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The Doring River Archaeology Project: Approaching the Evolution of Human Land Use Patterns in the Western Cape, South Africa

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The open-air archaeology of southern Africa is extremely rich, yet has been only modestly influential in constructions of Late Pleistocene human behavior. Here we report on two seasons of work conducted as part of the Doring River Archaeology Project, which aims to reveal patterns of human land use and technological decision-making from the Earlier Stone Age through to the appearance of herders in southern Africa’s semi-arid interior. Across those two seasons we have mapped and analyzed more than 20,000 cores and tools across six open-air localities, with the small sample of available ages suggesting the accumulation of archaeologically-rich sediment bodies along the Doring River extends back to at least 200,000 years. Our results suggest clustering of artifacts at multiple temporal and spatial scales, from individual knapping events to aggregates of hundreds of bifacial tools. All known phases of the archaeological record appear to be represented in these assemblages, and previously documented contrasts between occupational patterns in the region’s open-air and rock shelter localities is reinforced. These data confirm the critical importance of incorporating open-air data into depictions of the human past in studies of the African Paleolithic.
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The Doring River Archaeology Project: Approaching the Evolution of
Human Land Use Paerns in the Western Cape, South Africa
MATTHEW SHAW
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; ms152@uowmail.edu.au
CHRISTOPHER J.H. AMES
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; cames@uow.edu.au
NATASHA PHILLIPS
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; np989@uowmail.edu.au
SHERRIE CHAMBERS
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; sjrc913@uowmail.edu.au
ANTHONY DOSSETO
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; tonyd@uow.edu.au
MATTHEW DOUGLAS
College of Agricultural Science and Natural Resources, University of Nebraska-Lincoln, Lincoln, NE 68583, USA; mdouglass3@unl.edu
RON GOBLE
Luminescence Geochronology Laboratory, 1400 R St., University of Nebraska-Lincoln, Lincoln, NE 68588, USA; rgoble2@unl.edu
ZENOBIA JACOBS
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences; and, Australian Research Council Centre of Excellence for Aus-
tralian Biodiversity and Heritage, University of Wollongong, Wollongong NSW 2522, AUSTRALIA; zenobia@uow.edu.au
BRIAN JONES
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; briangj@uow.edu.au
SAM C.-H. LIN
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences; and, Australian Research Council Centre of Excellence for Aus-
tralian Biodiversity and Heritage, University of Wollongong, Wollongong NSW 2522, AUSTRALIA; samlin@uow.edu.au
MARIKA A. LOW
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; marika.a.low@gmail.com
JESSICA-LOUISE MCNEIL
Department of Anthropology, Harvard University, Cambridge, MA 02138, USA; jlmcneil@g.harvard.edu
SHEZANI NASOORDEEN
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; shezani@gmail.com
COREY A. O’DRISCOLL
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; corey.odriscoll@outlook.com
PaleoAnthropology 2019: 400−422. © 2019 PaleoAnthropology Society. All rights reserved. ISSN 1545-0031
doi:10.4207/PA.2019.ART138
Doring River Archaeology Project 401
strained to between 500 ka (thousand years ago) and 250 ka
(Herries 2011; Wilkins and Chazan 2012). The Middle Stone
Age (MSA) is divided into the Early MSA (itself subdivided
into MSA1, MSA2a and MSA2b; [Volman 1981]), Still Bay,
Howiesons Poort, post-Howiesons Poort, and Late MSA.
The termination of the MSA is regionally staggered across
southern Africa (Bousman and Brink 2017; Loftus et al.
2016) ranging from 44 ka to 26 ka (Opperman 1996; Villa et
al. 2012). The Later Stone Age (LSA) is divided into Early
LSA, Robberg, Oakhurst, and Wilton units. From around 2
ka, the arrival of herders in the region signals a nal set of
technological shifts which are generally identied by the
presence of poery and the remains of domesticates which
might be classied as Neolithic (Sadr 2015).
While caves and rock shelters (hereafter rock shelters)
usually provide good preservation of the record and are
particularly useful for sequence-building, they necessar-
ily represent limited points on the landscape and likely do
not encompass the full range of prehistoric behavior. Fur-
thermore, and with a few notable exceptions (Barham 1989;
Carter 1978; Deacon 1976; Fisher et al. 2013; Hall 1990; Ma-
INTRODUCTION
The archaeological record of Africa extends across at
least 3 million years (Harmand et al. 2015; McPher-
ron et al. 2010). Within this context the southern African
sequence is particularly well resolved due to a long history
of research and the numerous rich and well-stratied sites
in the region. Though open-air sites featured heavily in
early southern African archaeology (Feilden 1884; Gooch
1882; Goodwin and van Riet Lowe 1929; Sampson 1968),
the resolution of the record which the region now enjoys is
built on the excavation of rock shelters, many of them pro-
viding sequences spanning much of the last 100,000 years
(Beaumont 1978; Carter et al. 1988; Deacon 1979; Kaplan
1990; Parkington 1980; Porraz et al. 2013; Singer 1982; Wad-
ley 1997; Wadley and Jacobs 2006; Wendt 1972).
The regional sequence as presently understood is di-
vided into three ages, each subdivided into culture-historic
units dened by distinctive aspects of lithic technology.
The Earlier Stone Age (ESA) is divided into Acheulean and
Fauresmith units and starts as early as 2 Ma (million years
ago), though the termination age is somewhat poorly con-
ROSARIA B. SAKTURA
Centre for Archaeological Science, School of Earth, Atmospheric and Life Sciences, University of Wollongong, Wollongong NSW 2522,
AUSTRALIA; rk693@uowmail.edu.au
T. ALEXANDRA SUMNER
Department of Anthropology, DePaul University, Chicago, IL 60614, USA; asumner2@depaul.edu
SARA WATSON
Department of Anthropology, University of California-Davis, Davis, CA 95616, USA; sewatson@ucdavis.edu
MANUAL WILL
Department of Early Prehistory and Quaternary Ecology, University of Tübingen, Schloss Hohentübingen, 72070 Tübingen, GERMANY;
manuel.will@uni-tuebingen.de
ALEX MACKAY
Department of Archaeology, University of Cape Town, Rondebosch 8801, SOUTH AFRICA; amackay@uow.edu.au
submied: 27 August 2019; accepted 6 October 2019
ABSTRACT
The open-air archaeology of southern Africa is extremely rich, yet has been only modestly inuential in construc-
tions of Late Pleistocene human behavior. Here we report on two seasons of work conducted as part of the Doring
River Archaeology Project, which aims to reveal paerns of human land use and technological decision-making
from the Earlier Stone Age through to the appearance of herders in southern Africa’s semi-arid interior. Across
those two seasons we have mapped and analyzed more than 20,000 cores and tools across six open-air localities,
with the small sample of available ages suggesting the accumulation of archaeologically-rich sediment bodies
along the Doring River extends back to at least 200,000 years. Our results suggest clustering of artifacts at mul-
tiple temporal and spatial scales, from individual knapping events to aggregates of hundreds of bifacial tools. All
known phases of the archaeological record appear to be represented in these assemblages, and previously docu-
mented contrasts between occupational paerns in the region’s open-air and rock shelter localities is reinforced.
These data conrm the critical importance of incorporating open-air data into depictions of the human past in
studies of the African Paleolithic.
402 PaleoAnthropology 2019
to retain some ponded water throughout the year. Promi-
nent rivers to the west include the Groot, Driehoeks, Tra
Tra, Biedouw, and Brandewyn Rivers, with the Groot and
Biedouw in particular sustaining ows into early summer.
The Doring River itself, particularly in the middle and low-
er reaches where it cuts through Bokkeveld and Nardouw
Formation geology, is typically incised to a depth of more
than 200m below the surrounding plateaux. The resulting
steep valley through which it runs provides limited poten-
tial for signicant migration during the Quaternary.
Soils in the Doring River catchment are typically sandy,
acidic, and nutrient poor (Quick and Eckardt 2015), which
combined with low annual rainfall has restricted the inten-
sity of farming in the area. The many abandoned Europe-
an-built stone structures along the river valley aest to the
diculties of sustaining subsistence-level food production
in the area since the rst colonial loan farms were estab-
lished in the 1730s (Mitchell 2009). Nevertheless, grazing,
particularly of sheep and goats, has been a persistent fea-
ture of European land use in the Doring River valley over
the last 280 years (Neumark 1957). This is a continuation
of preceding Khoisan herding in the area (Smith and Ripp
1978), albeit that indigenous pastoralists were more mobile
which likely limited the impacts of grazing on specic loca-
tions, in contrast to the tenure-tethered grazing practices of
the later colonists.
Human use of the Doring landscape extends from the
colonial and indigenous pastoralist periods back into the
Middle Pleistocene, based on the presence of characteris-
tic ESA bifacial implements (i.e., handaxes) at the locality
Uitspankraal 1 (Bleed et al. 2017). Stone artifacts are abun-
dant on river-side sediment bodies in both upstream and
downstream locations that have been surveyed (Mackay et
al. 2014a; Smith and Ripp 1978). This abundance reects the
fact that the Doring River is not only a major regional water
source, but also an important source of raw material for
stone artifact manufacturing. The bedload of the river in-
cludes abundant cobbles of quarite and hornfels, as well
as rare cobbles of silcrete and small pebbles of chert and
quar (Low et al. 2017). Sources of hornfels are otherwise
unknown west of the Doring River, though primary horn-
fels outcrops occur along dolerite dykes on the Karoo side
of the river. The river-derived and outcrop-derived horn-
fels rocks can be dierentiated by their cortex, the former
being smooth, black, and rounded, and the laer typically
having angular planes and rugose orange-brown surfaces.
Quarite is available throughout the geology of the
broader catchment, which comprises alternating beds of
shale and sandstone/quarite in the Nardouw, Bokkeveld,
and Wieberg formations (Visser and Theron 1973). Small
quar pebbles are also commonly found eroding from the
conglomerates, particularly in the Nardouw Formation
units that prevail in the north-western (downstream) end
of the catchment. Silcrete, a ne-grained pedogenic rock,
occurs in two known primary locations in the Doring River
catchment, Swartvlei and Agtersfontein, at elevations of
465masl (metres above sea level) and 580masl respectively,
or approximately 250m and 325m, respectively, above the
zel 1989; Parkington 1988; Wadley 1984), excavation pro-
grams in southern Africa have typically focussed on single
shelters or shelter complexes, with the eect that the data
points these provide are spatially isolated from one an-
other. This approach, although providing rich, local-scale
data, makes it dicult to understand broader paerns of
land use and selement organization, and particularly how
these adaptive structures evolved during the Pleistocene
and Holocene. That objective is more fruitfully pursued
through the integration of rock shelter sequences with open
site data (Hallinan and Parkington 2017), as only by exam-
ining these archives together can we begin to understand
the breadth of land use practices in the Pleistocene record.
The long-term objective of the Doring River Archaeol-
ogy Project (DRAP) is to explore lithic technological orga-
nization as a window into the evolution of human planning
and mobility through the Late Pleistocene and Holocene.
The ability to adjust systems of movement—including the
frequency, duration, purpose, and group-composition of
moves—to changing resource congurations is a key ele-
ment of the adaptive behavior of ethnographically-docu-
mented hunter-gatherers (Binford 2001; Kelly 1995). The
distribution and form of stone artifacts across landscapes
reects decisions about stone acquisition and transport that
are expected to be sensitive to the distribution of key re-
sources mediated by systems of mobility (Andrefsky 1994;
Bamforth 1991; Nelson 1991). Thus, assemblages of stone
artifacts when studied at the landscape scale have the po-
tential to inform us of changing paerns of ancient land use
and, potentially, the evolution of this adaptive capability.
In this paper, we introduce the Doring River study
area, including the distribution of resources likely to have
inuenced decisions about subsistence movements and
technological systems, as well as the area’s known archaeo-
logical archives. We then describe the project methodology
and initial results of the rst two eld seasons in 2018 and
2019. These results conrm the abundance, antiquity, and
paerning of archaeological material in both open and rock
shelter sites in the Doring River, and highlight directions
for future work.
STUDY AREA
Situated on the eastern, rain-shadow side of the Ceder-
berg mountains, the Doring River drains approximately
28,000km2 of semi-arid shrublands at the junction of the
Fynbos and Succulent Karoo biomes (Figure 1). Rainfall in
the area is strongly seasonal; the Doring River typically be-
gins to ow following the onset of austral winter rains in
May/June, and ceases to ow by the start of the hot, dry
summer months (November/December) (Paxton 2008),
being reduced thereafter to a chain of diminishing water-
holes, some of which persist until the river begins to ow
again in the subsequent winter. Surface water is otherwise
limited in the Doring catchment. The eastern tributaries,
such as the Bos and Tankwa Rivers that drain the Tankwa
Karoo are wide, braided streams with deep, sandy channel
lls. These eastern rivers only ow after heavy rains. The
western tributaries drain the Cederberg and are more likely
Doring River Archaeology Project 403
Figure 1. Location of the study area in southern Africa relative to modern rainfall zones. (A) Study sites and localities against regional digital elevation model (Jarvis et al.
2008). Red dots are rock shelter sites and yellow triangles are open-air localities on the Doring River discussed in this paper.
404 PaleoAnthropology 2019
source-proximate locations such as Uitspankraal 7.
The Early LSA assemblage from Uitspankraal 7 was re-
covered from a surface cluster of technologically coherent
archaeological material in one small area of the 40,000m2
sediment stack. This was one of several clusters identied
at the locality during work in 2014 (Low et al. 2017; Will et
al. 2015). Material apparently associated with the Late Ho-
locene with Neolithic, and mid Holocene Wilton, Oakhurst,
Early LSA, post-Howiesons Poort, and Still Bay all showed
distinct paerns of distribution and clustering across the
surface. The paerning of this surface material prompts
several questions: 1) Was the material exposed on the sur-
face since the time of original deposition, or was it buried
after discard and subsequently exposed by erosional pro-
cesses? 2) If buried and then exposed, how long would
surface-exposed material take to disaggregate—that is, to
lose its paern of clustering—under modern erosional con-
ditions? 3) Furthermore, what distortions in assemblage
composition would result from this process? That is, were
certain elements more likely to be dispersed than others,
and how might this aect interpretations of the archaeo-
logical data?
To investigate these questions, we conducted an ac-
tualistic experiment with a replicated assemblage that
mimicked a typical LSA microlithic assemblage, compris-
ing freehand and bipolar cores, as well as small akes and
blades (Phillips et al. 2018). We placed and mapped the as-
semblage in 2014, and regularly documented spatial disag-
gregation across 22 months. Many of the artifacts moved
considerable distances within the observation period, to the
extent that disaggregation of the assemblage would have
occurred within a few centuries, and that within a millen-
nium most of the assemblage would have been incorpo-
rated into the bedload of the Doring River. Given this, per-
sistent or sustained subaerial exposure of the archaeology
of the Doring River sediment stacks throughout the past is
expected to have erased the kinds of the spatial paerning
we had previously documented, and which we document
further below. Alternatively, brief or intermient periods
of exposure and/or net sediment loss in the past may have
redistributed artifacts from certain periods while preserv-
ing paerning in others. While these and other formation-
al/erosional models remain to be tested, it is clear that the
sediment stacks are heavily erosional under present condi-
tions, a point reinforced by under-cuing of historical Eu-
ropean structures on the sediment bodies (see below).
The most likely cause of recent erosion is grazing of
stock under European land tenure (Smith and Ripp 1978).
Due to the limited water and poor feed in the Doring catch-
ment, stock would inevitably have been concentrated in and
around the river for long periods, accelerating already high
natural rates of erosion (Phillips in preparation). The eect
of grazing on these sediment stacks is particularly evident
at the locality of Klein Hoek 1 where a fence line provides
a comparison of a pre and post grazing area (mentioned
in the results sections) These sets of observations provided
impetus for the Doring River Archaeology Project.
river. Swartvlei is characterized as a weathered rock man-
tled surface, consisting of ne to medium-grained textured
silcrete with very well- to moderately-well sorted clasts.
Agtersfontein is characterized by three outcrops and sur-
rounding rock mantled surface. Material ranges in texture
from ne-grained, well sorted clasts to very poorly sorted
with pebble-sized quar inclusions. Our surveys for sil-
crete in the catchment are currently incomplete, however,
and more sources may be discovered. Based on visual
classication, material from both known sources has been
identied in the assemblages discussed below.
PREVIOUS ARCHAEOLOGICAL WORK
Six rock shelters have been excavated in the catchment
of the Doring River, though we concentrate here on the
ve located downstream of the Groot/Doring conuence:
Hollow Rock Shelter, Klipfonteinrand 1, Klipfonteinrand
2, Mertenhof, and Putslaagte 8 (see Figure 1). These sites
are located at 2km (Putslaagte 8), 13km (Klipfonteinrand
1 and 2), 17km (Hollow Rock Shelter), and 19km (Merten-
hof) from the Doring River, allowing us to explore paerns
of material transport away from the major regional water
source. The sequences from these sites are reasonably co-
herent (Low and Mackay 2016; Mackay et al. 2015) and
consistent with generally recognized paerns of regional
technological change (Table 1). The only notable, recurrent
weakness in these sequences across the last ~80 kyr is the
limited amount of material found from the early to mid-
Holocene, though artifact densities are typically also very
low throughout the Late MSA (~50–25 ka).
In addition to these rock shelters, a single open site has
been excavated on the Doring River at Putslaagte 1 (Mack-
ay et al. 2014b). The locality is one of several discrete sedi-
ment stacks which occur along the Doring River corridor,
and which invariably preserve stone artifact assemblages
from the Earlier, Middle, and Later Stone Ages. The large
assemblage recovered from Putslaagte 1 dates to <58 ka and
has been assigned to the Late MSA. The technological sys-
tem found at the site is distinctive, and features reduction
of at hornfels cobbles using simple prepared platforms to
produce large and usually cortical akes. Platforms on the
Putslaagte 1 cores were rarely re-prepared and cortex ratio
analysis suggests that the cortical akes were transported
away from site, presumably for use elsewhere in the catch-
ment (Lin et al. 2016; see also Holdaway and Douglass 2015
for discussion of approach).
Similar transport paerns have been inferred based
on comparison of the Early Later Stone Age sample from
Putslaagte 8 with that from another sediment stack local-
ity, Uitspankraal 7 (Low et al. 2017). Here again, domi-
nant aking systems make use of hornfels cobbles, in this
case to produce blades exploiting natural ridges along the
cobble edge. Both blades and blade cores are abundant at
Uitspankraal 7, but only blades appear in signicant num-
bers in the Putslaagte 8 Early LSA assemblage, which is
located 2km from the Doring River and thus the source of
hornfels. It is inferred that the hornfels blades were prefer-
entially transported, whereas the cores were discarded at
Doring River Archaeology Project 405
on the inner portion of major river bends. Due to its deeply
incised prole, accommodation space for long term accu-
mulation of sediment is generally limited along the Doring
River, such that there are no terrace successions. The sedi-
ment stacks are thus relatively easily dierentiated from
modern overbank deposits by their elevation (3–30m above
the river), distance from the nearest active river channel
(usually >100m), distinctive reddish orange color (the mod-
ern river sands are white), and indurated texture. Due to
the low frequency of suitable accommodation space, and
the intensely erosional nature of the region, the stacks tend
to have well-dened boundaries at which the underlying
colluvium is exposed.
Nominally, identication of sediment stacks localities
would occur as part of Phase I, and specically during re-
connaissance surveys that take in the length of the Doring
River from its conuence with the Bos River to the point
where it merges with the Olifants River. That reconnais-
sance would involve both mapping and analysis of rele-
vant artifacts (see below) on sediment stacks, and also any
material encountered during walking between sediment
stacks—thus characterizing the background scaer of ma-
terial along the river. In practice, across the rst two sea-
sons we only focussed on stacks that had been identied
during prior work in the area (Mackay et al. 2014b), with no
‘o-stack’ survey or analysis undertaken as yet. Such work
will become more common as we move into the less well-
surveyed upper and lower reaches of the river.
PHASE I
Once a sediment stack has been identied, its boundaries
and major sediment units are mapped. Thereafter, the goal
of Phase I analysis is rapid appraisal of the artifact distribu-
tions with sucient information to make preliminary inter-
pretations of any clustering that might inform Phase II and
III research priorities (see below). As such, Phase I has two
components. The rst component involves the recording
and analysis of all cores, implements (i.e., retouched stone
tools), anthropogenically modied non-aked stone imple-
ments, ochre, poery, and historic metal and glass across
all identied sedimentary stacks with no size cut-o (SOM
Table 1). All anthropogenically modied ochre was record-
AIMS AND METHODS
The aims of this project are inuenced by the sensitivity
and fragility of the sediment stacks as well as the overall
scale of the Doring River catchment. A method that allows
for the expeditious documentation of high-resolution data
was implemented as a Phase I approach, focusing on the
recording of specic artifact types (implements, cores, and
some non-aked objects) that would serve as the founda-
tion for further decisions on future analysis (Phases II and
III). The aims of the Doring River Archaeology Project are
thus as follows:
1. to record the distribution of archaeological material
across sediment stacks along the Doring River;
2. to assign temporal ranges where possible to this ma-
terial both by relating technological characteristics to
those from the known regional sequence, and by ra-
diometric dating where possible;
3. to examine similarities and dierences between the
composition and technological characteristics of as-
semblages at localities along the river with those re-
covered from rock shelter sites 2km, 13km, 15km and
19km away; and,
4. to use the information from 1, 2, and 3 above to un-
derstand past paerns of land use and technological
planning in the catchment.
The project has three methodological phases that can
run separately or concurrently. While we will outline the
methods for all phases, here we concentrate on Phase I as
this accounts for the bulk of work completed so far, and for
the results that we will later present. Prior to describing the
phases of data collection, however, we outline the process-
es by which sediment stack localities1 were identied and
dened, and protocols for mapping ‘o-stack’ material.
IDENTIFICATION OF ARCHAEOLOGICAL
LOCALITIES
Our analyses so far have concentrated on the distribution
of archaeological material as it occurs on sediment stacks
along the Doring River. As noted earlier, these sediment
stacks are large, discrete accumulations of sandy sediment
that occur in low energy contexts along the river—typically
at the conuence of the Doring and its minor tributaries, or
TABLE 1. LOCAL ROCK SHELTER SEQUENCE SUMMARY BASED ON SITES SHOWN IN FIGURE 1.
Locality
ESA
Early MSA
Still Bay
HP
Post-HP
Late MSA
Early LSA
Robberg
Oakhurst
Early/mid
Holocene
Wilton
Pottery
PL8
>76
?
71-58
33-45
25-21
21-18
<18
<1
KFR1
pres.
pres.
22-16
16-13
10.1-6.3
6.3-3.8
KFR2
4.7-3.6
1.7-1.3
HRS
?
87-72
MRS
pres.
pres.
pres.
pres.
pres.
?
pres.
406 PaleoAnthropology 2019
corded could be assigned to culture historic units. This is
partly because many of the artifacts were in the early stages
of reduction—unsurprising given that the Doring River is a
source of both hornfels and quarite for artifact manufac-
ture—and partly due to issues of identiability discussed
at greater length below. Essentially, we have to accept a
high rate of Type II (false negative) errors in our culture
historic assignment during Phase I analysis, due to the high
proportion of lithic artifacts that transcend named stone
tool technocomplexes (Shea 2014). Type I errors (false posi-
tive) are likely to be less common due to limited overlap in
‘diagnostic’ artifact types but will have occurred, especially
because analysts were encouraged to make assignments to
culture historic units where probable with reference to the
excavated collections; some of these aributions will inevi-
tably have been erroneous. At least one principal analyst
with extensive experience in the local sequence was pres-
ent throughout the surveys to help limit such false assign-
ments.
In addition to in-eld analysis, artifacts assigned to cul-
ture historic units were 3D scanned using a Rexscan DS2
Silver structured light scanner. Distinctive implement and
core types were also scanned at the discretion of the ana-
lyst. During 2018, artifacts were scanned in-eld, the scan-
ner being powered by a dual-baery system installed in
the project vehicle. Due to high temperatures at the start of
Season 2, scanning was conducted at the eld house. Arti-
facts to be scanned had their locations recorded with a met-
al tag aached to a nail, were scanned the next day at the
eld house, and then returned to their point of origin. The
same protocol was used for detailed artifact photography
of selected artifacts. The scans are intended to serve several
purposes. The rst is for visual communication of key arti-
fact types. The second is to enable comparison of artifacts
between open-air localities, and between open-air localities
and excavated collections. The third is as an archive—as
noted above, the open-air localities of the Doring River ap-
pear to be eroding quickly under modern conditions, and
many of the artifacts that are currently on the surface will
conceivably be lost within a generation. After two seasons,
1521 artifacts have been scanned as part of Phase I.
The artifact aributes collected as part of individual
point data allow large clusters of similar artifacts to be
identied, whether or not these can be assigned to culture
historic units. However, small clusters can be dicult to
identify, and many clusters are poorly represented by cores
and implements, occurring instead as concentrations of
akes. In order to control for this, the second component of
Phase I involved mapping clusters of artifacts as polygons.
Diverse criteria were allowed when deciding whether to
map a cluster with a polygon. Polygons were made wher-
ever a spatially-coherent assemblage of technologically
similar artifacts was observed. They were also made where
clusters of artifacts of a similar, distinctive material were
observed. Finally, they were used to map scaers of ret
sets involving three or more artifacts. While no dedicated
reing work was undertaken, opportunistic rets were re-
corded when observed.
ed, as well as unmodied fragments greater than 30mm in
maximum dimension; no other artifact classes were size-
limited for analysis. The decision to focus on cores and im-
plements for Phase I reects their potential to act as time-
sensitive markers relative to the known regional excavated
sequence. The decision is also pragmatic—the sheer quan-
tity of unretouched akes and other fragments, estimated
to be in the hundreds of thousands per locality—would
make analysis of even a limited proportion of them hugely
time-consuming, limiting our potential for coverage of the
archaeology of the catchment. Thus, though akes can, of
course, be equally if not more informative about time-spe-
cic technological behavior, their analysis is restricted to
Phase II.
No artifacts were collected during Phase I—all were
analyzed in-eld and replaced at their point of origin. The
spatial location of each artifact was recorded using a hand-
held mobile GIS system. In Season 1 (2018), artifacts were
recorded on Trimble Juno 3B units using ArcPad 10.2 and
the device’s internal receiver, with an accuracy of 3–5m.
Analysis in 2018 was conducted concurrently by two lithic
analysts. In 2019, artifacts were recorded using the ESRI
ArcGIS Collector mobile application on Apple iPad Mini
4’s linked wirelessly by Bluetooth to a Bad Elf Surveyor Pro
GNSS receiver with an accuracy between 1–3m (see Ames
et al. submied for methodological details). The shift to
this system allowed us to incorporate Bluetooth-enabled
Sylvac Cal-evo digital calipers, providing the capability for
rapid and low-error capture of a limited set of metric data.
The internal cameras on these devices also allowed pho-
tographs to be taken of most artifacts (minimal cores and
unworked ochre were typically not photographed). Full,
non-overlapping coverage of each locality was achieved
by dividing each locality into parallel ~2m-wide transects
using black nylon string. The improved recording system
(see Ames et al. submied) made it possible to have more
concurrent lithic analysts (faculty, postdoctoral fellows,
and post-graduate students), who were shadowed by ar-
chaeological student volunteers from universities in South
Africa and Australia.
A limited set of traits was recorded for all artifacts,
summarized in SOM Table 1. Where possible, artifacts
were assigned to culture historic units as established in the
prevailing regional framework augmented with data from
excavated sites in the catchment (for aributes and SOM
Table 2 for time-sensitive artifacts). The functional assump-
tion here is that certain kinds of artifacts are more common
during certain time periods than others, and can thus act
as pseudo-markers for those periods (though see below).
To be clear, this approach is simply a preliminary means
for estimating the age of archaeological material in what
are surface scaers which we intend to test and ideally
replace once we have excavated samples and radiometric
ages. To facilitate consistency between researchers, a refer-
ence collection of artifacts from excavations at Putslaagte 1,
Putslaagte 8, Klipfonteinrand, and Mertenhof was put on
display in the eld house.
Inevitably, only a proportion (7.2%) of the artifacts re-
Doring River Archaeology Project 407
and open sites has been noted towards the west coast of
South Africa through the mid to Late Holocene (Jerardino
and Yates 1996), a period that is also poorly represented in
rock shelters in the Doring River catchment. In spite of this,
the regional framework is almost exclusively constructed
using rock shelter data.
Second, it is not reasonable to assume that technologi-
cal behaviors at dierent points on the landscape will al-
ways resemble each other, even if they occur in the same
period. While the culture historic framework provides an
averaged depiction of technology in a spatial block at a
period of time, decisions about what kinds of artifacts to
transport, in addition to potential functional dierences
between sites, may result in partitioning of a technologi-
cal system at dierent locations (Barton and Riel-Salvatore
2014). Previous work in the Doring River catchment sug-
gests the operation of such factors, such that, for example,
Late MSA and the Early LSA assemblages identied in one
part of the system are constituted very dierently from the
expression of the same system elsewhere in the catchment.
Third, even allowing for clustering of temporally-co-
herent artifacts, exposed open-air site assemblages are al-
ways prone to conation of occupation from multiple pe-
riods—the palimpsest eect (Bailey 2007)—and these can
be dicult if not impossible to disentangle. Thus, we can-
not expect the signal in our Phase II analyses to be entirely
‘clean’ to the extent that that term is meaningful.
Recognizing these limitations, the project incorporates
excavation and radiometric dating of sediment units ad-
jacent to targeted clusters, including both those for which
we presume already know the age, and those for which
we have no analogues in the regional framework. Phase III
work will commence once Phase I has been completed and
we have a more comprehensive understanding of the avail-
able resources across the studied open-air localities. Exca-
vation will ultimately facilitate our project aim of under-
standing technological behavior across space and time in
the Doring River catchment, with culture history providing
a functional, if limited, interim framework.
RESULTS
At the completion of two seasons of work, mapping of arti-
fact distributions across six sediment stacks has been com-
pleted. The total analyzed sample so far is 24,221 artifacts,
comprising 17,646 cores, 3657 retouched akes, and 2918
other pieces (including poery, ochre, anvils, grindstones
and hammerstones). Here we focus our aention on ve
stacks that illustrate the range of depositional contexts,
ages, and clustering paerns that occur. Artifact summaries
for these localities are given in Table 2 (raw material), Ta-
ble 3 (implement typologies), and Table 4 (industries). We
describe the completed stacks in a downstream sequence
starting at the Biedouw/Doring conuence.
UITSPANKRAAL 9 (UPK9)
Situated at the conuence of the Doring and Biedouw Riv-
ers, Uitspankraal 9 (pronounced ate-spun-krahl) (UPK9) is a
low vegetated rise at the distal end of a colluvial slope, cov-
All sediment stacks analyzed during Phase I were pho-
tographed using a DJI Mavic Pro drone (1/2.3” 12 Mega-
pixel censor), which was own over the locality in a grid
paern at 40m altitude. The resulting images were stitched
in AgiSoft Photoscan and used to generate high-resolution
orthomosaics, and further processed to create vegetation-
free digital surface models of each stack. These surface
models can in turn be used to map ow paths and estimate
erosional sensitivities (Ames et al. submied; Howland et
al. 2018). It is important to recognize that there are com-
plex issues with creating UAV derived surface models that
require explicit treatment before they can be used in a sci-
entically valid framework; an issue we consider in more
detail elsewhere (see Ames et al. submied). The boundar-
ies of each sediment stack, as well as the major sedimentary
units within them were mapped using the same mobile GIS
platform used for recording artifact polygons.
PHASE II
Phase II involves in-eld analysis of all artifacts (including
unretouched akes and fragments) over 20mm, in targeted
clusters identied during Phase I, and their mapping in situ
using a Trimble R7/R8 Real Time Kinematic (RTK) GNSS
system. Base station coordinates are post-processed using
the Canadian Geodetic Survey of Natural Resources online
precise point positioning service, which were then used to
recompute the RTK rover datasets in Trimble Geomatics
Oce Version 1.63. Whereas the objective for Phase I is to
identify sediment bodies and characterize the broader spa-
tial and technological paerns on these surfaces, the objec-
tive of Phase II is to provide the ne-grained technological
data necessary to understand lithic transport and reduction
through the catchment—by making comparisons both be-
tween Doring River assemblages and between the river as-
semblages and those from the excavated rock shelters.
Clusters for Phase II are thus selected based on the
information they are likely to oer concerning particu-
lar technological systems or temporal intervals relative to
previously analyzed samples. For example, the Phase II
analysis of a Robberg cluster at the locality Uitspankraal
9 undertaken by Sara Watson in 2018 was intended to test
propositions by Low and Mackay (2018) regarding the
characteristics of Robberg technology near sources of raw
material. So far, Phase II analysis has been completed on
4583 artifacts from two clusters, though the results are not
presented here.
PHASE III
As suggested in the description of the Phase I methodol-
ogy, there are problems with aempting to relate sets of
artifacts from open site contexts to those from the local and
regional culture-historic framework. First, the framework
is incomplete. A strong example is the regional paucity
of archaeological evidence from the Late MSA (Mitchell
2008). The assemblage from Putslaagte 1 suggests that
this paern may reect limited use of rock shelters in this
period rather than limited presence in the region. Similar
paerns of alternation between occupation of rock shelters
408 PaleoAnthropology 2019
TABLE 2. LITHIC RAW MATERIALS, PROPORTION BY LOCALITY FOR MAJOR LITHOLOGIES ONLY.
Locality
Quartzite
Hornfels
Quartz
Silcrete
Chert
Sandstone
UPK9
39.5%
28.4%
13.0%
5.1%
12.2%
1.7%
UPK7
39.4%
38.2%
8.9%
6.4%
4.6%
2.5%
UPK1
51.4%
38.5%
4.3%
2.5%
2.1%
1.2%
KH1
36.4%
53.7%
2.5%
2.8%
3.0%
1.5%
DB8
17.8%
67.3%
5.5%
4.3%
4.7%
0.2%
PL8
27.5%
64.9%
0.8%
3.9%
1.2%
1.7%
TABLE 3. COUNTS FOR MAJOR IMPLEMENT CLASSES BY LOCALITY.
Locality
Backed
Denticulate
Grindstone
Hammerstone
Naturally
Backed Knives
Point-bifacial
Point-unifacial
Scaled piece
Scraper-other*
UPK9
24
13
51
259
102
1
2
121
823
UPK7
12
34
36
57
13
12
17
109
174
UPK1
3
1
5
6
0
8
3
6
40
KH1
3
12
3
30
3
133
12
10
82
DB8
8
4
9
20
6
2
11
18
61
PL1
0
0
1
3
0
0
0
8
2
*The class ‘scraper-other’ includes a wide range of scraper forms such as lateral scrapers, end
scrapers, and continuous or thumbnail scrapers.
TABLE 4. COUNTS FOR ARTIFACTS ASSIGNED TO INDUSTRIES BY LOCALITY.*
Locality
ESA
Early MSA
Still Bay
HP
Post-HP
Late MSA
Early LSA
Robberg
Oakhurst
Early/mid Holocene
Wilton
Pottery
UPK9
1
?
1
5
2
12
1
267
238
64
83
509
UPK7
0
?
19
11
51
95
55
36
59
?
49
178
UPK1
29
?
9
5
2
28
1
0
0
?
4
105
KH1
3
?
183
10
32
230
10
28
0
?
10
0
DB8
0
?
6
6
10
28
1
20
6
?
9
2
PL1
0
?
0
0
2
81
4
0
0
?
0
0
Total
33
?
218
37
99
474
72
351
303
?
155
794
*Question marks used for the Early MSA and Early to Mid-Holocene reflect the lack of clear identifying
characteristics for these periods. Red-bold is used to denote localities at which a given industry occurs in a
cluster with apparently intact flaking debris, i.e., not only the diagnostic cores and implements. Questions
marks and light grey shading indicate industries for which we currently lack appropriate diagnostic markers.
Doring River Archaeology Project 409
the locality are required to test this proposition.
The eastern part of UPK9 features more than 200 arti-
facts assigned to the Robberg (22–16 ka), which are com-
paratively rare in the western area. Robberg artifacts oc-
cur in three clusters—two dominated by silcrete and one
by chert—which fringe the margins of the intact sediments
but are largely absent from the erosional features on top
of them. The general distribution of Robberg artifacts sug-
gests that they either underlie the sediment stack in this
area or occur close to the contact between the calcrete and
the lowermost sands. A Phase II analysis has been conduct-
ed on one of the silcrete-rich Robberg clusters in this area
with a publication in preparation.
Oakhurst artifacts are prolic in the lag at the north-
ern edge of this unit. The cluster here includes 80 naturally
backed knives (see Figure 2) and 45 large scaled pieces.
Both of these artifact types are made on hornfels, however,
the laer are exclusively made on hornfels derived from
the river cobbles (based on the cobble morphology of the
cortex). The naturally backed knives, on the other hand, are
made exclusively on hornfels derived from primary sourc-
es—contact metamorphism of clay-rick sediment adjacent
to intrusions, such as dolerite dykes in the interior Karoo—
identiable by its characteristically rough orange exterior
and near 90° joints. A small number of Wilton artifacts oc-
cur in pockets of exposure towards the top of the stack. Pot-
tery is distributed in clusters across the entire area, as are
historical artifacts including a saddle badge with an 1851
date, suggesting occupation through to the near-present.
Not all of the clusters that we identied can easily be
assigned to culture-historic units. Quar is generally un-
common in the assemblages of the Doring River (Low et
al. 2017; Mackay et al. in press), however, the UPK9 as-
semblage reveals a striking concentration of bipolar cores
made on this material towards the centre of the locality (see
Figure 2). The area is adjacent to, but not overlapping, a
cluster of Robberg-associated artifacts, and lacks other time
markers that we can identify. Poery is common around
the concentration but no more so than elsewhere in the
eastern stack. Quar bipolar cores are the dominant signal
in the Late Holocene assemblages at Klipfonteinrand 2 and
Putslaagte 8, however, poery also occurs in those layers
(Nackerdien 1989; Plaske 2012); currently this is the most
plausible assignment for these artifacts, but further work is
required to clarify this suggestion. Assemblages from ear-
lier parts of the Holocene in this region typically show a
predominance of scrapers (Thackeray 1977), which are not
in evidence in this cluster.
Chert is similarly uncommon in regional assemblages,
but again displays strong clustering at UPK9. As noted, one
of these clusters is associated with the Robberg at the north-
ern edge of the locality. More striking is the concentration
of chert scrapers (n=64) at the south-western edge of the
major Oakhurst cluster (see Figure 2A). These artifacts are
materially and physically consistent, with heavy stepped
retouch on the lateral margins and a straight to rounded
distal edge. The most comparable artifacts we know from
the broader region are those referred to as ‘Woodlot’ scrap-
ering 27,013m2. The sediment stack here is generally <1.5m
high and sits at an elevation of 15–30m above the Doring
River. At the west end, this sediment stack has several ero-
sional embayments on both the north and south sides, the
laer being the most signicant. To the northeast, the sedi-
ments have been largely washed away, leaving a lag de-
posit of artifacts intermixed into the colluvium. The intact
eastern part of the stack is cut at the south edge by an exca-
vated feature probably constructed to constrain water run-
o along the adjacent road. This cuing reveals a ve-part
sedimentary sequence comprising basal colluvium overlain
by a well-developed nodular calcrete, another colluvium,
indurated sands, and nally loose vegetated sands that are
likely the result of recent aeolian processes. Immediately to
the south of the cuing, sediment has been eroded down to
the upper colluvium, and in the process has under-cut the
foundations of an historical structure by 400mm (Figure
2B). Two samples of nodular calcrete were excavated from
the immediate subsurface in this cuing and submied to
the Wollongong Isotope Geochronology Lab; they provid-
ed U/Th isochron ages of 226±25 ka (S91090) and 202±48
ka (S91091) (SOM Table 3). Excess detrital thorium in both
samples limits more rened ages.
The survey at UPK9 concentrated on the areas of extant
sandy sediment, with a ve meter buer into the surround-
ing colluvium. A total of 9486 artifacts was recorded in
surveys at this locality. ESA and MSA artifacts are largely
restricted to the exposed colluvium (see Figure 2), though
there is lile evidence for a lag of LSA artifacts on that unit,
suggesting both that the current extent of the sand units is
close to their original extent, and that the sand units were
the focus of occupation. The exception is the aforemen-
tioned lag at the north-eastern edge of the locality. Other-
wise, LSA and Neolithic (poery) artifacts are restricted to
exposures on the sediment stack.
The distribution of identiably time-specic artifacts
displays comparable signals of clustering to those noted
during previous work at Uitspankraal 7 (UPK7). In the
exposures on the western part of the stack, we observe a
three-part horizontal ‘sequence’ running from west to
east. At the western edge of the southern exposure, scaled
pieces, large ‘D-shaped’ scrapers known locally as natu-
rally backed knives (see further discussion below), and
core-scraper-anvils typical of the local Oakhurst (14–8 ka)
are common (see Figure 2). Moving east, we nd 17 small
‘thumbnail’ scrapers made on silcrete and chert, and sev-
eral backed artifacts, all typical of the mid-Holocene Wilton
(8–2 ka) (Thackeray 1977). Towards the end of the expo-
sure, poery characteristic of the last 2000 years appears,
and extends further into the upper exposures on the north
side of the stack. The ‘sequence’ here is interesting insofar
as the dierent components are not directly overprinted on
one another. If the artifacts were eroding from a vertically
stacked sediment sequence, then we would expect a more
typical palimpsest eect. We hypothesize that the results
instead reect a shifting focus of occupation that tracks the
eastward migration of the dune crest up the drainage de-
pression through the Holocene. Excavation and dating at
410 PaleoAnthropology 2019
Figure 2. Distribution of artifacts and sediment bodies across Uitspankraal 9 (UPK9). (A) A sample of Woodlot scrapers from the eastern cluster. (B) Erosion beneath an
historic structure.
Doring River Archaeology Project 411
diately to the south. On the younger sediment units in the
southern and western part of the locality, artifact density is
persistently low.
Leaving aside the Early MSA, UPK7 retains a signal
from all identiable culture-historic units. Still Bay arti-
facts are clustered on indurated red sediments in the south
eastern erosional embayment, with a few more towards the
center of the locality. A few Howiesons Poort artifacts also
occur in this central area. Post-Howiesons Poort artifacts
display strong clustering in the central area, with Late MSA
artifacts well represented across the same sediment unit,
extending to the west. The Early LSA cluster analyzed by
Low in 2014–2015 is clearly identiable in our Phase I work,
occurring as a limited blow-out in the modern dune sands
and resting on the partially consolidated yellow sandy unit
dated elsewhere to around 30 ka. These Early LSA artifacts
take up the entirety of the blowout and likely extend across
a larger area below the modern sands. Robberg artifacts are
much less common at UPK7 (n=36) than at UPK9 (n=267),
but cluster strongly at the top of the stack. Oakhurst arti-
facts are well-represented in four dierent areas, but most
notably at the top of the stack. Wilton artifacts are also con-
centrated in that area, as are potsherds, though the laer
also occur in a series of clusters in loose sands around the
fringe of the partly consolidated sands.
As with UPK9, there are clusters of material at UPK7
that we cannot easily reconcile with the known regional
sequence. While at UPK9 these typically reected behav-
ioral aggregates, some of the occurrences at UPK7 more
likely represent brief events. One of the more interesting
is a splay of quar artifacts on the southern slope, adjacent
to the OSL sample UNL-3809, thus siing above a sedi-
ment unit dating 30.3±1.3 ka (see Figure 3A). The cluster
here comprises 29 cores—of which 23 are bipolar—an an-
vil and a hammerstone are within 46m2. Twenty-two of the
cores are made from quar (all bipolar), ve from horn-
fels and one each from chert and quarite. While no re-
ts were aempted on the bipolar quar cores, one of the
hornfels cores on the southern side of the splay rets an
adjacent ake and a cortical hornfels blade located on the
other side of the cluster about 6m away. While this clus-
ter is likely LSA, and potentially quite recent, its position
on the partly consolidated sands raises the possibility that
it is coeval with the Early LSA cluster reported by Low et
al. (2017). One of the observations made in that paper was
that in rock shelter samples, hornfels blade production and
small quar bipolar aking were intermixed, but in the
open-air example, extensive hornfels blade production oc-
curred without any signicant bipolar aking—quar or
otherwise—with the implication that those components of
the technological system may have been undertaken sepa-
rately. It is thus possible, though by no means certain, that
the quar bipolar splay on the lower south-west slope at
UPK7 represents the other component of that system op-
erationalized separately.
Another ‘event’ scale cluster occurs on the northern
side of the locality, eroding out from the partly consoli-
dated sands near OSL sample UNL-3810, dating 30.5±1.4
ers dating 9–7 ka from sites in the southern Cape and Le-
sotho (Deacon 1984; Mitchell 2000); such artifacts are either
not present in the mid-Holocene samples from Klipfontein-
rand 1, or not dierentiated in Thackeray’s (1977) analysis
of it.
UITSPANKRAAL 7 (UPK7)
UPK7 is an extensive sediment stack located on an ancient
cobble terrace of the Doring, 12–26m above the current riv-
er valley and extending over the adjacent slope. The stack
itself covers 42,326m2. At the eastern edge of the stack is the
modern dune crest, with deep erosional rills incising the
sediment on the western and southern sides and exposing
the indurated lower red sediments. Like UPK9, UPK7 has a
basal colluvium but lacks an overlying calcrete. Indurated
red sediments with nodular calcrete form the oldest iden-
tiable unit, and this is overlain by a partly consolidated
yellow sand unit, and capped by unconsolidated dune
sands (Figure 3). We have so far obtained indicative mul-
tiple-aliquot optically stimulated luminescence (OSL) ages
of quar for the two upper sediment units only; results for
the lower units remain in preparation.
Samples UNL-3808, UNL-3809, and UNL-3810 were
collected from shovel-cut sections at depths of between 0.3–
0.7m below present surface (see SOM Table 3). The samples
traverse the site from east to west, though are, as noted,
restricted to the less consolidated units. Samples were ana-
lyzed at the Luminescence Geochronology Lab at the Uni-
versity of Nebraska, Lincoln, using methods described in
the SOM. Samples UNL-3809 and UNL-3810 were collected
from the partly consolidated yellow sand unit and returned
near identical ages of 30.3±1.3 ka and 30.5±1.4 ka respective-
ly, reecting accumulation of much of the sediment across
this site around the MIS 3/2 boundary. Sample UNL-3808
was taken from the overlying unconsolidated dune sands
and is dated to 0.069±0.005 ka. This suggests that the upper
dune sand stabilized in the last century, which may reect
the elevated rates of recent erosion discussed previously.
We have previously published the results of detailed
analysis of post-Howiesons Poort and Early LSA clusters
at UPK7 conducted in 2014 and 2015 (Low et al. 2017; Will
et al. 2015). Here we provide the broader context for those
clusters from our recent Phase I survey. Phase I survey re-
corded 4285 artifacts at UPK7. Unlike UPK9, MSA artifacts
are more common than those from the LSA at this local-
ity. LSA artifacts occur principally at the top of the sedi-
ment stack and on the younger sedimentary units on the
lower southern drape—those dating to around 30 ka. In the
center of the locality, where younger sediments have been
lost and where erosion is exposing and actively destroying
the indurated red sediments, MSA artifacts are dominant
and LSA artifacts essentially absent. Artifact density varies
across the locality in ways not entirely controlled by sur-
face exposure; artifacts are more commonly recorded on
the exposed indurated surfaces of these sediment bodies,
while large areas of loose sediment (younger sands) are de-
void of artifacts. Density is highest in the exposure at the
top of the stack, and on the indurated red sediments imme-
412 PaleoAnthropology 2019
Figure 3. Distribution of artifacts and sediment bodies across Uitspankraal 7 (UPK7). (A) Cluster of quar bipolar cores beneath an anvil. (B) Silcrete ret set.
Doring River Archaeology Project 413
present, though there is a small cluster in the upper loose
sands towards the center of UPK1.
The handaxes in the ESA samples are extremely di-
verse in size and shape, as we have noted previously, and
the production systems relatively simple (Bleed et al. 2017;
Magnani et al. 2016). The smallest complete example we
recorded in Phase I had a maximum dimension of only
80.4mm; the largest measured 217.0mm. Artifacts from the
Still Bay, Howiesons Poort, and post-Howiesons Poort—
all indicative of MIS 4 and early MIS 3—are present in
small numbers in the major erosional embayments associ-
ated with the MSA. Late MSA-assigned artifacts occur here
too but these also occur in small numbers in blowouts on
the indurated yellow sands to the west. In one blowout, a
prepared hornfels core with a single platform was ret to
two late ake removals. Given that the artifacts are almost
certainly MSA, it suggests that the lightly indurated yel-
low sands began to accumulate around or before 30 ka,
and may be consistent in age with the similar sedimentary
unit at UPK7. Across the rest of that area, the only culture-
historic unit represented is the Wilton, indicated by three
thumbnail scrapers.
Not assigned to any culture-historic unit is a distinct
concentration of akes and cores in the southern part of the
locality (see Figure 4A). All of the artifacts in this cluster
are made from ne and homogeneous grey and blue-grey
quarite available in blocks on the adjacent scree slope.
The cores are predominantly recurrent Levallois, some
with large blade removals. Large blades are also reason-
ably common elsewhere in this erosional embayment. As
with the UPK7 examples, these artifacts are inferred to be
either Late or Early MSA.
KLEIN HOEK 1 (KH1)
The locality Klein Hoek 1 (KH1) occurs at the western
(downstream) end of an extensive point bar. A fence line
denes the eastern boundary of the locality. While artifacts
are abundant in erosional features west of the fence line,
less intensive grazing to the east means that there has been
lile erosion and thus limited surface exposure of artifacts.
Artifacts no doubt exist in subsurface contexts in that area,
but for the present we dene the limits of the locality based
on the visible extent of the archaeology, an area of 19,432
m2 (Figure 5) that is 9–17m above the river.
Unlike UPK7 and UPK9, KH1 has a colluvial drape
over most of its surface. While now separated from the ad-
jacent scree slope by a minor drainage channel, we infer
that this slope was connected to the scree in the past pro-
viding a continuous colluvial surface. Artifacts throughout
the western part of the locality occur as a lag within this
colluvium. Farther to the east, sandy sediments are pre-
served and a three-part sequence can be identied with the
underlying colluvium exposed in patches throughout. The
oldest unit, a compact brownish-red sandy deposit with a
crumbly appearance and slightly friable consistence, sits
immediately on top of the colluvium and is visible in only a
few isolated areas. Covering this unit are indurated yellow-
brown sands. Areas where this unit is intact have created
ka. Here, in an area with a very low density of nds, we
identied a cluster of silcrete akes that is largely invisible
with our Phase I point data. Three of the artifacts in this
cluster are complete akes that ret one another (see Figure
3B). The only silcrete core in the cluster was assigned to
the MSA based on its paern of reduction, suggesting per-
sistence of MSA technology as late as 30 ka in the region.
Interestingly, the akes have a thin red ‘skin’ that is not
cortical and a bright yellow interior. The color and exterior
surface topography suggest that the rock was heated before
aking, while the bright yellow interior suggests that it was
not heated, potentially highlighting some complexities in
the identication of heat treatment in the area.
Nearby, at the far western edge of the locality, and ap-
parently exposed on the cobble bench by erosion of the ~30
ka sediment unit, is a cluster of 12 preferential and recur-
rent Levallois cores. Eight of these are made from quarite
and two each from silcrete and hornfels. Abundant associ-
ated aking debris suggests signicant potential for rets
but this was not aempted. Similar cores are also abundant
in and around the exposures with major post-Howiesons
Poort and Late MSA components, potentially suggesting
that these relate either to another unknown phase within
MIS 3 or to the Early MSA. The nearby OSL age provides
a minimum age for this assemblage which, combined with
the relative freshness of the artifacts, seems more support-
ive of a Late MSA association.
UITSPANKRAAL 1 (UPK1)
UPK1 is a very large sediment body, however, our work
here was constrained to an area of 96,699m2 due to the pres-
ence of tilled elds along the northern edge. The stack is
14–31m above the Doring River channel and divisible into
four areas. At the western edge are slightly indurated yel-
low sands overlain by active modern dunes. In the central
area are two erosional embayments exposing indurated
red sediments potentially comparable to those in the main
MSA area at UPK7. Along the northern edge is a well-de-
veloped nodular calcrete, probably analogous to that at
UPK9, which forms the ridge on which the tilled eld oc-
curs. Aempts to obtain U/Th ages on these calcretes were
unsuccessful due to excessive detrital content (S910414, see
SOM). Due to the tilled eld, only a small corridor along
the southern edge of the ridge was suitable for survey. At
the eastern edge of the locality is an extensive sheet of par-
tially indurated brown sediment which may be colluvial
rather than aeolian in origin and which is underlain by col-
luvial rocks and gravels.
Our Phase I surveys recorded 1252 artifacts at UPK1
(Figure 4). Unlike the other localities, ESA-assigned arti-
facts—represented entirely by handaxes—are reasonably
well represented, though their distribution is largely con-
strained to the calcrete on the northern edge of the sur-
veyed area. MSA artifacts are distributed across the locality,
though concentrated on the exposed areas of indurated red
sediment. LSA artifacts and poery fragments are largely
restricted to the western edge of the locality, occurring in
blowouts where the slightly consolidated yellow sands are
414 PaleoAnthropology 2019
183 bifacial pieces that we condently assigned to the Still
Bay (see Figure 5A), as well as four unifacial points and
13 end scrapers. A further 100 bifacially worked pieces are
present in the scaer that are likely also associated with the
Still Bay, though in most cases these were in early stages of
manufacture and could not be condently assigned. Thin-
ning akes associated with the production of points are
abundant across the surface. All of this material appears
to be eroding out from under the low mound on which the
Robberg cluster sits. Phase II analysis was conducted on
this Still Bay cluster and sediment samples for OSL dating
were taken to constrain its age; these results will be pre-
sented elsewhere. In addition to the aked stone artifacts,
a single piece of engraved ochre was located toward the
center of the scaer (see Figure 5B).
DORINGBOS 8 (DB8)
Doringbos 8 sits at the mouth of a short tributary of the
Doring River and comprises a sediment stack approxi-
mately ten meters high, traces of which extend from 3–21m
above the main channel of the Doring. Unlike other stacks,
DB8 has been cut by periodic water ows from the trib-
a series of small mounds across the study area. Capping
this sequence are large swathes of modern vegetated sands,
which are predominantly free of surface artifacts and likely
preserve the sequence of indurated, possibly artifact-bear-
ing, deposits below.
In total, 6747 artifacts were mapped at KH1 during
Phase 1. As with the previously discussed localities, arti-
facts are absent from the modern vegetated upper sands
but common in the erosional areas of the deposit. MSA
and, to a lesser extent, ESA artifacts are common through-
out the lag deposit on the western side of the locality, while
some Pleistocene LSA (Early LSA and Robberg) artifacts
occur on the eastern side. Late MSA cores are abundant
and Post-Howiesons Poort artifacts reasonably common,
but both are diusely scaered among the colluvium; a
few artifacts aributed to the Howiesons Poort and Early
MSA were also recorded in this area. There is a reasonably
well-dened—but small—cluster of Robberg cores located
in a small depression at the top of a low rise on the eastern
side of the locality. Immediately below this in an erosion-
al feature near the base of the sedimentary sequence that
contains a cluster of Still Bay artifacts. The cluster includes
Figure 4. Distribution of artifacts and sediment bodies across Uitspankraal 1 (UPK1). (A) Dense cluster of recurrent Levallois cores,
akes and blades made from local blue-grey quarite.
Doring River Archaeology Project 415
Figure 5. Distribution of artifacts and sediment bodies across Klein Hoek 1 (KH1). (A) A selection of bifacial pieces from the Still Bay cluster. (B) Engraved ochre in proximity
to Robberg and Wilton artifacts.
416 PaleoAnthropology 2019
at surfaces—one to the east and one to the west—the for-
mer of which is about 1.5m higher than the laer. The en-
tire sediment stack is 6–14m above the current channel of
the Doring River. Like DB8, PL1 was originally interpreted
as a slackwater accumulation, and like DB8 it has been cut
by activation of the tributary though it does not preserve
an intact section as at DB8. OSL determinations in the 2010
excavation of the eastern (higher) mound surface at PL1 re-
turned ages of 60.8±5.2 and 58.8±5.3 ka from 0.8m and 1.5m
below surface respectively (Mackay et al. 2014b).
The entire surface assemblage at PL1 was originally as-
signed to the Late MSA based on both its distinctive char-
acteristics and the OSL ages, combined with the absence
of indicators from MIS 4. The results of our more compre-
hensive surface survey are broadly in line with that initial
observation, though produce some valuable new observa-
tions. A total of 636 artifacts was recorded at PL1, with 193
assigned to the MSA; only four artifacts were assigned to
the LSA. Of the other artifacts that could be assigned to in-
dustries, the vast majority belonged to the Late MSA. The
four LSA-assigned artifacts were all allocated to the Early
LSA. Surprisingly, the locality produced no clear evidence
for occupation after ~22 ka, which is the local start of the
Robberg. A small number of post-Howiesons Poort arti-
facts was observed, however, consistent with a formation
age for the upper surface of around 58–61 ka. Both of these
post-Howiesons Poort artifacts occurred on the northern
edge of the lower mound surface. This area was also no-
tably richer in silcrete (20 out of 480, 4.2%) than the upper
mound surface (3 out of 157 pieces, 1.9%). Given that the
lower mound surface is ~1.5m below the upper mound sur-
face, and that the OSL ages were recovered from 0.8–1.5m
below the surface of that mound, it may be that the lower
surface eectively dates to ~58–61 ka, and thus formed
within the post-Howiesons Poort interval.
DISCUSSION
The Doring River corridor was occupied from at least the
Middle Pleistocene, and heavily occupied from the MSA
into the historic period. Though we only recorded cores
and implements—which typically account for quite small
proportions of assemblages in the region—sample sizes
were robust on all of the sediment stacks that we have so
far studied. Visible artifact density was likely inuenced
by surface erosion; badly denuded localities like KH1 (0.35
cores and implements/m2), UPK9 (0.32/m2) and PL1 (0.22/
m2) have higher densities of artifacts than those such as
DB8 (0.06/m2) and UPK1 (0.01/m2) on which both vegeta-
tion and the recent dunes have been preserved. Only in
the western and northern parts of UPK7 do we see clear
evidence for denuded surfaces that have low densities of
artifacts. Interestingly much of this surface appears to date
to around 30 ka, hypothetically allowing for accumulations
of LSA material; these instead are concentrated towards the
crest of the stack.
That the Doring River is a major source of stone for
artifact manufacture likely increased the abundance of ar-
tifacts, particularly cores, along much of its course. How-
utary, dividing it into separate northern (15,320m2) and
southern lobes (14,218m2). The north face of the southern
lobe provides a six-and-a-half-meter section with visible
laminations (though no visible lenses of artifacts). We cur-
rently interpret this stack as a slackwater deposit, result-
ing from backooding of the tributary by the Doring River.
Erosion is common across the surfaces of both the southern
and northern lobes, with large blowouts occurring in both.
A minor drainage channel has formed at the junction of
the northern lobe and the underlying bedrock on the north
side, further accelerating sediment loss.
Steep scree slopes characterize the margins of the small
tributary. Surface sediments across the two lobes are rela-
tively uniform, consisting of compact, light brown ne
sands. Although these exposed sediments are likely to vary
in age, their uniformity aligns with available subsurface
data. The 6.5m sedimentary sequence exposed between the
two lobes by stream down-cuing is characterized by the
cyclical deposition of ne sands that ne upward. In the
north-west portion of the northern study lobe, more inten-
sive erosion has exposed a colluvial surface. Slightly to the
east, outside the study area and near the upper reaches of
the short tributary, small patches of a brownish-red paleo-
sol have been preserved, as have similarly small and isolat-
ed traces of more slackwater deposit. The paleosol is likely
older than the slackwater deposit, although it may repre-
sent a soil associated with a particular time period during
slackwater deposition in the tributary that was more con-
ducive to soil formation processes at the upper reaches—
the location where ood water would have been shallower
with a slower rate of deposition.
Phase I survey documented 1814 artifacts at DB8 across
both the northern and southern sections (Figure 6). LSA ar-
tifacts occur at the top of both stacks, with MSA artifacts
below. Quar-dominated LSA artifacts are common in
the uppermost scaers on both lobes, as is chert. On the
northern lobe, the MSA scaer exhibits a central cluster of
silcrete, while being dominated by hornfels and quarite
elsewhere. We expect that the quar-dominated upper
scaers on both lobes are related to Late Holocene occupa-
tion. On the northern lobe there is a clear Wilton cluster
siing just above limited Oakhurst and Robberg signals.
The MSA scaers on both lobes include post-Howie-
sons Poort, Howiesons Poort, and Still Bay components,
though these do not occur in the expected sequence relative
to elevation in the either lobe. This may reect either redis-
tribution during erosion of the blowout, a complex depo-
sitional/sedimentation sequence (unlikely given the visible
laminations), or mis-assignment of artifacts to industries.
Only excavation could resolve these possibilities.
PUTSLAAGTE 1 (PL1)
Putslaagte 1 is the only previously excavated and pub-
lished locality that we have so far surveyed. The locality
comprises a single low mound covering 2941m2 (Figure 7)
situated on a distal spur at the conuence of the Putslaagte
and the Doring Rivers. We did not distinguish multiple
sediment bodies at PL1, though the mound includes two
Doring River Archaeology Project 417
Our data do reveal interesting paerns of clustering—
which we loosely dene here as spatially coherent distri-
butions of similar artifacts—at dierent spatial extents. At
the nest scale, the Doring River sediment stacks appear to
preserve occasional evidence of clustering that we might
consider representative of ‘events.’ We see this most nota-
bly in the opportunistic ret sets at UPK7 and UPK1. In
total, during the 2019 season we identied nine ret sets, to
go with the three ret sets identied during our previous
work (Low et al. 2017). All of the 2019 examples occurred
in low density areas suggesting that rets are probably
quite prevalent but often dicult to discern due to both
the abundance of archaeology and the fact that our current
surveys are focussed only on cores and implements. That
these ret sets extend into the MSA supports the inferred
ever, it is possible that the abundance of material on the
sediment stacks reects similar occupational decisions to
those inferred by Sampson (1984) in his extensive Karoo
surveys where locations selected for occupation were typi-
cally sandy, free of rock, and located close to—but not im-
mediately on—reliable waterholes. All of the localities we
examined were located at least ~100–150m from the current
channel of the Doring River. Our ability to infer paerns of
occupation at the landform scale, though, is limited by our
survey strategy. While we surveyed a buer of 5m around
each stack, we have yet to conduct any systematic o-
site surveys in the area, and thus whether these sediment
stacks were more heavily occupied than other landforms
in the Doring catchment is something of which we cannot
yet be sure.
Figure 6. Distribution of artifacts and sediment bodies across Doringbos 8 (DB8).
418 PaleoAnthropology 2019
In addition to spatial clustering, there is evidence for
vertical stacking of sediment units that is likely to warrant
excavation. This is most clearly the case at DB8 where prob-
able Late Holocene material overlies a succession of Wil-
ton, Oakhurst, and Robberg, and then further below where
MSA artifacts from the post-Howiesons Poort, Howiesons
Poort, and Still Bay were mapped. Dating of the exposed
section at DB8 is currently underway, though on the ba-
sis of the available evidence it seems plausible that a long
cultural sequence is present at this locality. Vertical stack-
ing of Late Holocene, Wilton, Oakhurst, and Late MSA also
seems to occur in the northern erosional face of UPK7.
At the scale of industries or technocomplexes, clus-
tering does seem to take dierent forms. For example,
the Still Bay occurs as major (e.g., KH1) and minor (e.g.,
UPK7) clusters which are in both cases tightly spatially
constrained. This is also true for the post-Howiesons Poort,
Early LSA, Oakhurst, Wilton, and possibly the Robberg. So
far, however, Late MSA clusters are always distributed as
smears over relatively large areas. This may reect the ex-
tended time interval that the Late MSA represents, which at
~25 kyr is around 3–5 times longer than the duration of the
other industries. This is not to say that the dening features
we have provided for the Late MSA hold for that entire du-
ration. Indeed, this degree of technological stability would
spatial integrity of the deposits across at least the last 30
kyr, though putative Still Bay at KH1 suggests that spatial
integrity extends much deeper into the MSA.
At a somewhat larger scale—which we might term
‘aggregates’—we found clusters with numbers of artifacts
suggestive of either repeated occupation of specic loca-
tions on stacks or occupation by large numbers of people
within limited areas. This occurs whether the aggregate
is represented by retouched implements (e.g., Still Bay at
KH1, Oakhurst and ‘Woodlot/duckbill scrapers’ at UPK9)
or cores (e.g., post-Howiesons Poort and Early LSA at
UPK7, Robberg at UPK9 and KH1). Some of these aggre-
gates are unquestionably constrained by exposure visibil-
ity of appropriately-aged sediment surfaces. This is most
notably true of the Still Bay at KH1, which likely extends
under the adjacent mound, and the Early LSA at UPK7,
which is entirely co-extensive with the blowout in which
it is observed. It may also be true of the Robberg at UPK9
that likely continues across much of the indurated yellow
sediment unit which is currently covered by recent dunes
and vegetation. There is clearly signicant excavation po-
tential in these areas. In other cases, such as the eastern
Oakhurst cluster at UPK9, the extent of the aggregate is not
constrained by visibility and likely reects the full spatial
distribution of the phenomenon.
Figure 7. Distribution of artifacts and sediment bodies across Putslaagte 1 (PL1).
Doring River Archaeology Project 419
facts between dierent industries. The Late Holocene and
Wilton are common in open sites despite having been rare
in rock shelter excavations in the catchment. This is even
more acutely true for the Late MSA. The Howiesons Poort,
on the other hand, shows an inverted paern of distribu-
tion—common in shelters, rare in the open. Only the Rob-
berg and to a lesser extent the Oakhurst are common in all
contexts. Conversely, the Early LSA is rare throughout.
These paerns, though, presume that we can identify
artifacts from given periods using similar identifying char-
acteristics in all contexts. We know from our past work in
the catchment that this approach is fraught with issues.
Technological systems are responsive to the availability of
raw materials at a minimum, and probably also of water,
as well as other variables with spatial and temporal dis-
tributions that are less easy to identify. We are also con-
fronted with coherent clusters of material that we currently
cannot place within the local sequence at all, though they
may be expressions of entities known from the broader re-
gion. Both of these observations converge on the same solu-
tion, however—excavations are required to move beyond
the process of dating-by-inference on which we currently
rely. Survey work away from the sediment bodies is a fur-
ther necessity before our broader project aims can be met,
alongside completion of analysis of artifact assemblages
and dating of sediments from the rock shelters we have ex-
cavated. The integration of these data sets should allow our
broader goals to be met.
ACKNOWLEDGEMENTS
The Doring River Archaeology Project has been sup-
ported by grants from the Australian Research Council
(DE130100068 & FT160100139) to AM. CA is supported
by a post-doctoral fellowship from the Faculty of Science,
Medicine and Health at the University of Wollongong.
ENDNOTES
1We use the term ‘sediment stacks’ to refer to large accumulations of sedi-
ment along the Doring River as described in the Identication of Ar-
chaeological Localities section. The term ‘locality’ is used to refer to
any concentration of archaeological material, whether on a sediment
stack or not. So far, all of the sediment stacks we have identied have
also been localities in this sense.
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420 PaleoAnthropology 2019
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... Surveys have identified primary silcrete at multiple locations approximately 25 km to the east of MRS. The bedload of the Doring River also contains rare silcrete cobbles, but these are generally coarser-grained than those located in primary contexts, and do not appear to have been used regularly (Shaw et al., 2019). Chert occupies an ambiguous position, being locally available as small, flawed pebbles in conglomerate beds, and as rare pebbles in the Doring River bedload, but probably in larger and more homogeneous packages in the Dwyka and Ecca Series formations of the Karoo System ~ 35-45 km east of MRS. ...
... There are also the open-air sites of Putslaagte 1, Klein Hoek 1, Doringbos 8, as well as the Uitspankraal and Tweefontein localities known from study of surface materials (Hallinan & Shaw, 2015Shaw et al., 2019;Will et al., 2015). The later MIS 3 assemblages from these localities allow the Mertenhof finds to be situated in the regional technological and chronological sequence. ...
... We started this paper by the original notion of some scholars (Ambrose, 2002;Deacon, 1995;Deacon & Thackeray, 1984;Klein, 2000Klein, , 2001Klein et al., 2004) that the archaeology of the Western Cape in South Africa during MIS 3 reflects a gap or hiatus in the cultural sequence, potentially reflecting a depopulation of this region due to hyperarid environmental circumstances. The new chronometric and technological data from MRS presented here indicate a clear-though muted-presence of people in the shelter episodically between ~ 50 and 37 ka, adding to recent research from openair localities (Shaw et al., 2019(Shaw et al., , 2021. All indications from lithic and other archaeological data from MRS point toward shorter stays with low occupation intensities and decreasing find densities through time. ...
Article
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Southern Africa features an intensively studied Stone Age sequence, though one with geographical and temporal gaps. The archaeology of Marine Isotope Stage (MIS) 3 remains understudied, particularly between ~ 50 and 25 ka. This period encompasses important ecological, demographic and cultural changes, most notably the transition from Middle Stone Age (MSA) to Later Stone Age (LSA) technologies. In western South Africa, previous research postulated a demographic hiatus during the second half of MIS 3, potentially due to hyperarid climatic conditions. Here, we provide evidence of occupation during this period at Mertenhof Rock Shelter (MRS) in the form of new chronometric and technological data. OSL estimates suggest two pulses of low-intensity occupations at ~ 50 ka and 41–37 ka, allowing for a diachronic assessment of technological changes. These sporadic MSA occupations complement the more widespread occurrence of open-air settlements along the Doring River during ~ 50–35 ka. At MRS, knappers procured local rock types and produced small flakes and some laminar elements via platform, bipolar and Levallois reduction. The retouched elements feature splintered pieces and denticulates but mostly lack points. Differences to contemporaneous sites in eastern southern Africa underscore ongoing technological regionalisation and demographic partitioning during MIS 3. The temporal changes in the sequence show some antecedents of Early LSA technological systems, which appear in the region around 25 ka, but not in a unidirectional manner. Lithic and chronometric evidence from MRS supports scenarios of a long MSA persistence within MIS 3 in southern Africa and a late emergence of the LSA sometime after 35 ka.
... Initially it focused on large-scale survey activities in the Vaal River gravels and its tributaries, beginning in the early 20 th century (Johnson 1907;Collins & Smith 1915;Goodwin 1928;Söhnge & van Riet Lowe 1937;van Riet Lowe 1952) and continuing ever since (Sampson 1985;Sampson et al. 2015;Leader et al. 2018;Ecker et al. 2021). Further landscape surveys and the identification of stratified open-air sites to understand land use and settlement patterns proceeded in the Western Cape (Oestmo et al. 2014;Mackay 2016;Shaw et al. 2019). Notable research has come from Elandsfontein (Klein 1978;Braun et al. 2013), Geelbek and Anyskop (Kandel et al. 2005;Kandel & Conard 2012) as well as Hoedjiespunt (Berger & Parkington 1995;Will et al. 2013). ...
... Notable research has come from Elandsfontein (Klein 1978;Braun et al. 2013), Geelbek and Anyskop (Kandel et al. 2005;Kandel & Conard 2012) as well as Hoedjiespunt (Berger & Parkington 1995;Will et al. 2013). More recent work in the Tankwa Karoo and Cederberg regions has demonstrated flexible inhabitation of landscapes by highly mobile hunter-gatherer groups from various chronological periods in arid, marginal environments (Hallinan & Parkington 2017;Mackay et al. 2018;Shaw et al. 2019;Hallinan 2022). Since the 1990s, intense research at open-air sites has also been carried out in the Free State (see summaries in de Ruiter et al. 2011;Bousman et al. 2023a, b). ...
... These localities with long stratified sequences have been key for understanding the cultural stratigraphy and behavioural evolution of early modern humans in southern Africa (Lombard et al. 2012(Lombard et al. , 2022Wurz 2016;Will et al. 2019), but provide only snapshots of behaviour limited in space and by ecology. This situation precludes assessments of regional landscape use and environmental adaptations over the Middle and Late Pleistocene which requires integration of rock shelter sequences with open-air data (Mackay 2016;Hallinan & Parkington 2017;Shaw et al. 2019; also see Chabai & Uthmeier 2018;Kindermann et al. 2018). The presence of key sites in KZN that are rich in MSA and LSA materials, however, speaks to the high potential for locating open-air sites. ...
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Full-text available
Hunter-gatherer groups conduct most of their activities in open landscapes as they provide drinking water, food, and raw materials, and offer spaces for social gatherings. The remains left behind at such sites allow for unique archaeological insights into the spatial patterning of prehistoric behaviour. The Stone Age record in southern Africa remains best-known from sheltered sites. A paucity of stratified open-air localities precludes understanding the full spectrum of past hominin activities. Here we introduce an interdisciplinary project in KwaZulu-Natal to study the evolution of human behaviour and landscape dynamics during the Pleistocene in the open-air context of a stratified hillslope with sediments exposed in so-called dongas, a landform created by gully erosion. The project encompasses field and laboratory approaches, combining archaeological, geographical, geological, chronometric, and palaeoenvironmental data. After reviewing relevant open-air research in archaeology and geography, we identify the Jojosi Dongas as a promising research area. Our fieldwork results from 2022-2023 demonstrate the high archaeological, geographical, and geological potential of this landscape. Foot surveys found abundant MSA artefacts spread throughout the dongas, one area with ESA tools, but little to no traces of LSA or later material. Most finds lie on the surface with rarer stratified material occurring in exposed profiles. The surface MSA material is characterised by almost exclusive hornfels use, frequent cortical pieces, many large blanks and cores, and rare retouched tools. These features differ markedly from lithic trends observed in well-known shelter sites, likely the result of differences in site function. Based on the nature of the surface assemblages and the presence of a large outcrop of high-quality hornfels, we hypothesise that the Jojosi Dongas may have been a specialised quarry and workshop area. The stratified MSA occupations are the focus of ongoing excavations and further studies will aim to test our preliminary interpretations provided here.
... Surveys have identi ed primary silcrete at multiple locations approximately 25 km to the east of MRS. The bedload of the Doring River also contains rare silcrete cobbles, but these are generally coarser-grained than those located in primary contexts, and do not appear to have been used regularly (Shaw et al., 2019). Chert occupies an ambiguous position, being locally available as small awed pebbles in conglomerate beds, and as rare pebbles in the Doring River bedload, but probably in larger and more homogeneous packages in the Dwyka and Ecca Series formations of the Karoo System ~ 35-45 km east of MRS. ...
Preprint
Full-text available
Southern Africa features an intensively studied Stone Age sequence, though one with geographical and temporal gaps. The archaeology of Marine Isotope Stage (MIS) 3 remains understudied, particularly between ~ 50 − 25 ka. This period encompasses numerous ecological, demographic and behavioural changes, most notably the passage from Middle Stone Age (MSA) to Later Stone Age (LSA) technologies. In western South Africa, previous research postulated a hiatus in the cultural sequence during the second half of MIS 3, potentially reflecting depopulation due to hyperarid environments. Here we document rare occupations during this period in the Western Cape at Mertenhof Rock Shelter (MRS) by providing new chronometric and technological data. OSL estimates suggest two pulses of low-density occupations at ~ 50 ka and 41 − 37 ka, allowing for a diachronic assessment of technological changes. These sporadic MSA occupations complement the more widespread occurrence of open-air settlements along the Doring River during ~ 50 − 35 ka. At MRS, knappers procured local rock types and produced small flakes and some blades via platform and bipolar reduction but without Nubian methods. The retouched pieces feature splintered pieces and denticulates but mostly lack points. Notable differences to sites in eastern southern Africa underscore ongoing technological regionalization and demographic partitioning during MIS 3. The temporal changes in the sequence show no consistent trajectory towards the ELSA in the region that appears around 25 ka. Lithic and chronometric evidence from MRS supports scenarios of a long persistence of the MSA within MIS 3 in southern Africa and a late emergence of the LSA after 35 ka.
... Despite the clear archaeological and palaeontological potential of alluvial terraces, little research has been undertaken to date in terms of open-air LSA occupations in the interior of South Africa (Hallinan 2022). Besides Erfkroon, notable exceptions include small portions of the Doring River (Shaw et al. 2019), Tankwa Karoo (Hallinan 2021), Namaqualand (Dewar & Stewart 2017), Zeekoe Valley (Sampson 1985;Sampson et al. 2015), Orange River (Sampson 1970), Caledon River (Mitchell 2000), Wolwespruit (De la Peña & Witelson 2020), and Limpopo River (Le Baron et al. 2010). In order to better understand human occupation in the grasslands of the western Free State during the LSA, and possibly obtain a clearer picture of hunter-gatherer lifestyle and foraging strategies (e.g. ...
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The Modder River basin has been the focus of extensive surveys followed by targeted excavations of specific erosional gullies (known locally as dongas), where Middle and Later Stone Age artefacts and fossils are abundant. At Damvlei, a donga located on the left bank of the Modder, lithic artefacts and fossils were observed in the 1990s. Here, we present the results of two seasons of fieldwork (2019/21) at this locality, as well as unpublished surface faunal remains collected in 1995/96. Damvlei formed as a result of overbank deposition of the Modder River, as indicated by micromorphological analysis. The accumulation of the sedimentary sequence beneath the artefact-bearing levels started at 27 ± 3 ka at the earliest, based on optically stimulated luminescence dating. Artefacts, faunal remains, and phytoliths show that the site is characterised by Holocene Later Stone Age technology in an open-grassland environment typical of the terminal Florisian Land Mammal Age. Damvlei expands our knowledge of the Later Stone Age in the western Free State, and highlights the need for more extensive dating programmes aimed at framing human occupation in the central interior of South Africa.
... While this site does little to fill in the geographic gap as it is only 57 km northwest of the well-known site of Wonderwerk Cave, it does demonstrate for the first time the presence of a buried dense open-air occupation in this zone associated with a Wilton Industry. The definition of a dense occupation is used here in opposition to an ephemeral occupation (for a discussion of density in material documented in surface survey see Shaw et al. 2019). One of the goals of the research presented here is to work towards a quantitative measure of occupation density. ...
Article
This paper presents preliminary results from a newly excavated open-air Later Stone Age site attributed to the Wilton Industry at Kathu Pan 6 in the Northern Cape Province of South Africa. Basic data on the lithics, fauna (including a large ivory fragment), and ostrich eggshell (including beads) recovered during two seasons of excavation (2016–2017) are presented and this material is contextualized through comparison with neighboring sites. Spatial analysis of the artifact distribution from the small exposure from the 2017 season suggests a spatially structured occupation. The Wilton open-air occupation of Kathu Pan 6 offers a new perspective on the poorly understood Later Stone Age of the southern fringes of the Kalahari.
Article
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The Robberg technocomplex of southern Africa (~ 26 to 12 thousand years ago) is the earliest well-defined and widespread technocomplex of the southern African Later Stone Age. Here, we present descriptions of lithic assemblages assigned to the Robberg technocomplex from the site of Knysna Eastern Heads Cave 1 (KEH-1), located on the modern-day southern coast of South Africa. Technological organization at KEH-1 is in line with the main defining characteristics of the Robberg, including a focus on bladelet production, the presence of cores typical to Robberg assemblages, and a low frequency of retouched tools. The majority of silcrete in the KEH-1 assemblage was heat-treated, but the use of silcrete for lithic production was not dependent on the use of heat treatment. While lithic reduction is oriented toward bladelets, large quartzite flakes play a notable but poorly understood role in the system. However, the assemblage from KEH-1 differs in key ways from other published Robberg assemblages, including relatively low reduction intensity, infrequent use of bipolar percussion, and low emphasis on lithic miniaturization. Data from KEH-1 add to our understanding of technological variation within the Robberg and highlight the importance of understanding how site dynamics influence lithic technological organization.
Preprint
Full-text available
The Middle Stone Age (MSA) of southern Africa is mainly known from rock shelters and caves. How early modern humans interacted with their landscapes remains comparatively understudied. The site of Jojosi 1, situated north of Nquthu in north central KwaZulu-Natal, is set within erosional badlands, known locally as “dongas.” This locality offers a rare opportunity to study MSA technology and settlement dynamics in an open-air context. A. Mazel initially discovered and excavated Jojosi 1 in 1991, but did not publish the lithic assemblage. Here, we report on the site’s rediscovery coupled with the first lithic analysis and luminescence dating. This work provides insights into the site formation processes of Jojosi 1 and lithic reduction strategies, raw material provisioning, and landscape use. Our techno-typological analysis draws upon Mazel’s collection of 7529 artefacts while combining attribute analysis and refitting studies. The results show the exclusive use of hornfels and its reduction via platform and Levallois methods to produce flakes and blades. Retouched tools are scarce and comprise mostly notched or denticulate pieces but lack backed tools, unifacial, and bifacial points. The museum collection features abundant small debitage and a strong component of cortical, initial stage, and core preparation flakes. The 48 refitted artefacts and ample small debitage in a spatially constricted band suggest high assemblage integrity with minimal post-depositional disturbance. Infrared stimulated luminescence dating of coarse grain feldspars brackets the archaeological occurrence to ~ 139 − 106 ka. Comparisons with contemporary lithic assemblages link the assemblage to the early Middle Stone Age in southern Africa. We interpret Jojosi 1 as a knapping event aimed at blank production and exploitation of local high-quality hornfels. With little evidence for other behaviours, the site likely reflects an ephemeral knapping workshop on a source of abundant hornfels slabs. Our ongoing excavations in the Jojosi Dongas will be able to test this hypothesis and will work to characterise the technological adaptations and settlement dynamics of the MSA hunter-gatherers in this area.
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Full-text available
Studying Stone Age foraging behaviours in terms of plant foods is difficult because of preservation, sampling and identification biases. Current foodplant populations, knowledge about their use in recent times, and how they are distributed across the landscape, provide valuable middle-range proxies from which work on archaeological landscapes and material can benefit. With this contribution we provide foodplant lists for three different foraging ranges (radii of ~ 12.5 km, ~35 km, and ~ 70 km) around Hollow Rock Shelter. By comparing data for each of the foraging ranges directly, we discuss proportional increases in foodplant resources when moving further away from the site. We demonstrate that the ~ 35 km foraging range is the most efficient. This implies that people staying at the site (for shorter or longer periods) may have regularly employed a strategy of temporary camping for a night or two away from the site to forage especially preservable foods that could be brought to the site. Our data highlight potential plant-food staples, and show that under-surface storage organs (USOs) of plants, followed by fruit and leaves are the most abundant edible plant parts available on the Hollow Rock Shelter landscape within all three of the foraging ranges, and that most of these could be eaten raw.
Thesis
Full-text available
Southern African research into the behavioural evolution of Late Pleistocene human adaptability, flexibility, and innovation is typically pursued through the lens of rock shelter deposits. However, rock shelters only cover a very small, geographically specific area of the subcontinent, distorting our understanding of change in human-environment interaction and demography. While still under-represented and under-explored in regional syntheses, more studies are looking to open-air archaeology to fill this geographic void in Late Pleistocene research. These studies either pursue a landscape approach that prioritises spatial coverage, or site-bound excavation to maximise temporal control. However, few investigate the depositional and erosional phenomena involved in the formation of surface archaeology and its surrounding landscape. To rectify this disparity, this thesis explores the complex spatio-temporal relationship between surface archaeology and the formation history of Uitspankraal (UPK) 7 by combining multiple interdisciplinary methods from the Earth and archaeological sciences: randomised surface survey and sampling, geomorphometry, geophysical survey, granulometry, XRD analysis, OSL dating, artefact mapping, and assemblage composition and artefact condition analysis. UPK7 is located in the semi-arid Doring River valley and yields surface archaeology that implies occupation from the Still Bay to the Historic period. Results show that it is an eroding series of source-bordering dunes draped across a palaeoterrace and a hillslope of bedrock and colluvium. UPK7 formed through rapid but pulsed sediment accumulation over at least the last 80 ka, with periods of surface deflation and exposure that facilitated artefact redistribution. Despite the abundance of Late Pleistocene archaeology at UPK7, erosion currently outpaces deposition and deposit stabilisation. Erosion has accelerated in at least the last 5,000 years and especially within the last 300 years, suggesting feedback between Holocene aridification, an increase in oscillations between wet-dry conditions, and an increase in human-ungulate activity in the study area. Together these conditions have differentially erased younger deposits, exposing the consolidated Late Pleistocene sediment and the more ancient material it preserves. The visibility, spatio-temporal distribution, and preservation of UPK7’s surface artefacts reflect the locality’s topography, the timing of their discard and the duration and process of sediment accumulation and erosion. The spatial patterning and diversity of time-diagnostic and non-diagnostic artefacts is shown to correspond with the depositional age of their underlying substrate in areas where topographic conditions minimize or reduce the impact of surface runoff, but where sediment deflation persists. When artefacts are assessed at the scale of the archaeological epoch the spatial distribution of Middle Stone Age artefacts shows a significant association with the oldest deposit, Lower Red. The spatial distribution of Later Stone Age artefacts is significantly associated with Upper Yellow sediment, as opposed to the older Lower Red substrate and the younger Indurated Sand. The findings presented in this thesis caution against forming behavioural interpretations from spatial patterns in surface material without examining their post-depositional history and without forming an understanding of the coevolution of archaeological and landscape formation. This study underscores the need for incorporating a geoarchaeological approach into Late Pleistocene open-air research to improve southern Africa’s landscape-scale insight into greater Africa’s human behavioural evolution. Online access: https://ro.uow.edu.au/theses1/1375
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Open-air archaeology plays a limited role in southern African Late Pleistocene research, with most studies focused on rock shelter assemblages. Recently, archaeologists have noted discrepancies in the composition of Late Pleistocene lithic assemblages between some of the region’s open-air and rock shelter sites. For example, although relatively abundant in rock shelters, Late Pleistocene Later Stone Age (LSA, c. 44–12 kcal. BP) bipolar cores are rare in open-air contexts. In this paper, we assess this discrepancy by testing for differential preservation of specific artefact classes and sizes in semi-arid open-air conditions. We placed a replicated assemblage of miniaturised cores and flakes on an archaeologically sterile sediment surface in the Doring River Valley (South Africa) and recorded their movements over 22 months. Our results indicate that bipolar and freehand cores moved comparable distances within the study interval and that surface slope is the strongest predictor of miniaturised tool movement.We also show that (1) relatively flat lithics move disproportionately more and (2) random artefact orientations do not preclude local (i.e. metre) scale artefact transport. In terms of the archaeology of our study area, the observed clustering of surface artefacts on sediment bodies likely results from their recent exposure. Our data suggest that the paucity of open-air bipolar artefacts in Late Pleistocene LSA assemblages may have more to do with human behavioural variability at landscape scales than differential preservation. Southern Africa’s rich rock shelter record is, therefore, unlikely to represent the full suite of prehistoric hunter-gatherer behaviours. SpringerNature SharedIt Full-text: http://rdcu.be/I5Tn
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