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974
Arthritis Care & Research
Vol. 72, No. 7, July 2020, pp 974–981
DOI 10.1002/acr.23918
© 2019, American College of Rheumatology
Dierent Phenotypes of Osteoarthritis in the Lumbar Spine
Reected by Demographic and Clinical Characteristics:
The Johnston County Osteoarthritis Project
Adam P.Goode,1 Rebecca J.Cleveland,2 Steven Z.George,1 Virginia B.Kraus,3 Todd A.Schwartz,2
Richard H.Gracely,2 Joanne M.Jordan,2 and Yvonne M.Golightly2
Objective. To determine if associations between demographic and clinical characteristics and appendicular joint
osteoarthritis (OA) reect different phenotypes of OA in the lumbar spine.
Methods. Participants were from the Johnston County OA Project. Demographic information consisted of age,
sex, and race (white and African American), and clinical characteristics consisted of body mass index (BMI), low back
pain and injury, and knee, hip, and hand OA. Participants were categorized as having spine OA, facet joint OA, both
spine OA and facet joint OA, or neither spine OA nor facet joint OA (referent group). Multinomial regression models
were used to determine odds ratios (ORs) and 95% condence intervals (95% CIs).
Results. Of 1,793 participants, the mean ± SD age was 66.2 ± 10.1 years, and the mean ± SD BMI was 30.7 ±
6.2. The majority of the participants were women (n = 1,144 [63.8%]), and 31.8% of the participants (n = 570) were
African American. Eighteen percent of participants had neither spine OA nor facet joint OA, 22.8% had facet joint OA,
13.2% had spine OA, and 46.0% had both spine OA and facet joint OA. In adjusted analyses, African Americans were
less likely to have facet joint OA (OR 0.68 [95% CI 0.49–0.95]) or both spine OA and facet joint OA (OR 0.51 [95% CI
0.37–0.70]). Women were more likely to have facet joint OA (OR 1.71 [95% CI 1.24–2.36]). Having a BMI of ≥30 was
associated with having facet joint OA (OR 1.76 [95% CI 1.28–2.42]) and both spine OA and facet joint OA (OR 1.85
[95% CI 1.37–2.51]). Knee OA was associated with all 3 OA groups, while lower back injury was associated only with
those with spine OA. Participants with hip OA were less likely to have facet joint OA.
Conclusion. Race, sex, BMI, hip OA, and lower back injury may help identify different OA phenotypes in the
lumbar spine.
INTRODUCTION
Chronic low back pain impacts over 31 million Americans
at any given time (1), has increased 3- fold in prevalence over a
10- year period (2), and results in $100–$200 billion per year in
total US expenditures (3). Chronic low back pain can be due to a
number of etiologies, including degeneration of the intervertebral
disc (IVD) and facet joint osteoarthritis (OA). Improved diagnosis
of these poorly understood etiologies is critically important (4–10).
While most treatment options for chronic low back pain have min-
imal side effects or harms, some complications do exist (11–13).
A better understanding of the etiologic process of spine degener-
ation may improve the delivery of interventions to specic lumbar
spine structures.
OA in the spine has been characterized by the combination
of mild radiographic disc space narrowing (DSN) (analogous to
joint space narrowing in an appendicular joint) and at least mild
radiographic vertebral osteophyte formation (at the same lumbar
The contents of this article are solely the responsibility of the authors and
do not necessarily represent the ocial views of the Centers for Disease Control
and Prevention, the National Institutes of Health, the National Institute of Arthri
tis and Musculoskeletal and Skin Diseases, or the National Institute on Aging.
The Johnston County Osteoarthritis Project is supported in part by the CDC/
Association of Schools of Public Health (cooperative agreements S043, S1734,
and S3486) and the NIH/National Institute of Arthritis and Musculoskeletal and
Skin Diseases (NIAMS) Multipurpose Arthritis and Musculoskeletal Disease
Center (grant 5P60AR30701), the NIAMS Multidisciplinary Clinical Research
Center (grant 5P60AR4946503), and the National Institute on Aging (grant
P30AG028716). Drs. Goode, Cleveland, George, Kraus, Schwartz, and Jordan’s
work was supported by the NIAMS (grant R01AR071440). Dr. Golightly’s work
was supported by the NIAMS (grants R01AR06774301 and R01AR071440).
1Adam P. Goode, DPT, PhD, Steven Z. George, PT, PhD: Duke University
School of Medicine and Duke University, Durham, North Carolina; 2Rebecca
J. Cleveland, PhD, Todd A. Schwartz, DrPH, Richard H. Gracely, PhD, Joanne
M. Jordan, MD, MPH, Yvonne M. Golightly, PT, PhD: University of North
Carolina, Chapel Hill; 3Virginia B. Kraus, MD, PhD: Duke University School of
Medicine, Durham, North Carolina.
No potential conicts of interest relevant to this article were
reported.
Address correspondence to Adam P. Goode, DPT, PhD, Department of
Orthopedic Surgery, 200 Morris Street, Durham, NC 27701. Email: Adam.
goode@duke.edu.
Submitted for publication December 3, 2018; accepted in revised form
April 30, 2019.