Article

Team Charters: Theoretical Foundations and Practical Implications for Quality and Performance

Taylor & Francis on behalf of the American Society for Quality
Quality Management Journal
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Abstract

The objectives of this article are to introduce and develop team charters as tools to link corporate-level mission statements and strategies to activities at the team level. The theoretical frameworks of psychological contracts and realistic job previews provide the foundation. Based on relevant literature and anecdotal experience, the authors offer specific guidance on the content of team charters, suggest a set of applications, and discuss limitations. The principal beneficiaries should be practitioners charged with quality initiatives at all organizational levels.

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... The preponderance of research has focused on recommendations for charter content (Aaron et al., 2014;Bird & Luthy, 2010;Cupello, 1995;Hunsaker et al., 2011;Mathieu & Rapp, 2009;Norton & Sussman, 2009;Pilette, 2017). Additionally, other factors may be more salient in developing team cohesion such as shared but unwritten expectations, referred to as psychological contracts, that evolve as teams work together (Holtham et al., 2006;Hunsaker & Hunsaker, 2010;Hunsaker et al., 2011;Robinson, 1996;Rousseau, 1989;Sverdrup & Scheil, 2015;Norton & Sussman, 2016). Although the use of team charters in higher education appears to be a promising practice for developing students' teamwork skills, this has not been well-established empirically. ...
... The process of creating a charter can clarify expectations and create a psychological contract that helps teams overcome problems that may occur (Holtham et al., 2006). Although teams may be successful simply by being assigned to teams with compatible members or having a skilled or experienced leader, charters provide guidelines, particularly for those inexperienced with teamwork, and establish common expectations and processes (Hunsaker et al., 2011;Norton & Sussman, 2016). Heterogeneous teams have less for need a charter but will also not benefit from diverse perspectives (Norton & Sussman, 2016). ...
... Although teams may be successful simply by being assigned to teams with compatible members or having a skilled or experienced leader, charters provide guidelines, particularly for those inexperienced with teamwork, and establish common expectations and processes (Hunsaker et al., 2011;Norton & Sussman, 2016). Heterogeneous teams have less for need a charter but will also not benefit from diverse perspectives (Norton & Sussman, 2016). ...
Article
Schools of business aim to help students develop employer-valued skills, which include communication, teamwork, critical thinking, and application of learning. This can be achieved through team assignments and community-based learning. Such approaches help students apply the concepts they are learning, collaborate with others, develop managerial skills, and solve real-life workplace issues. Teamwork is commonly thought to be enhanced when students establish a team charter outlining their goals, norms, and processes. Research on the value of team charters in business education, however, is limited. This study examined the role of team charters on student perceptions of working well together. Data was collected and analyzed from a mid-term team evaluation and a final team charter assessment. Findings indicated that perceived value of team charters differs across the year in school and tends to be higher for less experienced students. The provision of a structured project roadmap clarified team member roles, responsibilities, personal accountability, and team vision.
... A team charter is a document that defines the team's mutual expectations and norms for collaboration; it is an agreement on how the team will work together. Team charters are frequently used in workplace contexts [9], [10], and research on their use in educational contexts indicates that team charters can improve group performance [11], [12], [13]; motivation [11], [14], [15]; and satisfaction with the team and its processes [11], [14]. Manuscript Team charters can be especially useful for helping teams unpack differences and assumptions regarding goals, commitments, communication norms, and values that, if left undiscussed, can lead to interpersonal conflicts [7], [16]. ...
... A team charter is a document where a group, at the beginning of the project, defines its expectations and norms for collaboration. Charters are frequently used in workplace contexts [9], [10] and commonly include purpose or mission statements, operating guidelines, behavioral norms, project roles, correction mechanisms, and communication guidelines. Charters may particularly benefit diverse teams since explicit ground rules can help teams bridge cultural, linguistic, and disciplinary differences to reach common understanding [9], [10], [29]. ...
... Charters are frequently used in workplace contexts [9], [10] and commonly include purpose or mission statements, operating guidelines, behavioral norms, project roles, correction mechanisms, and communication guidelines. Charters may particularly benefit diverse teams since explicit ground rules can help teams bridge cultural, linguistic, and disciplinary differences to reach common understanding [9], [10], [29]. TPC teachers have long advocated the use of charters when working with student teams [7], [8], [30]. ...
Article
bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Background: A robust body of research supports the use of team charters to purposefully create a team culture with shared norms and expectations. However, student teams often treat this requirement as busywork and fail to invest the effort needed to create team charters that prepare the team to adapt for obstacles that they may encounter. Situating the case: Teams that do not engage in effective planning for their collaborations are likely to encounter a range of problems including slackers, domineering teammates, curtailed learning opportunities, and general exclusion from the project work—problems that are often exacerbated on diverse teams and that disproportionately affect marginalized populations. About the case: We created three online modules that help students uncover their own tacit expectations for teamwork, share and merge these expectations, and then construct a team charter and task schedules with their teammates. Methods: We used a quasiexperimental design comparing team charters from control and experimental groups to understand how our modules affected students’ charters at a university with a highly international population. Results: Analyses revealed that control group charters tended to invoke universal team norms and assign punishments for failing to uphold those norms. By contrast, experimental group charters were more flexible, acknowledged competing priorities, evidenced greater planning, and articulated processes that could accommodate individual goals, values, and constraints. Conclusions: Charters created after the modules showed more accommodation of difference; however, more research needs to be done to determine whether the more flexible and elaborated charters improve team behaviors.
... Courtright et al., 2017), and research is particularly sparse for culturally diverse virtual teams. Some research has suggested that charter development can help to create and communicate project goals and objectives, specify communication modalities, offer contingency plans, and list tasks and projected progress tracking (Goodbody, 2005;Mathieu & Rapp, 2009;Moussa et al., 2017;Norton & Sussman, 2009). For example, charters can formally express team values (e.g., democratic decision-making), organizational structures, and commitment expectations (Ibid Q:2 .). ...
... Instead, the paper offered a six-step process for developing a charter: (a) obtaining a problem statement, (b) identifying the principal stakeholders, (c) creating a macro flowchart of the process, (d) selecting the team members, (e) training the team, and (f) selecting the team leader. Norton and Sussman (2009) suggested nine essential attributes of what they called a prototypical charter: (a) mission, (b) affirmed values, (c) structural values, (d) group decision-making, (e) conflict resolution, (f) problem resolution, (g) outside intervention, (h) finding a (new) team member and (i) residual interests (for rewarding differential contributions to a project). ...
... Within the context of a strong functional team, exploratory research has suggested that charters may facilitate teams dealing with conflicts (Norton & Sussman, 2009) and improve group dynamics (Bird & Luthy, 2010). Recent practitioner-based recommendations include the creation of a charter for more effective virtual team projects (Derven, 2016;Hill & Bartol, 2018;Moussa et al., 2017). ...
... Instead, the paper offered a six-step process for developing a charter: (1) obtaining a problem statement, (2) identifying the principal stakeholders, (3) creating a macro flowchart of the process, (4) selecting the team members, (5) training the team, and (6) selecting the team leader. Norton and Sussman (2009) Notably, the few studies that empirically tested the effects of charter on team behaviors generally found positive relationships with team processes. For example, one study (McDowell, Herdman, & Aaron, 2011) split 88 teams into one of three experimental conditions: (1) no charter, (2) a charter used without instructions, and (3) a charter used with instructions. ...
... Setting up the parameters of conflict management and processes to deal with group conflict is expected to create an environment for effective team management and lead to better performance outcomes. Indeed, some have argued that a properly developed and organized charter might help a team deal with conflict in a proactive manner (Norton & Sussman, 2009). ...
... Team contracts include project planning tasks, organizational roles and responsibilities, ground rules to promote team cohesion, as well as conflict resolution and non-performance management strategies [86][87][88][89][90]. These techniques have been utilized by industry and start-up companies, typically in the form of a team alliance charter or strategic alliance agreement [91][92][93][94]. Incorporating these best practices in teamwork and team management is expected to reduce team dynamics disruptions that could detract from student engagement. ...
Article
Student engagement is critical to academic success, particularly in the interdisciplinary field of biomedical engineering (BME). However, engaging and motivating students in class have become increasingly challenging, with the COVID-19 pandemic exacerbating this difficulty. This Perspectives paper synthesizes the insights from three faculty workshops focused on identifying and overcoming barriers to classroom engagement, hosted during the 5th BMES Council of Chairs Biomedical Engineering Educational Summit. Key barriers identified during the Summit include student-based challenges—such as student fear of failure, the challenge of connecting course content to real-world applications, and the diversity of student motivations within BME—and instructor-based challenges, such as time constraints and a lack of institutional incentives to prioritize student-centered learning approaches. We present strategies to promote and evaluate student engagement. Finally, we call for a concerted effort in both research and higher institution educational policy to implement evidence-based strategies and faculty training on effective teaching approaches that increase student engagement in the classroom.
... La dinámica consiste en la definición y consolidación de los equipos de trabajo, que se van mantener a lo largo de la asignatura para el desarrollo de las distintas prácticas y actividades planteadas en la asignatura, simulando la constitución de equipos de trabajo de una empresa (Norton Jr & Sussman, 2009). ...
Conference Paper
Actualmente, la cooperación en equipo es una habilidad indispensable en el entorno laboral. Es evidente que cuando los integrantes de un equipo están comprometidos con los objetivos de la empresa, los resultados suelen ser sobresalientes. Por ello, es crucial que los miembros de la comunidad universitaria reconozcan que el aprendizaje se ve enormemente favorecido por el trabajo en equipo. A través de técnicas grupales, los estudiantes pueden desarrollar habilidades sociales, directivas y cognitivas, así como competencias que los preparan para enfrentar diferentes dinámicas grupales en su trayectoria académica y profesional. Existe una relación significativa entre la calidad de los principios y valores establecidos por los equipos, dentro de un Team Charter, y sus estrategias de rendimiento, de manera que los equipos que tienen altos niveles en ambas características tienden a mostrar un rendimiento sostenidamente alto. Este artículo propone una dinámica de grupo que busca fomentar una mayor participación e integración de todos los estudiantes, permitiéndoles desde el inicio del curso definir su propio equipo de trabajo para todo el período docente, basándose en sus propios valores como equipo y normas de trabajo
... As such, team charters are a team-level behavior control mechanism in that they specify the behaviors that members must engage in (Turner & Makhija, 2006). While leaders or coaches often encourage the development of a charter, it is team members who actually develop and utilize team charters (Norton & Sussman, 2009). ...
Article
Full-text available
Though prevalent in practice, team charters have only recently received scholarly attention. However, most of this work has been relatively devoid of theory, and consequently, key questions about why and under what conditions team charter quality affects team performance remain unanswered. To address these gaps, we draw on macro organizational control theory to propose that team charter quality serves as a team-level "behavior" control mechanism that builds task cohesion through a structured exercise. We then juxtapose team charter quality with an "input" team control mechanism that influences the emergence of task cohesion more organically: team conscientiousness. Given their redundant effects on task cohesion, we propose that the effects of team charter quality and team conscientiousness on team performance (through task cohesion) are substitutive such that team charter quality primarily impacts team performance for teams that are low (vs. high) on conscientiousness. We test and find support for our hypotheses in a sample of 239 undergraduate self-managing project teams. Our study contributes to the groups and teams literature in the following ways: first, relative to previous studies, we take a more theory-driven approach toward understanding team charters, and in doing so, uncover when and why team charter quality impacts team performance; second, we integrate two normally disparate perspectives on team effectiveness (team development and team selection) to offer a broader perspective on how teams are "built"; and third, we introduce team charter quality as a performance-enhancing mechanism for teams lower on conscientiousness. (PsycINFO Database Record
... Several key resources outlining additional core com ponents, theoretical foundations, and practical considerations in constructing charters can be found amongst the extant literature (cf. Cox, College, & Bobrowski, 2000;Mathieu & Rapp, 2009;Norton & Sussman, 2009;Wilkinson & Moran, 1998). While the use of team charters is ubiquitous, Mathieu and Rapp (2009) aided significantly by laying the foundation for the empirical study of charter development and benefits among teams. ...
Chapter
This chapter provides a critical literature review of the research on team-based interventions. It focuses on theory and research to provide an elaborate understanding of team development interventions. The chapter highlights some of the most prevalent team development interventions and their effectiveness on team outcomes, processes, and emergent states. Team development interventions (e.g., team composition, team training) are a culmination of tools used for training (e.g., simulation, feedback, adaptive training), methods used for delivery (e.g., information, demonstration, practice) and content (e.g., competencies, knowledge, skills, attitudes, abilities) created with specific training objectives (e.g., improve attitudes, change behavior) in mind. The chapter describes distinct team development interventions. Those considered in the chapter are team composition, team chartering, team training, team building, team leadership and coaching and team debriefing. Although all interventions advance performance within organizations, each intervention varies in terms of conceptual definition, purpose, and specific strategy.
... Moreover, a practical implication of this is that teams such as the ones in our study may benefit from creating a team contract (e.g. Norton & Sussman, 2009). Such a contract need not be written, but is intended to help the group agreeing on how they will work together. ...
Article
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Individuals as well as organizations often need to work together to achieve economies of scale and scope.However, collaboration can be a challenge, and one example in which the potential benefit of cooperation hasbeen difficult to realize are joint operations within the Norwegian farming industry. Thus, the purpose of thisarticle is to illuminate why some of these joint operations fail while others prevail. We conducted in-depthinterviews and gathered performance data in 10 joint farming operations, with our results revealing systematicpatterns; those operations which had the highest level of performance and satisfaction had low levels of conflicts,whereas the others had higher level of conflicts. For the least successful operations, the conflicts werepredominantly relational and typically approached with contention. Furthermore, the conflict patterns weresystematically linked to team design and team planning, in which a balance and stability between partners, aswell as a careful consideration of task issues and team issues, seem to be key variables.
... One particular planning activity that has been shown to be useful is the establishment of a team charter. A team charter is a written document in which team members come to an agreement on the goals of a team, the specific tasks involved in these goals, and how the team will work together (Mathieu & Rapp, 2009;Norton & Sussman, 2009). ...
Article
Full-text available
Teams are increasingly relied on to manage and adapt to a changing world. Previous studies have found adaptive teams to be less susceptible to disruptive events. In this study, we test whether or not the development of a team charter 2 weeks prior to a given task increases a team’s ability to adapt to disruptions and overall performance. We find that teams that develop team charters are better able to handle disruptive events, which in turn increases their performance.
... Resultatene fra denne studien tyder på at teamet bør etablere relasjonsbaserte og integrerte psykologiske kontrakter, og at dette bør vaere i fokus allerede i etableringen av teamene. I teamforskningen er det nylig gjennomført studier av effekter av å etablere såkalte "teamkontrakter" Rapp 2009, Norton andSussman 2009). Utviklingen av en teamkontrakt er ment å bistå teamene i å diskutere og bli enige om blant annet hvordan de skal jobbe sammen, ta beslutninger, gi hverandre tilbakemeldinger og oppnå mål. ...
Article
Denne artikkelen presenterer et nytt perspektiv for å forstå hva som ligger bak velfungerende team. Det horisontale psykologiske kontraktsperspektivet lanseres for å forstå bedre hvordan relasjoner mellom teammedlemmer utvikles, og videre hvordan dette påvirker teamets prestasjoner. Data ble samlet inn gjennom å intervjue og observere 52 teammedlemmer i 16 team med det formål å utforske ulike typer og egenskaper av psykologiske kontrakter, og koble dette opp mot teamets prestasjoner. Resultatene viste at team som var kjennetegnet av integrerte kontrakter med oppgave-og relasjonsbaserte elementer, samarbeidet bedre, hadde bedre koordinering, var mer engasjert og hadde høyere levedyktighet, sammenlignet med team som var kjennetegnet av løse og oppgavebaserte kontrakter. Videre viste resultatene at i motsetning til tidligere forskning er brudd på psykologiske kontrakter ikke ensidig negativt, men avhenger av hvilken type kontrakt som ligger i bunn før et brudd, og hvordan bruddet håndteres.
... Our findings also have practical implications. Effective cooperation can be achieved by establishing a team contract (Mathieu & Rapp, 2009;Norton & Sussman, 2009). Such a contract need not be formalized on paper, but it is intended to help the group agree on topics like how they will work together, make decisions, provide feedback to each other, and achieve goals. ...
Article
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Cycling is arguably one of the most physically demanding sports. However, road cycling athletes are also challenged by a social-psychological tension induced by a fairly simple dilemma: There will only be one individual winner, but no one can win unless teammates sacrifice their own chances to win. This article addresses ways to effectively handle this challenge. We conducted in-depth interviews with athletes from professional and continental road cycling teams, as well as team sports directors. Our findings indicate that a prime undertaking indeed is to deal with the trade-off between individual goals and team goals. We identify three principles that may help to improve cooperation: involvement, cohesion, and the psychological contract. These principles seem to facilitate cooperation and a collective orientation, and they seem to be positively related to performance and satisfaction. We discuss these findings and their implications for cycling teams in particular, as well as for teams and team management in general.
... This has long been acknowledged in the practitioner literature, advising teams to develop team charters, which detail "the mutual expectations regarding behavior of the group, meeting management and allocation of work" (McDowell, Herdman, & Aaron, 2011, p. 80) in the initial phase of their teamwork (Aiken & Keller, 2007;Buchel, 1996;Fisher, Rayner, Belgard, & Armstrong, 1995;Harris & Harris, 1996;Hickman & Creighton-Zollar, 1998;Wilkinson & Moran, 1998). More recently, academic work has picked up this trend, examining both how team charters affect team performance (Mathieu & Rapp, 2009;McDowell et al., 2011), and more normatively, how teams should develop team charters (McKendall, 2000;Mohrman, Cohen, & Mohrman, 1995;Norton & Sussman, 2009). Furthermore, researchers have found that when student teams establish ground rules and clarify expectations, team satisfaction and team performance increase (Aaron, McDowell, & Herdman, 2014;Byrd & Luthy, 2010;Cox & Bobrowski, 2000Hillier & Dunn-Jensen, 2013;Hunsaker, Pavett, & Hunsaker, 2011;Mathieu & Rapp, 2009). ...
Conference Paper
This study examines a horizontal psychological contract (HPC) perspective to clarify the relationships between group members. By studying new forms of organizing through collaboration in the farming industry, we collected interview data from 12 joint operations (groups) to investigate three research questions about HPCs: their content, state, and outcomes. First, we found that the content of HPCs is both task and relational oriented, with several sub-themes pertaining to each dimension. Second, we found that the state of HPCs in terms of breach and fulfillment is related to HPC content—that is, task-oriented HPCs are typically breached more often than relational-oriented HPCs. Finally, we found that relational-oriented (vs. task-oriented) contracts and fulfilled (vs. breached) contracts are both strongly associated with good cooperation, high commitment, high team viability, and, to some extent, high performance. We discuss the results and the potential implications of the HPC perspective.
... Moreover, a practical implication of this is that teams such as the ones in our study may benefit from creating a team contract (e.g. Norton & Sussman, 2009). Such a contract need not be written, but is intended to help the group agreeing on how they will work together. ...
Article
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De første minuttene i et team legger ofte sterke føringer på hvordan teamet vil fungere. Formålet med denne artikkelen er å utforske effektene av at team utarbeider en handlingsplan (hva de skal gjøre) og en samhandlingsplan (hvordan de skal jobbe sammen). Resultater fra en kvantitativ og en kvalitativ studie av konsulentteam indikerer at slike planleggingsaktiviteter er svært avgjørende for både effektivitet og tilfredshet.
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The authors examine the nature, extent, and consequences of psychological contract violations which occur in restructuring firms. Managers in restructuring firms were significantly more likely to perceive psychological contract violations in the areas of job security, input into decision making, opportunities for advancement, and amount of responsibility. Managers in restructuring firms were also significantly more likely to be looking for new jobs and were significantly less likely to be loyal to their employers. Several situational factors mitigated against managersß strong negative reactions to psychological contract violations: procedural justice in how layoffs are handled, low likelihood of future violations, and positive working relationships with colleagues. © 1998 John Wiley & Sons, Inc.
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This study reanalyzed data from an examination by Hom, Griffeth, Palich, and Bracker (1998) of the mechanisms by which posthire realistic job previews reduce turnover. Irving and Meyer (1999) argued that Hom et al. overstated support for their mediation theory by calculating residual difference scores (errors derived from predicting experienced attainment of job outcomes from initial expectations of outcomes) to operationalize met expectations. Rather, Irving and Meyer showed that methodological weaknesses associated with difference scores also plague residual difference scores. Prompted by their demonstration, this research applied partial correlations (partialing out experienced outcomes from residual differences) and Edwards' (1994) polynomial regression approach to verify whether met expectations underlie realistic previews' effectiveness. These reanalyses disputed met expectations. As a result, this inquiry revised the formulation advocated by Hom et al. (1998), positing that coping strategies and perceptions of employer concern account for how posthire previews work.
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Using the methodology of policy capturing, this research identifies the role that performance, time on the job, commitment of long-term employment and employability play in judgment of termination fairness and employer obligations. Previous research (Rousseau and Anton, 1988) found that seniority and past commitments of long-term employment contributed significantly to judgments of termination fairness and obligation. The present study considered these variables along with performance (past, present and future potential) using 116 participants in human resource management courses. Results indicated that present performance, time on the job, and commitments affect judgments regarding termination fairness and obligation. Past and future performance, however, had no impact on these judgments. Implications of the findings for understanding employer and employee obligations are discussed.
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Sumario: What culture is and does -- The dimensions of culture -- How to study and interpret culture -- The role leadership in building culture -- The evolution of culture and leadership -- Learning cultures and learning leaders
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