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The Impact of School Infrastructure on Learning : A Synthesis of the Evidence

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This book focuses on how school facilities can affect children’s learning outcomes, identifying parameters that can inform the design, implementation, and supervision of future educational infrastructure projects. It reflects on aspects for which the evidence could be strengthened, and identifies areas for further exploratory work. https://openknowledge.worldbank.org/handle/10986/30920
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INTERNATIONAL DEVELOPMENT IN FOCUS
The Impact of School
Infrastructure on Learning
A Synthesis of the Evidence
Peter Barrett, Alberto Treves,
Tigran Shmis, Diego Ambasz, and Maria Ustinova
The Impact of School
Infrastructure on Learning
A Synthesis of the Evidence
INTERNATIONAL DEVELOPMENT IN FOCUS
Peter Barrett, Alberto Treves,
Tigran Shmis, Diego Ambasz, and Maria Ustinova
© 2019 International Bank for Reconstruction and Development / The World Bank
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Attribution—Please cite the work as follows: Barrett, Peter, Alberto Treves, Tigran Shmis, Diego Ambasz,
and Maria Ustinova. 2019. The Impact of School Infrastructure on Learning: A Synthesis of the Evidence.
International Development in Focus. Washington, DC: World Bank. doi:10.1596/978-1-4648-1378-8
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ISBN: 978-1-4648-1378-8
DOI: 10.1596/978-1-4648-1378-8
Cover photo: @Tigran Shmis, Central Space of Aurora School, Espoo, Finland. Used with the permission
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Cover design: Debra Naylor / Naylor Design Inc.
 iii
Contents
Preface v
Acknowledgments vii
About the Authors ix
Executive Summary xi
Abbreviations xv
CHAPTER 1: Introduction 1
Context 1
Methodology 2
References 3
CHAPTER 2: Access to Education Infrastructure 5
Introduction 5
Optimal size of schools 5
Class size and density 6
Learning spaces and educational technology 8
Implications for equity 9
Summary 10
Notes 11
References 11
CHAPTER 3: Safe and Healthy School Buildings 13
Introduction 13
Impact on pupils 13
Impact on teachers 14
Scale of the problem 15
Equity implications 15
The dynamics at play 16
Summary 17
References 18
CHAPTER 4: Baseline Conditions for Learning 21
Introduction 21
Evidence for the impact of particular factors on learning 22
Evidence of holistic impact of school spaces on learning 23
Summary 28
Notes 29
References 29
iv | THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
CHAPTER 5: Links between School Design and Pedagogy and
Community 33
Introduction 33
Pedagogy and space 33
Improving schools and increasing community wellbeing 36
Summary 38
Notes 39
References 39
CHAPTER 6: The Process of Effective Planning and
Implementation 41
The need for dialogue 41
The need for ambition 42
The need for inspiration 43
The need for a long-term, holistic perspective 43
Summary 44
Notes 45
References 45
CHAPTER 7: Summary and Conclusions 47
Summary 47
Implications for future practice 49
Implications for future research 50
Conclusions 51
Reference 51
Box
3.1 OECD earthquake seismic safety recommendations 14
Figures
1.1 Learning environments for better educational outcomes 2
4.1 Contribution of each classroom measure 26
5.1 Learning interactions: Teacher, spaces, and pedagogy 35
Tables
4.1 Summary of literature reviews on the impact of school
buildings on learning 22
4.2 Classroom characteristics that increase pupils’ ability to learn 28
 v
Governments and societies around the world strive to improve their education
systems and ensure that all children and youths have the opportunity to go to
school and acquire the knowledge and skills they need to lead healthy and pro-
ductive lives. Key inputs to the education system, such as curricula, teachers, and
education infrastructure, help to improve the quality of education.
The quality of education infrastructure, specifically its appropriate educa-
tional planning and design with a focus on child development, has been widely
discussed in recent years. The Sustainable Development Goals1, which are
defined by the United Nations and scope the development agenda for all coun-
tries in the world, require countries to “build and upgrade education facilities
that are child, disability and gender sensitive, and provide safe, non-violent,
inclusive, and effective learning environments for all.” Many stakeholders
around the world are seeking evidence on how various learning settings may
positively or negatively affect child development. The Inter-American
Development Bank (IDB), Organisation for Economic Co-operation and
Development (OECD), United Nations Educational, Scientific and Cultural
Organization (UNESCO), Council of Europe Development Bank (CEB), and the
World Bank are doing analytical work to answer the question of how to design
schools that are efficient, inclusive, and conducive to learning. Moreover, the
World Bank and other international financial institutions have large and diverse
investment portfolios on school infrastructure in different parts of the world,
amounting to billions of United States dollars. Therefore, there is a need for more
evidence on the effectiveness of these educational infrastructure investments.
The potential benefits of improving the spaces where education is provided can
be sizeable, including energy savings, safer and healthier environments for chil-
dren, and better learning outcomes.
Recent studies have shown that students’ performance is enhanced in schools
with better physical learning environments. As this report will show, the empir-
ical argument for investing in learning environment is strong. Furthermore,
although causal evidence on this topic is scarce, there is a growing number of
non-experimental studies—many of them compiled here—that indicate that
investments in quality school infrastructure are strongly associated with
Preface
vi | THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
improved learning outcomes even after controlling for students’ socioeconomic
background and other relevant covariates. New technologies and emerging
pedagogical practices have created new requirements for educational buildings.
As a result, new approaches to building learning environments must be devel-
oped that both create better spaces for children and increase the efficiency of
investments in educational infrastructure.
The planning of good learning spaces is a discipline that combines different
sciences and that requires the involvement of all users of these spaces—teachers,
parents, and children—in the decision-making process for infrastructure devel-
opment. Policymakers could do more to include these groups in the envisioning,
coordination, and planning of specific infrastructure projects.
The evidence base related to the impact of learning environments on aca-
demic outcomes is gradually growing across the world. Many studies are cur-
rently ongoing or are planned in various countries. We present this report as a
contribution to the international dialogue on learning environments and as an
input to the World Bank’s educational infrastructure projects. The report con-
sists of a thorough review of various studies of how physical school design affects
the health, safety, and learning processes of children. The report’s findings may
be a useful input into project preparation in different countries, and we hope
that it will stimulate greater collaboration on education topics among the vari-
ous expert teams within the World Bank Group. However, our most important
goal in initiating the preparation of this report was to identify the “unknowns” in
terms of maximizing the efficiency of learning environments and to provide a
foundation for a rigorous research program in this promising area.
NOTE
1. See https://www.un.org/sustainabledevelopment/sustainable-development-goals/ for
more information.
 vii
The principal authors of this report are Peter Barrett and Alberto Treves. The
report involved the conceptualization, review, and editing of the text carried
out by a team of World Bank staff that included Diego Ambasz, Senior
Education Specialist; Tigran Shmis, Senior Education Specialist; and Maria
Ustinova, Education Consultant. The report team expresses their particular
thanks to the peer reviewers of this report: Toby Linden, Practice Manager,
Education Global Practice, East Asia and Pacific Region; and Michael Trucano,
Senior Education and Technology Policy Specialist.
Guidance and support were provided by Cristian Aedo Inostroza, Practice
Manager, Education Global Practice, South Asia Region; and Harry Anthony
Patrinos, Practice Manager, Education Global Practice, Europe and Central Asia.
The most important role in the conceptual thinking behind this note and in
the idea to publish this paper was played by the clients and partners of the World
Bank in Argentina, Belarus, Peru, Romania, the Russian Federation, Serbia, and
Uruguay. The commitment to education and the interest in creating better
spaces for children demonstrated by our partners in these countries sparked
many ideas in the team and eventually led us to sharing this knowledge and
experience with other countries and the global community.
Special thanks to the editor Fiona Mackintosh for copyediting the report.
The document also benefitted from discussions with and guidance from
Mary Filardo, Executive Director, 21st Century School Fund.
Finally, special thanks to the World Bank Publishing Program.
Acknowledgments
 ix
Diego Ambasz is a Senior Education Specialist in the Education Global Practice
at the World Bank. He leads several education projects in Latin America and in
Europe and Central Asia. In addition, he contributes with technical assistance
for projects in other regions of the world. Prior to joining the World Bank in
2003, he held senior analytical and management positions in Argentina’s public
administration. His teaching experience in public policy included professor
positions at the Santa Fe Catholic University in Argentina, San Martin National
University in Peru, and Rosario National University in Argentina.
Ambasz is a PhD candidate in education at San Andres University in
Argentina. He received an MA in economics and public policy from Di Tella
University in Argentina. He has published several articles and papers on
education and innovation policy. He is the coauthor of “Technology and
Competitiveness in the MERCOSUR: Thoughts on the Development of a
Pending Agenda.
Peter Barrett is a past President of the United Nations-established International
Council for Research and Innovation in Building and Construction. He is
Emeritus Professor of management in property and construction at Salford
University in the United Kingdom and honorary Research Fellow in the
Department of Education at Oxford University. Barrett is an International
Advisor to the Organisation for Economic Co-operation and Development and
the U.S.-based Academy of Neuroscience for Architecture and the American
Institute of Architects.
More recently, Barrett has researched the theme of senses, brain, and spaces
with an interest in school design and achieving optimal learning spaces. His
findings have, for the first time, isolated the significant scale of the influence of
physical classroom design on variations in pupils’ learning.
He also provides strategic consultancy on optimizing the impact of school
buildings on learning for the Norwegian Education Directorate, the World
Bank in Romania, and for the Girls’ Day School Trust and the Haberdashers’
Aske’s Boys’ School in the United Kingdom, among others.
About the Authors
x | THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
Tigran Shmis, a Senior Education Specialist, holds an undergraduate degree in
computer science and economics education. He completed postgraduate study
in information and communications technology and holds a PhD in education
from the Russian Academy of Education. He later completed an MEd in educa-
tion and educational policy at the Moscow branch of the University of Manchester.
Shmis worked under educational projects in Belarus, Kazakhstan, Peru,
Romania, the Russian Federation, and Serbia. Among those projects are the
Yakutia Early Childhood Development (ECD) Project, Russian Education Aid
for Development, and the Belarus Education Modernization Project. He also
contributed technical assistance to the Safer Schools Development Project in
Peru. He delivered several cooperation programs to the OECD Centre for
Effective Learning Environments and the Early Childhood Education and Care
networks, and to United Nations Educational, Scientific and Cultural
Organization. Shmis leads work on innovative learning environments, ECD
quality initiatives, and capacity building of the Russian Federation in interna-
tional development aid in education.
Alberto Treves is a School-Building Specialist with more than 1,000 projects
completed in the Americas, Africa, the Middle East, and Eastern Europe. He spe-
cializes in the early steps of the process, having created master plans, written
design manuals and specifications, developed school designs, and advised gov-
ernments and private institutions on capital improvement projects. He holds a
master’s degree in architecture from the University of Buenos Aires, and a certif-
icate in educational facilities planning from the University of California, and he
is a member of the Council of Educational Facility Planners International.
Treves has worked in many countries, and current and recent clients include
the World Bank, Inter-American Development Bank, African Development Bank,
United States Agency for International Development, Millennium Challenge
Corporation, United Nations Educational, Scientific and Cultural Organization,
Centro Regional de Construcciones Escolares para América Latina and other pres-
tigious organizations.
Maria Ustinova is a Consultant at the World Bank office in Moscow, where she
supports technical assistance and lending projects in the fields of education and
social protection.
She also serves as an Associated Researcher at the Urban Health Games
Research Group, which is part of the Architecture Department at the Technical
University of Darmstadt, Germany. She contributes to research projects that
investigate how urban planning and design influence human health and
wellbeing, particularly focusing on school learning environments.
Ustinova holds double master’s degrees in international cooperation and
urban development from Darmstadt University of Technology, Germany, and
University of Rome Tor Vergata, Italy.
 xi
Executive Summary
BACKGROUND
The aim of this report is to review current research studies on how school infra-
structure affects children’s learning outcomes and to identify key parameters
that can inform the design, implementation, and supervision of future
educationalinfrastructure projects. At the same time, this document also aims to
identify areas where the evidence is currently less strong and where there is the
potential for the further exploratory work.
School infrastructure constitutes a large component of the World Bank’s edu-
cation investment projects. The Bank’s World Development Report 2018 titled
“Learning to Realize Education’s Promise” stresses the importance of making
schools work for all learners and focuses on the need to ensure the high quality
of education. The report emphasizes the need to guarantee the efficient use of
public resources in delivering the maximum benefits of education to all
children.
To ensure that investments in school infrastructure achieve the maximum
positive impact on learning, this report suggests that a comprehensive set of
questions needs answers:
Do all children actually have access to a place at school?
Do the school buildings provide a safe and healthy environment?
Are the existing learning spaces optimally designed for learning?
Does the design of the school foster current pedagogy and community
engagement?
How can the school infrastructure be designed to evolve sustainably over the
longer term?
This report brings together the key findings from studies of international
practice as a first step towards finding optimal solutions to the issues raised by
these questions and maximizing the benefits of school infrastructure.
xii | THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
ACCESS TO SAFE AND HEALTHY SCHOOL PLACES
We found that providing access not only to school places but also to spaces that
are safe and healthy positively affects pupils’ academic outcomes.
Chapter 2 of this report describes the key conditions for maximizing effective
access to school places. This involves schools that are: locally distributed to
maintain reasonable travel to school distances; relatively small; with relatively
small classes and relatively low density of classroom occupancy; utilized for a
reasonable school day length; and with optimal scheduling within the spaces to
release capacity to maximize educational benefits.
In chapter 3, we present the evidence in support of schools that are soundly
built to withstand natural disasters, that provide basic services and opportuni-
ties for outside play, and have good indoor environmental quality. These factors
positively contribute to pupils actually attending and remaining healthy in
school and, in the case of teachers, staying in their profession. Very often school
buildings fall short in these respects, and when they do, the most disadvantaged
pupils are often those who suffer most.
BETTER SPACES FOR LEARNING
Evidence presented in chapter 4 of this report shows that the physical character-
istics of learning spaces have a significant impact on educational progress. The
impact has been estimated to explain on the order of 16 percent of the variation
in pupils’ learning (Barrett et al. 2015a).
The review team found that the following all positively contribute to pupils’
progress in learning:
Good “natural” conditions such as lighting, air quality, temperature control,
acoustics, and links to nature
Age-appropriate learning spaces that offer flexible learning opportunities
that pupils can adapt and personalize
Connections between learning spaces that are easy to navigate and that may
provide additional learning opportunities
A level of ambient stimulation using color and visual complexity
Schools that are designed from the inside out (classroom to school) so that
each space meets the needs of its inhabitants
Designs that take into account local climatic and cultural conditions.
Drawing back from the detail in this area, it does make intuitive sense that to
learn in a good physical environment should not be uncomfortable, alienating,
chaotic, or boring. The evidence indicates that there is potential for many
existing schools to be upgraded very economically and for new schools to be
designed in ways that facilitate the learning imperative.
MAXIMIZING THE BENEFITS OF PEDAGOGY AND THE
SCHOOL-COMMUNITY REL ATIONSHIP
In order to maximize the positive impacts of school infrastructure investments,
there is emerging evidence that the “fit” between the physical layout of a school
Executive Summary | xiii
and pedagogical practice is important. There are also persuasive arguments that
engaging a wide range of stakeholders can increase the value of the education
being delivered.
Chapter 5 of this report emphasizes that the physical layout of schools can
reflect the dynamic of pedagogical practice, either by creating new schools or by
adapting existing schools to make them more spatially flexible so that over the
long term they can support rather than impede the desired developments in
pedagogical practice. This chapter also discusses the possible major benefits to
be gained by taking the local community into account when designing and plan-
ning school infrastructure, although the evidence for these gains is not well
developed as yet.
Chapter 6 emphasizes that the implementation of school infrastructure proj-
ects should ideally be based on an ongoing dialogue among multiple stakehold-
ers in order to reap the full benefits of these projects in terms of learning
outcomes. This dialogue should continue over the long term to encompass ongo-
ing changes in demography and pedagogy.
IMPLICATIONS FOR FUTURE PRACTICE
Having a better shared understanding of how the design of school infrastructure
affects educational outcomes is very useful for those doing education sector
work. The evidence presented in this report shows that a wider range of salient
factors can be addressed for the same amount of expenditure. This will make it
possible to develop better projects and to meet the specific needs of the children
and teachers in question, with positive impacts for educational outcomes. It will
increase the efficiency of the resources invested in school infrastructure projects
and will lead to more effective cooperation between the different specialists
involved in the development of school infrastructure.
IMPLICATIONS FOR FUTURE RESEARCH
The range of issues covered in this report is based on the best evidence available
at the time of the study. There is much to build on immediately, but further
research would be valuable in the following areas:
In relation to spaces that are conducive to learning (see chapter 4), there is
strong evidence from studies in OECD countries about which factors are crit-
ical for achieving positive learning outcomes. However, further studies are
needed to explore what kinds of spaces are best for learning in different
climates and cultures.
Cross-cultural, comparative impact evaluation studies would be valuable to
explore the issue of the optimal provision of places through the choice of
school disposition and size.
The evidence for the importance of safe and healthy schools to promote
learning is strong, but investigations are urgently needed into how to make
this happen effectively in the context of existing country-level regulations.
Case studies are showing the importance of matching the chosen peda-
gogy to the space arrangement, but large-scale research will be needed to
confirm this.
xiv | THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
There are persuasive arguments in favor of the contention that involving the
whole range of stakeholders in all of the different stages of school planning
has a positive effect on outcomes, but comparative case studies are needed to
further explore this area.
Technology has an important role to play in education, but the technologies
chosen need to be appropriate for each specific school pedagogical approach
and learning environment. Therefore, more research needs to be done to
align the use of technology with the needs of schools, including not only
learning spaces but also school planning and construction as well.
There is also a need to generate evidence from infrastructure projects imple-
mented in different contexts: from low to upper middle-income countries as
well as from schools in different geographical locations, and with students
from different cultural backgrounds.
We hope that this report will support those working in educational facilities
by giving them a better understanding of the value of better school facilities in
improving educational quality and extending the reach of the education system.
We also see this work as a good start in the direction of further research on how
to increase investments in educational infrastructure in ways that will overcome
current challenges and reap all of the potential benefits, particularly those
related to learning.
REFERENCE
Barrett, P., Y. Zhang, F. Davies, and L. Barrett. 2015a. Clever Classrooms: Summary Report of
the HEAD Project, University of Salford: Salford.
 xv
AQ air quality
BSF Building Schools for the Future
CSR Classroom Size Reduction
HEAD Holistic Evidence and Design
IDB Inter-American Development Bank
IEQ indoor environmental quality
NAEP National Assessment of Educational Progress
OCZ outside their comfort zone
OECD Organisation for Economic Co-operation and Development
PPP public-private partnerships
SEN special educational needs
STAR Student Teacher Achievement Research
WDR World Development Report
Abbreviations
1
Introduction
CONTEXT
The positive benefits associated with creating an educated population are
spelled out in the latest World Bank’s World Development Report (WDR)
entitled “Learning to Realize Education’s Promise” (World Bank 2018). The
report is built on the notion that education is a fundamental way to achieve
development and growth. Thus, it is essential to design educational infra-
structure in such a way as to maximize the accessibility and effectiveness of
the education being delivered. The WDR also emphasized that the potential
of education can only be realized if education policies are evidence-based
and well-targeted and if the whole system is designed to foster high-quality
learning.
The WDR stresses that the recent expansion of education does not guarantee
the immediate achievement of important learning outcomes so more attention
must be paid to measuring and improving the quality of learning. It also argues
for the importance of developing the skills of both pupils and teachers to enable
them to meet the demand for teachers in the future. This emphasis on future-
orientated skills is in keeping with the Organisation for Economic Co-operation
and Development’s (OECD) learner-centered principles (Dumont, Istance, and
Benavides 2010).
This report shows the evidence presented in different studies on the relation-
ship between school infrastructure and academic outcomes.
In the first instance, several key questions need to be addressed:
First, do all children actually have access to a place at school?
Second, do the school buildings provide a safe and healthy environment?
Third, are the learning spaces optimally designed for learning?
Fourth, does the school’s design facilitate pedagogy and community
engagement?
Fifth, how can the school infrastructure be developed in a sustainable way?
1
2|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
Policymakers and planners need to consider all five of these questions together
in searching for optimal design solutions for school infrastructure investments.
The following sections of the report will address each of these issues in turn and
then draw overall conclusions.
METHODOLOGY
To prepare this report, the authors extensively reviewed 129 publications
devoted to the built environment of schools, education policy, and the learning
process, including academic articles, research reports, books, and monographs.
The narrative is organized in a format of a critical review, which provides an
opportunity to “take stock [and] provide a launch pad for a new phase” of learn-
ing environments research by drawing material from diverse sources and tradi-
tions (Grant and Booth 2009). This has been achieved by a thorough analysis and
synthesis of the information, leading to a set of propositions developed by the
authors. The main selection criteria for the literature was to choose sources that
derived knowledge from sound empirical evidence.
The findings were categorized and discussed according to the following
dimensions, presented in the figure 1.1:
The accessibility of the school
Safety and health
Optimal spaces for learning
Synergy with the pedagogy and community
The effective implementation of the school project.
Figure 1.1 shows the structure of the analysis in this report. A set of aspira-
tions for schools (at the bottom of the diagram) generates a range of practical
imperatives (at the top) and the text between summarizes the salient issues to be
considered, for which the authors have identified evidence in the literature.
Each section of this review relates to one of these dimensions.
FIGURE 1.1
Learning environments for better educational outcomes
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• Naturalness
• Individualization
• Appropriate stimulation
• Structurally stable
• Water-tight
• Basic amenities
• Secure
• Supply = demand
• No. of place
s
• Travel
• Dialogue around context
• Ambitious
• Inspired
• Long-term / holistic
• Fit with pedagogy
• Educational improvement
• Community links
Introduction|3
The field of educational facilities infrastructure draws on many disciplines,
starting from architectural design and ergonomics and proceeding to education
policy and pedagogy. Therefore, it was necessary to form an interdisciplinary
review team. This team consisted of one school design practitioner with wide
international experience and one academic researcher who specialized in the
impact of school infrastructure on learning. This made the review process more
robust and provided routes to two different, but complementary “libraries” of
evidence built up over time. It also afforded the opportunity to explore and
triangulate these perspectives around the emerging themes.
The following review is focused only on primary and secondary educational
institutions, mostly situated in the United States, the United Kingdom, and
Western European countries. As is implicit in this methodological approach, this
report is not intended as an endpoint but as a starting point for further action.
Akey aspect of this is rooted in the fact that the great majority of the evidential
studies are from the developed world. Therefore, there is a need for further work
on exploring and testing the degree to which these essentially human-centric
findings will need to be adapted when applied elsewhere, particularly in the
developing world.
REFERENCES
Dumont, H., D. Istance, and F. Benavides, eds. 2010. The Nature of Learning: Using Reseach to
Inspire Practice. Educational Research and Innovation. Paris: OECD Publishing.
Grant M. J., and A. Booth. 2009. “A Typology of Reviews: An Analysis of 14 Review Types and
Associated Methodologies.Health Information and Libraries Journal 26: 91–108.
World Bank. 2018. World Development Report 2018: Learning to Realize Education’s Promise.
Washington, DC: World Bank. © World Bank. https://openknowledge.worldbank .org
/ handle/10986/28340 License: CC BY 3.0 IGO.
5
Access to Education
Infrastructure
INTRODUCTION
School planners have always wrestled with the question of how to create a school
(or a school system with buildings in different locations) that will best facilitate the
educational process. Although not impossible, it requires a very clear vision of the
current situation, of the expectations of all stakeholders, and the best possible path
to meet these expectations. From the facilities point of view, it is always necessary
to have some common quantitative denominators or parameters that will allow
planners to detect any anomalies in the existing school or system and designers to
come up with solutions that meet both current and long-term needs. Some of the
most important parameters are school size and class size. These will be considered
first in this section, followed by options for using space and issues of equity.
OPTIMAL SIZE OF SCHOOLS
For years in the USA the size of schools was mostly conditioned by an arguable
concept of economics that considered that the larger the school, the lower the cost
per student. An influential book written in 1959 by James Bryant Conant, (Conant
1959) President of Harvard University, called small high schools America’s num-
ber one education problem, and many very large high schools were built based on
the findings of that book. However, there is a lot of more recent evidence that small
schools yield better academic results. The landmark 2002 report “Dollars and
Sense: The Cost Effectiveness of Small Schools” (Bingler et al. 2002) examined
489 schools whose designs were submitted to design competitions between
1990and 2001 and concluded that small schools can be built and operated cost-
effectively according to a broad variety of measures.
The same study also mentioned that small schools are not effective solely by
virtue of being small but rather work best when they take advantage of being
small. The best small schools offer an environment where teachers, students,
and parents see themselves as part of a community and deal with issues of learn-
ing, diversity, governance, and building in a home-like learning place.
2
6|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
The study found the most common drawbacks of larger schools were:
Higher transportation costs
Higher administrative overheads
Lower graduation rates
Higher absenteeism
Higher rates of vandalism
Lower teacher satisfaction.
In 2001, the evaluation (American Institutes for Research, SRI International
2005) of grants program provided to small schools in New York City that aimed
to prepare low-income, African-American, and Hispanic youths for higher edu-
cation and the workplace, found that students in these schools had more positive
attitudes than students in more conventional schools. They felt more supported
by their teachers, and they were more interested in their school work. They also
had a 60 percent higher attendance rate than average, and students reported that
they planned not only to graduate from high school but to apply to college at
higher rates than students in other schools. A subsequent comparative, longitu-
dinal study in 2010 (Bloom, Levy, and Unterman 2010) of these “small schools”
in New York found that their pupils made academic progress that was signifi-
cantly ahead of the students in the control group, who were typically in bigger
and older schools. This effect was found in the first year of high school but con-
tinued right through to senior year, yielding greatly increased graduation rates.
Leithwood and Jantzi’s (Leithwood and Jantzi 2009) major 2009 literature
review on the question of school size looked back over 45 years of research but
focused especially on the previous nine years’ output. They concluded that
smaller schools contribute positively to student outcomes, including higher stu-
dent achievement, better attendance, higher graduation rates, and greater
engagement in extracurricular activities. They also strongly suggested that these
effects are more powerful in relation to disadvantaged children. Their conclu-
sions regarding school size were that elementary schools should be limited to
500 pupils or, if serving a high proportion of disadvantaged pupils, then a maxi-
mum of 300 pupils. Their equivalent figures for secondary schools were 1,000
and 600 pupils. This impact on the socially disadvantaged, and especially for
children with learning difficulties, was confirmed in a 2015 longitudinal study of
schools in North Carolina (Gershenson and Langbein 2015), even though these
schools were generally within the above size limits.
School size has geospatial implications. In a given geographical area, provid-
ing smaller schools means that they must be more locally distributed throughout
the area according to the density of demand for places. To the extent that this
reduces the distance that pupils have to travel to school, there can be real bene-
fits to this approach. It has been found that extended travel times to get to school
can have a range of negative effects on pupils and families, including the wasted
time spent in transit and the reduced opportunity for pupils to take part in after-
school activities or for their parents to engage with the school themselves.1
CLASS SIZE AND DENSITY
In Finland, which, according to the Program for International Student
Assessment (PISA), has one of the highest education scores in the world,
schools on average have only 195 students, with only 19 in each classroom
Access to Education Infrastructure|7
(Finnish National Board of Education 2016). The Ministry of Education’s
(Finnish Ministry of Education 2012) current thinking is that the potential of
each student should be maximized by providing students with strong educa-
tion guidance and by teaching them in small groups. This policy fosters a closer
relationship between teacher and students, students and students, and between
the community and the school and strengthens the commitment to education
from all stakeholders.
There is strong evidence from around the world about the benefits of smaller
classes, including better academic results (Blackmore et al. 2011; Brühwiler and
Blatchford 2011).
The Tennessee STAR (Student Teacher Achievement Research) (Finn
Krueger 2001) was carried out between 1985 and 1989. In this study, random
students from kindergarten to third grade were placed in either small classes or
large classes. The students in smaller classes, consisting of 13–17 students, scored
0.015 to 0.020 or about 5 percent higher than the students in the larger classes on
standardized tests in both math and reading. This was particularly significant for
students from kindergarten to third grade, and those benefits were carried on
into higher grades.
Using a slightly different methodology, a study published by the Los Angeles
Unified School District (Fidler 2001) showed that, with other parameters being
equal, the longer a student is taught in smaller classes, the higher his or her
achievement in reading and language. In general, larger gains were observed in
mathematics, except for those students with limited English proficiency.
California’s Classroom Size Reduction (CSR) Initiative of 1990, a state-wide
effort to reduce classroom size, has been reviewed by many authors. In 2005, Faith
Unlu from Princeton University (Unlu 2005) produced a study using data from the
National Assessment of Educational Progress (NAEP), which contains compara-
ble test scores prior to the program and afterwards for California and other states.
Using a larger set of data, Unlu concluded that the CSR initiative had had a positive
and significant influence on the achievement scores of California students. In par-
ticular, most specifications suggest that, between 1996 and 2000, California 4th
graders’ NAEP test scores in mathematics increased by between 0.2 and 0.3 of a
standard deviation compared to the increase for closely matched students who
were not included in the CSR initiative.
It has been suggested that to gain the full benefits of reduced class sizes and to
change teaching practices towards more child-centered education, classes need to
consist of 15–20 students (down from the 30 that is typical in the UK), but this can
be quite costly (The Education Endowment Foundation Toolkit 2017).
Another related issue is the density of students in the classroom. Many
researchers agree that overcrowded conditions hinder students’ academic per-
formance. A 1995 study of data collected by the New York Board of Education
(Rivera-Batiz and Marti 1995) from 213 teachers and 599 students indicated that
both teachers and students had expressed negative sentiments towards school
overcrowding such as being overwhelmed, discouraged, and often disgusted.
Many considered it to be the most serious issue facing the schools. The study also
found that these sentiments were particularly strong in schools with a high pro-
portion of students from low socioeconomic backgrounds where overcrowding
was strongly linked with lower achievement.
Reinforcing this point, a study using an experimental methodology (Griffitt
and Veitch 1971) demonstrated that uncomfortable environmental conditions
such as high temperatures, high noise levels, and overcrowding can cause
8|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
interpersonal disputes, hostility, and even violence, and this is also likely to be
the case in classrooms.
One limitation of these studies is the typical understanding of a school class-
room as fixed in space and a class as a defined number of students per one
teacher. Currently, many countries are moving towards making their learning
spaces and classes more flexible by piloting variable class sizes, team teaching,
and small group work among other variations. Introducing flexibility into learn-
ing spaces can make teaching more efficient and make better and more efficient
use of school facilities. There is a need for more research in this area, particularly
about the opportunities and risks that these developments create.
LEARNING SPACES AND EDUCATIONAL TECHNOLOGY
Various factors influence the number of seats that are effectively available in a
classroom, including technology and specific education programs, as well as
thebuilding’s layout and constraints. Usually across the world students in
kindergarten and the lower grades have a “home” classroom where they have
most of their activities. If they occasionally go elsewhere for music, art, or out-
side learning, they always return to their “home” classrooms. In higher grades,
the 9th grade and above, students often rotate between different subject class-
rooms, science laboratories, art workshops, library, and sport fields. In this case,
different groups of students will use classrooms on a fixed schedule just as they
use laboratories or music rooms. This rotation may make it possible for these
more specialist classrooms to be used more frequently and efficiently, which
could help to alleviate overcrowding situations in some schools. In many cases,
when space permits, the flexible arrangement of furniture and equipment within
spaces can also help students to acquire collaboration, teamwork, and other
interpersonal skills. This is certainly an aspect of the evidence on the impact of
“learning zones” (see “Evidence of Holistic Impact of School Spaces on Learning”
section in chapter 4). Thus, the quality of education can be enhanced by appro-
priate planning, design, and patterns of operation in schools.
In recent years with the increasing use of technology-based content in the
curriculum, students may spend more time out of the classroom. Educational IT
can allow them to learn at their own pace in purposely designed break-out2
spaces, outside learning areas, or even corridors, staircases, or cafeterias.
Flexibility and adaptability in the design of formal and informal learning spaces
may not only provide students with more diverse learning opportunities, stimuli,
and experiences but also the chance to develop non-cognitive skills. However,
this is not simply a matter of more technology or a belief that its use is good
perse. The Organisation for Economic Co-operation and Development (OECD)
(OECD 2015) carried out an international investigation into the impact of heavy
investments in technology in schools in 2015 and came up with mixed findings.
They found some evidence that moderate use of computers in the classroom
tended to assist learning outcomes but also discovered some negative effects of
heavy use of computers. One interpretation that the OECD gave was that “build-
ing deep, conceptual understanding and higher-order thinking requires inten-
sive teacher-student interaction, and technology sometimes distracts from this
valuable human engagement.” They stressed that the use of technology must
befully aligned with the pedagogies being used in schools, and this itself is an
area on which there are many contested views (see “Pedagogy and Space”
Access to Education Infrastructure|9
section in chapter 5). This also reinforces the argument, stated above, that the
school building has to be planned and designed primarily around educational
requirements in order for it to be effective as a “third teacher.”
This review is focused on the physical spaces and so will not pursue the topic
of technology further, but it can be said that, in some ways, technology now takes
up less space as there has been a shift in some countries from specialized com-
puter labs to isolated desktops in the classroom, to mobile laptop trolleys, and to
more freely available personal devices supported by wireless technology. As a
result, it is not as difficult as it used to be in practical terms to have free access to
computers (or phones), but it is very much a live issue as to whether it is always
desirable.
While the number of “seats” in a school and how they are set out is of vital
importance, the quantity of education delivered is also affected by the length of
the school day. This varies widely from country to country. For example, in
Romania, it is quite common for children to attend school for only half the day as
part of a two-shift system (Barrett and Barrett 2016). In South Asia, despite
figures indicating very positive increases in enrollment rates and gender parity
among students (as indicated by the UN statistics), academic outcomes are still
poor throughout the region (Asim et al. 2015). It would seem that a major reason
for this is the short length of the school day in some countries in the region such
as India where the school day typically lasts for only three hours compared to six
to eight hours per day on average in OECD countries (Banerjee and Duflo 2011).
In addition, there is evidence that starting the school day later, for adolescents
especially, can be beneficial as it fits with their natural cycle of alertness during
the day (Lockley 2015).
IMPLICATIONS FOR EQUITY
From a purely numeric outlook, classroom and school size are important
elements of the facility planning process on the supply side. When compared
with demand, this will show a deficit or surplus of available places in a given
planning area. The difference between need and availability of places is the
basison which to determine a plan of new school construction, expansion, or
renovation. There is robust evidence, for example in South Asia, that “school
building programs rank among the most effective educational interventions.
(Asim et al. 2015; Petrosino et al. 2012)
According to the Center for Public Education, (Center for Public Education
2016) equity is achieved in education when all students receive the resources
that they need to graduate fully equipped to succeed after high school. Whether
the goal is high school graduation, university success, or just to finish elementary
school, policymakers aim to ensure an equal and fair distribution of the resources
that students need to achieve their goals, including adequate school facilities,
sothat every member of each age group has the opportunity to attend school.
Equity is a universal goal with consequences for the building environment
and includes:
All genders
People with special educational needs and disabilities
Urban, rural, and marginal area populations
Populations in transition
Working children and youths.
10|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
For example, one of the basic principles of the education system in Finland is
that all people must have equal access to high quality education and training
(MacNeice and Bowen 2016). A similar mandate is found in the legislation of
pretty much every country, but these laws are rarely fully implemented mostly
because of budgetary constraints.
Achieving equity means that all schools should be safe from natural disasters
or any other outside concerns and should have all of the spaces, furniture, and
equipment needed to deliver the curriculum in an effective way. Conversely,
inequity means a lack of or insufficient bathroom facilities, inadequate separa-
tion between boys and girls, long or dangerous walking distances to school, or, as
also mentioned by Kathleen Cotton (Cotton 1996), the fact that many more poor
students and those of racial and ethnic minorities have to attend larger schools
than other students.
Another shameful form of inequity, is discrimination against students with
disabilities as manifested by a lack of ramps, inadequate bathroom facilities, poor
signage, and a lack of specialized teacher support. This kind of discrimination is
a relatively easy problem to solve with adequate facilities that meet current
design standards existing in most countries around the world.
Unequal distribution of educational resources creates frustration and resent-
ment and in many cases school dropouts and teacher absenteeism. On the other
hand, ensuring that schools have adequate facilities could play a definitive role
in improving equity, increasing enrollment rates, and fostering student reten-
tion. World Bank professionals (Schady and Paxson 1999) concluded in a 1999
study that, in Peru, building and renovating school facilities had a positive effect
on attendance rates.
SUMMARY
There is evidence that the following all have a positive effect on pupils’ academic
outcomes:
Small schools
Schools locally distributed to maintain acceptable travel distances to school
Small classes
Low density of classroom occupancy3
Optimal school day length
Optimal scheduling of the use of spaces to maximize educational benefit.
Each country and, in some cases, each province or district has its own param-
eters that are used in planning. These usually include two key measures: capacity4
and utilization.5 Both of these measures are likely to vary between regular class-
rooms, laboratories, and physical education facilities and also by educational
level. This information is typically presented in codes or standards that are
applied to all government-sponsored school construction. All of the particular
elements described above should be discussed as part of a Facilities Master
Planning process to identify challenges and establish priorities for the allocation
of funds. As Mary Filardo (Filardo 2008) has advocated, this should be done
according to explicit criteria that have been developed with input from the pub-
lic. The aim of this planning process is to ensure that every member of a particular
age group has the opportunity to attend a school that meets their expectations.
Access to Education Infrastructure|11
To conclude, there are many ways in which the design of educational facilities
can enhance educational outcomes. Once these ways have been identified and
taken into consideration in the planning and design process, this will provide a
sound basis for extending educational provision to all.
NOTES
1. Private correspondence with Janssen Edelweiss Teixeira, Senior Education Specialist at
the World Bank in Washington, based on a recent study of educational infrastructure in
Romania.
2. Break-out spaces are spaces in the school building that are not designed primarily for
classes and can be used by students to do individual work or small groups work (corners
with sofas, nooks in the walls, or specially designed and furnished corridor space).
3. For example, a minimum of two meters per pupil is the norm in Norway, but 1.83 meters
per pupil is typical in the UK.
4. Capacity is the number of seats available in a standard classroom multiplied by the number
of classrooms and by the number of shifts that the school operates.
5. Utilization reflects the number of class hours during which a specific room is used per
week divided by the number of hours a week that the room is used.
REFERENCES
American Institutes for Research, SRI International. 2005. https://docs.gatesfoundation.org
/ documents/year4evaluationairsri.pdf.
Asim, S., R. S. Chase, A. Dar, and A. Schmillen. 2015. “Improving Education Outcomes in South
Asia: Findings from a Decade of Impact Evaluations.” Policy Research Working Papers
73622015, The World Bank, Washington, DC.
Banerjee, A. V., and E. Duflo. 2011. E, “Why Aren’t Children Learning?” Development Outreach
(April): (13): 36–44. https://doi.org/10.1596/1020-797X_13_1_36.
Barrett, P., and L. Barrett. 2016. Report on the Assessment of the Potential Impact of the Physical
Condition of a Sample of Romanian Schools on Learning Outcomes. Romania: International
Bank for Reconstruction and Development/the World Bank.
Bingler, Steven, Barbara M. Diamond, Bobbie Hill, Jerry L. Hoffman, Craig B. Howley, Barbara
Kent Lawrence, Stacy Mitchell, David Rudolph, and Elliot Washor. 2002. Dollars and Sense:
The Cost Effectiveness of Small Schools, Concordia and KnowledgeWorks Foundation.
Blackmore, J., D. Bateman, J. Loughlin, J. O’Mara, and G. Aranda. 2011. Research into the
Connection between Built Learning Spaces and Student Outcomes. Melbourne: Education,
Policy and Research Division, Department of Education and early Childhood Development,
State of Victoria.
Bloom, H. S., S. Levy, and T. R. Unterman. 2010. Transforming the High School Experience: How
New York City’s New Small Schools Are Boosting Student Achievement and Graduation Rates.
New York: MDRC.
Brühwiler, C., and P. Blatchford. 2011. “Effects of Class Size and Adaptive Teaching
Competency on Classroom Processes and Academic Outcome.Learning and Instruction
21 (1): 95–108.
Center for Public Education. 2016. Educational Equity: What Does it Mean? How Do We Know
When We Reach It? http://www.centerforpubliceducation.org/system/files/Equity%20
Symposium_0.pdf.
Conant, James Bryant. 1959. The American High School Today. McGraw-Hill, New York.
Cotton, K. 1996. “School Size, School Climate, and Student Performance,” Northwest Regional
Educational Laboratory (NWREL). May 1996, Close-Up#20. https://educationnorthwest
. org /sites/default/files/SizeClimateandPerformance.pdf.
12|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
Fidler, Penny. 2001. The Impact of Class Size Reduction on Student Achievement. Planning,
Assessment and Research Division Publication No. 109, Los Angeles Unified School District.
Filardo, M. 2008. Good Buildings, Better Schools: An Economic Stimulus Opportunity with Long-
term Benefits. Washington, D.C.: Economic Policy Institute. Briefing Paper #216.
Finn, Jeremy, and Alan Krueger. 2001. Class Size: Project STAR. American Youth Policy Forum.
Finnish Ministry of Education. 2012. Education in Finland. Helsinki.
Finnish National Board of Education. 2016. Compulsory Education in Finland. Helsinki.
Gershenson, S., and L. Langbein. 2015. “The Effect of Primary School Size on Academic
Achievement.Educational Evaluation and Policy Analysis 37 (1S): 135S–55S.
Griffitt, W. and R. Veitch. 1971. “Hot and Crowded: Influences of Population Density and
Temperature on Interpersonal Affective Behavior.Journal of Personality and Social
Psychology. 1971 Jan; 17 (1): 92–8. Manhattan, KS: Kansas State University.
Leithwood, K., and D. Jantzi. 2009. “A Review of Empirical Evidence About School Size Effects:
A Policy Perspective.” Review of Educational Research 79 (1): 464–90.
Lockley, S. 2015. Interventions to Improve Sleep, Alertness and Learning in Schools in Research
Summit: Childhood Health and School Buildings. Washington, DC: US Green Building
Council, Dunbar Senior High School.
MacNeice, B. and J. Bowen 2016. Powerhouse: Insider Accounts into the World’s Top High-
performance Organizations. London: KoganPage.
OECD. 2015. Students, Computers and Learning: Making the Connection. Paris: OECD
Publishing.
Petrosino, A., C. Morgan, T. A. Fronius, E. E. Tanner-Smith, and R. F. Boruch. 2012.
“Interventions in Developing Nations for Improving Primary and Secondary School
Enrollment of Children: A Systematic Review.” Campbell Systematic Reviews 2012: 19.
Rivera-Batiz, F. L., and L. Marti. 1995. A School System at Risk: A Study of the Consequences of
Overcrowding in New York City Public Schools. New York: Columbia University.
Schady, N. and C. Paxson 1999. Do School Facilities Matter? The Case of the Peruvian Social Fund
(FONCODES). Washington, D.C.: World Bank.
The Education Endowment Foundation Toolkit. 2017. (accessed June 22, 2017), https://
educationendowmentfoundation.org.uk/resources/teaching-learning-toolkit/built
-environment/.
Unlu, Faith. 2005. California Class Size Reduction Reform: New Findings from the NAEP.
Princeton University.
13
Safe and Healthy School
Buildings
INTRODUCTION
Threats to the safety of schools can come from both inside and outside the school
buildings. It is easy to imagine how distracting it would be for students, teachers,
and parents if, for example, the school’s structure may not withstand the next
earthquake, or if its electrical wiring is exposed, its window glass is broken, or its
bathrooms are a source of contamination instead of being sanitary. If school
buildings are prone to be flooded by intensive rains, swept away by high winds,
exposed to hazardous materials, or decaying for lack of maintenance, it hinders
both teaching and learning, making it harder to produce the level of academic
results that are possible in a safe and healthy building. This report centers on the
physical environment and, although there are grave safety issues related to the
safeguarding of pupils and staff from violent attack, this topic is beyond
thescopeof this review. The focus here is on fundamental physical conditions
and does not extend to issues such as surveillance systems and security checks
related to portals of entry and access to the school site.
IMPACT ON PUPILS
When Glen Earthman (Earthman 2004), an American educational administra-
tor and planner, was asked to name the most important elements related to
health and safety, he mentioned: potable water, fire safety, adequate lavatories,
security systems, and a good communication system to use in emergencies.
Research done in Latin America in 2011 (Duarte et al. 2011) showed that the lack
of basic services such as electricity, potable water, sanitary drains, telephone or
proper ways to dispose garbage and waste in schools is strongly associated with
violence, discrimination, and limited opportunities to learn. The study pointed
out that investments in school infrastructure and the physical conditions for
learning are not a luxury but a need. In 2014, The Organisation for Economic
Co-operation and Development (OECD) published a report highlighting seven
key ways to protect schools from earthquakes, which in 2017 became a moni-
tored framework (see box 3.1) (OECD 2017).
3
14|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
Many building-related factors influence the well-
being of its occupants. Water and moisture can have a
major impact on public health. A worldwide study by
UNDP in 2006 found that children lose 443 million
school days each year because of water-related ill-
nesses (UNDP 2006), of which 272 million are lost due
to diarrhea alone (Hutton and Haller 2004). More
than 40 percent of diarrhea cases among schoolchil-
dren are the result of transmission in schools rather
than in their homes.
At a less extreme, but still very pervasive level, many
researchers (US National Research Council 2006)
have identified poor air quality as a source of health
problems, with dampness causing the most absences
from school (by both pupils and teachers) (Issa et al.
2011; Kielb et al. 2015; Mendell and Heath 2005).
In closed environments, respiratory problems seem
to be the main cause of absenteeism. The US Environmental Protection Agency
has estimated that more than 10 million days of schooling are lost each year in
the US because of asthma attacks among students (U.S. Environmental Protection
Agency 2000). Additionally, a study sponsored by the Centers for Disease Control
in New York (Simons et al. 2010) found that moisture and dampness can cause
the growth of mold and the proliferation of dust mites, which can produce aller-
gic respiratory symptoms and foster infections. Poor ventilation enables partic-
ulates, pollutants, and allergens to accumulate inside school buildings, and
inadequate air circulation can increase the transmission of respiratory infec-
tions. For example, a study of 409 classrooms in Idaho and Washington in 2004
(Shendell et al. 2004) found that student absences jumped by 10–20 percent in
rooms with poor ventilation.
It is also important for students to spend time outside for recreation and
physical activity. Several authors (Duarte et al. 2011; Sharif 2014) have concurred
on the need for schools to provide recreational and physical education activities
to balance the more intellectual school work as play has a significant impact on
almost every aspect of children’s development. However, schools are not always
able to provide children with these opportunities. For example, in Latin American
countries, 35 percent of students have no designated space to play sports in their
schools, which is having serious negative consequences on learning outcomes in
the region.
In urban areas, where land is scarce and green areas are in short supply, ver-
tical gardens and “eco-trees” in courtyards could be developed to provide shade,
natural cooling, and pleasant views. These sorts of initiatives would give stu-
dents the chance to learn how to look after plants and seeing first-hand how they
grow, are harvested, and recycled. Botany, physics, chemistry, biology, and other
lessons could be held outside.
IMPACT ON TEACHERS
Teachers are not immune to health and safety concerns. Researchers (Chaudhury
et al. 2006) from several lending institutions and universities made unannounced
OECD earthquake seismic safety
recommendations
1. Seismic safety policy
2. Accountability
3. Building codes and enforcement
4. Training and qualification
5. Preparedness and planning
6. Community awareness and participation
7. Risk reduction in new and existing schools
Source: OECD 2017.
BOX 3 .1
Safe and Healthy School Buildings|15
visits to primary schools in Bangladesh, Ecuador, India, Indonesia, Peru, and
Uganda in 2006 and found that about 19 percent of teachers were absent. To try
to understand this phenomenon, they constructed an index measuring the qual-
ity of the school’s infrastructure that included whether the school had a toilet,
covered classrooms, non-dirt floors, electricity, or a school library. The analysis
for the sample as a whole suggested that: “moving from a school with the lowest
infrastructure index score to one with the highest (that is, from a score of zero to
five) is associated with a 10-percentage point reduction in teacher absence.” This
conclusion echoed the results of studies in 2004 and 2016 that found a strong
relationship between US and UK teachers’ perceptions respectively of the main-
tenance and condition of the buildings and their intentions to stay or leave the
profession. The state of the infrastructure was found to be a more significant fac-
tor than their salary levels (Buckley, Schneider, and Shang 2004; Thomas and
Pasquale 2016).
SCALE OF THE PROBLEM
In the view of the American Federation of Teachers (American Federation of
Teachers 2008), conventional school construction often falls short of expecta-
tions, with teachers, staff and students often having to work in buildings with
leaking roofs, inadequate ventilation, and other problems. For two decades,
the American Federation of Teachers has been documenting the high cost of
deteriorating schools. Students, teachers, and staff pay the price for these
deplorable building conditions in the form of lower educational achievement,
lost income, and health problems. The breakdown of America’s education
infrastructure exacts a heavy toll not only on those who spend their days
inside school walls, but also on the environment in general. In the UK, a 2016
survey found that only 5 percent of 59,967 schools were “performing as
intended.” (Thomas and Pasquale 2016) The US and the UK are wealthy coun-
tries so it is not surprising that these school infrastructure and related prob-
lems are much worse in many other regions around the world (World Health
Organization 2015).
EQUITY IMPLICATIONS
Glen Earthman’s 2004 study (Earthman 2004) highlighted an important factor
that needs to be considered when discussing the relationship between building
conditions and student achievement—inequity. Earthman found that most
older school buildings and those in poor condition are located in the poorest
areas in each school district in both urban and rural areas. Students from
poorareas, as a general rule, perform less well than students from more afflu-
ent areas. When low-income students attend school in a building that does not
meet even basic safety and health standards, never mind the factors that have
been proven to improve students’ academic performance, then they are doubly
disadvantaged. Also, the failure of education authorities to make improve-
ments to a demonstrably old and failing facility can give these students
themessage that the system values them less than it does their counterparts in
more affluent areas.
16|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
THE DYNAMICS AT PLAY
There are many issues interacting dynamically in practice. For example, is a
school being adequately maintained over time? Even if standards set out in
regulations are high, are new and existing buildings actually meeting those
standards? Are teachers and school staff making pupil responsible for prob-
lems with the physical environment of their school (for example, a lack of
cleanliness or dilapidation)? Are there day-to-day tensions between the com-
peting needs of different users of the facilities? The education process relies
heavily on the presence and the wellbeing of students and teachers. A child or
a teacher who is sick or whose capabilities are diminished by environmental
conditions is not capable of a fully productive engagement in educa-
tionalactivities. In his 2008 book, McDaniel College scholar Tom Zirpoli
(Zirpoli2008) found that when children misbehave or do not embrace their
responsibilities, parents and caregivers frequently focus on assessing and iden-
tifying what may be wrong with the child. Both teachers and parents look for
quick and easy answers to questions regarding children’s inappropriate behav-
ior. This blame-the-victim syndrome places too great an emphasis on how to
“fix” children; instead, greater emphasis should be put on improving the quality
of children’s environments.
This can often be done by maintaining existing school buildings in good con-
dition (fit for purpose) over the long term, including carrying out any necessary
improvements and adapting them to meet changing educational needs. This
kind of consistent maintenance, if reliably carried out in buildings that are fun-
damentally structurally sound, can result in a good quality educational environ-
ment in buildings of any age (Barrett, Barrett, and Zhang 2015). At the level of
higher education, for many leading institutions, such as the Universities of
Oxford and Cambridge in the UK or Harvard University in the US, their real
estate is a key part of the nature of the institution, its image, and the experience
of the students. Indeed, in the case of Harvard, the argument has been made that
the evolving development of the estate very directly created the institution that
exists today (Nason et al. 1949). This is a two-way process of course as the build-
ings have also been adapted to meet changing needs as must be the case if a
building is to remain useful and relevant (Brand 1994).
In practice, buildings are often not maintained in good condition. This high-
lights the danger of assuming, just because there are good national regulations or
standards, that these are enforced in the stock on the ground. For example,
Higgins/Woolner et al.’s (Higgins et al. 2005; Woolner et al. 2007) statement in
2007 publication that there are clear links between “poor quality school build-
ings and classrooms and poor outcomes for learners … and evidence that bring-
ing [them] … into the ‘normal range’ … reverses the detrimental effect” (p. 50) has
been erroneously interpreted (Education Endowment Foundation Toolkit 2017)
to mean that there is no evidence of the impact of physical design, except at the
extremes. We believe that this is a flawed interpretation as the impacts, for which
there is a lot of evidence, are to be found within the very typical range of condi-
tions of real UK schools (Barrett et al. 2015). Furthermore, a recent study came
to the shocking conclusion that “environmental conditions in elementary schools
are often inadequate, even in developed countries… thermal and air quality con-
ditions are now almost universally worse than the relevant standards and build-
ing codes … they are frequently much worse than in office buildings.” (Wargocki
and Wyon 2013)
Safe and Healthy School Buildings|17
Maybe in countries such as Norway (Barrett and Barrett 2016) and Denmark
(Toftum et al. 2015) that use balanced ventilation systems, standards are gener-
ally high, but the problems are likely to be greater in many developing countries.
In these countries, UNESCO (UNESCO Institute for Statistics 2012) has stressed
that the real challenge is not the absence of set standards, but the implementa-
tion of those standards on the ground. It seems that this still applies in much of
the developed countries’ educational building stock too, including projects
sponsored by the major lending and developing institutions.
Day-to-day there are other tensions at play, for example, the conflict between
the need to save energy and the need for ventilation and light (US National
Research Council 2006). Often teachers keep windows shut to save energy but
cause poor air quality in the classroom as a result. As in office buildings, the neg-
ative impact on health and performance cannot be justified by the minor cost
savings in energy use (Wargocki and Wyon 2013, 2017).
This tension could be resolved if the “green building” movement extends into
the area of schools. As the US National Academies report in 2006 stated, after
observing that the “green” emphasis tends to be on energy-saving: “Much is still
not known about the potential interactions of building systems, materials, oper-
ation and maintenance practices and their effects on building occupants in gen-
eral, or about school environments in particular.” (US National Research Council
2006) Several studies have called for learning and health to be taken into account
alongside environmental concerns (Baker and Bernstein 2012). Positively, a
comparative Canadian study (Issa et al. 2011) found that, in green schools,
teachers were in general more satisfied with their classrooms and personal
workspaces (but were less satisfied with acoustics), that there was less student,
teacher, and staff absenteeism, and that student performance was better than in
non-green schools.
SUMMARY
There is strong evidence that the following factors all positively increase the
chances of pupils and teachers attending school and remaining healthy at school
and, in the case of teachers, staying in their profession:
Schools that are soundly built and proof against natural disasters
The provision of and access to basic services, such as water, sanitation, waste
disposal, electricity, and communications
Good indoor environmental quality, especially in relation to air quality and
dampness
Opportunities for outside play
Schools that are maintained in good physical condition
Regulations and standards that are enforced effectively on the ground
Training that shows users how to get the maximum health and learning ben-
efits from their school infrastructure.
These are quite basic aspirations, but our experience shows that school build-
ings often fall short and that, when they do, it is often the most disadvantaged
who get the worst provision. UNESCO has found that most countries have sound
regulations for school building, so the focus needs to be on the effective imple-
mentation of these standards in every country and region. This could be supple-
mented with initiatives to share good practices between different countries and
18|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
regions, such as the OECD’s report on earthquake safety that was aimed at
informing developing countries as well as the World Bank’s Safer Schools pro-
gram (see also “The Need for Inspiration” section in chapter 6 for a range of
international design examples). Along the same lines, it is also worth mentioning
the eight multi-author documents published by the Interamerican Development
Bank (IDB) on 21st century schools with the description of challenges and solu-
tions from Argentina, Chile, Colombia, the Dominican Republic, Honduras,
Jamaica, and Mexico (Gargiulo 2014).
REFERENCES
American Federation of Teachers. 2008. Building Minds, Minding Buildings. Washington, DC.
Baker, L., and H. Bernstein. 2012. The Impact of School Buildings on Student Health and
Performance: A Call for Research. New York: McGraw-Hill Research Foundation.
Barrett, P. and L. Barrett. 2016. HEAD for Norway: Knowledge Transfer Project for School
Design for Learning. Buxton, UK: Nutbox Consultancy. http://www.skoleanlegg
.utdanningsdirektoratet.no/uploads/Artikler_vedlegg/FOU/HEAD%20for%20Norway%20
Report%20-%20Final.pdf.
Barrett, P., L. Barrett, and Y. Zhang. 2015. “Teachers’ Views of their Primary School Classrooms.”
Intelligent Buildings International 8: 1–16. https://doi.org/10.1080/17508975.2015.1087835.
Barrett, P. S., F. Davies, Y. Zhang, and L. Barrett. 2015. “The Impact of Classroom Design on
Pupils’ Learning: Final Results of a Holistic, Multi-Level Analysis.Building and Environment
89: 118–33.
Brand, S. 1994. How Buildings Learn: What Happens After They’re Built. New York: Penguin
Books.
Buckley, J., M. Schneider, and Y. Shang. 2004. The Effects of School Facility Quality on Teacher
Retention in Urban School Districts. Washington, DC: National Clearinghouse for Educational
Facilities.
Chaudhury, N., J. Hammer, M. Kremer, K. Muralidharan, and F. H. Rogers. 2006. “Missing in
Action: Teacher and Health Worker Absence in Developing Countries,Journal of Economic
Perspectives, 20 (1): 91–116
Duarte, J., C. Gargiulo, and M. Moreno. 2011. Infraestructura Escolar y Aprendizajes en la
Educación Básica Latinoamericana: Un Análisis a Partir Del SERCE. Washington, D.C.:
International Development Bank.
Earthman, G. 2004. Prioritization of 31 Criteria for School Building Adequacy. Baltimore, MD:
ACLU.
Gargiulo, Carlos. 2014. Learning in Twenty-First Century Schools. Washington, DC:
Interamerican Development Bank.
Higgins, S., E. Hall, K. Wall, P. Woolner, and C. McCaughey. 2005. The Impact of School
Environments: A Literature Review. London: Design Council.
Hutton, G. and L. Haller. 2004. Evaluation of the Costs and Benefits of Water and Sanitation
Improvements at the Global Level. Geneva: World Health Organization.
Issa, M. H., J. H. Rankin, M. Attalla, and A. J. Christian. 2011. “Absenteeism, Performance and
Occupant Satisfaction with the Indoor Environment of Green Toronto Schools.” Indoor and
Built Environment 20 (5): 511–23.
Kielb, C., S. Lin, N. Muscatiello, W. Hord, J. Rogers-Harrington, and J. Healy. 2015. “Building-
Related Health Symptoms and Classroom Indoor Air Quality: A Survey of School Teachers
in New York State.” Indoor Air 25 (4): 371–80.
Mendell, M., and G. Heath. 2005. “Do Indoor Pollutants and Thermal Conditions in School
Influence Student Performance?” Indoor Air 15: 27–52.
Nason, T. W., S. Chamberlain, W. M. Rittase, W. R. Fleischer, and S. E. Morison. 1949. Education
Bricks and Mortar. Cambridge, MA: Harvard University. p. 100.
Safe and Healthy School Buildings|19
OECD. 2017. Protecting Students and Schools from Earthquakes: The Seven OECD Principles for
School Seismic Safety. Paris: OECD.
Sharif, S. 2014. School Playground: Its Impact on Children’s Learning and Development.
Bangladesh: Institute of Educational Development, BRAC University.
Shendell, D. G., R. Prill, W. J. Fisk, M. G. Apte, D. Blak, D. Faulkner. 2004. “Associations Between
Classroom CO2 Cconcentrations and Student Attendance in Washington and Idaho,Indoor
Air 14 (5): 333–341.
Simons, E, S. -A. Hwang, E. F. Fitzgerald, C. Kielb, and S. Li. 2010. The Impact of School Building
Conditions on Student Absenteeism in Upstate New York. Washington, D.C.: National Library
of Medicine, National Institutes of Health.
The Education Endowment Foundation Toolkit. 2017. (accessed June 22, 2017), https://
educationendowmentfoundation.org.uk/resources/teaching-learning-toolkit/built
-environment/.
Thomas, J., and L. A. Pasquale. 2016. Better Spaces for Learning. London: RIBA.
Toftum, J., B. Kjeldsen, P. Wargocki, H. Mena, E. Hansen, and G. Clausen. 2015. “Association
between Classroom Ventilation Mode and Learning Outcome in Danish Schools.” Building
and Environment 92: 494–503.
UNDP. 2006. Raising Clean Hands: Advancing Learning, Health and Participation through
WASH in Schools. New York: Human Development Report: Beyond Scarcity: Power, poverty
and the global water crisis.
UNESCO Institute for Statistics. 2012. A Place to Learn: Lessons from Research on Learning
Environments. Montreal: UNESCO.
US Environmental Protection Agency. 2002. IAQ Tools for Schools: Managing Asthma in the
School Environment. Washington, D.C.
US National Research Council. 2006. Green Schools: Attributes for Health and Learning.
Committee to Review and Assess the Health and Productivity Benefits of Green Schools.
Washington, DC: The National Academies Press.
Wargocki, P., and D. Wyon. 2013. “Providing Better Thermal and Air Quality Conditions in
Classrooms Would Be Cost-Effective.” Building and Environment 59: 581–89.
—. 2017. “Ten Questions Concerning Thermal and Indoor Air Quality Effects on the
Performance of Office Work and Schoolwork.” Building and Environment 112: 359–66.
Woolner, P., E. Hall, S. Higgins, C. McCaughey, and K. Wall. 2007. “A Sound Foundation? What
We Know about the Impact of Environments on Learning and the Implications for Building
Schools for the Future. Oxford Review of Education 33 (1): 47–70.
World Health Organization. 2015. School Environment: Policies and Current Status. Copenhagen:
WHO Regional Office for Europe.
Zirpoli, T. 2008. Behavioral Management. Westminster, MD: McDaniel College.
21
Baseline Conditions for
Learning
INTRODUCTION
The question of the positive and negative effects of school design on academic
outcomes has been studied by a lot of researchers. Their efforts have revealed a
modest relationship between students’ exam results and their subjective satis-
faction with the condition of their facilities (Hopland and Nyhus 2015). What is
not clear is which aspects of school facilities these pupils are taking into account.
For instance, the correlation between the student satisfaction and satisfactory
technical condition measures of the building is low, so the satisfaction with the
learning environments has clearly a deeper dimension than just an infrastruc-
ture condition.
So, this is a knotty problem, especially as there are so many other factors in
play, not least the tremendous variation in the characteristics and abilities of the
pupils and in what is happening in their lives outside of school. Despite this com-
plexity, there is a growing body of evidence focused on specific aspects of school
facilities, such as air quality (AQ). Some of this work has been carried out in
laboratories while other studies have focused on users’ perceptions within the
classroom. The volume of this evidence is impressive and cumulatively
persuasive.
These research results are a very significant foundation for future initiatives
as they provide insights into and reasons why various design elements are
important. Because they were mostly carried out by specialist researchers, they
have the advantage of depth but the problem of limited scope as defined by the
disciplines involved. However, there is an increasing recognition that users
experience spaces holistically and dynamically, leading to a recent drive towards
studying multiple factors together (Kim and de Dear 2012). In this kind of
research, the focus is sometimes on combinations of the most readily measurable
factors such as temperature and light, while other recent work has successfully
taken a top-down, user perspective. Through this combination of approaches
(Barrett and Barrett 2003), real progress is beginning to be made towards
answering crucial questions.
4
22|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
In this section, we continue reviewing the evidence on how school design
features affect outcomes, specifically learning, which is the core purpose of any
educational institution. The section starts by discussing baseline Indoor
Environmental Quality (IEQ)1 factors and then extends to other important fac-
tors. We have considered many different individual studies in this analysis as
well as seven large literature reviews published between 2002 and 2016. These
reviews are briefly summarized in table 4.1.
EVIDENCE FOR THE IMPACT OF PARTICULAR FACTORS
ON LEARNING
The IEQ factors focus on the readily measurable “big four”—light, AQ, tempera-
ture, and acoustics. All seven literature reviews consistently found that all four
of these factors have an effect on academic outcomes in schools.
TABLE 4.1 Summary of literature reviews on the impact of school buildings on learning
AUTHOR/DATE TITLE METHOD MAIN FINDINGS/FUTURE WORK
Schneider 2002 Do School Facilities Affect
Academic Outcomes?
Literature review
of 137 sources
The review found that spatial configuration, noise, heat, cold, light,
and air quality all affect learning. However, more definitive
findings are needed.
Woolner et al.
2007
A Sound Foundation?
What We Know About the
Impact of Environments
on Learning and the
Implications for Building
Schools for the Future
Team literature
review of 200+
sources
The review found clear evidence that extremes of environmental
elements affect learning but not as much once the elements are
raised above minimum standards. It strongly recommended to
involve users in the process of change. However, overall, there was
not enough empirical evidence to inform the design of future
infrastructure projects.
US National
Research Council
Committee 2006
Green Schools: Attributes
for Health and Learning
Team literature
review of 392
sources
(general—
applied to
greendesign).
Generally, the review found that pupils’ health and learning were
positively affected by good indoor air quality, thermal comfort,
good acoustics, well-maintained systems, and clean surfaces. The
study’s main focus on health highlighted problems associated with
excessive moisture. More research is needed at the individual level
of analysis.
Blackmore et al.
2 011
Research into the
Connection between Built
Learning Spaces and
Student Outcomes
Literature review
of 700+ varied
sources
The review found very little empirical evidence specifically linking
design elements of learning spaces to student outcomes. The
review found that studies tended to over-emphasize the design
stage and not pay enough attention to how it interacts with users,
to the dynamics of implementation, or to the relevance of the
design to types of educational practice.
UNESCO Institute
for Statistics 2012
A Place to Learn: Lessons
from Research on
Learning Environments
Literature review
of 91+ sources
The basics of IEQ are well known, but the “learning environments
research” field is developing rapidly. However, its conclusions are
hard to apply in practice outside the developed world.
Davies et al. 2013 Creative Learning
Environments in
Education: A Systematic
Literature Review
Literature review
of 210 sources
(including how
the physical
environment
affects
creativity)
The review highlighted the importance of light, color, sound, and
micro-climate in engendering creativity but also space, flexibility,
the availability of resources, and links to outside actors. It stresses
the link between design elements and pedagogical issues such as
how to strike the right balance between freedom and structure in
learning.
Bluyssen 2016 Health, Comfort, and
Performance of Children
in Classrooms
Literature review
of 100+ sources
The review found evidence that design elements have affected
learning, absenteeism, and, mainly, health. It concluded that there
is a need for more experimental and/or longitudinal research with
parameters for children.
Note: IEQ = Indoor Environmental Quality.
Baseline Conditions for Learning|23
There are a number of other points to add:
There is a tendency to see daytime lighting as good per se, as a functional way
to see well enough to read. There is also an increasing awareness of the
non-visual impact of light on people’s circadian rhythms and alertness
(USNational Research Council 2006). Furthermore, researchers are paying
more attention to the impact of dynamic variations in lighting (Wessolowski
et al. 2014) and the type and quality of artificial light sources (Barkmann
Wessolowski and Schulte-Markwort 2012). It is also the case that daylight
can be associated with glare and overheating and so ensuring shade where
necessary is crucial or the effects can quickly become negative.
Air quality is generally measured using CO2 levels as a surrogate for the fresh-
ness of the air. CO2 itself is not poisonous (Bluyssen 2016), but there is strong
evidence that poor AQ as indicated by higher CO2 levels reduces students’
ability to concentrate and perform in tests (Shaughnessy et al. 2006; Wargocki
and Wyon 2007). Recent Scandinavian studies have reinforced the educa-
tional value of good AQ (Toftum et al. 2015; Toyinboetal. 2016).
There is a comfortable temperature range for humans, and there is evidence
that this is very important for teachers’ wellbeing (Sadick and Issa 2017) and
pupils’ academic performance (Goodman et al. 2018; Haverinen-Shaughnessy
et al. 2015). More recently, research confirmed that children (especially boys)
prefer cooler temperatures than adults (Roaf, Brotas, and Nicol 2015; Teli,
James, and Jentsch 2013), which is important as standards are currently gen-
erally written based on parameters for adults.
Good acoustics and the conditions that allow clear communications to take
place are intuitively important. External noise (such as traffic, airplanes, and
other children playing nearby) appears to be a real problem that negatively
affects academic progress (Lukas et al. 1981), but there is less evidence that
internal acoustic problems in the classroom are a problem (Bluyssen 2016).
These problems can have a cumulative effect on outcomes. Glen Earthman
(Earthman 2004), one of the most prolific and quoted authors on the link
between basic school conditions and student achievement, has described a
“poor” school as one that does not have adequate ventilation and temperature,
lighting, acoustics, functional furniture, or some variation or combination of
these qualities. His research has found that students in poor buildings scored
between 5 and 10 percentile rank points lower than students in functional build-
ings on academic tests after controlling for socioeconomic status. Similarly, for
higher education, there is recent evidence that indicates that test results are neg-
atively affected where students are “outside their comfort zone” (OCZ) in rela-
tion to light, AQ, and temperature (Marchand et al. 2014).
The next section will present evidence from studies that have explored the
collective impact of several elements to bridge the gulf between the high level of
confidence in the literature about the different elements and a lack of extensive
evidence concerning their combined effects in practice.
EVIDENCE OF HOLISTIC IMPACT OF SCHOOL SPACES
ON LEARNING
Some researchers have taken a holistic approach to studying the effects of school
buildings on the academic outcomes of their students by assessing the
24|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
characteristics of schools as a whole (Tanner 2009). This approach has yielded
insights but cannot control for individual pupil and teacher effects (which are
thought to account for around 50 percent and 30 percent of pupil progress
respectively (Hattie 2008; Nye, Konstantopoulos, and Hedges 2004). or fully
distinguish among the various different elements of the schools being studied.
Multi-level modeling may be a possible solution to this problem (US National
Research Council 2006). Another issue with this approach in many cases is the
reliance on the subjective views of users. While important, these views cannot
be assumed to reflect what is functionally optimal (Sadick and Issa 2017), or even
the observable choices that users actually make in practice (Weinstein 1982).
The Heschong Mahone Group’s groundbreaking work is very revealing in this
area. Their first study in 1999 (Heschong Mahone Group 1999) found a strong
positive connection between high natural light levels and learning rates. However,
these were not replicated when the exercise was repeated (Heschong Mahone
Group2003)in another part of the US that had hotter, drier climatic conditions.
Thisled the Heschong Mahone researchers to make extensive further investiga-
tions, which highlighted that, in this location, views from windows were a positive
influence, but glare and overheating were negative factors. They also found other
confounding factors such as acoustic reverberation problems exacerbated by the
variable availability of break-out spaces for one-to-one sessions. The reverberation
may occur due to the open areas that have no acoustic planning or isolation
materials(special ceiling, carpeting, or wall panels). Many other complex interac-
tions between various factors were observed, for example, teachers opening win-
dows to cool the classroom, which let in noise from adjacent sources and caused
atmospheric AQproblems. What this study very clearly highlighted was the need to
consider as many of the factors that affect classrooms at the same time as possible.
The Holistic Evidence and Design (HEAD) Project2 took an unusually broad
view in terms of the factors that it considered but focused in depth on a particu-
lar sort of school, namely primary schools in England. Although three geograph-
ical locations were included, the climatic conditions are all rather temperate by
world standards so the results have to be interpreted accordingly. The study had
the following design features:
It factored in as wide a range of factors as possible within a new neurosci-
ence-informed conceptual model to avoid the problem of hidden confound-
ing factors implicit in any partial analysis.
It addressed the issue of inadequate granularity by using multi-level modeling
at the individual pupil level, the classroom level, and the whole school level.
It went beyond students’ subjective preferences by exploring the connection
between the characteristics of physical school design and nationally recog-
nized teacher assessments of pupils’ academic progress—the core educa-
tional measure in the UK.
It assessed the actual characteristics of real schools to generate practical find-
ings relevant to the existing building stock as well as to new designs.
The starting point was the simple notion that users experience the particular
spaces of their built environment via multiple sensory inputs. Examining the com-
bined effects of these sensory inputs at the level of individual users of buildings can
show how the environmental factors influence academic progress and other “emer-
gent properties.” (Checkland 1993) The implication of this approach is that the envi-
ronmental factors to be studied can be selected based on not just their inherent
measurability, but also on the broad structure of how the brain functions.
Baseline Conditions for Learning|25
Drawingfrom Roll’s (Rolls 2007) detailed description of the brain’s implicit systems,
the HEAD project team developed a novel organizing Environment-Behavior (E-B)
model (Barrett and Barrett 2010) that reflected humans’ “hard-wired” response to
the availability of healthy, natural elements in their environments, their desire to be
able to interact with spaces according to our individual preferences, and the various
levels of visual stimulation appropriate to users engaged in different activities.
Further, the team distinguished three broad categories of design elements:
Naturalness: light, sound, temperature, AQ, and links to nature.
Individualization: ownership, flexibility, and connection.
Stimulation: visual complexity and color.
Within this structure, the team extensively researched the full range of fac-
tors (such as light and layout) that might be elements of a “good” design for
schools. They studied 144 detailed papers from the literature, which yielded a
clear and balanced set of factors and propositions to be tested (Barrett and Zhang
2009). The findings of the studies that provided empirical evidence of an impact
on learning are briefly summarized here according to the three design categories
mentioned above.
In the naturalness category (which encompasses the “big four” elements—
light, sound, temperature, AQ, and links to nature), much research has been
carried out about optimum lighting levels (Heschong Mahone Group 1999,
2003), optimum acoustics (Canning and James 2012; Shield and Dockrell
2003), optimum learning temperatures (Szokolay 2003), and optimum AQ
levels (Bakó-Biró et al. 2012; Mumovic et al. 2009). It is easy to see how each
of these fundamental environmental measures could affect the ability of a
child to concentrate and learn in a classroom. We included a links to nature
element as this has been shown to improve cognitive function (Kaplan and
Kaplan 1989; Tanner 2009; Wells and Evans 2003).
Within the individualization category, the elements of ownership and flexibil-
ity address how well the classroom is adapted to the child’s needs. Ownership
in particular is related to how much the room is organized for both the class
as a whole and for each pupil, with the aim of creating a child-centered envi-
ronment that has been shown to facilitate for learning (Killeen, Evans, and
Danko 2003; Skinner, Wellborn, and Connell 1990). Both ownership and flex-
ibility have been highlighted (Higgins et al. 2005) in the research as being
important aspects of the physical environment of the classroom. Connection
is the third individualization parameter. It is a measure of the width and direc-
tion of corridors to make it easy to navigate around the school (Alexander,
Ishikawa, and Silverstein 1977; Tanner 2009).
The third principle of stimulation represents the degree of visual stimulation
within a classroom. This was measured in terms of color and complexity. The
scientific research into color is extensive and has shown that color can affect
children’s moods, mental clarity, and energy levels (Engelbrecht 2003). The
measure of complexity here relates to the visual impact of both architectural
and display elements in the classroom. For example, a 2014 study (Fisher,
Godwin, and Seltman 2014) found more distraction and off-task behavior in
children in more visually complex environments.
It can be seen that all of these factors are likely to have an effect on how well
pupils learn. However, the utility of this approach depends on whether it is possi-
ble to discover the actual impact of these factors when all are experienced together.
26|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
Thus, the HEAD study (Barrett et al. 2015) made detailed assessments of 153
classrooms in 27 primary schools in three UK regions in order to identify the
impact of the physical classroom features on the academic progress of the 3,766
pupils who occupied those classrooms. As can be seen, this was a big study. As
primary school children spend most of their time in one classroom over a whole
year, if the design of that space had any impact on their learning, then it could be
expected to be detectable. The assessments recorded the particular classroom
occupied by each pupil along with their starting and finishing scores in the core
subjects of reading, writing, and mathematics. This meant that multi-level
statistical modeling could be used to separate out the effects driven by the indi-
vidual pupils’ characteristics and those related to the classroom characteristics.
Also, the measures of the physical characteristics of the classrooms could be
isolated from broader factors at the classroom level such as teacher quality.
The HEAD study confirmed that variations in the physical design aspects of
their learning environments explained 16 percent of the variation in the learning
progress made by the 3,766 pupils over one year and averaged across the three
subjects. This is a very significant scale of impact.
Just under a half of this percentage was due to the naturalness factors, with
individualization and stimulation accounting for roughly one-quarter each. It is
notable that the last two groups of factors, which are rarely measured, when
taken together are as important as the naturalness factors.
It is interesting that all of the factors considered in the study were significant
under bivariate statistical analysis with learning progress. However, the multi-
level statistical modeling revealed something of the competition between factors
as they interact in the real world. Once pupil effects had been controlled for, only
seven key design parameters were identified: light, temperature, AQ, ownership,
flexibility, visual complexity, and color. The proportions that each design parame-
ter contributed to variations in learning progress across the sample of UK schools
are shown in figure 4.1, all of which made a statistically significant difference.
FIGURE 4.1
Contribution of each classroom measure
Light
21%
Temperatur
e
12%
Air quality
16%
Ownership
11%
Flexibility
17%
Complexit
y
12%
Color
11%
Source: Barrett et al. 2015.
Baseline Conditions for Learning|27
These findings are a ringing endorsement of the importance of the physical design
of schools not just for students’ health but also to actively support their learning.
The findings reinforce the notion that the impact on learning is driven by students’
multidimensional experience of classroom spaces, which means that the planning
process will need to carefully consider the solutions for maximizing the combined
beneficial effect of these factors. It is noteworthy that the impact of these factors is
even greater on children with special educational needs (SEN).
What the HEAD study did not find to be significant in the UK context must also
be considered. Surprisingly, acoustics did not emerge as a significant influence.
This was almost certainly because the conditions in the sample did not vary very
much and were generally adequate, with classrooms being not too big and fitted
with carpets and acoustic ceiling tiles. Of course, if the acoustics in a classroom
were very poor, either owing to the room’s design or adjacent sources of noise, then
this would clearly have a very negative impact on the educational process (Canning
and James 2012). Links to nature did not emerge as significant either initially, but
after the data were reanalyzed by subject (Barrett et al. 2016), they did emerge as
important, especially for writing, which requires individual creativity. For exam-
ple, a 2015 study (Benfield et al. 2015) found that students in classrooms with nat-
ural views scored higher on a college writing course than those in an otherwise
equivalent windowless room. Natural outdoor spaces have also been found to fos-
ter more creative play (Campbell and Frost 1985; O’Brien and Murray 2005).
Connection did not figure in the overall analysis either, probably owing to the
study’s focus on pupils who used a single classroom for all subjects, but after the
reanalysis by subject, it became significant for reading specifically. On further
investigation, it became clear that this was related to the presence of “corridor
libraries,” the accessibility of which seems to have been especially beneficial for
disadvantaged children in the sample. Having said that, it seems likely that the
connection spaces would have more of an impact in secondary schools and univer-
sities where students circulate between different classrooms.
The final very big elements that did not emerge as significant were all of the
school-level factors, such as outside play facilities, the external appearance and
layout of the school, or even a shared ethos. This was initially very surprising, but
on further consideration it became apparent that it was a consequence of a
higher level of variation within schools in terms of the learning effectiveness of
the classrooms than between schools. The conclusion is that any analysis aimed
at designing a new school or improving an old one needs to examine each class-
room in the first place. This is an argument for “inside-out design.” (Frank and
Lepora 2007)
Table 4.2 lists the characteristics of classroom that have been shown to
improve student learning. The information presented in table 4.2 is based on the
significant weight of evidence reviewed in this report and takes into account the
fact that the importance of each factor will vary depending on the context.
There is solid evidence that the features highlighted above have a positive
impact on learning progress. The HEAD study revealed the scale of this com-
bined impact. As these factors are all focused on human-centric effects, they can
be expected to translate well to other educational situations around the world,
albeit with appropriate adjustments for differences in geography and culture.
For example, plentiful fresh air, the right amount of natural light, an appropriate
degree of visual stimulation, and a sense of ownership are all likely to be consis-
tently important, but how they are achieved and which factors have most impact
will vary depending on the local climatic and cultural circumstances.
28|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
SUMMARY
There is strong evidence that the following factors all positively affect pupils’
academic outcomes:
Good “natural” conditions such as lighting, AQ, temperature control, acous-
tics, and links to nature
Age-appropriate learning spaces that offer flexible learning opportunities
that pupils can adapt and personalize
Connections between learning spaces that are easy to navigate and that may
provide additional learning opportunities
Mid-level ambient stimulation using color and visual complexity
Schools that are designed from the inside out (classroom to school) so that
each space meets the needs of its inhabitants
Designs that take into account local climatic and cultural conditions.
Educational establishments are often designed to impress, but factors that
foster or impede students’ capacity to learn are much more important. It makes
intuitive sense that an optimal physical environment for learning should not be
uncomfortable, alienating, and either chaotic or boring.
What the evidence shows is that many of the factors that affect whether an
environment is healthy (as discussed in the previous section) also have a significant
impact on learning. However, so do additional factors such as choices about
TABLE 4.2 Classroom characteristics that increase pupils’ ability to learn
DESIGN PRINCIPLE DESIGN PARAMETER SPECIFIC CLASSROOM FE ATURES THAT IMPROVE ACADEMIC OUTCOMES
Naturalness Light Abundant daylight but a low risk of glare, either through orientation or shading. Also,
good quality electric lighting.
Temperature Control of heating and cooling in each classroom. The ability to avoid heat from the sun,
either through orientation or adequate external shading.
Air quality Big window opening sizes at different heights to provide good ventilation in varying
conditions. Larger classrooms to dissipate poor air. Air conditioning where necessary.
Acoustics Carpeted floors and the absence of adjacent external sources of noise.
Links to nature Views outside and, if possible, direct access to and use of outdoor learning spaces. Natural
materials in the classroom such as furniture coverings and plants.
Individualization OwnershipaDistinct design characteristics, personalized displays, and high-quality chairs and desks to
foster a sense of ownership among students.
FlexibilityaLarger, simple areas for older children, but more varied layouts for younger pupils. Easy
access to attached break-out spaces and widened corridors for pupils’ storage. Well-
defined learning zones that facilitate age-appropriate learning options, plus a big wall area
for display.
Connection Wide corridors with external views where possible, plus distinctive, orientating features,
especially in relation to the doorways of particular classrooms. Circulation spaces large
enough to use for educational activities, such as “corridor libraries.”
Stimulation Visual ComplexityaVisual variety in the room layout, ceiling, and display in balance with the use of displays to
create interest but with a degree of order.
ColoraLight walls generally, but with a feature wall or areas highlighted with brighter color, to
produce an optimal level of stimulation. Bright color on furniture and in displays as accents
to the overall environment.
a. Classroom features that are strongly related to their use.
Baseline Conditions for Learning|29
decoration, furniture, and fittings and about how the spaces are “dressed” and
used. Further, these findings indicate that there is significant potential for many
existing schools to be upgraded efficiently and for new schools to be designed in
ways that facilitate the learning imperative.
NOTES
1. Indoor environmental quality (IEQ) refers to the quality of a building’s environment in
relation to the health and wellbeing of those who occupy space within it. IEQ is determined
by many factors, including lighting, air quality, and damp conditions.
2. The HEAD project was carried out by a team led by Peter Barrett, so this author must
declare an interest. However, the seminal nature of the work is evidenced by the fact that
the publication of the pilot results in 2013 in a leading international scientific journal led to
it being the most downloaded paper that year in Building and Environment and to its selec-
tion as Best Paper for this journal in 2013 (with two others out of 1,300 submitted). The
2015 final results quoted here are based on five times as much data and extensive further
analyses as the earlier findings.
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33
Links between School Design
and Pedagogy and Community
INTRODUCTION
It is important that schools should be safe and healthy and optimally designed to
be conducive to learning. However, other key factors that determine how well
students learn are their interactions with their teachers mediated by the peda-
gogy being used. In this section, we discuss the implications of pedagogy for
school layout and design. We will also discuss how schools can be designed to
foster productive relationships between schools and their local communities.
PEDAGOGY AND SPACE
In many schools around the world, children are still being taught in a traditional
way using didactic pedagogy. Teachers are at the front of the classroom and
pupils are seated in rows facing them. This is how many teachers have been
taught to teach and it can be an effective way to transmit facts.
Towards the other extreme, a 2013 OECD study of innovative learning envi-
ronments (ILE) (OECD 2013) was based on seven principles that ideally should
guide these learning environments (Dumont, Istance, and Benavides 2010):
Recognizing learners as the core participants, encouraging their active
engagement, and developing in them an understanding of their own activity
as learners (“self-regulation”)
Being founded on the social nature of learning and actively encouraging
group work and well-organized co-operative learning
Employing learning professionals who are highly attuned to learners’ motiva-
tions and the key role played by emotions in achievement
Being acutely sensitive to individual differences among the learners, includ-
ing the type and extent of their prior knowledge
Devising programs that demand hard work and that challenge everyone
without excessive overloading them
5
34|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
Operating with clarity of expectations and using assessment strategies con-
sistent with these expectations, with a strong emphasis on formative feed-
back to support learning
Strongly promoting “horizontal connectedness” across areas of knowledge
and subjects as well as with the community and the wider world.
Between and beyond these positions are a wide range of theoretical frame-
works and models concerning the nature of and influences on learning. For
example, in 2012, UNESCO (UNESCO Institute for Statistics 2012) reviewed
nine perspectives that range in their assumptions about how learning takes place
and the conditions that are conducive to it.
So, in practical terms pedagogies can be seen to stretch from a purely didactic
model, through blended approaches (as observed in almost all of the UK HEAD
primary school sample, for example), to highly pupil-centric learning models.
The blended approach typically involves islands of tables with four to six chil-
dren together with a range of learning zones (Barrett et al. 2015), such as a read-
ing corner and a wet area. This approach supports occasional teaching from the
front, but more normally, enabling children to work in groups or pairs and to
self-direct activities in a learning zone as well as one-on-one interventions by the
teacher. Clearly, these different approaches require different space configura-
tions (Guney and Selda 2012), and this has been clearly illustrated in Russian
Federation (Shmis, Kotnik, and Ustinova 2014) where a distinction is made
between “institutional typologies” reflecting didactic approaches and more
open and flexible “educational landscapes” to support more complex, child-cen-
tered pedagogies.
It would seem fair to argue that there is a global trend towards a pupil-centric
view, which is in keeping with notion of “zones of proximal development”
asexpounded by Lev Vygotsky, the Soviet developmental psychologist
(Vygotsky1978). In this approach, it can be argued that the teacher, the spaces,
and the pedagogy (see figure 5.1) can all help the pupil to go beyond their current
developmental stage and reach a higher skill level.
This resonates with the OECD ILE principles, which consider the learning
environment as a much broader concept than just the physical environment.
This was also reflected in a 2005 literature review (Higgins et al. 2005), which
concluded that the impact of changes in the physical environment on cognitive
and affective measures must be based on an understanding of the complexity of
the many interacting pedagogical, socio-cultural, curricular, motivational, and
socioeconomic factors that operate in schools. Clearly this is not a simple matter
of architectural determinism.
The most obvious aspect of the relationship between pedagogy and space is
layout, in particular cellular classrooms versus flexible or open configurations.
This is a complex issue (Blackmore et al. 2011), which has been explored in sev-
eral studies that were not conclusive about the impact of flexibility on pupils’
achievements nor about the value of either open plan or cellular layouts
(Deedand Lesko 2015; Saltmarsh et al. 2015; Stone 2001). However, a study
( Scott-Webber et al. 2013) was recently conducted in four US universities using
an instrument called Active Learning Post Occupancy Evaluation Tool. The
majority of students surveyed rated non-traditional classroom design better on
each of 12 factors, which included collaboration, active involvement, the ability
to use the most effective learning methods (as specified in the survey), physical
movement, and the creation of an enriching experience. The Reggio Emilia1 con-
cept points to the learning environment as a “third teacher,” because if the best
Links between School Design and Pedagogy and Community|35
learning environment is populated with poorly trained teachers, broken interac-
tions between students, a weak curriculum, and a loose management system,
this will not result in good learning. The learning environment works as a third
teacher only after the teacher-learner and learner-learners interactions.
On the other hand, some teachers have argued that open spaces are actually
not as flexible for teaching and learning as traditional classrooms and associated
cellular spaces that together allow for discrete activities to be carried out simul-
taneously (Zhang and Barrett 2010). In either case, the question of structure in
the class has to be answered for each school and has to be subject of the educa-
tional policy (Deed and Lesko 2015). In Norway (Barrett and Barrett 2016), the
creation of flexible spaces has had unintended consequences in that they have
been found to create a low level of stimulation and a situation where no one feels
any ownership of an particular space.
This is a clearly a greatly contested area. Recent longitudinal case study
reviews (Daniels 2015; Daniels et al. 2017) have detailed the experience of four
schools that were built as part of the UK Building Schools for the Future (BSF)
program in 2003–10 plus one school that missed out on funding and so remained
in its old buildings. The new BSF secondary schools were aspirational and
tended to be built based on open designs, driven by head teachers with a strong
vision and the goal of implementing a flexible, student-centered pedagogy. These
longitudinal studies threw light on the mixed results of this experiment and the
reasons behind them.
One school was, and is, an ongoing success story. The head teacher had acted
as the client, had remained in post, and had worked very hard with and
Learning
space/s
Learner
Educator/s
(teachers/
other pupils)
Pedagogy
FIGURE 5.1
Learning interactions: Teacher, spaces, and pedagogy
Source: Barrett et al. 2015.
36|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
supported all staff on the new pedagogical approach. This approach was conso-
nant with and to some extent driven by the spaces provided and resulted in good
outcomes all round. However, in the other schools, various problems occurred.
These problems were the result of staff not sharing the educational vision or the
head teacher changing fairly soon after completion of the building and introduc-
ing a pedagogy that was not suited to the open design of the school. In two cases,
significant physical changes were made (walls were built) within only a few
years of the school being completed in order to create more cellular spaces.
Clearly, the BSF initiative was devised to promote a certain kind of pedagogy and
thus the infrastructure was built in such a way that there was no way to go back
to how teaching had been done previously. Conversely, the one school that had
to stay in its old buildings was fatally hampered by the buildings’ structure in
introducing the new approach to teaching.
These cases show that the main goal should be to ensure an appropriate fit
between the spaces in question and the evolving pedagogy used within them.
However, given the turbulence caused by changing head teachers and diverse
and evolving views of optimal pedagogies relative to the long-term nature of
school buildings, the implication is clear that flexibility for users should be built
in from the start. Because change is occurring in the area of pedagogy, there is
value in thinking in terms of Vygotsky’s (Vygotsky 1978) notion of “zones of
proximal development” in relation to the teachers themselves, who will need
support to change along with the pedagogy and spaces, especially if they are
expected to be advocates for, and drivers of, that change.
The results of the case studies also highlighted the distinction between
“open” and “flexible,” which too often are rolled into a single composite phrase.
Atkin (2011) put it powerfully when she called for the debate to: “move beyond
the simplicity of flexible open spaces to integrate resource rich, special purpose
spaces with flexible, adaptable multipurpose spaces to provide a dynamic work-
shop environment for learning.” The effectiveness of openness depends funda-
mentally on the level at which it is applied. For example, a large cellular classroom
with many learning zones may have walls, but it has the potential to be very
flexible. This flexibility is quite commonly enhanced by the use of folding (sound-
proofed) walls, thus allowing spaces to be used together or separately in differ-
ent configurations. These could also be used in closely related spaces as Atkin
argues for, or the “openness” could apply throughout the school. As Rogic (2014)
put it: “ultimately the ideal learning space will be different for every school
depending on the school’s pedagogical vision and its context.
These issues are not only relevant to new schools. Changes in classroom design,
furniture selection, and layout can be introduced in existing buildings as well.
IMPROVING SCHOOLS AND INCREASING COMMUNITY
WELLBEING
It is common for education experts to call for schools to engage with their sur-
rounding communities. For example, this was one of the selection criteria for the
OECD’s “exemplary schools.” (OECD CELE 2011) Community engagement is a
multifaceted issue. It can consist of intensive use of the school’s physical facili-
ties by the broader community and/or the extension of pupils’ learning into the
wider community, not only in terms of what and where they learn but also in
terms of pupils acting as teachers within the community. By playing such an
Links between School Design and Pedagogy and Community|37
ambassadorial role, the students would be emphasizing the school as a symbol
for the value placed on education. In advanced, urban societies, the norm is for
the community to use the school facilities, but in remote rural communities
where economic development is greatly needed, then the extension of education
and skills into the community is tremendously valuable.
Education does not happen in a vacuum. School buildings are deeply rooted
in the communities that they serve, and both pupils and teachers interact with
the social and built environment around each school. In most communities,
school buildings are the most prominent public building, the center of many
civic activities, social life, and sports events, in addition to cultural and educa-
tional activities. Also, in many cases, school buildings are the largest capital asset
in a residential neighborhood. In an Economic Policy Institute Briefing in 2008,
Mary Filardo (Filardo 2008)—Executive Director, 21st Century School Fund,
pointed out that the key to the economic prosperity of American communities
and the US nation used to be the public schools. Filardo noted that responsible
management of and investment in school buildings pays off in three ways: in
skilled jobs in local communities, in the quality of life that healthy, safe, and edu-
cationally appropriate buildings create for students and teachers, and in the ben-
efits that quality education yields for generations to come.
Schools often have facilities such as large halls and sports grounds and equip-
ment that the local community may otherwise lack. Providing community mem-
bers with access to these facilities can yield many benefits (Seydel 2017). Though
it may sometimes create some security complications, these can usually be resolved
by allowing adults to use the facility only after normal school hours. This can also
be a source of additional income for many schools in developed nations.
As mentioned above, the school’s involvement with the community can also
mean providing students with educational opportunities outside the school.
Learning can take place in an informal way pretty much anywhere (Gehl 2011).
On the way to school, in a street, at the local library, at a neighborhood theater, at
the coffee table of the central plaza, or even at a canteen or a hospital given the
right circumstances. All kind of resources can be used creatively to do this,
including communications technology. Especially when there are space con-
straints, taking students beyond out of the school boundaries can be a very
enriching experience. This can extend to learning from elders in the community,
for example, to create living history projects.
More than a century ago Maria Montessori (Montessori 2013) stressed the
importance of the senses in the learning process. When a school building looks
ugly, dirty, and in a depleted natural environment, with broken glass and falling
plaster, students learn the diminished value that their institutions place on them
and their future. This bleak scenario is aggravated when other schools not far
away look much better, which can fuel social resentment. The British Commission
for Architecture and the Built Environment2 named “identity and context” as the
top criterion for successful school design. The Commission explained that it is
very important to “make a school of which students and community can be
proud.” They emphasized that a successful school construction or renovation
project has to embody the ethos and identity of a school, to contribute to the
neighborhood beyond its site boundaries, and establish the school as an attrac-
tive presence in the community.
The effects of an attractive school facility reach much further than the
pupils themselves. Imagine relatively uneducated parents seeing their chil-
dren being educated in good quality school buildings, having access to exciting
38|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
educational resources, and, in some cases, gaining more skills and knowledge
than the parents themselves. If parents feel that the attractive school environ-
ment gives them opportunities as well, then this will increase the development
impact of the school on the community as a whole. This can be done by giving
parents and other community members access to the schools’ resources, such
as computers or language materials, perhaps along with some basic tuition.
Itcan also involve older people being inspired so that the children themselves
can help them gain educational traction. Why should the peer-to-peer learning
(“second teacher”) take place only in school buildings? A school building often
is, and almost always could be, the center of community life. When schools
embrace the concept of lifelong learning, this opens the reach of education to
a wider range of potential users (World Bank 2003, 2011) and, at the same time,
brings community members to the school and closer to decisions about what,
where, and how.
Discussing the relationship between schools and communities, the archi-
tectural psychologist Rotraut Walden (Walden 2015) has argued that the key
to providing school facilities that meet current and future needs in a given
community is to constantly scan the environment, communicate regularly
with educators, community leaders, businesses, and policymakers and to stay
aware of current, educational, design, and environmental issues. Denmark has
developed its own approach3 to enabling and sustaining community engage-
ment in school design by involving all stakeholders in the planning process.
These stakeholders might include the municipal leader who is in charge of
education, civil works planners and architects, the future principal and his/
her deputy, school teachers, representatives of the teachers’ union, the
parents’ association, and the board of trustees, and the community manager
designated for the construction project.
SUMMARY
There is growing evidence that the best ways to ensure that the design and layout
of schools support the pedagogy are:
Striving to create innovative spaces for learning while also respecting the pro-
fessionalism of the educationalists involved and their current traditions,
skills, and constraints
Creating schools that are spatially flexible so that over the long term they can
support rather than obstruct any changes or developments in pedagogical
practice
Implementing any innovations in educational practice by ensuring that there
is a consistent “fit” between the vision behind the innovation, teachers’ capa-
bilities and motivations, and the characteristics of the spaces that are
available
Where necessary, increasing the flexibility of existing schools by using new
furniture and fittings as well as by investing in alterations and extensions.
There can also be many advantages to seeing the school not just as a building
but in the context of its community, for instance:
Involve community stakeholders in the planning and use of school facilities
Links between School Design and Pedagogy and Community|39
Explore the potential of using available community resources to help pupils
to learn
Allow community members to use the school’s facilities and equipment to
further their own education and improve their skills.
NOTES
1. Reggio-Emilia is a region in Italy, which became a birthplace of the Reggio-Emilia peda-
gogical approach developed by the Italian pedagogue Loris Malaguzzie in 1950s. To learn
more, see the website http://www.reggiochildren.it/?lang=en.
2. To learn more, see the website http://webarchive.nationalarchives.gov.uk/20110118095356/
http://www.cabe.org.uk / design-review/schools/criteria.
3. See http://modelprogram.dk/.
REFERENCES
Atkin, J. 2011. Transforming Spaces for Learning, in OECD CELE, Designing for Education:
Compendium of Exemplary Educational Facilities 2011. Paris: OECD.
Barrett, P. S. and L. C. Barrett. 2016. HEAD for Norway: Knowledge Transfer Project for School
Design for Learning. Buxton, UK: Nutbox Consultancy.
Barrett, P. S., Y. Zhang, F. Davies, and L. Barrett. 2015. Clever Classrooms: Summary Report of the
HEAD Project. Salford: University of Salford.
Blackmore, J., D. Bateman, J. Loughlin, J. O’Mara, and G. Aranda. 2011. Research into the
Connection between Built Learning Spaces and Student Outcomes. Melbourne: Education,
Policy and Research Division, Department of Education and Early Childhood Development,
State of Victoria.
Daniels, H. 2015. “Continuity and Conflict in School Design: A Case Study from Building Schools
for the Future.Intelligent Buildings International 7 (2–3): 64–82.
Daniels, H., H. M. Tse, A. Stables, and S. Cox. 2017. “Design as a Social Process: The Design of
New Build Schools.Oxford Review 43 (6): 767–87.
Deed, C., and T. Lesko. 2015. “‘Unwalling’ The Classroom: Teacher Reaction and Adaptation.”
Learning Environment Research 18: 217–31.
Dumont, H., D. Istance, and F. Benavides. eds. 2010. The Nature of Learning: Using Reseach to
Inspire Practice. Educational Research and Innovation. Paris: OECD Publishing.
Filardo, M. 2008. Good Buildings, Better Schools: An Economic Stimulus Opportunity with Long-
term Benefits. Washington, D.C.: Economic Policy Institute. Briefing Paper #216.
Gehl, J. 2011. Life between Buildings: Using Public Space. Washington, DC: Island Press.
Guney, A., and A. Selda. 2012. “Effective Learning Environments in Relation to Different
Learning Theories.” Procedia—Social and Behavioural Sciences 46: 2334–38.
Higgins, S., E. Hall, K. Wall, P. Woolner, and C. McCaughey. 2005. The Impact of School
Environments: A Literature Review. London: Design Council.
Montessori, M. 2013. The Montessori Method. New Brunswick, NJ: Transaction Publishers.
OECD. 2013. Innovative Learning Environments. Paris: Educational Research and Innovation.
OECD CELE. 2011. Designing for Education: Compendium of Exemplary Educational Facilities
2011. Paris: OECD Publishing.
Rogic, T. 2014. Shaping Learning. Perkins+Will Research Journal. Chicago, IL.
Saltmarsh, S., A. Chapman, M. Campbell, and C. Drew. 2015. “Putting ‘Structure within Space’:
Spatially Un/Responsive Pedagogic Practices in Open-Plan Learning Environments.”
Educational Review 67 (3): 315–27.
40|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
Scott-Webber, Lennie, Aileen Stickland, and Laura Ring Kapitula. 2013. Built Environments Impact
Behaviours: Results of an Active Learning Post-Occupancy Evaluation. Planning for Higher
Education Journal. V42 N1 October-December. https://www.k12blueprint.com/sites / default
/ files/Built-Environments.pdf.
Seydel, O. 2017. “Reflections on the Relationship between Schools and the City.” In Education, Space,
and Urban Planning, edited by A. Million, Switzerland: Springer International Publishing.
Shmis, T., J. Kotnik, and M. Ustinova. 2014. “Creating New Learning Environments: Challenges
for Eraly Childhood Development Architecture and Pedagogy in Russia.Procedia—Social
and Behavioral Sciences 146: 40–46.
Stone, N. J. 2001. “Designing Effective Study Environments.” Journal of Environmental
Psychology 21 (2): 179–90.
UNESCO Institute for Statistics. 2012. A Place to Learn: Lessons from Research on Learning
Environments. Montreal: UNESCO.
Vygotsky, L. 1978. Mind in Society: Development of Higher Psychological Processes. Boston, MA:
Harvard College.
Walden, R. ed. 2015. Schools of the Future. Design Proposals from Architectural Psychology.
Berlin: Springer.
World Bank. 2003. Lifelong Learning in the Global Knowledge Economy: Challenges for Developing
Countries. Washington, DC: The International Bank for Reconstruction and Development.
—. 2011. Learning for All: Investing in People’s Knowledge and Skills to Promote Development.
Washington DC: The International Bank for Reconstruction and Development.
Zhang, Y., and P. Barrett. 2010. “Findings from a Post-Occupancy Evaluation in the UK Primary
Schools Sector.Facilities 28 (13): 641–56.
41
The Process of Effective
Planning and Implementation
School facilities do not just appear. They have to be created, either through the
construction of new buildings or the adaptation of existing ones, and this involves
many people and significant challenges. To ensure that schools have the maxi-
mum impact on the learning and development of their students, planners take
into account all of the issues covered so far in this report and the implementation
process needs to be characterized by dialogue, ambition, inspiration, economy,
sustainability, and a long-term, holistic perspective.
THE NEED FOR DIALOGUE
The two most common objectives of educational improvement programs are to
expand access to schooling and to improve its quality. Equity, completion,
efficiency, purpose, and accountability are other important goals that are imbed-
ded in the main two goals. Underlying all of these objectives is improving
governance to ensure that all ideas can be implemented as planned. The attain-
ment of each and all of these objectives can be helped or hindered by the
availability, characteristics, and condition of existing educational facilities as
well as the administrative and technical structures deployed to this end.
When drafting an educational improvement program, it is very important to
understand the implications of the relationship between those who understand
and formulate educational needs and those who can design and build the facili-
ties to meet those needs. How one can positively influence the other and make
the whole better. Of course, whether for new buildings or adaptations, for big or
small projects, designers should listen to users to make sure that the ultimate
infrastructure meets users’ needs and purposes (Barrett and Stanley 1999).
It is also critical that educators, administrators, and facility planners develop
a common language and understanding of different options and of their costs
and long-term benefits. Achieving this effective communication within specific
projects requires an ongoing dialogue between designers and educators, which
will probably be facilitated in due course by more comprehensive research and
tools that have yet to emerge (Cleveland and Fisher 2014). Many authors have
6
42|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
stressed the importance of this dialogue throughout a lengthy and dynamic pro-
cess (Cleveland and Fisher 2014; Woolner et al. 2017). It needs to be flexible
enough to deal with challenges such as a change of head teacher in the middle of
the project, which can often create practical problems if the new head teacher
has a different vision of pedagogy (Daniels et al. 2017). Another challenge can be
helping teachers to adapt to the new facilities, which has been described as “a
continual process of negotiation.” (Deed and Lesko 2015)
It is interesting to note that the Harvard Graduate School of Education is cur-
rently teaching a course1 called Learning Environments for Tomorrow: Next
Practices for Educators and Architects. After decades of detailed research about
the relationship between student achievement and the built environment, it is
refreshing to see now that a major university is committed to the value of educa-
tors and architects working together.
This dialogue is also the mechanism for considering findings from other sim-
ilar projects and for digesting, reassessing, and combining them into solutions
that fit the specific climate, culture, and resources (Lillrank 1995) of the project
in question. The absolute necessity for this is illustrated by the findings of the
excellent Heschong Mahone studies. The first study in 1999 (Heschong Mahone
Group 1999) found that more daylight had a significant positive impact on learn-
ing compared with lower daylight, but their subsequent 2003 study, (Heschong
Mahone Group 2003) which was conducted in an area with different climatic
conditions, did not find this, but did find that other issues, such as acoustics and
air quality were more influential on outcomes. This is a powerful reminder that,
although we have a strong grasp of the factors that influence learning, we have to
interpret these carefully in the very particular context of each project.
THE NEED FOR AMBITION
The need for clients and service providers to work together is especially necessary
in the early stages of a project or program when ideas are still fresh and the physi-
cal form of the building, or adaptations to a building, have not yet been well defined.
Often the process starts with a strong vision statement like: “Every school provides
a world-class education…”2 or “….the Los Angeles Unified School District believes
in the equal worth and dignity of all students and is committed to educate all stu-
dents to their maximum potential.”3 These are very powerful ideas that should
infuse all of the decisions still to be made from the planning stage onwards to
design, construction, and operations to maintenance. They should even guide cur-
riculum updates, teacher training plans, strategies for using technology, and even
the layout of furniture in classrooms as well as the relationship between the proj-
ect building and the rest of the school campus where relevant.
Facility planners, architects, and engineers need to have a very clear under-
standing of the goals of educators in order to make specific decisions about such
simple but important issues like the use of daylight, the quality of the tiles in the
bathrooms, and the electrical and data distribution network. This is not always
simple in practice as can be seen in this interesting example from Norway.4
Several schools in Norway were built using public-private partnerships (PPP)
and continue to be maintained by the same contractors. These schools have a
clause forbidding teachers from sticking display material onto the walls, which
makes maintenance easier, but fundamentally hampers the teachers in their nor-
mal practices.
The Process of Effective Planning and Implementation|43
Planners should also aim to improve equity in access. While access for stu-
dents, teachers, and community members with disabilities is usually enshrined
in the law, this does not mean that it is universally enforced, which reinforces
inequity. Rural areas with low population density and difficult terrain present a
particular challenge that needs to be resolved at the micro-planning level, look-
ing specifically for an efficient operation of the whole municipal planning sys-
tem (transportation, communication, and accessibility).
THE NEED FOR INSPIRATION
Many innovative and ambitious designs have been used around the world to con-
struct or repurpose school buildings. These can be a source of inspiration for
governments, clients, and designers working on their own projects. Here are
some sources that discuss those inspirational designs and ideas:
The OECD Center for Effective Learning Environments published “Designing
for Education: A Compendium of Exemplary Educational Facilities” in 2011,
which described 60 exemplary educational facilities that had been selected in
worldwide competition (OECD CELE 2011).
The LEED5 certification program recognizes the importance of making the
school building itself a teaching tool by recommending the integration of the
sustainable features of the school facility into the school’s educational
mission.
The Third Teacher Book (O’Donnel et al. 2010) offers 79 practical design
ideas to improve schools.
The Language of School Design (Nair and Fiedling 2005) offers 25 design
patterns to be considered for 21st Century schools.
The University of Melbourne prepared a review in the framework of the
“Innovative Learning Environments & Teacher Change” project (ILETC),6
which analyses different types of learning environments in Australian and
New Zealand schools and how the teachers use it (Imms et al. 2017).
Additionally, there are several private and institutional initiatives that sup-
port the development of high-quality educational facilities designed to improve
student outcomes:
The Association for the Learning Environment7
The International Union of Architects, Architecture, and Children Program8
The Organization for Economic Co-operation and Development, Center for
Effective Learning Environments9
The National Clearinghouse for Educational Facilities in the US10
Education Facilities Clearinghouse.11
All of these institutions, authors, and professionals around the world have
recognized the need for safe, healthy, sustainable, and educationally sound edu-
cational facilities.
THE NEED FOR A LONG-TERM, HOLISTIC PERSPECTIVE
A pioneer document written by Arnold Oates and Lee Bruch (Oates and Burch
1999) in 1999 advocated for taking a holistic approach to the planning process in
44|THE IMPACT OF SCHOOL INFRASTRUCTURE ON LEARNING
the context of scarce resources for education. The authors put great emphasis on
consulting with stakeholders and ensuring that planners use well-grounded
information as a basis for decision-making. This information needs to encom-
pass demographics, socioeconomic factors, the economy, culture, technology,
the political landscape, legal issues, and environmental conditions.
In 2011, in response to the proliferation of inadequate building plans that
emphasized a few aspects but ignored others, Mary Filardo (Filardo 2011) wrote
a master plan evaluation guide. It highlights the importance of stakeholders’ par-
ticipation, evidence-based decision-making, and the need for a clear vision to
inspire the whole school system. Additionally, it sets out a logical order for mas-
ter plans and goes into great detail about every step of the process. Even though
it is meant to evaluate existing plans, it can also be used as a guide for future plans
by breaking down key activities, none of which should be overlooked, rushed, or
avoided.
A key strategic challenge in the mid to long term will be the volatile issue of
demographic change. This is relevant to individual school projects but is even
more salient for regional and national programs. Radical shifts in age profiles are
occurring within the populations of many countries, and there are huge move-
ments of people through urbanization and, more chaotically, through refugee
movements across the world. In Romania, for example, despite recent school
closures and consolidations, it has recently been established that 22 percent of
pupils are in over-crowded classrooms and 34 percent are in under-utilized
spaces.12 Assessing these issues at a strategic level is a significant modeling chal-
lenge that depends on collecting and analyzing population data together with
geospatial data using assumptions about how such issues as ethnic mix will
affect the number and types of school places needed in the future. To devise
plans that can accommodate these unpredictable issues within physical infra-
structure that is likely to be in use for decades, it is important to build flexibility
into the design. The design should take into account the need to adapt to shifts
in the mix of usage (such as the age profile of students) within the existing facil-
ity, to grow the educational establishment in the future if overall demand rises,
and to facilitate alternative uses for the space if demand drops. This flexibility
could be as simple as leaving space on the site for future growth or designing
space with alternative uses in mind.
When public or borrowed money is used to fund capital investment in school
infrastructure projects, there is a strong need to account for how the funds are
invested and for actually delivering the promised benefits to society. When
designed and implemented correctly, the school facilities can provide benefits to
society far beyond its walls for many years to come.
SUMMARY
There are four key elements that should characterize the implementation of a
school infrastructure project in order to realize its full benefits:
There should be ongoing dialogue between planners, educators, and facility
designers to take advantage of their complementary areas of expertise, to
build in value for the wider community, and, vitally, to take account of inter-
national evidence in the context of each particular project.