Content uploaded by Fatma Hadj Salem
Author content
All content in this area was uploaded by Fatma Hadj Salem on Jun 14, 2021
Content may be subject to copyright.
UNCORRECTED PROOF
!GG<@=EAKLJQ PPP PPPP PPPPPP
GFL=FLKDAKLK9N9AD9:D=9L.;A=F;=AJ=;L
!GG<@=EAKLJQ
BGMJF9D@GE=H9?=@LLH==K=DK=NA=J;GE
/J9FK>=J CAF=LA;K G> D9:=D=< 9JGE9 ;GEHGMF<K >JGE DAIMA< E=<A9 AFLG ;G`== :=9FK
<MJAF? KAEMD9L=< O=L HJG;=KKAF? ;GF<ALAGFK
! #9<B .9D=E 9:;⁎ ( '=:JMF 9: (=KLJ=K 9: ) .A=;RCGOKCA ; - GMD9F?=J 9: GDDA?F9F 9:
9! $! :&1.8:) 4395*11.*7 7&3(*
: :&1.8:) $3.; 4395*11.*7 ! 4395*11.*7 ":5,74 $3.; );.,343 $3.; )* & !@:3.43 4395*11.*7 7&3(*
;&11*2&3) "" 7:* )*8 7.6:*9.*78 1&,3&( 7&3(*
-/$' $)!*
*><47)8
G>>== >=JE=FL9LAGF
JGE9 ;GEHGMF<K
/J9FK>=J
&AF=LA;K
+9J;@E=FL J=KAKL9F;=
./-/
/@= LJ9FK>=J CAF=LA;K G> L@J== D9:=DD=< ;GEHGMF<K :ML9F9D H@=FQ=L@9FGD AKG9EQD 9;=L9L= O9K KLM<A=< >JGE
9 DAIMA< E=<AME AFLG L@= ;G>>== :=9FK <MJAF? KAEMD9L=< O=L HJG;=KKAF? MKAF? >GMJ E=<A9 ( ( ;GFL9AF=<
<=@MDD=< :=9FK ( ;GFL9AF=< <=EM;AD9?AF9L=< :=9FK ( ;GFL9AF=< <=HMDH=< :=9FK ( ;GFL9AF=< <=HMDH=<
:=9FK OAL@ Q=9KL /JA9DK O=J= ;9JJA=< GML 9L Z MF<=J 9?AL9LAGF 9F< >GJ ^N= LAE= H=JAG<K
9F< @ 9F< L@=F L@= D9:=DD=< NGD9LAD=K O=J= 9F9DQR=< :Q .+( "–(./@= L@J== D9:=DD=< EGD=;MD=K O=J=
LJ9FK>=JJ=< AFLG L@= ;G>>== :=9FK OAL@ <A>>=J=FL E9KK LJ9FK>=J J9L=K J=9;@AF? 9L @JK AF L@= ( \
\ 9F< \ ]?? G> ;G>>== J=KH=;LAN=DQ >GJ :ML9F9D H@=FQ=L@9FGD 9F< AKG9EQD 9;=L9L= /@=
H9J;@E=FL J=KAKL9F;= KA?FA>A;9FLDQ 9>>=;L=< L@= E9KK LJ9FK>=J G> L@= H@=FQD=L@9FGD ML9F9D 9F< AKG9EQD 9;=L9L=
MF<=JO=FL E=L9:GDA; J=9;LAGFK O@A;@ <=;J=9K=< L@=AJ 9EGMFL AF L@= ;G>>== :=9FK !MJL@=JEGJ= 9F AFL=J9;LAGF
:=LO==F EGD=;MD=K 9F< L@= Q=9KL O9K G:K=JN=< 9F< <=;J=9K=< KA?FA>A;9FLDQ L@= :ML9F9D’K LJ9FK>=J
1. Introduction
G>>== ;GFKMEHLAGF @9K J=;GJ<=< 9 KA?FA>A;9FL ?JGOL@ J9L= GN=J L@=
H9KL Q=9JK O@A;@ @9K J=KMDL=< AF ;G>>== :=AF? J9FC=< 9K L@= K=;
GF< EGKL LJ9<=< ?DG:9D ;GEEG<ALQ AF ^F9F;A9D L=JEK #9E==< =L 9D
'== @=GF? MJJ9F 4M 'AM -9EXJ=R(9JLXF=R =L
9D G>>== HJG<M;LK GO= L@AK HGHMD9JALQ LG L@=AJ MFAIM= K=FKGJQ
9F< HD=9K9FL _9NGJ +=J=AJ9 =L 9D /@=J=:Q L@= ;G>>== AF<MK
LJQ @9K <=<A;9L=< ALK =>>GJLK AF AEHJGNAF? L@= ^F9D :=N=J9?= IM9DALQ MK
AF? JG9KLAF? 9F< :J=OAF? KL=HK )=LG =L 9D '== =L 9D
(GJ=GN=J K=N=J9D KLM<A=K @9N= @A?@DA?@L=< L@9L HGKL@9JN=KL HJG;=KKAF?
;GMD< @9N= 9 <AJ=;L AEH9;L GF L@= IM9DALQ 9F< N9DM= G> L@= ^F9D HJG<
M;L +=J=AJ9 .G;;GD =L 9D %GWL =L 9D .=DE9J QLG>
&FGHH J=AL=FKL=AF
;LM9DDQ L@= HGKL@9JN=KL HJG;=KK AK 9 ;JM;A9D KL=H AF HJG<M;AF? ;G>>==
:=9FK KMAL9:D= >GJ LJ9FKHGJL 9F< JG9KLAF? 9F< AL 9AEK LG J=EGN= L@= ;GE
HGF=FLK KMJJGMF<AF? L@= :=9FK KCAF HMDH EM;AD9?= 9F< H9J;@E=FL
/@=J= 9J= L@J== E9AF ;GEEGFDQ MK=< O9QK LG =DAEAF9L= L@=K= D9Q=JK <JQ
HJG;=KKAF? O=L HJG;=KKAF? 9F< K=EA<JQ HJG;=KKAF? +=J=AJ9 .G;;GD =L
9D #9E==< =L 9D .ADN9
$F L@= <JQ HJG;=KKAF? L@= O@GD= ;G>>== ;@=JJA=K 9J= KMF9AJ <JA=< MF
LAD L@=AJ EGAKLMJ= ;GFL=FL J=9;@=K LG >L=J <JQAF? L@= KCAF
9F< L@= HMDH 9J= J=EGN=< 9F< L@=F L@= :=9FK 9J= <=@MDD=< LG G:
L9AF L@= ?J==F :=9FK J=9<Q >GJ JG9KLAF? +=J=AJ9 =L 9D JQ
HJG;=KKAF? G>>=JK 9 ;G>>== OAL@ 9 @=9NQ :G<Q 9F< KEGGL@ KO==L 9F<
;GEHD=P ;MHHAF? IM9DALQ 9LLJA:ML=K M9JL= +=J=AJ9 !9J9@
#9E==< =L 9D +GDLJGFA=JA -GKKA /@= O=L HJG;=KK
AF? AF ;GFLJ9KL AFNGDN=K EGJ= ;GEHD=P KL=HK !AJKL L@= KCAF 9F< HMDH
G> L@= ;@=JJA=K 9J= J=EGN=< E=;@9FA;9DDQ L@=F L@= <=HMDH=< :=9FK 9J=
>=JE=FL=< AF GJ<=J LG <=?J9<= L@= EM;AD9?= D9Q=J :Q EA;JG:AGDG?A;9D 9;
LANALQ 9F< ^F9DDQ L@= :=9FK 9J= KMF<JA=< +=J=AJ9 =L 9D 2=L
HJG;=KKAF? HJGNA<=K 9 DGO=J:G<A=< ;G>>== OAL@ @A?@=J 9;A<ALQ 9F< EGJ=
9JGE9 L@9F L@= GL@=J HJG;=KK=K +=J=AJ9 .G;;GD =L 9D %GWL
=L 9D !AF9DDQ L@= K=EA<JQ HJG;=KKAF? AK 9 LJ9FKALAGF9D KQKL=E
G> O=L 9F< <JQ HJG;=KKAF? L@= KCAF 9F< HMDH G> ;@=JJA=K 9J= E=;@9F
A;9DDQ J=EGN=< L@=F L@= <=HMDH=< :=9FK 9J= KMF9AJ <JA=< MFLAD L@=AJ
EGAKLMJ= ;GFL=FL J=9;@=K LG -A:=AJG <9 (A?M=D
.=EQ<JQ HJG;=KKAF? HJG<M;=K <A>>=J=FL ;MH IM9DALQ KGE=O@9L KAEAD9J
LG L@9L G> O=LHJG;=KK=< ;G>>== OAL@ D=KK 9;A<ALQ 9F< KGE=O@9L D=KK :G<Q
L@9F <JQHJG;=KK=< ;G>>==
$F HJ=NAGMK KLM<A=K .=DE9J =L 9D AL @9K :==F K@GOF L@9L
L@= ;@GK=F ;GF<ALAGFK <MJAF? L@= HGKL@9JN=KL LJ=9LE=FL O=L GJ <JQ GJ
K=EA<JQ ;GMD< 9>>=;L L@= E=L9:GDA; 9;LANALA=K OAL@AF L@= :=9FK L@MK
9>>=;LAF? L@=AJ ;@=EA;9D ;GEHGKALAGF AF <A>>=J=FL O9QK 2@AD= L@=
<JQHJG;=KK=< :=9FK ;GFL9AF EGJ= KAEHD= KM?9JK L@= O=LHJG;=KK=<
:=9FK HJ=K=FL 9 KMH=JAGJ ;GF;=FLJ9LAGF G> >J== 9EAFG 9;A<K /@=K= ;GE
HGMF<K KAEHD= KM?9JK 9F< 9EAFG 9;A<K 9J= AEHGJL9FL 9JGE9 HJ=;MJ
KGJK AF
⁎GJJ=KHGF<AF? 9ML@GJ 9L $- –AFL=JF9LAGF9D ;GGH=J9LAGF AF 9?JA;MDLMJ9D J=K=9J;@ >GJ <=N=DGHE=FL -M= %=9F !J9FUGAK J=LGF (GFLH=DDA=J !J9F;=
2&.1 &))7*88 >9LE9@9<B8K9D=E;AJ9<>J ! #9<B .9D=E
@LLHK<GAGJ?B>GG<;@=E
-=;=AN=< M?MKL -=;=AN=<AFJ=NAK=<>GJE !=:J9MJQ ;;=HL=< HJAD
N9AD9:D=GFDAF= PPP
[
UNCORRECTED PROOF
&)/"&1*2*9&1 44)-*2.897> === ==== ======
L@= >GJE9LAGF G> 9JGE9 ;GEHGMF<K <MJAF? JG9KLAF? QLG> &FGHH
.;@A=:=JD= /=MLK;@ .=DE9J &FGHH QLG> .=DE9J
!MJL@=JEGJ= >=JE=FLAF? Q=9KL ;MDLMJ=K HJG<M;= E9FQ _9NGJ
;GEHGMF<K KM;@ 9K =KL=JK 9D;G@GDK 9D<=@Q<=K C=LGF=K 9F< L=JH=FGA<K
<MJAF? L@= EM;AD9?= J=EGN9D HJG;=KK ;;GJ<AF?DQ AL @9K :==F HJGHGK=<
L@9L L@=K= EA;JG:A9D E=L9:GDAL=K ;9F <A>>MK= AFLG L@= ;G>>== :=9FK D=9<
AF? LG 9F AFL=FK= H=J;=HLAGF G> “_GJ9D”9F< “>JMALQ”9JGE9K 9F< @A?@
9;A<ALQ AF L@= :J=O=< ;G>>== +=J=AJ9 =L 9D '== =L 9D
(MKK9LLG (9;@9<G (9JLAFK /=AP=AJ9 9K=< GF L@AK G:
K=JN9LAGF E9FQ KLM<A=K O=J= ;GF<M;L=< LG EG<MD9L= L@= ;G>>== 9JGE9
IM9DALQ MKAF? Q=9KL KL9JL=J ;MDLMJ=K J=KK9FA (9JLAF=R N9F?=DAKL9
A9K .;@O9F +=J=AJ9 =L 9D N9F?=DAKL9 =L 9D
-A:=AJG <9 (A?M=D (GJ=GN=J '== =L 9D 9F<
(9JLAF=R =L 9D @9N= K@GOF L@9L >=JE=FL9LAGF 9>>=;LK ?J==F ;G>>==
:=9FK’;GEHGKALAGF AF NGD9LAD= ;GEHGMF<K KM;@ 9K H@=FQ=L@9FGD 9F<
NGD9LAD= H@=FGDK HJG<M;=< :Q Q=9KLKO@A;@ O=J= HJ=K=JN=< 9>L=J DA?@L
JG9KLAF? #GO=N=J L@= <AJ=;L J=D9LAGFK@AH :=LO==F L@= EA;JG:A9D 9;LANA
LA=K <MJAF? L@= >=JE=FL9LAGF 9F< ;G>>== IM9DALQ AK FGL Q=L CFGOF :ML AL AK
9KKME=< L@9L 9 <A>>MKAGF HJG;=KK G> L@GK= E=L9:GDAL=K AFLG ;G>>== :=9FK
<MJAF? L@= >=JE=FL9LAGF KL=H ;GMD< G;;MJ +=J=AJ9 =L 9D
/@=J=>GJ= L@AK OGJC O9K MF<=JL9C=F LG 9KK=KK L@= =PAKL=F;= G> 9
LJ9FK>=J G> NGD9LAD= ;GEHGMF<K DAC=DQ LG := HJG<M;=< :Q L@= Q=9KL AFLG
L@= ;G>>== :=9FK !GJ L@AK HMJHGK= L@J== <=ML=JAME D9:=DD=< KL9:D= AKG
LGH= 9JGE9 ;GEHGMF<K @9N= :==F K=D=;L=< LG LJ9;C L@=AJ LJ9FK>=J >JGE
L@= =PL=JF9D =FNAJGFE=FL LG L@= ;G>>== :=9FK $F<==< L@GK= ;GEHGMF<K
<G FGL =PAKL AF F9LMJ9D ;GF<ALAGFK /@AK LQH= G> D9:=DDAF? AF<M;=K 9 KDA?@L
AF;J=9K= AF L@= EGD=;MD9J O=A?@L G> L@= D9:=DD=< ;GEHGMF<K OAL@GML
EG<A>QAF? ALK KLJM;LMJ9D GJ ;@=EA;9D HJGH=JLA=K L@AK E9KK EG<A^;9LAGF
OADD 9DDGO MK LG <=L=;L 9F< A<=FLA>Q L@= D9:=DD=< EGD=;MD= AF L@= KLM<Q
E=<AME 9>L=J 9F9DQKAK :Q E9KK KH=;LJGE=LJQ ;GMHD=< OAL@ 9 K=H9J9LAGF
E=L@G< " #+' 59;@D=<=J 1XLGNS #D9NGNS (GM<aXCGNS (G
BR=b #=ME9FF =;@=J AbGNS
!MJL@=JEGJ= LJA9DK O=J= ;GF<M;L=< LG KLM<Q L@= LJ9FK>=J CAF=LA;K G>
L@=K= L@J== D9:=DD=< EGD=;MD=K 9F< LG AFN=KLA?9L= ;=JL9AF LJ9FK>=J H9J9
E=L=JK KM;@ 9K ?J9AF H=JE=9:ADALQ H9J;@E=FL J=KAKL9F;= 9F< L@= =>>=;L
G> L@= HJ=K=F;= G> Q=9KL GF L@= LJ9FK>=J G> L@=K= NGD9LAD= ;GEHGMF<K
2. Materials and methods
1&39 2&9*7.&1 57*97*&92*39 &3) 8&251.3, 4+ (4A** (-*77.*8
C? G> >J=K@ ;G>>== ;@=JJA=K N9JA=LQ 4++*& 7&'.(& O=J= HMJ
;@9K=< >JGE L@= /9JJ9RM ;GGH=J9LAN= /9JJ9RM GKL9 -A;9 #9JN=KL=< AF
(9J;@ L@=Q O=J= >JGR=F 9L − Z LG ;MJ: 9FQ EA;JG:AGDG?A;9D 9F<
=FRQE9LA; 9;LANALQ /@= >JGR=F K9EHD=K O=J= LJ9FKHGJL=< LG !J9F;= 9F<
KLGJ=< AF 9 ;GD< JGGE 9L − Z
/G OGJC GF @GEG?=F=GMK K9EHD=K AF L=JEK G> E9LMJALQ L@= ;G>>==
;@=JJA=K O=J= KGJL=< 9;;GJ<AF? LG L@=AJ KAR= 9F< ;GDGJ *FDQ E9LMJ= J=<
;@=JJA=K OAL@ – EE AF <A9E=L=J O=J= K=D=;L=< >GJ L@= KLM<Q
=>GJ= L@= =PH=JAE=FL9LAGF K9EHD=K O=J= <AKAF>=;L=< :Q AFLJG<M;AF?
>JGR=F ;@=JJA=K AFLG 9 ;@DGJAF9L=< KGDMLAGF OAL@ HHE G> 9;LAN= ;@DG
JAF= >GJ EAF /@=F L@=Q O=J= O9K@=< OAL@ KL=JAD= O9L=J 9F< E9FM
9DDQ <=HMDH=< MF<=J KL=JAD= ;GF<ALAGFK MKAF? 9 MFK=F :MJF=J 9F< KL=J
ADAR=< =IMAHE=FL /@= J=EGN=< HMDH ;GJJ=KHGF<=< LG 9HHJGPAE9L=DQ
LG G> L@= LGL9D ;@=JJQ O=A?@L /@=F ? G> <=HMDH=< ;G>>== :=9FK
O=J= MK=< >GJ =9;@ LJA9D
&'*1*) 241*(:1*8
/@= D9:=D=< EGD=;MD=K O=J= HMJ;@9K=< >JGE )AKGLGH=K ,M=
:=; 9F9<9 /@=K= NGD9LAD= EGD=;MD=K AF;DM<= 9F 9D<=@Q<= :ML9F9D
###* 9F 9D;G@GD H@=FQD=L@9FGD ##*# 9F<
9F =KL=J AKG9EQD 9;=L9L= ####** $F GJ<=J LG IM9F
LA>Q L@= D9:=DD=< NGD9LAD= EGD=;MD=K ;9DA:J9LAGF ;MJN=K O=J= HDGLL=<
>GJ =9;@ G> L@= ;GEHGMF<K !AJKL L@= KLG;C KGDMLAGF O9K HJ=H9J=< MKAF?
9 EAP G> L@= L@J== NGD9LAD= ;GEHGMF<K <AKKGDN=< AF G> =L@9FGD >L=J
O9J<K L@J== <ADMLAGFK O=J= ;9JJA=< GML >JGE L@AK KLG;C KGDMLAGF f d
9F< e
/@=F ]' G> =9;@ <ADMLAGF O=J= AFLJG<M;=< AFLG K9EHD=K G> ?
G> ?JGMF< ;G>>== :=9FK 9F< O=A?@=< AF ?D9KK NA9DK J=H=9L=< LAE=K $F
9<<ALAGF LG =FKMJ= J=HJG<M;A:ADALQ K9EHD=K O=J= KHAC=< OAL@ ]' G>
9 KGDMLAGF G> :=FRQD :MLQJ9L= MK=< 9K 9F AFL=JF9D KL9F<9J< OAL@ 9 ;GF
;=FLJ9LAGF G> ]'' 9F< L@=F L@=Q O=J= 9F9DQR=< :Q .+( "–(.
.789 *=5*7.2*39&1 &5574&(-
/G ;@9J9;L=JAR= L@= LJ9FK>=J CAF=LA;K G> D9:=DD=< ;GEHGMF<K 9 KL=H
OAK= =PH=JAE=FL9D 9HHJG9;@ O9K 9<GHL=< MKAF? >GMJ <A>>=J=FL KLM<Q
E=<A9 OAL@ AF;J=9KAF? ;GEHD=PALQ >JGE ( LG ( 9 J=HJ=K=FL9LAN=
K;@=E9LA; G> L@=K= E=<A9 AK HJ=K=FL=< AF !A?
$F L@= ^JKL KL=H L@= LJ9FK>=J O9K KLM<A=< AF ( E=<AME ;GEHGK=<
G> E9FM9DDQ <=HMDH=< 9F< <=@MDD=< ;G>>== :=9FK 9F< L@AK E=<AME O9K
MK=< LG =KLAE9L= L@= H=JE=9:ADALQ G> L@= ;G>>== :=9FK LG L@= <A>>MKAGF G>
NGD9LAD= EGD=;MD=K >L=JO9J<K AF ( E=<AME <=HMDH=< 9F< <=EM;AD9?
AF9L=< ;G>>== :=9FK O=J= MK=< AF GJ<=J LG =KLAE9L= L@= J=KAKL9F;= G> L@=
H9J;@E=FL LG L@= LJ9FK>=J G> L@= ;GEHGMF<K
!AF9DDQ L@= LJ9FK>=J O9K KLM<A=< AF ( 9F< ( E=<A9 /@= (
E=<AME ;GFL9AF=< <=HMDH=< ;G>>== :=9FK 9F< O9K MK=< 9K 9 ;GFLJGD
E=<AME LG =N9DM9L= L@= =>>=;L G> L@= HJ=K=F;= G> Q=9KL L@9L ;9F := G:
K=JN=< AF L@= ( E=<AME $F L@= D9LL=J L@= LJ9FK>=J O9K KLM<A=< AF J=9DAK
LA; KAEMD9L=< ;GF<ALAGFK G> O=L ;GFLJGDD=< >=JE=FL9LAGF MKAF? <=HMDH=<
;G>>== :=9FK AFG;MD9L=< OAL@ L@= K=D=;L=< Q=9KL '.
/@= Q=9KL KLJ9AF MK=< AF L@= ( E=<A9 9F< >GJ L@= 9<<ALAGF9D L=KLK
"&((-&742>(*8 (*7*;.8.&* " O9K HJGNA<=< :Q '9DD=E9F< ..
/GMDGMK= !J9F;= AF 9;LAN= <JQ >GJE 9F< :=DGF?K LG '9DD=E9F<K ;GDD=;
LAGF G> K=D=;L=< ;G>>== Q=9KLK =>GJ= L@= AFG;MD9LAGF Q=9KL OAL@ 9 NA9:AD
ALQ G> g ;>M? O=J= J=@Q<J9L=< AF <AKLADD=< O9L=J HN
>GJ EAF !GJ L@= >=JE=FL9LAGF LJA9DK >GJ ? G> HMDH=< ;G>>== E'
G> J=@Q<J9L=< Q=9KL 9F< E' G> <AKLADD=< O9L=J O=J= 9<<=< LG KM:
E=J?= L@= <=HMDH=< ;G>>== :=9F
$F 9DD LJA9DK ;G>>== :=9FK O=J= KM:E=J?=< AF <AKLADD=< O9L=J E'
? ;G>>== :=9FK ;GFL9AFAF? 9 EAP G> D9:=DD=< NGD9LAD= EGD=;MD=K DD
;GEHGMF<K O=J= 9<<=< 9L L@= K9E= ;GF;=FLJ9LAGF ]?E' G> <AKLADD=<
O9L=J /@AK ;GF;=FLJ9LAGF O9K <=L=JEAF=< CFGOAF? L@= F9LMJ9D ;GF;=F
LJ9LAGF N9DM= G> L@=K= ;GEHGMF<K AF >J=K@ ;G>>== :=9FK AF GJ<=J LG =FKMJ=
9 ;GF;=FLJ9LAGF ?J9<A=FL AF L@= E=<AME AF >9NGJ G> ;GEHGMF< =FLJQ
DD K9EHD=K O=J= E9AFL9AF=< 9L Z ?AL9LAGF O9K ;9JJA=< GML OAL@
9F GJ:AL9D K@9C=J ..'.LM9JL 0& 9L 9 DGO KH==< G> JHE <MJAF?
L@= =FLAJ= LJ9FK>=J H=JAG< !AN= LAE= H=JAG<K 9F< @ O=J=
;@GK=F LG AFN=KLA?9L= L@= E9KK LJ9FK>=J CAF=LA;K DD LJA9DK O=J= AF<=H=F
<=FL 9F< H=J>GJE=< AF LJAHDA;9L=
L L@= =F< G> L@= LJ9FK>=J =PH=JAE=FL K9EHD=K O=J= O9K@=< L@J==
LAE=K OAL@ O9L=J LG KLGH L@= LJ9FK>=J J=9;LAGF 9F< LG J=EGN= D9:=D=<
EGD=;MD=K 9<@=JAF? LG L@= ?J9AF KMJ>9;= 9F< L@=F L@=Q O=J= ?JGMF< 9F<
>JGR=F 9L − Z MFLAD :=AF? 9F9DQR=<
"*(43) *=5*7.2*39&1 &5574&(- &)).9.43&1 9*898
/G HJGH=JDQ AFL=JHJ=L GMJ J=KMDLK 9<<ALAGF9D L=KLK O=J= ;GF<M;L=< LG
AFN=KLA?9L= L@= AFL=J9;LAGF :=LO==F L@= D9:=DD=< NGD9LAD= EGD=;MD=K 9F<
L@= Q=9KL KLJ9AF '. MK=< >GJ L@AK KLM<Q
K >GJ L@= ^JKL =PH=JAE=FL9D 9HHJG9;@ E' G> 9 KGDMLAGF ;GFL9AFAF?
J=@Q<J9L=< Q=9KL 9L 9 ;GF;=FLJ9LAGF G> E?E' 9F< 9 EAPLMJ= G> L@=
D9:=DD=< EGD=;MD=K 9L 9 ;GF;=FLJ9LAGF G> E?E' O9K HJ=H9J=< L@=
K9EHD=K O=J= NGJL=P=< >GJ K LG @GEG?=FAR= L@= EAP 9F< L@=F L@=Q
O=J= 9F9DQR=< AEE=<A9L=DQ
UNCORRECTED PROOF
&)/"&1*2*9&1 44)-*2.897> === ==== ======
Fig. 1. .;@=E9LA; J=HJ=K=FL9LAGF G> L@= E=<A9 MK=< LG KLM<Q L@= LJ9FK>=J CAF=LA;K G> D9:=DD=< ;GEHGMF<K
%41&9.1* (4254:3)8 &3&1>8*8
=97&(9.43 '> "
G>>== :=9F K9EHD=K O=J= ?JGMF< LG 9 ^F= H9JLA;D= KAR= ≈ ]E
-=LK;@5( !J9F;= 1GD9LAD= ;GEHGMF<K G> ;G>>== :=9FK O=J= =P
LJ9;L=< MKAF? L@= .+( 19J:GP=F+(. ]E .MH=D;G
0. KGDA<H@9K=EA;JG=PLJ9;LAGF "JGMF< ;G>>== \ ? O9K
O=A?@=< AF K;J=O;9HH=< ?D9KK NA9DK 9F< EAP=< OAL@ E' G> HMJ= O9
L=J .M:K=IM=FLDQ L@= NA9DK O=J= HD9;=< >GJ EAF AF 9 L@=JEGKL9LA;9DDQ
J=?MD9L=< GN=F 9L Z LG J=9;@ K9EHD= @=9<KH9;= =IMADA:JAME /@=F
L@=Q O=J= KM:B=;L=< LG .+( 9L Z >GJ EAF
–" &3&1>8.8
/@= D9:=DD=< NGD9LAD= ;GEHGMF<K O=J= 9F9DQR=< AF 9F ?AD=FL
?9K ;@JGE9LG?J9H@ ;GMHD=< LG 9 E9KK KH=;LJGE=L=J ?AD=FL ?
AD=FL /=;@FGDG?A=K +9DG DLG 0. /@= .+( ^:=J O9K <=KGJ:=< AF
9 HGD9J ;GDMEF 23 E g EE μE H@9K= ^DE L@A;C
F=KK ?AD=FL %2 " ;GDMEF 0. MF<=J KHDALD=KK EG<= OAL@ L@= AF
B=;LGJ L=EH=J9LMJ= K=L 9L Z #Q<JG?=F O9K MK=< 9K L@= ?9K N=;LGJ
OAL@ L@= _GO J9L= ^P=< 9L E'EAF /@= AFALA9D GN=F L=EH=J9LMJ= O9K
Z EAF 9F< L@=F AL O9K AF;J=9K=< :Q ZEAF LG Z 9F< L@=F
:Q ZEAF LG Z /@= ^F9D ;GDMEF L=EH=J9LMJ= O9K E9AFL9AF=<
>GJ EAF
/@= E9KK KH=;LJGE=L=J O9K GH=J9L=< 9L =1 AF =D=;LJGF AEH9;L $
AGFAR9LAGF EG<= /@= KGMJ;= G> AGFAR9LAGF @=9L=< 9L Z >L=J L@=
AGFAR9LAGF L@= EGD=;MD=K O=J= KM:K=IM=FLDQ KGJL=< 9;;GJ<AF? LG L@=AJ J=
HGJL E9KK;@9J?= 2? :Q 9 IM9<JMHGD= 9F9DQR=J E9AFL9AF=< 9L Z
KO==HAF? 9F AFL=JN9D 6 LG 7 2?AF .) EG<= /@= J=KMDLK K=L
O=J= HJG;=KK=< MKAF? (9KK#MFL=J ,M9DAL9LAN= F9DQK=K KG>LO9J= N=J
KAGF
"9&9.89.(&1 &3&1>8*8
(=9FK 9F< KL9F<9J< <=NA9LAGFK J=HGJL=< O=J= ;9D;MD9L=< >JGE LJAH
DA;9L= LJA9DK 9F< L@=Q O=J= KM:B=;L=< LG )*1 >GDDGO=< :Q HGKL@G;
;GEH9JAKGF G> E=9FK :Q /MC=Q’K L=KL H=J>GJE=< MKAF? L@= 3DKL9L N=J
KAGF A>>=J=F;=K O=J= ;GFKA<=J=< KA?FA>A;9FL O@=F L@= HJG:9:AD
ALQ N9DM= H ≤
#7&38+*7 7&9* (&1(:1&9.43
/@= LJ9FK>=J J9L= - ]??@ O9K ;9D;MD9L=< MKAF? L@= >GDDGOAF? >GJ
EMD9
A /@= LJ9FK>=JJ=< E9KK=K G> D9:=DD=< EGD=;MD=K AF L@= ;G>>== :=9FK 6]?
?7
L LJ9FK>=J LAE= @
A KLM<A=< ;GEHGMF<
3. Results and discussion
#7&38+*7 0.3*9.(8 89:)>
-=KMDLK G> L@= E9KK LJ9FK>=J CAF=LA;K G> L@= D9:=DD=< NGD9LAD=K 9J=
K@GOF AF !A? DD LJA9DK K@GO=< 9 E9KK LJ9FK>=J G> L@= D9:=DD=< NGD9LAD=
;GEHGMF<K AFLG L@= ;G>>== :=9FK !A? /@=K= J=KMDLK ;GF^JE HJ=
NAGMK OGJC :Q )=LG =L 9D +=J=AJ9 =L 9D N9F?=
DAKL9 =L 9D .ADN9 =L 9D O@G HGKLMD9L=< L@9L 9 LJ9FK
>=J HJG;=KK ;GMD< =PAKL G> NGD9LAD= E=L9:GDAL=K L@9L 9J= HJG<M;=< :Q L@=
Q=9KL <MJAF? L@= >=JE=FL9LAGF AFLG L@= ;G>>== :=9FK
/@= LJ9FK>=J CAF=LA; G> L@= 9D;G@GD H@=FQD=L@9FGD KLM<A=< <MJAF?
L@= ;G>>== >=JE=FL9LAGF MKAF? L@= ( E=<AME K== K=;LAGF K@GO=< 9
KA?FA>A;9FL AF;J=9K= AFLG L@= ;G>>== :=9FK <MJAF? L@= @JK !A? 9F<
HJ=K=FL=< L@J== LJ9FK>=J J=?AE=K MJAF? L@= ^JKL @GMJK L@= J=;GJ<=<
9EGMFL K@GO=< 9F =PHGF=FLA9D AF;J=9K= J=9;@AF? 9L @ 9:GML G>
L@= LGL9D LJ9FK>=JJ=< 9EGMFL G> H@=FQD=L@9FGD /@AK =PHGF=FLA9D H@9K=
O9K >GDDGO=< :Q 9 <=;=D=J9LAGF H@9K= FGLA;=< :Q L@= <=;J=9K= G> L@=
LJ9FK>=J KH==< O@A;@ :=;9E= ;GFKL9FL :=LO==F @ 9F< @ G> LJ9FK
>=J 9F< J=HJ=K=FL=< L@= “;GFKL9FL J9L= KL9L=”/9:D=
$F L@= E=9FLAE= L@= LJ9FK>=J HJG^D= G> L@= 9D<=@Q<= :ML9F9D 9F<
L@= =KL=J AKG9EQD 9;=L9L= J=HJ=K=FL=< 9 J=?AE= ?GAF? L@JGM?@ 9 E9P
AEME J=9;@=< 9L @JK G> LJ9FK>=J !A? (GJ=GN=J L@= LGL9D ;GF
L=FL G> :ML9F9D AF L@= ;G>>== :=9FK K@GO=< 9 KA?FA>A;9FL <=;J=9K= L@9L
O9K >9KL=J L@9F L@9L G:K=JN=< >GJ L@= AKG9EQD= 9;=L9L= HJG^D= /9:D=
KK=FLA9DDQ 9 @A?@ ;GF;=FLJ9LAGF ?J9<A=FL O9K E9AFL9AF=< LG 9NGA<
UNCORRECTED PROOF
&)/"&1*2*9&1 44)-*2.897> === ==== ======
Fig. 2. (9KK LJ9FK>=J CAF=LA;K G> D9:=D=< ;GEHGMF<K AFLG <=HMDH=< ;G>>== :=9FK ( <MJ
AF? O=LHJG;=KK LJ=9LE=FL -A?@L N=JLA;9D 9PAK >GJ H@=FQD=L@9FGD 9F< D=>L N=JLA;9D 9PAK >GJ
:ML9F9D 9F< AKG9EQD 9;=L9L=
L@= DGKK G> EGD=;MD=K :Q L@= J=N=JK= LJ9FK>=J L@=J=:Q L@AK <=;J=9K= ;9F
:= =PHD9AF=< :Q 9 <=?J9<9LAGF E=;@9FAKE G> L@=K= ;GEHGMF<K AFKA<=
L@= :=9F '== @=GF? MJJ9F 4M 9F< 'AM 9DKG K@GO=<
<MJAF? L@= ?J==F ;G>>== >=JE=FL9LAGF L@9L KGE= NGD9LAD=K O=J= <=?J9<=<
9F< J=K=9J;@=JK ;GJJ=D9L=< L@AK >9;L LG L@= E=L9:GDAKE G> 9JGE9 HJ=;MJ
KGJK AF ?J==F ;G>>== :=9FK :Q !-.?45:8 41.,48547:8 (GJ=GN=J AF L@=AJ
KLM<Q .=DE9J =L 9D E=9KMJ=< L@= =PHJ=KKAGF G> L@= ?=JEA
F9LAGFKH=;A^; =FRQE= AKG;ALJ9L= DQ9K= 9F< L@=Q A<=FLA^=< L@9L <MJAF?
L@= ^JKL LOG <9QK G> L@= ;G>>== O=LHJG;=KK L@= ?=JEAF9LAGFJ=D9L=< E=
L9:GDAKE J=;GJ<=< L@= @A?@=KL 9;LANALQ L@JGM?@GML L@= HGKL@9JN=KLAF?
HJG;=KK /@=J=>GJ= AL ;9F := 9KKME=< L@9L 9>L=J L@=AJ LJ9FK>=J AF L@=
;G>>== :=9FK :ML9F9D 9F< AKG9EQD= 9;=L9L= MF<=J?G 9F =FRQE9LA; J=9;
LAGF L@9L G;;MJK <MJAF? L@= ?=JEAF9LAGF #GO=N=J H@=FQD=L@9FGD
K==EK FGL LG := 9>>=;L=< :Q L@AK <=?J9<9LAGF HJG;=KK 9K AL’K LJ9FK>=JJ=<
9EGMFL AFLG L@= ;G>>== :=9FK ;GFLAFM=< LG AF;J=9K= :Q 9;;MEMD9LAGF LG
J=9;@ \ ]?? 9>L=J @JK
$F<==< L@= LJ9FK>=J G> NGD9LAD= ;GEHGMF<K AK ?GN=JF=< :Q L@=JEG<Q
F9EA; 9F< CAF=E9LA; H9J9E=L=JK J=D9L=< LG L@= ;GEHGKALAGF L@= H@QKA;9D
KL9L= G> L@= E9LJAP 9F< L@=AJ AFL=J9;LAGF OAL@ L@= H@QKA;G;@=EA;9D HJGH
=JLA=K G> L@= EGD=;MD=K 1GADD=Q =L 9D $F GMJ ;9K= L@= EGD=
;MD=K O=J= LJ9FK>=JJ=< >JGE DAIMA< E=<AME LG GJ?9FA; E9LJAP L@= ;G>>==
:=9F :Q AEHGKAF? 9 LJ9FK>=J ?J9<A=FL ;;GJ<AF? LG L@= H@QKA;G;@=EA
;9D HJGH=JLA=K HJ=K=FL=< AF /9:D= OAL@ 9 DGO=J EGD=;MD9J O=A?@L 9F<
9 DGO=J 'G?+ H@=FQD=L@9FGD OGMD< @9N= 9F =9KA=J LJ9FKHGJL L@9F L@=
AKG9EQD= 9;=L9L= 2@AD= :ML9F9D @9K L@= DGO=KL EGD=;MD9J O=A?@L 9F< 9
'G?+ :=LO==F L@= L@J== EGD=;MD=K MK=< 9F< ;GFLJ9JQ LG O@9L O9K
=PH=;L=< L@= H@=FQD=L@9FGD J=HJ=K=FL=< L@= @A?@=KL LJ9FK>=J J9L= OAL@
9 LJ9FK>=J KH==< LAE=K >9KL=J L@9F L@9L G> :ML9F9D <MJAF? L@= ^JKL
@ /9:D= $F L@=AJ KLM<Q '== =L 9D J=HGJL=< 9F AF;J=9K=
G> G> H@=FQD=L@9FGD AF L@= >=JE=FL=< ;G>>== :=9FK ;GEH9J=< LG
L@= MF>=JE=FL=< ?J==F ;G>>== :=9FK /@MK AL KH=;MD9L=K L@9L L@= 9D;G@GD
MF<=J?G=K 9F AFL=FK= <A>>MKAGF HJG;=KK <MJAF? L@= >=JE=FL9LAGF O@A;@
AK J=IMAJ=< LG AF_M=F;= L@= GN=J9DD ;G>>== IM9DALQ +=J=AJ9 =L 9D
9F< L@AK AFL=FK= LJ9FK>=J ;9FFGL := =PHD9AF=< =P;DMKAN=DQ :Q L@= H@QKA;
G;@=EA;9D HJGH=JLA=K G> L@= ;GEHGMF< :ML E9Q:= :Q L@= =PAKL=F;= G>
GL@=J H9L@O9QK KM;@ 9K 9;LAN= LJ9FKHGJL G:K=JN=< AF HD9FLK
+J=NAGMK KLM<A=K = 9KLJG (9JJ9;;AFA @9N= J=HGJL=<
L@= =PAKL=F;= G> E=L9:GDAL= =P;@9F?=K :=LO==F L@= H=JA;9JH HMDH 9F<
L@= =F<GKH=JE K==< =AL@=J :Q H9KKAN= LJ9FK>=J GJ :Q 9;LAN= LJ9FKHGJL
A= KM?9JK ;9>>=AF= ;;GJ<AF?DQ EGD=;MD=K ;9F := LJ9FK>=JJ=< AFLG
L@= ;G>>== :=9F :Q L@=K= LOG LJ9FKHGJL H9L@O9QK 9F< L@= 9KKMEHLAGF
G> L@= =PAKL=F;= G> 9 KH=;A^; 9;LAN= LJ9FKHGJL G> L@= @A?@=J 9D;G@GD
H@=FQ=L@9FGD ;9F =PHD9AF L@= J=HGJL=< @A?@ J9L= LJ9FK>=J G> L@AK ;GE
HGMF<
Table 1
/J9FK>=J KH==< G> D9:=D=< ;GEHGMF<K ;9D;MD9L=< >JGE L@= CAF=LA; KLM<Q
GEHGMF<LAE= /J9FK>=JJ9L=]??@
– @ – @ – @ – @
ML9F9D \ 9− \ :− \ ;− \ ;
$KG9EQD9;=L9L= \ 9− \ : − \ :− \ :
+@=FQD=L@9FGD \ 9 \ 9: \ : \ :
A>>=J=FL D9:=DK 9: AF<A;9L= L@9L E=9FK KA?FA>A;9FLDQ <A>>=J 9L H :9K=< GF /MC=Q L=KL
Table 2
+@QKA;G;@=EA;9D HJGH=JLA=K G> L@= KLM<A=< EGD=;MD=K +M:@=E
ML9F9D $KG9EQD9;=L9L= +@=FQD=L@9FGD
(GD=;MD9JO=A?@L?EGD
/GHGDG?A;9D+GD9J.MJ>9;=J=9
.GDM:ADALQAFO9L=JE?'9L Z
=FKALQ?;E
'G?+@Q<JGH@G:A;ALQ
GF>GJE9LAGF
'G?+ H9JLALAGF ;G=>^;A=FL EGJ= L@= 'G?+ EGJ= L@= EGD=;MD= AK @Q<JGH@G:A;
UNCORRECTED PROOF
&)/"&1*2*9&1 44)-*2.897> === ==== ======
&88 97&38+*7 7*8.89&3(* 89:)>
'9:=DD=< ;GEHGMF< ;GFL=FLK ML9F9D $KG9EQD 9;=L9L= 9F<
+@=FQD=L@9FGD 9L @JK G> LJ9FK>=J KLM<A=< AF >GMJ E=<A9 ( (
( 9F< ( 9J= NAKM9DAR=< AF !A?
/@= LJ9FK>=JJ=< 9EGMFL G> H@=FQD=L@9FGD J=9;@=< \ ]?
? AF L@= ?J==F ;G>>== :=9FK ( O@AD= L@AK 9EGMFL O9K KA?FA>A;9FLDQ
DGO=J AF L@= ?J==F ;G>>== :=9FK OAL@ H9J;@E=FL ( !A? ; ;
;GJ<AF?DQ 9F< 9K 9KKME=< :Q '== =L 9D 9F<
-9EXJ=R(9JLXF=R =L 9D L@= H9J;@E=FL AF<M;=K 9 HGL=FLA9D
E9KK LJ9FK>=J J=KAKL9F;= #GO=N=J L@= IM9FLA^=< 9EGMFLK AF L@= L@J==
E=<A9 ( ( 9F< ( O=J= IMAL= ;DGK= \ \ 9F<
\ ]?? J=KH=;LAN=DQ OAL@ FG KA?FA>A;9FL <A>>=J=F;= L@=J=:Q
HGAFLAF? GML L@9L L@= HJ=K=F;= G> EM;AD9?= 9F<GJ Q=9KL 9F< >=JE=FL9
LAGF E=;@9FAKEK <G FGL @9N= 9 KA?FA>A;9FL =>>=;L GF L@= LJ9FK>=J J9L= G>
H@=FQD=L@9FGD
!MJL@=JEGJ= L@= AKG9EQD 9;=L9L= ;GFL=FL AF 9DD ;GF<M;L=< LJA9DK
AF L@= ( ( ( 9F< L@= ( E=<A9 J9F?=< :=LO==F \
9F< \ ]?? !A? : 9K=< GF KL9LAKLA;9D L=KLK L@AK N9JA9LAGF
K@GO=< FG KA?FA>A;9FL <A>>=J=F;= !A? : /@MK AL ;9F := ;GF;DM<=<
L@9L L@= H9J;@E=FL 9F< L@= EM;AD9?= @9N= FG AF_M=F;= GF L@= LJ9FK>=J
J9L= G> L@AK EGD=;MD= /@= H@QKA;G;@=EA;9D ;@9F?=K G;;MJJAF? <MJAF? L@=
>=JE=FL9LAGF <G FGL 9>>=;L L@= E9KK LJ9FK>=J G> L@AK =KL=J =AL@=J
2AL@ J=?9J<K LG :ML9F9D FG KA?FA>A;9FL <A>>=J=F;=K AF L@= ;GF;=F
LJ9LAGF G> L@AK 9D<=@Q<= O=J= G:K=JN=< AF L@= E=<A9 ( ( 9F< (
!A? 9 O@A;@ O9K 9JGMF< ]?? ?9AF L@= H9J;@E=FL <A< FGL
K@GO 9FQ J=KAKL9F;= LG L@= LJ9FK>=J G> L@AK EGD=;MD= #GO=N=J L@= :M
L9F9D ;GFL=FL IM9FLA^=< AF L@= ( E=<AME OAL@ Q=9KL O9K KA?FA>A
;9FLDQ DGO=J \ ]?? !A? 9 $F ;GFLJ9KL LG L@= 9D;G@GD 9F<
L@= =KL=J L@= HJ=K=F;= G> "&((-&742>(*8 (*7*;.8.&* '. D=9<K LG 9 <=
;J=9K= G> L@= :ML9F9D LJ9FK>=JJ=< E9KK $F L@=AJ KLM<Q @9DA=J F
?GL =DL=AD G;G 9F< "MF9L9 K@GO=< L@9L 9F AFL=J9;LAGF
EA?@L =PAKL :=LO==F 9JGE9 ;GEHGMF<K 9F< E9FFGHJGL=AF AKGD9L=< >JGE
"&((-&742>(*8 (*7*;.8.&* KLJ9AFK O@A;@ J=<M;=K L@=AJ NGD9LADALQ L@= F9
LMJ= G> L@= G:K=JN=< AFL=J9;LAGF @9K FGL :==F ;@9J9;L=JAR=< >GJ L@= L9J
?=L=< EGD=;MD=K AF L@AK KLM<Q :ML L@=Q =PHD9AF AF L@=AJ KLM<Q L@9L L@AK
AFL=J9;LAGF AK DAFC=< LG L@= H@QKA;G;@=EA;9D HJGH=JLA=K G> L@= ;GEHGMF<
GF L@= GF= @9F< 9F< L@GK= G> L@= E9FFGHJGL=AFK ;GFKLALMLAF? L@= O9DDK
G> L@= Q=9KL ;=DDK GF L@= GL@=J @9F< #=F;= AL ;9F := 9KKME=< L@9L L@=
Q=9KL MK=< AF L@= ( E=<AME 9>>=;L=< L@= NGD9LADALQ G> :ML9F9D $F L@AK
;GFL=PL LJA9DK O=J= ;GF<M;L=< LG N=JA>Q L@= Q=9KL '. J=L=FLAGF =>>=;L
GF L@= L@J== EGD=;MD=K KLM<A=< .=;LAGF
(=9KMJ=E=FLK G> AFL=J9;LAGF :=LO==F Q=9KLK 9F< L@= L@J== 9JGE9
;GEHGMF<K 9J= HJ=K=FL=< AF !A? K =PH=;L=< L@= NGD9LADALQ G> :M
L9F9D O9K KA?FA>A;9FLDQ 9>>=;L=< :Q Q=9KL <=;J=9K= G> MH LG G> L@AK
9D<=@Q<= ;GFL=FL O9K G:K=JN=< O@=F ;GEH9J=< LG L@= E=<AME OAL@GML
Q=9KL )4 !A? 9 /@= =PHD9F9LAGF ;GMD< := 9F 9<KGJHLAGF G> L@=
EGD=;MD= GF L@= Q=9KL ;=DD O9DDK /@AK AFL=J9;LAGF :=LO==F Q=9KL 9F< :M
L9F9D ;GMD< AF<M;= 9 KDGO=J LJ9FK>=J G> L@AK ;GEHGMF< AFLG ;G>>== :=9FK
<MJAF? >=JE=FL9LAGF !A? 9
$F ;GFLJ9KL AKG9EQD 9;=L9L= <A< FGL KA?FA>A;9FLDQ AFL=J9;L OAL@ Q=9KL
!A? : @9DA=J =L 9D J=HGJL=< L@9L L@= KLJ=F?L@ G> AFL=J
9;LAGFK :=LO==F 9JGE9 ;GEHGMF<K 9F< Q=9KL ;=DD O9DDK <=H=F<K GF L@=
H@QKA;G;@=EA;9D F9LMJ= G> L@= NGD9LAD= ;GEHGMF<
$F 9<<ALAGF L@= H@=FQD=L@9FGD NGD9LADALQ O9K KA?FA>A;9FLDQ 9>>=;L=<
:Q Q=9KL 9F< AF ;GFLJ9KL LG :ML9F9D L@= 9EGMFL AF;J=9K=< :Q
;GEH9J=< LG L@= E=<AME OAL@GML Q=9KL $F L@=AJ KLM<Q GEMRRG =L
9D G:K=JN=< L@9L H@=FQD=L@9FGD <A< FGL AFL=J9;L OAL@ "&((-&
742>(*8 (*7*;.8.&* ;=DD O9DDK #GO=N=J L@= Q=9KL KLJ9AF MK=< AF GMJ KLM<Q
O9K CFGOF LG HJG<M;= <A>>=J=FL 9JGE9 ;GEHGMF<K =KH=;A9DDQ @A?@=J 9D
;G@GDK /@=J=:Q L@= H@=FQD=L@9FGD ;GF;=FLJ9LAGF HJG:9:DQ AF;J=9K=<
AF L@= E=<AME AF;J=9KAF? L@= NGD9LAD= >J9;LAGF AF L@= @=9<KH9;=
/@MK NGD9LAD= ;GEHGMF< LJ9FK>=J ?GN=JF=< :Q 9 ;GF;=FLJ9LAGF ?J9
<A=FL MF<=J?G=K K=N=J9D <=NA9LAGFK AF<M;=< :Q ;GEHD=P H@QKA;G;@=E
A;9D AFL=J9;LAGFK :=LO==F L@= EGD=;MD= 9F< L@= <A>>=J=FL LJ9FK>=J E=
Fig. 3. '9:=D=< ;GEHGMF< ;GFL=FL AF ;G>>== :=9FK 9>L=J @ G> LJ9FK>=J ( ;G>>== :=9FK ( <=EM;AD9?AF9L=< ;G>>== :=9FK ( <=HMDH=< ;G>>== :=9FK ( >=JE=FL=< <=HMDH=< ;G>>==
:=9FK A>>=J=FL D9:=DK AF<A;9L= L@9L E=9FK KA?FA>A;9FLDQ <A>>=J 9L H :9K=< GF /MC=Q L=KL
UNCORRECTED PROOF
&)/"&1*2*9&1 44)-*2.897> === ==== ======
Fig. 4. >>=;L G> Q=9KL HJ=K=F;= GF 9JGE9 H=9C 9J=9 AF @=9<KH9;= :=LO==F 9 E=<AME OAL@ 4 9F< OAL@GML )4 Q=9KLK A>>=J=FL D9:=DK AF<A;9L= L@9L E=9FK KA?FA>A;9FLDQ <A>>=J 9L
H :9K=< GF /MC=Q L=KL
<A9 /@AK 9>>=;LK L@=AJ LJ9FK>=J >JGE EM;AD9?= LG L@= ;G>>== :=9FK <MJAF?
L@= >=JE=FL9LAGF
/@= H9J;@E=FL O@A;@ AK G> 9 ^:JGMK KLJM;LMJ= L@9L AK N=JQ ;DGK= LG
OGG< -9EXJ=R(9JLXF=R =L 9D K@GOK 9 H@QKA;9D J=KAKL9F;=
9F< ;GFK=IM=FLDQ AL 9;LK 9K 9 EGD=;MD9J ^DL=J *FDQ H@=FQD=L@9FGD
O9K @=D< :9;C :Q L@AK :9JJA=J J=D9L=< LG ALK ;GF>GJE9LAGF L9:D=
O@=J=9K L@= D9:=DD=< 9D<=@Q<= 9F< =KL=J K==E=< FGL LG := J=L9AF=< :Q
L@= H9J;@E=FL /@AK ^:JGMK D9Q=J AK 9 F9LMJ9D ;G>>== K==< HJGL=;LAGF
9?9AFKL <A?=KLAF? =FRQE=K >JGE L@= ?ML G> >JM?ANGJGMK 9FAE9DK 9F< C==H
L@= ;G>>== K==< 9N9AD9:D= LG ?=JEAF9LAGFJ=D9L=< E=L9:GDAKE 9>L=J @9J
N=KLAF? O@A;@ AK AFALA9L=< :Q L@= HMDH J=EGN9D = 9KLJG (9JJ9;
;AFA .=DE9J =L 9D #=F;= <MJAF? L@= ;G>>== O=L LJ=9L
E=FL L@= :AG;@=EA;9D ;GEHGKALAGF G> L@= ;G>>== :=9FK MF<=J?G=K K=N
=J9D E=L9:GDA; J=9;LAGFK +9LMA =L 9D .=DE9J =L 9D
O@A;@ G;;MJ KAEMDL9F=GMKDQ LG EGD=;MD= LJ9FK>=JK /@=K= J=9;LAGFK ;9F
AF<M;= L@=AJ <AK9HH=9J9F;= :ML 9L L@= K9E= LAE= L@= 9HH=9J9F;= G>
GL@=J HJG<M;LK $F GMJ KLM<Q AL K==EK L@9L GFDQ H@=FQD=L@9FGD O9K FGL
9>>=;L=< :Q L@=K= J=9;LAGFK /@MK >JGE 9 :JG9< H=JKH=;LAN= AL OGMD< :=
AFL=J=KLAF? LG KLM<Q L@= E=;@9FAKE G> L@=K= J=9;LAGFK 9F< LJ9FK>=J AFLG
L@= ;G>>== :=9FK 9F< =N9DM9L= L@=AJ AEH9;L GF L@= 9JGE9LA; HJG^D= G> L@=
^F9D HJG<M;L (GJ=GN=J AL AK O=DD CFGOF = 9KLJG (9JJ9;;AFA
L@9L L@= =PAKL=F;= G> 9;LAN= LJ9FKHGJL E9Q 9;;=D=J9L= L@= LJ9FK>=J
J9L= G> KH=;A^; EGD=;MD=K AFLG ;G>>== :=9FK <MJAF? L@= O=L HJG;=KKAF?
$F GMJ ;9K= L@AK ;GMD< =PHD9AF L@= @A?@ LJ9FK>=J J9L= G> H@=FQD=L@9FGD
J=HGJL=< L@JGM?@GML L@= CAF=LA; KLM<Q
N=F A> L@= @A?@=J 9D;G@GDK 9J= CFGOF >GJ L@=AJ @A?@=J K=FKGJQ
L@J=K@GD< RA9DG +9JC .L==FK=DK 'A=N=FK 1=JKLJ=H=F
H@=FQD=L@9FGD K==EK LG := 9F AFL=J=KLAF? 9JGE9 ;GEHGMF< :Q ALK @A?@
LJ9FK>=J J9L= AFLG L@= ;G>>== :=9FK <MJAF? >=JE=FL9LAGF /@=J=:Q AF L@=AJ
J=NA=O +=J=AJ9 =L 9D HGKLMD9L= L@9L MKAF? Q=9KL KLJ9AFK OAL@
AEHGJL9FL @A?@=J 9D;G@GD HJG<M;LAGF ;9F =F@9F;= L@= K=FKGJQ IM9DALQ G>
L@= ;G>>== :=N=J9?= :Q HJGNA<AF? _GJ9D FGL=K +=J=AJ9 =L 9D
#GO=N=J KGE= NGD9LAD= ;GEHGMF<K ;9F AFL=J9;L OAL@ Q=9KL AF<M;AF?
L@=J=:Q 9 KA?FA>A;9FL <=;J=9K= G> L@=AJ LJ9FK>=J J9L= MJAF? GMJ KLM<Q AL
K==EK L@9L :ML9F9D O9K @A?@DQ J=L9AF=< :Q L@= Q=9KLK "&((-&742>(*8 (*7*
;.8.&* '. O@AD= L@= H@=FQD=L@9FGD 9F< L@= AKG9EQD 9;=L9L= O=J=
FGL 9>>=;L=<
4. Conclusion
/@= NGD9LAD= LJ9FK>=J AFLG L@= ?J==F ;G>>== :=9FK <MJAF? >=JE=FL9LAGF
O9K @A?@DA?@L=< 9F< L@= CAF=LA; KLM<Q G> L@J== D9:=DD=< NGD9LAD=K O9K =K
L9:DAK@=< /@JGM?@GML L@=AJ LJ9FK>=J L@= 9JGE9 ;GEHGMF<K O=J= AF_M
=F;=< :Q K=N=J9D >9;LGJK KM;@ 9K L@= H9J;@E=FL J=KAKL9F;= L@= AFL=J
9;LAGF OAL@ L@= Q=9KL ;=DD O9DDK 9F< L@= <=?J9<9LAGF J=9;LAGFK AFLG L@=
;G>>== :=9FK /@= H@=FQD=L@9FGD K==E=< LG := 9F AFL=J=KLAF? 9JGE9
;GEHGMF< 9K AL @9< L@= @A?@=KL LJ9FK>=J J9L= ;GEH9J=< LG :ML9F9D 9F<
AKG9EQD 9;=L9L= AF KHAL= G> ALK J=L=FLAGF :Q L@= H9J;@E=FL
/@MK AL O9K HGKKA:D= LG ;GF;DM<= L@9L 9DD L@=K= NGD9LAD= ;GEHGMF<K
L@9L ;9F := HJG<M;=< :Q Q=9KL <MJAF? >=JE=FL9LAGF ;GMD< := LJ9FK
>=JJ=< AFLG L@= ;G>>== :=9FK OAL@ <A>>=J=FL J9L= 9F< ;GF;=FLJ9LAGF /@AK
UNCORRECTED PROOF
&)/"&1*2*9&1 44)-*2.897> === ==== ======
>9;L ;9F =F9:D= L@= ;G>>== AF<MKLJQ LG EG<MD9L= L@= ;G>>== 9JGE9LA; HJG
^D= :Q ;GFLJGDDAF? L@= >=JE=FL9LAGF KL=H $F L@= >MLMJ= AL OADD := F=;
=KK9JQ LG >GDDGO L@= >9L= G> L@=K= LJ9FK>=JJ=< EGD=;MD=K L@JGM?@GML L@=
HJG;=KKAF? KL=HK <JQAF? JG9KLAF? 9F< :J=OAF? AF GJ<=J LG =N9DM9L= L@=
AEH9;L G> L@= LJ9FK>=J G> NGD9LAD= ;GEHGMF<K GF L@= IM9DALQ G> L@= ^F9D
HJG<M;L MKAF? 9 K=FKGJA9D KLM<Q
CRediT authorship contribution statement
F. Hadj Salem: !GJE9D 9F9DQKAK $FN=KLA?9LAGF 2JALAF? GJA?AF9D
<J9>L 1AKM9DAR9LAGF (=L@G<GDG?Q M. Lebrun: -=KGMJ;=K 9L9 ;MJ9LAGF
C. Mestres: (=L@G<GDG?Q 19DA<9LAGF N. Sieczkowski: 2JALAF? J=NA=O
=<ALAF? !MF<AF? 9;IMAKALAGF R. Boulanger: GF;=HLM9DAR9LAGF 19DA
<9LAGF 2JALAF? J=NA=O =<ALAF? !MF<AF? 9;IMAKALAGF A. Collignan:
(=L@G<GDG?Q .MH=JNAKAGF
Declaration of Competing Interest
/@= 9ML@GJK <=;D9J= L@9L L@=Q @9N= FG CFGOF ;GEH=LAF? ^F9F;A9D AF
L=J=KLK GJ H=JKGF9D J=D9LAGFK@AHK L@9L ;GMD< @9N= 9HH=9J=< LG AF_M=F;=
L@= OGJC J=HGJL=< AF L@AK H9H=J
Acknowledgements
/@= 9ML@GJK 9;CFGOD=<?= L@=AJ ^F9F;A9D KMHHGJL >JGE L@= '9DD=E9F<
.. GEH9FQ /GMDGMK= !J9F;= !MJL@=J L@= 9ML@GJK OGMD< DAC= LG
L@AFC (9JA=@JAKLAF= '9@GF >GJ @=DHAF? AF L@= HJ=H9J9LAGF G> L@= E9L=
JA9DK >GJ ^=D< =PH=JAE=FLK
Appendix A. Supplementary data
.MHHD=E=FL9JQ <9L9 LG L@AK 9JLA;D= ;9F := >GMF< GFDAF= 9L @LLHK<GA
GJ?B>GG<;@=E
References
J=KK9FA + + (9JLAF=R . % N9F?=DAKL9 . - A9K - .;@O9F - !
@9J9;L=JAKLA;K G> >=JE=FL=< ;G`== AFG;MD9L=< OAL@ Q=9KL KL9JL=J ;MDLMJ=K MKAF?
<A`=J=FL AFG;MD9LAGF E=L@G<K '2/ – <GABDOL
QLG> " &FGHH . .;@A=:=JD= + /=MLK;@ $ .=DE9J $F_M=F;= G> HJG;=KKAF?
GF L@= ?=F=J9LAGF G> γ9EAFG:MLQJA; 9;A< AF ?J==F ;G`== :=9FK MJGH=9F !GG<
-=K=9J;@ 9F< /=;@FGDG?Q 5=ALK;@JA>L !MJ '=:=FKEALL=D0FL=JKM;@MF? 0F<
!GJK;@MF?
@9DA=J + F?GL =DL=AD G;G / "MF9L9 5 $FL=J9;LAGFK :=LO==F 9JGE9
;GEHGMF<K 9F< O@GD= E9FFGHJGL=AF AKGD9L=< >JGE .9;;@9JGEQ;=K ;=J=NAKA9= KLJ9AFK
!GG< @=EAKLJQ – <GAB>GG<;@=E
GEMRRG + /9L ' !=FRA JGLLG ' 9LLAKLMLL9 ! 5AJGFA - $FL=J9;LAGFK
:=LO==F Q=9KL 9MLGDQK9L=K 9F< NGD9LAD= ;GEHGMF<K AF OAF= 9F< EG<=D KGDMLAGF !GG<
@=EAKLJQ – <GAB>GG<;@=E
= 9KLJG - (9JJ9;;AFA + QLGDG?Q :AG;@=EAKLJQ 9F< EGD=;MD9J ;@9F?=K
<MJAF? ;G`== >JMAL <=N=DGHE=FL J9RADA9F %GMJF9D G> +D9FL +@QKAGDG?Q
– <GA.
M9JL= " . +=J=AJ9 !9J9@ @DGJG?=FA; 9;A<K 9F< GL@=J J=D=N9FL
;GEHGMF<K AF J9RADA9F ;G`==K HJG;=KK=< :Q K=EA<JQ 9F< O=L HGKL@9JN=KLAF?
E=L@G<K !GG< @=EAKLJQ –
RA9DG ( +9JC - .L==FK=DK % 'A=N=FK 1=JKLJ=H=F & % +@QKAGDG?Q =;GDG?Q
9F< AF<MKLJA9D 9HHDA;9LAGFK G> 9JGE9 >GJE9LAGF AF Q=9KL ! (. (A;JG:AGDG?Q -=NA=OK
.MHHD .–. <GA>=EKJ=>MP
N9F?=DAKL9 . - .ADN9 ! (A?M=D ( " +<9 GJ<=AJG <=. +AF@=AJG ( M9JL=
2 ! .;@O9F - ! $EHJGN=E=FL G> ;G`== :=N=J9?= IM9DALQ :Q MKAF? K=D=;L=<
Q=9KLK KLJ9AFK <MJAF? L@= >=JE=FL9LAGF AF <JQ HJG;=KK !GG< -=K=9J;@ $FL=JF9LAGF9D
– <GAB>GG<J=K
#9E==< #MKK9AF . $B9R ( 0 0DD9@ . +9K@9 $ .MD=JA9 # -
!9JE LG ;GFKME=J !9;LGJK 9`=;LAF? L@= GJ?9FGD=HLA; ;@9J9;L=JAKLA;K G> ;G`== $$
+GKL@9JN=KL HJG;=KKAF? >9;LGJK GEHJ=@=FKAN= -=NA=OK AF !GG< .;A=F;= 9F< !GG< .9>=LQ
– <GA
%GWL / '9`9J?M= =K;JGAP ! GMD:=9M . =JLJ9F< &G;@CG <= MKK=JL .
$F_M=F;= G> =FNAJGFE=FL9D >9;LGJK O=L HJG;=KKAF? 9F< L@=AJ AFL=J9;LAGFK GF
L@= :AG;@=EA;9D ;GEHGKALAGF G> ?J==F J9:A;9 ;G`== :=9FK !GG< @=EAKLJQ
– <GAB>GG<;@=E
&FGHH . QLG> " .=DE9J $F_M=F;= G> HJG;=KKAF? GF L@= ;GFL=FL G> KM?9JK
AF ?J==F J9:A;9 ;G`== :=9FK MJGH=9F !GG< -=K=9J;@ 9F< /=;@FGDG?Q
– <GAK
'== ' 2 @=GF? ( 2 MJJ9F + 4M 'AM . , G`== >=JE=FL9LAGF 9F< _9NGJ
–F AFLJA;9L= 9F< <=DA;9L= J=D9LAGFK@AH !GG< @=EAKLJQ – <GA
B>GG<;@=E
'== ' 2 @=GF? ( 2 MJJ9F + 4M 'AM . , (G<MD9LAGF G> ;G`== 9JGE9
NA9 L@= >=JE=FL9LAGF G> ?J==F ;G`== :=9FK OAL@ -@ARGHMK GDA?GKHGJMK $ "J==F ;G`==
!GG< @=EAKLJQ – <GAB>GG<;@=E
'== ' 2 /9Q " 4 @=GF? ( 2 MJJ9F + 4M 'AM . , (G<MD9LAGF G>
L@= NGD9LAD= 9F< FGFNGD9LAD= HJG^D=K G> ;G`== >=JE=FL=< OAL@ 49JJGOA9 DAHGDQLA;9 $
"J==F ;G`== '2/ – <GABDOL
(MKK9LLG . $ (9;@9<G ( . (9JLAFK . /=AP=AJ9 % +JG<M;LAGF
;GEHGKALAGF 9F< 9HHDA;9LAGF G> ;G`== 9F< ALK AF<MKLJA9D J=KA<M=K !GG< 9F< AGHJG;=KK
/=;@FGDG?Q – <GAKR
)=LG + <= +=J=AJ9 " 1 <= ( /9FG:= 1 /@GE9R .G;;GD 1 <9 .ADN9 % " -G
<JA?M=K .G;;GD 4=9KL AN=JKALQ 9F< +@QKA;G;@=EA;9D @9J9;L=JAKLA;K
KKG;A9L=< OAL@ G>>== =9F !=JE=FL9LAGF >JGE L@= J9RADA9F =JJ9<G (AF=AJG -=?AGF
!=JE=FL9LAGF *$>=JE=FL9LAGF
)=LG + <= +=J=AJ9 " 1 <= ( !AF;G ( * '=LLA ' % <9 .ADN9 % "
19F<=F:=J?@= ' + . .G;;GD - >^;A=FL ;G>>== :=9FK EM;AD9?= D9Q=J
J=EGN9D MKAF? D9;LA; 9;A< >=JE=FL9LAGF AF 9 KLAJJ=<L9FC :AGJ=9;LGJ &AF=LA; E=L9:GDA;
9F< K=FKGJA9D KLM<A=K !GG< AGK;A=F;= – *$B>:AG
+9LMA . DAF;GF ' +=J=KKGF 59F;9FA ( GFL= ' =D /=JJ9 ' …J9A<GL
'AH9K= 9;LANALQ 9F< 9FLAGPA<9FL ;9H9;ALQ AF ;G`== G`=9 9J9:A;9 ' K==<K <MJAF?
?=JEAF9LAGF +D9FL .;A=F;= – – <GABHD9FLK;A
+=J=AJ9 " 1 <= ( )=LG .G;;GD 1 / (=<=AJGK + 2GA;A=;@GOKCA ' .G;
;GD - GF<M;LAF? KL9JL=J ;MDLMJ=;GFLJGDD=< >=JE=FL9LAGFK G> ;G>>== :=9FK
<MJAF? GF>9JE O=L HJG;=KKAF? "JGOL@ E=L9:GDA; 9F9DQK=K 9F< K=FKGJA9D =>>=;LK !GG<
-=K=9J;@ $FL=JF9LAGF9D – *$B>GG<J=K
+=J=AJ9 " 1 <= ( .G;;GD 1 / J9J . & )=LG .G;;GD - (A;JG:A9D
=;GDG?Q 9F< KL9JL=J ;MDLMJ= L=;@FGDG?Q AF ;G>>== HJG;=KKAF? JALA;9D -=NA=OK AF !GG<
.;A=F;= 9F< )MLJALAGF – *$
+=J=AJ9 " 1 <= ( )=LG + <= (9?9D@T=K %YFAGJ $ 1SKIM=R 5 . (=<=AJGK
+ 19F<=F:=J?@= ' + . .G;;GD - PHDGJAF? L@= AEH9;LK G> HGKL@9J
N=KL HJG;=KKAF? GF L@= 9JGE9 >GJE9LAGF G> ;G>>== :=9FK – J=NA=O !GG< @=EAKLJQ
– *$B>GG<;@=E
+GDLJGFA=JA + -GKKA ! @9DD=F?=K AF KH=;A9DLQ ;G`== HJG;=KKAF? 9F< IM9DALQ
9KKMJ9F;= @9DD=F?=K <GA;@9DD=
+M:@=E @LLHKHM:;@=EF;:AFDEFA@?GN ;;=KK=< !M:JM9JQ
-9EXJ=R(9JLXF=R .9D?9<G=JN9FL=K ( -G<JX?M=R%AE=F=K " "9J;X9DN9J9<G
( @=J:D9F; ! VF=L % 29L=J LJ9FKHGJL AF H9J;@E=FL 9F< =F<GKH=JE
G> ;G`== :=9F %GMJF9D G> !GG< F?AF==JAF? – <GA
BB>GG<=F?
-A:=AJG ' . (A?M=D ( " <9 + N9F?=DAKL9 . - (9JLAFK + ( ( N9F (MDD=E
% =DAR9JAG ( # .;@O9F - ! =@9NAGJ G> Q=9KL AFG;MD9L=< <MJ
AF? K=EA<JQ ;G>>== >=JE=FL9LAGF 9F< L@= =>>=;L GF ;@=EA;9D 9F< K=FKGJA9D HJGH=J
LA=K G> L@= ^F9D :=N=J9?= !GG< -=K=9J;@ $FL=JF9LAGF9D – *$
B>GG<J=K
.=DE9J QLG> " &FGHH . J=AL=FKL=AF "=JEAF9LAGF G> ;G`== K==<K
9F< ALK KA?FA^;9F;= >GJ ;G`== IM9DALQ +D9FL AGDG?Q – <GA
K
.ADN9 ! 1AD=D9 ( <= .GMR9 GJ<=AJG M9JL= 2 ! A9K - .;@O9F - !
N9DM9LAGF G> 9 HGL=FLA9D KL9JL=J ;MDLMJ= >GJ =F@9F;= IM9DALQ G> ;G`== >=JE=FL9LAGF
2GJD< %GMJF9D G> (A;JG:AGDG?Q AGL=;@FGDG?Q – <GA
K
.ADN9 ! ; (A;JG:A9D 9;LANALQ <MJAF? ;G>>== >=JE=FL9LAGF $F .;@O9F - ! !D==L
" # =<K G;G9 9F< ;G>>== >=JE=FL9LAGF )=O 4GJC )4- +J=KK –
1GADD=Q .=MNJ= ( "GM?=GF - &9J:GOA9C / @9KK9?F= =:=9M>GJL !
/J9FK>=J G> O9L=J 9F< 9;LAN= EGD=;MD=K 9L L@= AFL=J>9;=K AF ;GEHD=P >GG< KQKL=EK
/@=GJ=LA;9D 9F< HJ9;LA;9D 9KH=;LK +JG;=<A9 !GG< .;A=F;= – <GA
BHJG>GG
59;@D=<=J 1 1XLGNS ( #D9NGNS ( (GM<aXCGNS c (GBR=b + #=ME9FF # =;@=J
% - AbGNS & .L9:D= AKGLGH= ;GEHGMF<K—+JG<M;LAGF <=L=;LAGF 9F<
9HHDA;9LAGF AGL=;@FGDG?Q <N9F;=K – *$
B:AGL=;@9<N