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Non-Participation in Compulsory Procedures of Dispute Settlement: The People’s Republic of China’s Position Paper in the South China Sea Arbitration and Beyond

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Abstract

Erik Franckx and Marco Benatar consider the peculiar backlash in the form of states rejecting the jurisdiction of international courts and tribunals (ICs). They discuss how the People’s Republic of China (PRC) rejected jurisdiction in the Philippines v PRC arbitration. The authors draw comparisons with how the Russian Federation rejected the jurisdiction of an arbitration panel in the Arctic Sunrise case. But both states participated in the peculiar form of forwarding ‘position papers’. This allows states new modes of influencing the bench without formally participating in the proceedings, argues Franckx and Benatar. This may tempt other states to apply a similar approach. For example, Croatia has presented its views to an arbitration panel in a dispute with Slovenia, despite its non-participation after irregularities by one of the arbitrators. The PRC and the Russian Federation have also issued a joint declaration encouraging non-participation in international legal proceedings.

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The U-shaped line in the South China Sea has been recently challenged in the international community and this challenge reached its climax when the Philippines presented China with a Notification and Statement of Claim under Article 287 and Annex VII of the 1982 United Nations Convention on the Law of the Sea (LOS Convention) on 22 January 2013. In its Statement of Claim, the Philippines requests the Annex VII Arbitral Tribunal to adjudge and declare that China's maritime claims based on the U-shaped line are contrary to the LOS Convention and invalid. Against this background, this article will analyze the issues concerning the related submissions of the Philippines.
following the Philippines suggestion, the Arbitral Tribunal did consult 'academic literature by individuals closely associated with Chinese authorities' in an effort to discern China's position (South China Sea Arbitration
  • Nonetheless
Nonetheless, following the Philippines suggestion, the Arbitral Tribunal did consult 'academic literature by individuals closely associated with Chinese authorities' in an effort to discern China's position (South China Sea Arbitration (n 3) (Merits) para 126).
Position Paper of the Government of the PRC on the Matter of Jurisdiction in the South China Sea Arbitration Initiated by the Republic of the Philippines
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China, 'Position Paper of the Government of the PRC on the Matter of Jurisdiction in the South China Sea Arbitration Initiated by the Republic of the Philippines' (7 December 2014) <www.fmprc. gov.cn/ mfa_ eng/ zxxx_ 662805/ t1217147.shtml> (accessed 1 September 2016) (2014 Position Paper). 7² See supra (n 64) accompanying text. The PRC did not submit a counter-memorial. 7³ 2014 Position Paper (n 71) para 2. 74 ibid. 75 ibid paras 4-29.
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The Ministry of Foreign Affairs of the Russian Federation on certain legal issues highlighted by the action of the Arctic Sunrise against Prirazlomnaya platform' (Russian Ministry of Foreign Affairs, 2015) <www.mid
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The 'Tomimaru' Case (Japan v Russia) (Prompt Release) <www.itlos.org/ en/ cases/ list-of-cases/ case-no-15/ > (accessed 1 September 2016);
Limited Liability Company Aberon Ltd v Russia <https:// pcacases
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PJSC CB PrivatBank and Finance Company Finilon LLC v Russia <https:// pcacases.com/ web/ view/ 130> (accessed 1 September 2016); (1) Limited Liability Company Lugzor, (2) Limited Liability Company Libset, (3) Limited Liability Company Ukrinterinvest, (4) Public Joint Stock Company DniproAzot, (5) Limited Liability Company Aberon Ltd v Russia <https:// pcacases.com/ web/ view/ 124> (accessed 1 September 2016);
); (i) Stabil LLC, (ii) Rubenor LLC, (iii) Rustel LLC, (iv) Novel-Estate LLC, (v) PII Kirovograd-Nafta LLC, (vi) Crimea-Petrol LLC, (vii) Pirsan LLC, (viii) Trade-Trust LLC, (ix) Elefteria LLC, (x) VKF Satek LLC,(xi) Stemv Group LLC v Russia
  • Pjsc Ukrnafta V Russia
PJSC Ukrnafta v Russia (n 134) 'Press Release' (PCA, 2 May 2016); (i) Stabil LLC, (ii) Rubenor LLC, (iii) Rustel LLC, (iv) Novel-Estate LLC, (v) PII Kirovograd-Nafta LLC, (vi) Crimea-Petrol LLC, (vii) Pirsan LLC, (viii) Trade-Trust LLC, (ix) Elefteria LLC, (x) VKF Satek LLC,(xi) Stemv Group LLC v Russia (n 134) 'Press Release' (PCA, 2 May 2016);
Limited Liability Company Ukrinterinvest
  • Pjsc Cb Privatbank
  • Finance Company Finilon Llc V Russia
PJSC CB PrivatBank and Finance Company Finilon LLC v Russia (n 134) 'Press Release' (PCA, 30 March 2016); (1) Limited Liability Company Lugzor, (2) Limited Liability Company Libset, (3) Limited Liability Company Ukrinterinvest, (4) Public Joint Stock Company DniproAzot, (5) Limited Liability Company Aberon Ltd v Russia (n 134);
); (i) Stabil LLC, (ii) Rubenor LLC, (iii) Rustel LLC, (iv) Novel-Estate LLC, (v) PII KirovogradNafta LLC, (vi) Crimea-Petrol LLC, (vii) Pirsan LLC, (viii) Trade-Trust LLC
  • Pjsc Ukrnafta V Russia
PJSC Ukrnafta v Russia (n 134) 'Press Release' (PCA, 2 May 2016); (i) Stabil LLC, (ii) Rubenor LLC, (iii) Rustel LLC, (iv) Novel-Estate LLC, (v) PII KirovogradNafta LLC, (vi) Crimea-Petrol LLC, (vii) Pirsan LLC, (viii) Trade-Trust LLC, (ix) Elefteria LLC, (x) VKF
¹²7 Eg Application of the International Convention on the Elimination of All Forms of Racial Discrimination (Georgia v Russia) (Merits)
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Asian-Pacific J Ocean L and Policy 5. ¹²7 Eg Application of the International Convention on the Elimination of All Forms of Racial Discrimination (Georgia v Russia) (Merits) [2011] ICJ Rep 70; The 'Hoshinmaru' Case (Japan v Russia) (Prompt Release) <www.itlos.org/ en/ cases/ list-of-cases/ case-no-14/ > (accessed 1 September 2016);
); (1) Limited Liability Company Lugzor
  • Finance Pjsc Cb Privatbank
  • Company Finilon Llc V Russia
PJSC CB PrivatBank and Finance Company Finilon LLC v Russia (n 134) 'Press Release' (PCA, 30 March 2016); (1) Limited Liability Company Lugzor, (2) Limited Liability Company Libset,
Limited Liability Company Aberon Ltd v Russia <https:// pcacases.com/ web/ view/ 124>
Public Joint Stock Company DniproAzot, (5) Limited Liability Company Aberon Ltd v Russia <https:// pcacases.com/ web/ view/ 124> (accessed 1 September 2016);