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Asthma is a heterogeneous condition characterised by chronic
inflammation and variable expiratory airflow limitation,[1] as well as
airway reversibility. Worldwide, asthma is the most common chronic
non-communicable disease in children. The most recent global
estimate of asthma in adults and children (2008 - 2010) suggests that
as many as 334 million people have asthma.[2] The historical view of
asthma being a disease of high-income countries no longer holds.
Most people affected reside in low- and middle-income countries,
where asthma prevalence is estimated to be increasing fastest,
while plateauing in high-income countries. Asthma carries a high
economic cost to society and the healthcare system, with costs being
both direct (hospitalisation, medications and outpatient visits) and
indirect (related to absenteeism and loss of productivity). Improving
access to care and medications, coupled with use of and adherence
to evidence-based treatments, can reduce the economic burden of
asthma.
Accurate diagnosis of childhood asthma may be especially
challenging in African settings, where respiratory infectious
diseases predominate. In non-English-speaking populations, asthma
terminology may not be easily translated into local languages. In
resource-constrained areas, poor access to healthcare and lack of
availability of lung function testing to confirm the diagnosis also
contribute to delayed diagnosis.[3] Questionnaire-based studies must
be interpreted with caution, as these often rely on literate populations
who understand the meaning of words such as ‘wheezing’ and
‘asthma’; this group of individuals may be prone to recall bias.[3]
Despite these limitations, the International Study of Asthma and
Allergies in Childhood (ISAAC) has provided the most reliable
global, comparative data on the prevalence of asthma and other
allergic conditions in children, using standard written and video
questionnaires, enabling comparison of asthma prevalence between
different parts of the world.
Objectives
We reviewed the current literature on the burden of asthma in South
Africa (SA) in the context of other low- and middle-income countries
and on rural and urban differences in prevalence and severity of asthma.
Methods
The SA Childhood Asthma Working Group (SACAWG) convened in
January 2017 with six task groups, each headed by a leader (Appen-
dix A), constituting the editorial committee on assessment of asthma
epidemiology, diagnosis, control, treatments, novel treatments and
self-management plans. The task groups reviewed the available
scientific literature on the burden of asthma from high-quality
datasets and any local data on asthma prevalence and severity in
This open-access article is distributed under
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e increasing burden of asthma in South African children:
A call to action
R Masekela,1 PhD; C L Gray,2 PhD; R J Green,3 PhD, DSc; A I Manjra,4 FCPaed (SA), M Clin Pharm; F E Kritzinger,5 Cert Pulmonology (SA) Paed;
M Levin,2 PhD; H Zar,2 PhD; on behalf of the South African Childhood Asthma Working Group
1 Inkosi Albert Luthuli Central Hospital and Department of Paediatrics and Child Health, School of Clinical Medicine, College of Health Sciences,
University of KwaZulu-Natal, Durban, South Africa
2 Department of Paediatrics and Child Health, Red Cross War Memorial Children’s Hospital, and Medical Research Council Unit on Child and
Adolescent Health, Faculty of Health Sciences, University of Cape Town, South Africa
3 Steve Biko Academic Hospital and Department of Paediatrics and Child Health, School of Medicine, Faculty of Health Sciences,
University of Pretoria, South Africa
4 Private Practice, Life Westville Hospital, Durban, South Africa
5 Netcare Christiaan Barnard Memorial Hospital, Cape Town; and Department of Paediatrics and Child Health, Faculty of Medicine and
Health Sciences, Stellenbosch University, Cape Town, South Africa
Corresponding author: R Masekela (masekelar@ukzn.ac.za)
Background. Asthma is a heterogeneous condition characterised by chronic inflammation and variable expiratory airflow limitation,
as well as airway reversibility. The burden of asthma in children is increasing in low- and middle-income countries and remains under-
recognised and poorly managed.
Objectives. To quantify the burden of asthma in the South African (SA) population and identify the risk factors associated with disease
severity in the local context.
Methods. The SA Childhood Asthma Working Group (SACAWG) convened in January 2017 with task groups, each headed by a section
leader, constituting the editorial committee on assessment of asthma epidemiology, diagnosis, control, treatments, novel treatments and
self-management plans. The epidemiology task group reviewed the available scientific literature and assigned evidence according to the
Grades of Recommendation Assessment, Development and Evaluation (GRADE) system.
Conclusions. Asthma in children remains a common condition, which has shown an increasing prevalence in urban and rural populations
of SA. Of concern is that almost half of children in urban communities experience severe asthma symptoms, and many asthmatics lack
a formal diagnosis and thus access to treatment. Exposure to tobacco smoke and living in highly polluted areas increase the severity of
wheezing in young children.
S Afr Med J 2018;108(7):537-539. DOI:10.7196/SAMJ.2018.v108i7.13162
538 July 2018, Vol. 108, No. 7
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children, and graded the level of evidence and recommendations
based on the current evidence.
Asthma prevalence
Worldwide asthma prevalence
ISAAC phase I and phase III studies, using identical questionnaires,
were performed ~7 years apart and enabled the investigation of time
trends with regard to the symptoms of asthma. Studies were carried
out in two age groups: children aged 6 - 7 years and adolescents aged
13 - 14 years.[4-6] The large number of children surveyed (>1 million),
centres (N=233) and countries (N=98) that participated in ISAAC
phase III, made this the most comprehensive global survey of child-
hood asthma to date.[7]
The current overall worldwide prevalence of asthma (ISAAC
phase III), measured by reported symptoms in children aged 6 - 7 years
and 13 - 14 years, was 11.5% and 14.1%, respectively.[8] There was a
significant variation in the prevalence of asthma between countries
(Table 1). The prevalence of asthma in 13 - 14-year-old black African
children was 15.3%, which was higher than the global average.[6]
Moreover, the prevalence of childhood asthma in African countries
is increasing, compared with that in many high-income settings,
where it has stabilised or is decreasing.[3,4] Only two African centres in
addition to SA centres included the younger age group of 6 - 7-year-
olds. In these centres in Nigeria and Mozambique, the 12-month
prevalence of wheeze was 5.6% and 13.3%, respectively.[9] Overall,
in Africa, the 12-month prevalence of wheeze was 10.0% in the 6 -
7-years age group. Globally, the current prevalence of wheeze in this
age group is 11.5% and that of severe wheeze 4.9%.
The high, increasing prevalence of childhood asthma in Africa
reported by ISAAC has been supported by studies measuring
bronchial hyper-responsiveness (BHR) for diagnosing asthma. Such
studies have shown a consistent increase in asthma prevalence in
rural and urban settings in African countries.[10-14] Furthermore, black
African children with asthma have been reported to have more severe
symptoms than those in high-income countries, which may relate
to factors such as lack of diagnosis, access to care, affordability of
therapy, as well as environmental irritants and genetic susceptibility
to more severe disease, or a combination of these.[15]
Asthma prevalence in South Africa
The prevalence of asthma in SA children was measured using the
ISAAC methodology in Cape Town in 1995 (phase I) and repeated
7 years later in 2002 (phase III). Children aged 13 - 14 years, from all
population groups, were included in the study.[8] In 1995, a total of
5 178 child ren completed the questionnaire and in 2002, 5 037 child -
ren responded.
The prevalence of lifetime and 12-month wheezing increased
between phase I and phase III from 27.7% to 33.1% and 16.0% to
20.3%, respectively (Table 2).[8] Similarly, the 12-month prevalence of
night waking with wheeze, severe wheeze, exercise-induced wheeze
and nocturnal cough all increased significantly from 1995 to 2002.
Worryingly, approximately half of all children with asthma had
severe, uncontrolled symptoms.[7,8] ISAAC phase III was conducted
in a rural population in Polokwane, Limpopo, in 4 660 children
aged 13 - 14 years. The 12-month prevalence of asthma was 18%,
while the prevalence of severe asthma symptoms in Cape Town
was less (6.6%).[6] Using the ISAAC phase III methodology in a
younger cohort (N=2437) of 6 - 7-year-old black African children in
Polokwane, the 12-month prevalence of wheeze and severe wheeze
was 11.2% and 5.7%, respectively.[9] In this cohort, various potential
risk factors and asthma symptoms were investigated. Living in a rural
area was protective, which significantly decreased the likelihood of
wheeze by 31%. Risk factors for the increased likelihood of wheeze
included: exposure to environmental tobacco smoke (77%), eczema
(104%) and rhinoconjunctivitis (226%) symptoms. The presence of
rhinoconjunctivitis increased the likelihood of severe wheeze by 107%.[9]
Studies in SA children measuring BHR confirmed the increase in
asthma prevalence. In 1979, the first study of asthma prevalence in SA
Table 1. Current prevalence of asthma symptoms by world region in 6 - 7-year and 13 - 14-year age groups as measured in ISAAC
phase III*
Region
6 - 7 years 13 - 14 years
N n %N n %
Africa 5 865 589 10.0 66 308 10 168 15.3
Asia-Pacific 59 979 5 719 9.5 99 634 8 731 8.7
Eastern Mediterranean 40 573 3 824 9.4 51 705 4 801 9.2
Indian subcontinent 50 092 3 392 6.7 55 783 3 884 6.9
Latin America 93 774 16 256 17.3 165 900 26 350 15.9
North America 4 012 767 19.1 141 009 30 427 21.6
Northern and Eastern Europe 42 548 3 715 8.7 72 057 7 009 9.7
Oceania 13 888 3 020 21.7 36 299 6 301 17.4
Western Europe 77 722 7 487 9.6 107 673 15 483 14.4
Global total 388 811 44 799 11.5 798 685 112 630 14.1
ISAAC = International Study of Asthma and Allergies in Childhood; n = number of participants with a positive asthma-screening questionnaire.
*Adapted from Aït-Khaled et al.[6]
Table 2. Current prevalence of asthma symptoms (12-month prevalence rate of wheeze) by region in South Africa in 6 - 7-year and
13 - 14-year age groups as measured in ISAAC phase I and phase III
Region
6 - 7 years 13 - 14 years
N%N%
Cape Town (ISAAC I) --5 178 16.0
Cape Town (ISAAC III) --5 037 20.3
Polokwane (ISAAC III) 2 437 11.2 4 660 18.0
ISAAC = International Study of Asthma and Allergies in Childhood.
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children found a 30-fold higher prevalence in urban (3.1%) compared
with rural (0.01%) Xhosa children aged 7 - 9 years.[10] A follow-up
study in 2003 reported an increase in asthma prevalence in urban
and rural children, with a reduction in the urban-rural gradient.[13]
Increased BHR was associated with rural children adopting an urban
lifestyle. A later study measuring BHR also confirmed an increase in
asthma prevalence in urban (15%) and rural (9%) Xhosa children,
with a reduction in the urban-rural gradient.[14] Obesity was identified
as a risk factor for an increase in BHR. The most recent study showed
BHR in 16% of peri-urban black African teenagers, with high rates of
allergen sensitisation in individuals with BHR.[15]
Risk factors for asthma
Eczema is an important risk factor for asthma, and longitudinal
studies have shown that from one-third to one-half of children
with eczema develop asthma.[17] In a SA study of 100 children with
atopic dermatitis, 39% described symptoms of asthma according to
the ISAAC questionnaire, and in 29% asthma was diagnosed by a
do cto r.[18] Asthma prevalence increased with age: at the time of the
study asthma symptoms were present in 22% of children <2 years old,
43% of 2 - 4-year-olds and 50% of children >4 years old.[18]
Industrial pollution is a further risk factor associated with a higher
prevalence of asthma. A study in Durban questioned 422 learners
(average age 10.5 years) on symptoms of asthma. In this cohort, the
presence of symptoms that were consistent with asthma of any sever-
ity was 32%, and the prevalence of doctor-diagnosed asthma was 13.0
- 16.5%, depending on the area surveyed. Children from areas with
higher levels of industrial pollution had a higher prevalence of respi-
ratory health problems.[19] In a separate study in a highly pollu ted
area in the south of Durban, which included 248 school- aged partici-
pants from grades 3 to 7, 52% had asthma of any severity, 11% had
moderate-to-severe persistent asthma, and 21% had marked airways
hyperreactivity on methacholine challenge testing.[20]
Asthma morbidity and mortality
Almost half of children in Cape Town who reported asthma in ISAAC
phase III had severe symptoms.[8] Furthermore, >30% of children
with severe asthma symptoms had never been formally diagnosed
with asthma.[7,14] In addition to morbidity from childhood asthma, SA
has a very high rate of asthma-related deaths, suggesting that lack of
appropriate diagnosis, treatment or access to care may be important
considerations.[16-18] Although SA was ranked 25th worldwide for the
prevalence of asthma, it ranked 4th in asthma mortality in the 5 -
34-year-old age group and 5th for asthma case fatality rates, with an
estimated 18.5 per 100 000 asthmatics.[17,18]
Conclusion
Childhood asthma remains a common condition, which has shown an
increasing prevalence in urban and rural populations in SA. Of concern
is that almost half of children in urban communities experience severe
asthma symptoms, and many asthmatics lack a formal diagnosis and
thus access to treatment. Exposure to tobacco smoke and living in highly
polluted areas increase the severity of wheezing in young children.
Acknowledgements. We acknowledge the hard work and contribution of the
South African Childhood Asthma Working Group (SACAWG) members.
We also acknowledge the huge contribution of the late Prof. Cas Motala,
who was convener of the past three SACAWG guidelines.
Author contributions. RM: review, write-up and manuscript editing; HZ,
CLG: conceptualisation, methodology, write-up and manuscript editing;
and ML, RJG, AIM, FEK: write-up and manuscript editing.
Funding. SACAWG conducted a workshop that received an unconditional
educational grant from the Allergy Society of South Africa – funded by Novartis.
Conicts of interest. None.
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Accepted 7 May 2018.
Appendix A. The SA Childhood
Asthma Working Group (SACAWG)
Epidemiology: H Zar (leader), Western Cape; C Gray, Western Cape.
Diagnosis of asthma: R Masekela (leader), KwaZulu-Natal; S M Risenga ,
Limpopo; O P Kitchin, Gauteng; P Goussard, Western Cape.
Assessment of asthma control: R J Green (leader), Gauteng; D White,
Gauteng; G Davis, Gauteng.
Pharmacotherapy: F E Kritzinger (leader), Western Cape; A Jeevana-
thrum, Gauteng; P de Waal, Free State; S Kling, Western Cape; A Vanker,
Western Cape; T C Gray, Western Cape; J Morrison, Western Cape;
A Puterman, Western Cape; E Zollner, Western Cape; D Rhode, Western
Cape.
Pharmacotherapy – other therapies: A I Manjra (leader), KwaZulu-Natal;
P M Jeena, KwaZulu-Natal; V Naidoo, KwaZulu-Natal; M Annamalai,
KwaZulu-Natal; A van Niekerk, Gauteng.
Self-management plans: M Levin (leader), Western Cape; S Emanuel,
Western Cape; D Hawarden, Western Cape; H Katz, Gauteng.