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An add-on training program involving breathing exercises, cold exposure, and meditation attenuates inflammation and disease activity in axial spondyloarthritis – A proof of concept trial

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Objectives The primary objective of this trial was to assess safety and anti-inflammatory effects of an add-on training program involving breathing exercises, cold exposure, and meditation in patients with axial spondyloarthritis Methods This study was an open-label, randomised, one-way crossover clinical proof-of-concept trial. Twenty-four patients with moderately active axial spondyloarthritis(ASDAS >2.1) and hs-CRP ≥5mg/L were included and randomised to an intervention (n = 13) and control group (n = 11) group that additionally received the intervention after the control period. The intervention period lasted for 8 weeks. The primary endpoint was safety, secondary endpoints were change in hs-CRP, serum calprotectin levels and ESR over the 8-week period. Exploratory endpoints included disease activity measured by ASDAS-CRP and BASDAI, quality of life (SF-36, EQ-5D, EQ-5D VAS), and hospital anxiety and depression (HADS). Results We found no significant differences in adverse events between groups, with one serious adverse event occurring 8 weeks after end of the intervention and judged ‘unrelated’. During the 8-week intervention period, there was a significant decline of ESR from (median [interquartile range] to 16 [9–26.5] to 9 [5–23] mm/hr, p = 0.040, whereas no effect was found in the control group (from 14 [8.3–27.3] to 16 [5–37] m/hr, p = 0.406). ASDAS-CRP declined from 3.1 [2.5–3.6] to 2.3 [1.9–3.2] in the intervention group (p = 0.044). A similar trend was observed for serum calprotectin (p = 0.064 in the intervention group versus p = 0.182 in the control group), but not for hs-CRP. Conclusions This proof-of-concept study in axial spondyloarthritis met its primary endpoint with no safety signals during the intervention. There was a significant decrease in ESR levels and ASDAS-CRP upon the add-on training program in the intervention group. These findings warrant full-scale randomised controlled trials of this novel therapeutic approach in patients with inflammatory conditions. Trial registration ClinicalTrials.gov; NCT02744014
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RESEARCH ARTICLE
An add-on training program involving
breathing exercises, cold exposure, and
meditation attenuates inflammation and
disease activity in axial spondyloarthritis – A
proof of concept trial
G. A. Buijze
1
*, H. M. Y. De JongID
2
, M. Kox
3
, M. G. van de Sande
2
, D. Van
Schaardenburg
2,4
, R. M. Van Vugt
5
, C. D. Popa
6,7
, P. Pickkers
3
, D. L. P. Baeten
2
1Department of Orthopaedic Surgery, Amsterdam UMC, University of Amsterdam, Amsterdam, The
Netherlands, 2Department of Rheumatology and Clinical Immunology, Amsterdam UMC, University of
Amsterdam, Amsterdam Rheumatology and Immunology Center, Amsterdam, The Netherlands,
3Department of Intensive Care Medicine, Nijmegen Institute for Infection, Inflammation and Immunity,
RadboudUMC Nijmegen, Nijmegen, The Netherlands, 4Reade, Amsterdam Rheumatology and Immunology
Center, Amsterdam, The Netherlands, 5Department of Rheumatology and Clinical Immunology, Amsterdam
UMC, Vrije Universiteit Amsterdam, Amsterdam, The Netherlands, 6Department of Rheumatology, Sint
Maartenskliniek, Nijmegen, The Netherlands, 7Department of Rheumatology, RadboudUMC Nijmegen,
Nijmegen, The Netherlands
These authors contributed equally to this work.
*g.a.buijze@amc.uva.nl
Abstract
Objectives
The primary objective of this trial was to assess safety and anti-inflammatory effects of an
add-on training program involving breathing exercises, cold exposure, and meditation in
patients with axial spondyloarthritis
Methods
This study was an open-label, randomised, one-way crossover clinical proof-of-concept
trial. Twenty-four patients with moderately active axial spondyloarthritis(ASDAS >2.1) and
hs-CRP 5mg/L were included and randomised to an intervention (n = 13) and control
group (n = 11) group that additionally received the intervention after the control period. The
intervention period lasted for 8 weeks. The primary endpoint was safety, secondary end-
points were change in hs-CRP, serum calprotectin levels and ESR over the 8-week period.
Exploratory endpoints included disease activity measured by ASDAS-CRP and BASDAI,
quality of life (SF-36, EQ-5D, EQ-5D VAS), and hospital anxiety and depression (HADS).
Results
We found no significant differences in adverse events between groups, with one serious
adverse event occurring 8 weeks after end of the intervention and judged ‘unrelated’. During
PLOS ONE | https://doi.org/10.1371/journal.pone.0225749 December 2, 2019 1 / 11
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OPEN ACCESS
Citation: Buijze GA, De Jong HMY, Kox M, van de
Sande MG, Van Schaardenburg D, Van Vugt RM, et
al. (2019) An add-on training program involving
breathing exercises, cold exposure, and meditation
attenuates inflammation and disease activity in
axial spondyloarthritis – A proof of concept trial.
PLoS ONE 14(12): e0225749. https://doi.org/
10.1371/journal.pone.0225749
Editor: Johannes Fleckenstein, University of Bern,
SWITZERLAND
Received: April 17, 2019
Accepted: November 7, 2019
Published: December 2, 2019
Copyright: ©2019 Buijze et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which
permits unrestricted use, distribution, and
reproduction in any medium, provided the original
author and source are credited.
Data Availability Statement: All relevant data are
within the manuscript and its Supporting
Information files.
Funding: The authors received no specific funding
for this work.
Competing interests: The authors have declared
that no competing interests exist.
the 8-week intervention period, there was a significant decline of ESR from (median [inter-
quartile range] to 16 [9–26.5] to 9 [5–23] mm/hr, p = 0.040, whereas no effect was found in
the control group (from 14 [8.3–27.3] to 16 [5–37] m/hr, p = 0.406). ASDAS-CRP declined
from 3.1 [2.5–3.6] to 2.3 [1.9–3.2] in the intervention group (p = 0.044). A similar trend was
observed for serum calprotectin (p = 0.064 in the intervention group versus p = 0.182 in the
control group), but not for hs-CRP.
Conclusions
This proof-of-concept study in axial spondyloarthritis met its primary endpoint with no safety
signals during the intervention. There was a significant decrease in ESR levels and ASDAS-
CRP upon the add-on training program in the intervention group. These findings warrant
full-scale randomised controlled trials of this novel therapeutic approach in patients with
inflammatory conditions.
Trial registration
ClinicalTrials.gov; NCT02744014
Introduction
Previous research in healthy individuals exposed to experimental endotoxemia showed that
the innate immune response can be voluntarily modulated by a training program involving
breathing exercises, exposure to cold and meditation (further referred to as: ‘add-on training
program’).[1,2] Practicing the techniques learned in the add-on training program induced
intermittent respiratory alkalosis and hypoxia, as well as profoundly increased plasma epi-
nephrine levels, indicating activation of the sympathetic nervous system. These changes corre-
lated with increased plasma levels of the anti-inflammatory cytokine IL-10 and attenuated
levels of pro-inflammatory mediators such as TNF-α, IL-6, and IL-8 during experimental
endotoxemia.[2]
The study of Kox et al[2] evaluated short term effects of this add-on training program in a
controlled experimental model of acute inflammation in healthy individuals. It is unknown
whether the same intervention could potentially lead to suppression of inflammation in
patients with chronic inflammatory diseases. And, more importantly, it is not known whether
this training program can safely be applied in patients with a chronic inflammatory disorder.
We designed a proof of concept (PoC) trial aimed to assess whether this well-defined add-
on training program could modulate innate immune responses in a prototypical chronic
inflammatory disease. We selected axial spondyloarthritis (axSpA)[3] as model disease since
this chronic rheumatic inflammation of the spine a) involves altered innate immune
responses,[4,5] b) affects mainly young adults with few comorbidities and concomitant medi-
cation, allowing for an unbiased efficacy and safety assessment, and c) persists often for years
as stable mild-to-moderate disease. Despite recent advances in therapeutic options for axSpA
it is still not possible to sufficiently control disease activity in all patients, as only 60–70% of the
patients respond to treatment, of whom 30% only partially. Remission is only achieved in 20%
of the patients. This indicates a clear opportunity for additional treatment options, such as the
add-on training program, to improve the outcome in these patients.
Add-on training program in axial spondyloarthritis
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This study addresses the following primary research question: Can this add-on training
program safely be applied in patients with active axial spondyloarthritis? C- reactive protein
(CRP), erythrocyte sedimentation rate (ESR) and calprotectin levels are evaluated as secondary
biological endpoints to investigate potential impact on inflammatory response. The explor-
atory outcomes are other inflammatory markers and the patient-reported outcomes
ASDAS-CRP, Bath Ankylosing Spondylitis Disease Activity Index (BASDAI), quality of life
measures (SF-36, EQ-5D, EQ-5D VAS), and hospital anxiety and depression (HADS). As this
is the first study to investigate the safety and efficacy of this intervention in patients with a
chronic inflammatory disease, we did not attempt to decipher the mechanism of action of the
add-on training program.
Methods
Study design
The study design used for this proof-of-concept trial was an open-label randomised one-way
crossover design to rule out regression to the mean (S1 Fig). This intervention is not suitable
to compare to a genuine placebo effect. A concealed computer-based system randomised par-
ticipants to an early intervention group or late intervention group in a 1:1 ratio. Stratification
was performed for duration of disease and disease activity by ASDAS-CRP.
The early intervention group started with the intervention at baseline and continued with
the intervention until week 8. Study visits in the intervention period were done at baseline,
week 4 and week 8. Sixteen weeks after the intervention period, thus at week 24, a follow-up
visit was done. The total study duration for the early intervention group was 24 weeks, in
which 4 study visits were done.
The late intervention group started with the control period that lasted for 8 weeks. Study
visits were performed at baseline, week 4 and week 8. After 8 weeks, the late intervention
group started with the intervention and continued with the intervention for 8 weeks. The week
8 visit of the control period also served as the baseline visit for the intervention period. Study
visits in the intervention period for the late control group were done after 4 and 8 weeks of
intervention (thus at week 12 and week 16). Sixteen weeks after the intervention period, thus
at week 32, a follow-up visit was done. The total study duration for the late intervention group
was 32 weeks, in which 6 study visits were done.
Data from the first 8 weeks of study participation of the late intervention group were used
as control data. Data from both intervention periods (of the early and late intervention group)
were combined in the analysis. In both groups, the 8-week intervention period was followed
by a 16-week safety follow-up period. Patients were enrolled between May and December
2016. Participating centres were the Academic Medical Centre (AMC) and Bernhoven Hospi-
tal. All training sessions took place in the AMC.
Patients
Patients aged between 18 and 55 years were eligible if they had a clinical diagnosis of axSpA
according to the treating physician, fulfilled the ASAS classification criteria[6] and had active
disease defined as ASDAS>2.1[7] and a high-sensitive CRP (hs-CRP) 5mg/L. Patients were
allowed to use concomitant non-steroidal anti-inflammatory drugs (NSAIDs), corticosteroids
(prednisone equivalent up to 10mg/day) and disease modifying anti-rheumatic drugs
(DMARDs) (both synthetic and biologic) provided they have been initiated at least 8 weeks
before screening (exception: two weeks for NSAIDs) and that the dose had been stable for at
least 6 weeks prior to screening. Doses also had to remain stable throughout the study (from
screening to end of intervention at week 8). Exclusion criteria were significant comorbidities
Add-on training program in axial spondyloarthritis
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that, in the opinion of the investigators, could interfere with the study or lead to deleterious
effects for the patient, a recent history or persistence of an infection requiring hospitalization
or antibiotic treatment within 4 weeks of baseline and pregnancy.
All participants gave written informed consent. Patients received a travel allowance that
was dependent on the distance of the patients’ residence to the training site, but no other reim-
bursement. This study was approved by the Medical Ethics Committee of the Academic Medi-
cal Centre in Amsterdam under reference number 2015_328.
Intervention
The intervention consisted of an 8-weeks add-on training program comprising three elements:
1) breathing exercises (further detailed below), 2) gradual cold exposure (immersions in ice
cold water), and 3) meditation (third eye meditation).
The breathing techniques consisted of two exercises. First, patients were asked to hyperven-
tilate for an average of 30 breaths. Subsequently, the patient exhaled and held their breath in
an unforced manor for *2–3 min until they felt a stimulus to inhale (“retention phase”). The
duration of breath retention was entirely at the discretion of the patient himself. For safety rea-
sons, it was instructed to not hold the breath longer than 3.5 minutes. Breath retention was fol-
lowed by a deep inhalation breath, which was held for 10 s. Subsequently a new cycle of hyper/
hypoventilation began. After the last cycle, patients were instructed to do a strenuous exercise
such as push-ups. The induced state of intermittent respiratory alkalosis and hypoxia typically
“empowers” the patient to outperform their standard capability in any physical exercise. The
second breathing exercise consisted of deep inhalations and exhalations in which every inhala-
tion and exhalation was followed by breath holding for 10 s, during which the patient tight-
ened all his body muscles. An additional element this part of the training program consisted of
strength exercises (e.g., push-ups and yoga balance techniques).
During the intervention period, patients voluntarily exposed themselves to cold in two
ways. During weekly training sessions, the patients immersed whole-body in ice-cold water
(0–1˚C) for several minutes, incrementally up to a maximum of 5 minutes (for safety reasons).
At home, daily cold showers were taken incrementally up to 5 minutes (10–14˚C).
The so-called “third eye meditation,” is a form of meditation including visualizations aimed
at total relaxation. It consisted of an unguided meditation (in silence) with the eyes closed in
any posture as desired by the patient for a period of 15–20 minutes. It was generally used at the
end of each training session.
Consistent with the previous study,[2] patients were trained at the academic rehabilitation
centre by a Dutch individual Wim Hof and four trainers who previously received an instructor
course by Wim Hof to become a trainer. Medical personnel were present during all training
sessions. During the first 4 weeks, participants had group trainings twice weekly, the second 4
weeks once weekly. During the intervention period, and after extensive written and oral
instructions, participants practiced the exercises daily at home and registered their progression
in a diary. In this diary the participants reported per day a) their progression in breath reten-
tion at home and b) their mental and physical state. The adherence to the training program
was discussed and assessed weekly by the trainers and during the study visits by the medical
personnel.
Assessments
Primary safety assessments included vital signs, physical examination, electrocardiogram, hae-
matology and chemistry at baseline, 4, 8, and 24 weeks and upon indication, and recording of
adverse events (AEs) and serious adverse events (SAEs). The number and severity of adverse
Add-on training program in axial spondyloarthritis
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events was used to assess safety, other safety assessments, such as measuring blood pressure,
heart rate, body temperature and physical exam, were done to detect potential adverse events
that were not reported by the participants. Secondary endpoints were the change in serum hs-
CRP (mg/L) levels between baseline and week 8 of the intervention/control period as a quick
response measure, and erythrocyte sedimentation rate (ESR, mm/hr) and serum calprotectin
levels[8] (measured by ELISA). Exploratory end-points were disease activity measured by
ASDAS-CRP[6] and BASDAI[9], quality of life measured by the short-form 36 (SF-36)[10]
and the EuroQol-5D (EQ-5D)[11] and depressive symptoms measured by the Hospital Anxi-
ety Depression Score (HADS)[12]. All questionnaires were self-administered and used and
scored according to the test manuals.
Statistical analysis
Because of the PoC design with safety as primary outcome, sample size could not be calculated
and was estimated based on previous work[2]. All patients are included in the analysis of the
primary outcome. For the primary outcome, safety, Mann-Whitney U tests were performed.
For the secondary and exploratory outcome, a per protocol analysis was performed in which
only patients that completed the intervention period were included. For the analyses of the
intervention period, the intervention periods of the early and late intervention group were
combined. The control group consisted of the first 8 weeks of the late intervention group. Sec-
ondary and exploratory outcomes were primarily assessed within groups over the 8-week
intervention/control period using Wilcoxon signed rank tests comparing baseline and week 8.
Because of the proof-of-concept nature of this trial, we did not adjust for multiple testing. A p
value of <0.05 was considered statistically significant.
Patient and public involvement
This intervention has received extensive media attention in the past years, resulting in patients
with various conditions practicing this intervention. However there was little known about
safety and putative immunomodulatory effects. The importance of a research project that
would increase insight into these matters was highly appreciated by patients as mentioned in
patient panels. To properly set the training program for patients with axSpA, 3 patient experts
were consulted. As their strong preference was that all patients would receive the intervention,
the study was designed as a one-way crossover open-label randomized (within-group) con-
trolled trial. The results will be disseminated to study participants by personal communication
and press release.
Results
Thirty-one patients were screened and 24 patients were randomised to either the early (n = 13)
or late intervention (n = 11) group (Fig 1). There were no statistical differences between both
groups in demographics, baseline characteristics and concomitant medication (Table 1). Two
patients in the early intervention group discontinued after 4 weeks of training: 1 because of an
adverse event (AE) and 1 because of a change in medication for a persisting arthritis. In the
control group, 3 patients discontinued after the control period (week 8). Two because of insuf-
ficient motivation for the intervention, 1 was lost to follow-up. In total 21 participants started
with the intervention, of whom 19 completed the intervention period. All 11 patients in the
late intervention group completed the control period.
Add-on training program in axial spondyloarthritis
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Fig 1. Flow-chart and patients disposition.
https://doi.org/10.1371/journal.pone.0225749.g001
Add-on training program in axial spondyloarthritis
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Safety
No serious adverse events occurred during the intervention period. During the intervention
period, 10 participants in the intervention group reported a total of 12 AEs (2 participants
reported 2 AEs), and 7 participants of the control group reported a total of 9 AEs (2 partici-
pants reported 2 AEs)(p = 0.268). The most common AE was common cold (4 vs. 2, respec-
tively, Table 2). Three AEs during the intervention period had a moderate severity (1 in the
intervention group and 2 in the control group). During the follow-up period (n = 19), there
was one SAE of a participant who experienced a hypertensive crisis 8 weeks after end of the
intervention and was hospitalised for one night. Upon further examination by a ophthalmolo-
gist there were signs of longstanding disease, therefore this SAE was judged ‘unrelated’ to the
study procedures and did not lead to discontinuation of the study.
Secondary endpoints
All secondary endpoints are listed in Table 3. In the intervention group, ESR significantly
declined over time: from 16[9–26.5] mm/hr at baseline to 9[5–23] mm/hr at week 8, p = 0.040,
while it did not in the control group: from 14[8.3–27.3] mm/hr to 16[5–37] mm/hr, p = 0.406).
Table 1. Demographics, characteristics and medication use at baseline.
Total study population
(n = 24)
Early intervention group
(n = 13)
Late intervention group
(n = 11)
Male sex, n(%) 15 (62.5) 8 (61.5) 7 (63.6)
Age, years 35.00 ±7.31 35.46 ±8.29 34.45 ±6.30
BMI, kg/m
2
23.22 ±6.39 24.46 ±3.22 21.44 ±9.25
HLA-B27 positive, n(%)
#
16/21 (76.1) 11/12 (91.7) 5/9 (55.5)
Hs-CRP at baseline, mg/L, median (IQR) 8.3 (5.4–16.4) 7.9 (6.3–16) 8.7 (5.2–17.2)
ASDAS-CRP 3.02 ±0.89 3.10 ±0.97 2.93 ±0.81
Fulfill mNY, n(%) 16 (66.7) 9 (69.2) 7 (63.6)
IBP, n(%) 23 (95.8) 13 (100) 10 (90.9)
Psoriasis, n(%) 1 (4.2) 1 (7.7) 0 (0)
IBD, n(%) 2 (8.3) 1 (7.7) 1 (9.1)
Enthesitis, n(%) 5 (20.8) 4 (30.8) 1 (9.1)
Arthritis, n(%) 9 (37.5) 5 (38.5) 4 (36.4)
Dactylitis, n(%) 1 (4.2) 1 (7.7) 0 (0)
Uveitis, n(%) 6 (25.0) 5 (38.5) 1 (9.1)
Family history positive for SpA, n(%) 8 (33.3) 6 (46.2) 2 (18.2)
Good response to NSAIDs, n(%) 22 (91.7) 11 (84.6) 11 (100)
Elevated hs-CRP, n(%) 24 (100) 13 (100) 11 (100)
NSAIDs, n(%) 22 (91.7) 11 (84.6) 11 (100)
Anti-TNFα, n(%) 3 (12.5) 2 (15.4) 1 (9.1)
Anti-IL17, n(%) 2 (8.3) 1 (7.7) 1 (9.1)
cDMARDs, n(%) 2 (8.3) 2 (15.4) 0 (0)
Corticosteroids, n(%) 1 (4.2) 1 (7.7) 0 (0)
General medication, n(%) 9 (37.5) 5 (38.5) 4 (36.4)
Except where indicated otherwise, values are mean ±SD
#
HLA-B27 status is missing in 3 patients
IBP inflammatory back pain, IBD inflammatory bowel disease, mNY criteria modified New York criteria, cDMARDs conventional disease modifying anti-rheumatic
drugs, NSAIDs non-steroidal anti-inflammatory drugs
https://doi.org/10.1371/journal.pone.0225749.t001
Add-on training program in axial spondyloarthritis
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Hs-CRP did not significantly change within both groups during the 8-week intervention
period (intervention group: from median [IQR] 10.2[6.5–17.1] mg/L to 6[3.9–15.6] mg/L,
p = 0.103, control group: from 8.7[5.2–17.2] mg/L to 13.2[7.9–20.1] mg/L, p = 0.286). Calpro-
tectin tended to decline in the intervention group (from 2295[1648–4923] pg/mL to 2165
[953–3734] pg/mL, p = 0.064), whereas it remained stable in the control group (2115[1300–
2571] pg/mL to 2279[1770–4989 pg/mL], p = 0.307).
Exploratory endpoints
All exploratory endpoints are listed in Table 3. There was a significant improvement in the
median ASDAS-CRP during the 8-week period in the intervention group (p = 0.044), but not
in the control group (p = 0.213). Median BASDAI declined significantly in the intervention
group (p = 0.012) but not in the control group (p = 0.755). The physical component score
(PCS) of the SF-36 increased significantly during the intervention period (p = 0.004) but not
in the control group (p = 0.859).The MCS of the SF-36 increased significantly in the interven-
tion group (p = 0.004) but not in the control group (p = 0.859).The EQ-5D did not signifi-
cantly change in the intervention group (p = 0.102) nor in the control group (p = 0.933).A
similar effect was observed for the EQ-5D VAS (p = 0.090 and p = 0.674 in the intervention
and control groups, respectively. There was no significant effect on the HADS anxiety and
depression scales within groups.
The main burden of the intervention assessed by patients themselves was the commuting
time to the academic center for group training and follow-up visits. The time spent on group
and personal trainings were assessed as purposeful and the burden of cold exposure was tran-
sient. The participation during the training sessions was judged as high by the trainers. The
adherence to the exercises at home was discussed in the group sessions and reviewed in the
diaries, and was also judged as high.
Discussion
In the present trial we show that the add-on training program involving breathing exercises,
cold exposure, and meditation can safely be applied in patients with axial spondyloarthritis, a
prototype chronic inflammatory disease.
We observed no differences in the number and severity of adverse events in the interven-
tion group compared to the control group. There was a significant decrease in ESR levels over
time in the intervention group but not in the control group. This is in line with previous work
showing that the immune response can be modulated through the add-on training program in
Table 2. Adverse events during the intervention period, control period and follow-up period in absolute numbers and percentages.
Intervention period
(n = 24)
Control period
(n = 11)
Follow-up period
(n = 19)
Serious adverse event, n(%) 0 0 1(5.3)
1 adverse event, n(%) 12(57.1) 9(81.2) 7(36.8)
Anterior uveitis, n(%) 0 1(9.1)1(5.3)
Headache, n(%) 1(4.8)0 0
Common cold, n(%) 4(19.0) 2(18.2) 3(15.8)
Other infectious diseases, n(%) 2(9.5) 2(18.2) 1(5.3)
Other adverse events, n(%) 5(23.8) 4(36.4)2(10.5)
Adverse events with moderate severity
One out of four had a moderate severity
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healthy participants during experimental endotoxemia[2]. The intervention also tended to
result in decreased serum calprotectin levels, a validated disease activity biomarker in axSpA
[8], although this did not reach a statistical significance. Various measures of disease activity
(ASDAS-CRP, BASDAI) and quality of life (SF-36) improved following the intervention. The
effects observed in the intervention group are unlikely to be due to regression to the mean as
there were no effects in the control group. Therefore, our results are indicative that voluntary
modulation of the immune response may not only be possible in acute inflammatory response
due to microbial stimulation but also in chronic inflammation related to immune-mediated
inflammatory diseases.
This study has several limitations. 1) As this study was a proof-of-concept trial the sample
size was small and not powered to investigate efficacy. However, despite this small sample size,
significant changes in the secondary and exploratory outcomes were found. Larger follow-up
studies are required to formally assess clinical efficacy.
2) The unblinded design of the study renders our results susceptible for a placebo effect. As
the studied intervention is not suitable for a genuine placebo treatment, we chose hs-CRP, ESR
and calprotectin as a secondary biologic endpoint that does not suffer from subjective influ-
ences or variability in the measurements. Furthermore, we used a delayed intervention group
to assess the impact of regression to the mean. With this design we neutralized the aforemen-
tioned components of placebo effect. Moreover, the data obtained did not suggest an effect of
regression to the mean since we observed changes in the intervention but not in the control
group.
Table 3. Analysis of inflammatory markers in peripheral blood, ASDAS, BASDAI, SF-36, EQ-5D, EQ-5D VAS and HADS during the 8-week intervention period.
Intervention group Intra-group
p value
#
Control group Intra-group
p value
#
Baseline (n = 21) 4w
(n = 21)
8w
(n = 19)
Baseline (n = 11) 4w
(n = 11)
8w
(n = 11)
hs-CRP (mg/l) 10.2
(6.5–17.1)
8.9
(3.5–13.1)
6
(3.9–15.6)
.103 8.7
(5.2–17.2)
11
(8.4–20.2)
13.2
(7.9–20.1)
.286
ESR (mm/hr) 16
(9–26.5)
10
(6.5–31.5)
9
(5–23)
.04014
(8.3–27.3)
12
(8–34)
16
(5–37)
.406
Calprotectin (pg/ml) 2295 (1648–4923) 2245 (1273–3245) 2165 (953–3734) .064 2115 (1300–2571) 2086
(1221–3527)
2279
(1770–4989)
.182
ASDAS-CRP 3.1
(2.5–3.6)
2.5
(1.9–3.2)
2.3
(1.7–3.2)
.0442.9
(2.3–3.6)
3.4
(3–3.6)
3.1
(2.7–3.6)
.213
BASDAI 4.5
(3–5.9)
3.3
(2.1–5.8)
2.6
(1.4–3.5)
.0123.2
(2.8–5.5)
5.5
(3–6.2)
4.3
(2.5–5.7)
.755
SF-36 PCS 44.8 (36.0–48.8) 44.6 (39.9–47.4) 49.3 (40.7–54.7) .00441.8 (34.1–49.1) 42.1
(35.9–46.1)
42.8
(33.5–48.0)
.859
SF-36 MCS 45.5
(39.9–53.5)
50.4
(44.3–54.6)
53.5
(46.8–56.7)
.00442.0
(38.1–50.4)
45.0
(37.2–53.9)
42.6
(40.0–52.5)
.859
EQ-5D .81
(.65-.84)
.81
(.67-.92)
0.84
(.81–1.00)
.102 .81
(.69-.84)
.81
(.25-.81)
.81
(.65-.84)
.933
EQ-5D VAS 66.5
(59.3–74.0)
70.0
(55.5–76.0)
75.5
(70.0–87.0)
.090 67.5
(48.3–76.3)
60.0
(45.0–72.5)
66.5
(62.0–75.5)
.674
HADS-Anxiety 5.0
(2.5–7.5)
4.0
(2.5–6.0)
4.0
(.5–6.0)
.369 5.0
(3.0–7.0)
5.0
(4.0–6.0)
3.0
(1.0–5.0)
.138
HADS-Depression 3(1–6) 3(1–6) 2(1–6) .508 3(2–6) 4(1–5) 1(1–4) .137
Values are presented as median (interquartile range).
:P<.05
#
Wilcoxon signed rank test
https://doi.org/10.1371/journal.pone.0225749.t003
Add-on training program in axial spondyloarthritis
PLOS ONE | https://doi.org/10.1371/journal.pone.0225749 December 2, 2019 9 / 11
3) Our study design was not aimed at and therefore does not allow us to decipher the mech-
anism of action of this intervention. The mechanism of action behind the add-on training pro-
gram remains to be unraveled. Kox et al clearly showed the biological impact of the training
program on the innate immune response[2]. Firstly it is unknown whether it is necessary to
practice all three components of the training program, or whether the observed effect in
immune response is attained by one of the components. Secondly it is unknown what the min-
imally required intensity or duration of the training program should be to see similar results.
Future research should address these questions.
4) The adherence to the training program at home was not formally checked, although dis-
cussed weekly during the group sessions and study visits. The adherence to the group sessions
was high as on average the participants missed 1.5 out of 12 group sessions, due to holidays,
other obligations or sickness.
5) Although not a major part of the add-on training program, the strength exercises
(performed in conjunction with the breathing exercises) might play a role in the improve-
ments we found in the participants, since exercise is a pivotal part of the treatment of axial
spondyloarthritis.
In conclusion, the present study demonstrates that the add-on training program used in
this study can safely be applied in patients with axial spondyloarthritis and potentially modu-
lates inflammatory response. These findings warrant further clinical assessment of this novel
therapeutic approach. Future research should include a larger sample size to formally evaluate
clinical efficacy and should by focussed on further elucidation of the mechanism of action of
the combined and/or individual components of the training program.
Supporting information
S1 CONSORT 2010 Checklist.
(PDF)
S1 Fig. Study design.
(TIF)
S1 File. SPSS database.
(SAV)
Acknowledgments
We thank all the patients who participated in the study for their enthusiasm and participation.
We are appreciative of the support of Professor Piet van Riel to launch the study; Lisa van Maa-
nen, Sanne Pons, Wim Hof, Isa Hof, Henk van den Berg, Marianne Peper, Linda Hochsten-
bach, and Iris Premssler for their support during the study and training sessions. We thank dr.
Luitzen Groen and Marije Wolters for their support with the statistics of this study. Lastly, the
Centre for Rehabilitation; the Department of Technical Support and the Department of Secu-
rity from the Academic Medical Centre, Amsterdam, the Netherlands for providing training
space, technical and logistic assistance, respectively.
Author Contributions
Conceptualization: G. A. Buijze, M. Kox, P. Pickkers, D. L. P. Baeten.
Formal analysis: G. A. Buijze, H. M. Y. De Jong.
Funding acquisition: D. L. P. Baeten.
Add-on training program in axial spondyloarthritis
PLOS ONE | https://doi.org/10.1371/journal.pone.0225749 December 2, 2019 10 / 11
Investigation: H. M. Y. De Jong.
Methodology: G. A. Buijze, P. Pickkers, D. L. P. Baeten.
Project administration: G. A. Buijze, H. M. Y. De Jong.
Resources: D. L. P. Baeten.
Supervision: M. G. van de Sande, D. L. P. Baeten.
Validation: M. Kox, P. Pickkers.
Visualization: M. Kox.
Writing – original draft: G. A. Buijze, H. M. Y. De Jong, M. G. van de Sande, D. L. P. Baeten.
Writing – review & editing: M. Kox, M. G. van de Sande, D. Van Schaardenburg, R. M. Van
Vugt, C. D. Popa, P. Pickkers, D. L. P. Baeten.
References
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humans. Proc Natl Acad Sci U S A. 2014; 111(20):7379–84. https://doi.org/10.1073/pnas.1322174111
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Add-on training program in axial spondyloarthritis
PLOS ONE | https://doi.org/10.1371/journal.pone.0225749 December 2, 2019 11 / 11
... The empirical research on conscious connected breathing with breath retention (CCBR) comes from an intervention that is often delivered by a specific teacher (i.e., Wim Hof 1 ) within a group retreat setting and combined with additional components (e.g., cold exposure, visualization meditation, strength exercises) [47][48][49][50]. These aspects limit accessibility to the intervention and also complicate conclusions that can be drawn regarding the efficacy and mechanisms of the intervention due to the many potential specific and non-specific treatment effects [51][52][53][54][55][56]. ...
... Much of the early research on this intervention include either Wim Hof as a case study or participants who were personally trained by him. [47]. Yet, CCBR alone has not been tested for its impact on chronic pain, including in those with cLBP. ...
... The duration of the breath retention is at the discretion of the participant, but the audio recording prompts participants to inhale after approximately 1-, 1.5-, and 2-min for rounds 1-3, respectively, increasing the time of the breath hold each round. Although previous studies on this breathing practice have shown that breath retention was safe up to 3.5 min [47,48], participants are clearly instructed to inhale when they feel an urge to breathe without forcing it or pushing beyond their limits (i.e., "just inhale when you need"). When the participant inhales to end the breath retention they are instructed to hold their breath again for 10-15 s. ...
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Background Chronic pain is a major source of human suffering, and chronic low back pain (cLBP) is among the most prevalent, costly, and disabling of pain conditions. Due to the significant personal and societal burden and the complex and recurring nature of cLBP, self-management approaches that can be practiced at home are highly relevant to develop and test. The respiratory system is one of the most integrated systems of the body, and breathing is bidirectionally related with stress, emotion, and pain. Thus, the widespread physiological and psychological impact of breathing practices and breathwork interventions hold substantial promise as possible self-management strategies for chronic pain. The primary aim of the current randomized pilot study is to test the feasibility and acceptability of a conscious connected breathing with breath retention intervention compared to a sham control condition. Methods The rationale and procedures for testing a 5-day conscious connected breathing with breath retention intervention, compared to a deep breathing sham control intervention, in 24 adults (18–65 years) with cLBP is described. Both interventions will be delivered using standardized audio recordings and practiced over 5 days (two times in-person and three times at-home), and both are described as Breathing and Attention Training to reduce possible expectancy and placebo effects common in pain research. The primary outcomes for this study are feasibility and acceptability. Feasibility will be evaluated by determining rates of participant recruitment, adherence, retention, and study assessment completion, and acceptability will be evaluated by assessing participants’ satisfaction and helpfulness of the intervention. We will also measure other clinical pain, psychological, behavioral, and physiological variables that are planned to be included in a follow-up randomized controlled trial. Discussion This will be the first study to examine the effects of a conscious connected breathing with breath retention intervention for individuals with chronic pain. The successful completion of this smaller-scale pilot study will provide data regarding the feasibility and acceptability to conduct a subsequent trial testing the efficacy of this breathing self-management practice for adults with cLBP. Trial registration Clinicaltrials.gov, identifier NCT04740710 . Registered on 5 February 2021.
... e majority of the interventions ranged from 5 to 16 weeks (n � 35) , either solo (Y or M or P) or in combinations (YM, YP, MP, and YMP). ere were studies providing yoga (n � 2) (Y) [29,44], pranayama (n � 2) (P) [3,28], meditation (M) (n � 11) [14][15][16][17][18][19][20][49][50][51][52], meditation and pranayama (n � 2) (MP) [21,53], yoga and meditation (n � 4) (YM) [32,33,35,36], yoga and pranayama (n � 8) (YP) [22-24, 27, 30, 31, 54, 55], and yoga, meditation, and pranayama (n � 15) (YMP) [25,26,34,[37][38][39][40][41][42][43][45][46][47][48]56] as interventions. Most of the studies had two groups (intervention and control), while 6 studies were reported to have 3-experimental arms. ...
... Two studies had a combination of meditation and pranayama [21,53], ranging from a duration of 336 to 1200 minutes. IL-6, TNF-α [53], and hsCRP [21] were studied in these trials. ...
... Two studies had a combination of meditation and pranayama [21,53], ranging from a duration of 336 to 1200 minutes. IL-6, TNF-α [53], and hsCRP [21] were studied in these trials. ...
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... [3][4][5][6] There are only a few studies on this novel training program and its psychophysiological effects, but findings suggest that the WMH has positive effects on immune and endocrine functions. 1,2,5,6 A recent neuroimaging study using functional magnetic resonance imaging analyses showed that the WHM training program activates primary control centers for descending pain/ cold stimuli modulation in the periaqueductal gray, possibly initiating a stress-induced analgesic response. In addition, this study reported that the WHM activated the left anterior and right middle insula, which are associated with self-reflection, and that respiration practice may affect sympathetic activation. 2 The aim of this study was to investigate the effects of a WHM training program on psychological and neuroendocrine stress responses caused by extreme conditions during an expedition based at the J.G. ...
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... Tanto es así que en ensayos clínicos controlados aleatorizados (ECCA) de endotoxemia en los humanos se ha observado que la meditación, los ejercicios respiratorios y el yoga disminuyen las concentraciones de CO 2 , mejoran las concentraciones de M.A. Bautista-Hernández, L.M. Castillo-Real, M.E.M. Castro-Gutiérrez, et al. O 2 y la sintomatología asociada; además de modular la frecuencia cardíaca, la presión arterial y la producción de citoquinas proinflamatorias 11,12 . Por otra parte, los resultados de diversos metaanálisis apoyan su uso en el manejo del dolor crónico 13 , la ansiedad 14 y la depresión 15 . ...
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