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Eco-Efficiency of a Lithium-Ion Battery for Electric Vehicles: Influence of Manufacturing Country and Commodity Prices on GHG Emissions and Costs

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Lithium-ion battery packs inside electric vehicles represents a high share of the final price. Nevertheless, with technology advances and the growth of the market, the price of the battery is getting more competitive. The greenhouse gas emissions and the battery cost have been studied previously, but coherent boundaries between environmental and economic assessments are needed to assess the eco-efficiency of batteries. In this research, a detailed study is presented, providing an environmental and economic assessment of the manufacturing of one specific lithium-ion battery chemistry. The relevance of parameters is pointed out, including the manufacturing place, the production volume, the commodity prices, and the energy density. The inventory is obtained by dismantling commercial cells. The correlation between the battery cost and the commodity price is much lower than the correlation between the battery cost and the production volume. The developed life cycle assessment concludes that the electricity mix that is used to power the battery factory is a key parameter for the impact of the battery manufacturing on climate change. To improve the battery manufacturing eco-efficiency, a high production capacity and an electricity mix with low carbon intensity are suggested. Optimizing the process by reducing the electricity consumption during the manufacturing is also suggested, and combined with higher pack energy density, the impact on climate change of the pack manufacturing is as low as 39.5 kg CO2 eq/kWh.
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Article
Eco-Efficiency of a Lithium-Ion Battery for Electric
Vehicles: Influence of Manufacturing Country and
Commodity Prices on GHG Emissions and Costs
Maeva Philippot 1, 2, * , Garbiñe Alvarez 3, Elixabete Ayerbe 3, Joeri Van Mierlo 1,2 and
Maarten Messagie 1,2
1
ETEC Department, Vrije Universiteit Brussel (VUB), 1050 Brussel, Belgium; joeri.van.mierlo@vub.be (J.V.M.);
maarten.messagie@vub.be (M.M.)
2Flanders Make, 3001 Heverlee, Belgium
3CIDETEC, Po. Miramón 196, 20014 Donostia-San Sebastián, Spain; galvarez@cidetec.es (G.A.);
eayerbe@cidetec.es (E.A.)
*Correspondence: maeva.philippot@vub.be; Tel.: +32-262-938-04
Received: 14 January 2019; Accepted: 14 February 2019; Published: 19 February 2019


Abstract:
Lithium-ion battery packs inside electric vehicles represents a high share of the final price.
Nevertheless, with technology advances and the growth of the market, the price of the battery is
getting more competitive. The greenhouse gas emissions and the battery cost have been studied
previously, but coherent boundaries between environmental and economic assessments are needed to
assess the eco-efficiency of batteries. In this research, a detailed study is presented, providing
an environmental and economic assessment of the manufacturing of one specific lithium-ion
battery chemistry. The relevance of parameters is pointed out, including the manufacturing place,
the production volume, the commodity prices, and the energy density. The inventory is obtained by
dismantling commercial cells. The correlation between the battery cost and the commodity price is
much lower than the correlation between the battery cost and the production volume. The developed
life cycle assessment concludes that the electricity mix that is used to power the battery factory is a
key parameter for the impact of the battery manufacturing on climate change. To improve the battery
manufacturing eco-efficiency, a high production capacity and an electricity mix with low carbon
intensity are suggested. Optimizing the process by reducing the electricity consumption during the
manufacturing is also suggested, and combined with higher pack energy density, the impact on
climate change of the pack manufacturing is as low as 39.5 kg CO2eq/kWh.
Keywords:
eco-efficiency; lithium-ion; battery; greenhouse gas (GHG) emissions; life cycle
assessment; life cycle assessment (LCA); electric vehicles; environmental impact
1. Introduction
Up to now, more than four million EVs (electric vehicles) have been sold (cumulative sales) [
1
].
China in particular is pushing electric mobility, resulting in a fast growth of the market. Since the
beginning of its commercialization, the cost of a battery has been gradually decreasing [
2
]. Recent
studies have shown that the share of the battery cost inside an EV application is projected to decrease
from almost half of the cost of the vehicle in 2016 to less than 20% in 2030 [
3
]. Moreover, the introduction
of EVs on the market is raising questions regarding the battery cost and its impact on CC (climate
change) [
2
,
4
]. As a reference, battery cost should decrease below 100 $/kWh for BEVs (battery electric
vehicles) to be cost-competitive with ICEVs (internal combustion engine vehicles) [3].
In order to understand the current situation, some key factors need to be introduced. The installed
lithium-ion battery (LIB) manufacturing capacity in the world was 103.7 GWh at the beginning of 2017,
Batteries 2019,5, 23; doi:10.3390/batteries5010023 www.mdpi.com/journal/batteries
Batteries 2019,5, 23 2 of 17
which is more than the annual new EV sales [
5
]. New battery plants are still under construction or
announced, reaching a total capacity of around 273 GWh by 2021. Today, Asian countries are the main
battery-manufacturing countries (China 49.68 GWh, Japan, 13.623 GWh, Korea 6.570 GWh in 2016 [
6
]).
However, they are not the only investing countries; other countries are making an effort to be more and
more present in the market, this is the case of the USA (with Tesla Gigafactory), Germany (16.7 GWh),
Sweden (8.1 GWh), Poland (5 GWh) and France (1.1 GWh) in 2017 [
7
]. Accordingly, this increase in the
production capacity, and its embedded scale-up economy, seem to enable the decrease of the battery
cost [
8
,
9
]. As a matter of fact, Brodd and Helou [
10
] proved that the manufacturing cost of a cell in
the United States (USA) and in China is comparable, but they did not study a full battery pack or any
European countries. In addition, Ambrose et al. [
11
] underlined that higher production greenhouse gas
(GHG) emissions are correlated with more carbon-intensive electricity for cell manufacturing. Our first
objectives are to assess the influence of the manufacturing location and the production volume on the
battery manufacturing cost and the GHG emissions.
Eco-efficiency can be understood as a simultaneous study of economic and environmental impacts.
Eco-efficiency is a tool that allows focusing on the environmental benefits of a product or a service
by avoiding potential trade-offs between environmental and economic performances. This tool can
be used as a decision support tool to compare strategies to minimize the ecological impacts while
maximizing the economic performances. Different metrics can be used to measure environmental and
economic impacts. Coherent boundaries between environmental and economic assessment are needed
in order to assess the eco-efficiency of batteries. The chosen cell for the study is a high energy density
(250 Wh/kg) Samsung cell that for anode contains graphite with a low content of silicon, and for
cathode contains NCA (lithium nickel cobalt aluminium oxide: LiNi
0.8
Co
0.15
Al
0.05
O
2
) as an active
material. NCA is the most used chemistry on the market today [
12
]. For NCA batteries, studies assess
the environmental impacts [11,13,14] or costs [15,16].
In this regard, there are two main objectives in this paper. Firstly, we aim to assess the influence
of the manufacturing location and production volume on the battery manufacturing cost and the
GHG emissions. The price and availability of lithium are often questioned when evaluating the
future of LIBs [
17
,
18
]. The availability of lithium may not be a problem for the EV market [
19
] and
the lithium cost is unlikely to influence cell cost [
20
], but this also has to be evaluated for other
materials, such as cobalt and nickel. These two materials are expensive, and their price can be
very volatile. They are mainly present in the cathode active material, which is known to be the
most expensive cell component [
9
]. Moreover, cobalt is considered to be a critical raw material by
the European Commission [
21
], and in batteries, it is the second element with the highest supply
risk [
17
]. Accordingly, in this work, a large emphasis will be on assessing the influence of commodity
prices on the battery manufacturing cost. In this paper, the focus is on the manufacturing stage.
The environmental assessment is a cradle-to-grave LCA (life cycle assessment) that focuses on the
impact on CC by evaluating GHG emissions. The inventory is obtained by dismantling a fresh
commercial cell, which gives an original life cycle inventory (LCI), which is a key factor for the quality
of the environmental assessment [4].
Energy density is a key parameter for the automotive industry, which is why an increase in energy
density is expected [22]. At pack level, LIBs could reach 250 Wh/kg in 2020 [9] thanks to increases in
material capacity and/or voltage. Post lithium-ion cells will reach the market in 2025 (lithium–sulfur
for instance) but this is beyond the scope of this paper. Therefore, our future perspective considers a
pack with the same materials, but which active materials are optimized to increase the energy density.
The content of inactive materials is also assumed to decrease, as the optimized active materials could
lead to fewer cells to connect, monitor, and assemble [9].
Batteries 2019,5, 23 3 of 17
2. Materials and Methods
2.1. Goal and Scope
The main goal of this paper is to study the eco-efficiency of the manufacturing of a battery pack
for EVs today and find ways to improve it. Therefore, the manufacturing cost and the GHG emissions
are assessed for a battery pack. For both economic and environmental assessment, the same system
boundaries are used. This paper is a cradle-to-gate (CtG) study; the system boundaries include the
raw material extraction, the pack manufacturing, and the transport.
LCA is a procedure that assesses the potential environmental impacts of a product system. It is
now widely used and has been standardized [
23
]. In LCA, the functional unit is the “quantified
performance of a product system for use as reference unit” [
23
]. To properly choose a functional unit,
it is important to focus on the product function. The main function of an EV battery is obviously to stock
energy, as would a gasoline tank for an internal combustion engine vehicle (ICEV). Using a mass-based
functional unit does not allow a comparison of batteries. Therefore, the functional unit that was
chosen is a one-kWh energy capacity battery pack, which was transported to Europe. The Ecoinvent
3.4 database was used for the background data for LCA. The impact on CC is calculated with the
characterization factors from IPCC 2013 V1.03 (100-year time horizon).
The bill of materials was obtained by dismantling a commercial cell, and for the module and pack
level, the literature was used (Table S1). Using this bill of materials helps increase the data quality.
For a future perspective, an increase in energy density is expected [
22
]. Hence, we also assessed a
future battery pack with a higher energy density.
Four questions will be answered. (1) What is the influence of the variability of commodity prices
on the battery cost? (2) What is the influence of the manufacturing location on the GHG emissions
and the battery cost? (3) What is the influence of the production volume on the battery cost? (4) Can a
future battery pack with higher energy density improve eco-efficiency? By answering these questions,
the eco-efficiency of the studied battery will be evaluated, and some key factors to improve this
eco-efficiency will be retrieved.
To answer to our first objective, the market prices of metal and precursors used in the cathode active
material from 1990 are evaluated, including aluminum, cobalt, lithium hydroxide, and nickel. To answer
to our second objective, seven manufacturing countries are considered: China, France, Germany, Korea,
Poland, Sweden, and the USA. To answer our third objective, the battery manufacturing cost is calculated
for different production volumes, using BatPac model (Chicago, IL, USA), version 3.1 [
24
]. This is a
bottom–up cost model that accounts for every step in the battery production process. To answer our
fourth objective, a future version of the pack is modeled with a reduced weight and the same active
materials, but in different quantities.
2.2. Inventory
A Samsung INR21700-48G cell has been dismantled and analyzed in order to obtain the bill
of materials. Before the disassembling process, the 4.8-Ah cell was discharged to a defined cut-off
voltage suggested by the manufacturer (2.5 V). Since some components of LIBs react with O
2
and
H
2
O, a glove box filled with highly pure Ar atmosphere containing H
2
O and O
2
only in the lower
ppm range (<0.5 ppm and <0.1 ppm, respectively) was used. In order to avoid external short-circuit
during cell opening, a ceramic pipe-cutter was used to remove the metallic case and the positive and
negative tabs. The cell was weighed before and after removing these metallic elements to know the
weight of the battery core. This package was unrolled to determine the structure and dimensions of the
positive and negative electrodes and of the separator. Cell elements were soaked in DMC (dimethyl
carbonate) to eliminate the lithium salt traces coming from the electrolyte. To estimate the mass
contributions to the total weight of the cell, a known dimension of each electrode was cleaned using
NMP (N-methyl-2-pyrrolidone) in order to remove the paste from the corresponding current collector.
In Table 1, the different contributions to the total cell mass determined by weight are summarized.
Batteries 2019,5, 23 4 of 17
The total cell mass before disassembling was 67.02 g, in which the external metallic casing contributed
around 18% of the total weight. The remaining 82 wt% corresponded to the core of the cells: positive
and negative electrodes separated by a polymeric membrane, as well as to the electrolyte.
Table 1. Mass repartition of the cell.
Component Weight Mass Share
Positive electrode paste 25.19 g 37.58%
Negative electrode paste 15.66 g 23.37%
Separator 1.31 g 1.95%
Substrate, positive electrode 1.75 g 2.61%
Substrate, negative electrode 4.79 g 7.15%
Electrolyte 6.47 g 9.65%
Cell container, tab, and terminals 11.85 g 17.68%
Analytical tools were used in order to identify the composition of the cell components. Both X-ray
diffraction (XRD) analysis and energy-dispersive X-ray spectroscopy (EDX) were used to determine
the positive and negative nature and chemical composition of the active materials. X-ray fluorescence
(XRF) and Fourier transform infrared spectroscopy (FTIR) were the techniques that were used for the
determination of the composition of the cell container and the separator, respectively.
In order to proceed with our research, the manufacturing factory is assumed to be located in
China, France, Germany, Korea, Poland, Sweden, and the USA. The manufacturing energy for cells
manufactured in an average-capacity plant is assumed to be an average from the literature [
14
,
25
34
]:
16.7 kWh/kg cell. The manufacturing yields of the different manufacturing steps were taken from
BatPac 3.1 [
24
]. The manufacturing inventory can be found in Table S2. As a result, Figure 1shows that
there is a high variability for this value in the literature: up to three orders of magnitude. The highest
value was obtained by Ellingsen et al. [
30
], but according to them, the likeliest value for an industrial
scale is the lowest that they measured. This divides the ratio between the highest and the lowest
literature values by two.
Batteries 2018, 4, x FOR PEER REVIEW 4 of 17
Table 1. Mass repartition of the cell.
Component Weight Mass Share
Positive electrode paste 25.19 g 37.58%
Negative electrode paste 15.66 g 23.37%
Separator 1.31 g 1.95%
Substrate, positive electrode 1.75 g 2.61%
Substrate, negative electrode 4.79 g 7.15%
Electrolyte 6.47 g 9.65%
Cell container, tab, and terminals 11.85 g 17.68%
Analytical tools were used in order to identify the composition of the cell components. Both X-
ray diffraction (XRD) analysis and energy-dispersive X-ray spectroscopy (EDX) were used to
determine the positive and negative nature and chemical composition of the active materials. X-ray
fluorescence (XRF) and Fourier transform infrared spectroscopy (FTIR) were the techniques that were
used for the determination of the composition of the cell container and the separator, respectively.
In order to proceed with our research, the manufacturing factory is assumed to be located in
China, France, Germany, Korea, Poland, Sweden, and the USA. The manufacturing energy for cells
manufactured in an average-capacity plant is assumed to be an average from the literature [14,25–
34]: 16.7 kWh/kg cell. The manufacturing yields of the different manufacturing steps were taken from
BatPac 3.1 [24]. The manufacturing inventory can be found in Table S2. As a result, Figure 1 shows
that there is a high variability for this value in the literature: up to three orders of magnitude. The
highest value was obtained by Ellingsen et al. [30], but according to them, the likeliest value for an
industrial scale is the lowest that they measured. This divides the ratio between the highest and the
lowest literature values by two.
Figure 1. Cell manufacturing energy in the literature. The grey box shows the quartiles.
2.2.1. Positive Electrode Paste
The active material of the cathode is identified as NCA: lithium nickel cobalt aluminum oxide
(LiNi0.8Co0.15Al0.05O2) with carbon black and Polyvinylidene fluoride (PVDF) as the binder. According
to [24], for NCA, the solvent is NMP (1.2g solvent per g of dry cathode paste), and the solvent
recovery yield is 99.5%.
The LiNCA oxide and the NCA precursor manufacturing process are modeled according to [35],
and the outputs are calculated for mass balance (Table S3, Table S4 and Table S5). The precursors are
nickel sulfate (modeled based on [36]), cobalt sulfate (modeled according to [32]), aluminum sulfate
0
10
20
30
40
50
60
70
80
90
100
110
120
Cell manufacturing energy (kWh/kg)
Cox et al. 2018
Richa et al. 2017
Deng, Li, Li, Zhang, et al. 2017
Deng, Li, Li, Gao, et al. 2017
Lastoskie and Dai 2015
Sanfélix 2015
Ellingsen et al. 2014
Li et al. 2014
Majeau-Bettez, Hawkins, and StrØmman 2011
Notter et al. 2010
Zackrisson 2010
Average
Quartiles
Figure 1. Cell manufacturing energy in the literature. The grey box shows the quartiles.
2.2.1. Positive Electrode Paste
The active material of the cathode is identified as NCA: lithium nickel cobalt aluminum oxide
(LiNi
0.8
Co
0.15
Al
0.05
O
2
) with carbon black and Polyvinylidene fluoride (PVDF) as the binder. According
to [
24
], for NCA, the solvent is NMP (1.2 g solvent per g of dry cathode paste), and the solvent recovery
yield is 99.5%.
Batteries 2019,5, 23 5 of 17
The LiNCA oxide and the NCA precursor manufacturing process are modeled according to [
35
],
and the outputs are calculated for mass balance (Tables S3–S5). The precursors are nickel sulfate
(modeled based on [
36
]), cobalt sulfate (modeled according to [
32
]), aluminum sulfate (dataset from
Ecoinvent 3.4), and lithium hydroxide (dataset from Ecoinvent 3.4). According to the manufacturer,
the nickel sulfate is processed from nickel class I, which is consistent with Schmidt et al. [
37
]. The data
for nickel is not taken from Ecoinvent 3.4, as the nickel metal data is based on a study with the reference
year 1994, whereas the Nickel Institute released a LCI on nickel class I and ferronickel in 2015 [
36
].
We modeled the nickel class I with the data from Nickel Institute, which represents 52% of the global
nickel metal production in 2011. This LCI is in accordance with ISO 14040 and ISO 14044 standards.
2.2.2. Negative Electrode Paste
The negative electrode paste was graphite-based (doped with Si, ~2 wt%), and the slurry solvent
was water [24]. The inventory can be found in Table S6.
2.2.3. Electrolyte
The electrolyte could not be analyzed, as it was evaporated for safety reasons. We assume that the
lithium salt was one M of LiPF6solution in ethylene carbonate/dimethyl carbonate 50/50 (v/v) [30].
2.2.4. Electrode Substrates
The positive electrode substrate is an aluminum foil that is assumed to be free from surface
treatment. A copper foil was used as the negative electrode substrate; we also assumed that it didn’t
receive any surface treatment.
2.2.5. Separator
The separator was identified as a polyethylene foil with a ceramic coating. It was approximated
by a polyethylene film coated with alumina [38].
2.2.6. Cell Container
The cell container was composed of a metallic case, a positive tab, and a negative tab. The metallic
case was made of ferronickel; we assumed that it was composed of 29% nickel [
36
]. The negative tab
was richer in nickel on the inside than on the outside. We assumed that the tab was composed of
50% of the outside casing and 50% of the inside casing. The positive tab had three parts: a nickel-rich
ferronickel outside sheet, a titanium alloy inside sheet, and a nickel-rich ferronickel edge tab.
2.2.7. Module and Pack Housing
The module housing, the BMS (battery management system), the cooling system, and the pack
housing were modeled according to [
30
], assuming 36 cells per module and 32 modules per pack,
to reach a 20-kWh battery pack, weighing 154 kg. For a higher battery capacity, modules are added to
the battery pack. The BMS, the cooling system, and the pack housing are scaled linearly to the pack
energy capacity. This assumption may overestimate the weight of these components for bigger packs.
The pack of the Tesla Model S P100D already reached 176 Wh/kg [
39
]. In our future perspective,
we assume an energy density of 260 Wh/kg, at a pack level that fits the most likely perspective
from [
25
]. This value is twice as high as our base case battery pack. We assume that the active material
stays identical, and that the inactive material quantity is also reduced.
2.3. Cell Cost
A NCA cell has been modeled in a modified version of BatPac based on the bill of materials
obtained through measurements. In this model, the battery factory is assumed to operate at full
capacity. In this study, the annual cell production volume was unknown; therefore, it was evaluated
Batteries 2019,5, 23 6 of 17
using the validity range of the BatPac model [
24
] (20% to 500% of the baseline production capacity).
The baseline plant has a production volume reaching 6% of the world capacity in 2017 [5].
Considering the high variability of commodity prices (Figure 2), the cathode active material
price is studied in detail. For nickel, cobalt, and aluminium, the yearly prices are retrieved from [
40
].
There is not one established lithium index. The LiOH price is retrieved from [
41
] for monthly lithium
hydroxide prices from 2009 to 2017. For previous years, the lithium hydroxide price is assumed to be
8% of the lithium metal price [40].
Batteries 2018, 4, x FOR PEER REVIEW 6 of 17
using the validity range of the BatPac model [24] (20% to 500% of the baseline production capacity).
The baseline plant has a production volume reaching 6% of the world capacity in 2017 [5].
Considering the high variability of commodity prices (Figure 2), the cathode active material
price is studied in detail. For nickel, cobalt, and aluminium, the yearly prices are retrieved from [40].
There is not one established lithium index. The LiOH price is retrieved from [41] for monthly lithium
hydroxide prices from 2009 to 2017. For previous years, the lithium hydroxide price is assumed to be
8% of the lithium metal price [40].
Figure 2. Commodity yearly price from 1990 to 2017.
The active material cost is calculated using Equation (1). The baseline cost is the sum of the cost
for processing, additional raw materials, and the profit margin associated with the manufacture of
the materials [42]. In [24], it was set at 20 $/kg for NCA. All of the other material costs were taken
from [24], except for the ceramic-coated separators [16] and cell container [12]. Our pack uses
cylindrical cells with a ceramic-coated separator, while [24] includes prismatic cells with PP
(Polypropylene)/PE (Polyethylene)/PP separators.
𝐶= 𝐶
+𝑚×𝐶
(1)
where 𝐶: baseline cost;
𝑚: mass of material i necessary to produce one kg of active material; and
𝐶: cost of material i.
The direct labor cost for battery cells manufactured in Korea is the hourly compensation costs in
the manufacturing sector for 2016, including direct pay, social insurance expenditures, and labor-
related taxes [43]. For European countries, the direct labor rate was set to the 2017 industry average
hourly labor cost [44]. Equipment costs are assumed to be the same [10] in all the locations, meaning
that we assume that all of the factories would import the same equipment from the same suppliers.
The cost of buildings are adapted for each location [45] (Table 2).
Table 2. Key parameters for manufacturing countries. USA: United States.
Country Cost of Building (€/m²) Labor Cost (€/h)
China 1950 3.1
France 4390 38.1
Germany 4020 39.4
Korea 2810 17
Poland 2060 9.1
Sweden 4750 41.1
USA 3636 13.1
0
50
100
150
200
250
300
350
400
450
1990
1992
1994
1996
1998
2000
2002
2004
2006
2008
2010
2012
2014
2016
Yearly price (base 100 in 1990)
Ni
Ni average
Co
Co average
Al
Al average
LiOH
LiOH average
Figure 2. Commodity yearly price from 1990 to 2017.
The active material cost is calculated using Equation (1). The baseline cost is the sum of the cost
for processing, additional raw materials, and the profit margin associated with the manufacture of the
materials [
42
]. In [
24
], it was set at 20 $/kg for NCA. All of the other material costs were taken from [
24
],
except for the ceramic-coated separators [
16
] and cell container [
12
]. Our pack uses cylindrical cells
with a ceramic-coated separator, while [
24
] includes prismatic cells with PP (Polypropylene)/PE
(Polyethylene)/PP separators.
C=C0+
i
mi×Ci(1)
where
C0: baseline cost;
mi: mass of material inecessary to produce one kg of active material; and
Ci: cost of material i.
The direct labor cost for battery cells manufactured in Korea is the hourly compensation costs in
the manufacturing sector for 2016, including direct pay, social insurance expenditures, and labor-related
taxes [
43
]. For European countries, the direct labor rate was set to the 2017 industry average hourly
labor cost [
44
]. Equipment costs are assumed to be the same [
10
] in all the locations, meaning that we
assume that all of the factories would import the same equipment from the same suppliers. The cost of
buildings are adapted for each location [45] (Table 2).
All of the costs in [
24
] have been evaluated for 2020, and they are in $
2010
. In this project, costs were
converted to
2014
, using the CPI (consumer price index), which was retrieved from the local bureau of
statistics [4649] and 2014 $/exchange rate.
Batteries 2019,5, 23 7 of 17
Table 2. Key parameters for manufacturing countries. USA: United States.
Country Cost of Building (/m2)Labor Cost (/h)
China 1950 3.1
France 4390 38.1
Germany 4020 39.4
Korea 2810 17
Poland 2060 9.1
Sweden 4750 41.1
USA 3636 13.1
2.4. Pack Cost
The cost of the other components of the pack, such as the BMS, the cooling system, and the
housings were adapted from the BatPac model. The baseline cells that were modeled in [
24
] were not
cylindrical cells, which affects the pack design; however, Nelson et al. [
42
] assumed that the BatPac
cost modeling is suitable for several pack designs.
3. Results and Discussion
3.1. Cost: Influence of Active Material Price and Production Volume
3.1.1. Material Cost
The average active material price was 33 $/kg (minimum 26.9 $/kg in 2002 and a maximum of
49 $/kg in 2007, Figure 3) for the period between 1990–2017, which is 39% higher than the figures
in [
24
], but in accordance with [
12
,
15
,
16
]. Nevertheless, the assessed materials can be slightly different
(metal content, particle size, and shape,
. . .
), and the production volume can also differ, as pointed out
by [
16
]. However, the baseline cost is the biggest cost contributor to the active material cost. On the
other hand, aluminum is the smallest cost contributor, due to its lower cost compared to the other
metals that were assessed in this study. Even though the cobalt content in NCA is low compared
to other cathode materials, it costs between 10–25% of the active material. Figure 3shows that the
cathode active material is relatively stable over time despite the commodity price volatility.
Batteries 2018, 4, x FOR PEER REVIEW 7 of 17
All of the costs in [24] have been evaluated for 2020, and they are in $2010. In this project, costs
were converted to €2014, using the CPI (consumer price index), which was retrieved from the local
bureau of statistics [46–49] and 2014 $/€ exchange rate.
2.4. Pack Cost
The cost of the other components of the pack, such as the BMS, the cooling system, and the
housings were adapted from the BatPac model. The baseline cells that were modeled in [24] were not
cylindrical cells, which affects the pack design; however, Nelson et al. [42] assumed that the BatPac
cost modeling is suitable for several pack designs.
3. Results and Discussion
3.1. Cost: Influence of Active Material Price and Production Volume
3.1.1. Material Cost
The average active material price was 33 $/kg (minimum 26.9 $/kg in 2002 and a maximum of 49
$/kg in 2007, Figure 3) for the period between 1990–2017, which is 39% higher than the figures in [24],
but in accordance with [12,15,16]. Nevertheless, the assessed materials can be slightly different (metal
content, particle size, and shape, …), and the production volume can also differ, as pointed out by
[16]. However, the baseline cost is the biggest cost contributor to the active material cost. On the other
hand, aluminum is the smallest cost contributor, due to its lower cost compared to the other metals
that were assessed in this study. Even though the cobalt content in NCA is low compared to other
cathode materials, it costs between 1025% of the active material. Figure 3 shows that the cathode
active material is relatively stable over time despite the commodity price volatility.
Figure 3. Active material price and share of aluminum, cobalt, nickel, and lithium hydroxide.
Even though the active material, NCA, was not manufactured in 1990, prices were evaluated
from 1990. Those earlier prices may not correspond to any realistic price, because EVs did not account
for commodity demand in those early years.
0
10
20
30
40
50
0%
20%
40%
60%
80%
100%
1990 1995 2000 2005 2010 2015
Active material cost ($/kg)
Share of actie material price
Lithium hydroxide cost share
Nickel cost share
Cobalt cost share
Aluminium cost share
Baseline cost (processing + additional raw materials + profit margin)
Active material cost
Figure 3. Active material price and share of aluminum, cobalt, nickel, and lithium hydroxide.
Batteries 2019,5, 23 8 of 17
Even though the active material, NCA, was not manufactured in 1990, prices were evaluated from
1990. Those earlier prices may not correspond to any realistic price, because EVs did not account for
commodity demand in those early years.
In the total material costs of a cell, the cathode is—with the separators—the component that has the
highest share of the material costs (Figure 4). For an NMC cylindrical cell, Brodd and Helou [
10
] showed
that the cathode active material is the biggest cost contributor, before the cell container, the active
anode material, and the separators. However, our cells contain ceramic-coated separators that improve
cell thermal stability, but have a higher price per area [16] compared to polyolefin separators.
Batteries 2018, 4, x FOR PEER REVIEW 8 of 17
In the total material costs of a cell, the cathode is—with the separators—the component that has
the highest share of the material costs (Figure 4). For an NMC cylindrical cell, Brodd and Helou [10]
showed that the cathode active material is the biggest cost contributor, before the cell container, the
active anode material, and the separators. However, our cells contain ceramic-coated separators that
improve cell thermal stability, but have a higher price per area [16] compared to polyolefin
separators.
Figure 4. Cell material cost for cells manufactured in Korea, with an average cathode active material
price of 33 $/kg.
3.1.2. Pack Cost
The pack cost includes material costs, direct labor, variable overhead, sales and administration,
research and development, depreciation, profit, and warranty. Variable overheads are the costs of
indirect materials and labor, utilities, and plant maintenance. The manufacturing cost that is obtained
is dominated by the material costs (Table 3), as reported previously by [8,9,15,42]. With higher
volumes, all of the cost shares decrease except for materials and warranty. Direct labor does not
contribute much to the pack cost, as the manufacturing process is highly automated [9,10].
Table 3. Cost repartition of a 20-kWh lithium nickel cobalt aluminium oxide (NCA) pack
manufactured in Korea with an average cathode active material price.
Cost Item Cost Contribution
Annual cell production volume (cells) 7 × 10
7
1 × 10
8
5 × 10
8
1 × 10
9
2 × 10
9
Factory capacity (GWh) 1.2 1.7 8.7 17.4 34.8
Materials and purchased items 64% 66% 72% 74% 77%
Direct labor 4% 4% 2% 2% 2%
Variable overhead 3% 3% 2% 2% 2%
General, sales, administration 4% 4% 3% 3% 2%
Research and development 4% 3% 3% 3% 2%
Depreciation 9% 9% 7% 6% 6%
Profit 6% 6% 5% 5% 4%
Warranty 5% 5% 5% 5% 5%
Figure 4.
Cell material cost for cells manufactured in Korea, with an average cathode active material
price of 33 $/kg.
3.1.2. Pack Cost
The pack cost includes material costs, direct labor, variable overhead, sales and administration,
research and development, depreciation, profit, and warranty. Variable overheads are the costs of
indirect materials and labor, utilities, and plant maintenance. The manufacturing cost that is obtained
is dominated by the material costs (Table 3), as reported previously by [
8
,
9
,
15
,
42
]. With higher volumes,
all of the cost shares decrease except for materials and warranty. Direct labor does not contribute much
to the pack cost, as the manufacturing process is highly automated [9,10].
Table 3.
Cost repartition of a 20-kWh lithium nickel cobalt aluminium oxide (NCA) pack manufactured
in Korea with an average cathode active material price.
Cost Item Cost Contribution
Annual cell production volume (cells) 7×1071×1085×1081×1092×109
Factory capacity (GWh) 1.2 1.7 8.7 17.4 34.8
Materials and purchased items 64% 66% 72% 74% 77%
Direct labor 4% 4% 2% 2% 2%
Variable overhead 3% 3% 2% 2% 2%
General, sales, administration 4% 4% 3% 3% 2%
Research and development 4% 3% 3% 3% 2%
Depreciation 9% 9% 7% 6% 6%
Profit 6% 6% 5% 5% 4%
Warranty 5% 5% 5% 5% 5%
Our pack cost estimate ranges between 147–492
/kWh (Figure 5), while the pack cost estimate
ranges from 171–440
/kWh for 2020 [
2
] (using the
/$ exchange rate on 5 November 2018). Most LIB
Batteries 2019,5, 23 9 of 17
cost assessments focus on LIBs without specific details regarding its chemistry [
5
,
50
]; nevertheless,
we focus on a battery pack with NCA as active material. Battery manufacturers also tend to reduce
prices in order to attract investors to increase their production capacity [
5
], so the manufacturing cost
may not reflect the market price. Our estimate is in accordance or slightly lower than [
15
] for NCA,
even though they do not include profit margin, and calculate cost per kWh of usable energy.
Batteries 2018, 4, x FOR PEER REVIEW 9 of 17
Our pack cost estimate ranges between 147492 €/kWh (Figure 5), while the pack cost estimate
ranges from 171440 €/kWh for 2020 [2] (using the €/$ exchange rate on 5 November 2018). Most LIB
cost assessments focus on LIBs without specific details regarding its chemistry [5,50]; nevertheless,
we focus on a battery pack with NCA as active material. Battery manufacturers also tend to reduce
prices in order to attract investors to increase their production capacity [5], so the manufacturing cost
may not reflect the market price. Our estimate is in accordance or slightly lower than [15] for NCA,
even though they do not include profit margin, and calculate cost per kWh of usable energy.
When focusing on cell estimates, the cost of cylindrical cells is higher than prismatic cells, as
prismatic cells require less inactive material than cylindrical cells, on a per-kWh basis [12]. We
estimate the cost of the disassembled cylindrical cell to be between 134346 €/kWh, which is in
accordance with [12] for NCA 18650 cylindrical cells.
Our results show that the production volume has a high influence on the pack cost. According
to [51], 75% of the pack cost depends on the production volume. The variability due to the commodity
price is lower than the variability due to the production volume. The Pearson correlation coefficient
between the log of the production volume and the pack cost was 0.9721, and the Pearson correlation
coefficient between the active material price and the pack cost was 0.1562.
Figure 5. Cost of a 20-kWh pack manufactured in Korea for a range of NCA active material costs.
3.2. Environmental Impact
3.2.1. Contribution Analysis
The impact of our battery pack on CC, which was manufactured in an average capacity plant in
Korea, was at 71% driven by the cells (Figure 6). The high impact of the cells is common even for
other LIB chemistries [30,52,53]. In studies that focused on NCA batteries, the main contributors to
the impact of battery production on CC were the cell manufacturing energy, the NCA active material,
and aluminum [11,14], which is coherent with our findings.
Figure 5. Cost of a 20-kWh pack manufactured in Korea for a range of NCA active material costs.
When focusing on cell estimates, the cost of cylindrical cells is higher than prismatic cells,
as prismatic cells require less inactive material than cylindrical cells, on a per-kWh basis [
12
].
We estimate the cost of the disassembled cylindrical cell to be between 134–346
/kWh, which is
in accordance with [12] for NCA 18650 cylindrical cells.
Our results show that the production volume has a high influence on the pack cost. According
to [
51
], 75% of the pack cost depends on the production volume. The variability due to the commodity
price is lower than the variability due to the production volume. The Pearson correlation coefficient
between the log of the production volume and the pack cost was
0.9721, and the Pearson correlation
coefficient between the active material price and the pack cost was 0.1562.
3.2. Environmental Impact
3.2.1. Contribution Analysis
The impact of our battery pack on CC, which was manufactured in an average capacity plant
in Korea, was at 71% driven by the cells (Figure 6). The high impact of the cells is common even for
other LIB chemistries [
30
,
52
,
53
]. In studies that focused on NCA batteries, the main contributors to
the impact of battery production on CC were the cell manufacturing energy, the NCA active material,
and aluminum [11,14], which is coherent with our findings.
At the cell level, the manufacturing electricity, the cathode paste, and the cell container make up
most of the impact on CC. First of all, more than two-thirds of Korean electricity is produced thanks to
fossil fuels (hard coal and natural gas mainly) [
54
], which explains its impact on the GHG emissions.
Secondly, the cathode paste is the heaviest component of the cell (Table 1), and in the cathode paste,
nickel sulfate is the material that contributes more, but it is the first precursor in terms of mass content,
as the active material is LiNi0.8Co0.15 Al0.05O2.
The cylindrical metallic case consists of an iron–nickel alloy, and the electricity that is used for
its production drives the impact of that alloy. The cell container is an inactive component; therefore,
it would be interesting to reduce its impact. On a mass basis, can cell containers have higher impacts
Batteries 2019,5, 23 10 of 17
on CC, particulate matter formation and photochemical ozone formation than pouches [
55
]. Moreover,
the mass per battery pack of can containers is higher than the mass of pouches. The potential
thermal instability of NCA cells can explain the choice of cylindrical containers. Cylindrical containers
have a good mechanical stability, and the space between cells can be used for cooling purposes.
Pouch containers are lighter, and there is less void space in a pack containing pouches. Nevertheless,
the module packaging must bring the mechanical stability that the cells do not have. Also, in pouch
cells, swelling can be a problem due to gassing. Choosing cylindrical cells above pouch cells is an
example of a trade-off between environmental impacts and other criteria such as user safety.
Batteries 2018, 4, x FOR PEER REVIEW 10 of 17
Figure 6. Cradle-to-gate greenhouse gas (GHG) emissions of a pack manufactured in Korea in an
average capacity plant. BMS: battery management system.
At the cell level, the manufacturing electricity, the cathode paste, and the cell container make up
most of the impact on CC. First of all, more than two-thirds of Korean electricity is produced thanks
to fossil fuels (hard coal and natural gas mainly) [54], which explains its impact on the GHG
emissions. Secondly, the cathode paste is the heaviest component of the cell (Table 1), and in the
cathode paste, nickel sulfate is the material that contributes more, but it is the first precursor in terms
of mass content, as the active material is LiNi
0.8
Co
0.15
Al
0.05
O
2
.
The cylindrical metallic case consists of an ironnickel alloy, and the electricity that is used for
its production drives the impact of that alloy. The cell container is an inactive component; therefore,
it would be interesting to reduce its impact. On a mass basis, can cell containers have higher impacts
on CC, particulate matter formation and photochemical ozone formation than pouches [55].
Moreover, the mass per battery pack of can containers is higher than the mass of pouches. The
potential thermal instability of NCA cells can explain the choice of cylindrical containers. Cylindrical
containers have a good mechanical stability, and the space between cells can be used for cooling
purposes. Pouch containers are lighter, and there is less void space in a pack containing pouches.
Nevertheless, the module packaging must bring the mechanical stability that the cells do not have.
Also, in pouch cells, swelling can be a problem due to gassing. Choosing cylindrical cells above pouch
cells is an example of a trade-off between environmental impacts and other criteria such as user
safety.
The anode paste, the electrode substrates, the electrolyte, and the separators represent 45% of
the cell mass; however, their total environmental impact is below 8% of the cell impact. A unified
inventory that was used to compare several battery chemistries also shows that those components
are not relevant for the global warming potential [55].
A small quantity of aluminum is used in our cell, but the main material of the module and pack
housings is aluminum, which explains the impact of the module housing on CC. Aluminum
manufacturing is known to be an energy-intensive process. Note that Peters et al. [55] showed that
the module and pack housing modeled by Ellingsen et al. [30] had a significantly higher impact on
global warming potential than four other studies that are often used as a source of inventories for
battery LCA case studies. The reason provided by Peters and Weil is that aluminum is the basis
material for the housings.
The production GHG emissions of our battery pack, which was manufactured in an average
capacity plant in Korea, were 123 kg CO
2
eq/kWh. In the literature, there is more than a fivefold
variability in results, from 49 kg CO
2
eq/kWh [14] to 272 kg CO
2
eq/kWh [11] for NCA batteries. The
lowest value is obtained for the manufacturing of a solid-state NCA cell [14]. Ambrose et al. [11] used
0
20
40
60
80
100
120
140
kgCO2eq/kWh
Pack assembly
Cooling system
BMS
Module and pack housing
Cell manufacturing
Cell container
Separator
Electrolyte
Electrode substrates
Anode paste
Cathode paste
cells
Figure 6.
Cradle-to-gate greenhouse gas (GHG) emissions of a pack manufactured in Korea in an
average capacity plant. BMS: battery management system.
The anode paste, the electrode substrates, the electrolyte, and the separators represent 45% of
the cell mass; however, their total environmental impact is below 8% of the cell impact. A unified
inventory that was used to compare several battery chemistries also shows that those components are
not relevant for the global warming potential [55].
A small quantity of aluminum is used in our cell, but the main material of the module and
pack housings is aluminum, which explains the impact of the module housing on CC. Aluminum
manufacturing is known to be an energy-intensive process. Note that Peters et al. [
55
] showed that the
module and pack housing modeled by Ellingsen et al. [
30
] had a significantly higher impact on global
warming potential than four other studies that are often used as a source of inventories for battery
LCA case studies. The reason provided by Peters and Weil is that aluminum is the basis material for
the housings.
The production GHG emissions of our battery pack, which was manufactured in an average
capacity plant in Korea, were 123 kg CO
2
eq/kWh. In the literature, there is more than a fivefold
variability in results, from 49 kg CO
2
eq/kWh [
14
] to 272 kg CO
2
eq/kWh [
11
] for NCA batteries.
The lowest value is obtained for the manufacturing of a solid-state NCA cell [14]. Ambrose et al. [11]
used a probabilistic approach to evaluate the GHG emissions and obtain the highest values (between
252–272 kg CO2eq/kWh) for NCA battery manufacturing. Their batteries are manufactured with an
electricity mix emitting 810 g CO
2
eq/kWh (mean value of a log-normal distribution). The carbon
intensity of the Korean electricity mix that we used was 639 g CO
2
eq/kWh (Ecoinvent 3.4 dataset,
evaluated with the IPCC 2013 100a V1.03 characterization factors). Considering the contribution of the
electricity mix in our results, this may not be the only reason explaining the differences. Nevertheless,
they do not provide enough information on the modeling of the manufacturing to explain it. In [
11
],
Batteries 2019,5, 23 11 of 17
the cell manufacturing energy even represents ca. 80% of production emissions, while in our case,
it represents 35% in case the cells are manufactured in Korea. If the pack is manufactured in China
(carbon intensity of Ecoinvent Chinese electricity mix is 1.14 kg CO
2
eq/kWh, evaluated with the IPCC
2013 100a V1.03 characterization factors), the electricity for production emits 78% of CtG GHG.
3.2.2. Influence of the Manufacturing Country
For countries with electricity produced mainly from fossil fuels, the impact on CC of a pack is
mainly due to the electricity production (60% for a pack manufactured in China). On the other hand,
for countries with less carbon-intensive electricity production, materials contribute relatively more.
The cathode paste, the cell container, and the module housing emit 26.6%, 19.2%, and 18.8% of the
GHG respectively for a pack manufactured in Sweden. The electricity mix that is used to manufacture
the pack almost explains the differences between countries that is observed in Figure 7. The correlation
between the GHG emissions of the electricity mix and the pack manufacturing impact on CC is shown
by a linear regression (R
2
= 0.999696). The ratio between the carbon intensity of the Chinese and
Swedish electricity mix is almost 30. The Chinese electricity production is mainly based on hard coal,
while the Swedish electricity production is based on hydropower and nuclear energy. One of the
highest values in the literature (258 kg CO
2
eq/kWh) is obtained for a battery manufactured in Asia,
with an electricity mix carbon intensity of one kg CO2eq/kWh [13].
Batteries 2018, 4, x FOR PEER REVIEW 11 of 17
a probabilistic approach to evaluate the GHG emissions and obtain the highest values (between 252
272 kg CO2 eq/kWh) for NCA battery manufacturing. Their batteries are manufactured with an
electricity mix emitting 810 g CO2 eq/kWh (mean value of a log-normal distribution). The carbon
intensity of the Korean electricity mix that we used was 639 g CO2 eq/kWh (Ecoinvent 3.4 dataset,
evaluated with the IPCC 2013 100a V1.03 characterization factors). Considering the contribution of
the electricity mix in our results, this may not be the only reason explaining the differences.
Nevertheless, they do not provide enough information on the modeling of the manufacturing to
explain it. In [11], the cell manufacturing energy even represents ca. 80% of production emissions,
while in our case, it represents 35% in case the cells are manufactured in Korea. If the pack is
manufactured in China (carbon intensity of Ecoinvent Chinese electricity mix is 1.14 kg CO2 eq/kWh,
evaluated with the IPCC 2013 100a V1.03 characterization factors), the electricity for production emits
78% of CtG GHG.
3.2.2. Influence of the Manufacturing Country
For countries with electricity produced mainly from fossil fuels, the impact on CC of a pack is
mainly due to the electricity production (60% for a pack manufactured in China). On the other hand,
for countries with less carbon-intensive electricity production, materials contribute relatively more.
The cathode paste, the cell container, and the module housing emit 26.6%, 19.2%, and 18.8% of the
GHG respectively for a pack manufactured in Sweden. The electricity mix that is used to manufacture
the pack almost explains the differences between countries that is observed in Figure 7. The
correlation between the GHG emissions of the electricity mix and the pack manufacturing impact on
CC is shown by a linear regression (R² = 0.999696). The ratio between the carbon intensity of the
Chinese and Swedish electricity mix is almost 30. The Chinese electricity production is mainly based
on hard coal, while the Swedish electricity production is based on hydropower and nuclear energy.
One of the highest values in the literature (258 kg CO2 eq/kWh) is obtained for a battery manufactured
in Asia, with an electricity mix carbon intensity of one kg CO2 eq/kWh [13].
Figure 7. Greenhouse gas (GHG) emissions of a NCA pack manufactured in several countries.
3.2.3. Influence of the Production Volume
The previous sections only considered an average capacity plant where the manufacturing
energy is an average from the literature. However, the economies of scale also affect the
manufacturing energy. In the cost assessment, the energy cost is included in the variable overhead
costs. In this section, the energy consumption is assumed to be proportional to the variable overhead
costs. For the smallest factory considered, the energy to produce the cells is 34.1 kWh/kg cell, which
0
50
100
150
200
250
300
0 200 400 600 800 1000 1200
Battery impact on CC
(kgCO2eq/kWh)
Electricity mix impact on CC (gCO2eq/kWh)
China
Germany
France
Korea
Poland
Sweden
50% PV + 50% West
US
Literature range
Figure 7. Greenhouse gas (GHG) emissions of a NCA pack manufactured in several countries.
3.2.3. Influence of the Production Volume
The previous sections only considered an average capacity plant where the manufacturing energy
is an average from the literature. However, the economies of scale also affect the manufacturing
energy. In the cost assessment, the energy cost is included in the variable overhead costs. In this
section, the energy consumption is assumed to be proportional to the variable overhead costs. For the
smallest factory considered, the energy to produce the cells is 34.1 kWh/kg cell, which is above the
third quartile of the literature values. For the biggest factory considered, the energy to produce the
cell is 10.4 kWh/kg cell, which is between the median and the third quartile of the literature values.
A lower value will be used in Section 3.3.
Under this assumption, Table 4shows that the capacity of the manufacturing plant influences the
impact on the CC of the battery manufacturing. This is even more true for small production volumes.
The economies of scale are smaller for bigger plants. Doubling the plant capacity from 17.4 GWh per
year to 35 GWh per year only reduces the GHG emissions by 6%.
Batteries 2019,5, 23 12 of 17
Table 4.
GHG emissions of a NCA pack manufactured in Korea in plants of different sizes. CC:
climate change.
Annual Cell Production Volume (cells) 7×1071×1085×1081×1092×109
Impact on CC (kg CO2eq/kWh) 168 157 123 114 107
3.3. Eco-Efficiency
In this paper, eco-efficiency is presented as the simultaneous consideration of GHG emissions
and costs for the manufacturing of a pack. It is disclosed as a scatter plot that assigns the pack
manufacturing cost per kWh to the horizontal axis, and the impact on CC per kWh to the vertical axis
(see Figure 8). Figure 8shows that the production volume is a key parameter for manufacturing costs
and GHG emissions (green arrow). The manufacturing country is less important for cost, but explains
differences in GHG emissions (blue arrow). The influence of the production volume on GHG emissions
is higher for small factories and a highly carbon-intensive electricity mix. For a pack manufactured in
China, the GHG emissions can be divided by almost two if the production volume is multiplied by
almost 30. A pack manufactured in Sweden would only see its GHG emissions reduced by 5% in the
same production volume increase.
Batteries 2018, 4, x FOR PEER REVIEW 12 of 17
is above the third quartile of the literature values. For the biggest factory considered, the energy to
produce the cell is 10.4 kWh/kg cell, which is between the median and the third quartile of the
literature values. A lower value will be used in Section 0.
Under this assumption, Table 4 shows that the capacity of the manufacturing plant influences
the impact on the CC of the battery manufacturing. This is even more true for small production
volumes. The economies of scale are smaller for bigger plants. Doubling the plant capacity from 17.4
GWh per year to 35 GWh per year only reduces the GHG emissions by 6%.
Table 4. GHG emissions of a NCA pack manufactured in Korea in plants of different sizes. CC: climate
change.
Annual Cell Production Volume (cells) 7 × 10
7
1 × 10
8
5 × 10
8
1 × 10
9
2 × 10
9
Impact on CC (kg CO
2
eq/kWh) 168 157 123 114 107
3.3. Eco-Efficiency
In this paper, eco-efficiency is presented as the simultaneous consideration of GHG emissions
and costs for the manufacturing of a pack. It is disclosed as a scatter plot that assigns the pack
manufacturing cost per kWh to the horizontal axis, and the impact on CC per kWh to the vertical axis
(see Figure 8). Figure 8 shows that the production volume is a key parameter for manufacturing costs
and GHG emissions (green arrow). The manufacturing country is less important for cost, but explains
differences in GHG emissions (blue arrow). The influence of the production volume on GHG
emissions is higher for small factories and a highly carbon-intensive electricity mix. For a pack
manufactured in China, the GHG emissions can be divided by almost two if the production volume
is multiplied by almost 30. A pack manufactured in Sweden would only see its GHG emissions
reduced by 5% in the same production volume increase.
Batteries can then be grouped in four clusters, as indicated by the four quadrants found in Figure
8. Improving the eco-efficiency of a battery is achieved by targeting the lower left quadrant. In upper
quadrants, manufacturing countries are those with an electricity mix with a higher share of fossil
fuels (carbon intensity above 200 g CO
2
eq/kWh). Right quadrants contain batteries manufactured in
a factory with a small production capacity. The effect of the location seems to decrease for higher
production volumes (left quadrants).
Figure 8. Manufacturing eco-efficiency of a NCA battery pack for electric vehicles (EVs) (circles are
for small production volume, triangles are for high production volume, empty symbols are for
minimum energy consumption, crosses are for high production volume with a minimum energy
consumption and a higher energy density).
0
50
100
150
200
250
0 100 200 300 400 500 600
Manufacturing GHG emissions (kg
CO2eq/kWh)
Pack manufacturing cost (€/kWh)
Germany
France
Korea
Poland
Sweden
China
US (PV)
Production volume
increase
Process
optimization or less
carbon intensive
electricity mix
Energy
density
increase
Figure 8.
Manufacturing eco-efficiency of a NCA battery pack for electric vehicles (EVs) (circles are for
small production volume, triangles are for high production volume, empty symbols are for minimum
energy consumption, crosses are for high production volume with a minimum energy consumption
and a higher energy density).
Batteries can then be grouped in four clusters, as indicated by the four quadrants found in Figure 8.
Improving the eco-efficiency of a battery is achieved by targeting the lower left quadrant. In upper
quadrants, manufacturing countries are those with an electricity mix with a higher share of fossil
fuels (carbon intensity above 200 g CO
2
eq/kWh). Right quadrants contain batteries manufactured
in a factory with a small production capacity. The effect of the location seems to decrease for higher
production volumes (left quadrants).
In Section 2.2, the high variability in the literature of the energy consumption for manufacturing
was mentioned. The lowest value found in [
31
] can be considered an optimized production process,
which is 36 times lower than the average value. This value leads to reduced differences in GHG
emissions between countries (between 80.3–83.2 kg CO
2
eq/kWh). Therefore, optimizing the
Batteries 2019,5, 23 13 of 17
production process is another way to reach the lower left quadrant for factories that are located
in countries with an electricity mix based on fossil fuels (blue arrow).
The amount of waste could also be reduced to optimize the process. Reducing the amount of
waste would allow reducing the amount of the primary material purchase. This reduction involves
reductions in costs and GHG emissions. This reduction could be substantial, as materials contribute to
72% and 65% of costs and GHG emissions, respectively, for a pack manufactured in Korea in an average
plant. Wastes are generated during all of the processing steps, including during the cell formation
cycles and charge retention tests where complete cells are rejected. There are 1% defective cells in the
model featured in [
56
], but the figure for the BatPac model is 5%. Therefore, the total cell yield could be
improved. The component with the lowest yield is the current collectors. The electrode-slitting yield is
92% for both of the current collectors, but the aluminum and copper foils could be recycled. Slurry
coating is the second-least efficient step. Improving this step and reducing electrode paste waste is
a possibility to improve the eco-efficiency, considering that the cathode paste is the component that
contributes the most to cell cost and GHG emissions.
The future battery pack (cross in Figure 8) is a pack with 260 Wh/kg of energy density, which was
manufactured in a high-capacity factory with an optimized process (lower energy consumption for
manufacturing). This increased energy density decreases both costs and GHG emissions (orange
arrow), and also decreases the differences between manufacturing countries (between 39.5–41.4 kg
CO
2
eq/kWh). The GHG emissions of this future battery pack are below the lowest value in the
literature for NCA battery packs.
It is considered that the limit of 100 $/kWh (88
/kWh using the
/$ exchange rate from 5
November 2018) should be reached for the BEVs to be cost-competitive with the ICEVs [
3
]. For the
eco-efficiency to be satisfactory, the battery cost target is below 88
/kWh, which is not achieved
yet by the modeled battery pack. From the economic point of view, the eco-efficiency should be
improved. From the environmental point of view, the impact of the battery pack with a doubled energy
density is below the lowest literature value [
14
] for the NCA chemistry. As a consequence, a high
energy density battery pack manufactured in a high-capacity factory, with an optimized process or
low carbon-intensive electricity mix is needed to reach a good eco-efficiency, at least when considering
environmental performances.
Whether for the cost or the GHG emissions, the cathode active material is a significant contributor.
Hence, we can wonder if other cathode materials and/or recycled materials could also improve
eco-efficiency, but this is out of the scope of this paper. There is a cost benefit in recycling batteries,
if the value of the recovered materials is approximated by the virgin material price and if the waste
stream is composed of NMC batteries (Nickel Manganese Cobalt) [
57
]. However, estimating recycling
costs and GHG emissions is not straightforward; as recycling at a large scale is not taking place yet,
it is subject to uncertainties.
The use stage may be a large part of costs [
58
] and GHG emissions [
59
]. Therefore, it would be
interesting to put previous results within the perspective of broader system boundaries. Taking the use
stage into consideration requires taking into consideration all the efficiencies that are involved in the
vehicle consumption: the charger, the battery charge and discharge, the power electronics, the motor,
and the transmission. The use stage electricity consumption is dependent on many factors (including
driver behavior), and modeling it for an LCA brings several questions. One of them is a question on
allocating the vehicle electricity consumption. Should it all be allocated to the battery pack, or only
part of it?
It seems evident that the electricity mix that is used for charging needs to have a low carbon
intensity to decrease the GHG emissions of the battery life cycle, as the carbon intensity of the electricity
mix explains 70% of the variability of results for EV LCA in the literature [
59
]. Nevertheless, the costs
of renewable energies are different than the costs of fossil fuel-based electricity [
60
], and charging
the battery with offshore wind turbines may for instance be more expensive than charging it with
Batteries 2019,5, 23 14 of 17
combined cycle gas turbines. There may be a trade-off between the GHG emissions and the cost that
could be assessed in a future study.
The eco-efficiency of the modeled battery is almost satisfactory, as the GHG emissions are
below the lowest literature value, but the cost is above the 100 $/kWh target. To check whether
the eco-efficiency is completely satisfactory, the system boundaries should be broaden to include the
full powertrain to allow a comparison with a conventional powertrain.
Supplementary Materials:
The following are available online at http://www.mdpi.com/2313-0105/5/1/23/
s1, Table S1: Inventory for the manufacturing of a pack manufactured in Korea, Table S2: Inventory for the
manufacturing of cells in Korea, Table S3: Inventory for the manufacturing of the cathode paste, Table S4:
Inventory for the manufacturing of the cathode active material, Table S5: Inventory for the manufacturing of NCA
precursor, Table S1: Inventory for the manufacturing of the anode paste.
Author Contributions:
Conceptualization, M.P.; Investigation, M.P. and G.A.; Supervision, M.M. and J.V.M.;
Writing—original draft, M.P., G.A. and E.A.; Writing—review & editing, M.M.
Funding:
This project has received funding from the European Union’s Horizon 2020 research and innovation
program under grant agreements no 769935.
Batteries 2018, 4, x FOR PEER REVIEW 14 of 17
charging the battery with offshore wind turbines may for instance be more expensive than charging
it with combined cycle gas turbines. There may be a trade-off between the GHG emissions and the
cost that could be assessed in a future study.
The eco-efficiency of the modeled battery is almost satisfactory, as the GHG emissions are below
the lowest literature value, but the cost is above the 100 $/kWh target. To check whether the eco-
efficiency is completely satisfactory, the system boundaries should be broaden to include the full
powertrain to allow a comparison with a conventional powertrain.
Supplementary Materials: The following are available online at www.mdpi.com/xxx/s1, Table S1: Inventory for
the manufacturing of a pack manufactured in Korea, Table S2: Inventory for the manufacturing of cells in Korea,
Table S3: Inventory for the manufacturing of the cathode paste, Table S4: Inventory for the manufacturing of the
cathode active material, Table S5: Inventory for the manufacturing of NCA precursor, Table S1: Inventory for
the manufacturing of the anode paste.
Author Contributions: Conceptualization, M.P.; Investigation, M.P. and G.A.; Supervision, M.M. and J.V. M.;
Writing—original draft, M.P., G.A. and E.A.; Writing—review & editing, M.M.
Funding: This project has received funding from the European Union’s Horizon 2020 research and
innovation program under grant agreements no 769935.
Acknowledgments: We acknowledge Flanders Make for the support to our research group.
Conflicts of Interest: The authors declare no conflict of interest.
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2019 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access
article distributed under the terms and conditions of the Creative Commons Attribution
(CC BY) license (http://creativecommons.org/licenses/by/4.0/).
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One possibility for electrification of road transport consists of battery electric vehicles in combination with carbon-free sources of electricity. It is highly likely that lithium-ion batteries will provide the basis for this development. In the present paper, we use a recently developed, semi-quantitative assessment scheme to evaluate the relative supply risks associated with the elements used in the functional materials of six different lithium-ion battery types. Eleven different indicators in four supply risk categories are applied to each element; the weighting of the indicators is determined by external experts within the framework of an Analytic Hierarchy Process. The range of supply risk values on the elemental level is distinctly narrower than in our previous work on photovoltaic materials. The highest values are obtained for lithium and cobalt; the lowest for aluminium and titanium. Copper, iron, nickel, carbon (graphite), manganese and phosphorous form the middle group. We then carry out the assessment of the six battery types, to give comparative supply risks at the technology level. For this purpose the elemental supply risk values are aggregated using four different methods. Due to the small spread at the elemental level the supply risk values in all four aggregation methods also lie in a narrow range. Removing lithium, aluminium and phosphorous from the analysis, which are present in all types of battery, improves the situation. For aggregation with the simple arithmetic mean, an uncertainty analysis shows that only lithium-iron phosphate has a measurably lower supply risk compared to the other battery types. For the “cost-share” aggregation using seven elements, lithium cobalt oxide has a substantially higher supply risk than most other types.
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//***** SUPP. INFO and INVENTORY DATA for import available on ZENODO: https://doi.org/10.5281/zenodo.4574576 ******// Numerous studies exist on the environmental impact of Li-Ion battery (LIB) production. Nevertheless, these studies use different impact assessment methods and different approaches for modelling key aspects like energy demand for cell manufacturing or the composition of the cell package. Since the outcomes of the studies are highly sensitive on these aspects, a direct comparison of the corresponding results is not possible. However, a robust comparative analysis would be of high interest for evaluating the actual environmental performance of different alternative battery chemistries. Based on a review of existing LCA studies on LIB production, the corresponding discrepancies in the modelling of these key aspects are pointed out and their impact on the outcomes of the underlying studies is highlighted. The existing primary life cycle inventory data (LCI) for the principle LIB chemistries are then recompiled and common average values implemented for the identified key parameters. In this way, the environmental impacts associated with the production of different battery chemistries are assessed on a common base. This provides an improved comparability between studies and allows for a tentative technology benchmarking of different Li-Ion battery chemistries. It can be observed that the different assumptions and modelling approaches for the mentioned key aspects can have a stronger impact on the final results than the battery chemistry itself. Especially the approach for modelling the cell manufacturing energy demand, but also for the electrode binder and the battery management system influence the results significantly. Thus, putting existing LCA studies on a common base is essential for battery technology benchmarking and avoids erroneous conclusions when comparing the environmental impacts associated with the production of different Li-Ion battery chemistries.
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A circular economy (CE)-inspired waste management hierarchy was proposed for end-of-life (EOL) lithium-ion batteries (LIBs) from electric vehicles (EVs). Life cycle eco-efficiency metrics were then applied to evaluate potential environmental and economic trade-offs that may result from managing 1,000 end-of-life EV battery packs in the United States according to this CE hierarchy. Results indicate that if technology and markets support reuse of LIBs in used EVs, the net benefit would be 200,000 megajoules of recouped cumulative energy demand, which is equivalent to avoiding the production of 11 new EV battery packs (18 kilowatt-hours each). However, these benefits are magnified almost tenfold when retired EV LIBs are cascaded in a second use for stationary energy storage, thereby replacing the need to produce and use less-efficient lead-acid batteries. Reuse and cascaded use can also provide EV owners and the utility sector with cost savings, although the magnitude of future economic benefits is uncertain, given that future prices of battery systems are still unknown. In spite of these benefits, waste policies do not currently emphasize CE strategies like reuse and cascaded use for batteries. Though loop-closing LIB recycling provides valuable metal recovery, it can prove nonprofitable if high recycling costs persist. Although much attention has been placed on landfill disposal bans for batteries, results actually indicate that direct and cascaded reuse, followed by recycling, can together reduce eco-toxicity burdens to a much greater degree than landfill bans alone. Findings underscore the importance of life cycle and eco-efficiency analysis to understand at what point in a CE hierarchy the greatest environmental benefits are accrued and identify policies and mechanisms to increase feasibility of the proposed system.