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Prof.Dr.SiljaGraupeisPresidentoftheCusanus
Hochschule(temporary),DirectoroftheInstituteof
EconomicsandProfessorforEconomicsand
PhilosophyattheCusanusHochschule.
E‐mail:Silja.Graupe@cusanus‐hochschule.de
TheresaSteffestun,M.A.,isscientificassistantatthe
InstituteofEconomicsattheCusanusHochschule.
E‐mail:Theresa.Steffestun@cusanus‐hochschule.de
CusanusHochschule,Postfach1146,54461
Bernkastel‐Kues,Germany
JournalofSocialScienceEducation
Volume17,Number3,Fall2018 DOI10.4119/UNIBI/jsse‐v17‐i3‐1803
5
SiljaGraupe,TheresaSteffestun
“Themarketdealsoutprofitsandlosses”–HowStandardEconomicTextbooksPromote
UncriticalThinkinginMetaphors
‐Standardeconomictextbooksexhibitamassiveandimplicituseofmetaphors.
‐Thistacituseofmetaphorsmaydeceivethestudentreaderandencourageuncriticalthinking.
‐Criticalreflectionineconomiceducationcanencourageandenablearesponsibleuseofmetaphors.
Purpose:CognitiveLinguisticshasrepeatedlypointedoutthemajorsignificanceofmetaphors.Inparticular,
metaphorsarehighlyeffectiveinthecontextofpoliticalandeconomicdiscourse.Weanalyzetheasyetignoreduseof
metaphorsinstandardeconomictextbooksasexemplifiedbyPaulA.SamuelsonandN.GregoryMankiw.The
followingwillfocusonthemetaphoricalsemanticcontextsurroundingtheabstractconceptof„themarket“.
Design:UsingtextualanalysisanddrawingfromConceptualMetaphorTheorytheauthorsexaminehowtheconcept
of„themarket“isintroducedasanabstractandprimarilyemptyconcept,(re‐)interpretedwiththehelpofentity
metaphors,personificationsandorientationalmetaphors,andlinkedtoideologicalandpoliticalvaluejudgments.In
additiontheanalysisillustrateshowtheuseofmetaphorsintextbooksisnotmadetransparent,norisacritical
reflectionofthemetaphoricalrhetoricencouraged.
Findings:Inconclusion,basedontheirownteachingexperience,theauthors,addressingbothteachersandstudents,
outlinepossibilitiesofpromotingthecriticalandconscioususeofmetaphors,notonlyintextbooksbutalsoinpublic
discourse.
Keywords:
Economictextbooks,PaulA.Samuelson,N.GregoryMankiw,metaphorsineconomicdiscourse,conceptualmetaphor
theory,economiceducation
1Introduction1
Themarketeconomy“shouldleavethemarketforcessufficient
leeway,tounfoldfreeandpowerful.Thiswasthedrivingforce
ofgrowthbeforethecrisisandwillbethedrivingforceof
growthafterthecrisis”.
(AngelaMerkel,WEF2009)2
“Themarketiscurrentlyonlyorientedonsurvivingandnot
makingprofits.”
(JosefAckermann,Spiegel2008)3
“Amarketisamechanism.[…]Pricesarethebalancewheelof
themarketmechanism.”
(Samuelson&Nordhaus,2010,p.26f)
Recentresearchhasfocusedonthepreeminentsignify‐
canceofmarketmetaphorsincurrentpoliticalthought
anddiscourse(e.g.,Pühringer,2015;Lakoff&Wehling,
2016).Pühringerforexample,whoexaminesthetypeof
argumentationusedbytheGermanChancellorAngela
Merkelascitedabovetopushthroughhereconomic
policiesofausterityaftertheeconomic,financialand
monetarycrisesof2008/2009,summarizeshisresearch
inthefollowingmanner:“Dominantconceptualmeta‐
phorsinMerkel’scrisisnarrativesubordinatepolicy‐
makingtosuperior‘marketmechanisms’,whichare
attributedwithhumanandnaturalcharacteristics.Moral
focusofcrisisnarrativeof‘living‐beyond‐ones‐means’
forcesausteritypolicies”(Pühringer,2015,p.246).Many
ofusarefamiliarwithhowmarketsareunderstood
metaphoricallythroughtheday‐to‐dayuseoflanguage.
Whohasnotheardof“themarket”anditsdrivingforces,
ofmarketforcesandmarketmechanisms,whichweare
notonlycalledupontoplaceourtrustinbutwhichare
apparentlyconditionalforthingstorunsmoothly?Itmay
bethatthekindofmetaphoricimageryusedinpublic
discoursehasbecomesofamiliartousthatwenolonger
questionitsvalidityandinsteadholdittobeliterallytrue
andcapableofguidingthedebateoneconomicissues.
Yetnoonehaseverbeenabletoactuallyseeorliterally
touch“themarketmechanism”inthewayonewould
touchthemotorofacar,forinstance.Thetermcarries
onlymetaphoricalmeaning.Statedsimply,thismeans
thatconceptshavebeentakenfromanareaofexperi‐
ence,suchastheuseofmachinery,which,whilebearing
littleornorelationshiptoeconomics,areyetutilizedto
bringmeaningtoit.
Usingmetaphorsdoesnotmakethediscourseabout
“themarket”asamechanismlesseffective,onthecon‐
trary.Forexample,cognitivelinguistsGeorgLakoffand
ElisabethWehlingspeakexplicitlyof“themarket”asa
“myth”,ametaphorusedbypoliticalconservativesto
JournalofSocialScienceEducation
Volume17,Number3,Fall2018ISSN1618–5293
6
dominatethepoliticaldiscoursebyinfluencinglanguage
useonanunconsciouslevel(Lakoff&Wehling,2016,p.
45).
“Politicalandeconomicideologiesareframedinmeta‐
phoricalterms.Likeallothermetaphors,politicaland
economicmetaphorscanhideaspectsofreality.Butinthe
areaofpoliticsandeconomics,metaphorsmattermore,
becausetheyconstrainourlives.Ametaphorinapolitical
oreconomicsystem,byvirtueofwhatithides,canleadto
humandegradation.”(Lakoff&Johnson,1980,p.236)
Basedonthisassessmentitseemsappropriateto
expectthateconomics,asascientificdiscipline,would
takeaparticularlycarefulapproachtotheuseofmeta‐
phorsindescribingtheeconomy,includingtheirimplied
ideasandconcepts.Itshouldbeplausibletoassumethat
economicsasanacademicdisciplinewouldencourage
skillsinrecognizingandcriticallyevaluatingtheuseof
metaphors,andoffermethodologicallysubstantiated
alternativeswhenmetaphorsareusedinthepublic
discoursetodescribeabstractconceptssuchas“the
market”or“price”.Particularlysinceimportantrepre‐
senttativesofeconomicshave,despitetheirotherdiffer‐
rences,acknowledgedthepowerof(abstract)ideasfor
decades.FriedrichAugustHayek(1899−1992),advocate
ofasocialorderbasedon“freemarkets”,forinstance
remarked:
“Thepowerofabstractideasislargelybasedonthesimple
factthattheyarenotconsciouslyperceivedastheories,but
thatmostpeopleunderstandthemasimmediatelyevident
truths,whichactastacitlyacceptedpresuppositions.”
(Transl.fromHayek,1980,p.100)4
Hayek’sassessmentshowsthatabstractideastendto
beeasilyinternalizedandbecometheunquestioned
basisforthoughtandaction.5Thisisbecausethey
generatemeaningbasedonspecificassumptionsand
interpretationswhicharehardlyeversubjecttocons‐
ciousreflection,whileinverselymaintainingadetermi‐
nativeeffectonallconsciousdecisionsaswellashabitual
behavior.RecentstudiesinCognitiveLinguisticshave
shownthatabstractideasparticularlyturninto“imme‐
diatelyevidenttruths”whenmetaphorsareuncritically
appliedasameansofinterpretation(cf.Wehling,2016,
p.68;Gibbs,1996,p.309;Jamroziketal.,2016).Thisis
becausethroughmetaphorsitispossibletomakea
connectiontoamostlyunconsciousframeworkofinter‐
pretivestructuresofthoughtdescribedbycognitive
scientistsasframes,whichlendideas,conceptsand
termsimmediateandpersuasiveinterpretativepower.In
thismannermetaphorsimplicitlycreateanimageof
realitywhich,inuncriticallyperceivedpoliticaland
economiccontextsofdiscourse,hasaprofoundeffect.
Theepistemicsignificanceofmetaphorsforthedisci‐
plineofeconomicshasmeanwhilebeenacknow‐ledged
(e.g.,McCloskey1983and1994;Klamer&Leonard,
1994).Brodbeckpointsoutthatthisdiscipline’sspecific
andmostlyunreflectedmetaphoricrhetoric,inparticular
withregardstomechanicalmetaphors,canbe
considereditsverytrademark:
“Economicmechanicsagreeononepointextensively:
EugenvonBöhm‐Bawerk[forinstance][...]lendshisvoice
equallytothechoirofeconomicmechanics–hespeaksofa
‘mechanicsofexchangeablevalueaccumulation’–asdoes
LeonWalras,thefatherofmoderngeneralequilibrium
theory,whospeaksofthe‘mechanicsofcompetition’.Even
Schumpeterconcedesa‘mechanismoftrade’,andeven
describesthe‘dynamicentrepreneur’intermsofama‐
chine:‘Eventheentrepreneurisnotafactorofchangehere
butthevehicleofachangemechanism.’Inanotherexam‐
ple,Keynesspeaksofa‘monetarymachine’.Furthermore,
authorswhodonottrustthetendencyof‘economicforces’
towardsgeneralequilibriumstillcontinuetobespellbound
bytheconceptofmechanicsdespitetheiroppositionto
equilibriumtheory:‘Thesystem’,GunnarMyrdalexplains
withregardtotheissueofunderdevelopment,‘doesnotof
itselfgravitatetowardssomeformofequilibriumofforces
butonthecontrary,movesfarawayfromit.’.”(Transl.from
Brodbeck,1996,pp.41‐42)6
Whileplentyofprofoundresearchhasbeendonein
ordertoidentify,historicallycontextualizeandepistemo‐
logicallyanalyzemetaphorsusedineconomictheories,
economicscholarshiphasdonelittletocriticallyreflect
theiruseineconomiceducationanditsmainmedium,
thetextbook.7Thereforeinthefollowingwewilltryto
contributetoclosingthisresearchgapandaddressthe
specificapplicationofabstractconceptscentraltothe
discipline,suchas“themarket”,“prices”,“supply”,etc.,
ineconomiceducation.Inthefollowingwewillinquire
howtheseconceptsaremetaphoricallyinterpreted,or
ratherre‐interpreted,particularlywithregardtothe
mannertheybecomeemotionallyaswellaspolitically
andideologicallysupercharged.Ouranalysisisbasedon
twotextbooks,whichhavebeenchosennotonlybe‐
causetheyexemplifythestandardgenreofeconomic
textbooks,butalsobecausetheirglobaldistributionand
applicationmakesthemhighlysuccessfultextbooks:
EconomicsbyPaulA.Samuelson(since1985co‐authored
byWilliamD.Nordhaus,inthefollowingsimply
Samuelson)andEconomicsbyN.GregoryMankiw.
Samuelson’stextbookiswidelyrecognizedasthearche‐
typeofthemodernEconomicstextbookandservesasa
rolemodelincontentandstyleforthemajorityof
currentlypublishedtextbooks(cf.Walstadetal.,1998;
Pearce&Hoover,1995;Smith,2000).Weconsider
Mankiw’stextbookasrelevantforourinquiry,sinceitis
distributedonaglobalscaleandisoneofthemostused
textbooksinGermany(cf.v.Treeck&Urban,2016,9;in
caseofGermanysee:Beckenbachetal.,2016,214;
Rebhan,2017,pp.85ff.)8.Methodologyandcontentof
thisanalysiswillinparticularbuilduponarecentstudy
onelementsofpersuasionineconomicseducation
(Graupe,2017).Itwillbeshownthattheapplicationof
metaphorsin,anditsconsequencesforstandardecono‐
miceducationhasnotbeenmadetransparentinthe
analyzedtextbooksnorhasa(critical)reflectionofthe
rhetoricbeenencouraged.
JournalofSocialScienceEducation
Volume17,Number3,Fall2018ISSN1618–5293
7
Inourarticlewewillproceedasfollows:Sectiontwo
willprovideasummaryofthemostessentialinterdis‐
ciplinaryfindingsonthesignificance,applicationand,
mostimportantly,cognitiveeffectofmetaphors,pri‐
marilydrawnfromConceptualMetaphorTheoryasprin‐
cipallyformulatedbyGeorgeLakoffandMarkJohnson
(Lakoff&Johnson,1980,1999and2003).Afterthisshort
theoreticalintroductionsectionthreewilldescribehow
abstractconceptsareinitiallyestablishedintheintro‐
ductorychaptersofthetextbooksinquestion.Subse‐
quentlywewillfocusontheconceptof“themarket”.In
sectionfourwewillshowhowtheseabstractconcepts,
largelydevoidofeverydayandexperience‐basedmean‐
ing,aremetaphoricallytransformedtocarrynewseman‐
ticmeaning.Thiswillbeexemplifiedbyshowingwhat
roleontologicalmetaphors,personificationsandthe
applicationoforientationalmetaphorsplayinthispro‐
cess.Sectionfivewillbedevotedtoprovidingexamples
ofhowthesetextbooks,oncethemetaphorshavebeen
introduced,subsequentlyincorporatethemintoan
entirenetworkofcognitivepatternsofinterpretation,in
cognitivescienceknownassemanticframes,andasa
consequencelargelybecomeimplicitlytetheredto
political‐ideologicalvalues.Insectionsixwewillconclude
withsuggestionsofhowthisinducementofuncritical
thinkinginstandardeconomictextbooksmaybecoun‐
teredintheclassroomandhoweconomiceducationcan
promotestudents’criticaljudgmentandepistemicabili‐
ties.
2.Thesignificanceandimpactofmetaphors:Ashort
introduction
“Metaphorsframeourthinking”(Jamroziketal.,2016)
Thestudyofmetaphorsisasoldasphilosophyitself.The
understandingofmetaphorsandtheirsignificancefor
humanbeingsdifferthroughoutthistraditionenormous‐
ly(forthefollowingcf.Huber,2005).Commontoall
interpretationsofmetaphorsisthefundamentaletymo‐
logicalmeaningoftheGreekwordmetaphoráastrans‐
ferenceortransposition.Thestartingpointofthe
reflectiononmetaphorsisoftensaidtobemarkedby
Aristotle,whounderstoodmetaphorsasarhetorical
means(cf.Aristotle,1818,pp.329f.).Inhisperception,
metaphorsarewords,whichhaveameaningdifferent
fromtheiroriginalmeaningtransferredtothembasedon
thesimilarityofthetwowords.
“Butametaphoristhetranspositionofanountoasignify‐
cationdifferentfromitsoriginalimport,eitherfromthe
genustothespecies,orfromthespeciestothegenus;or
fromthespeciestospecies,oraccordingtotheanalogous.
[…]Again,eveninghasasimilarrelationtoday,thatoldage
hastolife.Itmaythereforebesaidthateveningistheold
ageoftheday,andthattheoldageistheeveningoflife.
(Aristotle,1818,pp.329ff.)”
Heintroduced,whatiscommonlycalledthesub‐
stitutivefunctionofmetaphors:“eveningoflife”canbe
substitutedbytheliteralexpression“endoflife”orthe
category“age”.Metaphorsinthissenseareareduced
comparison.Thismeansthatitispossibletosay“thelion
isthekingoftheanimals”anddismisswordssignalinga
comparisonoranalogy,suchas“like”.ItwasAristotle
himself,butalsoinfluentialphilosopherssuchasHobbes
orLocke,who,basedontheunderstandingofmetaphors
asfiguresofspeechandrhetoricaldecor,heavilycri‐
ticizedtheuseofmetaphorespeciallyinphilosophical
andscientificcontexts(cf.Hobbes,1992,pp.43and
45f)9:
“Thisisawayofproceedingquitecontrarytometaphor
andallusion,whereinforthemostpartliesthatenter‐
tainmentandpleasantryofwit,whichstrikessolivelyon
thefancy,andthereforeissoacceptabletoallpeople:
becauseitsbeautyappearsatfirstsight,andthereisre‐
quirednolabourofthoughttoexaminewhattruthor
reasonthereisinit.”(Locke,1967,p.123f)
Itisthecognitiveturninlinguisticswhichledtoafun‐
damentalshiftintheunderstandingofmetaphorsfroma
primarilyrhetoricalandlinguisticinterpretationofmeta‐
phorsasfigurativespeechtoabroadercomprehension
ofmetaphorsasbeingthefundamentalbasisofhuman
cognition,judgmentandaction(cf.Cassirer,1983,p.
154;Black,1996b,p.398,citedinHuber,2005,pp.15
and23):
“Thetraditionaltheorynoticedonlyafewofthemodesof
metaphor;andlimiteditsapplicationofthetermmetaphor
toafewofthemonly.Andtherebyitmademetaphorseem
tobeaverbalmatter,ashiftinganddisplacementofwords,
whereasfundamentallyitisaborrowingbetweenandinter‐
courseofthoughts,atransactionbetweencontexts,Thought
ismetaphoric,andproceedsbycomparison,andthe
metaphorsoflanguagederivetherefrom.”(Richards,1936,p.
94;author’semphasis)
Metaphoricallanguageistheresultofmetaphorically
structuredthought;thisisthebasicstatementof
cognitivelinguistics.Althoughthedisciplinemaintains
thefundamentalunderstandingofmetaphorsasthe
transferenceofmeaning,itfocusesonananalyticalstep
priortotherhetoricalandlinguisticanalysisofmeta‐
phorsandthusasksforthenecessarypreconditionsfor
metaphoricallanguageuse.ThephilosophersIvor
Richards(1936)andMaxBlack(1954),whoareunder‐
stoodtobetheearlyrevolutionariesinthecognitiveturn
ofmetaphortheory,pointtothecreativeandinteractive
qualityofthemetaphoricalprocessoftransference(for
thefollowingcf.Black1996a,pp.75f.and1996b,pp.
391f.citedinHuber,2005,p.20).Notonlyistherean
interactionofmeaningbetweenthesource(“king”)and
thetargetofthemetaphor(“lion”),whichcreatesnew
meanings,thecognitiveinteractionintheprocessof
transferenceisunderstoodasamodeofhumanaction.
Thisnewinterpretationofmetaphorssurpassesthe
traditional,especiallysinceitpointstotheinterpretative
contextsofthemetaphoricalsourceandtarget.That
thereisawholerangeofmeaningandnormative
implicationattachedtoeachconceptusedinmeta‐
phoricalthinkingandexpressionisonecornerstoneof
JournalofSocialScienceEducation
Volume17,Number3,Fall2018ISSN1618–5293
8
thismoderncognitiveapproachtometaphors:someone
whoemploysmetaphorsinteractswithmeaning.She
engageswiththesefieldsofmeaningbyselectingand
therebyhidingandhighlightingcertainelementsinclude‐
edinthesefields.TheInteractionMetaphorTheory(IMT)
formulatedbyBlackisunderstoodtobethepreludeto
themuchmorerecognizedConceptualMetaphorTheory
(CMT)asputforwardbyGeorgeLakoffandMark
Johnson(cf.Jäkel,1997;Liebert,1992).Thefollowingwill
summarizeourshortintroductioninmetaphortheoryby
outliningthemodeofcognition,bywhichthiscognitive
approachandtheperformativequalityofmetaphorsis
underpinned,toillustratetheprofoundsignificanceof
metaphoricalthoughtforhumanaction.10
“Metaphorisformostpeopleadeviceofthepoetic
imaginationandtherhetoricalflourish‐amatterofextra‐
ordinaryratherthanordinarylanguage.Moreover,meta‐
phoristypicallyviewedascharacteristicoflanguagealone,
amatterofwordsratherthanthoughtoraction.Forthis
reason,mostpeoplethinktheycangetalongperfectlywell
withoutmetaphor.Wehavefound,onthecontrary,that
metaphorispervasiveineverydaylife,notjustinlanguage
butinthoughtandaction.Ourordinaryconceptualsystem,
intermsofwhichweboththinkandact,isfundamentally
metaphoricalinnature.”(Lakoff&Johnson,1980,p.3)
FromthepointofviewofthelinguistLakoffandthe
philosopherJohnson,metaphorshelptoclarifythe
meaningofconceptsthroughtheuseofothers,bytrans‐
ferringaparticularsemanticcontent,andthebasic
culturalandsensorimotorexperiencesassociatedwithit,
fromthesourcedomainoftheconceptthemetaphor
referstothetargetdomain,thatistotheconceptin
needofexplanation(cf.Lakoff&Johnson,1980,p.5).
LakoffandJohnsoncallthisprocess“Mapping”(cf.Lakoff
&Johnson,1980,p.14;Lakoff,1993,p.244,citedin
Huber,2005,p.28).Accordingtoconceptualmetaphor
theory,metaphorsarecentralnotonlytostructuring
humanlanguageandthought,butalsohumanaction(cf.
Lakoff&Johnson,1980,p.4;Schmitt,2004).Therebythis
stanceemphasizesmetaphors’performativecharacter,
transcendingtheclassicalAristotelianunderstandingthat
theyaremerelyrhetoricalstylisticdevices,henceonly
significantasdecorativerhetoricaltools(cf.Kirby,1997,
p.532).FollowingLakoffandJohnson‘saccount,meta‐
phorsshedlightoncognitiveinterpretiveframeswith
whichpeopleperceiveandjudgetheworldandupon
whichtheyact(Wehling,2016,17f.).Wehlingpointsto
therelevanceoftheseframesforhumanactionsby
indicatingthat“frames,notfacts,determineour
decisions“(Transl.fromWehling,2016,p.45)11.Inthis
wayframeshaveahighlyselectiveeffectontherangeof
thought,judgmentandaction:
“Framesdeterminehoweasilyfactsandinformationare
grasped,independentlyofwhethertheseseemtobe‘ob‐
jectivelyfactual’ornot.Infact,therearenomore‘objec‐
tive’factseasiertounderstandonceframingcomesinto
play.Thereareonlyfactswhichareeasiertoframethan
others,orthosewhichcannotbeframedatall….”(Transl.
fromWehling,2016,p.36)12
Thedominantroleplayedbyinterpretiveframeworksis
moreclearlyunderstoodonceithasbeenviewedasan
essentialcomponentorevenconstitutiveelementofour
cognitiveunconsciousthatisnotonlysystematically
differentfromallconscious(andthuscontrollable)
thoughtbutprincipallyanticipates,therebysystema‐
ticallyinforms,reflectivethought(cf.e.g.,Lakoff&
Wehling,2016,p.22;Kahneman,2012;Thaler&
Sunstein,2009,p.22):
Ourunconsciousconceptualsystemfunctionslikea‘hidden
hand’thatshapeshowweconceptualizeallaspectsofour
experience.Thishiddenhandgivesformtothemetaphysics
thatisbuiltintoourordinaryconceptualsystems.Itcreates
theentitiesthatinhabitthecognitiveunconscious–ab‐
stractentitieslikefriendships,bargains,failures,andlies–
thatweuseinordinaryunconsciousreasoning.Itthus
shapeshowweautomaticallyandunconsciouslycompre‐
hendwhatweexperience.Itconstitutesourunreflective
commonsense.(Lakoff&Johnson,1999,p.13)
Inthispointofviewthecognitiveunconsciousworks
intuitively,spontaneously,effortlessly,quasiautoma‐
ticallyandthusisuncontrollabletoconsciousthought(cf.
Kahneman,2002,pp.450f;Lakoff,2001).Hence,withre‐
gardtohowthecognitiveunconsciousfunctions,meta‐
phorsplayacentralrole.Moreprecisely,theymustbe
consideredanessentialstructuralelementofcognitive
interpretiveframeworks.Inordertodeepenourunder‐
standingofthis,itisimportanttoknowthatinterpretive
frameworksdonotjustappearfromoutofnowhere.
Rather,theyareestablishedfromtangible,oftenrecur‐
ingindividualaswellascollectivehumanexperiences,
whichessentiallybecometherebyembodied(cf.Lakoff&
Johnson,1999):
“Thecontentandstructureofaframe,thusitsindividual
semanticframe,emergefromourexperienceswiththe
world.Theseincludealsobodilyexperiences,e.g.motion
sequences,space,timeandemotions,aswellasforinstan‐
cefromexperienceswithlanguageandculture.”(Transl.
fromWehling,2016,p.28)13
Sinceabstractconceptsessentiallylackreferenceto
concreteexperience,metaphorsplayasignificantrolein
interpretingthese,asindicatedabove,bylinkingthemto
otherconceptswhicharelessabstractandrefermore
directlytotangibleexperience.Yet,theoriginalcontextin
whichtheyareembeddeddoesnotneedtobearmuch
relationtothenewcontextinwhichtheyarebeinglinked
to,afacttheuseofmetaphorsconceals.Aspecific
exampleofthisisrepresentedbytheEuropeanUnion’s
anditsEurozonemembers’creationofahighlycomplex
packageofmeasurestoavoidinsolvencyamongits
individualmemberstates,metaphoricallytitledasa“res‐
cueumbrella”(“Rettungsschirm”inGerman).Thehighly
complexstructuretheycreated,itsconcretelegal,
politicalandfinancialconsequences,extendwaybeyond
thepossiblerangeofexperienceonthepartofamajority
ofEUcitizens.Referringtothispackageasa“rescue
umbrella”engendersametaphoricalinterpretationofits
implications.Inthiswayitbecomespossibletotriggera
JournalofSocialScienceEducation
Volume17,Number3,Fall2018ISSN1618–5293
9
primarilyunconscious,thusseeminglyeffortlessunder‐
standingofcomplexpoliticaldecision‐makingprocesses
withinthe(limited)scopeofasemanticframe,i.e.the
metaphor’soriginalcontextorsourcedomain.Becauseit
referstoareadilyunderstoodandfamiliarphysical
experience,itdoesnotrequireanyrealknowledgeofthe
metaphor’stargetarea(thoseverylegal,politicaland
financialprocessesmentionedabove).Theterm“rescue
umbrella”connotesthattheresolutionspassedbythe
EuropeanUnionandEurozonememberstatesaregeared
toward“protection”,“security”andprovidinga“bul‐
wark”againsttheinconvenienceofnaturalandthus
uncontrollableforces.Essentially,themetaphortriggers
similarconnotationsformostpeople,irrespectiveof
whetheritsassociationsadequatelyrepresentthekindof
politicalmeasuresinvolvedornot.Saiddifferently:
beyondappearingnotonlyhighlyselective,metaphors
alsocanalsobedeceptive.Respectivetothemetaphor
involved,anentiresemanticframeworkanditsunder‐
lyingculturalandsensorimotorexperiencesbecome
activated,wherebysomearemoreprominentlyempha‐
sizedthanothers.Themetaphornotonlyallowsor
restrictscertainpossibilitiesofperceivingrealitybut
moreover,asLakoffandJohnsonemphasize,italsopro‐
motescertainwaysofdealingwithreality(cf.Jamroziket
al.,2016).14
“Metaphorsmaycreaterealitiesforus,especiallysocial
realities.Ametaphormaythusbeaguideforfutureaction.
Suchactionswill,ofcourse,fitthemetaphor.Thiswill,in
turnreinforcethepowerofthemetaphortomakeexperi‐
encecoherent.Inthissensemetaphorscanbeself‐fulfilling
prophecies.”(Lakoff&Johnson,1980,p.156)
WealreadymentionedthataccordingtoCognitive
Linguisticsmetaphorsplayanimportantroleinexplain‐
ingabstractconcepts(cf.Gibbs,1996,p.309;Jamroziket
al.,2016),theirdistinguishingcharacteristicbeingthat
theylackreferencetothekindofhumanexperience
whichmustbesimulatedinordertounderstandthem:
“Throughmetaphorsweconnectabstractideastophy‐
sicalexperience,whichallowsthemtobe‘thought’
(Transl.fromWehling,2016,p.68).15Inthewordsof
LakoffandJohnson:“[W]etypicallyconceptualizethe
nonphysicalintermsofthephysical–thatis,wecon‐
ceptualizethelessclearlydelineatedintermsofthe
moreclearlydelineated”(Lakoff&Johnson,1980,p.59).
CognitiveLinguisticsshowsthatthisformofmeta‐phoric
conceptualizationoftenslipsundertheradarofrational
thoughtandthusescapesitsconsciouscontrol:
“Forthesamereasonsthatschemasandmetaphorsgiveus
powertoconceptualizeandreason,sotheyhavepower
overus.Anythingthatwerelyonconstantly,unconsciously,
andautomaticallyissomuchpartofusthatitcannotbe
easilyresisted,inlargemeasurebecauseitisbarelyeven
noticed.Totheextentthatweuseaconceptualschemaora
conceptualmetaphor,weacceptitsvalidity.Consequently,
whensomeoneelseusesit,wearepredisposedtoaccept
itsvalidity.Forthisreason,conventionalizedschemasand
metaphorshavepersuasivepoweroverus.”(Lakoff&
Turner,1989,p.66)
3Introducingtheabstractconceptof“themarket”
Metaphorssuchas“themarketisamechanism”areonly
effectivewhenspecificmodesofexpressionarelacking
todelineateatargetdomain(here:economicactivityin
theformofmonetaryexchange),sothatoneisforcedto
drawfromthemostlyimplicitbasicconceptsexistingin
thesourcedomaintoapproximateunderstanding.How‐
ever,thefollowingquotebyMankiwillustratesthat,in
economicseducation,thespecificeconomiclanguage
peopledoindeedacquireintheireverydayexperienceis
tobesupersededbyabstractconcepts:
“Oneofthechallengesfacingstudentsofeconomicsisthat
manytermsusedarealsousedineverydaylanguage.In
economics,however,thesetermsmeanspecificthings.The
challenge,therefore,istosetasidethateverydayunder‐
standingandthinkofthetermorconceptaseconomistsdo.
Manyoftheconceptsyouwillcomeacrossinthisbookare
abstract.Abstractconceptsareoneswhicharenotconcrete
orreal–theyhavenotangiblequalities.Wewilltalkabout
markets,efficiency,comparativeadvantageandequilibrium,
forexample,butitisnoteasilytophysicallyseethese
concepts.Therearealsosomeconceptsthatare
fundamentaltothesubject–ifyoumastertheseconcepts
theyactasaportalwhichenablesyoutothinklikean
economist.Onceyouhavemasteredtheseconceptsyou
willneverthinkinthesamewayagainandyouwillnever
lookatanissueinthesameway.Theseconceptsare
referredtoasthresholdconcepts.”(Mankiw&Taylor,2014,
p.17)
AccordingtoMankiw’sreasoning,economiceducation
isgearedtowardabandoninganeverydayunderstanding
ofeconomicprocessesandreplacingitbyabstractcon‐
ceptswhichhavelittletodowiththeformerorother
commoneconomicconceptsfamiliartothestudents.
Thisessentiallyinvolveslooseningorevendissolving
existinginterpretivestructuresofthecognitiveun‐cons‐
ciousinaprocessofunlearning.Metaphoricallywecan
speakofuprootingthoughtfromitsoriginalsoil.
Persuasionresearchspeaksinthisregardofdepattern‐
ing,changemanagementrespectivelyofunfreezingor
movingthoughtfromestablishedpatternsandstructures
ofthought(cf.Lewin,1947;Schein,2006).16
However,isitpossibletounequivocallyidentifysuch
processesinstandardeconomictextbooks?Accordingto
ouranalysisofSamuelson‘sEconomicsundMankiw’s
Economicstheanswerwouldhavetobeyes.Toillustrate
this,letustakeacloserlookatSamuelson’sEconomics
andhowtheconceptof“themarket”isintroducedinthe
secondchapter:
“Themarketlooksasajumbleofsellersandbuyers.It
seemsalmostamiraclethatfoodisproducedinsuitable
amounts,getstransportedtotherightplace,andarrivesin
apalatableformatthedinnertable.ButacloselookatNew
Yor k orothereconomiesisconvincingproofthatamarket
systemisneitherchaosnormiracle.Itisasystemwithits
owninternallogic.Anditworks.”(Samuelson/Nordhaus,
2010,p.26)
Theabovedescribes“themarket”asamiraculous
“jumble”which(purportedly)successfullyguaranteesour
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foodsupply.17Theauthorsclaimthat“acloselook”will
unmaskthemiracle.Yetthequestionwhoexactlywillbe
looking“closer”,what“acloser”lookentailsandwhat
“closer”meansprecisely,remainsunclear.Thetextsim‐
plysuggeststhattherearetwowaysofperceiving“the
market”:onethatallowsittogenerallyappearasa
wondrouschaos,anda“closer”onethatseesbeyond
appearancesintoa“system”that“works”.
Theaboveexemplifieshowthetext’slanguagema‐
neuversstudentsintoastateofuncertainty,sincetheir
pre‐existingcognitiveinterpretivestructureswesaidto
providelittleornoknowledgeofthesubject.Thisstateis
implicitlyreinforcedbyphrasessuchas“youmaybesur‐
prisedtolearn”or“seehowremarkablethisis”(2010,
26).Inaddition,theauthorspromiseasituationinwhich
atsomepointalltheconfusing,chaoticandastounding
characteristicswillmakesurprisingsense.Thisis
specificallyconjuredbyintroducingthemetaphorofthe
“unseenhand”,whichSamuelsonintroducesasa
“paradox”(2005,28‐30):Thekindofeconomicinsight
transmittedthusinvolvesinformationwhich,tothe
beginner,simplyappearssurprisingandunexpected,
shockingthereaderintoquestioninghisorherown
conventionalwisdom.Atthesametimeapeekintoa
new,intellectualunderstandingofthesubjectiscon‐
jured,whichstudentscanbeholdwithawefromtheir
perspectiveofnon‐comprehension:“Oneofourgoalsin
thisbookistounderstandhowSmith’sinvisiblehand
worksitsmagic”,Mankiwwrites(2014,p.8).The
implicationhereis,whateverisshroudedinthefogof
conventionalunderstandingwillatsomefuturepointbe
moreclearlyunderstoodbythestudents.
Inouropinionthisstateofuncertaintyisreinforcedby
afurthertactic:Everystudentatthebeginningoftheir
studyofeconomicshaslikelyalreadyacquiredabroad
networkofinterpretivestructures,i.e.acomplexframe
semantic,inwhichdifferenteconomictermsandcon‐
ceptshavebeencognitivelyintertwinedwithimplicit
experience‐basedreferences.Whatisstrikingishow
quicklytheseeconomictextbookssucceedinencou‐
ragingstudentstoignoremostoftheiracquiredsemantic
frames.Thishasbeenidentifiedasastrategyofcon‐
cealmentwhichcanleadtoaphenomenoncalled
hypocognition:
“Hypocognitionmeansthenon‐existenceorlossofideas
throughalackoflanguagedescribingtheseideas.Stated
morecasually:Whatdiscoursesdon’tmentionissimplynot
beingthought.Wherethereisalackofwordsideascannot
becomeestablishedorbemaintainedovertime.Ourbrain
circuitsdonotbecomefired,theyshrivel.”(Transl.from
Wehling,2016,pp.64‐65)18
Thestrategyofconcealmentidentifiedinbothtext‐
bookanalysesisbasedinparticularonfocusingecono‐
miclanguageanditsdescriptionofcomplexeconomic
phenomenasolelyontheterm“themarket”withoutany
clearjustificationfromtheveryfirstchapteron.Inthis
mannerSamuelsonclaimsinhisintroductorychapter:
“Mosteconomicactivityinmosthigh‐incomecountries
takeplaceinprivatemarkets–throughthemarket
mechanism–sowebeginoursystematicstudythere”
(2010,26).“Theeconomy”issubsequentlyreducedto
“themarket”,firstbybeingtransformedintoa“system
ofpricesandmarkets”,fromwhichpointitisexclusively
referredtoas“marketsystem”,orevenfurtherabridged
tojust“markets”oreven“themarket”(cf.Samuelson&
Nordhaus,2005,p.26).Themannerinwhichconceptu‐
alizationisnarrowedtowheremuchofthepreviously
acquiredknowledgeofeconomicsissuspendedcanalso
befoundinMankiw.Whilesubsuminghislastsixprin‐
ciplesofhistenprinciplesofeconomicsunderthe
generalheading“howpeopleinteract”,Mankiwframes
everyformofhumaninter‐actiondirectlywithintermsof
“trade”,thenintermsof“marketeconomy”andulti‐
matelyintermsof“themarket”,thelatterbeingdirectly
linkedwiththeconceptoftheinvisiblehandmentioned
above.Itiswithinthislinguisticcontextthatallother
issuesareembedded.Thefollowingreads,forinstance:
“Iftheinvisiblehandofthemarketissowonderful,whydo
weneedgovernment?[…]Althoughtheinvisiblehandoften
leadsmarketstoallocateresourcesefficiently,thatisnot
alwaysthecase.Economistsusethetermmarketfailureto
refertoasituationinwhichthemarketonitsownfailsto
produceanefficientallocationofresources.”(Mankiw&
Tay l o r,2014,p.8)
Theaboveexemplifieshowdescriptionsoftheeco‐
nomyarereducedto“themarket”,atermwhichonthe
onehandisimbuedwiththeauraofnovelty,income‐
prehensibilityaswellaswonder,whileontheotheris
alsopromotedtooneofthecoreconcepttualizations
studentsmustunderstandinordertoadvanceintheir
studies.Theintroductionof“themarket”conceptthere‐
foretakesplaceatamomentofcognitiveuncertainty
whereprevioussemanticconnectionsaredissolvedin
horror(overone’sapparentignorance)andawe(over
theapparentmagicof“themarket”).Inthesense
intendedbyMankiw,therefore,theterm“themarket”is
tobeconsideredathresholdconcept(cf.thequoteof
Mankiwcitedabove):a“conceptualgateway”or“portal”
wherethestudentmustleaveheroldconceptualizations
behindinordertobreakthroughtoanew,anduntilyet,
unattainableunderstanding:“anewwayofunderstand‐
ing,interpreting,orviewingsomethingmaythusemerge
–atransformedinternalviewofsubjectmatter,subject
landscape,orevenworldview”(Meyer&Land,2005,p.
373).Thepromisethat,throughtheirtextbookstudy,
studentswouldbecomeeconomistsproficientinthesee‐
minglymagicalworkingsof“themarket”mayalsofunc‐
tionasarespectiveinvitationtocrossthethreshold.
4Themetaphoricrhetoricof“themarket”
Howisitpossibleforstudentstonotonlyreachbutalso
passthroughthisconceptualgateway?Formulatedin
termsofpersuasionresearch,oncedepatterninghas
occurred,howdoesrepatterninghappen?Howarepre‐
viouscognitivestructuresdissolved,newstructures
created,or“moved”,thenpermanentlyestablished,or
“refrozen”?Toclarifythisissuewenowwouldliketo
analyzethetwostandardeconomictextbooksingreater
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11
detailwithregardtohowdifferentkindsofmetaphors
areintroducedandused.
4.1Ontologicalmetaphors
Ingeneral,metaphorsplayahighlysignificantroleinthe
contextofdissolvingandrestructuringthewaytheeco‐
nomyisconceptualized,wherebyontological(orentity)
metaphorsplayaparticularlyimportantrole.Ontological
metaphorsascribetermsmeaningasiftheywereself‐
contained,discreteentitiesorthingsinordertomake
themeasiertoconceptualize(cf.Lakoff&Johnson,1980,
p.25).Samuelson’stextbookstandsclearlyinthetra‐
ditionofeconomicscholarshipinitsuseofentitymeta‐
phorsdrawnfromthefieldofmechanicsorfrom
commonknowledgeofmachinery(cf.thepreviousquo‐
tationbyBrodbeck).Inthismannerinhistextbook
chapter“Whatisamarket?”onefinds,aftertheecono‐
myisreducedto“markets”orjust“themarket”as
quotedanddiscussedabove,thefollowing“definition”:
“Itisasystemwithitsowninternallogic.Anditworks”
(2010,p.26).Thekeytothisnew,transformedperspec‐
tiveistobefoundinapurelymetaphoricaldescription,
thesourcedomainofwhich–systemsencompassing
self‐organizingcomponentsthatcanguaranteetheirown
functioning–isnotgoneintoinanydetailwhatsoever
but,rather,uncriticallyacceptedasthedeparturepoint
formetaphoricalmapping.Asaresult,students’concept‐
tualizationsarebeingimplicitlyguidedtoreinterpret
“themarket”–originallyaplaceofsocialexchangeand
infinitehumaninteraction–intoadiscrete,self‐contain‐
eduniformentity.Thegreat“jumble”ofcomplexsocial
processescharacteristicofeconomicactivityisnolonger
describedinitsgenuinelysocialcontextbutexclusively
reformulatedasa“systemwithitsowninternallogic”.
Moreover,itsreformulationoccurswith‐outconscious
reflectiononthetransformationprocessithasbeen
subjectedto.
Inaddition,thetextbooksemanticallyaugmentsthe
entitymetaphorof“themarketisasystem”byfurther
embeddingitinabroaderfieldofmetaphoricalmean‐
ings.Theessentialsourcedomaininthisprocessisde‐
riveed,asalreadymentioned,fromthefieldofmecha‐
nicsandconventionalknowledgeofmachinery.The
chapterprovidesafirstdefinitionof“themarket”inthe
followingmanner:“Amarketisamechanismthrough
whichbuyersandsellersinteracttodeterminepricesand
exchangegoodsandservices”(2010,p.26,authors’
emphasis).Themetaphorof“themarketisamecha‐
nism”issyntacticallysimpleandsemanticallyempty,
wherebytheword“is”functionsmerelyasacopula
carryingnofurthercontentdetermination.Thetextdoes
notmakeconsciousissueofwhethermoresemantically
precisemetaphoricalmappingsareneededtoanswer
questionssuchas:Howcangenuinelysocialprocessesof
exchangebeadequatelycomparedtomechanismsorthe
waymachineswork?Or,whatlimitsdoesthiscom‐
parisonhave?Instead,inthecourseofthechapter,the
metaphorof“themarketisamechanism”isrepeatedly
andimplicitlyestablishedasanapparentlyontological
statementthroughtheuseofotherequallyuncritical
mechanicalmetaphorssuchas“balancewheel”,“market
equilibrium”,“balance”,“elaboratemechanism”,“super‐
computer”,“signal”,“functioning”(Samuelson&
Nordhaus,2010,pp.26‐27).Becausenoindicationfor
criticalreflectionisgivenonhowametaphorical
understandingofmechanicscanbeappliedtoecono‐
mics,itmustbeassumedthatconcepttualizationsof
economicrelationshipsaretobeestablishedwithinnew
semanticframesunconsciously,whereinparticular
consciousandcriticalreflectioniscircumventedandim‐
plicitknowledgeof,andtacitexperienceswithmachinery
areusedtoreplaceotherconceptualizationsofeconomic
experience.
4.2Personification
Metaphoricalmapping,however,doesnotendhere.
Particularlyconspicuousisthefactthatentitymetaphors
suchas“themarketisamachine”areoftenascribedan‐
thropomorphiccharacteristicsandthusinthesenseof
LakoffandJohnsontheyalsofunctionaspersonifications
(cf.Lakoff&Johnson,1980,p.33f.).Makingcomplex
socialprocessesandexperiencesappeartoactas
subjectsadditionallyimbuedwithhumancharacteristics
andmotivationshelpsconceptstobecomeimplicitly
understandable.Importantly,thesubjectisnotonly
identifiedasapersonbutisalsoimbuedwithparticular
characteristics.Inordertoexemplifywhatismeantby
this,letustakealookatthemetaphor“monarchsofthe
marketplace”usedinSamuelson’sEconomics(2005,p.
28):Samuelsoninitiallyspeaksmetaphoricallyof“tastes
andtechnology”asso‐called“dualmonarchs”.Inano‐
therexamplehespeaksof“profits”as“rewardsand
punishments”,which“guide”themarketmechanism.He
goesontosay:“Likeafarmerusingacarrotandastick
tocoaxadonkeyforward,themarketsystemdealsout
profitsandlossestoinducethefirmtoproducedesired
goods”(ibid.).Tounderstandthecomplexmetaphorical
mappinginvolvedonemustlookattheirinherentlogical
ambiguities:Dotastesreallyguidethemarketmecha‐
nismoraretheysimplyforcesactingwithinit?Does“the
market”dealoutprofits,ordoprofitscoercecertain
resultsin“themarket”?Insteadofprovidingclarityon
theseissues,thetextbookcontinuestocallupanabun‐
danceofsimilarmetaphorswhichequallyimplicitlyand
diffuselycreatetheimageofanall‐powerful,indistinctly
delineatedmonarchnoindividualeconomicparticipant
canwithstand.
Afurtherexampleofpersonificationinvolvesthe
conceptof“themarket”inSamuelsonsEconomicswhich
isdescribednotonlyasifitwereathing(ontological
metaphor),henceasmachineormechanism,butalsoas
anindependentlyactingindividual(personification)‐a
machine‐likesubjectactingautonomously,guidingand
regulatingprocessesandoperatingaccordingtopre‐
definedplansorinthecontextoffixedconditions:“Yet
inthemidstofallthisturmoil,marketsareconstantly
solvingthewhat,how,andforwhom.Astheybalanceall
theforcesoperatingontheeconomy,marketsarefind‐
ingamarketequilibriumofsupplyanddemand”
(Samuelson&Nordhaus,2010,p.27,ouremphasis).
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Illustration1showsadiagramfromMankiw’stextbook:
Combiningentitymetaphorswithpersonificationsallows
anextensiveinterpretiveframeworktoemerge–created
bythecombinationof“themarket”metaphorwith
otherssuchas“system”,“mechanism”and“person”–to
induceanimplicitunderstandingof“themarket”asa
superactorwiththequalitiesofamachine,i.e.withthe
regular,predictablecalculationsofacomputer,for
instance,coupledwiththehumanabilitytodecideand
actindependently.
Mankiw’suseofentitymetaphorsandpersonifications
todescribesocialprocessesinhisEconomicsis,inour
opinion,considerablymoresubtlethaninSamuelson’s
textbook.Forexample,Mankiwusesmechanicalmeta‐
phorslessfrequently;instead,hisuseoftheterm“for‐
ces”ismorecommonthanthatof“mechanism”.How‐
everthemetaphoroftheinvisiblehandandregulating
playerisusedofteninhisintroductorychapter(“the
‘invisiblehand’ofthemarketplaceguidesthisself‐
interestintopromotinggeneraleconomicwell‐being”;
2014,p.7,ouremphasis;“oneofourgoalsinthisbookis
tounderstandhowSmith’sinvisiblehandworksits
magic”;ibid.,p.8,ouremphasis).
Inotherways,how‐ever,“the
market”(orothersynonymous‐
lyusedterms)isjustasubiqui‐
touslyandself‐evidentlyascrib‐
edqualitiesofanindependent
andsovereignplayer.Inthis
mannermarketeconomiesare
describedasorganizingecono‐
micactivityandaddressingkey
issuesofeconomicswhileprice
andself‐interestsguideecono‐
micdecision‐making(2014,p.
7).
4.3Orientationalmetaphors
Mankiw’sEconomicsalsooffers
aparadigmaticexampleofthe
subtleuseoforientational
metaphorsineconomicstext‐
books.Orientationalmetaphorsrelyonfundamental
spatialandphysicalexperiences,suchasinsideand
outside,upanddown,leftandright,frontandback(cf.
Lakoff&Johnson,1980,p.14).Inastrikingexample,
Mankiwcompares“themarket”metaphoricallytoa
containerandtherebyintimatesalimitingboundaryas
wellasaninner‐outerorientation:
“Freemarketscontainmanybuyersandsellersofnu‐
merousgoodsandservices”.(Mankiw&Taylor,2014,p.7;
ouremphasis)
“Competitivemarket.Amarketinwhichtherearemany
buyersandsellerssothateachhasanegligibleimpacton
themarketprice”.(Mankiw&Taylor,2014,p.42;ourem‐
phasis)
Whatthesemetaphorssuggestisthat“themarket”is
notmadeupofpeoplebutencompassesthem,asaglass
wouldwater,andwhichislikewisenotimpactedbyits
qualitiesorcharacteristics.Assuch“themarket”,under‐
stoodasacontainer,remainsinthistypeofframing
impassiveinthefaceofsocialprocessestakingplace
withinit.Themetaphorfurthersuggeststhateconomic
processescannotbedelineatedclearlyoutward;further,
whatlies‘beyond’or‘outside’itremainsunclear.The
suggestivepowerofthismetaphor,however,liesinits
abilitytotriggermoresubtleandwidelyunconscious
associationsconnectedtocommonexperiencesin
handlinganddealingwithcontainersandvesselssuchas
buckets,cupsandsaucersetc..
Wenowwouldliketodiscussonemoreexampleof
orientationalmetaphorusedbyMankiw,whichwe
considertoplayasignificantroleinstandardeconomic
textbooks.Itconcernstheimplicitframingofthetarget
domaininthecontextofspatialorientationssuchas
“up”,“down”,“right”,“left”and“atthesameplace”and
illustratedwiththehelpofdiagrams,yetwithoutany
consciousreflectiononthecontext’sappropriateness.
Source:Mankiw,2012,p.68.
Thediagramisdescribedasfollows:“Lawofdemand.
Theclaimthat,otherthingsbeingequal,thequantity
demandedofagoodfallswhenthepriceofagoodrises”
(2012,p.68,ouremphasis).Fromtheperspectiveof
cognitivelinguistics,bycombininggraphicandverbal
descriptions,phenomenaofquantity(demandbecomes
more)becomemetaphoricallyreinterpretedintermsof
spatialexpansionormovement:Bybeingabletoriseor
fall,amountsandpricesappeartomovelikespheresin
physicalspace.Moreprecisely:Thesentence“demand
falls”isametaphorbasedontheorientationmetaphor
“lessisdown“,thusalsoonnaturalphysicalexperiences
suchasaverticalbuild‐upofbuildingblocks.Themeta‐
phor“pricesrise”derivesinturnfromtheorientation
metaphor“moreisup”foundedequallyonbasicexperi‐
encessuchasanincreaseofwaterlevelswhenfillinga
glass.19
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13
Inthismannerhighlycomplexsocialphenomenasuch
aseconomicdemandbecomeimplicitlyapprehensible
becausetheirinterpretationisconceptuallyandintuit‐
tivelyreducedtonotonlytangiblebutalsoeasily
predictableandthusprincipallycontrollablephysical
conditionsofeverydaylife.Whatthetextbookneglects
todoistomakeitsanalogytophysicsexplicitandthus
itsconnectiontoadifferentfieldofknowledgeaccessible
toreason.Asaresult,readersarehardlycapableof
identifyingtheseanalogiesasmetaphors,ifatall,be‐
causetheytacitlydrawuponfundamentallycommon
physicalexperiences.Hence,knowledgeappearingcom‐
pletelyself‐evidentwithinthecontextofitssource
domainisuncriticallyusedtoaugmentknowledgeina
targetdomain.Furtherresearchhastoinquire,ifand
howtheconstantuseoftermssuchas“rising”and“fall‐
ing”,whichbecauseoftheirrelationtoandexperience
withgravityanditsincontrovertiblepredictabilityinthe
contextoftheirsourcedomain,canactuallyleadtoa
completelyuncriticalunderstandingof“principles”inthe
economicsphere(cf.Mankiw’sexampleabove),which
becomestacitlyreinforcedbytherepetitiveandcon‐
sistentuseoforientationalmetaphorsinthesenseofthe
mentioned‘repatterning’or‘refreezing’.
5Emotionallyandideologicallychargingtheconceptof
“themarket”
Theexampleoforientationmetaphorsillustrateshow
standardeconomictextbooksembedmetaphorically
framedeconomictermsinwhatCognitiveLinguisticscall
deepseatedframestothepointwherestudentsbeginto
grasptheeconomywithouteverhavingtocriticallyre‐
flectonit.Thefactthatmetaphorshelpcomplexeco‐
nomicphenomenaappearmoreunderstandablesimply
byconnectingthemtophysicalexperiencedoesnot
mean,however,thatthesedeepseatedframesauto‐
maticallyalsoinvolvepolitical‐ideologicalvalue
judgments(cf.Wehling,2016,p.61‐62).20 Yetboth
standardtextbooksunderanalysisexhibitedinstancesof
implicitjudgmentwhichcanbedescribedasemotional
orideologicalframing.Thistypeofframingnotonly
makesaparticularsemanticinterpretiveframework
accessiblebutalsomakesamoraljudgment(cf.ibid).
Again,followingcognitivelinguistics,thisjudgmentdoes
nottakeplaceonthelevelofrationalthoughtbutrather
ontheleveloftheunconscious.
Here,too,afewexampleswillhelpusillustratethe
issue.Letusturntotheintroductorychapteron“Whatis
amarket?”bySamuelson.Astudyofthephrasinginthe
chaptershowsthatitisconsistentlystructuredaccording
toantagonisticdualismsinwhich“good”and“bad”
confronteachother.
Illustration2providesanoverviewofthedualisms
exhibitedinthischapter.
Verge of starvation
Mortal terror of a breakdown
Coercion
Centralized direction
Government
Control of economic activity
Government intervention
Central intelligence
High-Income countries
Private markets
Market mechanism
Voluntary trade
Improve own economic
situation
Invisibly coordinated
Doing very well economically
Sleep easily
Elaborate economic processes
Coordinated through the
market
Willingly
Elaborate mechanism
Communication device
Functioning remarkably well
Source:Authors’graphicdepiction.Sampleofdualismsfrom
“TheMarketMechanism”(cf.Samuelson&Nordhaus,2010,p.
26).
Inlieuofacleardefinitionof“themarket”,
Samuelson’stextbookstructurestheconceptaccording
tocomplimentaryorpositiveaspectsthroughdirectcon‐
nectiontotermssuchas“well”,“elaborate”,and“volun‐
tary”,seenontherightsideofthelistabove.Incom‐
parison,“themarket”iscontrastedbyqualitiesascribed
togovernment,exclusivelyassociatedwithwordscarry‐
ingnegativeconnotationssuchas“intervention”,“coer‐
cion”,and“starvation”withoutprovidinganyexplicit
empirical,historicalorotherformofdocumentationand
justificationtobackthisview.Thiscanbeidentifiedasa
caseofemotionalframing,sincebothsidesoftheanta‐
gonisticpolaritybetween“themarket”and“thenon‐
market”(Ötsch,2009,p.21)areeachdescribedina
mannertriggeringpositiveornegativefeelingsintuit‐
tively.Hence,everythingnotbelongingtothe“the
market”,i.e.the“non‐market”,isdescribedinpejorative
contextsinwhichtermssuchas“mortalterror”and“ver‐
geofstarvation”appear,whileeverythingtodowith
“themarket”isexplainedaccordingtopositivelyconnot‐
edexpressionssuchas“sleepeasily”,“doingwell”.
Morestrikingexamplesofideologicalframingof“the
market”aretobefoundinbothtextbooks.Eachis
structuredalonga“BlackandWhiteFallacy”(cf.Hill,
2015,276).Forinstance,inSamuelson’sintroductionon
thesignificanceofstudyingeconomics,onereadsthe
following:
“Awordtothesovereignstudent:Youhavereadinhistory
booksofrevolutionsthatshakecivilizationstotheirroots–
religiousconflicts,warforpoliticalliberation,struggles
againstcolonialismandimperialism.Twodecadesago,eco‐
nomicrevolutionsinEasternEurope,intheformerSoviet
Union,inChina,andelsewheretorethosesocietiesapart.
Youngpeoplebattereddownwalls,overthrewestablished
authority,andagitatedfordemocracyandamarketeco‐
nomybecauseofdiscontentwiththeircentralizedsocialist
governments.Studentslikeyourselvesweremarching,and
evengoingtojail,towintherighttostudyradicalideasand
learnfromWesterntextbookslikethisoneinthehopethat
theymayenjoythefreedomandeconomicprosperityof
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14
democraticmarketeconomies.”(Samuelson&Nordhaus,
2010,p.xxii)
Thesignificanceofeconomicseducationisimplicitly
placedinthecontextofpoliticalstrugglesthathavebeen
ideologicallyinterpretedinadvance.Thepoliticalseman‐
ticframeactivatedbySamuelsonintheabovequote
couldbeoutlinedasfollows:Anenemyisbuildingwalls,
therebylimitingfreedom;theenemyissustainedby
establishedpowersidentifiedassocialistsandcentralists
whothrowstudentsintojail.Theenemymakesyoung
peopleunhappy.Incontrasttothis,thereisasidethat
supportsfreedom,prosperityanddemocracy.The
argumentationisclearlybasedonthefollowing
ideologicalmodel:(absolute)Evilagainst(absolute)Good
(cf.Ötsch,2009,40‐41),whereby“Good”isalways
associatedwithone’sownside.Thiscreatestheideaofa
“dividedworldinwhichthereisa“WE”inaperennial
battlewith“THEOTHERS”(Transl.fromÖtsch,2002,p.16‐
17).21
Thepassagesendsthefollowingimplicitmessage:This
handbookservesthegood.Bystudyingityouwillbelong
tothegoodguys,THEWE.Atthesametimeyouwillbe
drawndirectlyintothebattlebetween‚good‘and‚evil‘.
Ifothershavesacrificedthemselvesforthestrugglefor
“thegood”,whowouldselfishlycloserankswith“THE
OTHERS”,thebadguys,byrejectingthekindofeconomics
presentedinthetextbook,therighttowhichTHEWEhad
tofightsofiercelyfor?
Inshort,Samuelson’sintroductionimmediatelyacti‐
vatesanideologicalframewhichmeanwhilehaspro‐
bablybecomeatleastpartiallyestablishedinthe
unconsciousmindsofmanyWesternreaders,aframe
associatednotwithscholarshipbutwithpolitical‐ideo‐
logicaldebates.InthisframeSamuelsonendeavorsto
extendthesemanticframe‚EastversusWest‘,‚capi‐
talismversuscommunism’toinclude“themarket”or
marketeconomy.Withoutdefiningwhat“themarket”or
marketeconomyactuallyis,Samuelsonembedsthe
conceptwithinthesemanticframeofadivided,or
bifurcatedworldview.Thisoccursinmannerbywhich
“themarket”isautomaticallyplacedonathe‚right‘,i.e.
‚good‘side:
“Thebifurcated(dualistic)worldisconveyedbyabifur‐
catedlanguage(adualcode).themarketisonlyendowed
withpositivequalities.Itisdescribed[…]asgood,desirable,
worthwhile.[…]Thenon‐market,howeverisattributed
witheverythingthatisbad.[…]Languagemusttherefore
differentiateclearlybetweenthetwoparts.Abifurcated
languageisthemeansthroughwhichabifurcatedworldis
conveyed.”(Transl.fromÖtsch,2009,p.21)22
Additionally,thestudyofeconomicsitselfbecomes
linguisticallyintertwinedwiththenetworkofpositively
connotedconceptsoffreedom,prosperity,democracy,
marketeconomy.Samuelson’stextbookappearsonthe
sideofTHEWE,henceonthesideof‘good’.Whatis
essentialisthattheconfrontationbetween‘freedom’
and‘lackoffreedom’asdescribedbySamuelsonisinno
waysubstantiatedbyfacts:Noproofisgivenwhether
youngmenandwomentooktothestreetsorrisked
beingimprisonedintheSovietUnionoranywhereelse
fortherighttoreadSamuelson’stextbook.Norare
referencesmadetoexplicithistoricalplaces,personsor
relevantliterature.Samuelson’sintroductorytext
addressespolitical‐ideologicalexperiencesandtheir
correspondingemotions,notcriticalreasoning.Itthrows
studentsimmediatelyintoaheatedconflictwherelittle
opportunityisgiventoreflectonwhatsidetotake.
InMankiw’stextbooksimilarlypoliticallycharged,
black/white,dualistconceptualizationstakeplacewith
regardtothebattleofsystemsbetweenEastandWest,
communismandcapitalism,inwhich“themarket”isalso
embedded,eveniftheemotionalassociationsthey
engenderaremoresubtle.Adistinctiveexampleofa
politicallychargedconceptualizationinMankiwisfound,
forinstance,intheformulationofhis“TenPrinciples”,
whichseektoconveythecondensedessenceofeco‐
nomicthought.Concludingthissectionthepassageis
quotedinitsentiretysothatthereadercanformheror
hisownopinion:
“ThecollapseofCommunismintheSovietUnionand
EasternEuropeinthe1980smaybethemostimportant
changeintheworldduringthepasthalfcentury.
Communistcountriesworkedonthepremisethatcentral
plannersinthegovernmentwereinthebestpositionto
guideeconomicactivityandanswerthethreekeyquestions
oftheeconomicproblem.[...]Thetheorybehindcentral
planningwasthatonlythegovernmentcouldorganize
economicactivityinawaythatpromotedeconomicwell‐
beingforthecountryasawhole.Today,mostcountries
thatoncehadcentrallyplannedeconomies[…]have
abandonedthissystemandaretryingtodevelopmarket
economies.Inamarketeconomy,thedecisionsofacentral
plannerarereplacedbythedecisionsofmillionsoffirms
andhouseholds.[…]Atafirstglance,thesuccessofmarket
economiesispuzzling.Afterall,inamarketeconomy,no
oneisconsideringtheeconomicwell‐beingofsocietyasa
whole.Freemarketscontainmanybuyersandsellersof
numerousgoodsandservices,andallofthemareinterest‐
edprimarilyintheirownwell‐being.Yet,despitedecentra‐
lizeddecisionmakingandself‐interesteddecisionmakers,
marketeconomieshaveprovenremarkablysuccessfulin
organizingeconomicactivityinawaythatpromotesoverall
economicwell‐being.”(Mankiw&Taylor,2014,pp.6‐7)
6Conclusion
Theabovepresentedexamplesofhowmetaphorsare
tacitlyusedinstandardeconomictextbooks,followedby
adiscussionwhetherthisusecouldpromoteanunno‐
ticedtransformationoftheconceptualizationofthe
economyandhinderitscriticalreflection.Thereare,
however,broaderissuesinvolvedwhichmustbe
addressedbyfutureresearch,suchas:1)Towhatextent
aremetaphorsusedinstandardeconomictextbooks?2)
Whatistheimpactofthisuse,andhowcanitbe
verified?3)Towhatextentisthisimpactintentionalon
thepartoftheauthorsandifso,why?4)Istherea
correlationbetweentheuseofmetaphorsineconomic
textbooksandeconomictheoryandifso,howdidthis
evolve?
JournalofSocialScienceEducation
Volume17,Number3,Fall2018ISSN1618–5293
15
Wewouldliketoaddressonelastbutimportantques‐
tion:Ifweweretoassumethattheuseofmetaphorsas
discussedabovepromotesuncriticalacceptancewith
regardtotheconceptualizationof“themarket”,howcan
thisimpactbecounteracted?Wewouldliketopointto
FriestadandWright(1984),whodevelopedpersuasion
knowledgemodelsbywhichtheactualsuccessofper‐
suasionstrategiescannotbemeasuredsolelybythe
qualityofthemethodsused.Rather,eachinstanceof
persuasionisdeterminedbytheinterplaybetweenthose
intendingtopersuadeandtherecipients’copingstra‐
tegies.Accordingtothisreasoning,therefore,itwouldbe
importanttorecognizethateverysingleeffortto
promotestudents’criticalreflectionhelpstoattenuate
theeffectofpersuasionstrategiesinstandardeconomic
textbooksthroughtheiruncriticaluseofmetaphors–
independentofwhetherpersuasionwasintendedbythe
authorsandpublishersornot.
Inthisregardwewouldliketomentiontwosuccessful
examplesofpromotingstudents’andteachers’powers
ofcriticalreflection.Firstitmustbenotedthattheuseof
metaphorsisnotrejectedperse,which,accordingto
cognitivelinguistics,wouldbecompletelynonsensical.
Instead,usingmetaphorsprovidesstudentswithacrea‐
tivetoolofhumanthoughtwhile