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Performance and Gain and Phase Margins of Well Known PI Tuning Formulas

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Abstract

The performance and robustness of well-known proportional-integral formulas are discussed. Tuning formulas that optimize load disturbance response have gain and phase margins that are smaller than those that optimize for setpoint response. Tuning formulas that optimize setpoint response mostly make use of the PI controller zero to cancel the process pole. They typically have a gain margin of three and a phase margin of 60 degrees. The Ziegler-Nichols tuning formula gives phase margin that varies greatly. Hence its performance varies greatly too. Approximate analytical formulas to compute gain margin and phase margin are also derived in this paper to facilitate online computation which could be particularly useful for implementing adaptive control or auto-tuning

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... The inverted non-linear characteristic linearizes the SISO-system and enables the application of the controller design methods known from linear control theory [54,55]. The controller synthesis has to find a compromise between controller performance and robustness [56]. ...
... The challenge of controller synthesis lies in the selection of the appropriate requirements for the application. The robust control of a first-order model by means of a PI controller is already the subject of research efforts [55,58,61] and is realised via high amplitude and phase reserves. For a first-order model, a proportional-integral controller results in an filtered integral behaviour in the open control loop and a second-order behaviour in the closed control loop [58]. ...
... The controller being optimized for disturbance response avoids cancelling of poles, that define the system behaviour of the plant. Cancelling the poles is problematic due to the large uncertainty and measurement noise and often occurs when controllers are optimized for setpoint response [55]. The robustness is considered sufficient because the closed-loop has a large phase margin and an infinite gain margin. ...
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... This process follows a control diagram with a unitary feedback loop, as shown in Figure 5a. According to [24] and considering (18), the specific formula for calculating the tuning parameters of the compensator is derived as follows ...
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... Substituting (1) and (4) in (16)- (19), one can obtain: ...
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... Silva and Bhattacharyya discussed a stabilizing PI controller [31] and a stabilizing PID controller [32] which simultaneously satisfies desired A m and φ m and gives stabilizing sets for controller parameters. Ho et al. [33] compare different PI controllers for desired A m and φ m , whereas Hang et al. [35], Ho et al. [34] compares different PID controllers for desired A m and φ m . ...
Chapter
This chapter considers the design of a fractional order (FO) internal model controller (IMC) for first order plus time delay (FOPTD) processes to satisfy a given set of desired stability margins in terms of gain margin (Am)(A_m) and phase margin (ϕm)(\phi _{m}). The highlight of the design is the choice of a fractional order (FO) filter in the IMC structure which has two parameters (λ\lambda and β\beta ) to tune as compared to only one tuning parameter (λ\lambda ) for traditionally used integer order (IO) filter. These parameters are evaluated for the controller so that AmA_m and ϕm\phi _{m} can be chosen independently. This is the first time when the IMC controller is designed without any approximation of the delay in the IMC which has always been approximated using Taylor’s series approximation or Pade approximation. Simulation studies are carried out for three different FOPTD processes and the proposed methodology is validated experimentally on a DC servo-motor system. The results are compared with different well-known IMC techniques and the performance of controllers is evaluated in terms of rise time (TrT_r), settling time (TsT_s), maximum overshoot (%Mp\% M_p) and integral square error (ISE).
... However, finding suitable methods for tuning these controllers automatically is still a subject of research. Tuning formulae exist for PI controllers for first-order systems [10][11][12], which may be suitable when the gain, time delay, and time constant of the system are known. However, this is seldom the case. ...
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Control systems require maintenance in the form of tuning their parameters in order to maximize their performance in the face of process changes in minerals processing circuits. This work focuses on using deep reinforcement learning to train an agent to perform this maintenance continuously. A generic simulation of a first-order process with a time delay, controlled by a proportional-integral controller, was used as the training environment. Domain randomization in this environment was used to aid in generalizing the agent to unseen conditions on a physical circuit. Proximal policy optimization was used to train the agent, and hyper-parameter optimization was performed to select the optimal agent neural network size and training algorithm parameters. Two agents were tested, examining the impact of the observation space used by the agent and concluding that the best observation consists of the parameters of an auto-regressive with exogenous input model fitted to the measurements of the controlled variable. The best trained agent was deployed at an industrial comminution circuit where it was tested on two flow rate control loops. This agent improved the performance of one of these control loops but decreased the performance of the other control loop. While deep reinforcement learning does show promise in controller tuning, several challenges and directions for further study have been identified.
... In [W. K. Ho and Zhou (1955)], frequency domain specifications are used to tune the PID parameters. In [Prakash (2004)], ISE and interval arithmetic are used to find controller parameters for system with uncertainties. ...
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... At the same time, the system's rise time depends on the frequency at the gain crossover point [5], [6]. In general, a small stability margin results in a very oscillatory response, and a large stability margin corresponds to sluggish disturbance rejection [7]. The frequency ω where the open-loop's gain crosses the unit circle, also known as the gain-crossover frequency, is used as a design criterion in [5]. ...
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... At the same time, the system's rise time depends on the frequency at the gain crossover point [5], [6]. In general, a small stability margin results in a very oscillatory response, and a large stability margin corresponds to sluggish disturbance rejection [7]. The frequency ω where the openloop's gain crosses the unit circle, also known as the gaincrossover frequency, is used as a design criterion in [5]. ...
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This paper proposes an extension to the established loop-shaping method, where the loopshaping method is modeled mathematically and solved as a mathematical optimization program. In this process, a novel cost function is proposed and employed as the objective of ptimization in the controller tuning problem. This cost function evaluates different characteristics of the system in the frequency domain, such as the stability margins and the operability bandwidth. These characteristics reflect the quality of load disturbance rejection, set-point tracking, and operability bandwidth of the control system. Consequently, the proposed technique circumvents running a time-domain simulation completely. More importantly, the proposed technique can be used with any controller structure. The generic cost function can be customized to fit any control objective and application. This is conducted in the second half of this paper, with the aim of obtaining a system with near-optimum time-domain performance with respect to the integral of time times absolute error (ITAE) criterion. At the same time, the control system obtained with the customized cost function has better operability bandwidth than that of a system optimized in the time-domain for the ITAE criterion. The proposed optimization model is analyzed for two plant models: first order and second order plus dead-time (FOPDT), (SOPDT), respectively.
... In this paper, the technique consists in constructing current error in a simulation for the objective function, instead of solving equations and designing a system model or transfer function through system identification (Eriksson, 2011) using MATLAB (Ho et al., 1995;Xu, 2013). This technique is fine, but it is difficult with lack of perfections and does not give precise and flawless results compared with the system. ...
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This work aims to tune multiple controllers at the same time for a HVDC system by using a self-generated (SG) simulation-based optimization technique. Online optimization is a powerful tool to improve performance of the system. Proportion integral (PI) controllers of Multi-infeed HVDC systems are optimized by the evaluation of objective functions in time simulation design (TSD). Model based simulation setup is applied for rapid selection of optimal PI control parameters, designed in PSCAD software. A multiple objective function (OF), i.e. Integral absolute error (IAE), integral square error (ISE), integral time absolute error (ITAE), integral time square error (ITSE), and integral square time error (ISTE), is assembled for testing the compatibility of OFs with nonlinear self-generated simplex algorithm (SS-SA). Improved control parameters are achieved after multiple iterations. All OFs generate optimum responses and their results are compared with each other by their minimized numerical values. Disturbance rejection criteria are also proposed to assess the designed controller performance along with robustness of system. Results are displayed in form of graphs and tables in this paper.
... The optimization process is conducted under two constraint conditions. First, the gain and phase margins are set to be larger than 3 and 60°, respectively, to guarantee the robustness of the system [24,25]. Second, the settling time (2% tolerance) is set to be less than 20 ms to guarantee the time domain performance. ...
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... Over the years, a lot PID tuning procedures and simple rules have been developed (Ho et al., 1995(Ho et al., , 1996C.C.Hang et al., 2002;Liu et al., 2013;Padula and Visioli, 2011;Kurokawa et al., 2017). However, only very few tuning procedures are suitable for general linear process model, even non-minimum phase and/or with time delay. ...
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... For complex neural system where accurate model can hardly be achieved, plant exploration based method can be used. The initial estimation of the optimal operating points can be learnt from the Zeigler-Nichols tuning method [45]. And the final controller parameters can be determined by using an iterative procedure, based on the least root mean square error. ...
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... Variety of frequency domain based techniques that use information about the desired phase and gain margins, and other system frequency response parameters were reported in a series of papers (Hagglund and Astrom, 1992;Tyreus and Luyben, 1992;Venkatashankar and Chidambaram, 1994;Wang et al., 1995;Ho et al., 1995aHo et al., ,b, 1996Luyben, 1996;Khan and Lehman, 1996;Poulin and Pomerleau, 1996Wang and Cluett, 1997;Loron, 1997;Shafiei and Shenton, 1997;Natarjan and Gilbert, 1997;Ho and Xu, 1998a,b;Fung et al., 1998;Luyben, 1998b). Assuming that the system transfer function is known, (Wang et al., 1999c) proposed a new technique for tuning PlO controllers using the root locus method. ...
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Despite of a huge number of classic optimal control theory algorithms developed during the sixties, seventies, and eighties, and a large number of very sophisticated optimal control algorithms developed during the nineties, we are witnessing a real explosion of new theoretical results and new applications of PID controllers. This paper extracts the essence of the most recent developments and breakthroughs in design, tuning, implementations, and theoretic considerations of these controllers. It contains a complete survey of papers published between 1990 and 1999 in the leading control theory and applications journals in electrical, chemical, and mechanical engineering. The important papers published in other journals and classic papers published before 1990 are also included.
... For complex neural system where accurate model can hardly be achieved, plant exploration based method can be used. The initial estimation of the optimal operating points can be learnt from the Zeigler-Nichols tuning method [45]. And the final controller parameters can be determined by using an iterative procedure, based on the least root mean square error. ...
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This paper presents a bidirectional brain machine interface (BMI) microsystem designed for closed-loop neuroscience research, especially experiments in freely behaving animals. The system-on-chip (SoC) consists of 16-channel neural recording front-ends, neural feature extraction units, 16-channel programmable neural stimulator back-ends, in-channel programmable closed-loop controllers, global analog-digital converters (ADC), and peripheral circuits. The proposed neural feature extraction units includes 1) an ultra low-power neural energy extraction unit enabling a 64-step natural logarithmic domain frequency tuning, and 2) a current-mode action potential (AP) detection unit with time-amplitude window discriminator. A programmable proportional-integral-derivative (PID) controller has been integrated in each channel enabling a various of closed-loop operations. The implemented ADCs include a 10-bit voltage-mode successive approximation register (SAR) ADC for the digitization of the neural feature outputs and/or local field potential (LFP) outputs, and an 8-bit current-mode SAR ADC for the digitization of the action potential outputs. The multi-mode stimulator can be programmed to perform monopolar or bipolar, symmetrical or asymmetrical charge balanced stimulation with a maximum current of 4 mA in an arbitrary channel configuration. The chip has been fabricated in 0.18 μ m CMOS technology, occupying a silicon area of 3.7 mm (2). The chip dissipates 56 μW/ch on average. General purpose low-power microcontroller with Bluetooth module are integrated in the system to provide wireless link and SoC configuration. Methods, circuit techniques and system topology proposed in this work can be used in a wide range of relevant neurophysiology research, especially closed-loop BMI experiments.
... A standard SISO control design is then performed on each diagonal entry, hoping that the off-diagonal dynamics remain well-behaved in closed-loop. To design the individual controllers, several standard automated tuning methods such as Ziegler-Nichols PID, internal model control (IMC), linear quadratic Gaussian (LQG) and optimization based approaches were tested and the best results were obtained for the IMC design method [56,57] with a time constant of τ = 1/3 s % 0.3333 s, resulting in well-damped responses settling in about t s = 4τ % 1.3333 s as seen in Fig 6. While the controllers seem to perform well on their individual nominal models, the real test is whether they will regulate the aircraft attitude successfully when used simultaneously under parameter uncertainties in nonlinear simulations. ...
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Some level of uncertainty is unavoidable in acquiring the mass, geometry parameters and stability derivatives of an aerial vehicle. In certain instances tiny perturbations of these could potentially cause considerable variations in flight characteristics. This research considers the impact of varying these parameters altogether. This is a generalization of examining the effects of particular parameters on selected modes present in existing literature. Conventional autopilot designs commonly assume that each flight channel is independent and develop single-input single-output (SISO) controllers for every one, that are utilized in parallel for actual flight. It is demonstrated that an attitude controller built like this can function flawlessly on separate nominal cases, but can become unstable with a perturbation no more than 2%. Two robust multi-input multi-output (MIMO) design strategies, specifically loop-shaping and μ-synthesis are outlined as potential substitutes and are observed to handle large parametric changes of 30% while preserving decent performance. Duplicating the loop-shaping procedure for the outer loop, a complete flight control system is formed. It is confirmed through software-in-the-loop (SIL) verifications utilizing blade element theory (BET) that the autopilot is capable of navigation and landing exposed to high parametric variations and powerful winds.
... Space considerations dictate that only representative simulation results may be provided. In these results, approximate gain margin and phase margin are analytically calculated, using the method outlined by Ho, et al. (1995), for processes compensated using an appropriately tuned PI controller. The MATLAB package has been used in the simulations. ...
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The ability of proportional integral (PI) and proportional integral derivative (PID) controllers to compensate many practical industrial processes has led to their wide acceptance in industrial applications. The requirement to choose either two or three controller parameters is perhaps most easily done using tuning rules. A summary of tuning rules for the PI control of single input, single output (SISO) processes with time delay is provided in this paper.
... Some work done to develop an expert system to allow greater automation of the procedure for recommending a tuning rule will be described; the experience of the author is that the expert system increases student motivation as well as providing a platform for further project work. The teaching approach is based on research work previously published by Ho et al. (1995), (1996) and O'Dwyer (1998), (2001. ...
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This paper discusses an approach to the teaching of PID controller tuning methods to students in control engineering at Dublin Institute of Technology. The method involves analytically calculating the gain margin, phase margin and maximum sensitivity for PI and PID controlled systems whose process is modelled in first order lag plus time delay (FOLPD) form. Students can examine the performance of many tuning rules from graphical results, allowing insight to be developed as to the most rational choice of the tuning rule for the application. Some preliminary work done to develop an expert system to allow a greater automation of the procedure for recommending a tuning rule, for user defined requirements, is also described.
... There was a lot of PID tuning techniques developed since the popular Ziegler-Nichols method (Ziegler and Nichols (1942)) appeared. Some of them were evaluated in Ho et al. (1996). They are alltogether not very reliable (Schlegel (2002)) as they are only heuristic and based on one nominal process model. ...
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The paper describes a new PID tuning approach suitable for both researcher and industrial practice. It justifies the authors' previous work where only intervals for particular controllers parameters were developed. Compared to other ones, the robustness regions method provides an admissible area of all controller parameters satisfying the required closed loop performance for exactly defined class of fractional processes. In contrast to common time domain tuning methods the process is characterized by three moments of its impulse response. The resulting areas serve as a common playground for future development of feature based tuning rules as shown in the illustrative example. The described procedure was partly implemented into the interactive Java applet freely accessible at www.pidlab.com.
... In classical control, over 90% of industrial controllers are of the PI type [11]. PI control method is frequently used in industrial applications because of its simplicity and satisfactory control performance. ...
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This paper presents a design and implementation of Brushless DC (BLDC) motor speed control based on the TMS320F28335 DSP board interfacing to MATLAB/SIMULINK. To obtain the optimal tracking and regulating responses, the PI controller is conducted and designed by pole placement technique. With Back EMF detection, the proposed system is considered as a class of sensorless control. This scheme leads to the speed adjustment of the BLDC motor by PWM. This experiment aims to examine the effectiveness of BLDC motor by testing the BLDC motor of 100 watt. It was found that the speed response of BLDC motor can be regulated at the operating speed of 700 rpm and 1400 rpm at no load and full load conditions.
... As shown, in average the retuning improves the system performances significantly as stability margin increases more that twofold, %overshoot reduces more than six times and settling time reduces slightly. However, the iterative method that based on trial and error has several drawbacks, e.g., it takes considerable time to tune the parameters, it requires the system to be in the border of stability in order to tune the parameters, and it cannot be used to design compensator for systems that are not open-loop stable [7]. ...
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... The objective of the controller is to reach the target and be able to track a new set point values quickly. This control problem can be solved by a number of level control strategies ranging from conventional PID to Genetic algorithm based PID controllers [2], [3], [4].In level control applications the conventional Proportional-Integral-Derivative (PID) controller is generally used, but the tuning parameters of the controllers must be estimated by tuning technique either in frequency response or time response to attain the desired performances [5], [6].Many different tuning techniques have been proposed for attaining the desired control system response. These tuning techniques are developed based on one or more than one of the control objectives as selected criterion. ...
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... Often, the PID controller with manual or even default setting of parameters is used. There exist a lot of heuristic tuning methods Hägglund [1984, 1995]; Ho et al. [1995Ho et al. [ , 1996. Unfortunately, each of them fails for some kind of process (Schlegel et al. [2003]). ...
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This paper contributes to the design of a fractional order (FO) internal model controller (IMC) for a first order plus time delay (FOPTD) process model to satisfy a given set of desired robustness specifications in terms of gain margin (Am) and phase margin (Pm). The highlight of the design is the choice of a fractional order (FO) filter in the IMC structure which has two parameters (lambda and beta) to tune as compared to only one tuning parameter (lambda) for traditionally used integer order (IO) filter. These parameters are evaluated for the controller, so that Am and Pm can be chosen independently. A new methodology is proposed to find a complete solution for controller parameters, the methodology also gives the system gain cross-over frequency (wg) and phase cross-over frequency (wp). Moreover, the solution is found without any approximation of the delay term appearing in the controller.
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It is well known that some time-token medium access protocols for local area networks (LANs) like the IEEE 802.4 token bus and the FDDI token ring can guarantee the medium access delay for time-constrained packets. However, a problem which has been largely overlooked is how these protocols can be made to provide a maximum throughput for nontime-constrained packets while guaranteeing the delay bound of time-constrained packets. The authors first show how the parameters of the IEEE 802.4 token bus and the FDDI token ring can be set to solve the above problem. Then, they design a new timer mechanism for the timed-token protocols which provides the highest guaranteed throughput of nontime-constrained packets among a set of medium access protocols called the token passing protocol, to which most of the existing non-contention LAN protocols belong. They present numerical examples to compare different protocols, all of which have shown the superiority of the proposed protocol to the others
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The CAMAC instrumentation system developed by the ESONE Committee of European laboratories has been endorsed by the U. S. AEC NIM Committee as a dataway system complementary to the NIM (Nuclear Instrument Module) system. CAMAC is described in a general way in this introductory paper which is followed by papers that discuss the system in greater detail. This paper is an updated version of the introductory paper that appeared in the April 1971 IEEE Transactions on Nuclear Science. Copyright © 1973 by The Institute of Electrical and Electronics Engineers, Inc.
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In this paper the stability problem of a first-order system with time- or state-variable time delay is investigated and the proposition that the time-varying system is not always stable (unstable) even if the frozen-time system is stable (unstable) is verified for a variable time delay system by several examples.
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Heterogeneous traffic types compete for access to a shared resource (satellite channel, bus, etc.). If a packet is not immediately given access to the resource, it waits in a buffer, which is assumed to be infinite. The traffic types are partitioned into two groups: interactive and noninteractive, and the average delay of each of the interactive types is required below given thresholds. The problem of finding an optimal scheduling policy that minimizes a linear combination of the average delays for the noninteractive types while meeting the design constraints is considered. Simple necessary and sufficient conditions are derived for the existence of a policy that satisfies the constraints. An algorithm is given that decomposes the traffic types into an ordered arrangement of groups, and the existence of a policy that gives strict priority accordingly is established. Under weak conditions on the costs and rates, it is shown that all optimal policies must have this structural property. Sensitivity and aggregation analyses are given. An optimal policy is constructed and is shown to have many appealing properties
Automatic tuning of optimum PID controllersTuning of PID controllers based on gain and phase margins specifications On the automatic control of generalized passive systems Automatic tun-ing and adaptation for PID controllers-A survey A comparison of two design methods for PID controllers
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Feedback Control of Dynamic Systems Optimum settings for automatic controllers Refinements of the Ziegler-Nichols tuning formula Theoretical consideration of retarded control
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Gain and phase margins formula [lo] REFERENCES G. F. Franklin, J. D. Powell, and A. E. Naeini, Feedback Control of Dynamic Systems. New York Addison-Wesley, 1986. J. G. Ziegler and N. B. Nichols, " Optimum settings for automatic controllers, " Trans. ASME, vol. 64, pp. 759-768, 1942. C. C. Hang, K. J. Astrom, and W. K. Ho, " Refinements of the Ziegler-Nichols tuning formula, " IEE Proc. D, Contr. Theory Appl., vol. 138, no. 2, pp. 111-118, 1991. G. H. Cohen and G. A. Coon, " Theoretical consideration of retarded control, " Trans. ASME, vol. 75, pp. 827-834, 1953. M. Morari and E. Zafiriou, Robust Process Control. Englewood Cliffs, NJ: Prentice-Hall, 1989. I.-L. Chien and P. S. Fruehauf, " Consider IMC tuning to improve controller performance, " Chemical Eng. Progress, vol. 86, no. 10, pp. 33-41, 1990. C. A. Smith and A. B. Corripio, Principles and Practice of Automatic Process Control.