Thesis

Integrating human health, ecology and built environment design: A Gardens Intervention case study with an informal slum community in the Peruvian Amazon

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Abstract

This dissertation investigates the intertwined relationship between the built environment and human and ecological health. The project developed and implemented a collaborative action approach to explore the potential for transdisciplinary urban ecological design interventions to be creative, effective, resource efficient and sustainable strategies to relieve burdens of disease, improve degraded urban environments, and address social inequities. The research explored the context of slum communities – places having harsh human, environmental and ecological health conditions. Using an applied Transdisciplinary Action Research (TDAR) approach to investigation, the team conducted a design-build-research project that implemented household and community gardens with residents of the informal floating slum community of Claverito in Iquitos, Peru and measured changes in human and ecological health over one year. This project tested the incorporation of health research into design practice, community design interventions as part of health initiatives, and deep community engagement to maximize impact. This dissertation presents the research in three manuscripts in preparation for publication: 1) Assessing social-ecological health conditions in a Latin American slum community, 2) Human and ecological health outcomes of a Gardens Intervention in a Latin American slum community, 3) Using Transdisciplinary Action Research (TDAR) and a Gardens Intervention project to target human and ecological health issues in an urban slum community. Outcomes of this research include: a) the development of a Community Social-Ecological Assessment Framework for gathering human-species-environment data in slum communities, applied to Claverito; b) analysis of the modification of the TDAR framework to target human and ecological health issues in Claverito and include a participatory design approach; c) results of the human and ecological health assessment after the Gardens Intervention: positive trend in land pollution and biodiversity of plants (change in H’ = 15.48 and 1-D = .73), birds (change in H’ = 15.48 and 1-D = .07), and butterflies (change in H’ = .51 and 1-D = .01), significant positive changes in community beautification (p <.001), social relationships (p <.001), injuries and falls (p <.001), access to medicine (p <.001), self grown medicinal plants (p <.001), food security (p <.001), and mental wellbeing (p =.02), with household beautification not statistically significant (p = .53) and a slight decline in biodiversity of amphibians (change in H’ = .09 and 1-D = -.02); d) results of the Design Impact Assessment: residents perceived the Gardens Intervention to have meaningful positive change across all indicators of land pollution, environment, beautification, social wellbeing, medicine security, food security and mental wellbeing; and e) outcomes of the Design Sustainability Assessment: positive indication of project sustainability and stewardship in Claverito across indicators of financial investment, emotional investment, durability and use, ownership, economics and education.

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... Adicionalmente, estos entornos pueden ser indicadores tanto de la salud humana como ecológica, pues en ellos están impresos los hábitos culturales, las condiciones socioeconómicas, los procesos naturales y el comportamiento de los organismos vivos a lo largo de la historia. Son como cápsulas de tiempo y códigos de barras que expresan la buena o mala salud de sus habitantes (11) . ...
... A pesar del creciente interés en estos nuevos diseños, los arquitectos paisajistas y otros diseñadores del entorno construido no reciben capacitación en su formación académica para entender y abordar los problemas de salud en las comunidades y rara vez trabajan en proyectos que evalúan las condiciones de salud para comprender los impactos de su trabajo y aumentar el conocimiento profesional de su campo (11) . De manera similar, los modelos de salud contemporáneos a menudo ignoran las dimensiones ecológicas de la salud humana, y los profesionales de la salud y ecología no reciben capacitación en su formación académica para interactuar con las comunidades y comprender cómo se pueden rediseñar el entorno y/o ambiente físico para maximizar los beneficios para la salud (25) . ...
... Fuente: Gráfico elaborado sobre la base de la definición de «Una Salud» propuesta por King, et al. (11) Simposio: Una salud • Ha producido un gran volumen de evidencias científicas para muchas disciplinas simultáneamente y en un plazo relativamente corto. • Ha creado oportunidades para la interacción de disciplinas que usualmente no están relacionadas. ...
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RESUMEN Este artículo hace breve referencia a los antecedentes del concepto de "Una Salud" en el contexto mundial y peruano, y la forma como esta perspectiva holística de salud sirvió de fundamento para la creación del Centro de Investigaciones, Tecnológicas, Biomédicas y Medioambientales (CITBM) en la Universidad Nacional Mayor de San Marcos. Seguidamente, describe el proyecto InterACTION Labs, una de las experiencias que usa el enfoque de "Una Salud", liderado por el CITBM, la Universidad de Washington y Traction, esta última una organización no gubernamental enfocada en el diseño e investigación en salud y ecología. InterACTION Labs es un programa de diseño e investigación-acción transdisciplinaria (TDAR, por sus siglas en inglés) que se desarrolla en "Claverito", una comunidad flotante en la ciudad de Iquitos en la Amazonía peruana, y que se sustenta en la hipótesis de que el entorno construido es determinante de la salud, tanto del ser humano como de otras especies (aves, reptiles, plantas, etc.). También, discute el concepto de entorno construido en relación a la teoría y práctica de la salud pública, la arquitectura paisajista, la epidemiología y otros campos de la salud y del medio ambiente. Finalmente, reflexiona en los logros y desafíos del proyecto que comenzó en 2015, y describe el plan de trabajo para los próximos años, en los que se propone extender el programa y el uso del enfoque de "Una Salud" para promover la salud humana, ecológica y ambiental en el Perú y otras partes del mundo.
... Since 2015, an interdisciplinary team of Peruvian and United States researchers has worked with an informal floating slum community called Claverito, located in Iquitos, Peru on the Itaya River, a tributary floodplain of the Amazon River ( Figure 1). The program, called InterACTION Labs, has focused on using targeted interventions to the built environment in order to improve health outcomes for the community (Alarcón et al., 2018;Andrews, 2018;Andrews et al., 2022;Bachman, 2020;Conery, 2019). Notably, the program found the potential pathogen burden of water upon which the 280 community members live is large, reaching 7,700 Escherichia coli colony-forming units (CFU) per 100 mL of river water ( Figure 5). ...
... In Claverito, when the community is floating on water, interaction with the river is unavoidable. Therefore, it is not surprising that over 80% of adults and children in the community were diagnosed with at least one parasitic infection with 42% of these collected stools categorized as soft to watery (Andrews, 2018;Bachman, 2020). ...
Article
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Floating communities exist throughout the world. Many live on water with a high pathogen load due to difficulties associated with sewage management. In Claverito, an informal floating community in Iquitos, Peru, we conducted a controlled experiment to test the ability of water hyacinth (Eichhornia crassipes) to remove Escherichia coli from water. When river E. coli concentrations were at or below ∼1,500 CFU 100 mL⁻¹, water hyacinth reduced shallow concentrations (8 cm depth) down to levels deemed safe by U.S. EPA for recreational use. Above this threshold, plants were able to reduce E. coli levels within shallow water, but not down to “safe” levels. At deeper depths (>25 cm), there was evidence that plants increased E. coli concentrations. Water hyacinth removed E. coli from shallow water by providing a surface (i.e., submerged roots) onto which E. coli sorbed and by protecting organisms that can potentially consume E. coli. Unfortunately, because of root association, the total E. coli load within the water column was greater with water hyacinth present. The use of water hyacinth to keep surface water around floating communities low in E. coli could be beneficial as this is the water layer with which people most likely interact. Aquatic vegetation naturally proliferates in and around Claverito. While this study was based on curating aquatic plants in order to achieve a water‐quality outcome, it nonetheless supports concrete actions for Claverito residents under non‐curated conditions, which are outlined at the end of the manuscript.
... is not surprising that over 80% of adults and children in the community were diagnosed with at 543 least one parasitic infection with 42% of these collected stools categorized as soft to diarrhea 544 (Andrews, 2018;Bachman, 2020). 545 546 ...
... In Claverito, 541 when the community is floating on water, interacting with the river is unavoidable. Therefore, it 542 is not surprising that over 80% of adults and children in the community were diagnosed with at 543 least one parasitic infection with 42% of these collected stools categorized as soft to diarrhea 544 (Andrews, 2018;Bachman, 2020). 545 546 ...
Preprint
Floating communities exist throughout the world. Many live on water with a high pathogen load due to difficulties associated with sewage management. In Claverito, an informal floating community in Iquitos, Peru, we conducted a controlled experiment to test the ability of water hyacinth (Eichhornia crassipes) to remove Escherichia coli from water. When river E. coli concentrations were at or below ~1500 CFU 100 mL-1, water hyacinth reduced shallow concentrations (8-cm depth) down to levels deemed safe by U.S. EPA for recreational use. Above this threshold, plants were able to reduce E. coli levels within shallow water, but not down to “safe” levels. At deeper depths (>25 cm), there was evidence that plants increased E. coli concentrations. Water hyacinth removed E. coli from shallow water by providing a surface (i.e., submerged roots) onto which pathogens sorbed and by protecting organisms that consume E. coli. Unfortunately, because of root association, the total E. coli load within the water column was greater with water hyacinth present, and results hinted that the plants’ protective environment also harbored parasites. The use of water hyacinth to keep surface water around floating communities low in E. coli could be beneficial as this is the water layer with which people most likely interact. Aquatic vegetation naturally proliferates in and around Claverito. While this study was based on curating aquatic plants in order to achieve a water-quality outcome, it nonetheless supports concrete actions for Claverito residents under non-curated conditions, which are outlined at the end of the manuscript.
... It is the same water where people bathe, wash clothes and dishes, recreate, and, sometimes, obtain food and water for consumption. As such, people in these floating communities regularly suffer from diarrheal illnesses caused by sewage-related pathogens (Andrews, 2018;Pandey et al., 2014). Located in Peru, there is a community that has a similar scenario to our study area, called the Claverito community, which does not have access to drinking water, sanitation, and waste management, among other infrastructures and improved conditions (Bachman, 2020). ...
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This investigation addressed the environment where residents of the Lago do Catalão Community live in the municipality of Iranduba, in the state of Amazonas, from the sustainability perspective. The justification is that it is in a floodplain, subject to the Solimões River's seasonality since it is a completely floating community. In this sense, this work presents possible sustainable measures that can be applied in this community. We used the observation method to analyze sustainable activities in the community and their implications for the implementation of ecological actions, investigating the reason for failures in conducting ecological movements in the community so that sustainable practice options could be suggested for residents, considering that the community is a crossroads for tourist routes. The steps of the method were a) collecting data about the community, b) conducting dialogues with the community representative, c) identifying the main difficulties in implementing sustainable projects, d) analyzing these difficulties, and e) designing solutions capable of overcoming these difficulties. The results showed that a) an experimental structure for a dry toilet in the community was created and approved, b) a river water treatment system for domestic consumption was proposed, c) another proposal was the implementation of Handy Pod systems to filter wastewater and c) the implementation of aquatic macrophytes was suggested for phytoremediation of the area. The conclusion shows that the waters are the primary source of life for everyone in the community; as they get their food from them, through them, they move around, and around them, their lives revolve and constantly adapt to their reality. Therefore, caring for and preserving rivers and lakes is necessary. Each Lago do Catalão community resident is aware of their responsibility towards their environment.
... Floating structures are built on the Amazon River floodplains, and these have become home for many immigrants. Due to such precarious housing and poor environmental conditions, residents of these communities experience chronic illnesses, vector-borne and infectious diseases, exposure to severe storms and flooding, and lack of water, sanitary infrastructure, and access to food [11]. In 2017, a collaborative group from the University of Washington (School of Dentistry, Department of Civil and Environmental Engineering, Department of Environmental and Occupational Health, Department of Global Health, Department of Landscape Architecture, Department of Neurology, and School of Nursing) partnered with the Centro de Investigaciones Tecnológicas Biomédicas y Medioambientales, the Universidad Nacional de la Amazonía Peruana, and the Instituto Nacional de Salud in Peru and developed a transdisciplinary action research program, InterACTION Labs, to gather baseline health data and design and implement built environment improvement projects aimed at advancing the health, community strength, and future development of residents of one of these informal river communities-the Community of Claverito [12,13]. ...
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Aims: Increasing evidence supports a relationship between poor oral health and growth in children. Our objective was to assess the association between the presence of dental caries and anthropometric measurements of children residing in Claverito, a floating slum community in the Peruvian Amazon. Methods: For this cross-sectional study, presence of caries was assessed using dmft/DMFT (decayed, missing, filled teeth) scores and the SiC Index (mean dmft/DMFT of one-third of the study group with the highest caries score). Anthropometric categories for age-sex-specific z-scores for height and weight were calculated based on WHO standardized procedures and definitions. The association between SiC (measured by dmft/DMFT) and anthropometric measures was estimated using unadjusted and adjusted multivariable linear regression models. Critical value was established at 5%. Results: Our study population consisted of 67 children between the ages of 1 and 18 years old. Mean age was 9.5 years old (SD: 4.5), and the majority were female (52.2%). Almost all had dental caries (97.0%) and the mean dmft/DMFT score was 7.2 (SD: 4.7). The SiC Index of this population was 9.0. After adjusting for confounding variables, participants who had permanent dentition with the highest dmft/DMFT levels had statistically significant decreased height-for-age z-scores (HAZ) (p=0.04). Conclusions: We found an inverse linear association between SiC Index and height-for-age z-scores (HAZ) among children living in poverty in a floating Amazonian community in Peru. Children from under-resourced communities, like floating slums, are at high risk for oral disease possibly negatively impacting their growth and development.
... Floating structures are built on the Amazon River floodplains, and these have become home for many immigrants. Due to such precarious housing and poor environmental conditions, residents of these communities experience chronic illnesses, vector-borne and infectious diseases, exposure to severe storms and flooding, and lack of water, sanitary infrastructure, and access to food [11]. In 2017, a collaborative group from the University of Washington (School of Dentistry, Department of Civil and Environmental Engineering, Department of Environmental and Occupational Health, Department of Global Health, Department of Landscape Architecture, Department of Neurology, and School of Nursing) partnered with the Centro de Investigaciones Tecnológicas Biomédicas y Medioambientales, the Universidad Nacional de la Amazonía Peruana, and the Instituto Nacional de Salud in Peru and developed a transdisciplinary action research program, InterACTION Labs, to gather baseline health data and design and implement built environment improvement projects aimed at advancing the health, community strength, and future development of residents of one of these informal river communities-the Community of Claverito [12,13]. ...
Article
Abstracto Antecedentes: las enfermedades bucodentales se encuentran entre las enfermedades no transmisibles más prevalentes en todo el mundo y afectan de manera desproporcionada a las poblaciones vulnerables. La Comunidad de Claverito es una de las muchas comunidades urbanas flotantes informales ubicadas en el río Amazonas en Perú. Objetivos: Evaluar el estado de salud dental del niño y el cuidador (DHS) y medir las asociaciones entre el DHS del niño y la calidad de vida del niño y la familia en la comunidad informal de Claverito. Métodos: La DHS, medida por los dientes cariados y obturados (DFT / dft), se registró para 66 niños y 35 cuidadores utilizando el formulario de Evaluación Oral de la OMS. La calidad de vida relacionada con la salud bucal se midió mediante el Cuestionario de percepción de los padres y cuidadores (P-CPQ). El impacto familiar de los trastornos bucales infantiles se midió mediante la Escala de impacto familiar (FIS). Se utilizaron estadísticas descriptivas, correlaciones y análisis de regresión para evaluar las asociaciones entre las puntuaciones DFT / dft, P-CPQ y FIS (p <0,05). Hallazgos: La mayoría de los niños evaluados eran mujeres (52%) con una edad media de 9,4 años (DE ± 4,4). La prevalencia de caries dental infantil no tratada fue del 97%. Las puntuaciones medias de DFT / dft del niño y del cuidador fueron 6,8 (DE ± 4,5) y 8,7 (DE ± 13,3), respectivamente. La media total de P-CPQ y las puntuaciones totales de FIS fueron 33,4 y 12,5, respectivamente. Se observó una asociación positiva significativa entre las puntuaciones de DFT / dft de los niños y las puntuaciones totales de FIS (p <0,01). También se observaron asociaciones significativas entre las puntuaciones de DFT / dft del niño y la edad del cuidador (p <0,01) y las puntuaciones de DFT / dft del niño y las puntuaciones de DFT del cuidador (p <0,01). Conclusiones: Los niños y sus cuidadores residentes en la Comunidad de Claverito presentaron altos niveles de caries dental. La caries dental no tratada de los niños se asoció tanto con la calidad de vida de la familia como con la caries dental no tratada de los cuidadores. Se necesita más investigación sobre cómo mejorar la disponibilidad y el acceso a los servicios de salud bucal tiene el potencial de beneficiar la salud de los residentes de comunidades informales como la de Claverito. Copyright: © 2021 El autor (es).
... Floating structures are built on the Amazon River floodplains, and these have become home for many immigrants. Due to such precarious housing and poor environmental conditions, residents of these communities experience chronic illnesses, vector-borne and infectious diseases, exposure to severe storms and flooding, and lack of water, sanitary infrastructure, and access to food [11]. In 2017, a collaborative group from the University of Washington (School of Dentistry, Department of Civil and Environmental Engineering, Department of Environmental and Occupational Health, Department of Global Health, Department of Landscape Architecture, Department of Neurology, and School of Nursing) partnered with the Centro de Investigaciones Tecnológicas Biomédicas y Medioambientales, the Universidad Nacional de la Amazonía Peruana, and the Instituto Nacional de Salud in Peru and developed a transdisciplinary action research program, InterACTION Labs, to gather baseline health data and design and implement built environment improvement projects aimed at advancing the health, community strength, and future development of residents of one of these informal river communities-the Community of Claverito [12,13]. ...
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Background: Oral diseases are among the most prevalent non-communicable diseases worldwide, disproportionally affecting vulnerable populations. The Community of Claverito is one of many informal urban floating communities located on the Amazon River in Peru. Objectives: To assess child and caregiver dental health status (DHS) and to measure the associations between child DHS and child and family quality of life in the informal Community of Claverito. Methods: DHS, as measured by decayed and filled teeth (DFT/dft), was recorded for 66 children and 35 caregivers using the WHO Oral Assessment form. Oral health-related quality of life was measured using the Parental-Caregiver Perceptions Questionnaire (P-CPQ). The family impact of child oral disorders was measured using the Family Impact Scale (FIS). Descriptive statistics, correlations, and regression analyses were used to evaluate the associations between DFT/dft, P-CPQ, and FIS scores (p < 0.05). Findings: The majority of children assessed were female (52%) with a mean age of 9.4 years (SD ± 4.4). The prevalence of untreated child dental caries was 97%. The child and caregiver's mean DFT/dft scores were 6.8 (SD ± 4.5) and 8.7 (SD ± 13.3), respectively. Mean total P-CPQ and total FIS scores were 33.4 and 12.5, respectively. A significant positive association was observed between child DFT/dft scores and total FIS scores (p < 0.01). Significant associations were also observed between child DFT/dft scores and caregiver age (p < 0.01) and child DFT/dft scores and caregiver DFT scores (p < 0.01). Conclusions: Children and their caregivers living in the Community of Claverito exhibited high levels of dental caries. Children's untreated dental caries were associated with both family's quality of life and caregivers' untreated dental caries. Further research is needed on how improving availability and access to oral health services have the potential to benefit the health of residents of informal communities like the one of Claverito.
... Hence, they claim that health models frequently ignore ecological dimensions of human health and disease, and that the professionals are not trained to engaging with communities in order to understand the ability of the environments health benefits maximization. Likewise, Andrews (2018) points out professionals of the built environment, health sciences and ecology fields recognizing those limitations and calling for collaborative approaches across disciplines and stakeholders. This coincides with the earlier theory of health ecology. ...
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Public health services, as a preventive aspect of health care, are essential for the sustainability of the entire health care system. However, the context of public health services, which focus is primarily on prevention, is not a common setting when measuring the efficiency within nonparametric evidence-based approach. The aim of this study is to measure the efficiency of the financial performance of organizational units of the public health institute in Croatia, the Health Ecology Department in particular, during the period 2016–2018 using data envelopment analysis. Among the many reasons behind choosing this nonparametric method is the fact that it identifies the sources of inefficiency and specifies the directions and magnitudes of improvements required. Two input-oriented models – CCR under constant and BCC under variable returns-to-scale assumption – are employed for evaluating three types of efficiency – technical, pure technical and scale efficiency. Two hypotheses are examined and empirically confirmed: first, that there is significant between-unit variability in financial performance, and second, that investments are the major source of inefficiency among the observed indicators. The results have additionally revealed that the mentioned differences are less pronounced in the case of pure technical efficiency, implying that the overall inefficiency of the Health Ecology Department units can be generally attributed to scale efficiency. Besides, only three out of twelve department units are considered efficient. The implications of the research results are aimed at further research and testing the efficiency of the entire network of public health institutes, as well as to provide policy makers with new insights when considering different modes of organizing and delivering public health services.
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