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Title: Cervical plexus block
Author information
Jin-Soo Kim1, Justin Sangwook Ko2, Seunguk Bang3, Hyungtae Kim4, and Sook Young Lee1
1Depatment of Anesthesiology and Pain Medicine, Ajou University College of Medicine,
Suwon, Korea, 2Depatment of Anesthesiology and Pain Medicine, Sungkyunkwan University
College of Medicine, Seoul, Korea, 3Depatment of Anesthesiology and Pain Medicine,
College of Medicine, The Catholic University of Korea, Seoul, Korea, 4Department of
Anesthesiology and Pain Medicine, Presbyterian Medical Center, Jeonju, Korea
Running title:
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Corresponding author
Jin-Soo Kim, MD, PhD
Department of Anesthesiology and Pain Medicine, Ajou University College of Medicine,
Worldcupro 164, Yongtongku, Kyungkido, Suwon 16499, Korea
Tel: 82-31-219-5748, Fax: 82-31-219-5579
Email: jskane@ajou.ac.kr
ORCID: https://orcid.org/0000-0003-4121-2475
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Abstract
Cervical plexus block (CPB) has been used in various head and neck surgeries to provide
adequate anesthesia and/or analgesia. However, it is performed in narrow space of neck area
containing many sensitive structures, multiple fascial layers, and complicated nerve
innervation. Since intermediate CPB was introduced in addition to superficial and deep CPBs
in 2004, there has been some confusion in nomenclature and definition of CPB, particularly
the intermediate CPB. Additionally, as the role of ultrasound in the head and neck region has
expanded, CPB can be performed more safely and accurately under ultrasound guidance. In
this review, authors will describe the methods including ultrasound techniques and clinical
applications of conventional deep and superficial CPBs, and discuss the controversial issues
of intermediate CPB including nomenclature and associated potential adverse effects that
may often be neglected, focusing on the anatomy of the cervical fascial layers and cervical
plexus. And finally, authors will attempt to refine the classification of CPB methods based on
the target compartments which can be easily identified under ultrasound guidance, with
considering the effects of each method of CPB.
Keywords: Airway obstruction; Cervical fascia; Cervical plexus; Cervical plexus block;
Phrenic nerve palsy; Ultrasonography.
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Introduction
The cervical plexus block (CPB) provides effective anesthesia and analgesia to the head
and neck region [1-7], and the most common clinical use for CPB has been carotid
endarterectomy (CEA) [8-12]. Traditionally, CPB was classified as deep and superficial block
[13], but in 2004, Telford and Stoneham [14] suggested the “intermediate” CPB of sub-
investing fascial injection in addition to the superficial and deep CPBs on the basis of the
cadaveric study by Pandit et al. [15] In 2010, Choquet et al. [16] attempted to refine the
concept of intermediate CPB by using ultrasound technique. However, „superficial‟,
„intermediate‟ and „deep‟ are poorly defined anatomical terms that simply indicate the
topographic relationships of the tissue with respect to the skin; therefore, there has been some
confusion in nomenclature and definition of CPB, particularly the intermediate CPB.
As the role of ultrasound in the head and neck region has expanded, CPB can be performed
more safely and accurately under ultrasound guidance that easily identifies various important
landmarks including muscles, cervical vertebrae, large vessels, nerves, and the cervical
fasciae [17]. Particularly, understanding the detailed configuration of the cervical fasciae is
essential to successful CPB because certain cervical fasciae are known to have a substantial
role in diffusion of local anesthetic solution [15,18-20]. Nonetheless, the structural
characteristics of the cervical fasciae have not been fully investigated in the perspective of
regional anesthesia. Furthermore, there has been a disagreement in recognizing the deep
cervical fascia especially in the lateral cervical region [21-24], and also anatomical variations
exist [20, 25].
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Accordingly, this review will describe the anatomy of the cervical fascial layers and
cervical plexus first, and describe the methods including ultrasound techniques and effects of
conventional deep and superficial CPBs, and intermediate CPB that is relatively new but has
some controversial issues. Moreover, this review will discuss potential adverse effects related
with CPBs that may often be neglected, and finally, attempt to refine the classification of
CPB methods based on the target compartments which can be easily identified under
ultrasound guidance, with considering the effects and potential adverse effects of each
method of CPBs
Anatomy
Cervical fasciae
The cervical fasciae are clinically important in predicting the spread of disease [26-28],
optimizing surgical management [29] and performing the regional anesthesia in the neck area
[15,18-20] and also are correlated with the chronic neck pain [30, 31]. However, descriptions
of fascial arrangements and definitions of spaces in the neck area are inconsistent and unclear,
and also the terminology is variable. According to the latest edition of Gray‟s Anatomy [32],
the fascia is described as “sheaths, sheets or other masses of connective tissue large enough to
be visible to the unaided eye”, and the Fascia Nomenclature Committee of Fascia Research
Congress describes it as “a sheath, a sheet, or any other dissectible aggregations of connective
tissue that forms beneath the skin to attach, enclose, and separate muscles and other internal
organs” [33]. Nonetheless, the cervical fasciae have been subject of controversy despite the
use of more recent technique or materials for preserving and studying fascial structure. As
Grodinsky and Holyoke [34] described in their pioneering study based on the cadaver
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dissection in 1938, the inherent difficulties in dissecting out cervical fascial spaces and
obvious artificiality of grouping them may produce confusions in description of cervical
fasciae and the discrepancies among different authors. According to recent work by Guidera
et al. [35], the cervical fascia can be classified as superficial and deep cervical fasciae,
although, instead of superficial cervical fascia, more specific term “subcutaneous tissue” has
been suggested to reduce confusion with the „superficial layer‟ of the deep cervical fascia
[36]. The deep cervical fascia can be divided into three layers [35]: (a) superficial layer,
which was also called as the investing fascia but is now suggested as masticator fascia,
submandibular fascia, or sternocleidomastoid (SCM)-trapezius fascia, although it has been
argued that the SCM-trapezius fascia is incomplete between the SCM and trapezius muscles
[21,22]; (b) middle layer, which is suggested as strap muscle fascia or visceral fascia; and (c)
deep layer, which is suggested as perivertebral fascia instead of prevertebral fascia because
prevertebral fascia should be used for anterior part only. The carotid space containing major
vessels, deep cervical lymph nodes and nerve is very important structure that can be
influenced during CPB, and this space is usually referred to the “carotid sheath and its
contents” [36]. According to literatures [37,38], the carotid sheath is a definite histological
structure that is distinct from other fascial layers, and the common carotid sheath shows inter-
individual and/or site-dependent variations in the thickness. However, there is a disagreement
on whether the carotid sheath is formed by all three layers of deep cervical fascia, only the
deep or superficial layer of deep cervical fascia, or has no demonstrable layer of fascia [36].
Palliyalil et al. [39] described that the carotid sheath is a strong fibroelastic tissue barrier that
shields its contents from saliva and local infection after neck surgery, but local anesthetics
seem to infiltrate the carotid sheath [40]. Figure 1 shows schematic drawing of cervical
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fasciae as Guidera et al. [35] suggested.
Cervical plexus
The cervical plexus is situated in a groove between the longus capitis and middle scalene
muscles underneath the prevertebral fascia but not in the interscalene groove as the anterior
scalene muscle is almost absent cranially above C4 or C3 level [42]. Two nerve loops which
are formed by union of the adjacent anterior spinal nerves from C2 to C4 give off four
superficial sensory branches in cranio-caudal order: lesser occipital (C2,3), great auricular
(C2,3), transverse cervical (C2,3) and supraclavicular nerves (C3,4) which initially run
posteriorly and soon pierce the prevertebral fascia. Afterwards, they pass through the
interfascial space between the SCM and the prevertebral muscles before going out to the
skins and superficial structures of the neck via the nerve point of the SCM muscle [43,44].
Thus, superficial branches of the cervical plexus travel relatively long distance from the
paravertebral space to their respective superficial endpoints - the skin and subcutaneous
tissues of neck, posterior aspect of the head and shoulders [45,46]. In contrast, the fibers
emanating anteromedially from the superior (C1-C2) and inferior (C2-3) roots unite at the
level of the omohyoid central tendon to form a loop, the ansa cervicalis [47]. The ansa
cervicalis is known to supply motor branches to the infrahyoid and SCM muscles [48] with a
great degree of variation in its origin and distribution [49]; however, ansa cervicalis has been
suspected to have an afferent neuronal composite [50]. Anterior rami of C3 and C4 forms a
loop and the branches of this loop join C5 to give rise to the phrenic nerve. The cervical
plexus is known to anastomose with spinal accessory nerve, hypoglossal nerve, facial nerve,
vagus nerve, glossopharyngeal nerve and sympathetic trunk [43,49,51]. Figure 2 shows
schematic drawing of deep and superficial cervical plexuses.
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Cervical plexus block methods
CPB has been performed at deep, superficial or intermediate level, although „deep‟,
„superficial‟ and „intermediate‟ are poorly defined terms.
Deep cervical plexus block
The deep CPB is described as a paravertebral block targeting the C2-C4 spinal nerves
[13,53], and this can be achieved either by a single injection or by three separate injections
[13,53,54]. The deep CPB performed at the paravertebral space not only can block superficial
branches but also deep branches of cervical plexus resulting in the relaxation of neck muscles,
although, it has not been shown to be important clinically [10,14,55]. On the other hand, if
ansa cervicalis also has an afferent neuronal composite [50], deep CPB would have more
clinical significance in treating postoperative pain after neck surgeries involving infrahyoid
and/or SCM muscles, or a pain originating in the neck. Wan et al. [56] and Goldberg et al. [57]
reported that deep CPB in C2 or C3 transverse process could treat cervicogenic headache
effectively. The deep CPB also has been applied to the thyroid or parathyroid surgery [58,59],
oral and maxillofacial surgery [3], and CEA [60-64] to obtain adequate anesthesia and/or
analgesia. Deep CPB can produce major complications such as intravascular injection,
epidural or subarachnoid injection, and phrenic nerve palsy due to its deep endpoint [12,65].
But, with the introduction of ultrasound, the deep CPB has become a relatively safe and
simple procedure with several different ultrasound techniques [3,42,66,67]. For the
ultrasound-guided (USG) deep CPB, Perisanidis et al. [3] and Saranteas et al. [67] simply
injected local anesthetics into the space between the prevertebral fascia and the cervical
transverse process under ultrasound guidance, but Wan et al. [56] and Sandeman et al. [66]
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injected local anesthetics after the needle touched the target cervical transverse process under
ultrasound guidance.
Superficial cervical plexus block
The superficial CPB is conventionally described as subcutaneous injection technique
performed at the mid-portion of the posterior border of the SCM muscle targeting superficial
branches of the cervical plexus [12,13]. This conventional subcutaneous infiltration of
superficial CPB can be performed using the ultrasound technique [68], and it is also possible
to block one or more superficial branches of the cervical plexus selectively, depending on the
types of surgery in the head and neck region by landmark [1,4,69,70] or ultrasound technique
[71-74]. The superficial CPB, unlike the deep CPB, is known to carry a low risk of
complications and is easy to master [12,59,75]. Nonetheless, during superficial CPB, it is
important to make sure that the needle tip is positioned in the subcutaneous tissue to avoid
adverse effects of deep block. [76,77]. Unilateral or bilateral superficial CPB can be used for
the postoperative analgesia after a variety of head and neck surgeries such as thyroidectomy
[1,78,79], minimally invasive parathyroidectomy [59], tympanomastoid surgery [4], anterior
cervical discectomy and fusion [5], infratentorial and occipital craniotomy [80]. And it can
also be used as a sole anesthetic modality for external ear surgery [74]. In our institution, we
have been applying landmark-based superficial CPB to various superficial head, neck and
upper chest wall surgeries both in pediatric and adult patients to obtain an anesthesia and/or
analgesia (Fig. 3). Superficial CPB also can be used as an adjuvant block for shoulder,
clavicle, breast and upper chest wall surgeries, particularly by blocking supraclavicular
branches.
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Intermediate cervical plexus block
History
In 2002, Zhang and Lee [21] reported that the investing fascia does not exist in the space
between the SCM and trapezius muscles which is called posterior cervical triangle [81]. They
conducted a sectional anatomic investigation with the use of epoxy sheet plastinations in
cadavers, but, their results are still in controversy [24,35,36]. Interestingly, in the latest
edition of Gray‟s Anatomy [82], it is described that the investing fascia between SCM and
trapezius muscles is formed of areolar tissue which is indistinguishable from that in the
superficial cervical fascia. Nonetheless, in 2003, Pandit et al. [15] introduced a new concept
of sub-investing fascial (superficial to the prevertebral fascia but underneath the investing
fascia) injection technique as one method of superficial CPB. In this study, Pandit el al. [15]
hypothesized that there is a communication between superficial and deep spaces through the
prevertebral fascia, which may explain the efficacy of the superficial CPB comparable to that
of the deep or combined deep and superficial CPB during CEA [10,62]. In 2004, Telford and
Stoneham [14] suggested that Pandit‟s technique of sub-investing fascial injection might be
more correctly termed as an intermediate CPB, which can be implicated as a third type of
CPB. They expected that this intermediate CPB might also produce the effect of deep CPB
while avoiding some practical difficulties of deep CPB; however, this would be possible on
the contingency that a communication through the prevertebral fascia actually exists. In 2007,
Pandit et al. [12] stated clearly that an intermediate block is one where the injecting needle
pierces the investing fascia of the neck, deep to the subcutaneous layer, but superficial to the
prevertebral fascia. In this context, permeable nature of the prevertebral fascia must be an
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important issue because it can eventually determine the characteristics of the intermediate
CPB; however, several articles [7,9,83-85] already have been published on the basis of the
Pandit‟s hypothesis [15] that the injectate of intermediate CPB can spread to deep tissues
through the prevertebral fascia, and thus intermediate CPB can have a deep CPB effects,
although there has been no clinical study verifying the permeable nature of the prevertebral
fascia.
Technique and nomenclature
Studies by Barone et al. [85], Ramachandran et al. [8] and Merdad et al. [83] used a blind
approach for the intermediate CPB targeting the space between investing fascia and
prevertebral fascia by using landmark, loss of resistance or pop technique, although Merdad
et al. [83] used the term „superficial‟ CPB instead of „intermediate‟ CPB. Nonetheless, it was
probably not easy even for very experienced practitioners to place the needle tip precisely at
the desired space without the aid of ultrasonography. Since Kefalianakis et al. [86] published
first report of USG CPB targeting the space between SCM and anterior scalene muscles for
CEA in 2005, USG CPB has become more popular because it can be performed safely and
accurately in the target space [87]. In 2010, Choquet et al. [16] advocated that the
intermediate CPB should target the posterior cervical space (PCS) at C4 level. The PCS
described by Choquet et al. [16] is the interfascial space between SCM and prevertebral
muscles which can be seen on cross-sectional imaging. They used the ultrasound technique
and contended that the PCS corresponds to the sub-investing fascial space described by
Pandit et al. [15]. The superficial branches of cervical plexus arising from deep tissues, pass
through this space after piercing the prevertebral fascia, and then, go out to the skins and
superficial tissues via posterior border of the SCM muscle [16].
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Since Choquet et al. [16] introduced the intermediate CPB using ultrasonography, many
studies have been published under the name of USG intermediate CPB [3,9,11,63,84,85,88-
95]. In those studies, authors performed either posterior or anterior approach of intermediate
CPB to obtain the anesthesia and/or analgesia for CEA, surgeries involving SCM muscle, and
cervical esophagus diverticulectomy under ultrasound guidance. For the posterior approach
of USG intermediate CPB, after the target cervical level is identified by increment from the
C7 vertebra with ultrasound scanning, SCM and middle scalene muscles are positioned in the
middle of the screen. At this point, the needle is advanced into the PCS (between SCM
muscle and prevertebral fascia) in a lateromedial direction (in-plane technique) using the
anterior border of the middle scalene muscle as the landmark for placing the needle tip.
Afterwards, local anesthetic is injected slowly and carefully while observing the spread of
local anesthetic in the PCS [90,91]. Anterior approach of USG intermediate CPB may
provide similar results to other regional techniques during CEA [89]. According to Leblanc et
al. [92], USG intermediate CPB is easy to perform, safe and reliable. In contrast, some
authors [96-99] performed USG intermediate CPBs in the PCSs, but they described these as
USG superficial CPBs. In the review of regional anesthesia for CEA by Stoneham et al [55],
CPB is described as five techniques: superficial, deep, USG superficial, USG deep and USG
intermediate CPBs. In this review, Stoneham et al. [55] described the USG superficial CPB as
the method that involves advancing the block needle adjacent to cervical plexus underneath
the prevertebral fascia. However, if the block needle pierces the prevertebral fascia, it is not
the intermediate CPB as Telford and Stoneham, [14] and Pandit et al. [12,15] originally
suggested, nor the classical superficial CPB; therefore, the use of term „superficial‟ is not
appropriate in this occasion.
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The reason for above discrepancies in the nomenclatures of the CPB methods seems to be
due to the location where the block is performed, and the branch of the cervical plexus being
blocked. CPB that is performed at the cervical paravertebral space (C2-4) can block both
superficial and deep branches of the cervical plexus simultaneously, although we term it deep,
rather than superficial CPB, given the position at which the block is performed. Accordingly,
the nomenclature of the CPB technique that is performed in the PCS resulting in interfascial
spread of local anesthetic would be more appropriate to be termed „intermediate‟ CPB than
„superficial‟ CPB, even though the intermediate and superficial CPBs are essentially targeting
same superficial branches of the cervical plexus.
Effects of the intermediate cervical plexus block
Importantly, intermediate CPB can provide different anesthetic and analgesic effects
compared to the superficial CPB. The cervical plexus (C2-C4) is known to supply sensation
to the SCM muscle including proprioception with variable anastomosis with the spinal
accessory nerve [43,100-104]. Therefore, SCM muscle seems to have a complex innervation,
but cervical branches of the nerve to the SCM muscle, after piercing the prevertebral fascia,
are known to anastomose with the spinal accessory nerve at the posterior surface or inside of
the SCM muscle [100,101,105]. While the spinal accessory nerve itself is also known to have
a sensory function [52,106,107], the cervical plexus (ansa cervicalis) is believed to constitute
another source of motor innervation to the SCM muscle in addition to the spinal accessory
nerve [48,52,108-110]. Therefore, it is possible that the USG intermediate CPB, which is
performed accurately in the PCS at proper cervical vertebral level, can block all four
cutaneous branches of cervical plexus and sensory/motor branches of the cervical plexus
supplying the SCM muscle simultaneously so that it can provide good anesthesia and
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analgesia for neck surgeries manipulating [90] or resecting SCM muscle [91]. Similarly,
Yerzingatsian [111] suggested to deposit local anesthetic directly into the SCM muscle in
order to block the sensory branches of the cervical plexus which innervate the SCM muscle
during local anesthesia technique for thyroidectomy. According to Senapathi et al. [99], USG
intermediate CPB is more effective than multi-directional subcutaneous injection technique
of superficial CPB for reducing the pain after thyroidectomy, although authors used the term
„USG superficial CPB‟ instead of USG intermediate CPB. And also the pain associated with
the SCM muscle as in SCM syndrome [112] or the pain associated with trigger points in the
SCM muscle [113-115] can be theoretically treated by this technique. At our institution, the
posterior approach of USG intermediate CPB targeting the PCS at C4-5 level has been
performed in pediatric and adult patients regularly if required (Fig. 4). In contrast, the
classical superficial CPB performed subcutaneously would not have these intermediate block
effects. In this respect, although it is not currently clear whether the investing fascia (SCM-
trapezius fascia) exists or not in the posterior cervical triangle, it would be reasonable that the
superficial CPB should be defined as the technique that involves a multi-directional or single
subcutaneous injection targeting one or more superficial branches of the cervical plexus,
regardless of the use of ultrasound technique. In addition, although both superficial and
intermediate CPBs are essentially targeting same superficial branches of cervical plexus,
intermediate CPB may produce some adverse events that superficial CPB does not produce.
Cervical plexus block and carotid endarterectomy
The most common clinical use for CPB has been CEA. CEA is a validated intervention for
stroke prevention associated with symptomatic carotid stenosis [116,117], which involves
incisions of skin, platysma muscle, carotid sheath, and carotid artery. Since the first report of
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CPB for CEA [118] in 1988, various techniques of CPB have been evaluated in CEA,
although the ideal anesthetic technique for CEA remains a matter of debate [54,119-121].
Stoneham et al. [10] in 1998 and Pandit et al. [62] in 2000 reported that the superficial CPB is
as effective as deep or combined deep and superficial CPB for CEA. However, during CEA
under CPB, supplementation of local anesthetic to subcutaneous or deep tissues by surgeon is
often performed regardless of type of CPB method [74,94,122], probably because in the neck
structures including the carotid sheath, there are some areas innervated by cranial nerves
where even deep CPB cannot reach [8,51,94,123-125], or incisional pain near the midline,
which presumably is mediated by contralateral fibers, may occur [8,74,123,126]. Seidel et al.
[19] demonstrated a constant anastomosis between the cervical branch of facial nerve and the
transverse cervical nerve of the cervical plexus. The pain associated with the incision of the
carotid sheath during CEA was completely relieved by lidocaine spray [124], and an
involvement of cranial nerves (glossopharyngeal and vagus nerves) and sympathetic trunk in
sensory innervations of the carotid artery and sheath was suggested [51,94,124]; therefore,
delivery of local anesthetic close to the carotid artery during CEA may be reasonable.
Recently, single USG intermediate CPB [62,84,89,92,95] or USG intermediate CPB
combined with USG infiltration of local anesthetic to the perivascular area of the carotid
artery [9,11,93,94] has become a new option to reduce the amount of intraoperative local
anesthetic supplementation by surgeon during CEA, while the use of deep CPB for CEA has
been decreased. However, direct infiltration of local anesthetic to the perivascular area of the
carotid artery can produce some adverse effects related with cranial nerve palsy
[9,11,93,94,127,128].
Safety issues of cervical plexus block
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Phrenic nerve palsy
The phrenic nerve is formed from ventral rami of C3 to C5, and runs from lateral to medial
in a downward oblique direction on the surface of the anterior scalene muscle, beneath the
prevertebral fascia. According to Castresana et al. [129], combined deep and superficial CPB
produces acute abnormalities of diaphragmatic motion in 61% of patients, but, there seems to
be no possibility that conventional superficial CPB affects the phrenic nerve [53] as long as
the injection is made accurately in subcutaneous tissue [77]. One of the reasons why all
patients receiving deep CPB does not develop diaphragmatic motion abnormality might be
due to the anatomical variations including predominance of 5th cervical nerve and presence
or absence of accessory phrenic nerve [129]. On the other hand, the SCM muscle is the
accessory muscle of respiration, which is essential when the diaphragm is weak [130-132].
The deep CPB is known to be largely associated with diaphragmatic paralysis [129] that can
be superimposed with the relaxation of the SCM muscle; therefore, the deep CPB may have
worse effects on the respiratory function than we have previously known, particularly in
patients with clinically significant lung disease or suspected diaphragmatic motion
abnormalities [133].
The prevertebral fascia (deep layer of deep cervical fascia) forms a tubular sheath for the
vertebral column and the muscles associated with it, such as the longus colli and longus
capitis anteriorly, the scalenes laterally, and the deep cervical muscles posteriorly [13,43].
According to literatures, this prevertebral fascia seems to play a role as a barrier to the spread
of local anesthetics [134] or even abscesses [26,135] by forming the water-tight space [134],
suggesting that a suppuration in the prevertebral space does not extend rapidly in any
direction due to compactness of this compartment [26]. And also there are evidences that
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local anesthetic distends the prevertebral fascia during stellate ganglion block [136] and that
local anesthetic is entrapped in PCS during intermediate CPB [3]. Recently, using fresh
cadavers, Seidel et al. [19] investigated the dissemination of injected dye solution that was
injected into the PCS using the ultrasonographic technique; consequently, the dye remained
in the PCS implicating that the prevertebral fascia is impermeable contrary to Pandit‟s
hypothesis [15]. Nonetheless, Seidel et al. [19] suggested that a clinical study is needed to
investigate whether phrenic nerve blocks are preventable with the intermediate CPB.
Unlike deep CPB [42,64] and interscalene brachial plexus block [137], both of which
inevitably require puncturing the prevertebral fascia and injecting local anesthetic near the
cervical spinal roots, the possibility that USG intermediate CPB affects the phrenic nerve
might seem to be low, probably due to aforementioned protective nature of the prevertebral
fascia [26,134,135], which is also shown in the cadaveric study by Seidel et al. [19], and the
location and course of the phrenic nerve [77]. Martusevicius et al. [9] performed USG
locoregional anesthesia technique similar to USG intermediate CPB in 60 patients without
producing arm weakness and breathing difficulty, and in the study by De Tran et al. [97],
despite the deposition of local anesthetic into the PCS between the SCM and scalene muscles
under ultrasound guidance, no instance of unintentional brachial plexus block, Horner‟s
syndrome or dyspnea was observed. Agreeably, two studies performed by Kim et al. [90,91]
also showed no signs of brachial plexus block, Horner‟s syndrome or dyspnea after single
USG intermediate CPB in adult patients undergoing robotic thyroidectomy and in pediatric
torticollis patients undergoing unipolar release of SCM muscle with myectomy. In addition,
Calderon et al. [89] described that although the diffusion of the local anesthetic in the PCS
was observed during USG intermediate CPB, the spread of local anesthetic beyond the
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prevertebral fascia was not detected, which also may be a good evidence supporting that the
prevertebral fascia may have a protective nature. However, at present, evidences are
insufficient to authenticate the true nature of the prevertebral fascia, which must be
investigated in clinical trials.
Airway obstruction
Mechanical airway obstruction due to tissue edema or hematoma is a well-recognized
surgical complication after various neck surgeries including thyroidectomy [138] and CEA
[139,140]. Particularly during CEA, surgical procedures including dissection, traction, and
retraction can injure the facial nerve, hypoglossal nerve, vagus nerve and its branches
(recurrent and superior laryngeal nerves) or glossopharyngeal nerve within the operative field
[141-144]. Among them, bilateral injury of vagus nerve, recurrent laryngeal nerve or
hypoglossal nerve can result in fatal upper airway obstruction [141,145]. Although data of
cranial nerve blockades associated with single deep CPB is scant [59,61,127,146], it is
plausible that deep CPB can paralyze glossopharyngeal, vagus, hypoglossal, and accessory
nerves particularly when cephalad spread of local anesthetic occurs, because extensive neural
anastomoses exist between the lower cranial nerves and the upper cervical nerves, although
highly variable between individuals [51,53]. Accordingly, we should bear in mind that
bilateral deep CPB can cause not only bilateral phrenic nerve palsy but also fatal airway
obstruction by paralyzing vagus or hypoglossal nerve. More importantly, in patients with
preexisting contralateral vagus (or recurrent laryngeal) or hypoglossal nerve injury, even
unilateral deep CPB can lead to total airway obstruction; therefore, although, pre-existing
unilateral vocal cord paralysis is usually clinically asymptomatic [127,147] and unilateral
hypoglossal nerve palsy shows minimal disability [145], preoperative routine history taking
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and physical examination of tongue and vocal cord would be necessary in patients receiving
deep CPB [59] as well as in patients undergoing CEA [148] regardless of anesthetic
techniques.
As described earlier, direct infiltration of local anesthetic into the paracarotid area during
CEA either by surgeon or anesthesiologist may be effective for blocking the incisional pain of
carotid sheath or artery [124,149] but it can also produce adverse effects related to the
blockade of cranial nerves [9,11,93,94,127,128] besides impairing of baroreceptor reflex [94].
Recently, USG techniques infiltrating local anesthetic to the paracarotid area have been
introduced in combination with subcutaneous infiltration or intermediate CPB in order to
decrease intraoperative supplementation of local anesthetic during CEA [9,11,93,94].
According to Casutt et al. [149], USG carotid sheath block by injecting mixture of local
anesthetic and contrast media to the ventral side of carotid artery leads to an extensive spread
of drug, which is confirmed by post-block CT image. And Martusevicius et al. [9] reported
that temporary hoarseness, facial palsy, and dysphagia occurred in 72%, 13%, and 12% of
patients who had received combined USG intermediate CPB and USG paracarotid infiltration
of local anesthetics, respectively. Accordingly, bilateral infiltration of local anesthetic to
paracarotid area may cause fatal airway obstruction.
Regarding the intermediate CPB, spread pattern of local anesthetic in the PCS may be
important. During the interfascial plane block, many factors may influence the spread of local
anesthetic and quality of the block, while precise needle placement, and deep understanding
of fascial tissue anatomy and structure are required basically [150]. Zhang and Lee [21]
contended that PCS actually is the extension of subcutaneous tissue and the carotid sheath
becomes attached to the subcutaneous fatty tissue without any clear demarcation by a fascia.
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And also in the clinical setting, we have often seen that local anesthetics spread easily toward
the carotid sheath even when the tip of the injecting needle is placed between anterior scalene
muscle or longus capitis muscle and middle scalene muscle during posterior approach of the
USG intermediate CPB (Fig. 4). Tran et al. [97] compared USG and landmark-based
superficial CPBs in patients undergoing surgery of the shoulder and clavicle; however, the
USG CPB technique they used was actually USG intermediate CPB, with injection of 10 ml
of local anesthetics into the PCS, as described here, rather than USG superficial CPB, while
their landmark-based superficial CPB was virtually a subcutaneous CPB. They reported that
dyspnea, desaturation, and brachial plexus block were absent, but that hoarseness or difficulty
in swallowing occurred in 10% of patients in the ultrasound group. Leblanc et al. [92]
reported that dysphonia occurred in 12%, Horner‟s syndrome occurred in 4%, and
swallowing disorder occurred in 2% of patients after single USG intermediate CPB using 10
ml of local anesthetic for CEA, but they purposely advanced the needle tip close to the
carotid sheath for injection. In contrast, Alilet et al. [95] did not advance the needle tip close
to the carotid sheath during the single USG intermediate CPB using 10 ml of local anesthetic
for CEA, and they reported very low incidence of hoarseness (2.4%) and palsy of the
hypoglossal nerve (2.4%). Therefore, it can be postulated that the incidence of hoarseness and
dysphagia after single USG intermediate CPB may depend on the block techniques as well as
the injected volume of local anesthetic. On the other hand, when the intermediate CPB is
combined with the paracarotid infiltration of local anesthetics, much higher incidence of
hoarseness and dysphagia was produced [9,93,94].
Hoarseness (dysphonia) which is likely to be associated with blockades of vagus nerve or
its branches (recurrent and superior laryngeal nerves), difficulty in swallowing (dysphagia)
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which is likely to be associated with vagus, glossopharyngeal, or hypoglossal nerve blockade,
and facial nerve blockade may be the result of medial and upward spread of local anesthetic
during the USG intermediate CPB. Temporary dysphonia due to ipsilateral blockade of vagus,
recurrent laryngeal or superior laryngeal nerve after USG intermediate CPB usually is not
clinically significant. However, bilateral blockade of vagus nerve, recurrent laryngeal nerve
or hypoglossal nerve can induce fatal airway obstruction. Therefore, bilateral intermediate
CPB might be dangerous and even unilateral CPB can lead to airway obstruction in patients
with preexisting contralateral vagus or hypoglossal nerve injury, which may require routine
preoperative examination. During the USG intermediate CPB, in order to avoid inadvertent
cranial nerve blockades, it would be advocated to place the needle tip in the PCS well outside
of the carotid sheath, to use small volume of local anesthetic, and to inject local anesthetic
slowly while observing the spread of local anesthetic, thereby restricting the medial spread of
the local anesthetic toward the carotid sheath [90,91], unless carotid sheath block is required.
Other adverse effects
Horner‟s syndrome does not have any clinical consequence in itself, but it is an unpleasant
side effect, although it may not be described as a complication [151]. The occurrence of the
Horner‟s syndrome after intermediate CPB may be debatable because the location of the
cervical sympathetic chains in relation to the prevertebral fascia, the permeable nature of the
prevertebral fascia, and the extent of the spread of local anesthetic in the PCS toward the
carotid sheath during intermediate CPB may influence. Usui et al. [42] and Civelek et al. [152]
described that the cervical sympathetic chains are situated immediately underneath the
prevertebral fascia covering the longus muscles, but, on the contrary, in the latest edition of
Gray‟s anatomy [153], it is described that the cervical sympathetic trunk lies on the
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prevertebral fascia behind the carotid sheath. Nonetheless, the occurrence of Horner‟s
syndrome has been reported after superficial CPB [59], combined superficial and deep CPB
[59,63], single USG intermediate CPB [92,98], and combined USG intermediate CPB and
paracarotid infiltration of local anesthetic [9,11,94]. On the other hand, according to Lyons
and Mills [25], among 12 cadaveric neck dissections, the cervical sympathetic chain was
found within the carotid sheath in 2 cadavers. This anatomic variation may not only cause the
damage to sympathetic chain during neck dissection or simple catheterization of internal
jugular vein [154] but also influence on the occurrence of Horner‟s syndrome during CPB
with/without paracarotid infiltration of local anesthetic.
The most common cause of spinal accessory nerve palsy is iatrogenic insult during neck
surgeries, especially those located in the posterior cervical triangle [106,155]. Anatomically,
the spinal accessory nerve enters the posterior cervical triangle within 2 cm above Erb‟s point
and then courses obliquely across the posterior cervical triangle to end in the anterior surface
of the superior part of the trapezius muscle with many variations [156]. In the posterior
cervical triangle, the accessory nerve lies superficial to the prevertebral fascia [157], thus it
can be affected during superficial CPB [53] but, the intermediate CPB targeting the PCS
underneath the SCM muscle is not likely to affect the spinal accessory nerve [158].
Refining the classification of cervical plexus block
For a systematized nomenclature of CPB techniques, we can practically suggest three
classifications of CPB (Fig. 5), based on the anatomical studies regarding cervical fasciae,
nerve innervation and the relevant clinical reports as described in this review. The first
technique is the superficial CPB which involves a multi-directional or single subcutaneous
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injection around the posterior margin of the SCM muscle targeting the superficial branches of
the cervical plexus, regardless of the use of ultrasonography. This superficial CPB also can be
performed to block selectively one or more superficial branches of the cervical plexus by
landmark or ultrasound technique. The superficial CPB is very useful, safe and easy to learn,
which every regional anesthesiologist should master. The second technique is the
intermediate CPB which involves the placement of the injecting needle into the PCS
(between the SCM muscle and prevertebral fascia) at the C4 level targeting both the
superficial branches of cervical plexus and presumably sensory/motor branches of the
cervical plexus supplying the SCM muscle. The USG intermediate CPB is simple to learn
and reproduce, but its potentiality of adverse effects should not be overlooked. Lastly, the
deep CPB involves the placement of needle between the prevertebral fascia and the cervical
nerve roots at C2-4 level targeting both superficial and deep branches of cervical plexus
simultaneously. In spite of some advantages, deep CPB may require the analysis of risks and
benefits before application. For the safe and successful intermediate CPB and deep CPB,
ultrasound technique is strongly recommended.
Summary
As we learn more about CPB, its indications are gradually expanding. However, CPB is
performed in the neck area which is highly complicated segment of the body with multiple
fascial layers in narrow space. Recently, a new and more specific terminology of cervical
fasciae has been suggested, but there is still a controversy over the recognition and
description of the cervical fasciae including the investing and prevertebral fasciae, and
carotid sheath. Furthermore, anatomical variations in cervical fascial layers can have a
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significant influence on the effects of each method of CPB. Therefore, at current state, it
seems not to be easy to describe the true effects of each CPB approach, although most of
CPB methods are now being performed accurately and safely under ultrasound guidance. In
this review, we discussed in detail about the intermediate CPB that is a relatively new
technique but with some controversial issues. Although block effects and potential adverse
effects of the intermediate CPB mandate further investigations, we simply classified CPB as
three general approaches - superficial, intermediate and deep CPBs, based on the target
compartment of each approach which can be identified easily on ultrasound.
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Legends
Fig. 1. The layers of cervical fascia (C6 transverse section) as suggested by Guidera et al.
[35]. The illustration is adapted from Smoker et al. [41].
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Fig. 2 Schematic drawing of deep cervical plexus and superficial cervical plexus. (A) Four
superficial branches of the cervical plexus are depicted as a yellow color, and deep branches
of cervical plexus (ansa cervicalis) are depicted as a green color. The cervical plexus is
known to anastomose with several cranial nerves and sympathetic trunk. (B) Superficial
cervical plexus is emerging behind the posterior border of the SCM (sternocleidomastoid)
muscle and innervates head, neck and shoulder areas. The illustration is adapted from
Restrepo et al. [52].
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Fig. 3. Landmark-based superficial CPBs (cervical plexus blocks) have been performed for
ear, neck and upper chest wall surgeries to obtain adequate anesthesia and/or analgesia at our
institution. (A) Great auricular and lesser occipital nerve blocks were performed in 77-year-
old male patient undergoing excision of ear hemangioma. (B) Selective supraclavicular nerve
block was performed in 4-year-old female patient undergoing excision of the congenital
melanocytic nevus on right upper chest wall. (C) Great auricular and transverse cervical
nerve blocks were performed in 94-year-old female patient undergoing excision of the
squamous cell carcinoma on the right neck area. (D) Selective supraclavicular nerve block
was performed in 52-year-old male patient undergoing incision and drainage of the abscess
on right upper chest wall. To avoid deep injection, the needle is bent slightly.
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Fig. 4. Ultrasound image of posterior approach of intermediate CPB (cervical plexus block)
at C4-5 level in a 3-year-old torticollis patient undergoing unipolar SCM release with
myectomy. Hydrodissection of the PCS (posterior cervical space) between the SCM
(sternocleidomastoid) muscle and prevertebral fascia by local anesthetic is seen, and local
anesthetic spreads to the area near the carotid sheath. CA: carotid artery; IJV: internal jugular
vein; LA: local anesthetic; SCM: sternocleidomastoid muscle. White arrow points:
prevertebral fascia
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Fig. 5. Three different target areas of CPB (cervical plexus block) in the cervical fascial
spaces are depicted schematically (C4 transverse section). (A) The target area for superficial
CPB is subcutaneous tissue around the mid portion of posterior border of the SCM
(sternocleidomastoid) muscle. (B) The target area for intermediate CPB is the space between
the SCM muscle and the prevertebral fascia. (C) The target area for deep CPB is the space
between the prevertebral fascia and the target transverse process.