Article

Higher angular momentum band inversions in two dimensions

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Abstract

We study a special class of topological phase transitions in two dimensions described by the inversion of bands with relative angular momentum higher than 1. A band inversion of this kind, which is protected by rotation symmetry, separates the trivial insulator from a Chern insulating phase with higher Chern number, and thus generalizes the quantum Hall transition described by a Dirac fermion. Higher angular momentum band inversions are of special interest, as the nonvanishing density of states at the transition can give rise to interesting many-body effects. Here we introduce a series of minimal lattice models which realize higher angular momentum band inversions. We then consider the effect of interactions, focusing on the possibility of electron-hole exciton condensation, which breaks rotational symmetry. An analysis of the excitonic insulator mean field theory further reveals that the ground state of the Chern insulating phase with higher Chern number has the structure of a multicomponent integer quantum Hall state. We conclude by generalizing the notion of higher angular momentum band inversions to the class of time-reversal invariant systems, following the scheme of Bernevig-Hughes-Zhang (BHZ). Such band inversions can be viewed as transitions to a topological insulator protected by rotation and inversion symmetry, and provide a promising venue for realizing correlated topological phases such as fractional topological insulators.

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... The condition m > 1 requires additional symmetry to forbid smaller m. For example, m = 3 could arise due the inversion of s and f states in a crystal with C 6 rotational symmetry [29]. ...
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We survey various quantized bulk physical observables in two- and three-dimensional topological band insulators invariant under translational symmetry and crystallographic point group symmetries (PGS). In two-dimensional insulators, we show that: (i) the Chern number of a CnC_n-invariant insulator can be determined, up to a multiple of n, by evaluating the eigenvalues of symmetry operators at high-symmetry points in the Brillouin zone; (ii) the Chern number of a CnC_n-invariant insulator is also determined, up to a multiple of n, by the CnC_n eigenvalue of the Slater determinant of a noninteracting many-body system and (iii) the Chern number vanishes in insulators with dihedral point groups DnD_n, and the quantized electric polarization is a topological invariant for these insulators. In three-dimensional insulators, we show that: (i) only insulators with point groups CnC_n, CnhC_{nh} and SnS_n PGS can have nonzero 3D quantum Hall coefficient and (ii) only insulators with improper rotation symmetries can have quantized magnetoelectric polarization P3P_3 in the term P3EBP_3\mathbf{E}\cdot\mathbf{B}, the axion term in the electrodynamics of the insulator (medium).
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A large number of recent works point to the emergence of intriguing analogs of fractional quantum Hall states in lattice models due to effective interactions in nearly flat bands with Chern number C=1. Here, we provide an intuitive and efficient construction of almost dispersionless bands with higher Chern numbers. Inspired by the physics of quantum Hall multilayers and pyrochlore-based transition-metal oxides, we study a tight-binding model describing spin-orbit coupled electrons in N parallel kagome layers connected by apical sites forming N-1 intermediate triangular layers (as in the pyrochlore lattice). For each N, we find finite regions in parameter space giving a virtually flat band with C=N. We analytically express the states within these topological bands in terms of single-layer states and thereby explicitly demonstrate that the C=N wave functions have an appealing structure in which layer index and translations in reciprocal space are intricately coupled. This provides a promising arena for new collective states of matter.
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We point out the possibility of nearly flat band with Chern number C=2 on the dice lattice in a simple nearest-neighbor tightbinding model. This lattice can be naturally formed by three adjacent (111) layers of cubic lattice, which may be realized in certain thin films or artificial heterostructures, such as SrTiO3_3/SrIrO3_3/SrTiO3_3 trilayer heterostructure grown along (111) direction. The flatness of two bands is protected by the bipartite nature of the lattice. Including the Rashba spin-orbit coupling on nearest-neighbor bonds separate the flat bands with others but maintains their flatness. Repulsive interaction will drive spontaneous ferromagnetism on the Kramer pair of flat bands and split them into two nearly flat bands with Chern number C=±2C=\pm 2. We thus propose that this may be a route to quantum anomalous Hall effect and further conjecture that partial filling of the C=2 band may realize exotic fractional quantum Hall effects.
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We study translationally-invariant insulators with inversion symmetry that fall outside the established classification of topological insulators. These insulators are not required to have gapless boundary modes in the energy spectrum. However, they do exhibit protected modes in the entanglement spectrum localized on the cut between two entangled regions. Their entanglement entropy cannot be made to vanish adiabatically, and hence the insulators can be called topological. There is a direct connection between the inversion eigenvalues of the band structure and the mid-gap states in the entanglement spectrum. The classification of protected entanglement levels is given by an integer nZn\in Z, which is the difference between the negative inversion eigenvalues at inversion symmetric points in the Brillouin zone, taken in sets of two. When the Hamiltonian describes a Chern insulator or a non-trivial T-invariant topological insulator, the entanglement spectrum exhibits spectral flow. If the Chern number is zero for the former, or T is broken in the latter, the entanglement spectrum does \emph{not} have spectral flow, but, depending on the inversion eigenvalues, can still have protected midgap bands. Although spectral flow is broken, the mid-gap entanglement bands cannot be adiabatically removed, and the insulator is `topological.' In 1D, we establish a link between the product of the inversion eigenvalues of all occupied bands at all inversion momenta and charge polarization. In 2D, we prove a link between the product of the inversion eigenvalues and the parity of the Chern number. In 3D, we find a topological constraint on the product of the inversion eigenvalues indicating that some 3D materials are topological metals, and we show the link between the inversion eigenvalues and the 3D Quantum Hall Effect and the magnetoelectric polarization in the absence of T-symmetry.
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Topological insulators are new states of quantum matter which can not be adiabatically connected to conventional insulators and semiconductors. They are characterized by a full insulating gap in the bulk and gapless edge or surface states which are protected by time-reversal symmetry. These topological materials have been theoretically predicted and experimentally observed in a variety of systems, including HgTe quantum wells, BiSb alloys, and Bi2_2Te3_3 and Bi2_2Se3_3 crystals. We review theoretical models, materials properties and experimental results on two-dimensional and three-dimensional topological insulators, and discuss both the topological band theory and the topological field theory. Topological superconductors have a full pairing gap in the bulk and gapless surface states consisting of Majorana fermions. We review the theory of topological superconductors in close analogy to the theory of topological insulators.
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We introduce and analyze a class of model systems to study transitions in the integer quantum Hall effect (IQHE). Even without disorder our model exhibits an IQHE transition as a control parameter is varied. We find that the transition is in the two-dimensional Ising universality class and compute all associated exponents and critical transport properties. The fixed point has time-reversal, particle-hole, and parity invariance. We then consider the effect of quenched disorder on the IQHE transition and find the following. (i) Randomness in the control parameter (which breaks all the above symmetries) translates into bond randomness in the Ising model and is hence marginally irrelevant. The transition may equally well be viewed as a quantum percolation of edge states localized on equipotentials. The absence of random-phase factors for the edge states is responsible for the nongeneric (Ising) critical properties. (ii) For a random magnetic field (which preserves particle-hole symmetry in every realization) the model exhibits an exactly solvable fixed line, described in terms of a product of a Luttinger liquid and an SU(n) spin chain. While exponents vary continuously along the fixed line, the longitudinal conductivity is constant due to a general conformal sum rule for Kac-Moody algebras (derived here), and is computed exactly. We also obtain a closed expression for the extended zero-energy wave function for every realization of disorder and compute its exact multifractal spectrum f(α) and the exponents of all participation ratios. One point on the fixed line corresponds to a recently proposed model by Gade and Wegner. (iii) The model in the presence of a random on-site potential scales to a strong disorder regime, which is argued to be described by a symplectic nonlinear-sigma-model fixed point. (iv) We find a plausible global phase diagram in which all forms of disorder are simultaneously considered. In this generic case, the presence of random-phase factors in the edge-state description indicates that the transition is described by a Chalker-Coddington model, with a so far analytically inaccessible fixed point.
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A two-dimensional condensed-matter lattice model is presented which exhibits a nonzero quantization of the Hall conductance sigmaxy in the absence of an external magnetic field. Massless fermions without spectral doubling ccur at critical values of the model parameters, and exhibit the so-called ``parity anomaly'' of (2+1)-dimensional field theories.
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The control of intrinsic anomalous Hall effect (AHE) in metallic ferromagnets by Berry phases was described. The Berry phases, which is a Fermi liquid property, is found to be accumulated by adiabatic motion of quasiparticles on the Fermi surface. It was found that in the absence of BCS pairing processes, breakdown of extra conservation laws occurred only through nonadiabatic impurity or surface scattering. The addition of quasiparticle Berry phases as a topological ingredient to the Landau Fermi-liquid theory was proposed, in the presence of broken inversion or time-reversal symmetry.
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We study the effects of spin orbit interactions on the low energy electronic structure of a single plane of graphene. We find that in an experimentally accessible low temperature regime the symmetry allowed spin orbit potential converts graphene from an ideal two-dimensional semimetallic state to a quantum spin Hall insulator. This novel electronic state of matter is gapped in the bulk and supports the transport of spin and charge in gapless edge states that propagate at the sample boundaries. The edge states are nonchiral, but they are insensitive to disorder because their directionality is correlated with spin. The spin and charge conductances in these edge states are calculated and the effects of temperature, chemical potential, Rashba coupling, disorder, and symmetry breaking fields are discussed.
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The quantum Hall liquid is a novel state of matter with profound emergent properties such as fractional charge and statistics. The existence of the quantum Hall effect requires breaking of the time reversal symmetry caused by an external magnetic field. In this work, we predict a quantized spin Hall effect in the absence of any magnetic field, where the intrinsic spin Hall conductance is quantized in units of 2(e/4pi). The degenerate quantum Landau levels are created by the spin-orbit coupling in conventional semiconductors in the presence of a strain gradient. This new state of matter has many profound correlated properties described by a topological field theory.