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Changes in Earth’s Energy Budget during and after the “Pause” in Global Warming: An Observational Perspective

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This study examines changes in Earth’s energy budget during and after the global warming “pause” (or “hiatus”) using observations from the Clouds and the Earth’s Radiant Energy System. We find a marked 0.83 ± 0.41 Wm−2 reduction in global mean reflected shortwave (SW) top-of-atmosphere (TOA) flux during the three years following the hiatus that results in an increase in net energy into the climate system. A partial radiative perturbation analysis reveals that decreases in low cloud cover are the primary driver of the decrease in SW TOA flux. The regional distribution of the SW TOA flux changes associated with the decreases in low cloud cover closely matches that of sea-surface temperature warming, which shows a pattern typical of the positive phase of the Pacific Decadal Oscillation. Large reductions in clear-sky SW TOA flux are also found over much of the Pacific and Atlantic Oceans in the northern hemisphere. These are associated with a reduction in aerosol optical depth consistent with stricter pollution controls in China and North America. A simple energy budget framework is used to show that TOA radiation (particularly in the SW) likely played a dominant role in driving the marked increase in temperature tendency during the post-hiatus period.
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climate
Article
Changes in Earth’s Energy Budget during and after
the “Pause” in Global Warming: An Observational
Perspective
Norman G. Loeb 1, *, Tyler J. Thorsen 1, Joel R. Norris 2ID , Hailan Wang 3and Wenying Su 1
1NASA Langley Research Center, Mail Stop 420, Hampton, VA 23681, USA; tyler.thorsen@nasa.gov (T.J.T.);
wenying.su-1@nasa.gov (W.S.)
2Scripps Institution of Oceanography, La Jolla, CA 92037, USA; jnorris@ucsd.edu
3Science Systems and Applications, Inc., 1 Enterprise Pkwy #200, Hampton, VA 23666, USA;
hailan.wang-1@nasa.gov
*Correspondence: norman.g.loeb@nasa.gov; Tel.: +1-757-864-5688
Received: 5 June 2018; Accepted: 10 July 2018; Published: 11 July 2018


Abstract:
This study examines changes in Earth’s energy budget during and after the global
warming “pause” (or “hiatus”) using observations from the Clouds and the Earth’s Radiant Energy
System. We find a marked 0.83
±
0.41 Wm
2
reduction in global mean reflected shortwave (SW)
top-of-atmosphere (TOA) flux during the three years following the hiatus that results in an increase
in net energy into the climate system. A partial radiative perturbation analysis reveals that decreases
in low cloud cover are the primary driver of the decrease in SW TOA flux. The regional distribution
of the SW TOA flux changes associated with the decreases in low cloud cover closely matches
that of sea-surface temperature warming, which shows a pattern typical of the positive phase of
the Pacific Decadal Oscillation. Large reductions in clear-sky SW TOA flux are also found over
much of the Pacific and Atlantic Oceans in the northern hemisphere. These are associated with a
reduction in aerosol optical depth consistent with stricter pollution controls in China and North
America. A simple energy budget framework is used to show that TOA radiation (particularly in
the SW) likely played a dominant role in driving the marked increase in temperature tendency during
the post-hiatus period.
Keywords: global warming hiatus; energy budget; clouds
1. Introduction
The planetary energy balance is the difference between how much solar radiation reaches
Earth and the sum of outgoing reflected solar and emitted thermal radiation to space. A positive
top-of-atmosphere (TOA) imbalance indicates that the planet is taking up heat, with
93% ending
up as heat storage in the oceans and only
1% of the excess energy warming the atmosphere [
1
].
The remainder melts snow/ice and warms the land surface. Over long timescales, global mean net
TOA downward radiation can be approximated as the difference between changes in radiative forcing
and climate response [
2
4
]. In this context, net TOA radiation represents the forcing the climate system
has yet to respond to [
5
]. The time dependence of global mean net TOA radiation at climate change
timescales can vary greatly, depending upon the forcing scenario. When forced with Representative
Concentration Pathways (RCPs) greenhouse gas concentration trajectories, CMIP5 climate models
project that TOA net radiative flux can either increase or decrease with surface temperature through
2100, depending upon the RCP scenario. RCP8.5, representing elevated greenhouse gas emissions,
exhibits a rapid increase in TOA net radiative flux, while RCP2.6, the lowest emissions scenario,
Climate 2018,6, 62; doi:10.3390/cli6030062 www.mdpi.com/journal/climate
Climate 2018,6, 62 2 of 18
exhibits decreasing TOA net radiative flux [
6
]. Outgoing longwave (LW) radiation exhibits similar
increases with warming in each RCP scenario, but reflected shortwave (SW) radiation decreases far
more rapidly for RCP8.5 due to marked decreases in cloud cover and snow/sea-ice. In time, the climate
system heats up sufficiently in all scenarios to arrive at a new equilibrium temperature and an energy
balance at the TOA.
At decadal timescales, when internal variations in the climate system dominate, the link
between TOA radiation and surface temperature is more complex. Using pre-industrial control
simulations of three generations of Met Office Hadley Centre coupled atmosphere-ocean climate
models, Palmer et al. [
7
] show that while decadal trends in global mean sea-surface temperature
(SST) tend to be positive (negative) when the decadal average net downward TOA flux is positive
(negative),
30% of decades show opposite trends in SST and total energy, implying that it is not
uncommon for a decade to show a decreasing trend in SST and a positive decadal average net TOA
flux. The reason for the large scatter between decadal SST and total energy trends is re-distribution
of heat within the ocean. In order to relate net TOA radiation and global mean surface temperature
changes at decadal timescales, Xie et al. [
4
] decompose the climate feedback term into forced and
natural variability components, with the latter term accounting for the lag between TOA radiation and
surface temperature variations.
Between approximately 1998 and 2013, the rate of increase in global mean surface temperature
slowed down relative to that during the latter half of the 20th century [
8
10
]. This so-called “global
warming hiatus” period coincided with the negative phase of the Pacific Decadal Oscillation (PDO),
characterized by an increase in heat sequestered to deeper layers in the ocean [
11
14
]. Other
contributing factors to the hiatus have also been proposed [
15
17
], but the dominant cause appears to
be oceanic redistribution of heat, particularly in the Pacific Ocean.
In late 2013, extremely warm sea surface temperatures (known as “The Blob”) associated with
anomalously higher than average sea level pressures appeared over the northeast Pacific [
18
]. This
was followed in spring 2014 by a shift in the sign of the PDO from negative to positive. Later that year,
global mean surface temperatures increased markedly following a major El Niño event that peaked
in winter of 2015–2016. In terms of NOAA’s Oceanic Niño Index [
19
], the strength of the 2015–2016
El Niño was comparable to the 1997–1998 El Niño. Warm SST anomalies spread to cover much of
the eastern Pacific [20] and persisted until well after termination of the 2015–2016 El Niño.
Even though the rate of increase in surface temperature slowed during the hiatus, the Earth
continued to take up heat [
21
23
]. Satellite observations point to the possibility that the rate of heat
uptake increased by 0.3 Wm
2
between the last 15 years of the 20th century and first 12 years of the 21st
century [
21
], but uncertainties are large owing to differences in the satellite observing systems used
before and after 2000 and because of data gaps in the record between 1993 and 1999 [
21
,
24
]. Similarly,
upper-ocean ocean heating rates from in-situ measurements made prior to 2005 are highly uncertain
owing to poor sampling and uncertain bias corrections [
14
,
22
,
25
27
]. There have been significant
improvements in the satellite observing system since 2000 with the launch of several Clouds and
the Earth’s Radiant Energy System (CERES) instruments. Similarly, improvements in ocean heating
rate observations have occurred with the in-situ network of profiling floats from Argo, which reached
near-global coverage after 2005 [28].
In this study, we examine what aspects of the Earth’s energy budget have changed and what
components of the climate system caused those changes as we have come out of the hiatus. We limit
our analysis to the CERES period after 2000, which covers most of the hiatus period and the first three
years following the hiatus. The datasets and methodology are presented in Section 2. This is followed
by a brief discussion of the results in Section 3. In Section 4we use a simple conceptual framework
of the energy budget of the ocean’s mixed layer to examine the influence of TOA radiation changes
on the temperature tendency difference between the post-hiatus and hiatus periods. A summary is
provided in Section 5.
Climate 2018,6, 62 3 of 18
2. Data and Methods
We define the hiatus period as July 2000–June 2014 and the post-hiatus period as July 2014
onwards. This start-time for the hiatus is within the 5th and 95th percentiles of presumed starting
years based upon a survey of peer-reviewed journal publications on the hiatus [
29
]. The end date
coincides with the time when the PDO index [
30
] shifted sign from predominantly negative to positive.
Table 1lists the datasets considered in this study. The main source of TOA flux data is from
the CERES Energy Balanced and Filled (EBAF) Ed4.0 data product [
31
]. In EBAF Ed4.0, a one-time
adjustment is applied to CERES SW and LW TOA fluxes to ensure consistency between time-averaged
global mean net TOA flux for July 2005–June 2015 and an in-situ derived value of 0.71 Wm
2
from
Johnson et al. [
23
]. We use the Niño 3.4 Index from NOAA Climate Prediction Center (CPC) determined
from monthly Extended Reconstructed Sea Surface Temperature (ERSST) v5 averages (centered base
periods) over the Niño 3.4 region (5
N–5
S; 170
W–120
W) (these data are monthly input to
the Oceanic Niño Index). For 0.55
µ
m aerosol optical depth (AOD), the Moderate Resolution Imaging
Spectroradiometer (MODIS) MYD04 Collection 6 data product is used. We note that the AODs from
this data product are from the Aqua satellite and therefore only cover only July 2002—June 2017. Aqua
MODIS AODs are used instead of Terra MODIS AODs because Aqua MODIS calibration is more stable
for different collections, whereas large calibration changes are observed for Terra MODIS [32].
In order to identify the variables that drive observed TOA flux interannual variability, we apply a
partial radiative perturbation (PRP) [
33
] methodology as described in Thorsen et al. [
34
]. Briefly, PRP
calculations are used to decompose the total TOA flux into contributions from individual variables
using radiative transfer model calculations initialized using regional monthly data. In order to quantify
how variations in variable xinfluence TOA flux, the following forward finite difference is calculated:
δFf
M(δx)=FM(x+δx,y1, . . . , yN)FM(x,y1, . . . , yN)+Of(δx)(1)
where
δFf
M
is the flux difference resulting from a deseasonalized monthly anomaly in
x
given by
δx=xx
, and
x
is the climatological mean of
x
determined for calendar month M. The variables
(
y1
,
. . .
,
yN
) are the monthly means of other variables required in the radiative calculations and
Of(δx)
is the error term. An alternate approach is to compute a backwards finite difference:
δFb
M(δx)=FM(x,y1, . . . , yN)FM(xδx,y1, . . . , yN)+Ob(δx)(2)
In order to reduce uncertainties in the calculation, Thorsen et al. [
34
] determine the centered
difference, given by the average of Equations (1) and (2). Fluxes are computed using the NASA
Langley Fu-Liou radiative transfer model, described in Rose et al. [
35
]. Regional monthly data used
to initialize the PRP calculations consist of: profiles of temperature, water vapor and ozone, surface
pressure and skin temperature from the Goddard Earth Observing System (GEOS) version 5.4.1
reanalysis [
36
]; aerosol properties from the Model of Atmospheric Transport and Chemistry (MATCH)
MODIS aerosol assimilation system [
37
]; cloud properties from the CERES Synoptic (SYN) Edition
4 product, which provides 1-hourly cloud retrievals by combining data from Terra MODIS, Aqua
MODIS and geostationary imagers [38].
Climate 2018,6, 62 4 of 18
Table 1. List of data products considered in this study.
Parameter Data Product Temporal Range Reference
TOA Flux CERES EBAF Ed4.0
CERES SSF1deg March 2000–September 2017 [31]
Cloud Properties and
Surface Albedo CERES SYN1deg Ed4.0 March 2000–September 2017 [38]
Surface Temperature GISTEMP February 2000–September 2017 [39]
SST and Niño 3.4 Index Extended Reconstructed Sea Surface
Temperature (ERSST) v5 averages July 2000–June 2017 [19]
MEI ESRL MEI January 1998–September 2017 [40]
0.55 µm AOD MYD04 Collection 6 July 2002–June 2017 [32]
Snow & Ice Cover Near-Real-Time SSM/I-SSMIS EASE-Grid Daily
Global Ice Concentration and Snow Extent July 2000–June 2017 [41]
Drought Index Self-calibrating Palmer Drought Severity Index
(scPDSI) July 2000–June 2014 [42]
3. Results
3.1. Global TOA Radiation Variation
During the CERES period, global mean surface air temperature anomalies (relative to 1951–1980)
show a weak increase through the end of 2013, followed by a factor of 6 steeper increase from 2014
onwards (Figure 1a), marking the end of the global warming hiatus. In contrast, the cumulative
planetary heat uptake derived from CERES global monthly mean net downward fluxes shows a
continual increase with time (Figure 1b). Superimposed on this increase is an annual cycle that peaks
in April and reaches a minimum in September. This occurs because global mean net TOA flux is
positive between October–April and negative between May–September [
43
]. As a result, in a given year
the cumulative heat uptake peaks in April and reaches its minimum in September. Since the planetary
heat uptake accounts for the entire energy added to or removed from the climate system, it arguably
provides a more fundamental measure of global warming than global mean surface temperature,
which is influenced by other decadal processes internal to the climate at the air-sea interface [
3
,
28
,
44
].
Climate 2018, 6, x FOR PEER REVIEW 4 of 18
3. Results
3.1. Global TOA Radiation Variation
During the CERES period, global mean surface air temperature anomalies (relative to 1951–1980)
show a weak increase through the end of 2013, followed by a factor of 6 steeper increase from 2014
onwards (Figure 1a), marking the end of the global warming hiatus. In contrast, the cumulative
planetary heat uptake derived from CERES global monthly mean net downward fluxes shows a
continual increase with time (Figure 1b). Superimposed on this increase is an annual cycle that peaks
in April and reaches a minimum in September. This occurs because global mean net TOA flux is
positive between OctoberApril and negative between May–September [43]. As a result, in a given
year the cumulative heat uptake peaks in April and reaches its minimum in September. Since the
planetary heat uptake accounts for the entire energy added to or removed from the climate system,
it arguably provides a more fundamental measure of global warming than global mean surface
temperature, which is influenced by other decadal processes internal to the climate at the air-sea
interface [3,28,44].
Figure 1. (a) National Aeronautics and Space Administration Goddard Institute for Space Studies
Surface Temperature Analysis (GISTEMP) global mean surface air temperature anomaly relative to
1951–1980 climatology and (b) Clouds and the Earth’s Radiant Energy System (CERES) cumulative
planetary heat uptake for March 2000–September 2017.
For the entire available CERES period, the average rate of heat uptake is 0.67 Wm2, and the
standard deviations in annual and monthly anomalies are 0.33 Wm2 and 0.69 Wm2, respectively.
The large variability is mainly due to El NiñoSouthern Oscillation (ENSO) [14]. Figure 2a,b illustrate
how global TOA flux anomalies in reflected SW, emitted LW and net downward radiation vary along
with the Multivariate ENSO Index (MEI). We define SW and LW TOA fluxes as positive upwards
and net TOA flux as positive downwards, following the convention used in the CERES data products.
Appreciable positive SW and negative LW anomalies are observed at the beginning of the CERES
record (Figure 2a), which coincides with a prolonged period of La Niña conditions that started in
mid-1998 and ended in mid-2001. After 2002, SW and LW anomalies remain relatively weak until
2014, when SW anomalies sharply decrease and LW anomalies increase. The SW anomalies after 2014
are particularly noteworthy as they reach −2 Wm2 in January 2017, one year after the peak of the
2015–2016 El Niño event. In contrast, the net TOA radiation anomalies (Figure 2b) are relatively small
early in the record owing to cancellation between SW and LW anomalies, but become appreciable in
the middle of the record when modest SW and LW TOA flux anomalies of the same sign combine
(e.g., minima in 2002 and 2010, maxima in 2008 and 2012). After 2014, net TOA flux anomalies are
generally positive due to the large negative anomalies in reflected SW, which overwhelms positive
Figure 1.
(
a
) National Aeronautics and Space Administration Goddard Institute for Space Studies
Surface Temperature Analysis (GISTEMP) global mean surface air temperature anomaly relative to
1951–1980 climatology and (
b
) Clouds and the Earth’s Radiant Energy System (CERES) cumulative
planetary heat uptake for March 2000–September 2017.
Climate 2018,6, 62 5 of 18
For the entire available CERES period, the average rate of heat uptake is 0.67 Wm
2
, and
the standard deviations in annual and monthly anomalies are 0.33 Wm
2
and 0.69 Wm
2
, respectively.
The large variability is mainly due to El Niño–Southern Oscillation (ENSO) [
14
]. Figure 2a,b illustrate
how global TOA flux anomalies in reflected SW, emitted LW and net downward radiation vary along
with the Multivariate ENSO Index (MEI). We define SW and LW TOA fluxes as positive upwards and
net TOA flux as positive downwards, following the convention used in the CERES data products.
Appreciable positive SW and negative LW anomalies are observed at the beginning of the CERES record
(Figure 2a), which coincides with a prolonged period of La Niña conditions that started in mid-1998
and ended in mid-2001. After 2002, SW and LW anomalies remain relatively weak until 2014, when SW
anomalies sharply decrease and LW anomalies increase. The SW anomalies after 2014 are particularly
noteworthy as they reach
2 Wm
2
in January 2017, one year after the peak of the 2015–2016 El
Niño event. In contrast, the net TOA radiation anomalies (Figure 2b) are relatively small early in
the record owing to cancellation between SW and LW anomalies, but become appreciable in the middle
of the record when modest SW and LW TOA flux anomalies of the same sign combine (e.g., minima in
2002 and 2010, maxima in 2008 and 2012). After 2014, net TOA flux anomalies are generally positive due
to the large negative anomalies in reflected SW, which overwhelms positive outgoing LW anomalies.
The positive anomalies in net TOA flux following the 2015–2016 El Niño stand in marked contrast with
those for the other El Niño events during the CERES period (2002–2003, 2004–2005, 2006–2007 and
2009–2010). Following those events, net TOA flux anomalies are generally negative.
Climate 2018, 6, x FOR PEER REVIEW 5 of 18
outgoing LW anomalies. The positive anomalies in net TOA flux following the 2015–2016 El Niño
stand in marked contrast with those for the other El Niño events during the CERES period (2002–
2003, 20042005, 20062007 and 20092010). Following those events, net TOA flux anomalies are
generally negative.
Figure 2. Global mean (a) shortwave (SW) and longwave (LW) and (b) net top-of-atmosphere (TOA)
flux anomalies for March 2000–September 2017 from CERES Energy Balanced and Filled (EBAF)
Ed4.0. Thin lines denote monthly anomalies, thick lines are 12-month running means. Vertical black
bars show the Multivariate ENSO Index (MEI). Anomalies are calculated relative to climatology over
the entire period. SW and LW TOA flux anomalies are defined as positive upwards and net TOA flux
anomalies are positive downwards.
In order to gain confidence that the TOA flux anomalies from EBAF Ed4.0 are robust, we
compare them with TOA flux monthly anomalies from the SSF1deg Ed4.0 products for Terra, Aqua
and S-NPP (Figure 3ac). The EBAF Ed4.0 processing relies on CERES Terra measurements from
March 2000-June 2002 and combined Terra and Aqua for July 2002September 2017. EBAF Ed4.0 also
supplements the CERES measurements with MODIS for scene information and geostationary imager
measurements to capture variations in the diurnal cycle [31]. In contrast, the SSF1deg data product
relies only on CERES and MODIS or VIIRS and is produced separately for each mission. As shown,
there is excellent agreement between the different data products. All four datasets show a decline in
SW anomalies and positive anomalies in LW TOA flux following the 2015–2016 El Niño. Root-mean-
square (RMS) differences between EBAF Ed4.0 and the 3 SSF1deg records are <0.12 Wm2 for SW,
<0.16 Wm2 for LW and <0.17 Wm2 for net TOA flux (Table 2).
To further highlight how unprecedented the SW anomalies are during the last 3 years of the
record (i.e., post-hiatus period), Figure 4ac show lagged regressions between TOA flux anomalies
and anomalies in the Niño 3.4 index for March 2000–June 2014 and for the entire CERES record
(March 2000September 2017). Consistent with other studies [4,45], Figure 4c shows that when TOA
net radiation leads Niño 3.4 (negative lags), the regression slopes are positive for lags of up to 15
months. Conversely, when Niño 3.4 leads (positive lags), regression slopes are negative over the same
period. Thus, a major El Niño occurring at zero lag would tend to be preceded within a year or so by
an uptake of heat into the system and followed by a release of heat out of the system. This pattern is
Figure 2.
Global mean (
a
) shortwave (SW) and longwave (LW) and (
b
) net top-of-atmosphere (TOA)
flux anomalies for March 2000–September 2017 from CERES Energy Balanced and Filled (EBAF) Ed4.0.
Thin lines denote monthly anomalies, thick lines are 12-month running means. Vertical black bars show
the Multivariate ENSO Index (MEI). Anomalies are calculated relative to climatology over the entire
period. SW and LW TOA flux anomalies are defined as positive upwards and net TOA flux anomalies
are positive downwards.
In order to gain confidence that the TOA flux anomalies from EBAF Ed4.0 are robust, we compare
them with TOA flux monthly anomalies from the SSF1deg Ed4.0 products for Terra, Aqua and S-NPP
Climate 2018,6, 62 6 of 18
(Figure 3a–c). The EBAF Ed4.0 processing relies on CERES Terra measurements from March 2000-June
2002 and combined Terra and Aqua for July 2002–September 2017. EBAF Ed4.0 also supplements
the CERES measurements with MODIS for scene information and geostationary imager measurements
to capture variations in the diurnal cycle [
31
]. In contrast, the SSF1deg data product relies only on
CERES and MODIS or VIIRS and is produced separately for each mission. As shown, there is excellent
agreement between the different data products. All four datasets show a decline in SW anomalies
and positive anomalies in LW TOA flux following the 2015–2016 El Niño. Root-mean-square (RMS)
differences between EBAF Ed4.0 and the 3 SSF1deg records are <0.12 Wm
2
for SW, <0.16 Wm
2
for
LW and <0.17 Wm2for net TOA flux (Table 2).
To further highlight how unprecedented the SW anomalies are during the last 3 years of the record
(i.e., post-hiatus period), Figure 4a–c show lagged regressions between TOA flux anomalies and
anomalies in the Niño 3.4 index for March 2000–June 2014 and for the entire CERES record (March
2000–September 2017). Consistent with other studies [
4
,
45
], Figure 4c shows that when TOA net
radiation leads Niño 3.4 (negative lags), the regression slopes are positive for lags of up to 15 months.
Conversely, when Niño 3.4 leads (positive lags), regression slopes are negative over the same period.
Thus, a major El Niño occurring at zero lag would tend to be preceded within a year or so by an uptake
of heat into the system and followed by a release of heat out of the system. This pattern is mainly driven
by outgoing LW radiation (Figure 4b), which shows negative anomalies prior to an El Niño event
and even stronger positive anomalies a few months following an El Niño, when surface temperatures
are larger [
46
]. However, when the entire CERES record that includes the last 3 post-hiatus years is
considered (red line), regression slopes for net and SW TOA flux (Figure 4a,c, respectively) fall outside
of the 95% confidence intervals for positive lags. The unprecedented negative reflected SW anomalies
following the 2015–2016 El Niño significantly alter the statistical TOA net radiation response following
an El Niño event. Including this event reduces the amount of heat released out of the system following
an El Niño relative to that expected based upon the first 14 years of the CERES record.
TER
AQU
SNPP
EBAF
0.12
0.11
0.12
TER
-
0.19
0.19
AQU
-
0.083
EBAF
0.16
0.092
0.13
TER
-
0.19
0.13
AQU
-
0.16
EBAF
0.15
0.15
0.17
TER
-
0.26
0.22
AQU
-
0.18
Figure 3.
Deseasonalized monthly anomalies in global mean (
a
) SW, (
b
) LW and (
c
) net TOA radiation
from EBAF Ed4.0, SSF1deg-Ed4.0 Terra (TER), Aqua (AQU) and Suomi-NPP (SNPP). Anomalies are
calculated using a common climatology from February 2012–June 2017.
Climate 2018,6, 62 7 of 18
Table 2.
Root-mean-square (RMS) differences between monthly anomalies for different pairs of records
used in Figure 3.
TER AQU SNPP
SW
EBAF 0.12 0.11 0.12
TER - 0.19 0.19
AQU - 0.083
LW
EBAF 0.16 0.092 0.13
TER - 0.19 0.13
AQU - 0.16
NET
EBAF 0.15 0.15 0.17
TER - 0.26 0.22
AQU - 0.18
Climate 2018, 6, x FOR PEER REVIEW 7 of 18
Figure 4. Lagged regression of (a) reflected SW, (b) outgoing LW and (c) net TOA flux anomalies
against anomalies in T3.4 for March 2000–June 2014 and March 2000–September 2017. Positive lags
indicate that T3.4 leads. Blue shaded areas correspond to 95% confidence interval in regression slopes.
3.2. All-Sky TOA Flux Differences between Post-Hiatus and Hiatus Periods
Zonal mean TOA flux differences between the post-hiatus (July 2014June 2017) and hiatus (July
2000June 2014) periods are shown in Figure 5ac. The six latitudes zones cover approximately the
same area, so that each latitude zone contributes equal weight to the global mean. SW TOA flux mean
Figure 4. Cont.
Climate 2018,6, 62 8 of 18
Climate 2018, 6, x FOR PEER REVIEW 7 of 18
Figure 4. Lagged regression of (a) reflected SW, (b) outgoing LW and (c) net TOA flux anomalies
against anomalies in T3.4 for March 2000–June 2014 and March 2000–September 2017. Positive lags
indicate that T3.4 leads. Blue shaded areas correspond to 95% confidence interval in regression slopes.
3.2. All-Sky TOA Flux Differences between Post-Hiatus and Hiatus Periods
Zonal mean TOA flux differences between the post-hiatus (July 2014June 2017) and hiatus (July
2000June 2014) periods are shown in Figure 5ac. The six latitudes zones cover approximately the
same area, so that each latitude zone contributes equal weight to the global mean. SW TOA flux mean
Figure 4.
Lagged regression of (
a
) reflected SW, (
b
) outgoing LW and (
c
) net TOA flux anomalies
against anomalies in T3.4 for March 2000–June 2014 and March 2000–September 2017. Positive lags
indicate that T3.4 leads. Blue shaded areas correspond to 95% confidence interval in regression slopes.
3.2. All-Sky TOA Flux Differences between Post-Hiatus and Hiatus Periods
Zonal mean TOA flux differences between the post-hiatus (July 2014–June 2017) and hiatus
(July 2000–June 2014) periods are shown in Figure 5a–c. The six latitudes zones cover approximately
the same area, so that each latitude zone contributes equal weight to the global mean. SW TOA flux
mean differences are negative in each latitude zone, but exceed the 95% confidence interval only in
the northern hemisphere (NH) tropics and subtropics. In contrast, LW TOA flux differences are positive
in each latitude zone, but remain within the 95% confidence interval everywhere. Since the magnitudes
of the differences are generally greater in the SW than LW, net TOA flux differences are positive
in most latitude zones, except the southern hemisphere (SH) tropics. On a global average, mean
differences between the post-hiatus and hiatus periods are: –0.83
±
0.41 Wm
2
, 0.47
±
0.33 Wm
2
and
0.39 ±0.43 Wm2
for SW, LW and net, respectively. It is worth noting that the corresponding global
mean solar irradiance difference is only 0.03
±
0.13 Wm
2
, and therefore has a negligible impact on
radiation budget differences between these two periods.
Climate 2018, 6, x FOR PEER REVIEW 8 of 18
differences are negative in each latitude zone, but exceed the 95% confidence interval only in the
northern hemisphere (NH) tropics and subtropics. In contrast, LW TOA flux differences are positive
in each latitude zone, but remain within the 95% confidence interval everywhere. Since the
magnitudes of the differences are generally greater in the SW than LW, net TOA flux differences are
positive in most latitude zones, except the southern hemisphere (SH) tropics. On a global average,
mean differences between the post-hiatus and hiatus periods are: 0.83 ± 0.41 Wm2, 0.47 ± 0.33 Wm2
and 0.39 ± 0.43 Wm2 for SW, LW and net, respectively. It is worth noting that the corresponding
global mean solar irradiance difference is only 0.03 ± 0.13 Wm2, and therefore has a negligible impact
on radiation budget differences between these two periods.
Figure 5 Zonal mean differences in TOA (a) reflected SW, (b) outgoing LW and (c) net TOA flux for the
post-hiatus (July 2014–June 2017) minus hiatus (July 2000–June 2014) periods. Error bars correspond to
95% confidence intervals in the mean differences.
Regionally, differences between the post-hiatus and hiatus periods are remarkable (Figure 6a
f). Figure 6ac provide results for SW, LW and net TOA flux differences, while Figure 6d,e show
contributions to SW TOA flux differences from low cloud fraction and combined middle and high
cloud fraction changes, respectively, using the perturbation methodology described in Section 2.
Large reductions in SW TOA flux are apparent off the west coasts of North and South America and
over the northeastern Pacific, the west tropical Pacific, and the Southern Pacific Convergence Zone
(Figure 6a). SW TOA flux differences off the coast of California are especially large, reaching 16 Wm2.
Because the decreases in reflected SW TOA flux occur in regions dominated by low cloud, the
magnitude of the differences in LW TOA flux are smaller than for SW (Figure 6b). As a result, regional
increases in net TOA flux are observed over large portions of the eastern Pacific off of North and
South America (Figure 6c).
Figure 6d isolates the impact of low cloud cover on SW TOA flux differences using the partial
radiative perturbation methodology. The correlation coefficient between global mean all-sky SW
TOA flux anomalies and anomalies in SW TOA flux associated only with low cloud cover variations
is 0.66 and the regression slope is 0.81 ± 0.13. The difference pattern for the low cloud cover
contribution to SW TOA flux differences closely resembles the spatial pattern of SST differences
(Figure 6f). Global mean SW TOA flux anomalies associated with low cloud cover changes are anti-
correlated with SST anomalies (Figure 7), with a correlation coefficient of −0.48, and a regression slope
of −2.3 ± 0.93 Wm2 K1. If only the hiatus period (July 2000June 2014) is considered, the regression
slope between SW TOA flux and SST anomalies is −0.37 ± 1.3 Wm2 K1. This marked change in the
value of the regression slope between these two periods underscores the challenge involved with
quantifying cloud feedback from interannual variability [47,48]. In order to reduce the uncertainty
due to climate noise, a long observational record is needed [17,49]. Despite the difficulty in
quantifying low cloud feedback with short observational records, the physical relationship between
low cloud cover and SST is robust. On interannual timescales, marine stratocumulus cloud cover is
correlated with lower-tropospheric stability [50,51]. An increase in local SST reduces the stability of
the marine boundary layer (MBL), which leads to a deepening of the MBL, a decoupling between the
cloud layer and its supply of surface moisture, and a reduction in cloud cover.
Figure 5.
Zonal mean differences in TOA (
a
) reflected SW, (
b
) outgoing LW and (
c
) net TOA flux for
the post-hiatus (July 2014–June 2017) minus hiatus (July 2000–June 2014) periods. Error bars correspond
to 95% confidence intervals in the mean differences.
Regionally, differences between the post-hiatus and hiatus periods are remarkable (Figure 6a–f).
Figure 6a–c provide results for SW, LW and net TOA flux differences, while Figure 6d,e show
Climate 2018,6, 62 9 of 18
contributions to SW TOA flux differences from low cloud fraction and combined middle and high
cloud fraction changes, respectively, using the perturbation methodology described in Section 2.
Large reductions in SW TOA flux are apparent off the west coasts of North and South America
and over the northeastern Pacific, the west tropical Pacific, and the Southern Pacific Convergence
Zone (Figure 6a). SW TOA flux differences off the coast of California are especially large, reaching
16 Wm
2
. Because the decreases in reflected SW TOA flux occur in regions dominated by low cloud,
the magnitude of the differences in LW TOA flux are smaller than for SW (Figure 6b). As a result,
regional increases in net TOA flux are observed over large portions of the eastern Pacific off of North
and South America (Figure 6c).
Climate 2018, 6, x FOR PEER REVIEW 9 of 18
Figure 6. Regional distribution of mean difference between the post-hiatus (July 2014–June 2017) and
hiatus (July 2000–June 2014) periods: (a) reflected SW, (b) outgoing LW, and (c) net TOA flux; (d)
TOA SW flux low cloud contribution (SW Low), (e) TOA SW flux middle and high cloud contribution
(SW Mid + High), (f) SST. Stippling denotes regions in which difference exceeds 95% confidence
interval.
In order to explore the role of the unprecedented low cloud changes over the subtropical Pacific
on regional climate off Baja California, Myers et al. [52] analyze the energy budget of the ocean mixed
layer between January 2014 and September 2015. They find that surface radiation changes associated
with the decrease in low cloud fraction contributed significantly to the extremely warm SSTs. Thus,
the warmer SSTs led to reduced low cloud cover, which in turn led to increased SSTs through an
increase in radiation to the surface. They conclude that this low cloud feedback was a key to
Figure 6. Regional distribution of mean difference between the post-hiatus (July 2014–June 2017) and
hiatus (July 2000–June 2014) periods: (
a
) reflected SW, (
b
) outgoing LW, and (
c
) net TOA flux; (
d
) TOA
SW flux low cloud contribution (SW Low), (e) TOA SW flux middle and high cloud contribution (SW
Mid + High), (f) SST. Stippling denotes regions in which difference exceeds 95% confidence interval.
Climate 2018,6, 62 10 of 18
Figure 6d isolates the impact of low cloud cover on SW TOA flux differences using the partial
radiative perturbation methodology. The correlation coefficient between global mean all-sky SW TOA
flux anomalies and anomalies in SW TOA flux associated only with low cloud cover variations is 0.66
and the regression slope is 0.81
±
0.13. The difference pattern for the low cloud cover contribution
to SW TOA flux differences closely resembles the spatial pattern of SST differences (Figure 6f).
Global mean SW TOA flux anomalies associated with low cloud cover changes are anti-correlated
with SST anomalies (Figure 7), with a correlation coefficient of
0.48, and a regression slope of
2.3 ±0.93 Wm2K1
. If only the hiatus period (July 2000–June 2014) is considered, the regression
slope between SW TOA flux and SST anomalies is
0.37
±
1.3 Wm
2
K
1
. This marked change in
the value of the regression slope between these two periods underscores the challenge involved with
quantifying cloud feedback from interannual variability [
47
,
48
]. In order to reduce the uncertainty due
to climate noise, a long observational record is needed [
17
,
49
]. Despite the difficulty in quantifying
low cloud feedback with short observational records, the physical relationship between low cloud
cover and SST is robust. On interannual timescales, marine stratocumulus cloud cover is correlated
with lower-tropospheric stability [
50
,
51
]. An increase in local SST reduces the stability of the marine
boundary layer (MBL), which leads to a deepening of the MBL, a decoupling between the cloud layer
and its supply of surface moisture, and a reduction in cloud cover.
Climate 2018, 6, x FOR PEER REVIEW 10 of 18
producing a marine “heatwave” off Baja California. Further north, SSTs over the Pacific were affected
more by anomalously low surface-to-atmosphere turbulent heat fluxes and increases in horizontal
ocean heat transport and vertical mixing than by the decrease in low cloud fraction.
In the tropics, positive differences in SW TOA flux over the central Pacific are associated with
an eastward shift in convection during the 2015/2016 El Niño (Figure 6e), which also reduces LW
TOA flux (Figure 6b). Mayer et al. [53] note that even though SSTs were extreme, the tropical Pacific
upper ocean gained heat owing to a reduction of the Indonesian Throughflow volume and heat
transport of warm water from the Pacific to the Indian Ocean. This differs from the previous major
El Niño in 1997/1998, in which there was appreciable upper ocean heat loss.
In contrast to the cloud and radiation changes over the north Pacific, changes over the north
Atlantic south of Greenland exhibit increases in SW TOA flux and decreases in LW TOA flux. These
changes are due to an increase in middle and high cloud cover (Figure 6d,e). The cloud changes are
associated with strong negative anomalies in SST, popularly known as the “North Atlantic Cold
Blob”, which first appeared in 2015 and is believed to be associated with a reduction in the Atlantic
meridional overturning circulation [54].
Figure 7. Anomalies in global mean SST and cloud fraction contributions to SW TOA flux from low
clouds and mid + high clouds for July 2000–June 2017.
3.3. Clear-Sky TOA Flux Differences between Post-Hiatus and Hiatus Periods
Under clear-sky conditions, decreases in SW TOA flux are observed over the NH Pacific and
Atlantic oceans, much of North America and over the Arctic (Figure 8a). The decreases in clear-sky
SW TOA flux over ocean show a consistent pattern with decreases in MODIS AOD at 0.55 μm (Figure
8d). Importantly, the CERES EBAF clear-sky SW TOA fluxes are determined independently of
MODIS AODs, so consistency in their regional patterns (particularly over ocean) suggests the
differences are robust. While the SW TOA flux differences over ocean are only of order 1 Wm2 and
AOD differences are of order 0.03, they are significant at 95% confidence level in many regions. Zhao
et al. [55] find similar decreases in AOD over east central China from MODIS and the Multi-angle
Imaging SpectroRadiometer (MISR) through 2015. Using CERES EBAF Ed4.0 to infer clear-sky
aerosol SW direct radiative effect, Paulot et al. [56] observe a decrease in aerosol radiative cooling
over eastern China through 2015. Results in Figure 8a,b suggest that this trend continued after 2015.
The large reductions in clear-sky SW TOA flux and AOD are associated with aggressive air-pollution
control policies that were put in place in 2013 [57].
Figure 7.
Anomalies in global mean SST and cloud fraction contributions to SW TOA flux from low
clouds and mid + high clouds for July 2000–June 2017.
In order to explore the role of the unprecedented low cloud changes over the subtropical Pacific
on regional climate off Baja California, Myers et al. [
52
] analyze the energy budget of the ocean mixed
layer between January 2014 and September 2015. They find that surface radiation changes associated
with the decrease in low cloud fraction contributed significantly to the extremely warm SSTs. Thus,
the warmer SSTs led to reduced low cloud cover, which in turn led to increased SSTs through an
increase in radiation to the surface. They conclude that this low cloud feedback was a key to producing
a marine “heatwave” off Baja California. Further north, SSTs over the Pacific were affected more by
anomalously low surface-to-atmosphere turbulent heat fluxes and increases in horizontal ocean heat
transport and vertical mixing than by the decrease in low cloud fraction.
In the tropics, positive differences in SW TOA flux over the central Pacific are associated with an
eastward shift in convection during the 2015/2016 El Niño (Figure 6e), which also reduces LW TOA
flux (Figure 6b). Mayer et al. [
53
] note that even though SSTs were extreme, the tropical Pacific upper
ocean gained heat owing to a reduction of the Indonesian Throughflow volume and heat transport
of warm water from the Pacific to the Indian Ocean. This differs from the previous major El Niño in
1997/1998, in which there was appreciable upper ocean heat loss.
Climate 2018,6, 62 11 of 18
In contrast to the cloud and radiation changes over the north Pacific, changes over the north
Atlantic south of Greenland exhibit increases in SW TOA flux and decreases in LW TOA flux. These
changes are due to an increase in middle and high cloud cover (Figure 6d,e). The cloud changes
are associated with strong negative anomalies in SST, popularly known as the “North Atlantic Cold
Blob”, which first appeared in 2015 and is believed to be associated with a reduction in the Atlantic
meridional overturning circulation [54].
3.3. Clear-Sky TOA Flux Differences between Post-Hiatus and Hiatus Periods
Under clear-sky conditions, decreases in SW TOA flux are observed over the NH Pacific and
Atlantic oceans, much of North America and over the Arctic (Figure 8a). The decreases in clear-sky SW
TOA flux over ocean show a consistent pattern with decreases in MODIS AOD at 0.55
µ
m (Figure 8d).
Importantly, the CERES EBAF clear-sky SW TOA fluxes are determined independently of MODIS
AODs, so consistency in their regional patterns (particularly over ocean) suggests the differences are
robust. While the SW TOA flux differences over ocean are only of order 1 Wm
2
and AOD differences
are of order 0.03, they are significant at 95% confidence level in many regions. Zhao et al. [
55
]
find similar decreases in AOD over east central China from MODIS and the Multi-angle Imaging
SpectroRadiometer (MISR) through 2015. Using CERES EBAF Ed4.0 to infer clear-sky aerosol SW
direct radiative effect, Paulot et al. [
56
] observe a decrease in aerosol radiative cooling over eastern
China through 2015. Results in Figure 8a,b suggest that this trend continued after 2015. The large
reductions in clear-sky SW TOA flux and AOD are associated with aggressive air-pollution control
policies that were put in place in 2013 [57].
Reductions in SW TOA flux and AOD in the eastern US and subtropical Atlantic are also consistent
with Zhao et al. [
55
], who find negative AOD trends of roughly
0.02 to
0.03 per decade from MODIS
and MISR between 2001–2015. From data on emissions of major aerosol species, Zhao et al. [
55
] further
find that the decrease in AOD is associated with reductions in all aerosol types except ammonia and
dust. They note that the reductions are associated with implementation of control measures under
the Clean Air Act [
58
]. Paulot et al. [
56
] find similar results and further note the dominant role of
ongoing decreases in SO2sources.
We applied the perturbation methodology to isolate the impact of various parameters on global
mean clear-sky SW TOA flux (Figure 9). Not surprisingly, aerosol and surface albedo variations explain
most of the SW TOA flux variability. Surface albedo changes are primarily from snow/ice changes
(Figure 8f) over the Arctic and Southern Ocean adjacent to Antarctica. Similarly, negative differences in
clear-sky SW TOA fluxes over western Canada and northern U.S. states are associated with decreases
in snow cover. Over the central US and Mexico, SW TOA flux differences appear to correspond to
differences in the self-calibrating Palmer Drought Severity Index (scPDSI) [42] (Figure 8e). As shown
in Table 3, positive (negative) values of scPDSI indicate wetter (drier) soil conditions. Positive scPDSI
differences over the western U.S. implies that wetter soil conditions occurred in more recent years
compared to the first part of the century. Weiss et al. [
59
] note that both warmer temperatures and
low precipitation were the cause for the greater soil moisture deficits. Since surface albedo tends to be
lower in wetter surface soils [
60
], this likely is the reason for the lower SW TOA fluxes in these regions.
Climate 2018,6, 62 12 of 18
Climate 2018, 6, x FOR PEER REVIEW 11 of 18
Figure 8. Regional distribution of mean difference between the post-hiatus (July 2014–June 2017) and
hiatus (July 2000–June 2014) periods: (a) clear-sky reflected SW, (b) clear-sky outgoing LW, and (c)
clear-sky net TOA flux; (d) 0.55 μm MODIS aerosol optical depth (AOD); (e) self-calibrating Palmer
Drought Severity Index (scPDSI); (f) Snow/ice cover. Note that for AOD difference, hiatus period is
July 2002–June 2014.
Reductions in SW TOA flux and AOD in the eastern US and subtropical Atlantic are also
consistent with Zhao et al. [55], who find negative AOD trends of roughly −0.02 to −0.03 per decade
from MODIS and MISR between 2001–2015. From data on emissions of major aerosol species, Zhao
et al. [55] further find that the decrease in AOD is associated with reductions in all aerosol types
except ammonia and dust. They note that the reductions are associated with implementation of
Figure 8. Regional distribution of mean difference between the post-hiatus (July 2014–June 2017) and
hiatus (July 2000–June 2014) periods: (
a
) clear-sky reflected SW, (
b
) clear-sky outgoing LW, and (
c
)
clear-sky net TOA flux; (
d
) 0.55
µ
m MODIS aerosol optical depth (AOD); (
e
) self-calibrating Palmer
Drought Severity Index (scPDSI); (
f
) Snow/ice cover. Note that for AOD difference, hiatus period is
July 2002–June 2014.
Climate 2018,6, 62 13 of 18
Climate 2018, 6, x FOR PEER REVIEW 12 of 18
control measures under the Clean Air Act [58]. Paulot et al. [56] find similar results and further note
the dominant role of ongoing decreases in SO2 sources.
We applied the perturbation methodology to isolate the impact of various parameters on global
mean clear-sky SW TOA flux (Figure 9). Not surprisingly, aerosol and surface albedo variations
explain most of the SW TOA flux variability. Surface albedo changes are primarily from snow/ice
changes (Figure 8f) over the Arctic and Southern Ocean adjacent to Antarctica. Similarly, negative
differences in clear-sky SW TOA fluxes over western Canada and northern U.S. states are associated
with decreases in snow cover. Over the central US and Mexico, SW TOA flux differences appear to
correspond to differences in the self-calibrating Palmer Drought Severity Index (scPDSI) [42] (Figure
8e). As shown in Table 3, positive (negative) values of scPDSI indicate wetter (drier) soil conditions.
Positive scPDSI differences over the western U.S. implies that wetter soil conditions occurred in more
recent years compared to the first part of the century. Weiss et al. [59] note that both warmer
temperatures and low precipitation were the cause for the greater soil moisture deficits. Since surface
albedo tends to be lower in wetter surface soils [60], this likely is the reason for the lower SW TOA
fluxes in these regions.
Figure 9. Anomalies in global mean contributions to clear-sky SW TOA flux from aerosols, surface
albedo and water vapor.
Table 3. Classification of the scPDSI.
scPDSI
Class
>4.0
extremely wet
3.0:4.0
severely wet
2.0:3.0
moderately wet
1.0:2.0
slightly wet
0.5:1.0
incipient wet spell
−0.5:0.5
near normal
−0.5:−1.0
incipient dry spell
−1.0:−2.0
slightly dry
−2.0:−3.0
moderately dry
−3.0:−4.0
severely dry
<−4.0
extremely dry
The regional pattern of LW clear-sky TOA flux differences between the post-hiatus and hiatus
periods (Figure 8b) is similar to that for all-sky conditions (Figure 6b). Over the eastern Pacific,
positive differences are associated with SST increases off of North and South America (Figure 6f).
Reductions in clear-sky LW flux occur over the central equatorial Pacific where there is increased
Figure 9.
Anomalies in global mean contributions to clear-sky SW TOA flux from aerosols, surface
albedo and water vapor.
Table 3. Classification of the scPDSI.
scPDSI Class
>4.0 extremely wet
3.0:4.0 severely wet
2.0:3.0 moderately wet
1.0:2.0 slightly wet
0.5:1.0 incipient wet spell
0.5:0.5 near normal
0.5:1.0 incipient dry spell
1.0:2.0 slightly dry
2.0:3.0 moderately dry
3.0:4.0 severely dry
<4.0 extremely dry
The regional pattern of LW clear-sky TOA flux differences between the post-hiatus and hiatus
periods (Figure 8b) is similar to that for all-sky conditions (Figure 6b). Over the eastern Pacific, positive
differences are associated with SST increases off of North and South America (Figure 6f). Reductions in
clear-sky LW flux occur over the central equatorial Pacific where there is increased moisture owing to
the eastward movement of convection during the 2015/2016 El Niño. Positive LW clear-sky differences
occur throughout the Arctic region, reaching 5 Wm
2
over the northeast Kara Sea. Over the Atlantic,
large decreases in clear-sky LW TOA flux occur over the North Atlantic Cold Blob, reaching
2.8 Wm
2
.
Differences in clear-sky net TOA flux (Figure 8c) are generally positive off the east coasts of China
and North America owing to the decreases in SW TOA flux associated with reductions in AOD. Over
the stratocumulus region off north America, net TOA flux decreases. The pattern is driven by increases
in LW TOA flux that occur in response to the increased SSTs. In contrast to all-sky net TOA flux
(Figure 6c), significant increases in clear-sky net TOA flux occur over the Atlantic Cold blob. On a
global average, mean differences between the post-hiatus and hiatus periods are: –0.44
±
0.39 Wm
2
,
0.28
±
0.32 Wm
2
and 0.19
±
0.29 Wm
2
for clear-sky SW, LW and net, respectively. Zonal clear-sky
TOA flux differences are particularly large between 20
N–42
N, reaching
0.83
±
0.24 Wm
2
for SW
and 0.57 ±0.31 Wm2for net.
4. Temperature Tendency Difference between Post-Hiatus and Hiatus Periods
In order to place the results in this paper in the context of global mean temperature, we adopt a
simple conceptual framework similar to Brown et al. [
61
] in which the TOA contribution to temperature
Climate 2018,6, 62 14 of 18
change is determined separately from that due to vertical redistribution of heat through the bottom of
the ocean’s mixed layer:
CmdT
dt =QTOA QBML (3)
where
dT
dt
is the temperature tendency,
QTOA
is the TOA global mean net downward radiation,
QBM L
is the heat across the bottom of the ocean’s mixed layer (positive downwards), and
Cm
is the effective
heat capacity of the climate system, given by
Cm=0.7ρCpD(4)
where
ρ
is the density of sea water (1030 kg m
3
),
Cp
is the specific heat of water (4180 J kg
1
K
1
),
and
D
is the depth of the ocean’s mixed layer, assumed to be 75 m [
61
]. The 0.7 factor represents
the ocean fraction. We calculate the temperature tendency separately for the hiatus and post-hiatus
periods using GISTEMP [
39
] temperature anomalies.
QTOA
is from CERES EBAF Ed4.0, expressed in
terms of a monthly anomaly relative to climatology defined for 03/2000–09/2017.
QBM L
is determined
as a residual from Equation (3). Table 4provides the results for the hiatus and post-hiatus periods.
The results suggest that during the hiatus, the energy input from
QTOA
only slightly exceeds the heat
loss across the bottom of the mixed layer, resulting in a weak positive trend in
T
. In contrast,
QTOA
increases by 65% following the hiatus, while QBM L decreases slightly, resulting in a marked increase
in temperature tendency. Thus, this analysis suggests that the temperature trend difference between
the hiatus and post-hiatus periods is primarily due to changes in
QTOA
. This conclusion does not
change when Dis allowed to differ by 25 m between the hiatus and post-hiatus periods.
Table 4.
Energy budget terms corresponding to Equation (3). Also shown are absorbed solar radiation
(ASR) and outgoing longwave radiation (OLR) defined as positive downwards. Radiative quantities
are anomalies relative to a climatology defined for March 2000–September 2017.
dT
dt CmdT
dt QTOA QBML ASR OLR
Hiatus 0.0084 0.060 0.612 0.552 0.527 0.085
Post-Hiatus 0.0732 0.525 1.007 0.482 1.391 0.384
Difference 0.065 0.464 0.395 0.070 0.864 0.469
5. Summary and Conclusions
The aim of this study has been to examine what aspects of the Earth’s energy budget have changed
and what components of the climate system caused those changes as we have come out of the so-called
global warming hiatus between 1998–2013, in which the rate of global mean surface temperature
slowed relative to the latter part of the 20th century. The analysis is limited to the CERES period after
2000, which covers most of the hiatus period and the first three years following the hiatus.
Global mean surface air temperatures show a weak increase between 2000 and 2013, followed
by a factor of 6 steeper increase from 2014 onwards, which marks the end of the global warming
hiatus. On the other hand the cumulative planetary heat uptake derived from CERES global monthly
mean TOA net downward fluxes shows a continual increase with time throughout the CERES period.
Superimposed on the long-term trend in planetary heat uptake is an annual cycle that arises because
global mean net TOA flux is positive between October–April and negative between May–September.
This variability is only apparent because CERES can resolve changes in net TOA flux down to
monthly timescales. The change in planetary heat uptake arguably provides a better indication
of how the climate system is changing than the rate of change in global mean surface temperature,
which is strongly influenced by other factors at the air-sea interface.
During the CERES period, global mean outgoing SW and LW TOA flux anomalies remain
relatively weak until 2014, when reflected SW anomalies sharply decrease and outgoing LW anomalies
increase. The SW anomalies reach
2 Wm
2
in January 2017, one full year after the major El Niño
Climate 2018,6, 62 15 of 18
event of 2015–2016. Net downward TOA flux anomalies after 2014 are generally positive due to
the large decrease in reflected SW, which overwhelms the increase in outgoing LW radiation. Global
mean SW TOA flux decreases by 0.83
±
0.41 Wm
2
for July 2014–June 2017 (post-hiatus period)
relative to July 2000–June 2014 (hiatus period), whereas for outgoing LW and net downward radiation
the differences are 0.47
±
0.33 Wm
2
and 0.39
±
0.43 Wm
2
, respectively. Following other El Niño
events observed during the CERES record, increases in outgoing LW flux generally dominate over
decreases in reflected SW flux, resulting in negative net TOA flux anomalies. TOA flux anomalies
during the post-hiatus are thus highly unusual. To test the robustness of the results, we compared
TOA flux anomalies from EBAF Ed4.0 with those produced separately for CERES instruments aboard
Terra, Aqua and S-NPP. Anomalies from the different records were very close to one another with
monthly RMS differences <0.2 Wm2and no apparent instrument drifts.
The decrease in global mean all-sky SW TOA flux between the post-hiatus and hiatus periods
is primarily associated with areas over the eastern Pacific Ocean off North and South America, as
well as over the west tropical Pacific and the Southern Pacific Convergence Zone. A partial radiative
perturbation analysis reveals that decreases in low cloud cover are the primary driver of the SW TOA
flux decreases. Furthermore, the regional distribution of decreases in SW TOA flux associated with
low cloud cover changes closely matches that of SST warming, which in turn shows a pattern typical
of the positive phase of the PDO over the eastern Pacific. In contrast to the decreases in SW TOA flux
over the Pacific, increases occur over the north Atlantic associated with the North Atlantic Cold Blob,
which partly compensates for the SW TOA flux decreases over the Pacific.
Changes in clear-sky TOA flux between the post-hiatus and hiatus periods also show distinct
regional patterns. Post-hiatus SW TOA fluxes generally decrease relative to those during the hiatus
period over the NH Pacific and Atlantic oceans, much of North America and over the Arctic. The SW
TOA flux differences over ocean show a pattern consistent with changes in MODIS AODs, which are
determined independently of CERES clear-sky SW TOA fluxes. Large reductions in clear-sky SW TOA
flux and AOD east of China are consistent with aggressive air-pollution control policies that were put
in place in 2013. Reductions in SW TOA flux and AOD in the eastern US and subtropical Atlantic are
likely the result of the implementation of control measures under the Clean Air Act. Over the Arctic
and NH extratropical land regions, marked decreases in SW TOA flux occur due to large reductions in
sea-ice and snow cover.
In order to better understand the surface temperature changes during the post-hiatus and hiatus
periods, we adopt a simple framework that relates surface temperature tendency with heating via TOA
radiation and vertical redistribution of heat through the bottom of the ocean’s mixed layer. During
the hiatus, the TOA energy input slightly exceeds the heat loss across the bottom of the ocean mixed
layer, resulting in a weak positive trend in surface temperature. Following the hiatus, net radiation
into the climate system increases by 65%, whereas heat loss through the bottom of the ocean mixed
layer decreases slightly, resulting in a marked increase in temperature tendency. The results suggest
that the temperature trend difference between the hiatus and post-hiatus periods is primarily due to
TOA radiation changes particularly in the SW.
Author Contributions:
Conceptualization, N.G.L., T.J.T. and J.R.N.; Methodology, N.G.L., T.J.T. and J.R.N.; Formal
Analysis, N.G.L., T.J.T., H.W. and W.S.; Writing-Original Draft Preparation, N.G.L.; Writing-Review & Editing,
N.G.L., T.J.T., J.R.N., H.W. and W.S.; Project Administration, N.G.L.
Funding: This research was supported by the NASA CERES project.
Acknowledgments:
The NASA Langley Atmospheric Sciences Data Center processed the instantaneous Single
Scanner Footprint (SSF) data used as input to EBAF Ed4.0.
Conflicts of Interest: The authors declare no conflict of interest.
Climate 2018,6, 62 16 of 18
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... The Report ends a discussion about SSR variations by stating "The origin of these trends is not fully understood". With respect to the Top-of-the-Atmosphere (TOA) solar fluxes, Section 7.2.2 offers no analysis of the substantial decrease in Earth's shortwave reflectance observed since 2000 and documented by the NASA's Clouds and the Earth's Radiant Energy System (CERES) project [5][6][7][8]. The Report does not mention the 2.0 W m −2 increase in solar-energy uptake by the planet from 2000 to 2020 and its effect on GSAT. ...
... The Report does not mention the 2.0 W m −2 increase in solar-energy uptake by the planet from 2000 to 2020 and its effect on GSAT. Even more surprisingly, Section 7.2.2.1 of the IPCC WG1 Contribution features two graphs in their A number of studies have analyzed the CERES data and concluded that the observed increase of shortwave-radiation absorption by Earth likely played a dominant role in driving global warming over the past 2 decades [5,[8][9][10]. However, to our knowledge, no study has yet quantified the amount of warming attributable to solar forcing alone, i.e., the increase of GSAT due to Earth's decreasing albedo combined with a varying Total Solar Irradiance (TSI). ...
... In the CERES dataset, EEI is called "Net Flux". Accor ing to CERES observations, EEI has been increasing at a rate of 0. 5 (8) using ACRIM measurements of TSI [14]. The albedo-induced GSAT anomalies are estimated by subtracting the TSI contribution from the GSAT record shown in Figure 5a. ...
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Past studies have reported a decreasing planetary albedo and an increasing absorption of solar radiation by Earth since the early 1980s, and especially since 2000. This should have contributed to the observed surface warming. However, the magnitude of such solar contribution is presently unknown, and the question of whether or not an enhanced uptake of shortwave energy by the planet represents positive feedback to an initial warming induced by rising greenhouse-gas concentrations has not conclusively been answered. The IPCC 6th Assessment Report also did not properly assess this issue. Here, we quantify the effect of the observed albedo decrease on Earth's Global Surface Air Temperature (GSAT) since 2000 using measurements by the Clouds and the Earth's Radiant Energy System (CERES) project and a novel climate-sensitivity model derived from independent NASA planetary data by employing objective rules of calculus. Our analysis revealed that the observed decrease of planetary albedo along with reported variations of the Total Solar Irradiance (TSI) explain 100% of the global warming trend and 83% of the GSAT interannual variability as documented by six satellite-and ground-based monitoring systems over the past 24 years. Changes in Earth's cloud albedo emerged as the dominant driver of GSAT, while TSI only played a marginal role. The new climate sensitivity model also helped us analyze the physical nature of the Earth's Energy Imbalance (EEI) calculated as a difference between absorbed shortwave and outgoing longwave radiation at the top of the atmosphere. Observations and model calculations revealed that EEI results from a quasi-adiabatic attenuation of surface energy fluxes traveling through a field of decreasing air pressure with altitude. In other words, the adiabatic dissipation of thermal kinetic energy in ascending air parcels gives rise to an apparent EEI, which does not represent "heat trapping" by increasing atmospheric greenhouse gases as currently assumed. We provide numerical evidence that the observed EEI has been misinterpreted as a source of energy gain by the Earth system on multidecadal time scales.
... The CERES satellite radiation measurements started in March 2000, andLoeb et al. (2018) recognised the increased trend of ASR according to the CERES observations starting after 2015, Figure 1. Figure 1 shows that the OLR level started to deviate from the ASR level after 2003. Loeb et al. (2021) have concluded that this increased energy input has mainly warmed the ocean, and it also has caused Earth's Energy Imbalance (EEI) since OLR has not been at the same level as the ASR since about 2003. ...
... The trends in Figures 2 and 3 originate from NASA's measurements by CERES satellites, which are also shown in Figure 7.11 of AR6. This issue has been reported or analyzed only in a few publications (Loeb et al., 2018;Stephens et al., 2022;Loeb et al., 2021;IPCC, 2021;Ollila, 2022;Kato and Rose, 2024) and has not been reported in the media. According to the IPCC, anthropogenic radiative forcings for the period 1750 to 2019 were a total of 2.70 Wm -2 . ...
... In September 2023, the radiative forcing of ASR anomaly has been greater than the sum of the anthropogenic climate drivers from 1750 to 2019 according to the IPCC science. The IPCC has omitted the ASR anomaly impacts in the summary of the climate radiative forcings in Figure 7.6 and Figure 7.7 of the AR6 (IPCC, 2021) even though they have referred to this anomaly in Figure 7.3, which is consistent with the CERES observation data and the graphs of Loeb et al. (2018) and Ollila (2021). ...
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According to the paradigm of the IPCC global warming is solely due to anthropogenic causes. Record-high temperatures have been measured for the summer months of 2023 and the anthropogenic climate drivers – mainly greenhouse gases - have been named as culprits. Simple analyses reveal that the temperature increase of the year 2023 cannot be explained exclusively by anthropogenic climate drivers. The hypothesis of this study is to show that the main climate driver for the high temperature of 2023 has been the Absorbed Shortwave Radiation (ASR). The approach has been to apply the CERES (Clouds and the Earth’s Radiant Energy System) satellite radiation measurements, which started in March 2001. Simple climate models have been applied since General Climate Models (GCM) cannot simulate cloudiness and shortwave radiation (SW) changes properly. The ASR changes are related mainly to cloudiness and aerosol particle changes. Since 2014 the global surface temperature growth rate has accelerated but this does not apply to anthropogenic climate drivers, and therefore the ASR changes are probably related to external forcings. The total Radiative Forcing (RF) according to the AR6 was 2.70 Wm-2 for the period 1750-2019. This can be compared to the change in the ASR, which was 2.01 Wm-2 from the year 2000 to the year 2023. This finding means that natural climate drivers have altogether an important role in recent global warming.
... The variability of the global mean Earth radiative imbalance on interannual time scales has been linked to the sea surface temperature (SST) variability in the Pacific ocean, specifically the El Niño-Southern Oscillation (ENSO) (Allan et al., 2014;Ceppi & Fueglistaler, 2021;Fueglistaler, 2019;Loeb et al., 2018;Wills et al., 2021). Decomposing this relationship into shortwave and longwave components, the variability in the global mean is mostly related to changes in absorbed shortwave radiation through changes in clouds and sea ice (Loeb et al., 2018(Loeb et al., , 2021. ...
... The variability of the global mean Earth radiative imbalance on interannual time scales has been linked to the sea surface temperature (SST) variability in the Pacific ocean, specifically the El Niño-Southern Oscillation (ENSO) (Allan et al., 2014;Ceppi & Fueglistaler, 2021;Fueglistaler, 2019;Loeb et al., 2018;Wills et al., 2021). Decomposing this relationship into shortwave and longwave components, the variability in the global mean is mostly related to changes in absorbed shortwave radiation through changes in clouds and sea ice (Loeb et al., 2018(Loeb et al., , 2021. Investigating the peculiar difference in trends before and after 2014, (Loeb et al., 2018), show that the spatial distribution of the anomalous absorbed solar radiation matches the SST pattern of the Pacific Decadal Oscillation (PDO), which is the focus of our study. ...
... Decomposing this relationship into shortwave and longwave components, the variability in the global mean is mostly related to changes in absorbed shortwave radiation through changes in clouds and sea ice (Loeb et al., 2018(Loeb et al., , 2021. Investigating the peculiar difference in trends before and after 2014, (Loeb et al., 2018), show that the spatial distribution of the anomalous absorbed solar radiation matches the SST pattern of the Pacific Decadal Oscillation (PDO), which is the focus of our study. ...
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The variability of the shortwave radiative fluxes at the surface and top of atmosphere (TOA) is examined in a pre‐industrial modeling setup using the Pacific Decadal Oscillation (PDO) as a possible pacemaker of atmospheric decadal‐scale variability. Within models from the Coupled Model Intercomparison Project—Phase 6, downwelling shortwave radiation at the surface, the net shortwave fluxes at the surface and TOA, as well as cloud radiative effects show remarkably similar patterns associated with the PDO. Through ensemble simulations designed with a pure PDO pattern in the North Pacific only, we show that the PDO relates to about 20%–40% of the unforced year‐to‐year variability of these shortwave fluxes over the Northern Hemispheric continents. The sea surface temperature imprint on shortwave‐flux variability over land is larger for spatially aggregated time series as compared to smaller areas, due to the blurring effect of small‐scale atmospheric noise. The surface and TOA radiative flux anomalies associated with the PDO index range of [−1.64; 1.64] are estimated to reach up to ±6 Wm⁻² for North America, ∓3 Wm⁻² for India and ±2 Wm⁻² for Europe. We hypothesize that the redistribution of clouds in response to a North Pacific PDO anomaly can impact the South Pacific and North Atlantic SSTs.
... At 0-10°N, the decreasing trend in the RSR is particularly strong over the tropical western Pacific. This is due to the increase in SST, which reduces the stability of the marine boundary layer (MBL), leading to MBL deepening and decoupling between cloud cover and surface moisture supply, thus reducing the cloud cover and corresponding cloud component of RSR (Loeb et al., 2018a). Compared to the other components, the surface component of RSR does not dominate the decreasing trend of the NH in a specific month. ...
... Decreasing trends in cloud component are mainly observed over the northeastern Pacific and North Atlantic near North America (Fig. S12c). The decreasing trend in cloud component over the northeastern Pacific may be associated with a shift in the Pacific Decadal Oscillation (PDO) phase from negative to positive, which leads to warmer SSTs in parts of the eastern Pacific, thus reducing low-cloud cover and RSR (Loeb et al., 2018a(Loeb et al., , 2020Andersen et al., 2022). And the reduction in the North Atlantic cloud component may be related to a reduction in the optical thickness of low clouds due to a reduction in aerosol optical depth (AOD) (Park et al., 2024). ...
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... Because of the less reliable data before the 1990s for land, sea ice, and ice sheets, the other set of land-atmosphere-ice data from 2005 to 2019 is used as in Trenberth (2022) to investigate the recent changes. The net radiation change at the top of the atmosphere is based on Clouds and Earth's Radiant Energy Systems (CERES) Energy Balanced and Filled (EBAF) data from Loeb et al. (2021) and Loeb et al. (2018) and Deep-C data from the University of Reading (Liu and Allan, 2022;Liu et al., 2017). ...
... Therefore, the magnitude of the month-to-month variation in the OHC record can be used as a benchmark of the data quality. The standard deviation of the CERES record is 0.67 W m −2 from 2005 to 2023 (Loeb et al., 2018), while IAPv4, IAPv3, ISH, EN4, BOA, NCEI, and SIO data show standard deviations of dOHC / dt time series of 3. 52, 3.52, 7.49, 8.79, 10.05, 11.29, and 10.00 W m −2 , respectively, for the upper 2000 m ( Table 2). Note that differentiation to get the rate of change amplifies noise, and applying a 12-month running smoother significantly reduces the noise so that the IAPv4 standard deviation becomes 0.75 W m −2 , the smallest among the datasets investigated in this study (Table 2) and the most physically plausible time series from this noise level perspective. ...
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... From the TOA Earth radiation budget from the Clouds and the Earth's Energy System (CERES) data, the trend in EEI can be analyzed (Loeb et al., 2018a). As the absolute values of the radiation fluxes are too uncertain, these are anchored to the mean of observed rate of heat gain, mainly storage of heat in the ocean over a reference period (2005 to 2015) (Loeb et al., 2018b). The trend in CERES data can be used as additional information in our Bayesian setup, as the trend in EEI is independent of the OHC data that are already included in our estimation. ...
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... The atmospheric budget data are available from the Copernicus Climate Data Store (CDS; Mayer et al. 2021b). The net TOA radiation fluxes are derived from the CERES-Energy Balanced and Filled (CERES-EBAF) product in version 4.1 (Loeb et al. 2018). The uncertainty on the net surface heat flux is evaluated using two other atmospheric reanalysis (namely JRA55 and MERRA2) to estimate the net surface heat flux SHF . ...
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... Recent investigations attempting to explain the hiatus have also focused on factors such as natural climate variability (Watanabe et al. 2014), ocean heat uptake (Liu et al. 2016a) slowdown in radiative forcing caused by anthropogenic aerosols or volcanic eruptions (Kaufmann 2011;Santer 2014;Solomon 2011), decreasing surface solar radiation (Kaufmann 2011), and the role of specific atmospheric and oceanic phenomena (Arora et al. 2016). Researchers studying the recent hiatus in global warming often explored the role of internal variability such as El Niño-Southern Oscillation (ENSO), Pacific Decadal Oscillation (PDO), and Atlantic Multi-decadal Oscillation (AMO), in influencing short-term temperature trends (Arora et al. 2016;Augustine and Capotondi 2022;Chtirkova et al. 2023;Loeb et al. 2018). While anthropogenic greenhouse gas emissions drive the centennial scale warming trend, internal variability and SSR trends (GDB) can lead to periods of slower or accelerated warming over shorter timeframes, e.g. over decadal scales (Gou et al. 2022). ...
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Cold ocean temperature anomalies have been observed in the mid- to high-latitude North Atlantic on interannual to centennial timescales. Most notably, a large region of persistently low surface temperatures accompanied by a sharp reduction in ocean heat content was evident in the subpolar gyre from the winter of 2013-2014 to 2016, and the presence of this feature at a time of pervasive warming elsewhere has stimulated considerable debate. Here, we review the role of air-sea interaction and ocean processes in generating this cold anomaly and place it in a longer-term context. We also discuss the potential impacts of surface temperature anomalies for the atmosphere, including the North Atlantic Oscillation and European heat waves; contrast the behavior of the Atlantic with the extreme warm surface event that occurred in the North Pacific over a similar timescale; and consider the possibility that these events represent a response to a change in atmospheric planetary wave forcing. Expected final online publication date for the Annual Review of Marine Science Volume 10 is January 3, 2018. Please see http://www.annualreviews.org/page/journal/pubdates for revised estimates.
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