipali-
ties were affected by the outbreak. This variation provides a unique opportunity
to study the causal impact of an event that would shortly after grow into an all-
encompassing epidemic. We provide evidence that shows that the disease spread
across the state in a mostly haphazard fashion. This lack of a discernible pattern
coupled with within-county estimation of effects and a difference-in-differences
strategy allow us to causally asses the effect of the spreading of the virus on elec-
toral outcomes. Our results show that the crisis strongly and consistently benefited
the dominant regional party, the CSU, and its candidates. For 3 known cases per
100,000 inhabitants, vote shares increased by about 4 percent. We explain our
findings with a strategic-alignment mechanism, whereby voters vote into power
candidates that they deem most likely to be able to solicit support from higher levels
of government. Our findings emphasize the merit of forward-looking theories of
voting and provide insights on the functioning of democracy during times of crisis.
Keywords: COVID-19; Voting; Elections; Incumbency effect; Germany.
*
Arndt Leininger (arndt.leininger@uni-konstanz.de) is interim professor for survey research at the
University of Konstanz, Box 85, 78457 Konstanz, Germany; Max Schaub (max.schaub@wzb.eu) is
Research Fellow at the Berlin Social Science Center (WZB), Reichpietschufer 50, 10785 Berlin, Germany.
We thank Daniel Bischof, Martin Gross, Davide Morisi, and Julia Schulte-Cloos for their feedback. We
are also grateful to Philipp David Pries and the team of the Ippen-Digital-Zentralredaktion for sharing
their data on the mayoral elections with us. Lilia Götz and Gizem Ünsal provided excellent research
assistance.
Introduction
The spread of the coronavirus disease (COVID-19) presents itself in many countries as
a natural disaster of unprecedented scale. What are the implications for politics? The
COVID-19 pandemic interferes not just with social and cultural life, sporting events,
and of course, the economy; it also affects politics. Unlike sporting events, elections
cannot be canceled or postponed as easily. While Israel voted during the onset of
the epidemic in early March with special polling stations crewed by medical staff in
protective gear for quarantined voters, in the USA, some states had to cancel primary
elections. As of yet, the implications of the pandemic for the presidential elections
to be held in November are unclear. To shed light on the implications of holding
elections during a global crisis, we study recent statewide elections to local councils
and mayoralties in Germany’s most prosperous state Bavaria. These elections took
place amidst the onset of the pandemic caused by the spread of the virus SARS-CoV-2.
In this paper, we show that, even in the early stages of the pandemic, the spread of the
disease did influence citizens’ voting behavior.
Political scientists have long discussed the electoral implications of external events,
ranging from rainfall on election day (Gomez et al.,2007;Arnold and Freier,2016), over
terrorism (Berrebi and Klor,2008;Montalvo,2011) to natural disasters (Abney and Hill,
1966;Bechtel and Hainmueller,2011;Carlin et al.,2013) and to outright idiosyncratic
events such as sporting competitions (Healy et al.,2010). The precise electoral effects of
such events remain unclear, however. Three different theoretical perspectives can be
distinguished.
A first strand of literature emphasizes the emotional, spontaneous reaction to such
events. One common reaction to threats to life and safety, especially if the nation as a
whole is concerned, is to ‘rally round the flag’—to increase support for the incumbent
government, and especially incumbents of the political right (Mueller,1970;Baker
and Oneal,2016;Lambert et al.,2011;Berrebi and Klor,2008;Getmansky and Zeitzoff,
2014). However, others have argued the exact opposite: due to the negative sentiments
they arouse in voters, calamities of all kinds tend to reduce support for the incumbent.
Central to this argument is a paper by Achen and Bartels (2012;2017), where they
2
demonstrate a negative relationship between shark attacks and incumbent vote share
in US counties in the 1916 presidential elections. They take their results as evidence
that voters punish governments at the ballot box for events that leave them insecure
and upset—even though they are beyond the government’s control.
A second perspective emphasizes that natural disasters provide voters with a rather
drastic opportunity to learn about the competence of the incumbent government and
to evaluate its performance (Ashworth et al.,2018). These scholars link the electoral
reaction to external events back to the literature on retrospective voting (Key,1966;
Fiorina,1981). In this perspective, the electoral effect will depend on the performance
of the government during the crisis. Voters may punish the government in elections
in the wake of a disaster if they found the government to be ill-prepared or relief
measures inadequate (Cole et al.,2012;Arceneaux and Stein,2006), or they may choose
to reward the government for performing well (Bechtel and Hainmueller,2011;Gasper
and Reeves,2011).
A third perspective, which we develop in detail, looks at voters as forward-looking
decision-makers. While this perspective has been criticized as unrealistic by some
(Campbell et al.,1960;Converse,1964), we argue that in reaction to the onset of a slow-
moving natural disaster such as the COVID-19 pandemic, it has merit. Drawing on the
literature on presidential coattails (Campbell and Sumners,1990;Calvert and Ferejohn,
1983;Ferejohn and Calvert,1984a) and electoral balancing (Erikson and Filippov,
2001;Kern and Hainmueller,2006), we argue that voters will use the ballot box as an
opportunity to align their local incumbents with higher levels of government—in the
expectation that this will help them through the crisis.
We investigate the impact of the COVID-19 pandemic by exploiting a unique case: the
Bavarian municipal elections of 15 March 2020. In the elections, ten million Bavarians
were called to the polls to elect local legislatures and executives. We exploit regional
variation in infections—some counties still had no cases, while others already registered
dozens—to test whether the pandemic affected voters voting patterns. This variation
provides an opportunity to study the causal impact of an event that would shortly
after grow into an all-encompassing epidemic. Importantly, the outbreak in Bavaria fed
3
itself from a variety of sources. Early cases included business people, holidaymakers,
and individuals who had visited relatives in areas of Germany heavily affected by the
disease. As a result, the virus started spreading in both rural and urban counties in
all parts of the state. A variety of balancing and spatial-econometric tests shows that
the pattern of the outbreak was no different from random. This lack of a discernible
pattern coupled with within-county estimation of effects and a difference-in-differences
strategy allow us to estimate the causal effect of the spreading of the virus on electoral
outcomes. Importantly, as the elections took place at the onset of the pandemic, there is
little indication that the spread of the virus dominated the elections, let alone wider
society or th economy. Hence, we believe that our case credibly provides us with
‘excludability’ in causal parlance.
Our primary outcome of interest is the vote share obtained by Bavaria’s incumbent
party, the Christian Social Union (CSU). The Bavarian ’sister-party’ of Angela Merkel’s
Christian Democratic Union (CDU) has led every state government since its founding
in 1945 and governs in all but one of Bavaria’s 96 counties. However, its dominance has
come under pressure in recent years by challengers from both the political left and the
political right. Overall, the CSU lost 5.1 percentage points statewide when compared to
the last elections. Did the incumbent have to cease votes to its challenger parties under
the pressure of the spreading disease or was it, in fact, even able to curtail its losses
because of the crisis?
Our findings emphatically support the second perspective: the crisis strongly and
consistently benefited the CSU and its candidates. We estimate that for 3 known cases
per 100,000 inhabitants, vote shares in the county legislatures increased by about 4
percent. This result is robust to a wide variety of specifications and tests, including
differences-in-differences, matching, and inverse-probability weighting. The gains
for the incumbent party came at the cost of all other parties, but especially of the
political far-right (the AfD). Positive electoral returns of the crisis for the incumbent
show up in all types of elections. Besides the county legislatures, mayors of around
2,000 municipalities were up for reelection. Here, being affected by COVID-19 cases
increased the probability of holding or retaining office by 17 percent.
4
In assessing competing theoretical explanations we find that our results are unlikely
to be driven by emotional or evaluative, i.e. backward-looking, mechanisms. On the
contrary, we find evidence that voters make their choice prospectively, in anticipation
of worse times to come. Our findings, therefore, are best explained by the strategic-
alignment mechanism, whereby voters vote into power candidates that they deem most
likely to be able to solicit support from higher levels of government.
We contribute to the literature on how external events can shape political behavior. Our
paper adds to the literature in several ways. First, we uncover an effect on electoral
outcomes of a disease that, at the time of writing, is spreading globally. The fact that
the elections we are studying took place right at the beginning of the pandemic allows
us to study this effect causally before the disease became too widespread to afford any
variation. Second, in terms of theory, we outline three competing perspectives, which
we subsequently test. Our results demonstrate the merit of a perspective that stresses
forward-looking, strategic considerations among voters, which can add to the retro-
spective perspective that has dominated the literature on political behavior in recent
years. Third, our findings also have important practical implications: understanding
how voters react to natural disasters, such as the global SARS-CoV-2 pandemic, is vital
because voters’ reactions shape politicians’ incentives on how to govern during and in
the aftermath of a crisis as well as to invest in future disaster preparedness (Healy and
Malhotra,2009).
The electoral consequences of a global pandemic
How should we expect the spread of an infectious disease to affect voting behavior?
From the literature, we distilled three different theoretical perspectives that allow
us to link the pandemic to electoral outcomes. We refer to these perspectives as the
emotional-response, retrospective-voting, and prospective-voting perspectives.
We begin by exploring the possibility that voters react emotionally to the outbreak of
the pandemic and then translate these emotions into their voting behavior. The spread
of the COVID-19 disease, first and foremost, constitutes a threat to health and safety. In
5
this regard, it is similar to other threats like war and terrorism. Indeed, US President
Trump, the French President Macron and other world leaders declared their countries
to be “at war” with the virus.
1
The fact that the pandemic originated in China and from
here spread to the world may add to giving it the guise of an external threat. From a
theoretical perspective, we might, therefore, expect findings of the literature on external
(security) threats to apply to the COVID-19 outbreak. Scholars have often noted a
‘rally-’round-the-flag’ effect during times of international conflicts, whereby incumbent
politicians gain in support (Mueller,1970;Baker and Oneal,2016;Lambert et al.,2011).
Such an effect may also apply to natural disasters (Boittin et al.,2020). Mueller (1970, p.
21) argues that events leading to a rally-’round-the-flag effect “must be international
because only developments confronting the nation as a whole are likely to generate a
rally round the flag effect” (p. 21), directly involve the whole country and government,
and “must be specific, dramatic and sharply focused in order to assure public attention
and interest.” All of these criteria arguably apply to the global COVID-19 pandemic.
We would, therefore, expect a positive effect of COVID-19 exposure on incumbent vote
shares.2
Other research has qualified this claim. For example, Berrebi and Klor (2008) and
Getmansky and Zeitzoff (2014) argue that external military threat may help incumbents,
but mainly if they are from the political right. From this perspective, rather than
expecting support for incumbents across the political spectrum, we would expect this
effect to be limited to right-wing candidates and parties. Such heightened support for
the right could stem from yet another source. Throughout history, diseases appear to
have gone along with heightened hostility towards outsiders (McNeill,1976). In some
cases, such hostility took extreme forms, such as the pogroms against Jews in Europe
at the time of the Black Death (Perry and Schweitzer,2002). But also today, news
reports from all over the world document a rise in discriminatory behavior against
1
US President Donald Trump made such remarks at press briefings (https://time.com/5806657/
donald-trump-coronavirus-war-china/, retrieved 08/04/2020) and on Twitter (https://twitter.com/
realDonaldTrump/status/1239997820242923521, retrieved 08/04/2020), while Macron spoke of a war
against the virus multiple times during a televised speech (https://www.politico.eu/article/emmanuel-
macron-on-coronavirus-were-at-war/, retrieved 08/04/2020).
2
A similar prediction would follow if voters were generally conservative, i.e. biased towards the
status quo. The argument here is that individuals are generally resistant to change, and this may apply
even stronger in times of crises (Barber et al.,17ed;Alesina and Passarelli,2019).
6
Asian-looking persons in the wake of the COVID-19 pandemic.
3
If voters were to
express these feelings of hostility at the ballot box, we would expect an increase in vote
shares for the far-right.
A radically different expectation regarding voters’ emotional reactions follows from
an argument by Achen and Bartels (2012,2017). They posit that voters base their
vote on general feelings of (dis)satisfaction, that can be influenced by events even if
these are out of the control of the government. They illustrate their argument with
a wave of shark attacks on the East Coast in the summer preceding the 1916 US
presidential elections, which they argue let to losses in vote share for the incumbent
president Woodrow Wilson.
4
Drawing on county-level electoral returns, they show
that the incumbent president Wilson’s losses were particularly pronounced in counties
most directly affected by the shark attacks that killed several swimmers and led to
an economic downturn in the affected areas—popular holiday destinations—as many
holiday-makers canceled their bookings. An analogous effect is described by Healy et al.
(2010), who show that wins by the local college football or basketball team, positive
external events, immediately preceding an election are associated with an increase in the
incumbent’s vote share of about 1-2 percentage points.
5
Healy, Malhotra, and Mo (2010,
12804) point to psychological research showing that “people often transfer emotions
in one domain toward evaluation and judgment in a completely separate domain”,
and that these effects “are often heightened in complex and uncertain situations.” The
emerging COVID-9 pandemic certainly is such a situation. We would, therefore, expect
incumbent vote shares to be negatively affected in areas more severely affected by the
spread of the virus. Hence, the emotion-driven perspective provides us with a range of
partially conflicting predictions, ranging from increased vote shares for all incumbents,
over particularized support for the political right, to a negative effect on incumbent
vote shares.
3
The Wikipedia article “List of incidents of xenophobia and racism related to the 2019–20 coronavirus
pandemic” (https://en.wikipedia.org/wiki/List_of_incidents_of_xenophobia_and_racism_related_to_
the_2019-20_coronavirus_pandemic, retrieved 08/04/2020) compiles incidents worldwide as well as
media reports documenting these incidents.
4
However, their empirical claim regarding shark attacks is disputed by Fowler and Hall (2018), who
find no such an effect in a larger dataset of electoral returns and shark attacks.
5But this empirical claim is also refuted by Fowler and Montagnes (2015).
7
A second perspective sees voting during a pandemic simply as an opportunity for
retrospective voting, whereby voters evaluated an incumbent’s past performance in
government (Key,1966;Fiorina,1981). Studies of retrospective voting demonstrate a
link between external contexts, such as macroeconomic conditions, assuming voters
to judge their personal (or, in some variants, the nation’s) welfare and punishing
incumbents if it decreases. They provide the empirical underpinnings to theoretical
approaches to democratic accountability whereby citizens use elections to replace
incompetent incumbents with more competent leaders (e.g. Besley,2006;Fearon,1999)
and to incentivize politicians to govern effectively and honestly (e.g. Ferejohn,1986).
In this literature, natural disasters are seen as crucial test cases (Bovan et al.,2018;
Gasper and Reeves,2011;Cole et al.,2012;Bodet et al.,2016;Healy and Malhotra,2009;
Arceneaux and Stein,2006).
Specifically, Ashworth et al. (2018) suggest that disasters provide an opportunity for
voters to learn about government competence. Just as the state unemployment rate
influences citizens’ national retrospective economic evaluations (Ansolabehere et al.,
2014), citizens may make inferences from the local affectedness of their communities
to the seriousness of the pandemic. Finding a link between unexpected events and
electoral outcomes is then not per se a sign of voter irrationality, as the argument by
Achen and Bartels would suggest. Instead, the voters’ reaction will depend on how
they evaluate the government’s response to the crisis. Competent responses should
be rewarded, and poor performances punished. Indeed, Bechtel and Hainmueller
(2011) show that voter gratitude (in terms of higher vote shares) for relief measures in
response to widespread flooding in Germany could be detected years after the disaster
had passed.
6
Depending on how the response to the disease outbreak is evaluated, we
should expect places hardest hit by the pandemic (where voters have most information
on the government’s response) to either punish or reward the incumbent on the ballot
box. What distinguishes this perspective from the first one is that it is strongly focused
on the actions of the executive or incumbent (party). Evaluative considerations, there-
6
This evaluation mechanism can also be understood as a form of issue ownership voting (Petrocik,
1996): voters for whom the issue is most salient and who trust the government to handle the crisis will
be most likely to vote for the incumbent. For instance, Karol and Miguel (2007) show that the number of
Iraq war casualties per state was negatively correlated with the incumbent’s vote share in the 2004 US
presidential elections.
8
fore, should not affect the vote shares of other parties and opposition candidates—other
than by having them loose or gain votes in response to what happens to the incumbent.
As a final perspective, we explore the possibility that voters decide based on forward-
looking, strategic considerations. This perspective has been criticized in the past for
promoting an unrealistically sophisticated picture of the electorate (Campbell et al.,
1960;Converse,1964). However, we argue that forward-looking motivations might be
particularly pertinent in times of relatively slow-moving natural disasters and other
calamities (such as wars). In the case of the COVID-19 pandemic, at the time the
elections were held, case numbers and fatalities were on the rise, and the peak of the
disease well out of view. We argue that in a situation like this, voters’ minds should be
particularly focused on the future, and they should have a strong interest in leadership
that can safely steer them through the crisis. In particular, they might use the elections
to align their local incumbents with the government in power at a higher level to secure
more effective disaster reponse and relief for their community.
Our argument builds, on the one hand, on the US politics literature, where it has been
observed that presidential coattails benefit candidates for Senate and House that belong
to the winning presidential candidate’s party (Campbell,1991;Ferejohn and Calvert,
1984b;Calvert and Ferejohn,1983). Here, a popular presidential candidate who is able
to motivate voters to cast a straight-ticketoften start off their term with a majority in
Congress, which they, however, loose in mid-term elections. Such coattails have been
shown to apply in concomitant local mayoral and council elections, as well (Rudolph
and Leininger,2020). On the other hand, the tendency for the president’s party or
national governments in other cases to lose votes in mid-term (regional) elections are
considered a sign of voters seeking to balance and moderate national politics in federal
states (Erikson and Filippov,2001;Alesina and Rosenthal,1989). Importantly, for the
German case, which we study, Kern and Hainmueller (2006) have shown that parties
governing at the national level only loose in regional mid-term elections if they control
both chambers of the national legislature providing evidence that voters use these
elections to balance the power of the federal government. In normal times, electoral
balancing would imply losses for the party or parties governing at a higher level of
government. However, we deem it likely that voters faced with an impending crisis
9
will favor a government that is able to act decisively. From this perspective, we expect
voters to opt for the party or the candidate of the party that wields power at higher
levels of government, too.
The COVID-19 outbreak and the local elections in Bavaria
We analyze the electoral effects of the global COVID-19 pandemic on local elections
in the southern German state of Bavaria. Out of the sixteen German states, Bavaria is
the largest in terms of area, second-most populous, and third-wealthiest in terms of
GDP per capita. Municipalities are Germany’s lowest tier of government. They are
organized in counties, which provide administrative functions for groups of smaller
municipalities. In larger cities, the municipality- and county-level fall together, so there
is only one tier of government.
7
Municipalities and counties are of substantial political
and economic importance as they account for about a quarter of all total government
spending.
8
Municipalities are responsible for culture, sports, elementary schools, local
public transport, social welfare and local infrastructure management, among others.
Counties organize regional infrastructures such as hospitals and emergency services.
Local elections are held every six years, with the last major round of elections having
been held in March 2014. The local elections we are analyzing took place on 15 March
2020. Around ten million voters were called to the polls to elect local councils and
executives. In larger cities, where municipality- and county-level fall together, voters
elected a municipal council and a mayor. In smaller municipalities, voters elected the
council and mayor for their municipality as well as the council and head of the council
administration of the county that their municipality was a member of. Hence, in large
cities, citizens received two ballot papers, whereas citizens in smaller municipalities
received four ballot papers. Our analyses are based on the electoral returns of the
municipal council and mayoral elections, as well as the elections for the county council
and head of the county administration.
7
In 2017, the number of municipalities per county in Bavaria ranged from 11 to 58. There were 11
cities.
8
http://www.bpb.de/nachschlagen/zahlen-und-fakten/soziale-situation-in-deutschland/61867/
oeffentliche-finanzen, retrieved on 16/03/2017
10
The election date had been set on 12 February 2019—a good year before the outbreak.
9
Individuals had to register their candidature by 23 January 2020, five days before the
very first cases in Bavaria/Germany became known.
10
This case was detected in the
Bavarian state capital of Munich on 28 January 2019 in an employee working closely
with a Chinese firm. The contact persons of this putative ‘patient zero’ were quickly
identified, and the initial spread of the disease stopped. The lull did not last long,
however. The virus re-appeared in Bavaria in early March, this time imported from
Austria, Italy, and regions in Germany that saw early major outbreaks, such as the
county of Heinsberg in the western state of North Rhine-Westfalia.
11
Munich again was
affected early on. However, the virus also sprung up in northern and eastern counties,
including in the rural counties of Cham and Ostallgäu. In the case of Cham in eastern
Bavaria, the first case was detected in a young woman who had returned from a skiing
holiday in Austria’s South Tirole region by coach.
12
In the days that followed, several
others who had been on the same coach were tested positively for the virus.
Despite the onset of the pandemic, there is little indication that the spread of the virus
dominated the elections. Rather than voters being scared away from the ballot box,
turnout was up in comparison to the previous election: 58.5 percent as compared to 55
percent in 2014. Being one of only three state-wide elections in Germany in 2020, the
local elections were met with relatively high interest by voters. In an opinion poll held
right before the elections, 79 percent of respondents indicated that they were ‘strongly
interested’ in the elections.
13
Importantly, at the time of the election the pandemic
did not yet significantly affect the wider society or the economy. Drastic state-wide
measures to contain the virus were put in place only after the election. Specifically,
before the election, school closures were only applied in cases where there had been a
9https://www.stmi.bayern.de/med/aktuell/archiv/2019/191112wahl/, retrieved on 01/04/2020
10
This also means that candidates could therefore not have registered or withdrawn their candidacy
in response to the COVID-19 outbreak, see https://www.br.de/nachrichten/bayern/kommunalwahl-
bayern-wie-wird-man-kandidat,RWYnKmG, retrieved on 01/04/2020
11
https://www.br.de/nachrichten/bayern/weitere-corona-faelle-in-bayern-allgaeuer-firma-
schliesst-vorerst,RrzIckS, retrieved on 01/04/2020
12
https://www.br.de/nachrichten/bayern/erster-corona-fall-im-landkreis-cham,RsWdphv,
retrieved on 01/04/2020
13
https://www.br.de/nachrichten/bayern/br-bayerntrend-grosses-interesse-an-den-
kommunalwahlen,Rt7Furj, retrieved on 16/03/2017
11
verified case of COVID-19 among the student or teacher body. In essence, the Bavarian
case credibly provides us with ‘excludability’ in causal parlance.
In our analyses, we focus on the electoral fortune of the CSU, Bavaria’s dominant
political party. The ’sister-party’ of Angela Merkel’s Christian Democratic Union (CDU)
has led every state government since its founding in 1945 and governs in all but one
of Bavaria’s 96 counties. However, its dominance has come under pressure in recent
years by challengers from both the political left and the political right. The increasing
salience of environmental issues, especially climate change, is providing a boost to the
green party, which, as a result, had become a serious contestant for local governing
positions. On the political right, Germany’s new right-wing populist party, the AfD,
has been on the rise. In particular, the ’refugee crisis’ of 2015 had provided a boost
to the anti-immigrant party and allowed it to compete with the CSU on the issue of
immigration and security.
The CSU is also the dominant party in Bavaria’s municipal politics, holding the may-
oralty in more than a third of Bavaria’s 2056 municipalities. The Social-democratic Party
of Germany (SPD) comes in a distant second place with just over 200 mayors among its
ranks, particularly in larger cities. Many municipalities, in particular smaller ones, are
headed by independent mayors not affiliated with any of the large parties represented
in the national parliament. They have been nominated by local voter groups,
14
many of
which are associated with the Free Voters (FW).
15
The FW are an umbrella organization
for local Free Voter groupings and also compete in state elections. As such, the FW are
an important player in local politics as well as at the state level, because they form a
coalition with the CSU to form the state government. While their ideological outlook is
generally socially conservative, they pursue a pragmatic approach in politics cooperat-
ing within varying coalitions in the municipalities in which they are represented (Fuchs,
2010). In the 2020 county council elections that we study, the CSU garnered 34.5% of
the vote state-wide, while the SPD and FW obtained vote shares of only 13.47% and
11.9% respectively.16
14
In Bavaria, individuals cannot self-proclaim their candidacy but must be nominated by a party or
local voters’ association.
15Short for “Freie Wähler” (Free Voters).
16
https://www.kommunalwahl2020.bayern.de/ergebnis_gremien_wahlvorschlag_aktuell_1_990.
html, retrieved 08/04/2020
12
Our focus on the CSU, therefore, is warranted by its status in Bavarian politics and the
theoretical considerations introduced above, most of which focus on the incumbent
party. Based on the three theoretical perspectives, how should we expect the CSU
to fare? First, regarding the emotion-driven perspective, the rally-’round-the-flag
argument predicts general support for incumbents. We might, therefore, expect the
CSU to do well in places hit by the COVID-19 pandemic where it was already in power,
but should expect incumbents of other parties do equally well in such places. Should
voters rally around the state government, we may expect the CSU, and possibly also its
junior coalition partner FW, to do better in places more strongly affected by COVID-19
even when it does not hold the mayoralty. If instead, voters are motivated by outgroup
hostility, they should opt for the populist radical-right AfD at higher rates where the
disease is spreading.
17
And if voters mainly act out their negative feelings, this should
hurt incumbents across the board.
Second, from the perspective of evaluative or retrospective voting, how the CSU fared in
areas affected by the crisis depends mainly on whether voters believe the government’s
handling of the crisis to be satisfactory. Again, in principle, that should apply to
incumbents of all parties. Finally, if voters were interested to strategically align their
local governments with higher levels, this should clearly benefit the CSU, which not
only leads the state government but also holds the position of the interior minister in
the national government.
Our analyses are complicated by the fact that politics takes place at several levels. Voters
might focus purely on the local level or might use their vote to react or send a signal
to higher levels of government (Dinkel,1977;Hopkins,2018;Kern and Hainmueller,
2006). This is certainly applicable in the case of Germany’s differentiated system of
federalism, where all levels of government carry responsibilities for disaster relief and
preparedness. We have to keep this complication in mind in the analyses that follow.
17
While the CSU is generally seen as also leaning towards the political right (more so than the CSU), its
leader Markus Söder has clearly positioned its party as anti-xenophobic and ruled out any cooperation
with AfD. Voters acting on the basis of hostility should, therefore, be drawn to give their vote to the AfD.
13
Empirical strategy
Data sources
Data on COVID-19 cases at the county level come from the website of the Bavarian
Ministry for Health and Consumer Protection.
18
We use cases published online before
6 pm on 15 March 2020, the closing of polls on election day. The ministry started
systematically reporting cases from 9 March on. Figure 1depicts the distribution of
known cases on the election day and evolution over time for the days between 9 and
15 March, the day of the municipal elections. As can be glanced from the map, on
election day, the disease had affected all parts of Bavaria, but with substantial variation
in local prevalence. Counties with high numbers of COVID-19 cases can be found
next to counties where no or very few cases were registered. What is more, there
is no clear rural-urban pattern. While the capital Munich naturally saw many cases
due to its high population numbers, other urban areas like Regensburg or Augsburg
show only a few cases. In contrast, some rural counties such as the already-mentioned
county of Cham (northeast of Regensburg) or Rottal-Inn (west of Passau) saw relatively
high case numbers. Moreover, while the area surrounding Munich appears to show a
concentration of cases, some close-by counties had not experienced any cases on the
day of the election.
In order to test for the existence of a spatial pattern in the distribution of COVID-19
cases more formally, we calculated Moran’s I and Geary’s C, measures for global and
local spatial autocorrelation. We calculated The measures for the election day as well as
for each of the six days leading up to the election (i.e., 9-15 March 2020). For none of
the days preceding the election do the measures reach conventional levels of statistical
significance (all p>0.1). This finding is all the more remarkable as the measures are
sometimes criticized for being overly sensitive (Anselin and Rey,1991). Only for
the election day itself does the p-value for Moran’s I become borderline statistically
18
https://www.lgl.bayern.de/gesundheit/infektionsschutz/infektionskrankheiten_a_z/
coronavirus/karte_coronavirus/index.htm
14
Figure 1: Prevalence and spread of COVID-19 in Bavaria in March 2020
(a) Location of Bavaria in Germany (b) Distribution of COVID-19 cases, 15 March
(c) Evolution of COVID-19 prevalence in days leading up to election (9-14 March 2020)
Note: The figure shows the location of Bavaria in Germany (Figure 1a), the distribution of known COVID-
19 cases in the 96 Bavarian counties as of 12am on 15 March 2020, the day of the local elections (Figure
1b), and the evolution of cases during the six days leading up to the election 9-14 March 2020 (Figure
1c). Maps compiled by the authors based on data from the Bavarian Ministry for Health and Consumer
Protection.
significant (p=0.099).
19
Relatedly, in Table A3 we show pairwise correlations between
the prevalence of COVID-19 cases, and our control variables. Only one out of ten
correlations is statistically significant, testifying to the lack of a pattern in the spread of
the disease at the time of the local elections.
Since the official COVID-19 data are only published at the county level, we needed to
find an alternative measure for affectedness by the disease. For this we rely on a list of
school closures published on 13 March 2020, shortly before the elections. At this point,
19
In line with this, and as further explained below, spatial autoregressive versions of our regression
models fail to detect spatial autocorrelation.
15
school closures where still decided on a per-case basis by individual municipalities
whenever a student, parent, or someone from the wider environment surrounding the
school was suspected of having infected the disease. Some schools closed fully, others
only asked individual classes to stay home. Indeed, many schools sought to open in the
week of 20 March. This never happened. From the day after the elections, all schools in
Bavaria had to close.
20
In our models (which we introduce next), we use an indicator
that takes the value of one for municipalities where one or more schools had to close,
and zero for municipalities without school closures before the day of the election.
For the electoral data, we rely on publications by the Bavarian returning officer as well
as a local newspaper. Here, we look at two different types of elections at two different
levels of government; i.e. four elections in total. The elections for the municipal council
(Gemeinderat, which is the municipal legislative assembly) and the county council
(Kreistag, the legislative assembly at the county level) are held according to proportional
representation. The elections for mayors (Bürgermeister) and heads of the country
administration (Landrat) follow a majoritarian system.
From the returns to these elections we constructed three separate datasets. The first
dataset contains the results of the elections to the councils of the counties and larger
cities only—96 elections in total. We use vote shares from the first (and only) round
of these elections. The second dataset contains the results of executive elections in the
counties, larger cities and municipalities with more than 10,000 inhabitants.
21
These
elections are held following a two-stage procedure. In the first round, all parties and
local voters associations can, and many do, field a candidate. If no candidate reaches
an absolute majority in the first round, a second round is held two weeks after. The
two candidates that received the highest vote share in the first round enter this runoff
election. Since we are particularly interested in the CSU, we use the party’s vote share
in the first round, wherever it fielded a candidate in both the 2014 and 2020 elections.
20
While school closures might not capture all of the cases, we still deem this a relatively good measure
since the number of people that are involved with schools in one way or another is large, and since school
closures would be widely communicated. Importantly, unlike information derived from press reports
(which often do not cite precise municipality names), looking at school closures gives us systematic
measure.
21
The results for council elections in Bavaria’s 2031 other municipalities are not compiled by the state
returning officer or in fact any other state institution. We therefore rely on data collected by a regional
newspaper, as explained below.
16
This was the case in 85 of the 88 counties and larger cities and in 162 of the 189 larger
municipalities in which elections took place.
22
Our second dataset therefore comprises
247 electoral results.23
In our third dataset, we supplement these data with the results of mayoral elections in
small municipalities with under 10,000 inhabitants. These were collected and assembled
by a regional newspaper and generously shared with us.
24
In total, the data comprise
results for 1,285 mayoral elections contested by the CSU. While they are less complete
than those published by the returning officer—we lack results for the prior election—
they allow us to look into the dynamics within counties.
Estimation strategy
Our general strategy is to compare electoral outcomes in counties that were not or
only mildly affected by the pandemic with those in more heavily affected counties.
In order for the analysis to have a causal interpretation, the pandemic should not
have systematically affected counties where the decline in support for the CSU would
have been lower in the absence of the pandemic due to some confounding factors. As
already mentioned, the irregular pattern in the spread of the disease reduces this threat.
Beyond relying on this pattern, we pursue several strategies to account for possible
confounders.
22
Bavaria has 71 counties in total, only seven of which (Coburg, Dillingen a.d. Donau, Kronach,
Lichtenfels, Roth, Neuburg-Schrobenhausen, and Regen) hold off-cycle executive elections dues to
idiosyncratic reasons such as resignations or deaths of incumbents, and 25 larger cities at the rank of a
county. Of the latter only one (Memmingen) holds off-cycle elections for said reasons.
23
This data set combines results for elections to the head of the county administration, the mayor in
larger cities, where municipality- and county-level fall together, and mayors of larger municipalities,
but which are not large cities. The latter are nested within aforementioned counties. We employ
bootstrapping with drawing from county units to take into account this clustering in the data.
24
The data was collected for the newspaper Merkur by the Ippen-Digital-Zentralredaktion, details on
the—suprisingly cumbersome—process of collecting these data can be found on https://www.merkur.
de/politik/kommunalwahl-bayern-2020-wahlergebnisse-datenjournalismus-zr-13593651.html. Note
that the newspaper collected these data directly from municipalities because the state returning officer
does not compile electoral results for local elections in municipalities with less than 10,000 inhabitants.
Because the newspaper Merkur only began to collect these data n 2020 we lack the data on local elections
in small municipalities in 2014.
17
First, we are comparing changes in vote shares for the same county between the current
and the previous election. This means that time-invariant differences between counties
should not influence our estimates. However, the support for the incumbent party
could also have been influenced by dynamic developments over time, such as diverging
trends in terms of economic and demographic developments. In particular, population
growth, changes in the share of the foreign population, and economic growth or decline
come to mind. We control for these factors in a regression model of the form
CSUc,2020–14 =ln(COVID-19/100k)c,2020 +Xct+Xc,tt-1 +ec. (1)
The dependent variable in this model is the change in vote shares for the CSU between
the current and the previous election in a given county
c
. Our main independent
variable is the logged number of COVID-19 cases per 100,000 inhabitants in a county.
We control for variables
X
measured shortly before the outbreak of the epidemic
(subscripted with
t
), and the trend in these variables between the two elections, the
term
Xc,tt-1
. We use
t
and
t-
1 because not all data is available for the same years.
Most variables are measured between 2012 and 2017, some between 2013 and 2018, and
yet others between 2013 and 2019.
The time between the two elections was marked by stable economic growth and a
strong labor market. Since counties may have nevertheless been affected unequally,
we include indicators for population density, the total number of employees of all
companies in a county, the unemployment rate, and the change in those variables.
Further, the year 2015 saw the arrival of 1.5 million refugees in Germany. To account
for the potential effects of the hosting of refugees, we include the level and change in
the share of the foreign population. Finally, our model controls for the level and change
in the population aged 60 years or more. This group is particularly important because
it traditionally supports the CSU at higher rates, and is also at much higher risk by
COVID-19.
Second, we estimate a difference-in-differences model of the form
CSUc,t=γc+ln(COVID-19/100k)c,t+Xct +ec,t. (2)
18
Here, the
t
subscript denotes the years 2014 and 2020, and
γc
are county-fixed effects.
That is, with this model, we look at within-county change in the vote shares for the CSU
between 2014 and 2020. This specification takes into account all time-invariant factors
that distinguish counties from each other, such as their population size, remoteness,
etc. In order to account for dynamic developments between the two elections, we also
control for the change in our control variables. In all our models, we bootstrap standard
errors, resampling at the county level. This is specifically recommended for the DiD
specification to take into account that observations are not independent of each other
(Bertrand, Duflo, and Mullainathan,2004), and also makes our models more robust
against the effect of outliers.
As we are lacking data on previous elections for the mayoral elections in the municipal-
ities, the model here is a simple cross-section model in the form
CSUm,c=γc+closurem+Xm+inc.partym+em,c(3)
where we use as dependent variable either the vote share of the CSU candidate, or
a dummy coding whether a CSU incumbent was successful in holding or gaining
office. As before, we control for potential confounders
X
, this time measured at the
municipality level. The fact that all our data is at the municipality levels means that we
can again use county fixed effects (
γc
). That is, our estimates rely on variation between
affected and unaffected municipalities while holding county-level attributes constant.
In order to improve the precision of our estimates, we also include a dummy for the
incumbent party in our models.25
Results
We start by graphically depicting the relationship between the change in vote shares
for the CSU against the number of COVID-19 cases in a given county (Figure 2). We
see that the CSU lost vote shares in all but three counties. We also observe an overall
positive relationship between the electoral support for the CSU and the number of
25Excluding these additional controls only minimally affects the substantive estimates.
19
COVID-19 cases. While this relationship is less clear when using raw numbers due to
two outliers, the relationship closely approximates linearity when using logged case
numbers. In counties with a higher prevalence of the disease, the losses of the CSU
were more limited. The spread of the disease appears to have helped the incumbent
party.
Figure 2: Change in CSU vote share relative to COVID-19 cases
-20
-15
-10
-5
0
Δ vote share CSU 2014-2020
0 10 20 30 40
COVID-19 cases per 100,000 inhabitants
-20
-15
-10
-5
0
Δ vote share CSU 2014-2020
0 1 2 3 4
COVID-19/100,000 (logged)
Note: The figure plots the number of COVID-19 cases against the change in vote share for the CSU
between the county elections 2014 and 2020 using raw case numbers per 100,000 inhabitants (left), and
the natural logarithm (right). The dashed lines are from a locally-weighted regression smoother (left)
and a linear regression (right), respectively.
Next, we test whether this initial impression holds up to econometric testing. Table 1
displays the results for regression models of the change in CSU vote share on the logged
number of COVID-19 cases following the specifications introduced above. Column
(1) shows the specification with the CSU change score as the dependent variable and
using data from the county elections. In this model, a one-unit increase in logged
case numbers corresponds to a 0.88 percentage points higher vote share for the CSU.
Expressed in total numbers, this means that a county with three cases per 100,000
inhabitants has a roughly one percentage points higher CSU vote share than one with
none, a county with ten cases per 100,000 inhabitants a two percentage points higher
vote share, and one with 30 cases per 100,000 inhabitants a three percentage points
higher vote share. Column (2) repeats the analysis with the difference-in-differences
20
specification (Equation 2). Here, the estimated effect is slightly lower (0.71) but remains
statistically significant.26
Table 1: Regression of change in CSU vote share on COVID-19 prevalence
Type Counties Mayoralities Small municipalities
Model Change DiD Change DiD Cross section
(1) (2) (3) (4) (5) (6)
COVID-19/100,000 (logged) 0.883.42
(0.34) (1.38)
COVID-19 ×Year 2020 0.712.88
(0.34) (1.26)
School closure due to COVID-19 case 6.120.17
(2.94) (0.07)
Population density 2018 (10k/km2) 0.24 -5.35 -1.50 -0.02
(2.10) (8.33) (4.29) (0.10)
Population density 2013-18 (10/km2) -0.20 -0.07 -0.74 -0.80 0.24 -0.00
(0.30) (0.13) (1.28) (0.49) (0.66) (0.02)
Share foreign population 2017 (%) -0.38-0.66 0.05 0.00
(0.16) (0.76) (0.26) (0.01)
Share foreign pop 2012-17 (%) 0.57 0.27 0.96 0.43 -0.11 0.01
(0.35) (0.30) (1.94) (1.63) (0.48) (0.01)
Unemployment rate 2019 (%) 0.52 2.53 0.11 0.00
(0.54) (2.02) (0.18) (0.00)
Unemployment rate 2013-19 (%) -0.16 -0.13 -1.01-0.74-0.07 -0.00
(0.09) (0.07) (0.33) (0.29) (0.23) (0.00)
Aged 60 or above 2017 (%) 0.05 -0.40 -0.44 -0.00
(0.22) (0.77) (0.23) (0.01)
Aged 60 or above 2012-17 (%) -0.23 0.83 -0.61 1.01 0.24 0.00
(0.69) (0.55) (2.64) (1.87) (0.61) (0.01)
Nr of employees 2017 (1k) 0.08 0.35 -0.05 -0.00
(0.06) (0.19) (0.46) (0.01)
Nr of employees 2012-17 (1k) -0.62 -0.49 -0.45 0.49 1.62 0.00
(0.40) (0.36) (1.21) (0.88) (1.71) (0.05)
Year 2020 (const. term) -7.47-10.35
(1.39) (5.89)
County FE — Yes — Yes Yes Yes
Incumbent FE — — — — Yes Yes
Intercept -7.39 29.59 -3.48 57.27 67.380.66
(5.91) (19.23) (21.79) (65.53) (6.65) (0.15)
N 96 192 247 494 1,285 1,018
R2 0.27 0.95 0.06 0.36 0.21 0.21
Note: OLS regression of the electoral outcomes for the CSU and its candidates on COVID-19 prevalence. The dependent variables
are a) the change in the vote share for the CSU in the county council elections (Columns 1 & 2) between the 2020 and the previous
election (mostly held in 2014), b) the change in vote share for the CSU candidate in the elections for the post of county executive
or mayor in cities and larger municipalities (Columns 3 & 4), c) the vote share received by CSU candidates in the first round of
all mayoral elections (including those held in small municipalities) in 2020 (Column 5), and an indicator taking the value of 1
if a CSU candidate won a mayoral race in the first round, and 0 if s/he lost (Column 6). The main independent variables are
the logged number of COVID-19 per 100,000 inhabitants (Columns 1–4), and an indicator taking the value of 1 if a school in a
municipality was closed and zero if not (Columns 5 & 6). Bootstrapped standard errors in parentheses, resampling at county level,
1,000 repetitions, p<0.05.
26
Figure A1 in the Appendix plots trends in average vote shares for the CSU and other major parties
in the elections 2002, 2008, 2014, and 2020 for treatment and control counties. While the relatively less
steep decline in CSU vote shares in areas affected by the COVID-19 outbreak is clearly visible, we note
that pre-treatment trends for the CSU are not parallel. We therefore also present a version of the figure
where we apply inverse-probability-weighting before plotting the graphs. In this version, trends of CSU
shares move in parallel save for the difference in vote shares 2014–2020, where the decline again is less
steep in areas strongly affected by the outbreak.
21
Columns (3) and (4) repeat the analysis for the data on the elections of mayors and
county executives. In these elections, overall vote shares and variability in vote shares
are generally much higher. Vote shares for CSU candidates range from 5 to 96 percent
(see Table A1 with summary statistics in the Appendix). The effect of the spread of
the disease is also more pronounced: a one-point increase in the logged number of
COVID-19 cases is associated with an estimated 3.42 percentage points higher vote
share for the CSU candidate. That is, for three known cases per 100,000 inhabitants,
the effect is roughly 4 percentage points, for 10 cases 8 percentage points, and for 30
cases 12 percentage points. Again, the difference-in-differences specification suggests a
slightly smaller effect size of 2.88, corresponding to an estimated 10 percentage points
higher vote share in counties with 30 know cases—but is similarly precisely estimated.
The analysis, therefore, demonstrates substantial electoral gains for the incumbent
party and its candidates due to the spread of the COVID-19 pandemic.
Finally, Columns (5) and (6) allow us to test whether our findings hold at the very
local level and when using an alternative specification of affectedness by the spread of
the disease and comparing municipalities within the same counties. As shown, CSU
candidates fared better in municipalities where schools had to close due to COVID-19
cases. On average, their votes shares are up about six percentage points compared to
candidates in not-immediately affected municipalities of the same county (Column
5). This increase in vote share also translates into a higher probability of gaining
or retaining office: CSU candidates in municipalities with school closures had a 17
percent increased chance to win their election (Column 6).
27
The onset of the COVID-
19 pandemic, it appears, benefited candidates of the dominant party at all levels of
government due for election.
In Section B.3 of the Appendix, we demonstrate that our results are robust to a range
of specifications, including to varying the set of control variables, to applying inverse
probability weighting, and to matching with increasingly punishing calipers. We
present balance statistics (see Table A2) that show that except for being somewhat
27
We only look at results where a decisive outcome was achieved in the first round of elections, for
two reasons. First, the situation with regard to the spread of the COVID-19 disease was very dynamic,
and lots of additional factors could have influenced the second round of elections, held two weeks later.
Second, just after the first round of elections, all schools in Bavaria had to close, which means that we
can no longer measure municipality-level affectedness by the virus with school closures.
22
older and having somewhat higher unemployment rates, counties with a significant
prevalence of COVID-19 are very similar to counties without cases. Furthermore, these
differences vanish entirely when using the matched sample. We also calculate several
spatial-econometric models, including a spatial-lag and spatial-error model, and a
specification using Conley standard errors. None of these specifications hints at a
distinct spatial pattern in the spread of the disease, increasing our confidence in the
causal interpretation of our findings. In addition, we present placebo tests where we
regress the results of the European elections 2019, the Bavarian state-level elections of
2018, and the German general elections of 2017 on our indicator for affectedness by
the spread of COVID-19. In all cases, effects sizes are close to zero and not statistically
significant, increasing our confidence that the change in CSU vote share 2014–2020 is
unlikely to be driven by unobserved characteristics systematically favoring the party in
areas affected by the COVID-19 outbreak.
Evidence on mechanisms
We continue our analysis by exploring which of the three theoretical perspectives
we discussed can best account for our findings. We proceed by deriving additional
empirical implications for each of them and then test these implications against the
available evidence.
Our first contender for explaining electoral behavior in the case of a calamity like the
COVID-19 outbreak was the emotional response triggered by the event. External threats
have been shown to induce ‘rallying ’round the flag’—a tendency of citizens to unite
behind the incumbent in times of crisis. If this were the case, we should see higher
electoral support for the dominant party, which is indeed what we find. We should
also find a general pro-incumbent effect: voters should support the local incumbent no
matter whether the incumbent belongs to the CSU or a different party. We test this idea
in Table A10, where we test for an additional effect of incumbency for CSU candidates,
and compare vote shares for incumbents of different parties. As can be glanced from the
Table, the incumbency effect is not supported by the data. Columns (1) and (2) of Table
A10 suggest that increased vote shares for the CSU and its candidates are driven by
23
support for the party, not the incumbent as such: the interaction between incumbency
and COVID-19 prevalence is positive, but fails to reach statistical significance. A similar
pattern can be seen in Columns (3) to (8), which shows that only CSU incumbents
gained in areas more strongly affected by the virus—in line with the overall gain in
vote shares for the party. Incumbents of all other parties lost.
Alternatively, we hypothesized that the anxiety induced by the crisis might benefit the
far right. At least for the point in time of our study, this hypothesis is emphatically
rejected by our data. As can be seen in columns (7) and (8) of Table A9, the AfD clearly
lost vote shares in areas more strongly affected by the spread of the virus. Similarly,
since all our empirical results indicate a positive effect on voting for the incumbent
party CSU, our analysis does not support the idea that voters would turn against the
government after a natural disaster. The idea here was that governments would be
punished for the COVID-19 outbreak because it induces negative feelings, such as fear,
anxiety, or helplessness, in the electorate, which would translate into negative feelings
towards the incumbent (party) and corresponding voting patterns. Our findings point
in the exact opposite direction: rather than loosing out, the incumbent party CSU did
better in areas with more cases of COVID-19. Despite the intuitive appeal of such
arguments, our data, therefore, provide little evidence that voters decided based on
their emotions.
Did voters evaluate their incumbent’s performance during the crisis instead? In view
of the overall beneficial effect of the spread of the disease on electoral support for the
CSU, and if we believe that voters use elections to hold politicians accountable for its
handling of the pandemic, our results suggest that voters must have evaluated them
positively. Evidence for this conjecture is not easily derived from our data, so we bring
in additional information. For one, the elections were held early during the pandemic—
several counties had not seen any COVID-19 cases yet. So we may wonder whether
voters had had enough time to evaluate their candidates/incumbents performance. In
fact, there is little indication that the spread of the virus dominated the elections. Rather
than voters being scared away from the ballot box, turnout was up in comparison to
the previous election: 58.5 percent as compared to 55 percent in 2014.
24
Next, we test if preparedness and the early response to the crisis made a difference to
the electoral fortunes of the candidates. The literature on natural disasters suggests that
voters do take into account disaster relief measures when they vote in the aftermath of
a disaster (Bechtel and Hainmueller,2011;Gasper and Reeves,2011;Cole et al.,2012;
Healy and Malhotra,2009) As an additional test, we, therefore, run models in which we
interact our measure for COVID-19 prevalence with indicators for preparedness and
disaster response. Our preparedness measure is the level and change in the number of
hospital beds in a county in the years preceding the election.
28
During the outbreak,
voters might give a particularly close look at the state of the hospitals, and might
punish the politically responsible politician or party if learning that capacities were
low or even reduced under their rule. As for the relief measures, some counties (but
not others) early on during the crisis set up test and information centers regarding the
outbreak. It is possible that voters rewarded this early response by supporting their
county executives and mayors at the ballot box.
We hand-collected information on the existence and location of the centers, and interact
the logged number of COVID-19 cases with a dummy for their presence.
29
Columns (1)
and (2) in Table A11 show the interactions for the council elections, and columns (3) to
(6) for the elections of city mayors and county executives of the CSU and other parties.
As can be seen, both types of interactions change signs across the different models and
are highly imprecisely estimated, while the indicator for COVID-19 prevalence stays
significant in all models involving the CSU. In other words, retrospective evaluations
of candidate performance in terms of preparedness or early response appear to play
little role in explaining the effect of disease prevalence on support for the CSU.
Polling data can also help us to check if the incumbent party was evaluated positively—
and the timing of this effect. Unfortunately, there exist no polling data for individual
counties. Instead, we rely on polls evaluating the leadership at the state level. Figure
A3 in the Appendix shows approval rates for the Bavarian state prime minister (Minis-
terpräsident) from polls conducted 10 days before, 3 days after, and 10 days after ten
28
We use figures for 2012 to 2017, the latest available. We also control for the overall number of hospital
beds in 2012.
29
The first test center was set up on 2 March 2020 in the county of Cham. Until 15 March 2020 (the day
of the elections), 15 counties had established test or information centers.
25
days the elections. We see that approval ratings between the last two polls are on a
steep ascent as the prime minister is widely seen to handle the crisis well. However,
crucially, this trend was not yet visible in the period before the election: the approval
ratings here are largely stable. This suggests that during the first round of the elections,
it was still too early for evaluative considerations of whether the government should be
held accountable for this crises to decisively influence the elections.
30
This additional
piece of evidence also speaks against any rally-’round-the-flag effect direct at the state
leadership.
As a final mechanism, we further evaluate the forward-looking perspective. The idea
here is that voters look ahead to align themselves with the party that they deem most
capable of helping them through the crisis. In particular, this means aligning their
local party and candidate with the party in power at a higher level of government—
putatively in the belief that this will give them preferential access to potential support
measures. This mechanism predicts higher vote shares for the CSU, and its candidates,
which is indeed is what we find. What is more, for the mayoral races, it does not matter
whether a candidate is an incumbent or not: all that matters is that she or he belongs
to the dominant party, the CSU. The fact that CSU incumbents do not seem to profit
over and above the general positive effect for the CSU therefore also is in line with this
mechanism.
The existence of a multitude of parties at the very local level allows for another test.
Unlike at the county and state level, where the CSU clearly dominates, municipalities
often have mayors from local voter groups. While some of these are organized fully
independently, others have aligned themselves with the FW. Recall that the FW is a
regionalist party with a number of strongholds throughout Bavaria, where it controls
the county administration and mayoralties. Importantly, the FW is in a coalition
government with the CSU at the state level, where it holds 13 percent of the seats in the
state legislature and five cabinet appointments.
If voters are acting strategically, they could also opt for an FW candidate, especially in
municipalities where no CSU candidate contested the elections. The FW contested a
30
The polling data also implies that no ’rally round the flag effect had set in with regard to the state
leadership at this point in time.
26
total of 820 mayoral races, 80 in municipalities where it fielded a joint candidate with
the CSU, 232 in municipalities where the CSU did not run a candidate, and 509 in
municipalities where FW candidates competed directly with CSU candidates. Table
A12 shows results for separately for municipalities where the FW competed with the
CSU, and where it ran without the competition of its coalition partner at the state level.
Columns (1) and (2) present the results for vote shares.
31
Here we see that FW results
where negatively effected by COVID-19-related school closures in places where it faced
competition by the CSU, and positively where it did not. None of the estimates reach
conventional levels of statistical significance, however. Columns (3) and (4) repeat this
exercise for the probability that an FW candidate won. The results mirror those for
the vote shares. Where the FW had to compete with the CSU, the chances of winning
a mayoralty of a COVID-19-affected municipality decreased, but the FW candidates
chances increased where they did not face the competition of by their coalition partner
at the state level. Since none of the results are statistically significant, this evidence
is merely suggestive. But it clearly points in the direction suggested by the strategic
alignment mechanism.
Conclusion
In this paper, we analyzed the impact of the global health crisis on political behavior by
evaluating the early electoral effects of the spread of the coronavirus disease (COVID-
19), a natural disaster of unprecedented scale. Understanding the political implications
of this crisis is important in its own right. In addition, we treat the global coronavirus
pandemic as an opportunity to test several competing theoretical explanations that can
link natural disasters and other calamities to electoral behavior.
We assessed the effect of the onset of the COVID-19 pandemic on electoral outcomes
based on the case of Germany, one of the countries most heavily affected by the crisis.
31
Column (6) in Table A9 repeats an analogous exercise for the elections of city mayors and county
executives. Here we see that at this level, the FW lost votes in areas harder hit by the outbreak—a
difference that is not statistically significant, however. In all of these places, the CSU also fielded
candidates.
27
Our data come from the local elections in the state of Bavaria, where local elections were
held right at the beginning of the pandemic when there was still substantial variation
in the extent to which individual counties and municipalities were affected by the
outbreak. We provide evidence that shows that the disease spread across the state in
a mostly haphazard fashion. This lack of a discernible pattern coupled with within-
county estimation of effects allow us to establish a causal effect of the spreading of the
virus on electoral outcomes. Our results show that the crisis strongly and consistently
benefited the dominant party, the CSU, and its candidates. At all levels of government
up for election, CSU candidates did better in areas more strongly affected by the spread
of the disease.
Our findings contradict theoretical claims that negative events reduce support for
incumbent politicians. In the majority of counties and municipalities, CSU candidates
were the incumbents and did well. Our results also provide little support for the other
two mechanisms that we classify as driven by emotions: rally-’round-the-flag and
outgroup hostility. The fact that we only find increased support for incumbents of
the CSU, but not for incumbents of other parties, makes us doubt that what we are
observing is a coming together behind the local executive. Moreover, the fact that the
far-right party AfD lost votes makes us confident that what we are observing is not
the expression of hostile sentiments. Our data do not provide much support for the
evaluative, retrospective voting approach either. Overall, it seems that the elections
happened at a point in time where it was still too early for voters to assess government
performance, and our—admittedly rough—measures of crisis preparedness and re-
sponse do not modify the effect of the COVID-19 outbreak on the electoral fortunes of
the CSU candidates.
However, our findings provide evidence for a forward-looking strategic motivation
among voters. Our results are best explained by a strategic alignment mechanism by
which voters opt for the party best placed to help them through the crisis. Specifically,
voters seem to have sought to align their local incumbents with the government in
power at a higher level. Beyond the immediate case, our findings, therefore, provide
case evidence for voters behaving in a rational, forward-looking way. We argue that this
type of reasoning should be particularly prominent in situations of slowly-unfolding
28
crises, where future developments arguably assume greater importance in voters’
minds than in non-crisis times. Out paper, therefore, calls for a reassessment of the
merit of theories of prospective voting, which have received little attention in recent
research on political behavior.
Some words of caution are in order. Since we lack individual-level data, our evidence
on the competing theoretical perspectives is not conclusive. For example, we cannot
entirely rule out that our results are also driven by rally-’round-the-flag motivations
targeted at a higher level of government—even though there is nothing in our data
suggesting such a logic being at play. More importantly, we should stress that we are
looking at voting behavior at the very onset of the pandemic. Dynamics might change
as the crisis continues. For example, the fact that outgroup hostility did not appear to
influence the elections might change as the number of fatalities continues to rise, and
the negative economic effects of the crisis make themselves felt. Keeping these caveats
in mind, our paper allows a glance at voting behavior at the very dawn of a global
pandemic while highlighting the importance of strategic considerations among voters.
Our findings provide a cautionary tale for the functioning of democracy in times of
crisis. While voters act strategically, their behavior seems to be oriented toward the
short- and medium-term, notably the question of who will be best placed to help them
in times of need. This means that politicians and parties that are already in a strong
position gain in strength, to the detriment of smaller factions and electoral pluralism
more generally. This increase in strength, in turn, may invite abuse. In several countries,
incumbent politicians have used the outbreak of the virus as an opportunity to enlarge
their powers. While this is a widespread phenomenon, our findings show that elections,
which in principle should increase accountability, are an unlikely remedy. Rather than
serving as a check, they may deepen the gap between incumbents of the dominant
faction or party and the opposition.
29
References
Abney, F. G. and L. B. Hill (1966, December). Natural Disasters as a Political Variable:
The Effect of a Hurricane on an Urban Election. American Political Science Review 60(4),
974–981.
Achen, C. H. and L. M. Bartels (2012). Blind Retrospection: Why Shark Attacks Are Bad
For Democracy. Center for the Study of Democratic Institutions. Working Paper 5-2013,
36.
Achen, C. H. and L. M. Bartels (2017). Democracy for realists: Why elections do not produce
responsive government, Volume 4. Princeton University Press.
Alesina, A. and F. Passarelli (2019). Loss Aversion in Politics. American Journal of Political
Science 63(4), 936–947.
Alesina, A. and H. Rosenthal (1989). Partisan Cycles in Congressional Elections and
the Macroeconomy. The American Political Science Review 83(2), 373–398.
Anselin, L. (1988). Spatial Econometrics: Methods and Models. Boston: Kluwer Academic
Publishers.
Anselin, L. and S. Rey (1991). Properties of Tests for Spatial Dependence in Linear
Regression Models. Geographical Analysis 23(2), 112–131.
Ansolabehere, S., M. Meredith, and E. Snowberg (2014). Mecro-Economic Voting: Local
Information and Micro-Perceptions of the Macro-Economy. Economics & Politics 26(3),
380–410.
Arceneaux, K. and R. M. Stein (2006, January). Who Is Held Responsible When Disaster
Strikes? the Attribution of Responsibility for a Natural Disaster in an Urban Election.
Journal of Urban Affairs 28(1), 43–53.
Arnold, F. and R. Freier (2016, March). Only conservatives are voting in the rain:
Evidence from German local and state elections. Electoral Studies 41, 216–221.
Ashworth, S., E. Bueno de Mesquita, and A. Friedenberg (2018, January). Learning
about Voter Rationality: Learning about Voter Rationality. American Journal of Political
Science 62(1), 37–54.
30
Baker, W. D. and J. R. Oneal (2016, July). Patriotism or Opinion Leadership?: The Nature
and Origins of the “Rally ’Round the Flag” Effect. Journal of Conflict Resolution.
Barber, M., D. Gordon, R. Hill, and J. Price (2017/ed). Status Quo Bias in Ballot Wording.
Journal of Experimental Political Science 4(2), 151–160.
Bechtel, M. M. and J. Hainmueller (2011, October). How Lasting Is Voter Gratitude? An
Analysis of the Short- and Long-Term Electoral Returns to Beneficial Policy. American
Journal of Political Science 55(4), 852–868.
Berrebi, C. and E. F. Klor (2008, August). Are Voters Sensitive to Terrorism? Direct
Evidence from the Israeli Electorate. American Political Science Review 102(3), 279–301.
Bertrand, M., E. Duflo, and S. Mullainathan (2004, January). How Much Should We
Trust Differences-In-Differences Estimates? The Quarterly Journal of Economics 119(1),
249–275.
Besley, T. (2006). Pincipled Agents? The Political Economy of Good Government. New York:
Oxford University Press.
Bodet, M. A., M. Thomas, and C. Tessier (2016, September). Come hell or high water:
An investigation of the effects of a natural disaster on a local election. Electoral
Studies 43, 85–94.
Boittin, M., C. H. Mo, and S. Utych (2020). Can Natural Disasters Have a Rally ’Round
the Flag Effect? The Political Consequences of Nepal’s 2015 Earthquake. Working
Paper, 51.
Bovan, K., B. Banai, and I. P. Banai (2018, April). Do Natural Disasters Affect Voting
Behavior? Evidence from Croatian Floods. PLOS Currents Disasters.
Calvert, R. L. and J. A. Ferejohn (1983, June). Coattail Voting in Recent Presidential
Elections. American Political Science Review 77(2), 407–419.
Campbell, A., P. E. Converse, W. E. Miller, and D. E. Stokes (1960). The American voter.
Chicago: The University of Chicago Press.
Campbell, J. E. (1991). The Presidential Surge and its Midterm Decline in Congressional
Elections , 1868-1988. The Journal of Politics 53(2), 477–487.
31
Campbell, J. E. and J. A. Sumners (1990, June). Presidential Coattails in Senate Elections.
American Political Science Review 84(2), 513–524.
Carlin, R. E., G. J. Love, and E. J. Zechmeister (2013, July). Natural Disaster and Demo-
cratic Legitimacy: The Public Opinion Consequences of Chile’s 2010 Earthquake and
Tsunami. Political Research Quarterly.
Cole, S., A. Healy, and E. Werker (2012, March). Do voters demand responsive govern-
ments? Evidence from Indian disaster relief. Journal of Development Economics 97(2),
167–181.
Conley, T. G. (1999). GMM Estimation with Cross Sectional Dependence. Journal of
Econometrics 92(1), 1–45.
Converse, P. E. (1964). The nature of belief systems in mass publics (1964). In D. E.
Apter (Ed.), Ideology and Its Discontents, pp. 206–261. New York: The Free Press of
Glencoe.
Dinkel, R. (1977). Der Zusammenhang zwischen Bundes- und Landtagswahlergebnis-
sen. Politische Vierteljahresschrift 18(2/3), 348–359.
Erikson, R. S. and M. G. Filippov (2001, December). Electoral Balancing in Federal and
Sub-national Elections: The Case of Canada. Constitutional Political Economy 12(4),
313–331.
Fearon, J. D. (1999, September). Electoral Accountability and the Control of Politi-
cians: Selecting Good Types versus Sanctioning Poor Performance. In A. Przeworski,
S. Stokes, Susan Carol, S. C. Stokes, and B. Manin (Eds.), Democracy, Accountabil-
ity, and Representation. Cambridge: Cambridge University Press. Google-Books-ID:
aid08OpvF5gC.
Ferejohn, J. (1986). Incumbent Performance and Electoral Control. Public Choice 50(1/3),
5–25.
Ferejohn, J. A. and R. L. Calvert (1984a). Presidential Coattails in Historical Perspective.
American Journal of Political Science 28(1), 127–146.
32
Ferejohn, J. A. and R. L. Calvert (1984b). Presidential Coattails in Historical Perspective.
American Journal of Political Science 28(1), 127–146.
Fiorina, M. P. (1981). Retrospective Voting in American National Elections. New
Haven/London: Yale University Press.
Fowler, A. and A. B. Hall (2018, October). Do Shark Attacks Influence Presidential
Elections? Reassessing a Prominent Finding on Voter Competence. The Journal of
Politics 80(4), 1423–1437.
Fowler, A. and B. P. Montagnes (2015, November). College football, elections, and
false-positive results in observational research. Proceedings of the National Academy of
Sciences 112(45), 13800–13804.
Fuchs, G. (2010). Kommunalpolitik im Freistaat Bayern. In A. Kost and H.-G. Wehling
(Eds.), Kommunalpolitik in den deutschen Ländern: Eine Einführung, pp. 40–62. Wies-
baden: VS Verlag für Sozialwissenschaften.
Gasper, J. T. and A. Reeves (2011). Make It Rain? Retrospection and the Attentive
Electorate in the Context of Natural Disasters. American Journal of Political Science 55(2),
340–355.
Getmansky, A. and T. Zeitzoff (2014, August). Terrorism and Voting: The Effect of
Rocket Threat on Voting in Israeli Elections. American Political Science Review 108(3),
588–604.
Gomez, B. T., T. G. Hansford, and G. A. Krause (2007, August). The Republicans Should
Pray for Rain: Weather, Turnout, and Voting in U.S. Presidential Elections. The Journal
of Politics 69(3), 649–663.
Healy, A. and N. Malhotra (2009, August). Myopic Voters and Natural Disaster Policy.
American Political Science Review 103(3), 387–406.
Healy, A. J., N. Malhotra, and C. H. Mo (2010, July). Irrelevant events affect vot-
ers’ evaluations of government performance. Proceedings of the National Academy of
Sciences 107(29), 12804–12809.
33
Hopkins, D. J. (2018). The Increasingly United States. How and Why American Political
Behavior Nationalized. Chicago: The University of Chicago Press.
Karol, D. and E. Miguel (2007). The Electoral Cost of War: Iraq Casualties and the 2004
U.S. Presidential Election. Journal of Politics 69(3), 633–648.
Kern, H. L. and J. Hainmueller (2006, June). Electoral balancing, divided government
and ‘midterm’ loss in German elections. The Journal of Legislative Studies 12(2), 127–
149.
Key, V. (1966). The Responsible Electorate. Cambridge, Mass.: Harvard University Press.
Lambert, A. J., J. P. Schott, and L. Scherer (2011, December). Threat, Politics, and
Attitudes: Toward a Greater Understanding of Rally-’Round-the-Flag Effects. Current
Directions in Psychological Science 20(6), 343–348.
McNeill, W. H. (1976). Plagues and Peoples. London: Anchor Books.
Montalvo, J. G. (2011, November). Voting after the Bombings: A Natural Experiment
on the Effect of Terrorist Attacks on Democratic Elections. Review of Economics and
Statistics 93(4), 1146–1154.
Mueller, J. E. (1970, March). Presidential Popularity from Truman to Johnson1. American
Political Science Review 64(1), 18–34.
Perry, M. and F. M. Schweitzer (2002). Antisemitism Myth and Hate from Antiquity to the
Present. New York: Palgrave Macmillan.
Petrocik, J. R. (1996). Issue Ownership in Presidential Elections, with a 1980 Case Study.
American Journal of Political Science 40(3), 825–850.
Rudolph, L. and A. Leininger (2020). Coattails and Spillover-Effects: Quasi-
Experimental Evidence from Concurrent Executive and Legislative Elections.
Ward, M. D. and K. S. Gleditsch (2008). Spatial Regression Models. Thousand Oaks: Sage
Publications.
34
Appendix for
‘Voting at the dawn of a global pandemic’
Table of Contents
A Additional information 1
A.1 Summary statistics .............................. 1
A.2 Balance between affected and non-affected counties ........... 2
A.3 Pairwise correlations ............................. 2
B Robustness checks 2
B.1 Trends in vote shares ............................. 2
B.2 Selection of control variables ........................ 3
B.3 Matching ................................... 4
B.4 Spatial econometric tests ........................... 6
B.5 Placebo test .................................. 8
C Additional results 10
C.1 Results for all parties ............................. 10
C.2 Testing for moderating effects of incumbency ............... 11
C.3 Disaster preparedness and response .................... 12
D Auxiliary information 14
D.1 The prime minister’s approval ratings ................... 14
A Additional information
A.1 Summary statistics
Table A1: Summary statistics
Mean SD Min Max Count
Counties
COVID-19 cases per 100,000 inhabitants 5.77 6.63 0.00 41.31 96
COVID-19/100,000 (logged) 1.51 0.93 0.00 3.75 96
More than 1 COVID-19 case in county 0.72 0.45 0.00 1.00 96
Vote share CSU 2020 34.83 5.93 18.70 46.60 96
Vote share Greens 2020 15.87 5.81 5.20 32.50 96
Vote share SPD 2020 13.59 6.04 4.70 42.70 96
Vote share AfD 2020 5.44 1.65 1.40 9.20 83
CSU vote share since 2014 -5.19 3.16 -17.80 2.10 96
Greens vote share since 2014 5.70 2.68 1.00 15.00 96
SPD vote share since 2014 -6.54 3.13 -21.50 -0.70 96
AfD vote share since 2014 5.29 1.85 0.40 9.20 83
Population density 2018 (10k/km2) 0.47 0.70 0.07 4.74 96
Population density 2013-18 (10/km2) 2.08 3.69 -0.21 20.49 96
Share foreign population 2017 (%) 10.65 4.61 3.60 25.50 96
Share foreign pop 2012-17 (%) 2.30 1.29 -1.90 5.80 96
Unemployment rate 2019 (%) 3.34 1.07 1.50 6.10 96
Unemployment rate 2013-19 (%) -3.06 5.20 -17.00 13.00 96
Aged 60 or above 2017 (%) 27.32 2.34 21.00 33.60 96
Aged 60 or above 2012-17 (%) 0.99 1.01 -2.00 2.70 96
Nr of employees 2017 (1k) 13.43 12.04 1.50 97.76 96
Nr of employees 2012-17 (1k) 1.02 1.52 -2.49 9.33 96
Mayoralities
CSU vote share 2020 44.04 19.53 4.60 95.50 247
CSU share in prior election 46.21 19.40 11.80 96.60 247
CSU share since prior election -2.18 18.65 -67.90 53.80 247
CSU candidate incumbent 0.38 0.49 0.00 1.00 247
Mayor (town) 0.57 0.50 0.00 1.00 247
Chief executive county 0.25 0.43 0.00 1.00 247
Mayor (city) 0.19 0.39 0.00 1.00 247
1
A.2 Balance between affected and non-affected counties
Table A2: Balance statistics
Overall Control Treatment
Mean SD Mean SD Mean SD
Population density 2018 (10k/km2) 0.47 (0.70) 0.56 (0.53) 0.43 (0.76)
Population density 2013-18 (10/km2) 2.08 (3.69) 2.33 (3.03) 1.99 (3.94)
Share foreign population 2017 (%) 10.65 (4.61) 11.46 (4.62) 10.34 (4.61)
Share foreign pop 2012-17 (%) 2.30 (1.29) 2.53 (1.32) 2.21 (1.28)
Unemployment rate 2019 (%) 3.34 (1.07) 3.91 (1.03) 3.12 (1.01)
Unemployment rate 2013-19 (%) -3.06 (5.20) -3.93 (4.91) -2.72 (5.31)
Aged 60 or above 2017 (%) 27.32 (2.34) 28.08 (2.20) 27.02 (2.35)
Aged 60 or above 2012-17 (%) 0.99 (1.01) 0.79 (1.17) 1.07 (0.94)
Nr of employees 2017 (1k) 13.43 (12.04) 11.14 (9.25) 14.33 (12.92)
Nr of employees 2012-17 (1k) 1.02 (1.52) 0.92 (1.78) 1.06 (1.42)
N 96 27 69
Balance statistics for counties with zero or one COVID-19 cases on 15 March 2020 (control group), or more than one
case on that date (treatment group). Differences that are significant at p<0.05 marked with an asterisk (*).
A.3 Pairwise correlations
Table A3: Correlation of COVID-19 prevalence with control variables
COVID-19 Popd18 Popd Foreign17 Foreign Unempl19 Unempl Aged60+17 Aged60+ Employ17 Employ
COVID-19/100,000 (logged) 1.00
Population density 2018 (10k/km2) 0.04 1.00
Pop density 2013-18 (10/km2) 0.04 0.931.00
Share foreign population 2017 (%) 0.07 0.750.761.00
Share foreign pop 2012-17 (%) -0.03 0.18 0.340.511.00
Unemployment rate 2019 (%) -0.19 0.470.400.360.18 1.00
Unemployment rate 2013-19 (%) 0.04 -0.49-0.43-0.33-0.04 -0.13 1.00
Aged 60 or above 2017 (%) -0.23-0.33-0.44-0.45-0.300.31-0.06 1.00
Aged 60 or above 2012-17 (%) -0.03 -0.58-0.69-0.84-0.59-0.350.300.351.00
Nr of employees 2017 (1k) 0.12 0.610.560.40-0.09 0.00 -0.10 -0.34-0.19 1.00
Nr of employees 2012-17 (1k) 0.08 0.17 0.210.12 -0.07 -0.210.10 -0.25-0.03 0.621.00
Pairwise correlations. Correlations that are significant at p<0.05 marked with an asterisk (*).
B Robustness checks
B.1 Trends in vote shares
2
Figure A1: Testing parallel trends assumption
(a) Trends in vote shares of major parties in county council elections 2002-2008
(b) Trends in CSU vote shares in county council elections 2002-2008
Note: The figure shows trends in average vote shares in county council elections over time for three
major parties (Figure A1a) and separately for the CSU (Figure A1b) in counties heavily affected (treat)
and unaffected (control) by the COVID-19 outbreak. As the naive pre-2014 trends are not parallel for
the CSU vote shares, we also present inverse-probability-weighted estimates derived from a logistic
regression of the treatment indicator on pre-2020 CSU vote shares. While the overall trend for CSU vote
shares is negative, this trend is less pronounced in the treatment counties. The vertical lines indicate the
approximate timing of the COVID-19 outbreak.
B.2 Selection of control variables
First, we test how sensitive our main result—the change in vote share for the CSU
depending on the COVID-19 prevalence in county—is to the in- or exclusion of control
3
variables. For this, we regress the outcome on all 2
n
1 control variables using Equation
1. For the 10 included variables, this means running 1,023 separate regressions. Figure
A2 depicts the distribution of estimated coefficients and corresponding p-values for this
exercise. As can be easily glanced, virtually all coefficients are positive and substantively
meaningful, and p-values cluster around p=0.02—well below conventional thresholds
of statistical significance.
Figure A2: Coefficients and p-values for different combinations of control variables
0
5
10
15
Freq
0.60 0.70 0.80 0.90
Coefficients for ln(COVID-19/100,000)
0
10
20
30
Freq
0.00 0.02 0.04 0.06 0.08 0.10
p-values
Note: The figure shows the regression coefficients and p-values for all possible combinations of control
variables included in Equation 1.
B.3 Matching
Second, we use inverse probability weighting (IPW) and propensity score matching.
Both methods use the propensity score, which measures the probability that a given
county is affected by the COVID-19 outbreak. We use a logit model with the binary
indicator for disease prevalence as dependent variable and our standard set of controls
as predictors to estimate the propensity score. Table A4 Column (1) presents the results
for a regression where observations are weighted using IPW. As can be seen, the overall
effect size is very similar in terms of substantive and statistical significance to the
unweighted model.
4
Table A4: Regression models of CSU vote share on COVID-19 prevalence after inverse
probability weighting and propensity score matching
Method IPW Propensity score matching
Caliper 0.15 0.10 0.05 0.025
(1) (2) (3) (4) (5)
COVID-19/100,000 (logged) 0.821.14+1.151.02+1.40+
(0.36) (0.63) (0.59) (0.60) (0.83)
Population density 2018 (10k/km2) 1.66 2.50 1.61 3.13 4.07
(2.48) (7.59) (6.60) (8.54) (10.39)
Population density 2013-18 (10/km2) -0.30 -0.62 -0.33 -0.55 -0.76
(0.31) (0.97) (0.82) (1.29) (1.74)
Share foreign population 2017 (%) -0.50-0.58 -0.50 -0.59 -0.53
(0.22) (0.45) (0.42) (0.48) (0.49)
Share foreign pop 2012-17 (%) 0.710.89 0.78 0.63 1.46
(0.35) (0.72) (0.70) (0.90) (1.46)
Unemployment rate 2019 (%) 0.25 0.20 0.18 0.03 0.68
(0.54) (0.94) (1.04) (1.04) (1.32)
Unemployment rate 2013-19 (%) -0.11 -0.11 -0.13 -0.14 -0.21
(0.11) (0.16) (0.16) (0.17) (0.21)
Aged 60 or above 2017 (%) 0.06 -0.16 -0.14 -0.06 -0.15
(0.26) (0.42) (0.41) (0.42) (0.55)
Aged 60 or above 2012-17 (%) -0.20 -0.47 0.07 -0.50 0.33
(0.81) (1.36) (1.22) (1.42) (2.01)
Nr of employees 2017 (1k) 0.06 0.09 0.10 0.06 -0.03
(0.07) (0.18) (0.15) (0.17) (0.24)
Nr of employees 2012-17 (1k) -0.57 -0.86 -0.82 -0.72 -0.28
(0.44) (1.00) (0.95) (0.96) (1.20)
Intercept -5.76 1.37 -0.64 -0.25 -3.16
(7.07) (13.44) (12.98) (12.41) (13.44)
N 96 42 42 40 36
R2 0.31 0.40 0.39 0.41 0.50
OLS regression models on inverse-probability-weighted and matched samples calculated based on dif-
ferent calipers, bootstrapped standard errors in parentheses, resampling at county level, 1,000 repetitions
+p<0.10, p<0.05.
Further, Table A4 Colums (2) to (5) present results from regressions on samples derived
using propensity score matching. We increasingly made the caliper used to enforce
common support more punishing, starting with a caliper of 0.15, and ending with a
caliper of 0.025. We note that effect sizes are higher than in the unmatched sample, even
though three out of four results are only marginally significant at p<0.10. This is likely
due to the small sample sizes, however. Table A5 demonstrate that for the matched
sample, all covariates are balanced. We here show results for matching with a caliper of
0.05, but the finding of perfect balance after matching holds for all caliper thresholds.
5
Table A5: Balance statistics after propensity score matching
Overall Control Treatment
Mean SD Mean SD Mean SD
Population density 2018 (10k/km2) 0.48 (0.63) 0.48 (0.51) 0.48 (0.74)
Population density 2013-18 (10/km2) 2.30 (3.50) 2.34 (3.16) 2.27 (3.90)
Share foreign population 2017 (%) 10.78 (4.79) 10.82 (4.64) 10.74 (5.05)
Share foreign pop 2012-17 (%) 2.45 (1.40) 2.47 (1.35) 2.44 (1.49)
Unemployment rate 2019 (%) 3.64 (0.97) 3.54 (0.89) 3.74 (1.06)
Unemployment rate 2013-19 (%) -3.75 (5.61) -3.50 (5.15) -4.00 (6.16)
Aged 60 or above 2017 (%) 27.87 (1.99) 27.57 (1.88) 28.16 (2.09)
Aged 60 or above 2012-17 (%) 0.91 (1.11) 0.91 (1.27) 0.91 (0.95)
Nr of employees 2017 (1k) 12.54 (9.42) 12.72 (10.23) 12.36 (8.81)
Nr of employees 2012-17 (1k) 1.05 (1.63) 1.14 (2.02) 0.96 (1.17)
N 40 20 20
Balance statistics for counties with zero or one COVID-19 cases on 15 March 2020 (control group), or more than one
case on that date (treatment group). Matched sample with resulting from propensity score matching with a caliper
of 0.05. Differences that are significant at p<0.05 marked with an asterisk (*). No differences statistically singificant.
B.4 Spatial econometric tests
In order to formally test for the presence or absence of spatial dependency, we conduct
several spatial-econometric tests (Anselin,1988;Ward and Gleditsch,2008). All tests use
the distance matrix
W
that holds inverse-distance weights
ω
based on the distance (in
degrees) between the centroids of all 96 counties in Bavaria. Table A6 present Moran’s I
and Geary’s C values for the COVID-19 prevalence for the six days coming up to the
election and for the election day. Here we see that none of the values save for Moran’s I
on the election day is statistically significant.
Table A6: Moran’s I and Geary’s C values for COVID-19 prevalence by day
Date Moran’s I p-value Geary’s c p-value
09 March 2020 0.021 0.142 0.948 0.310
10 March 2020 0.009 0.231 1.023 0.437
11 March 2020 0.007 0.269 1.017 0.448
12 March 2020 0.016 0.175 0.984 0.444
13 March 2020 0.026 0.109 0.947 0.296
14 March 2020 0.022 0.139 0.933 0.214
15 March 2020 0.030 0.099 0.929 0.218
Second, in Table A7 we present three spatial-econometric versions of our main model
(Equation 1). Column (1) presents the results from model that includes the spatially
lagged dependent variable among the set of predictors, i.e. the change in CSU vote
share for all other municipalities weighted with the inverse-distance weights ω.
6
Column (2) includes the results of a spatial error model, where the influence of nearby
counties influences the estimate of the error terms only. In the absence of spatial
dependency, this model converges to a standard OLS model. With spatial dependency,
standard errors are corrected to take into account the iid violation. In the models, the
presence of spatial dependency is indicated with the measures ρand λ, respectively.
Table A7: Spatial regression models of CSU vote share on COVID-19 prevalence
Model Spatial Lag Spatial Error Conley10km Conley20km Conley50km
(1) (2) (3) (4) (5)
COVID-19/100,000 (logged) 0.880.880.800.800.80
(0.31) (0.31) (0.31) (0.29) (0.25)
Population density 2018 (10k/km2) 0.41 0.31 0.75 0.75 0.75
(1.85) (1.81) (1.68) (1.31) (1.10)
Population density 2013-18 (10/km2) -0.16 -0.15 -0.35 -0.35-0.35
(0.30) (0.30) (0.21) (0.16) (0.17)
Share foreign population 2017 (%) -0.44-0.43-0.49-0.49-0.49
(0.17) (0.18) (0.13) (0.14) (0.09)
Share foreign pop 2012-17 (%) 0.650.620.51 0.510.51
(0.32) (0.31) (0.28) (0.24) (0.26)
Unemployment rate 2019 (%) 0.49 0.52 0.71 0.71 0.71
(0.47) (0.47) (0.45) (0.38) (0.29)
Unemployment rate 2013-19 (%) -0.15 -0.15 -0.18-0.18-0.18
(0.08) (0.08) (0.08) (0.07) (0.06)
Aged 60 or above 2017 (%) -0.01 0.02 -0.18 -0.18-0.18
(0.21) (0.19) (0.10) (0.09) (0.07)
Aged 60 or above 2012-17 (%) -0.33 -0.30 -0.61 -0.61 -0.61
(0.65) (0.65) (0.55) (0.58) (0.51)
Nr of employees 2017 (1k) 0.08 0.08 0.08 0.08 0.08
(0.05) (0.05) (0.04) (0.04) (0.05)
Nr of employees 2012-17 (1k) -0.61-0.61-0.61 -0.61 -0.61
(0.26) (0.26) (0.33) (0.35) (0.26)
Intercept -3.96 -5.31
(6.69) (6.27)
ρ0.0026
(0.0027)
λ0.0015
(0.0031)
N 96 96 96 96 96
Spatial regression models correcting for potential spatial autocorrelation as indicated, p<0.05.
Closely related to this second model, Colums (3) to (5) present models where stan-
dard errors are calculated by the procedure due to Conley (1999). The idea here is
very similar to the spatial error model in that standard errors are corrected for spatial
autocorrelation—only that this is achieved by taking weighted averages of the covari-
ances for pairs of observations that are close to each other. Conley’s specification allows
to set cutoff points beyond which the influence of neighboring counties is no longer
taken into account. We here present three different cutoff points, 10, 20 and 50 km. As
shown in Table, none of the models indicates the prevalence of spatial dependency in
7
our data, supporting the notion that the outbreak of the COVID-19 disease showed no
distinct spatial pattern.
B.5 Placebo test
In order to provide further evidence that the difference in the change in CSU vote
share 2014–2020 is unlikely to be driven by unobserved characteristics systemati-
cally favoring the CSU in areas affected by the COVID-19 outbreak, we present three
placebo/falsification tests. We look at the election results of the last three elections that
took place in Bavaria before the communal elections 2020. These were the European
elections 2019, the state-level elections 2018, and the German general elections 2017.
Replicating our design used in the analysis of the local elections, for each election
we calculate the change in vote share from the preceding election for all 96 counties.
We then regress this change score on our indicator for the spread of COVID-19. That
is, we pretend that the outbreak had taken place shortly before the named elections.
Table A8 presents the results of the this pseudo-experiment. We see that—as would be
expected—in all cases effects sizes are close to zero and not statistically significant .
8
Table A8: Placebo/falsification tests
Election Eur2019 State2018 General2017
CSU201419 CSU201318 CSU201317
(1) (2) (3)
COVID-19/100,000 (logged) 0.32 -0.25 0.21
(0.28) (0.42) (0.27)
Population density 2018 (10k/km2) 1.04 -0.05 0.35
(1.70) (2.69) (1.73)
Population density 2013-18 (10/km2) -0.19 0.06 0.10
(0.30) (0.37) (0.29)
Share foreign population 2017 (%) -0.09 -0.47-0.22
(0.14) (0.16) (0.12)
Share foreign pop 2012-17 (%) 0.29 -0.22 -0.52
(0.31) (0.39) (0.30)
Unemployment rate 2019 (%) 0.04 0.94 -0.41
(0.41) (0.60) (0.38)
Unemployment rate 2013-19 (%) 0.15 -0.20-0.25
(0.08) (0.09) (0.07)
Aged 60 or above 2017 (%) 0.06 0.11 0.25
(0.17) (0.23) (0.17)
Aged 60 or above 2012-17 (%) -0.73 0.08 -0.54
(0.64) (0.78) (0.62)
Nr of employees 2017 (1k) 0.01 0.11 0.05
(0.04) (0.06) (0.04)
Nr of employees 2012-17 (1k) -0.05 -0.64-0.40
(0.24) (0.32) (0.27)
Intercept -1.15 -12.05 -13.88
(4.95) (7.19) (5.02)
N 96 96 96
R2 0.14 0.41 0.46
OLS regression of the change in the CSU vote share in the indicated elections on the logged number of
COVID-19 cases 2020. Bootstrapped standard errors in parentheses, resampling at county level, 1,000
repetitions, p<0.05.
9
C Additional results
C.1 Results for all parties
Table A9: Regression of change in party vote shares on COVID-19 prevalence (county
elections)
CSU CSU Greens Greens SPD SPD AfD AfD FW FW
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
COVID-19/100,000 (logged) 0.880.30 -0.23 -0.55-2.06
(0.34) (0.23) (0.25) (0.23) (1.52)
COVID-19 ×Year 2020 0.710.51 -0.18 -0.59-2.14
(0.34) (0.30) (0.25) (0.21) (1.40)
Population density 2018 (10k/km2) 0.24 2.40 -0.65 -0.55 3.58
(2.10) (1.61) (3.40) (1.85) (8.06)
Population density 2013-18 (10/km2) -0.20 -0.07 0.18 0.260.06 -0.26 -0.08 0.01 -1.68 -0.27
(0.30) (0.13) (0.23) (0.09) (0.65) (0.21) (0.29) (0.10) (1.12) (0.44)
Share foreign population 2017 (%) -0.380.260.30 -0.03 0.11
(0.16) (0.12) (0.20) (0.12) (0.72)
Share foreign pop 2012-17 (%) 0.57 0.27 -0.37 -0.30 -0.33 -0.01 0.16 0.16 0.26 0.54
(0.35) (0.30) (0.24) (0.30) (0.36) (0.30) (0.21) (0.16) (1.28) (1.12)
Unemployment rate 2019 (%) 0.52 -1.41-0.39 0.60 3.37
(0.54) (0.38) (0.58) (0.36) (2.06)
Unemployment rate 2013-19 (%) -0.16 -0.13 -0.02 -0.140.220.180.07 0.13-0.11 0.08
(0.09) (0.07) (0.05) (0.04) (0.09) (0.07) (0.06) (0.04) (0.31) (0.25)
Aged 60 or above 2017 (%) 0.05 0.25 0.06 -0.22 -1.20
(0.22) (0.18) (0.21) (0.14) (0.82)
Aged 60 or above 2012-17 (%) -0.23 0.83 -0.07 -0.65 0.57 -0.39 0.22 0.24 0.29 -0.16
(0.69) (0.55) (0.50) (0.38) (0.64) (0.45) (0.50) (0.32) (3.12) (1.96)
Nr of employees 2017 (1k) 0.08 -0.09-0.120.03 -0.06
(0.06) (0.04) (0.05) (0.03) (0.21)
Nr of employees 2012-17 (1k) -0.62 -0.49 0.01 -0.08 0.50 0.18 -0.07 -0.06 0.55 -0.18
(0.40) (0.36) (0.18) (0.15) (0.34) (0.30) (0.18) (0.14) (1.20) (0.91)
Year 2020 -7.475.36-4.956.036.71
(1.39) (1.17) (1.35) (0.83) (5.13)
Intercept -7.39 29.59 0.96 23.98 -7.74 33.32 10.13-12.15 27.99 22.07
(5.91) (19.23) (4.87) (14.13) (5.99) (20.73) (4.07) (12.53) (23.63) (71.15)
N 96 192 96 192 96 192 83 166 93 186
N counties 96 96 96 96 96 96 83 83 93 93
R2 0.27 0.95 0.63 0.97 0.29 0.99 0.29 0.93 0.10 0.68
OLS regression, bootstrapped standard errors in parentheses, resampling at county level, 1,000 repetitions, p<0.05.
10
C.2 Testing for moderating effects of incumbency
Table A10: Effect of incumbency (elections of mayors and county executives)
Model Change DiD Change
Outcome CSU CSU All inc. CSU inc. SPD inc. FW inc. Others inc.
(1) (2) (3) (4) (5) (6) (7)
COVID-19/100,000 (logged) 1.06 4.64-4.50 -6.41 -0.08
(1.65) (2.00) (7.28) (22.14) (5.25)
COVID-19 ×Incumbent 2.12
(2.66)
COVID-19 ×Year 2020 ×Incumbent 2.09
(2.66)
Population density 2018 (10k/km2) -8.20 -22.64 -16.03 -14.61 24.74 -36.81
(7.96) (13.41) (21.98) (46.03) (925.29) (66.89)
Population density 2013-18 (10/km2) -0.19 -0.70 2.98 0.98 3.38 -22.02 8.12
(1.39) (0.45) (2.33) (4.61) (8.38) (194.76) (12.21)
Share foreign population 2017 (%) -0.72 1.32 0.63 3.03 2.38 4.09
(0.69) (1.05) (1.46) (3.92) (27.91) (3.15)
Share foreign pop 2012-17 (%) 0.84 0.35 -1.07 -0.68 -3.59 3.98 -5.03
(1.98) (1.74) (2.22) (3.21) (6.43) (36.71) (7.87)
Unemployment rate 2019 (%) 2.83 2.06 4.90 -0.19 10.75 -0.15
(2.00) (2.61) (3.50) (9.34) (58.75) (8.93)
Unemployment rate 2013-19 (%) -1.08-0.78-0.76 -0.82 0.99 -2.25 -0.10
(0.32) (0.28) (0.44) (0.52) (1.73) (10.39) (1.44)
Aged 60 or above 2017 (%) -0.39 0.61 -0.24 2.44 -1.75 2.19
(0.77) (0.99) (1.40) (3.26) (24.21) (3.24)
Aged 60 or above 2012-17 (%) -1.11 0.61 5.72 7.12 3.04 -7.51 14.44
(2.70) (1.86) (3.79) (5.44) (14.95) (50.65) (11.00)
Nr of employees 2017 (1k) 0.380.13 0.69-0.31 0.46 -0.57
(0.19) (0.27) (0.31) (0.78) (4.93) (0.86)
Nr of employees 2012-17 (1k) -0.72 0.33 -0.19 -1.19 1.21 -0.92 -2.56
(1.34) (0.96) (1.52) (2.21) (3.55) (15.75) (5.38)
COVID-19 (const. term) 3.10 18.83
(1.83) (5.70)
Incumbent (const. term) 6.64
(4.96)
Year 2020 (const. term) -12.83
(5.62)
COVID-19 ×Year 2020 (const. term) 2.45
(1.67)
COVID-19 ×Incumbent (const. term) -0.24
(2.89)
COVID-19 ×Year 2020 (const.term) 6.37
(4.90)
Intercept -6.74 61.64 -47.10 -37.62 -90.42 2.13 -96.97
(22.70) (64.81) (30.10) (43.05) (91.91) (526.66) (104.01)
N 247 494 265 126 55 32 52
R2 0.13 0.58 0.03 0.11 0.05 0.23 0.15
OLS regression of the change in the vote share received by the incumbent/ the candidate of the party of the incumbent mayor or county executive on
COVID-19 prevalence. The dependent variable is the change in vote share between the first round of the 2020 elections and the prior election. Missing
observations compared to full sample due to elections not following the dominant electoral cycle. Bootstrapped standard errors in parentheses, resampling
at county level, 1,000 repetitions, p<0.05.
11
C.3 Disaster preparedness and response
Table A11: Interaction with disaster preparedness and early response
Type Counties Mayoralities
Outcome CSU CSU inc All inc
(1) (2) (3) (4) (5) (6)
COVID-19 ×Hospital beds 2012-17 0.05 -0.10 0.27
(0.04) (0.21) (0.26)
COVID-19 ×Test/information center 0.03 -3.27 5.87
(0.98) (5.22) (7.89)
COVID-19/100,000 (logged) (const. term) 0.860.863.243.471.51 0.88
(0.36) (0.38) (1.53) (1.54) (2.00) (2.19)
Hospital beds 2012-17 (const. term) -0.04 0.13 -0.04
(0.08) (0.40) (0.47)
Test/information center (const. term) -0.10 8.92 -14.55
(2.15) (11.58) (18.12)
Hospital beds 2012 (100s) 0.09 -0.37 0.17
(0.09) (0.23) (0.37)
Population density 2018 (10k/km2) -0.28 0.49 -1.61 -5.20 -18.78 -22.46
(2.30) (2.24) (8.55) (8.84) (14.37) (13.13)
Population density 2013-18 (10/km2) -0.31 -0.27 -0.76 -0.80 2.52 3.08
(0.32) (0.33) (1.31) (1.31) (2.22) (2.21)
Share foreign population 2017 (%) -0.41-0.40-0.58 -0.57 1.01 1.18
(0.17) (0.17) (0.78) (0.83) (1.36) (1.38)
Share foreign pop 2012-17 (%) 0.62 0.55 0.84 0.82 -0.91 -0.87
(0.38) (0.36) (2.00) (1.98) (2.29) (2.24)
Unemployment rate 2019 (%) 0.59 0.48 2.11 2.47 1.51 2.00
(0.54) (0.57) (2.08) (2.04) (3.10) (3.01)
Unemployment rate 2013-19 (%) -0.15 -0.15 -0.97-0.95-0.60 -0.81
(0.09) (0.09) (0.33) (0.37) (0.51) (0.50)
Aged 60 or above 2017 (%) 0.04 0.06 -0.24 -0.37 0.64 0.60
(0.23) (0.23) (0.80) (0.78) (1.17) (1.17)
Aged 60 or above 2012-17 (%) -0.49 -0.40 -0.56 -0.52 5.73 5.63
(0.75) (0.74) (2.61) (2.65) (4.20) (4.21)
Nr of employees 2017 (1k) 0.05 0.09 0.500.31 -0.01 0.16
(0.06) (0.06) (0.23) (0.22) (0.36) (0.37)
Nr of employees 2012-17 (1k) -0.56 -0.63 -0.58 -0.24 0.25 -0.48
(0.39) (0.42) (1.28) (1.24) (1.48) (1.57)
Intercept -6.54 -7.01 -7.21 -4.71 -44.24 -45.20
(6.30) (6.15) (22.20) (22.29) (31.68) (32.24)
N 96 96 247 247 265 265
R2 0.30 0.27 0.07 0.06 0.05 0.04
OLS regression of the change in the vote share received by the incumbent/ the candidate of the party of the incumbent
mayor or county executive on COVID-19 prevalence, interacted with the change in hospital beds (used as measure of
preparedness) and the existence (or not) of a COVID-19 test/information center. The dependent variable is the change
in vote share between the first round of the 2020 elections and the prior election. Missing observations compared to
full sample due to elections not following the dominant electoral cycle. Bootstrapped standard errors in parentheses,
resampling at county level, 1,000 repetitions, p<0.05.
12
Table A12: FW success in the presence or absence of competition by CSU candidates
Vote shares Electoral success
CSU competition Yes No Yes No
(1) (2) (3) (4)
School closure due to COVID-19 case -1.73 7.87 0.43 -0.16
(3.92) (22.38) (0.39) (0.19)
Population density 2018 (10k/km2) 6.57 -17.13 -0.54 0.26
(6.02) (40.55) (0.56) (0.30)
Population density 2013-18 (10/km2) -0.58 -1.74 0.01 -0.03
(0.88) (4.23) (0.09) (0.06)
Share foreign population 2017 (%) -0.12 0.33 0.01 -0.01
(0.44) (0.62) (0.01) (0.02)
Share foreign pop 2012-17 (%) -0.53 0.56 -0.01 -0.00
(0.74) (1.27) (0.02) (0.03)
Unemployment rate 2019 (%) -0.10 1.160.01 -0.01
(0.29) (0.48) (0.01) (0.01)
Unemployment rate 2013-19 (%) 0.01 -0.04 -0.01 0.01
(0.42) (0.40) (0.01) (0.01)
Aged 60 or above 2017 (%) -0.21 -0.27 -0.01 -0.00
(0.34) (0.70) (0.01) (0.01)
Aged 60 or above 2012-17 (%) 0.36 1.30 0.02 0.02
(0.92) (1.63) (0.02) (0.03)
Nr of employees 2017 (1k) 0.85 7.49 0.18 0.00
(0.56) (6.10) (0.10) (0.02)
Nr of employees 2012-17 (1k) -1.84 -24.29 -0.49 0.10
(1.82) (19.50) (0.33) (0.10)
Intercept 54.9971.420.970.77
(9.52) (18.72) (0.33) (0.35)
N 509 232 225 332
R2 0.24 0.20 0.26 0.26
Spatial regression models correcting for potential spatial autocorrelation as indicated, p<0.05.
13
D Auxiliary information
D.1 The prime minister’s approval ratings
Figure A3: Approval ratings for Bavaria’s prime minister before and after the elections
of 15 March 2020
10
20
30
40
50
60
Percent
Mar 05, 2020 Mar 18, 2020 Mar 25, 2020
Approve Disapprove Undecided Election date
Note: The figure shows the approval ratings for Bavaria’s prime minister (Ministerpräsident) Markus
Söder for three points in time. The first comes from 5 March 2020, shortly before the period for which
COVID-19 data is available; the second from 18 March 2020, shortly after the first round of the communal
elections; and the third from 25 March, ten days after the first round of the elections, during which
the pandemic started to escalate. The vertical line indicates the date of the election (15 March 2020).
BR-BayernTrend, data collected by infratest dimap for Bayrischer Rundfunk, n~1,000/poll, Source: https:
//www.br.de/nachrichten/br-bayerntrend-umfrage-archiv,RESSyRW, last checked on 04/01/2020.
14
... Regarding the effects of the COVID-19 pandemic on electoral choices, the results of Leininger and Schaub's study in Germany, which was the country worst affected by the crisis, showed that the disease spread throughout the states because the election was held haphazardly [7]. This has attracted the attention of many parties, because KPU regulations still allow conventional campaign forms by referring to the provisions of Law Number 6 of 2020. ...
... Regarding the impact of the COVID-19 pandemic on election results, it shows that the crisis is strongly and consistently in favor of the dominant regional parties and their candidates [7]. In addition, elections during disasters often result in disruption of participation, contestation, opportunities for deliberation, and the quality of election administration. ...
Article
Full-text available
Since COVID-19 is a global epidemic that threatens the safety of mankind, reducing the risk of transmitting the virus is an important issue in the implementation of elections in Indonesia. The purpose of this study is to describe the impact of the use of social and mass media on the implementation of elections. This research was conducted in Malang Regency using a qualitative descriptive approach. Data collection was carried out through limited interviews, observation, and document analysis gathered from books, journals, and election documents. The results of the study show that (1) election information and campaigns are mostly done through social and mass media; (2) most of the public can receive information and campaign issues conveyed through the mass media; (3) elections can run well and smoothly. These findings indicate that the use of social and mass media for socialization and campaigning during a pandemic is quite effective. This finding is very important to reduce the spread of COVID-19, as well as to encourage the implementation of a more modern election.
... Besides impacting turnout, the pandemic and the associated restrictions also have consequences for the electoral performance of parties and candidates. There is growing evidence that lockdowns and harsh restrictive measures increase, at least in the short run, electoral support for political incumbents (Bol et al., 2020;Leininger & Schaub, 2020;Giommoni & Loumeau, 2022). In healthy democracies, rallying around current leaders and institutions during a major crisis can be a positive, unifying phenomenon, especially if accompanied by improved trust in government and increased satisfaction with democracy (Bol et al., 2020). ...
Chapter
Full-text available
The COVID-19 pandemic has had a disruptive effect on elections worldwide. Faced with health risks that a mass event such as an election poses, national decision-makers have had to make two major choices: whether to hold elections as scheduled or postpone them, and whether and how to modify the way elections are conducted. With regard to the second question, both policy and academic debates have focused on the introduction and expansion of special voting arrangements, including early, postal, proxy and remote internet voting, as well as the availability of the mobile ballot box. This chapter examines policy responses to the pandemic in the realm of election management in 27 member states of the European Union (EU), focusing on decisions to hold, postpone and modify elections. We find that 15 out of 60 scheduled national, regional and local elections were delayed in EU-27 over the first two years of the pandemic, with the length of the delay varying from seven weeks to nearly half a year. Most of the postponed events were local elections scheduled for the spring of 2020. In nationwide elections held amid the health crisis, voter turnout fell by 2.9 percentage points on average. We also find extensive differences among EU countries in terms of the use of special voting arrangements (SVAs). While 16 countries introduced new SVAs or expanded existing ones during the first two years of the pandemic, the modifications were, overall, limited in scope, attesting to the complexities of changing electoral legislation and practices over a short period of time. While the question of how to conduct elections amid the pandemic gave rise to heated debates in many EU countries, the controversies were most pronounced—and contributed to democratic backsliding—in settings where democracy had been eroding already before the health crisis.
... Several studies have documented high trust in governments at the onset of the pandemic. Findings from Germany (Leininger & Schaub, 2020) and Denmark and Sweden (e.g., Baekgaard et al., 2020;Esaiasson et al., 2021;Nielsen & Lindvall, 2021) indicated that heightened trust in government may have been reflective of a "rally around the flag" effect (i.e., an increase in support for political leaders in the face of a crisis; Mueller, 1973). This effect has been found in a range of countries (Hegewald & Schraff, 2022). ...
Article
Full-text available
Objective The current study explored (1) changes in trust in federal and state governments and scientists across representative Australian national samples from 2003–2020; and (2) the extent to which trust in these sources predicted compliance with COVID-19 prevention measures at the onset of the pandemic. Method Using a nationally representative samples (N = 1000), we asked participants to rate their trust in federal and state government and in scientists, their extent of compliance with COVID-19 prevention measures, and to provide demographic information. Results We found that trust in federal and state governments had significantly increased, while trust in scientists was at a high level matched by only three other time-points. Higher levels of trust in state government and scientists uniquely predicted greater compliance with COVID-19 prevention measures. Women and older respondents also reported greater compliance. Conclusion The current findings reinforce those from Australia and other countries indicating that trust increased during the onset of the COVID-19 pandemic, and those identifying trust in government and in scientists as important predictors of compliance. Importantly, our findings highlight the role of trust in state government, which potentially reflects the role played by Australian state governments in enacting and enforcing COVID-19 prevention measures.
... Further research went beyond trust and suggested that the pandemic might have been good for incumbents seeking re-election. For instance, Leininger and Schaub (2020), Morisi et al. (2021) and Giommoni and Loumeau (2022) reported positive impacts on voting for municipal incumbents in France and Bavaria. Bol et al. (2021) also assert that lockdowns increased vote intentions for the incumbent parties in a selection of European democracies. ...
Article
In the 2022 Portuguese legislative elections, held nearly two years after the pandemic hit the country, the incumbent Socialists improved their position, being now able to govern with an absolute majority, while populist radical right Chega experienced considerable growth. Was the pandemic a relevant factor for vote choice in these elections? The main goal of this article is to shed light on this matter. In addition to portraying this election’s background and results, we describe the degree of COVID-19-related polarisation in Portugal, analyse the salience of the pandemic in the campaign and measure the relative impact of pandemic-related perceptions vs other variables on voting behaviour. Our findings reveal that, although there was little politicisation of the pandemic and the incumbent enjoyed high levels of support among both political elites and public opinion, Chega, which was less involved in rallying around the flag, arguably sent signals that made COVID-19-related assessments relevant in terms of voting behaviour.
Article
Full-text available
While much work has looked at how governments responded to the Corona pandemic, little consideration has been given to how the crisis affected party competition and what positions political actors took during this period. How were political actors' positions on COVID-19 portrayed in daily newspapers? And how can we explain these patterns? To answer these questions, this article examines the discourse surrounding both German lockdown decisions by analyzing the public coverage of two German daily newspapers. By means of discourse network analysis, the most central actors of the public discourse are revealed at first. Second, relevant factors influencing the discourse centrality of political actors are analyzed. Therefore, a linear regression is performed to identify party-political factors that have a significant influence on political actors' discourse centrality. Participation in the executive branch in the Länder and federal level as well as having candidate status emerge as central factors influencing discourse centrality.
Article
Full-text available
A survey was administered in a province in the Philippines to determine the political knowledge, attitudes, considerations, and problems encountered by the registered voters in the area during elections. Results have shown that all voter respondents, in general, have a collective understanding and engage in a consensus on the political and electoral structures of the elections. Most of the voters have expressed their non-disturbance about voting scenarios (problems encountered) and individual views and opinions (voters’ attitudes) they have all encountered but did put an overall yet partially significant emphasis on their demographic profiles. Furthermore, the extent of problems encountered by the voters made a justifiable analysis of voting behavior which provided a mirror for voters on how they perceived such experiences during election day. On the contrary, voting attitudes have presented the parameter of the values that voters had used and put into account. Regardless of their voting experiences, still they viewed the situation as normal and confirmed the real-life backgrounds and existing moral foundations of individuals which were considered prerequisites of being rational voters. Both attitudes and considerations have constituted of significant relationship to the variables and voters, especially on how they respond to their duties as citizens and form a new realization after the election. Whatever their responses were, voters have, in some areas, experienced a positive relationship with age, education, occupation, and religious affiliation.
Article
This article answers the question how the COVID-19 pandemic influenced voter turnout on the individual level in the Czech 2020 regional election. Several hypotheses connected to perceived danger caused by the pandemic on a voter’s decision to vote or not are tested. It is expected that perceived danger of the pandemic deters people from attending an election, and that such a constraint would be higher for those who know many infected people than for those who do not, for elderly people more than for younger people, and for women more than for men. The test of our hypotheses was executed by quasibinomial logistic regression with data on 866 respondents from a post-electoral survey. The direct effect of the perceived danger and effect of interaction between age and perceived danger was not found. The effect of perceived danger works for women but not for men. Finally, there is no effect of the perception of the danger of a pandemic when people do not know any infected people, but there is a strong negative impact in the case when they know a lot of them.
Article
The spread of COVID-19 sparked debates about whether incumbents should focus on saving lives or the economy. Politicians’ decisions in this dilemma could determine whether they remain in office. “Saving the economy” is predicted to affect re-election chances positively in economic voting theory. However, a public health crisis can shift the electorate’s preferences in favor of expanding healthcare support at the cost of the economy. We examine whether there is a trade-off between “saving lives” and “saving the economy” for the incumbent in receiving higher political support. Based on two experiments conducted in Russia, we measure if individuals are more likely to support, vote for, and extend the power of the incumbent based on their policies. Although both experimental factors encouraged support, the economy-driven policy had a larger effect on voting than the healthcare-driven one.
Article
Do voters place their trust in tried and tested leaders when uncertainty is high or do they prefer a new slate of leaders who are arguably more competent? To study this question, we make use of hand‐collected data on 402,385 candidates who competed in open‐list local council elections (1996–2020) in Bavaria. The 2020 elections took place at the dawn of the Covid‐19 pandemic, a time of high uncertainty about the future course of events. Using local heterogeneity in Covid‐19 outbreaks and related school/daycare closures to proxy the degree of perceived uncertainty across Bavarian municipalities, we show with a difference‐in‐differences design that councilors' incumbency advantage declined more in exposed municipalities. This decrease in the incumbency advantage is limited to male and non‐university educated incumbents, resulting in shifted patterns of political selection. Overall, we conclude that voters select more competent politicians when they face uncertainty about the future.
Article
Full-text available
Concurrent elections are widely used to increase turnout. We theorize and show empirically how concurrency affects electoral outcomes. First, concurrency increases turnout and thereby the participation of peripheral voters. Second, in combined elections, one electoral arena affects the other. In our case of majoritarian executive elections concurrent to proportional representation (PR) legislative elections, the centripetal tendency of majoritarian elections colors off to the concurrent PR race. Third, concurrency also entails spillovers of the incumbency advantage of executive officeholders to the concurrent legislative race. Drawing on quasi-random variation in local election timing in Germany, we show that concurrency increases turnout as well as council votes for the incumbent mayor's party and centrist parties more generally, with slightly more pronounced gains for the political left. As a consequence, concurrent elections consolidate party systems and political power by leading to less fragmented municipal councils and more unified local governments.
Article
Full-text available
Introduction Studies show that natural disasters influence voters’ perception of incumbent politicians. To investigate whether voters are prone to punish politicians for events that are out of their control, this study was conducted in the previously unstudied context of Croatia, and by considering some of the methodological issues of previous studies. Method Matching method technique was used, which ensures that affected and non-affected areas are matched on several control variables. The cases of natural disaster in the present study were floods that affected Croatia in 2014 and 2015. Results Main results showed that, prior to matching, floods had an impact on voting behaviour in the 2014 and 2015 elections. Voters from flooded areas decreased their support for the incumbent government and president in the elections following the floods. However, once we accounted for differences in control variables between flooded and non-flooded areas, the flood effect disappeared. Furthermore, results showed that neither the presence nor the amount of the government’s relief spending had an impact on voting behaviour. Discussion: Presented results imply that floods did not have an impact on the election outcome. Results are interpreted in light of the retrospective voter model.
Article
We study loss aversion in elections by investigating a median voter model (full convergence in a two‐candidate election) and a model of partial divergence of policy proposals. First, we show a status quo bias, an endowment effect, and a moderating effect of policies. Second, we show the occurrence of “long‐term cycles” in policies with self‐supporting movements to the right or the left. Finally, we prove that younger societies should be more prone to change and less affected by the status quo bias than older ones.
Article
We reassess Christopher Achen and Larry Bartels’s prominent claim that shark attacks influence presidential elections. First, we assemble data on every fatal shark attack in US history and county-level returns from every presidential election between 1872 and 2012, and we find no systematic evidence that shark attacks affect elections. Second, we show that Achen and Bartels’s county-level finding for New Jersey in 1916 becomes substantively smaller and statistically weaker under alternative specifications. Third, we find that their town-level finding in Ocean County significantly shrinks when we correct errors and does not hold for the other beach counties. Finally, implementing placebo tests in settings where there were no shark attacks, we demonstrate that Achen and Bartels’s result was likely to arise even if shark attacks do not influence elections. Overall, there is little compelling evidence that shark attacks influence presidential elections, and any such effect—if one exists—is substantively negligible. © 2018 by the Southern Political Science Association. All rights reserved.
Article
Based on a large number of Monte Carlo simulation experiments on a regular lattice, we compare the properties of Moran's I and Lagrange multiplier tests for spatial dependence, that is, for both spatial error autocorrelation and for a spatially lagged dependent variable. We consider both bias and power of the tests for six sample sizes, ranging from twenty‐five to 225 observations, for different structures of the spatial weights matrix, for several underlying error distributions, for misspecified weights matrices, and for the situation where boundary effects are present. The results provide an indication of the sample sizes for which the asymptotic properties of the tests can be considered to hold. They also illustrate the power of the Lagrange multiplier tests to distinguish between substantive spatial dependence (spatial lag) and spatial dependence as a nuisance (error autocorrelation).
Article
We examine the role of status quo bias in the ballot wording of social issues that affect the rights of minority groups. We test the salience of this framing bias by conducting an experiment that randomly assigns different ballot wordings for five policies across survey respondents. We find that status quo bias changes the percent of individuals who vote for the ballot measure by 5-8 percentage points with the least informed individuals being the most affected by status quo bias. © The Experimental Research Section of the American Political Science Association 2017.
Article
An important empirical literature evaluates whether voters are rational by examining how electoral outcomes respond to events outside the control of politicians, such as natural disasters or economic shocks. The argument is that rational voters should not base electoral decisions on such events, so evidence that these events affect electoral outcomes is evidence of voter irrationality. We show that such events can affect electoral outcomes, even if voters are rational and have instrumental preferences. The reason is that these events change voters' opportunities to learn new information about incumbents. Thus, identifying voter (ir)rationality requires more than just identifying the impact of exogenous shocks on electoral fortunes. Our analysis highlights systematic ways in which electoral fortunes are expected to change in response to events outside incumbents' control. Such results can inform empirical work attempting to identify voter (ir)rationality.
Article
This paper relies on the variation of terror attacks across time and space as an instrument to identify the causal effects of terrorism on the preferences of the Israeli electorate. We find that the occurrence of a terror attack within three months of the elections is associated with a 1.35 percentage points increase on the local support for the right bloc of political parties out of the two blocs vote. This effect is of a significant political magnitude given the level of terrorism in Israel and the fact that its electorate is closely split between the right and left blocs. Moreover, a terror fatality has important electoral effects beyond the locality where the attack is perpetrated, and their electoral impact is stronger the closer to the elections they occur. Interestingly, the observed political effects are not affected by the identity of the party holding office. These results provide empirical support for the hypothesis that the electorate shows a highly sensitive reaction to terrorism, and substantiate the claim that terror organizations especially target democratic regimes because these regimes are more prone to make territorial concessions.