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Improvement of spectral representation by using single channel independent component analysis

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!"""#$%&'()%*#+,-. Industrial and Medical Measurement and Sensor Technology Vehicle Sensor Technology | June, 6th - 7th 2019, Mülheim an der Ruhr
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Improvement of spectral representation by using single
channel independent component analysis
Rubens Rossi(1,2), Norbert Gomolla(1)
(1) DMT GmbH & Co. KG, Industrial Engineering Dept. D-45307 Essen, Germany
(2) Faculty of Technology and Bionics, Rhein-Waal University of Applied Sciences, D-47533 Kleve, Germany
E-Mail: rubens.rossi@hochschule-rhein-waal.de rubens.rossi@dmt-group.de Web: www.mamma-project.eu
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Abstract
Early damaged components produce weak and irregular impacts, whose frequencies are smoothed in a simple
spectrum. Moreover, it is not always possible to place sensors to the desired locations and in the desired
amount, in particular for retrofitting applications and in underground mining machines. As a result, the reduced
availability of data increases the complexity of its processing to detect fault patterns.
The independent component analysis (ICA) belongs to the blind source separation methods and it is an unsu-
pervised learning algorithm. Its goal is to find non-Gaussian hidden factors that are as much as possible statis-
tically independent. Given that a source signal x is the sum of several components s, the goal of the ICA is to
determine the mixing matrix A or the separating matrix W for the inverse transformation:
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The ICA method has been used for condition monitoring purposes [1], [2] and also in single-channel analysis
of vibrational data [3], [4].
In this abstract we examine the signal of a single sensor placed on a gearbox of a hard rock cutting machine.
Fault frequencies in this environment are difficult to detect because the signal contains several components
and it is highly contaminated by the vibration of the cutting process and by other equipment. Moreover, fault
impulses do not always come out since the cutting process itself is discontinuous and the gearbox is thus
irregularly loaded.
We use the independent component analysis (ICA) to process the signal of a one-dimensional time series. It is
assumed that the components of the signal have non-Gaussian distribution and have disjointed spectra.
Artificial signals are created from overlapping blocks of the source signal and are then organised into a matrix
which is then processed with ICA. This novel method is applied to a simulated signal and validated with
experimental data, with and without damages.
According to the analysed machine, it is necessary to select one or more ICA components. In our case two
components were sufficient to describe the phenomena, additional components would include less information
and also make it more difficult to comprehend the results.
The Fig.1 compares the results of a traditional envelope spectrum with our proposed method. The graphs depict
the analysis of a gearbox with damages. The frequencies, identified with a,b,c,d, correspond with the real
characteristic frequencies of the shafts and bearings.
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!"""#$%&'()%*#+,-. Industrial and Medical Measurement and Sensor Technology Vehicle Sensor Technology | June, 6th - 7th 2019, Mülheim an der Ruhr
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Fig.1: Comparison between envelope spectrum and the results of the analysis with ICA of a gearbox with defects. Letters a,b,c,d
denote the characteristic frequencies of the investigated gearbox.
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By using our new algorithm, the frequencies of the impacts are more distinguishable and the peak dynamic is
improved.
Results demonstrate that the proposed method is able to reveal fault frequencies, which were not visible with
a traditional method, in particular when the machine is under load.
In conclusion, the onset of the damage is clearly visible with the proposed algorithm. As a result, it is possible
to detect the damage much earlier, which eventually reduces the maintenance cost.
Acknowledgments
R.Rossi is supported by EIT RawMaterials and by the program “Karrierewege FH-Professur” of NRW. N. Gomolla is supported by
EIT RawMaterials.
References
[1] J. Wodecki, P. Stefaniak, J. Obuchowski, A. Wylomanska, and R. Zimroz, “Combination of ICA and time-frequency
representations of multichannel vibration data for gearbox fault detection,” J. Vibroengineering, vol. 18, no. 4, pp. 2167–2175,
2016.
[2] G. Yu, “Fault feature extraction using independent component analysis with reference and its application on fault diagnosis of
rotating machinery,” Neural Comput. Appl., vol. 26, no. 1, pp. 187–198, 2014.
[3] M. E. Davies and C. J. James, “Source separation using single channel ICA,” Signal Processing, vol. 87, no. 8, pp. 1819–1832,
2007.
[4] P. He, T. She, W. Li, and W. Yuan, “Single channel blind source separation on the instantaneous mixed signal of multiple dynamic
sources,” Mech. Syst. Signal Process., vol. 113, pp. 22–35, 2018.
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