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Good practice in academic peer review: A short guide for reviewers and authors

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Abstract

This is a short guide for reviewers and authors to help improve the practice of academic peer review.
Good practice in academic peer review 1
Introduction
Peer review is an essential part of academia, in principle helping to ensure the quality and
rigour of published work. Constructive and informed peer reviews can undoubtedly help
improve manuscripts, although the process is often lengthy and reviewer requirements
can be frustrating. Peer-reviewing is also a time-consuming addition to our workloads and
it can sometimes feel like thankless, unpaid labour. Debates about the merits of peer
review and potential alternatives continue, but it is likely to remain a core function of
academic practice. This short document seeks to encourage colleagues to engage in peer
review and aims to help improve its culture and practice. The document is split into three
parts: the first makes the case for doing peer-reviews; the second focuses on good
practice in peer reviewing; the third is aimed at authors revising manuscripts and
responding to editors and reviewers. I hope you find it useful and welcome your feedback.
Why review for academic journals?
Reviewing for journals is helpful for learning about editorial processes:
-You get to see the reviewer instructions and evaluation criteria that peer reviewers
use to evaluate submissions
-Depending on the journal and their manuscript handling systems, you can see how
other colleagues evaluate papers and write (constructive and negative) reviews
-You may also get insights into how different reviews are interpreted by editors and
how they translate into editorial decisions
Reviewing builds goodwill between you and editors, which is very helpful in your
future careers, especially if you intend to submit to those journals
You learn about new concepts and methods; it is also a fantastic way to see how
colleagues in different fields create knowledge, construct arguments and present their
findings
You also get to see examples of stronger and weaker practice in how colleagues
Good practice in academic peer review
A short guide for reviewers and authors
Peter Lugosi, Oxford Brookes University
plugosi@brookes.ac.uk
Good practice in academic peer review
A short guide for reviewers and authors
Good practice in academic peer review 2
respond to reviews and how manuscripts change through the review process
It is part of good academic citizenship:
-Reviewers shape knowledge and contribute to the development and credibility of the
field
-Each manuscript we submit to a journal is usually reviewed by two, three or more
reviewers, and we should therefore review an equivalent number for each of those
journals to keep the system functioning
Good practice in peer review
Do
Respond quickly to review invitations – even if you decline, it helps editors
Return reviews promptly and certainly within the timelines set by journals (although a
number of journals ask for reviews to be returned in 1 or 2 weeks, which may be
unfeasible)
Contact the editor if you cannot return the review in good time to let them know
Be honest about the limits of your knowledge when accepting review invitations (I
always make clear to editors that I am not an expert in some methods so they can
ensure the other reviewers have the necessary expertise)
Appreciate that this is someone else’s work and evaluate it fairly: there is a delicate
balance between helping authors improve their manuscripts and projecting your own
values on to their papers (especially if they are working in an alternative paradigmatic
or disciplinary tradition)
Only recommend that authors cite your work if it genuinely complements and
improves their work rather than just to satisfy your ego
Aim to review as many papers for a journal as the number of reviewers they normally
use for your submissions (if a paper you have submitted to the journal had 3 reviews,
you should review 3 manuscripts for the journal)
Provide clear instructions, in a format that you would find helpful as an author (ideally
create a list that authors can systematically address, which will help them to make
changes and respond to the reviews)
Maintain a professional tone and provide constructive criticism that authors can use to
improve their work, even if recommending rejection for their manuscript
Good practice in academic peer review
A short guide for reviewers and authors
Good practice in academic peer review 3
Avoid
Agreeing to review and then failing to deliver – this is annoying for editors and authors
Automatically assuming that colleagues’ papers should correspond to your papers in
style or structure
Giving authors unnecessary work
Giving unreasonable, confusing advice or raising obscure points that may undermine
their ability to revise the manuscript
Introducing new objections to the content of revised manuscripts unless they emerged
from the revisions (this may be unavoidable at times but incredibly frustrating if those
issues should have been identified by you in the original submission)
Never
Plagiarise other people’s work: there are always opportunities to learn from reviewing
colleagues’ papers, but you have a responsibility to respect their intellectual property
Managing revisions, responding to reviewers and editors
Do
Provide sufficient detail in your responses to editors and reviewers to help them
navigate your revisions easily:
-Consider presenting the summary of revisions as a table showing the reviewer/editor
comments in one column and your responses in another
-Be as specific as possible, identifying page numbers and/or sections to help the
reviewer(s) find the revised parts
-Explain what you revised and provide justification for why you made specific revisions
or decided not to in cases where you disagreed with the reviewer
Try to refer to credible precedents in the field and/or the journal in response to
reviewers’ objections regarding concepts, methods or even stylistic points about the
manuscript (for example presenting the findings and discussion in one section)
Maintain a respectful and professional tone, even if responding to criticisms that you
disagree with
Good practice in academic peer review
A short guide for reviewers and authors
Good practice in academic peer review 4
Avoid
Ignoring a reviewer’s points even if you disagree with them
Always following all the reviewer’s advice: if you disagree with something, use the
author responses to make a thoughtful and credible case justifying your decisions
Just providing blunt or vague responses such as “Done”
Automatically copying and pasting revised sections from the manuscript, especially if
they are lengthy (this can sometimes be appropriate, but it may be better to provide a
shorter explanation of the changes in the author responses and to refer reviewers to
the longer revised section in the manuscript)
Assuming that you have to respond to each of the reviewers and each of their
comments in a linear sequence (you may consider presenting your responses by
thematic area (e.g. research design or conceptualisation) or section (e.g. literature,
methodology etc.) where you show how your changes in that section address
suggestions made by multiple reviewers)
Antagonising reviewers with poorly presented or proofread responses, which show a
lack of care or respect
Forgetting to show appropriate gratitude to the editors and reviewers for taking the
time to evaluate your work and provide feedback
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