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Costarelli, I., Kleinhans, R., & Mugnano, S. (2019). Reframing social mix in affordable
housing initiatives in Italy and in the Netherlands. Closing the gap between discourses and
practices?, Cities, 90, 131-140.
Publisher version at this link https://doi.org/10.1016/j.cities.2019.01.033
Reframing social mix in affordable housing initiatives in Italy and
in the Netherlands. Closing the gap between discourses and
practices?
Abstract
European countries are facing rising demand for affordable housing by a widespread and
differentiated audience. Both in Italy and in the Netherlands policy-makers and practitioners
address this emerging need by implementing new social housing projects targeting diverse social
groups – such as students, young households, welfare dependents, and refugees – which results in
a fine-grained social mix. This paper discusses the development of these initiatives within wider
trends in housing policies and in relation to the domestic debate on social mix in the two
countries. Drawing on Magic Mix and Housing Sociale projects as case studies, respectively in the
Netherlands and in Italy, we aim to explore and unfold the contemporary meanings and the
practices attached to the idea of social mix. In so doing, this paper paves the way for a new
conceptualization of social mix in the current post-crisis and hyper-diversified European scenario.
We discuss traces of continuity and discontinuity between these forms of social mix and the
mainstream idea of tenure mix, which has been a cornerstone of area-based urban renewal policy
in many European countries. This paper contributes to the existing literature by offering insights
into new practices of social mix in housing sphere.
Keywords: social mix; Housing Sociale; Magic Mix; Italy; The Netherlands
Introduction
Social mix has played a pivotal role within state-led integrated area-based urban renewal policies of
deprived neighbourhoods in many Western European countries (Van Gent et al., 2009). Policy-makers
have claimed that mixed neighbourhoods would help tackling the so-called negative neighbourhood
effects which stem from the socio-spatial segregation of poor populations (Van Ham et al., 2012). The
essential philosophy of social mix assumes that increasing residential proximity between middle- and
lower-classes would improve liveability, social cohesion and neighbourhood reputation. In addition,
neighbourhood social mix may provide low-income residents with more opportunities to diversify
their own social networks through social interaction with middle-income groups (Camina & Wood,
2009) who are supposed to act as ‘role models’. However, despite being claimed as a solution for
several urban problems (i.e. inequality, deprivation, social exclusion etc.) a large number of studies
have questioned the presumed benefits of residential mix (Atkinson & Kintrea, 2000; Bolt et al.,
2010; Bond et al., 2011; Kleinhans, 2004; Musterd & Andersson, 2005).
In this paper, we put forward an original perspective on the study of social mix by relating its
mainstream implementation in the context of deprived neighbourhoods with ongoing trends in
housing and broader societal developments in Europe. This includes the neoliberal reconfiguration of
welfare states, the effects of post-crisis austerity measures
1
, the continuing shortage of affordable
housing for low- and middle-income groups, along with new migration flows enlarging the already
strong diversity of European cities.
Recent societal trends and political climates might provide opportunities to reframe the concept of
‘social mix’, marking a turning point in the current debate. In so doing, we contribute to the existing
literature by connecting the current debate on social mix to on-going macro dynamics. The central
argument in this paper is that a reframing process of the concept ‘social mix’ in housing field is on-
going. However, such reframing does not stand in opposition to earlier definitions of social mix in
urban planning and urban renewal policies. In line with current policies and practices of social mix,
this paper adds an original conceptualization of this notion taking into account the context of new
social housing initiatives addressing mixed audiences at building level. Based on empirical findings,
we unfold the ‘social mix’ concept along five main axes: discourses, target groups, practices,
institutional frame, and urban downscaling.
Previous research show that meanings and outcomes of social mix policy are strictly context-
dependent (Bolt & Van Kempen, 2013; Rose et al., 2013). In order to account for contextual
differences, we draw on a multiple case study approach. The paper looks at contemporary forms of
social mix in Italy and in the Netherlands, where innovative, small-scale social housing projects are
being developed for a variety of low-income target groups. Despite remarkable differences between
these countries, especially in terms of overarching housing and welfare policies, a similar framing of
the concept ‘social mix’ in the housing practices seems to occur. As will be discussed further on, there
are a number of commonalities between examined Italian and Dutch social mix projects that makes
this comparison relevant. For example: the discourses attached to social mix, the identification of
vulnerable and resourceful groups as project targets, a quid-pro-quo mechanism regulating the access
to affordable housing, and an opportunity-driven approach adopted by all housing providers. We
address two research questions: how is the concept of social mix currently reframed in the context of
changing urban and housing policy in Italy and in the Netherlands? What are its main features in
terms of theoretical assumptions, policy frame, and target groups?
In the next section, we problematize the concept ‘social mix’ in light of contemporary macro
political and societal transformations. The third and fourth section briefly discuss the domestic debate
around social mix in the two research settings, and relate it to the on-going trends in housing sphere.
The fifth section explains the research design, stressing the context-sensitive approach adopted.
Finally, we discuss our findings based on case studies analysis and interviews with local stakeholders.
Towards a reframing of the concept ‘social mix’?
The idea of social mix in Europe originated and developed throughout the industrial society,
characterised by remarkable division between social classes and high stability of labour and housing
careers (Sarkissian, 1976). In the post WWII Western Europe, flourishing welfare state and economic
prosperity guaranteed relatively easy and affordable access to housing for large portions of society,
especially middle-classes (Scanlon et. al, 2014). Households’ residential mobility was relatively low,
which facilitated the development of territorially based identities, community and neighbourhood
belonging (Tasan-Kok et al., 2013).
In the post-industrial society, many of these traits started being questioned. Since the 1980s, a
process of erosion of the welfare state has affected many European countries, culminating in
increasing socio-economic polarisation and segregation (Tammaru et al., 2016). The growing gap
between different social groups risks weakening social cohesion and hampering chances for
intergroup relationships (Tasan-Kok et al., 2013).
Bearing in mind contextual specificities, overall similar trends are ongoing throughout Western
Europe. Along with precarisation of the labour market, housing careers have become more flexible,
contributing to reshape housing markets on both demand and supply sides (Arundel & Doling, 2017).
Growing social inequality and the neoliberal turn of welfare state exacerbate the access to affordable
housing for a variety of income groups, also as consequence of post-economic crisis austerity
measures (Priemus & Whitehead, 2014). The reduction of affordable housing stock in largest cities
1
. Including the ending of large-scale urban renewal programs targeting the social housing stock in several EU countries.
affects also the ‘squeezed’ middle-classes (Jonkman & Janssen-Jansen, 2015), who struggle both to
access social housing – due to residualization trends – and to afford rising prices on the private rental
market. The precarious position of middle-classes in the housing market might depict a new scenario
for – already questionable – theoretical assumptions and – unconvincing – empirical evidences of
social mix policy.
A basic assumption of social mix is that poor groups living in deprived neighborhoods lack of
positive role models, mainly defined in terms of social classes. Thus, the presence of middle-classes
should help to activate mechanisms of distant or proximal role modeling, meaning stimulating
marginalized people to emulate desirable behaviors of higher-class neighbors either by observing
them from distance or by having direct social interaction (Graves, 2011)
2
. Yet, research show that
despite residential propinquity, middle-classes tend to avoid mixing with lower-class neighbours in
public spaces and in other domains of everyday life (Pinkster, 2014; Watt, 2009). Indeed, social
contact is much more a matter of lifestyles than simply tenure mixing (Kleinhans, 2004). In addition,
role models other than neighbours, notably mass media, are able to influence individual behaviors too
(Bandura, 1977).
Social mix policies in the post 1990s aim to increase neighbourhoods’ diversity, mainly defined in
terms of residents’ income, social classes and tenure composition of the housing stock. However, a
recent strand of research puts emphasis on wider forms of diversity characterizing the 21th century
society, attaching this term with new meanings and bringing about broader implications. Next to
‘super-diversity’ (Vertovec, 2007), Tasan-Kok and colleagues (2013) coined the term ‘hyper-
diversity’ to indicate an “intense diversification of the population, not only in socio-economic, social
and ethnic terms, but also with respect to lifestyles, attitudes and activities” (p. 12), suggesting that
income and social class alone might not be any more the only criteria for effective diversity-oriented
policy design. Adopting a hyper-diversity perspective might question the basis for the definition of
role model groups since an interpretation of role models primarily grounded on socio-economic
criteria (i.e. income and social classes) is central to the social mix debate. In addition, policy discourse
is apparently shifting from concerns about ‘too much homogeneity’ to ‘too much diversity’, loading
the latter with increasing negative connotation (Tasan-Kok et al., 2013) that questions the desirability
of social mixing.
The role of residential neighbourhood in shaping people’s networks and social contact is object of
academic debate, in light of increasing mobility and online communications opportunities (Van
Kempen & Wissink, 2014). A ‘sedentarist’ view of social mix has dominated policy assumptions
(Gwyther, 2009), which hardly accounts for social relations and interaction out of residential
neighbourhoods. The different ways of experiencing social contact (i.e. through ICT) question the
territorially-based character of social mix, and more broadly the effectiveness of area-based policies
(Tasan-Kok et al., 2013).
In order to address similar challenges, like those aforementioned, urban and housing policy-makers
are tempted to copy and paste ideas, tools and policies, often without proper accountability of national
and local peculiarities. Social mix is no exception, as this concept has travelled worldwide in the past
(Bridge et al., 2012).
In the next two sections, we review the debate on social mix in Italy and in the Netherlands in
relation to each domestic context and main trends in housing. Particular attention will be paid to
address the ‘local’ declination of general concepts that have appeared most frequently in the literature
debate on social mix, notably discourses (i.e. rationale, aims and institutional frame of social mix) and
practices (i.e. scopes, target groups and means of implementation of social mix).
2
. See also the social learning theory (Bandura, 1977) and the contact hypothesis (Allport, 1954).
Social mix: a ‘silent issue’ in the Italian housing debate
With public housing stock accounting for only 5.5% and a homeownership rate of around 72%
(Eurostat, n.d.), Italy is an emblematic representation of the metaphor ‘housing as the wobbly pillar
under of the welfare state’. As a typical Southern European housing system (Allen et al., 2004), a
residual share of public housing accommodates the most vulnerable groups, while the private sector
has taken up the task of providing housing for more affluent groups, including low-middle income
households.
Since the 2001 reform of Constitution, housing policy in Italy has been regional-based. A
devolution process has transferred housing competences from the central state to regions, creating a
fragmented national scenario in terms of housing policy (Mugnano & Palvarini, 2013). The reform
also laid the foundations for greater involvement of third-sector organisations (foundations,
cooperatives, private-social actors) in the provision of local welfare services and housing.
One of the most important changes affecting the Italian housing system concerns the shift towards
a public-private cooperation. Besides existing public housing supply (Edilizia Residenziale Pubblica
in Italian), which is fully provided by public housing companies or municipalities, third sector
housing organisations (i.e. foundations, cooperatives or social enterprises) deliver and manage a new
or refurbished supply of social rented units (known as Housing Sociale in Italian). Most of newly
constructed Housing Sociale units are built through new financing arrangements such as the
Integrated Funding System (Sistema Integrato di Fondi) that combines national and local funds to
build new social housing (see Housing Plans 2009 and 2014).
One of the major drivers of such governance shift is the need to address a widening demand for
affordable housing of specific segments of population, which a dualistic housing system is unable to
meet. These segments, known as grey area (area grigia), vary according to socio-economic and social
conditions (people with unstable income, low-middle income households, single-parent households,
young households, temporary workers), ethnic background (migrants), and lifestyles (students). These
groups are entrapped in a limbo either because the availability of public housing is insufficient to
cover their needs, or because they cannot afford rising prices in the private rental market. Such unmet
housing need has been detected by third-sector housing organisations (i.e. housing cooperatives or
foundations) through a (rising) number of housing projects labelled as ‘Housing Sociale’ (HS). We
refer to HS as a set of social-oriented housing projects targeting a diversity of groups in housing need,
the grey area, who lacks of adequate housing protection and struggle to find affordable homes,
especially in largest cities.
The 2009 National Housing Plan formalises such new configuration of housing system, within
which third-sector actors consolidated their role in providing good quality housing at affordable prices
to heterogeneous groups, which would serve also as means to make local communities more cohesive
(Poggio & Boreiko, 2017).
The political discourse around social mix in Italy is rather ‘fuzzy’ and unclear, especially if
compared to the Dutch counterpart (see next section). The relevance of such policy tool in the Italian
context might be questionable. There is a common agreement on the fact that Italian ‘compact’ cities
can benefit from a good level of socio-ethnic mix. Low levels of socio-spatial segregation along with
residual share of public housing have made the rhetoric of social mix less pervasive compared to other
EU countries (Bricocoli & Cucca, 2014), though it is still present. Traces of social mix can be found
already in the first public housing national programme in 1949 (Piano Fanfani), which implicitly
encouraged the residential proximity between social rented tenants and homeowners (target groups)
(Mugnano & Palvarini, 2013). More recently, several policy tools have been deployed to diversify the
social composition of public housing tenants. In 1993, a right-to-buy law (Legge 560/1993) entered
into force creating the conditions for tenure mixing operations (practices) within public rented sector.
This law can be considered part of a broader and longstanding strategy of demise of public housing
stock by the national government.
The fragmentation of welfare and housing policy has increased the territorial divide amongst
regions and cities. Within the national scenario, the Lombardy region can be considered a best
practice in terms of ability to combine public-private partnerships aimed to promote social innovation
in welfare and housing initiatives. In this framework, Lombardy – of which Milan is the capital –
stood out as a breeding institutional ground for the development of social mix policies since the
2000s. In line with other EU countries, local authorities adopted social mix policy in the frame of
urban renewal programmes at neighbourhood scale (Mugnano & Costarelli, 2015) as well as in
housing policies that deliver new residential opportunities for specific target groups, like middle-
classes (Belotti, 2017).
The Italian housing system is currently experiencing a transition phase. At institutional level,
public-private partnerships strengthen the engagement of third-sector housing organisations in new
practices of affordable housing solutions targeting socially mixed groups (i.e. HS).
In today's public debate, HS is presented as a versatile tool to cope with a number of social
vulnerability-related issues. Improving social cohesion through community building represents one of
the most commonly used discourses, which is associated to such housing practices. Not the least, in a
country where welfare and housing were traditionally separated domains of public action (see Allen et
al., 2004), the HS model aims to bridge this gap by acknowledging housing as a component of
broader social policy. We will now switch our perspective to the Dutch context and debate.
A persistent ideal in a changing context: the Netherlands
The share of the social rented stock in the Netherlands is currently around 30% (Eurostat, n.d.),
revealing a gradual decrease over the last 20 years. Traditionally attractive and accessible for a wide
range of income groups, including middle-classes (Priemus, 2003), social housing is provided by
housing associations (woningcorporaties), private organisations operating within the frame of specific
public law (Woningwet) since the early years of the 20th century. Affordable housing provision for all
socioeconomic group is a cornerstone of the Dutch welfare state, classified as a crossover between
conservative and socio-democratic regimes (Hoekstra, 2003). Nevertheless, the Dutch social rented
sector is increasingly moving towards residualization, targeting almost exclusively low-income
groups (Hoekstra, 2017). Such a shift is also a manifestation of the neo-liberal restructuring of the
welfare state since the 1990s (Musterd, 2014). Besides the residualization of the social rental sector,
the Dutch housing market is experiencing flexibilization and precarisation trends (for extended
discussion see Huisman, 2016). In 2015, a new law entered into force (Wet Doorstroming Huurmarkt)
allowing new forms of short-term rental contracts. The Dutch rental market discloses a mismatch
between those households who benefit from a ‘protected’ position in the rental market and those who
struggle to access it on permanent and affordable basis.
In recent years, the question of housing affordability has become more pertinent in the Netherlands
and it is now back at the centre of the political discussion. This issue was first raised following the
large inflow of refugees and asylum seekers in 2015. Soon after, along with recent welfare reforms of
the care system and social services (Dijkhoff, 2014) and the introduction of stricter allocation rules of
social housing to the lowest-income tenants (passend toewijzen) (Hoekstra, 2017), it became clear that
a pool of people (so-called spoedzoekers) was also concerned by similar problems. According to
recent welfare reforms, welfare dependents such as elderly, psychiatric patients and homeless people
are now supposed to live independently. Several housing associations started to think about possible
solutions to accommodate a plurality of social groups urgently looking for housing who differ in
terms of lifestyles (students), ethnicity (status holders, migrant workers), and social conditions (young
households, people with mental disorders or less invalidating problems, homeless, anti-squatters
3
).
These groups face difficulties in accessing the regular rental market, either due to affordability-related
problems in the private sector or long waiting lists in the social rental sector caused by strong
competition. A recent Dutch research report (Van der Velden et al., 2016) introduced the term ‘Magic
Mix’ (MM) to indicate a new typology of small-scale social housing initiatives, mainly on temporary
basis, coming to the forefront in several middle-sized and large Dutch cities.
3
. Renters occupying empty buildings as live-in security guards (Huisman, 2016).
Social mix is a longstanding issue in the Dutch urban and housing policy. Discourses and practices
around the notion of social mix have been cyclical, following government priorities and different
urban agenda (Van Kempen & Bolt, 2009; Van der Velden et al., 2018). The idea of social mix
became very dominant in policy discourses and practices throughout the 1990s in the context of urban
restructuring programmes (institutional frame) tackling socio-spatial segregation. From 1994
onwards, the Big Cities Policy enabled 31 cities to draft physical and socio-economic measures to
revitalise problematic districts. More specifically, the Urban Renewal Act (Wet Stedelijke
Vernieuwing) of 2000 launched long-term urban restructuring process that included demolition and
reconstruction operations in post-WWII social housing districts (Van Kempen & Bolt, 2009;
Kleinhans, 2012).
At the beginning of the new millennium, the debate on social mix shifted from socioeconomic to
ethnic terms, as the spatial concentration of ethnic minorities was increasingly perceived as
detrimental to integration (Van Kempen & Bolt, 2009). Building on the policy as carved out in the
Urban Renewal Act, a slightly different policy approach (40 Wijkenaanpak) targeted 40 Dutch urban
districts from 2007 onwards, aiming to improve social cohesion in those neighbourhoods with an
over-representation of ethnic minorities and low-income households. Housing diversification
(practice), which increases the proximity between low- and middle-income households (target
groups), continued to play a pivotal role in the achievement of mixed post-war neighbourhoods. In
this paper we explore how the ideal of social mix is been reframing since the ending of Urban
Renewal Act in 2015 within the context of MM initiatives.
Research design
Previous research showed that the connotation of social mix, especially in terms of discourses and
aims, is strongly shaped by contextual differences at national and/or local levels (Rose et al., 2013;
Veldboer et al., 2002). Thus, a multiple case studies research in different settings (countries) allows a
greater understanding of each peculiarities. Our focus is on the mobile nature of social mix concept
and on its implications for policy and practices. Following McCann and Ward’s (2012) approach of
‘policy assemblage, mobility and mutations’, we consider social mix as dynamic and mobile
assemblage of ideas, assumptions and practices, which we aim to unfold in the context of affordable
housing initiatives in Italy and in the Netherlands.
Considering the exploratory nature of our research questions and our available resources, we
adopted a qualitative approach using four case studies (social housing projects). Social housing
initiatives include two HS and two MM projects respectively in Italy and the Netherlands, chosen
upon specific criteria: (1) realisation time after 2008 (outbreak of economic crisis); (2) target socially
heterogeneous groups; (3) location in cities with high problems of housing affordability.
The Italian case studies are Ospitalità Solidale and Casa dell’Accoglienza. The first project
consists of 24 small-sized dwellings scattered in several public housing estates situated in two
neighbourhoods in Milan, i.e. Niguarda and Molise Calvairate. Dwellings are allocated at below
market rent price for maximum two years to young people aged between 18 and 30 years old, who are
asked to engage in supportive and solidarity activities, such as organizing convivial moments, meals
or gardening workshops, to the benefit of sitting public housing tenants for at least 10 hours per
month. Casa dell’Accoglienza provides short-term accommodation for a variety of households in need
of affordable and/or temporary housing solutions in a peripheral municipality, i.e. San Donato
Milanese, located in the southeast of Milan. By entering such housing project, the most vulnerable
tenants (i.e. evicted households, welfare dependents etc.) will have the opportunity to expand their
social networks and benefit from the contact with other ‘resourceful’ tenants (i.e. students) to
overcome temporarily problematic situations.
The Dutch case studies are Startblok Riekerhaven in Amsterdam and Majella Wonen in Utrecht.
Startblok Riekerhaven consists of more than 500 social housing pre-fabricated units, which are home
to young people between 18 and 27 years old. Half of the tenants are asylum seekers and half are
Dutch. It is assumed that the integration of newcomers in the city, especially in terms of learning new
language, works better if Dutch people and asylum seekers live close to each other. In this project, all
tenants are actively involved in the housing management process (self-management) for which they
are responsible. The Majella Wonen project in Utrecht has been established in a residential estate that
was initially set to be demolished. It consists of 70 social housing dwellings. Half of these dwellings
are allocated to ‘regular’ tenants and half to ‘vulnerable’ tenants who have recently left social care
institutions or shelter facilities. The aim of Majella Wonen project is to build a supportive community
which can facilitate vulnerable tenants to form new social networks that will ultimately improve their
social inclusion in society. Similarly to Ospitalità Solidale in Milan, also in Majella Wonen ‘regular’
tenants are expected to contribute to community building activities, for 16 hours per month, as part of
their tenancy agreement.
Tables 1 and 2 offer a schematic description of these case studies. From a comparative overview, it
can be noticed that in Italy both the scale of initiatives and the length of tenancy are far smaller than in
the Netherlands. We interpret such dissimilarity as a prominent sign of distinct traditions in social
housing development and diffusion of social mix strategy in the two national contexts (see previous
sections).
Methods and analysis
Between January and September 2017, we conducted 26 semi-structured interviews with stakeholders
(one hour each on average) through a snowball sampling approach. Respondents included three key
informants (researchers and civil servants), 17 housing practitioners and project managers (seven in
Italy and ten in the Netherlands), and six public servants (four in Italy and two in the Netherlands).
We did not include tenants as potential targets of our interviews since the aim of this paper, which is
part of a larger research project, was to study the concept of social mix from a practitioners and
policy-makers’ perspective. We were interested to explore how practitioners and policy-makers
implement social mix, including the discourses, rather than exploring tenants’ perceptions and
opinions about living in a mixed housing project.
Interviews were taped, transcribed, and coded using Atlas.ti. Coding strategy was mainly a
deductive approach deriving from the mainstream framing of the concept ‘social mix’ as found in the
literature, that is policymakers’ ambition to attract middle-class (target groups) ‘role model’
households (discourse) in low-income neighbourhoods (scale), by means of tenure diversification
(practices) in the frame of urban renewal policy (institutional frame). Accordingly, coding procedure
resulted in two main domains, discourses and practices, and three sub-domains, target groups,
institutional frame, and urban downscaling, which all together build up a new framing of the concept
‘social mix’ (see Figure 1).
Figure 1. Schematic overview of concepts and domains.
Table 1. Main features of the case studies (Housing Sociale).
Name
Dwellings
Tenancy
(max)
Target groups
Partners
Start
Characteristics
Ospitalità
Solidale
24
Two years
Young people (18-30 years old)
mixed up with low-income,
public housing tenants.
Housing cooperative DAR=CASA,
associations Arci, Comunità Progetto,
Municipality of Milan.
2014
Scattered social mix programme in
refurbished public housing units in District
4 and 9.
Casa
dell’Accoglienza
Six (three
studios, three
two-room
apartments)
18 months
People with disability or less
invalidating problems, students,
elderly, low-middle income
groups, single parent
households.
Municipality of San Donato Milanese,
cooperatives: La Strada, Consorzio SIS,
Spazio Aperti Servizi.
2015
Temporary accommodation for households
in urgent housing need. Two-storeys house
with communal ground floor available to
tenants and neighbourhood initiatives.
Source: own elaboration based on interviews transcripts
Table 2. Case studies description (Magic Mix).
Name
Dwellings
Tenancy
(max)
Target groups
Partners
Start
Characteristics
Startblok
Riekerhaven
565 (463
studios, 102
rooms in
shared units)
Five years
Status-holders and Dutch
students or workers (18-27
years).
Housing association De Key, housing
organisation Socius Wonen,
Municipality of Amsterdam.
2016
Two/three-storeys blocks of removable
housing units where tenants are mixed door-
to-door. Renters are expected to manage
communal spaces and liveability-related
issues by themselves.
Majella Wonen
70 social
housing units
Three years
35 dwellings allocated to self-
selected tenants (Portaal) and
35 dwellings to vulnerable ones
(De Tussenvoorziening
clients).
Housing association Portaal, social
service organisation De
Tussenvoorziening.
Mid-2016
The community provides guidance and
support to help vulnerable tenants gaining
self-reliance. Tenants are mixed door-to-
door.
Source: own elaboration based on interviews transcripts.
Rephrasing the concept ‘social mix’ in five domains
Discourses
Common to all examined initiatives, social mix is, above all, a by-product of affordable housing
projects, which primarily seek to satisfy the housing demand of different groups. However, higher
expectations are attached to the mix between vulnerable (i.e. status-holders, welfare dependents,
homeless) and resourceful groups (mainly students and young people) in terms of better opportunities
of social inclusion for the former.
Bearing in mind that in socially mixed communities inter-group interaction was often hampered by
middle-classes’ avoidance towards marginalised groups (see literature section), these initiatives put
forward a new perspective. As one Dutch respondent argued:
We wanted to transform NIMBY to WIMBY approach (…) by appealing to people who think they can live
together with fragile people and maybe give some help, it’s all right for them. We appeal to a very different
interest and I think that’s the genius of this concept. We give different starts by appealing to positive energies
and interests…so from NIMBY to WIMBY it’s the most crucial idea and maybe even a strategy for our
housing association because we have more and more people in similar situations (Practitioner, Portaal)
4
.
Interestingly, social inclusion as project goal builds on the idea of self-reliance. By joining these
projects on a temporarily basis, vulnerable tenants can find a supportive environment to start afresh
after difficult periods of their life. This argument applies especially for those projects where
vulnerable tenants used to rely on public welfare support (i.e. Majella Wonen and Casa
dell’Accoglienza). In both cases practitioners aim to boost self-reliance by shaping vulnerable
tenants behaviour (see Manzi, 2010). Yet, in the two contexts, this goal is pursued in different ways.
In Casa dell’Accoglienza, project staff (including social workers) designs ad hoc programs during
tenant(s) stay in the project as a tool to achieve desired changes:
Local authorities demand us to draft a training project to foster self-sufficiency (accompagnamento
all’autonomia) (…) for each individual according to his/her need. Self-sufficiency means that individuals are
able to leave this project on their own feet, (…) with the ability to support themselves (Practitioner, La
Strada, own translation).
In Majella Wonen, greater emphasis is placed on creating mixed community (referring to the
members of housing project) as a tool to provide positive role models to ‘get vulnerable tenants back
on track’, including incentives for tenants who successfully internalize desirable norms of conduct.
First aim was to create a community where fragile tenants could make a better start than in ‘normal’
situations. We thought that this could be better for them and for people who choose to live in this Magic Mix.
In three years, if this is going well, vulnerable tenants will have their own regular rental contact with Portaal,
and Tussenvoorziening leaves the scene (Practitioner, Portaal).
Although the link between social mix and (inclusive) communities is far from new in the debate
(see Arthurson, 2002), we found traces of discontinuity which relate to current ‘responsibilisation’
and ‘activation’ discourses in welfare systems in many Western European countries (Peeters, 2013).
Thus, the degree of inclusiveness of mixed community results from a twofold dynamic: on the one
hand, the extent to which resourceful tenants are able to mobilize pro-actively individual resources to
the benefits of the collectivity (activation); on the other hand, the extent to which boosting self-
reliance through politics of responsible behaviours does effectively equal to increasing social
inclusion (responsibilisation). The next section provides further insights on how resourceful target
groups contribute to realise mentioned discourses.
Target groups
4
. In the Netherlands, due to recent reforms, municipalities and housing associations must provide accommodation to a
growing number of vulnerable groups who were previously living in specific social care institutions (see Dijkhoff, 2014).
Early 21st century social mix policies used to target low- and middle-income residents (Kleinhans,
2004), whereas examined social mix initiatives distinguish between resourceful tenants (i.e. those in
relatively advantage position like young workers or students), and vulnerable tenants (i.e. welfare
dependents, low-income, and refugees). Of course there are significant differences between social
groups, e.g. between refugees and people with disabilities, even though they are both considered as
‘vulnerable tenants’. These differences are likely to influence the outcomes of social mix.
In both research settings, we observed that the role model idea underlying these social mix projects
is built upon the differentiation between ‘resourceful’ and ‘vulnerable’ tenants. Common to all case
studies is the idea that resourceful people should be willing to provide vulnerable neighbours with
help, and mobilize their capabilities to contribute to the benefits of the collectivity (see previous
section), in this case the housing project.
Resourceful residents might be a driving force for vulnerable ones. (…) They can bring a know-how, even
basic things like using computers. They can be reference persons in the project for other people who haven’t
same skills (Practitioner, La Strada, own translation).
We still keep on mixing people and we think that is good especially for refugees and for vulnerable people.
They can live together with other people and it is always good when people can meet and learn from each
other, so we make living rooms where people can live, cook, chill together, watch TV or whatever (Policy-
maker, Municipality of Amsterdam).
While in traditional social mix policies target groups were defined mainly along income or tenure
differentiation, in these projects different criteria apply in the selection of target groups who wish to
become ‘a driving force’ for somebody else. While, generally, no specific criteria other than urgent
need apply to the selection of vulnerable groups, in the case of resourceful residents, since they should
be willing to ‘act’ as role models, practitioners often carefully select candidates through face-to-face
interviews and/or motivation letters. Such selection is based on a combination of objective (i.e.
income, age, citizenship etc.) and subjective requirements. The latter may include the endowment of
personal attitudes towards social commitment, ‘motivation’ or ‘enthusiasm to participate’, meaning:
People must be motivated to live here with refugees, have attitudes to help persons from other countries and
introduce them to Amsterdam, or are curious about how is to live with them. People who are willing to be
part of a community to build up here (Practitioner, De Key).
In our view, the reference to those subjective features echoes the concept of ‘hyper-diversity’
(Tasan-Kok et al., 2013), in a way that diversity – as a proxy of social mix – does not only refer to
ethnicity or income levels, but includes age, life styles and personal preferences such as motivation
and attitudes (which are difficult to gauge and to account).
Mixed communities are not anymore a combination of low and middle-income groups in different
tenures. In our case studies, the social diversity refers to ‘outsiders’ on the domestic housing
markets, whose demand for affordable and/or urgent housing solutions cannot be satisfied by the
current supply. To a certain extent, it is by definition a fragile social mix of low-income tenants
(young people seeking social housing units) and groups with other forms of social vulnerability. In
such situation, some (resourceful) people can turn personal attitudes (e.g. sociability) into a sort of
‘bargaining counter’ to increase their chances to find affordable housing. As the next section will
show, the described situation is part of a mutual obligation framework amongst future tenants and
housing providers.
Practices
A grounding assumption in these social mix initiatives is that diversity can be a strength for
meaningful relationships amongst residents. Likewise, it is evident that living side by side does not
make necessarily good neighbours as envisaged by mainstream assumptions of social mix (see
theoretical section). According to our respondents, social mix is intended not only as residential
proximity of different social groups, but as a sum of daily practices that enable positive encounters
and community building. As a respondent argued:
I don’t think it’s a good idea when you build, put people there and then say ‘good luck!’ I think you have to
do more. It might work but it might be possible that the atmosphere there is not OK, and you don’t have any
control in your complex (Practitioner, De Key).
Daily practices range from sport activities, movie nights, language exchange, walks to garden or
cooking activities. Not the least ‘it’s also about little things [such as] (…) step in and say hello!’
(Practitioner, Portaal). Such practices reflect the idea of ‘proximal role modelling’ as diverse people
are expected to interact, rather than just observing each other (see literature section).
The practices of social mixing are embedded in a quid pro quo rationale. Selected tenants commit
themselves to be involved in social-oriented activities aiming to build trust relationships and provide
mutual support. The tenants can benefit from lower rent prices (compared to private rental market) or
quick housing provision (‘jumping’ long waiting lists for regular allocation of social housing
dwellings) while in return they are asked to invest a certain amount of time in social activities. A
principle of conditionality, meaning the admittance to housing projects in return to solidarity
activities, is common to both Italian and Dutch cases:
We look for tenants who will pay lower rent (...) and in return he/she will pledge his/her time to manage other
tenants’ necessity, such as helping old people (Practitioner, La Strada, own translation).
You join the project with the idea of helping and supporting each other (…) we also made an agreement…a
little bit of commitment: you agree to spend like 4 hours per week on a project (Practitioner, Portaal).
Conditionality applies both in the selection procedure of candidates, in order to establish the
endowment of needed attitudes (see previous section), and during the tenancy, to assess tenants’
contribution to project objectives (i.e. through periodic meetings and interviews). Two observations
arise. First, while quid pro quo mechanisms are not new in other welfare domains, such as work and
social benefits (see e.g. Veldboer et al., 2015), these initiatives show how similar principles are
entering the housing field. They provide potential insights to explore how conditionality is reshaping
the access to certain social housing opportunities within the broader paradigm shift from traditional to
post welfare regimes in Western Europe. Second, social mix as a ‘cure’ for marginalized groups
shifted from top-down tenure differentiation strategies, usually policy-based (see Kleinhans, 2004), to
bottom-up, project-based approaches to boost everyday practices of social interaction at building
scale. We will now shift to the last two domains, which explore institutional and spatial dimensions of
these projects.
Institutional frame
By ‘institutional frame’, we mean the set of relevant laws, policies, reforms, including actors, in
which the idea of social mix is contextualized and implemented. Social mix was a fundamental
element of area-based urban restructuring policies in the Netherlands (Wet Stedelijke Vernieuwing)
(Van Kempen & Bolt, 2009; Kleinhans, 2012), and in Italy (see the National Programme of
Neighbourhood Contracts - Contratti di Quartiere). Despite contextual differences, both policies were
partly funded by central governments and applied nationwide to low-income neighbourhoods (mainly
of social housing). Housing associations (HAs) in the Netherlands, and public housing companies
(Aziende Casa) in Italy were key players in social mix policies. Public housing stock in Italy is owned
either by regional public housing companies (ex-IACP) or by municipalities. In Lombardy, public
housing company ALER (Azienda Lombarda Edilizia Residenziale) owns and manages most of the
stock.
In terms of institutional frame, our cases studies suggest a paradigm shift from policy-based (e.g.
Wet Stedelijke Vernieuwing and Contratti di Quartiere) to project-based approach. Both HS and MM
initiatives are jointly run by ad hoc local-based partnerships involving housing providers
(cooperatives and housing associations), public authorities (city governments), and other
organisations which bring relevant expertise to the projects, such as socio-cultural associations (Italy)
and/or social care organisations (The Netherlands).
The local-based character is an outcome of broader devolution processes from central to local
authorities that occurred in the two countries at different timing. While devolution trends in housing
and welfare field in Italy date back to early 2000s, the Dutch counterpart experienced massive
devolution processes since the 2014 Social Support Act (see literature sections). Although such
processes mainly concerned welfare services, these had evident implications also in housing. In the
name of informal care, many care homes in the Netherlands have been progressively vacated. As far
as possible, vulnerable or socially disadvantaged people, such as elderly, homeless or psychiatric
patients, ought to rely on the resources provided by citizens and communities in urban
neighbourhoods. In addition, parallel to the ending of Urban Renewal Act, the 2015 Housing Act re-
adjusted housing associations’ tasks by forcing them to stick to their core business (i.e. providing
shelters only for low-income people) and by reducing their freedom to build more expensive houses
for middle-income households (a cornerstone of Dutch social mix approach). In this light, it is likely
that Dutch HAs will have to accommodate a growing number of socially disadvantaged and low-
income people in the future (e.g. in MM projects) while limiting tenure mixing operations in
neighbourhood regeneration. This implies a shift from area-based urban renewal policies to more
individual-based policies targeting vulnerable groups (see Van der Velden et al., 2018).
As mentioned earlier, in Italy, downscaling processes from central government to local authorities
(regionalisation) date back to early 2000s. Focussing on Region Lombardy as the context of our
empirical research, the last decade witnessed a greater involvement of Third Sector housing
organisations in HS initiatives (see literature section). This has occurred in parallel to – and partly
because of – the declining capacity of regional public housing company (ALER) to address the
housing needs of diverse social groups (also due to shortage of financial resources). This provides a
possible explanation of the increased tendency to establish partnerships with private housing
organisations (limited or not for profit) to enlarge the provision of affordable housing for mixed
audience.
More than 600 (public housing) units have been put into the hands of third-sector organisations to deal with
social disadvantaged groups, whose needs can be addressed also through those apartments that we (public
housing company) made available to these organisations. [These apartments] need some refurbishment
interventions to comply with minimum standards of living, so associations that can do this investment can
have the apartment for several years (Civil servant, ALER Milano, own translation).
The 2016 regional housing law (Legge 16/2016) further strengthen this development as it ‘entitles
private stakeholders and third-sector organisations to manage public housing units’ (Civil servant,
ALER Milano, own translation).
From a spatial scale perspective, the paradigm shift from post-1990s policy-based approach to
project-based approach means a downscaling of the concept ‘social mix’ from neighbourhood(s) to
building(s) level.
Urban downscaling
Both in the Dutch urban restructuring policy (Stedelijke Vernieuwing) and in the Italian National
Programmes of Neighbourhood Contracts (Contratti di Quartiere), social mix applied to specific
neighbourhoods with relatively high levels of socio-economic deprivation. Conversely, in all case
studies, practitioners tend to implement social mix when opportunities arises, regardless of location.
It is no coincidence that, frequently, such opportunities are vacant buildings (Casa dell’Accoglienza,
Ospitalità Solidale, Majella Wonen) or empty plots of land filled with removable houses (Startblok
Riekerhaven).
In today’s austerity climate and cutbacks to public spending, providing affordable housing is a
continuous challenge for policymakers (Mulliner & Maliene, 2013). In the Dutch situation, new
construction of social housing is going very slow and in insufficient numbers to cater for the growing
demand. As mentioned, recent welfare reforms left lots of empty spaces in former care homes for
elderly people and this is where some HAs seek to implement new MM projects. One of the most
emblematic examples is Genderhof (Eindhoven) with almost 200 apartments converted into flexible
housing for different groups. In Italy, the high number of (publicly owned) vacant dwellings is often
due to mismanagement reasons (e.g. lacking maintenance or substandard for regular allocation). Until
recently, this situation was not particularly problematic as many Italian households could benefit
from relatively high levels of tenure security. Today, however, as a new the housing question is back
at the forefront (see literature section), vacant stock represents an unused asset that could be more
efficiently allocated to address emerging housing needs.
The intent to maximize benefits from disposable resources to cope with unmet housing demand is
clearly present in both case studies, suggesting the sharing of a ‘doing more with less’ philosophy. In
our Dutch and Italian respondents’ words:
Eight or nine years ago that building was set to be demolished (…) to build more middle-class dwellings. We
did a step back and decided to maintain and repair it (…). We saw the opportunity to make a new mix in
building that was already there (Practitioner, Portaal).
We already had those houses. We haven’t bought them, we only had to move and renew them a little bit. So we
can exploit them for nine more years (Practitioner, De Key).
Due to financial limits, public housing companies like ALER struggle to maintain the units in good
conditions, so we look for those individuals or organisations who, even with small investment of money (10-
15,000 euro), can do some maintenance work (e.g. changing doors or toilets) by themselves. In return, we
offer a discount on charges. This way allows us to value our stock, which, otherwise, could not be rented due
to current normative restrictions (Civil servant, ALER Milano, own translation).
Vacancies result from very different dynamics in the two countries and produce different
configurations, scales and layouts of social mix. In the Italian case studies, where vacant units could
be considered as a ‘structural’ feature due to longstanding disregard of public housing stock,
vacancies are scattered in different public housing neighbourhoods and buildings. This might results
either in fine-grained social mix at building level (Casa dell’Accoglienza) or in ‘pepper-potting’ social
mix programmes filling empty units in public housing estates (Ospitalità Solidale). Within this frame,
social mix results from the matching between existing opportunities (public housing units that are
made available for HS projects) and the current demand of social housing (social profile of
households). It follows that ‘smallest [available] units are usually allocated to singles or couples while
bigger ones to larger households’ (Practitioner, DAR=CASA, own translation). In that sense, Italian
practitioners retain less room of manoeuvre in designing type and balance of social mix as they have
to stick to broader structural conditions (e.g. available dwellings and buildings), at least in the HS
initiatives taking place in publicly owned stock (as those examined in this paper).
In the Netherlands, vacant spaces where HAs decide to launch MM projects can be considered as
much more linked to circumstantial consequences of recent political reforms (i.e. healthcare), which,
however, might predict more structural changes in the future. In these contexts, project managers
benefit from relatively more freedom to decide to whom allocating dwellings and in which
percentages (balance). As both Dutch case studies show, project managers opted for allocating units
to vulnerable and resourceful categories in equal numbers (50% each) and according to a door-to-door
configuration, pursuing the maximum spatial proximity between different groups at the smaller scale
(same building, same floors).
The ‘grabbing opportunities’ approach, discussed above, recalls the dichotomy that we highlighted
in relation to the discourses underpinning social mix in the examined initiatives. This refers, on the
one hand, to social mix as the by-product of structural mismatches in the housing systems and, on the
other hand, to social mix as an explicit strategy to foster social inclusion of the weakest component of
housing projects through proximal role modelling mechanisms triggered by committed tenants. On
this basis, we argue that the ‘silver thread’ running through all the domains that compose such
reframing process of ‘social mix’ is the shared belief to make a virtue out of necessity.
Discussion and conclusion
The societal and historical context influences policy approaches, discourses, and values attached to
the ideas of social mix and mixed community (Cole & Goodchild, 2001). Within this framework, we
have investigated how the concept ‘social mix’ is being reframed in times of deep socio-economic
transformations fuelled by austerity politics and welfare retrenchment, growing socio-spatial
segregation, increasing diversification of European cities, and shortage of affordable housing.
Starting from McCann and Ward’s (2012) approach of ‘policy assemblage, mobility and
mutations’, we have conceptualised social mix as a dynamic and mobile assemblage of ideas,
assumptions and practices, unfolding in the recently changed context of affordable housing initiatives
in Italy and in the Netherlands. Although housing and welfare systems in these countries are
remarkably different, a similar reframing of the concept ‘social mix’ seems to occur, which continues
to be important in post-crisis social housing provision, but in different ‘assemblages’ from the pre-
crisis context in both countries.
We empirically examined four recent affordable housing projects, respectively Housing Sociale in
Italy and Magic Mix in the Netherlands, which target a mix of social groups with urgent housing
needs. In so doing, we contribute to the existing literature a new post-crisis framing of the concept
‘social mix’ described along five domains: discourses, target groups, practices, institutional frame,
urban downscaling.
In conclusion, we identify two specific aspects that have emerged from our analysis and provide
clear evidence of a reframing of the concept of social mix in recent years.
Firstly, instead of attracting middle-classes into low-income neighbourhoods – a key element of
the highly criticised frame of the pre-2015 social mix policy via tenure mix – the analysed initiatives
aim to bring in resourceful tenants. Together with vulnerable tenants, they create a fine-grained social
mix at building level. Interestingly, the adjective ‘resourceful’ does not refer to a better economic
condition (i.e. a relatively higher income) but to the disposal of (relatively higher) socio-cultural and
human capital and to the willingness to make it available to all the other tenants in the housing
projects. The attribution of the ‘role model’ function to resourceful tenants indicates an utterly new
approach in social mix discourses, recognising the importance of personal attitudes and motivation to
interact with neighbours from different socio-cultural backgrounds over and beyond the
differentiation in terms of tenures and income levels. In order to better understand the magnitude of
such paradigm shift we should also recall that, in the ‘mainstream’ social mix policy, one of the main
reasons why the ‘role model’ assumption has proved ineffective was the post-intervention lack of
social contact between low- and middle-income groups, also because of different lifestyles.
Secondly, social mixing as a set of daily practices requires that tenants engage themselves in
community building activities on regular basis. Although, the short-term tenancy makes it clear that
these initiatives represent a temporal and/or a transitional phase in one’s own housing career (one may
also wonder how far these strategies are realistically addressing housing problems) warm and lasting
relationships among neighbours are essential to nourish the community development process.
Notwithstanding the commendable intentions, in the long-term tenants’ efforts may inevitably face
high and low tides which might jeopardize the social sustainability of the project. In this regard, two
key mechanisms should guarantee the presumed effectiveness of the current social mix assemblage:
the relatively high turnover rate of residents, and the conditionality element, that is the mutual
agreement to take part in community-oriented activities in return to affordable rents.
The high turnover constantly provides new, motivated people with opportunities to join the project.
Thus, future tenants will bring fresh energies and inputs for continuing to pursue established goals,
which can help to counterbalance former tenants’ decreasing motivation. As for the conditionality
element, previous research in mixed communities show that stimulating residents’ participation in
social-oriented activities can be important driver of social interaction, provided that people do not feel
forced to (Mugnano & Palvarini, 2013). Thus, while this paper revealed policymakers’ expectations
and hopes regarding very recent projects (see Tables 1 and 2), we recommend future research to
explore the assumed ‘magical’ consequences of such mix, especially in terms of ‘project-linked’
social relationships between tenants. Equally important is to better understand how different scales of
social mix projects as well as differences between social groups, e.g. asylum seekers and welfare
dependents, influence the outcomes of social mix projects.
In the same vein, we also stress the need to shed more light on the mechanisms adopted in order to
measure tenants’ efforts (i.e. contribution to project goals), and to understand what the implications
are if expectations do not materialize. A quid pro quo system – according to which tenants exchange
supportive actions in return to affordable rents – may raise issues of fairness, especially if the number
of similar projects increases or ever scale up to policy level, moving beyond grabbing ad-hoc local
opportunities. In a climate of overall trends towards residualization of social housing in Europe, we
should critically ask whether linking the provision of (scarce) affordable housing to the endowment of
subjective attitudes and willingness to take up social commitment tasks might be a just and universal
prospect for the future, especially in countries with a residual share of de-commodified housing stock,
like Italy.
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