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1
Johannes Kepler: his place in Astronomy
Panagiotis Papaspirou1
University of Athens
Faculty of Physics
Section of Astrophysics, Astronomy
and Mechanics
Panepistimiopolis, Zografos
15784 Athens, Greece
E-mail: p.papaspirou@academy.edu.gr
p.papaspirou973@gmail.com
Abstract
The place of Johannes Kepler in Astronomy is specified from both directions in historical time.
The first refers explicitly to the world – picture of the polymaths and astronomers before his era,
and the second to the novel world – picture of the scholars and philosophers that succeeded him.
The Hellenic scientific tradition gave birth and shaped explicitly the world – picture of the
generations that preceded Kepler’s era, and this can be evidently observed in the construction
and functions incorporated in the Antikythera Mechanism. Kepler offers a new Paradigm in the
science of Astronomy, and contributes greatly to the introduction of a new Paradigm in the
Physical Sciences, as well as to the generation of the new philosophical scheme, the one of
Mechanistic Philosophy. His great contributions to Astronomy, Mechanics, the Physical
Sciences, and Philosophy, which occurs through the introduction of these new Paradigms, rely
heavily on the Hellenic, and in particular Alexandrian, tradition of Science and Philosophy. The
Antikythera Mechanism can be regarded as the epitome of the Alexandrian tradition in
Astronomy, Mathematics and Technology, since it incorporates all these features within a single
gear mechanism. The Alexandrian spirit in Philosophy and the Sciences revives in the Age of
Renaissance and in the era of Johannes Kepler, and this intellectual fountain serves as a basis for
his own great Endeavor in Astronomy and the science of Mechanics, as well as in Optics and
Mathematics. Soon after his death the European civilization shall encounter its gigantic
transformation through the Age of Enlightenment, the Age of the Industrial Revolution, the Age
of Sailing, and its expansion all over the globe. These eras contain as their germ Kepler’s
contribution to the European civilization.
Keywords: History of Astronomy, Scientific Revolution, Paradigm, Renaissance, Newtonian
Mechanics, Mechanistic Philosophy, Global Culture.
From Antikythera to the Square Kilometre Array: Lessons from the Ancients,
Kerastari, Greece
12-15 June 2012
1 Speaker
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1. Introduction.
The great astronomer Johannes Kepler surely belongs to the Pantheon of the Giants of
Science, regarded as one of the prominent thinkers within the framework of the European
civilization, a transformer of Astronomy and of the Physical Sciences. As an astronomer, he can
be listed among Hipparchus, Ptolemy, Nicolaus Copernicus, Tycho Brahe, Galileo Galilei, and
Isaac Newton, as well as Henry Poincare and Albert Einstein [1], [2]. His contributions into the
field of Astronomy, and into the field of Cosmology, are related with the structure of Cosmos
and the place of Man within it. The scope of his work is not exhausted within the realm of
Astronomy, but includes numerous contributions to Mathematics, and Optics as well. Kepler is
mostly famous for his three eponymous laws of motion of the celestial bodies, which determine
the physical behavior of the planets, as they revolve on their elliptical orbits around the Sun.
Kepler is a strong supporter of the Copernican heliocentric view of the then known
Universe, and belongs to the transitory epoch between the naked eye astronomical observations,
and the advent of the telescope used for astronomical purposes. The Universe at the times of
Kepler included the celestial sphere of the fixed stars, the planets Mercury, Venus, Mars, Jupiter
and Saturn, and the Moon. Kepler succeeded to establish the Copernican cosmological doctrine
on plausible scientific realistic grounds, but also within the framework of his religious and
philosophic thinking. Kepler’s creative mind succeeded to formulate explicitly the physical laws
named after him, and opened new pathways in all subjects he penetrated [3].
2. Johannes Kepler and his contribution to the New Paradigms.
Johannes Kepler introduced a novel Paradigm into the branch of Astronomy, a
novelParadigm into the realm of the Physical Sciences [4], and contributed greatly to the
generation of the scheme of Mechanistic Philosophy. His work is characterized with the
ingenious handling of past scientific concepts, as well as with the introduction of novel
scientific concepts. With his attempts he creates a new scientific vocabulary and language. He
also introduces a new Methodology, as he struggles to solve novel scientific problems in the
field of Astronomy, hence he contributes greatly to the birth of Mechanics. Concrete aspects of
his way of thinking serve also as a basis for the Mechanistic philosophy, a novel approach to
Nature, Man and God within the European tradition. This tradition influenced greatly the
spiritual development of the European civilization [5]. The two Paradigms, the one for the case
of Astronomy, and the other, for the case of Physics, are strongly correlated and interrelated
with each other, but they might be considered also as distinct. The novel philosophical scheme
of Mechanistic Philosophy, which accompanied the development of all Physical Sciences in the
Age of Enlightenment and the Age of the Scientific Revolution, incorporates greatly elements
of Johannes’s Kepler scientific mentality.
The statement of his eponymous three laws of motion for the planets orbiting around the
centre of the Universe, the Sun, hence the full establishment of the Copernican heliocentric view
of Cosmos, the kinematical and dynamical features and characteristics of the motions of the
planets, studied in a detailed extend for the first time, the subsequent abandoning of the
Aristotelian Universe, Aristotelian Physics, and of the Ptolemaic Cosmological model, the
introduction of new ways for handling with scientific problems, and for posing novel physical
questions within the field of Astronomy belong to his greatest achievements. He particularly
introduces the concept of “Inertia”, related to the mass of the planets, as well as the concept of
“Force”, which governs the motion on their trajectories around the Sun.
Kepler was both inspired from the spirit of his times, and shared completely its world-
view [6], a world – view that incorporates within an organic whole the Christian mystic
tradition and the Neoplatonic and Neopythagorean elements in Philosophy and Science.
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3. The scientific work of Johannes Kepler
Johannes Kepler formulated his eponymous laws which govern the motion of the
planets around the Sun. According to the first law, the trajectories of the planets have the form
of ellipses, with the Sun centered at the one focus of the ellipse. According to the second law,
the planets move in such a manner, so that the line joining them with the Sun sweeps equal
areas in equal time intervals. The third law states the exact relationship between the square of
the orbital period of the planets and the cube of the semimajor axis of their ellipse, which is the
same for all the planets. We can derive easily these three laws, starting from the three
Newtonian Axioms of Motion and the Newtonian law of Gravitational interaction.
These laws permitted further the justification of Newton’s Paradigm in Physics and the
arising of the New Physics. The stream of the “Newtonian consciousness”, carried by the so –
called “Newtonians”, departs entirely from the Aristotelian tradition in a dramatic way, and
destroys for ever the foundations of the Medieval and Renaissance Mentality, thus setting the
“noospheric” basis of our Modern World [7].
Kepler’s work exceeds the level of a just very clever fitting of the astronomical
observational data he had at hand to some known curve. He introduces for the first time, and on
empirical grounds, the novel geometric shape of the planetary orbits, the ellipses, and reveals
the underlying Physics of the celestial motions.
The data he possessed were the fruits of the lifelong work of another giant of
Astronomy, Tycho Brahe the most accurate ephemerides and astronomical tables ever
composed in the history of European Astronomy up to the age of Kepler. The history of this
astronomical observational tradition starts already within the realm of the Hellenic tradition,
passes on to the Hellenistic Age of Claudius Ptolemy, continues through the Byzantine
civilization, and the Islamic Golden Age, reaching up to the age of Copernicus and of Kepler.
Tycho Brahe immediately acknowledged the astronomical, mathematical and scientific genius
of Johannes Kepler, and particularly insisted of having Kepler as his collaborator in Tycho’s
new observatory, in Prague [8].
Other contributions of Johannes Kepler include the invention of a primitive form of
differential and integral calculus, based on the work of Archimedes [9], in order to compute
areas and volumes of solids of revolution, the extensive use of logarithms, the invention of a
new type of refractive telescope, the “Keplerian telescope”, the first modern physical foundation
of the science of Optics, the study of the properties of some of the so – called “Kepler - Poinsot
polyhedra”, a novel type of a plane – filling arrangement, and the statement of his famous
eponymous Conjecture about the densest packing of spheres in space [10].
4. Defining Johannes’s Kepler place in Astronomy
Johannes Kepler lives within the epoch of an “Interregnum”, a transient phase of the
European civilization between the old religious, philosophical, technological and scientific
world of Medieval Europe and Renaissance, and the novel forthcoming world, the
“Mechanized” one. The old Zeitgeist is being replaced by new concepts, by a novel corpus of
scientific languages, theories, methodologies, and by novel technologies. At the same time, new
branches of philosophical systems, novel forms of the Fine Arts, of religious thought, and in
general, novel communicative fields of social structures, appear, while Science and Technology
blossoms.
We can trace the pathways which sustained Kepler’s “Weltanschauung” in two
directions in historical time, with point of reference his era. The one strives towards the past,
and the other towards the future. The first pathway of ideas, concepts and mental worlds starts
already in the Hellenic culture, and its tradition in Philosophy, the Physical Sciences,
Astronomy and Mathematics. In its acme the Hellenic culture produced wonderful scientific
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instruments, such as the Antikythera Mechanism. The Antikythera Mechanism, as a scientific
artifact, was unsurpassed for centuries. This wide river of philosophical perceptions of Reality
and Science, starts from the Hellenic civilization, and the Hellenistic era in particular, and
continues its flow to the Byzantine civilization. Then, it spreads and blossoms during the
Golden Age of the Islamic civilization, and finally returns to Europe through the massive
translations of texts from the Arabic and Greek into Latin, or by the current of Byzantine exiles
finding refugee in the European ground. This energetic group of scholars and polymaths, on
their own Exodus, carry the scientific and philosophical heritage we mention. Their counterpart
polymaths of the Islamic scientific heritage played also such a most significant historical role
for the transmission and development of knowledge. The “Little Renaissance” of the 12th
century, and the Age of Renaissance in the 14th century in Europe, both seem to originate from
this fountain of Knowledge and great Personalities [11], [12].
The Greek civilization and culture, already from the epoch of flourishing and
blossoming of Astronomy, that is at least from the epoch of Archimedes, which can also be
regarded as the founder of an active astronomical school in Syracuse, contributes greatly to the
scientific understanding of the celestial phenomena. These remarkable theoretical and
technological achievements were crowned with astronomical and cosmological theories, as well
as detailed astronomical observations. Tangible and intangible astronomical instruments –
artifacts are constructed, such as mural instruments, types of dioptras, of armillary spheres, of
parallactic instruments, of astrolabes, and astronomical mechanisms akin to the Antikythera
Mechanism. These reproduced the motions of the heavenly bodies within the standards of great
accuracy, and based on specific physical and mathematical laws. The Antikythera Mechanism,
this most famous example of Greek innovation in Science and Technology, stands as one of the
most ingeniously constructed astronomical instruments ever built [13], [14], [15].
In the forthcoming ages of the European thought the dogmas of the Christian religion
are fused with the doctrines of the Greek philosophical view of cosmos. An exceptional
landmark in this European tradition is Nicolaus Cusanus, a follower and prolific writer
belonging to the Christian mystic Neoplatonic tradition. Cusanus is an ecclesiastical reformer
and cardinal, a kind of personality which influenced greatly Johannes Kepler by his
philosophical and cosmological views [16]. We mention that the Neoplatonic school of thought
comprises a long – lived tradition in the history of Philosophy and serves as a profound basis for
understanding the Universe, its creation and origin, and the laws that govern this unified,
organic whole. Cosmos is stratified into a strict hierarchical multi- level structure of varying
degrees of complexity, and obeys mathematical harmonies and symmetries, expressed within
the realm of teleological arguments and the qualitative and quantitative investigation of these
symmetries and harmonies. These qualitative and quantitative characteristics of Cosmos are
inherited as Platonic Forms, stemming from the spirit of the craftsman of Cosmos. This
“craftsman” in the Platonic and Neoplatonic tradition is replaced by the Christian God, who
interpenetrates all forms and aspects of natural existence, thus completing the divine order in the
Universe [17].
According to the idiosyncratic doctrines of Nicolaus Cusanus, and his exploitation
regarding the most important categorical realities endowed within the structure of the Universe,
that is God, Nature, Christ and Humanity, the Earth does not stay fixed at some point, nor can it
be regarded as the physical center of the Universe. In addition, the celestial spheres emerging
naturally within the Aristotelian – Ptolemaic cosmological model do not attain an exactly
spherical form. According to Cusanus, God is everywhere and nowhere, He is the center and the
circumference of the Universe. Jesus Christ, the God – man, is the mediator between the God
and his Creation, the connection with the Divine Order. We remark that the religious stream of
thoughts within the Christian tradition offers for example a way for the Salvation of the Souls to
become possible, whereas the scientific elements of Kepler’s thought have as their origin the
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long and complex thread, which starts from the begin of the Hellenic civilization, and the birth
of the Science of Astronomy.
The Ratio and the Intellectus of the human mind, that is his Dianoia and Noesis, is
capable of knowing by measuring the objects of our knowledge, while being assimilated in
some way to them. This insistence for measuring may be regarded as one of the leading
leitmotivs in Johannes’s Kepler thought. Also, the abandoning of the exactness of the
Aristotelian - Ptolemaic cosmological model becomes more than evident, and encourages the
deeply religious astronomer on his own personal path.
The other direction starts from the age of Kepler and the Zeitgeist of his era and his
cotemporaries, and strives towards the future, to the upcoming “Mechanization of the world
picture”. This is followed also with the advent of the “mechanistic mentality” into Science and
Philosophy, mainly through the works of Newton, Leibniz, Descartes, and Spinoza. It gives
birth to the Age of Enlightenment, the Age of Sailing, and the Industrial Revolution [18], [19].
New philosophical schemata and Paradigms in science are created within this new mental
atmosphere of bold revolutionary thinkers. The perceptions of God, Man, and Cosmos, as well
as of Society, and their mutual interrelations and interactions are redefined, and shaped within
the novel social and industrial structures [20]. Thus, we have to consider the birth of the New
Astronomy, of Modern Physics, and of Mechanistic Philosophy, which shape the technological,
methodological, epistemological, and ontological frameworks of reference. Such a detailed
analysis has to be furthermore investigated by taking into account the most general sociological
relations between these social structures and levels of discourse [21], [22], [23], [24].
5. Johannes Kepler and his own path towards creating Science
Kepler proposes successfully a new kind of theoretical model in Astronomy, struggling
at first to define the exact shape of the orbit of Mars, the outer planet that exhibits the most
irregular behavior on his route on the celestial sphere [7]. He introduces a completely new
astronomical model, which abandons forever the necessity of the uniform cyclic motion. The
old way for performing Astronomy regards as the only permissible motions of the celestial
bodies strict combinations of eternal and perfect circular motions. Kepler replaces them with the
elliptic motion. He establishes the Copernican heliocentric cosmological model on completely
new epistemological grounds, and extends its features, the global and the local ones. He attacks
reality from all sides, the theological, the ontological, the epistemological, the methodological,
and strongly believes that he reveals the secrets of Creation in his monumental work.
The Copernican system, within the work of Johannes Kepler, is not merely a convenient
mathematical device for “saving the phenomena”, just a set of convenient mathematical rules
and recipes for describing the features of the heavenly bodies, thus lacking completely a truly
realistic scientific basis. The tradition of “saving the phenomena” starts already from the era of
Ptolemy, and continues on to all the subsequent generations of Hellenistic, Byzantine, Muslim,
and European astronomers. It is remarkable that many of these polymaths tried to abandon the
philosophically unjustified concept of the equant within the Ptolemaic model, since the notion
of the equant destroys the full validity of the principle of the uniform cyclical motion. [25].
The consequences of the acceptance of the heliocentric model of Copernicus are not
trivial. The novel model is heliocentric and not geocentric. Thus, Earth becomes just a planet
and not the center of the Universe, Cosmos itself becomes a vast space, perhaps of infinite
dimensions, Astronomy is characterized by a novel conceptual structure, the astronomical terms
defined acquire a new meaning and a new function within this new theory. Here, we always
have to acknowledge that Kepler bases his work on Neoplatonic and Neopythagorean
philosophical beliefs and concepts, and on the evidence of apex theoretical ideas and
technology [7].
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Johannes Kepler defends the Copernican system, and places it to the status of the
unique physical model. Thus, he introduces a novel mentality of how to handle with physical
problems, and in particular with astronomical problems, and a novel way of asking scientific
questions, as well as new ways of answering these questions and solving the generated scientific
riddles. He combines his effort with the detailed investigation of the empirically obtained
astronomical observational data, and with the help of the already existing or newly devised
mathematical machinery. Kepler’s insistence about unraveling the secrets of Creation is based
on a strictly quantitatively and abstract mathematical manner. Among others, he introduces into
the field of Astronomy novel mechanical concepts, such as the inertia of the masses of the
planets, a kind of gravitational force stemming from the Sun and affecting the celestial objects,
influencing continuously their movement on their predefined elliptical orbits [16].Thus, he starts
asking new types of questions, and poses new problems to be solved [25].
He wonders why the Sun must be placed in the center of the Universe, and answers this
question based on philosophical and epistemological grounds. He wonders why the planets
move around the Sun, and tries to define the shape of their trajectories. He wonders, perhaps for
the first time, what kind of physical force is responsible for keeping them on their orbits. Then,
he tries to determine their further kinematical and dynamical characteristics. This new kind of
force is similar to the magnetic force, as described in the most influential work of Gilbert, the
“De Magnete” [26]. This dynamical physical explanation stays as the Prototype for the notion of
a physical Force, and is incorporated into the Newtonian Picture of Cosmos [27], [28]. The
physical Reality in his work is conceivable within the limits of human understanding, and its
properties are measurable, obeying various kinds of symmetries and harmonies. This strong
tendency to the exact mathematical and empirical description of the astronomical phenomena is
one major feature of the new Paradigm in Astronomy and in the Newtonian Mechanical
Paradigm, and also serves as a solid foundation for the Mechanistic philosophy, as introduced
by Johannes Kepler by Galileo Galilei [29]. In his struggle, Johannes Kepler uses the
mathematical method of exhaustion of Archimedes in order to measure areas and volumes,
hence he expands the mathematical universe of the Physical Sciences [9].The nature of all these
scientific questions is groundbreaking and surpasses by far the geometrical, static Scholastic
way of thinking. It is remarkable that Johannes’s Kepler first monumental work in Astronomy,
the “Mysterium Cosmographicum”, which can be considered both as one of the most beautiful
physical models ever conceived, and as one of the most unsuccessful attempts of describing
Creation, contains the thread of questions he tries to solve within the realm of his following
works. In this first rudimentary work the great astronomer is puzzled over why there are only
six planets. He also attempts to justify why their orbits and their velocities obtain the
specifically concrete values proposed in Nicolaus’s Copernicus work “De Revolutionibus”, as
well as why the Sun must be regarded as the center of the Universe [1].
Another important component of Kepler’s Zeitgeist is the relation among the scientific
community, composed by scholars and polymaths, and educated in monastic schools or concrete
institutions, such as universities, and the policies of the Church. The reaction against the work
of Copernicus had an immense character, as well as against the work of Galileo. The Old world
– view acquired the status of a dogma, and was based solely on the Aristotelian Paradigm and
the authority of the Holy Scripts [29]. This transformation of the world – view led to a most
significant, transformation within the realm of the European societies, and marked the
expanding freedom from the constraints of the Old World.
Johannes Kepler chooses a particular physical and mathematical model, not only by
mere rational inspection of all models or theories beforehand, but also driven by theological,
philosophical and aesthetic beliefs. This way of thinking corresponds entirely to the spirit of his
era, especially the Neoplatonic one, as expressed by Plato’s “Timaeus” [30].He is a devoted
seeker of truth, and reaches the borders of the already known, his mental reflexes become even
more refined and sensitive. He learns to observe reality and experience and evaluates the
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empirical as well as theoretical aspects of the world in their most fine detail. The echo of his
achievements thunders throughout the generations up to our age of Post-modernity and the
Global Heritage of Astronomy.
Conclusion
Johannes Kepler shares a longstanding tradition in Astronomy, which roots can be
traced to the Hellenic Alexandrian Philosophy and Science, and to giants of Science, such as
Archimedes, Hipparchus, and Ptolemy. The Hellenistic era and tradition of the Physical
Sciences, and Astronomy in particular, formed the framework and the scientific mentality of
Johannes Kepler. We can immediately recognize, after examining the structure or the functions
of the Antikythera Mechanism, the great advances in Astronomy and Science within this
culture, that form a thread uniting Kepler’s thought and the Antikythera Mechanism. Kepler is
the offspring of the Hellenic tradition in Science, and he is the driving force for the generation
of several novel Paradigms. His work finally places Astronomy, and the Physical Sciences,
within the realm of the Global Cultural Heritage, linking the Hellenic tradition with today’s
astronomical satellite and spacecraft missions dedicated for the exploration of the Universe, as
well as with all the fields of Observational Astronomy.
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