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Non-Regression Clauses in Times of Ecological Restoration Law: Article 6(2) of the EU Habitats Directive as an unusual ally to restore Natura 2000?

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Abstract

Recently, the concept of ecological restoration has risen to the fore in international and regional biodiversity policies as a newly coined tool for the intentional recovery of degraded ecosystems. The EU Biodiversity Strategy to 2020 has also embraced ecological restoration and translated it into an ambitious target to restore 15% of the degraded ecosystems in the EU. Although the concrete delineation of these recent policies remains uncertain, to say the least, it is obvious that the EU Nature Directives will play a crucial role in achieving these restoration targets. In recent years, the relevance of the non-regression or standstill clause contained in Article 6(2) of the Habitats Directive – which does not seem to focus on recovery but rather on avoiding additional losses in Natura 2000 sites – to achieving these objectives has gained considerable traction. This paper argues that taking into account recent CJEU case-law developments and the lack of proper enforcement of conservation duties during the past two decades, Article 6(2) of the Habitats Directive will be a major catalyst for the implementation of more robust recovery policies, especially in cases of previous non-compliance with the conservation duties that EU Member States have regarding the Natura 2000 Network. Its legal teeth allow it to bolster recovery and remediation programmes across the EU, tackling past, interim and ongoing biodiversity losses in the context of the Natura 2000 Network, and to remove bothersome obstacles that stand in the way of further restoration.
www.utrechtlawreview.org | Volume 13, Issue 1, 2017 | hp://doi.org/10.18352/ulr.382 |
This arcle is published in a peer-reviewed secon of the Utrecht Law Review
Non-Regression Clauses in Times of
Ecological Restoraon Law:
Arcle 6(2) of the EU Habitats Direcve as
an unusual ally to restore Natura 2000?
Hendrik Schoukens
1. Introducon
In the European Union, as in other parts of the world,1 biodiversity is suering a major decline, both
as to quality and as to numbers. The 2015 State of Nature in the EU report, which represents the most
comprehensive European overview of the conservaon status and trends of the habitats and species
covered by the European Union’s Habitats2 and Birds Direcves3 (EU Nature Direcves), revealed that nearly
77% of the protected habitats and 60% of protected species are currently in an unfavourable conservaon
status.4 Even though it has been generally accepted that preservaon of the remaining biodiversity is key
to halt further biodiversity loss,5 the concept of ecological restoraon has recently risen to the fore in
internaonal and regional biodiversity policies as a newly coined tool aimed at intenonally recovering
degraded ecosystems.6 The term was dened by the Society for Ecological Restoraon in its 2004 Primer as
the pracce of ‘assisng the recovery of an ecosystem that has been degraded, damaged or restored’.7 In
spite of the lack of a xed and well-established denion in the exisng regulatory framework,8 it is generally
accepted that ecological restoraon entails both passive measures, such as restricons aimed at removing
current disturbances or capping exisng human pressures (e.g. banning grazing in certain areas in order
to allow grassland to recover, or eradicang invasive species) and acve measures, aimed at deliberately
* Hendrik Schoukens (email: hendrik.schoukens@ugent.be), PhD Candidate, Department of Public Internaonal Law, Ghent University
(Belgium).
1 A 2016 analysis of change in the global terrestrial human footprint between 1993 and 2009 indicated that 75% of the planet’s surface is
suering from measurable human pressure. See: O. Venter et al., ‘Sixteen years of change in the global terrestrial human footprint and
implicaons for biodiversity conservaon’, (2016) Nature Communicaons, hp://doi.org/10.1038/ncomms12558.
2 Council Direcve 92/43/EEC on the conservaon of natural habitats and of wild fauna and ora, OJ L 206, 22.7.1992, p. 7 (further referred
to as ‘Habitats Direcve’).
3 Council Direcve 79/409/EEC on the conservaon of wild birds, OJ L 103, 25.04.1979, p. 1 (further referred to as ‘Birds Direcve’).
The inial Birds Direcve was codied in European Parliament and Council Direcve 2009/147/EC on the conservaon of wild birds,
OJ L 20, 26.1.2010, p. 7.
4 European Environment Agency, State of nature in the EU. Results from reporng under the nature direcves 2007–2012, EEA Technical
Report, No. 2/2015.
5 See for instance: C.L. Gray et al., ‘Local biodiversity is higher inside than outside terrestrial protected areas worldwide’, (2016) Nature
Communicaons, hp://doi.org/10.1038/ncomms12306.
6 R.J. Hobbs & J.A. Harris, ‘Restoraon ecology: repairing the Earth’s ecosystem in the new millennium’, (2001) 9 Restoraon Ecology, no. 2,
pp. 239-246.
7 Society for Ecological Restoraon Internaonal Science & Policy Working Group, The SER Internaonal Primer on Ecological Restoraon
(<hp://www.ser.org> & Tucson, Society for Ecological Restoraon Internaonal 2004).
8 D. Jørgensen, ‘Ecological restoraon in the Convenon on Biological Diversity targets’, (2013) Biodiversity and Conservaon, pp. 2977-2982;
J.S. Koaho et al., Framework for assessing and reversing ecosystem degradaon. Report of the Finnish restoraon priorizaon working
group on the opons and costs of meeng the Aichi biodiversity target of restoring at least 15 per cent of degraded ecosystems in Finland
(2016), pp. 16-18. See also: A. Telesetsky et al., Ecological Restoraon in Internaonal Environmental Law (2017), pp. 22-26.
125
Non-Regression Clauses in Times of Ecological Restoraon Law:
Arcle 6(2) of the EU Habitats Direcve as an unusual ally to restore Natura 2000?
Utrecht Law Review | Volume 13 | Issue 1, 2017
shiing an impacted ecosystem towards improved health and integrity (e.g. reintroducing large carnivores,
re-establishing natural hydrology, or recreang nave plant communies).9
It is true that stac preservaon eorts have proven eecve to stem biodiversity loss, at least when
strictly enforced in the eld.10 However, instead of exclusively focusing on the maintenance of a rigid status
quo, as is the case with conservaon, ecological restoraon seeks to return a degraded ecosystem to its so-
called historic trajectory.11 It is to be seen as complemenng12 the hands-o approach that oen prevailed in
the context of earlier nature management policies in protected areas and, in situaons of severe impairments
or where unaltered habitats are lacking, did not suce to reverse the trend of ongoing biodiversity loss.13
The unparalleled rates of species exncon have led to a trend to include explicit restoraon targets in global
and regional biodiversity targets.14 In the framework of the 1992 Convenon on Biological Diversity (CBD),15
the 2010 Aichi Targets set the goal of restoring at least 15% of degraded ecosystems by 2020.16 Also, the
European Commission has embraced ecological restoraon in the explicit policy targets that are included in
its Biodiversity Strategy to 2020.17 In line with the EU’s internaonal obligaons, the European Commission
adopted an overarching 15% restoraon target, along with its commitment to halt the deterioraon in
the status of all species and habitats covered by EU nature legislaon and to achieve a signicant and
measurable improvement in their conservaon status by 2020.18
In the available literature it is commonly understood that legal instruments play an important role in
inducing ecological restoraon in the eld.19 Even so, research has shown that many nature conservaon laws
and regulaons were wrien mainly from a perspecve of and implemented with a focus on conservaon
rather than restoraon and adaptaon.20 They oen lack explicit standards to be applied in the context
of ecological restoraon acons and leave too lile room for a more intervenonist approach to nature
management. In light of the degraded status of many habitats and species in the world, however, many
of these so-called ‘old school’ nature conservaon laws are increasingly being re-interpreted as catalysts
for ambious restoraon and/or recovery programmes. The EU Nature Direcves arguably provide one
of the most striking examples of this recent shi towards restoraon-based policy. Even though they are
somemes framed as legal instruments that are predominantly preoccupied with burdensome restricons
on economic development and ‘deathbed conservaon’,21 a closer analysis of the wording of both direcves
reveals that the conservaon eorts of Member States should, especially in situaons where protected
patches of habitat are currently in a severely degraded status, establish robust restoraon programmes
9 See for instance: K.A. Keenleyside et al., Ecological Restoraon for Protected Areas, Principles, Guidelines and Best Pracces (2012),
pp. 9-13.
10 See on the eecveness of the EU Nature Direcves: G. Chapron et al., ‘Recovery of Large Carnivores in Europe’s Modern Human-Dominated
Landscapes’, (2014) 346 Science, hp://doi.org/10.1126/science.1257553, pp. 1517-1519.
11 Oen a disncon is made between ‘restoraon, which aims at the recovery of an ecosystem to its original natural state, on the one
hand, and ‘rehabilitaon’, which refers to acvies that may fall short of returning the ecosystem to its pre-degradaon state. See more
extensively: S.K. Allisson, ‘What do we mean when we talk about ecological restoraon? An inquiry into values’, (2004) 22 Ecological
Restoraon, no. 4, pp. 281-286.
12 H. Schoukens, ‘Ecological restoraon as the 21st century environmental paradigm: Is EU law capable of saving our declining nature?’,
in J. De Bruyne et al. (eds.), Policy within and through Law (2015), p. 66.
13 Jordan III and Lubick acvely describe how the Naonal Park Service in the United States was not concerned about ecocentric restoraon,
or even ecologically based management, unl well into the 1970s. See: W.R. Jordan III & G.M. Lubick, Making Nature Whole. A History of
Ecological Restoraon (2011), pp. 97-101.
14 A. Cliquet et al., ‘Restoring nature in the EU: The only way is up?’, in C.H. Born et al. (eds.), The Habitats Direcve in its EU Environmental
Law Context: European Nature’s Best Hope? (2015), pp. 265-284; Jørgensen, supra note 8.
15 Convenon on Biological Diversity (CBD), Rio de Janeiro, 5 June 1992.
16 CBD, 2010, COP 10 Decision X/2, Strategic Plan for Biodiversity 2011-2020.
17 European Commission, Communicaon from the Commission to the European Parliament, the Council, the Economic and Social Commiee
and the Commiee of the Regions, Our life insurance, our natural capital: an EU biodiversity strategy to 2020, COM(2011) 244 nal; the
Biodiversity Strategy was endorsed by the Council of the European Union in its Decision of 21 June 2011 (EU Biodiversity Strategy to 2020
– Council conclusions, 11978/11).
18 See more extensively: Cliquet et al., supra note 14, pp. 268-271.
19 See amongst others: J. Aronson et al., ‘What Role Should Government Regulaon Play in Ecological Restoraon? Ongoing Debate in
São Paulo, Brazil’, (2011) 19 Restoraon Ecology, pp. 690-695.
20 A. Cliquet et al., Adaptaon to Climate Change. Legal Challenges for Protected Areas’, (2009) 5 Utrecht Law Review, no. 1, hp://doi.
org/10.18352/ulr.100, pp. 158-175.
21 See for instance: F. Kistenkas, ‘Rethinking European Nature Conservaon Legislaon: Towards Sustainable Development’, (2013) 10
Journal for European and Environmental Planning Law, no. 1, p. 83.
126
Hendrik Schoukens
Utrecht Law Review | Volume 13 | Issue 1, 2017
126
aimed at the recovery of the naonal habitats and the populaons of species of wild fauna and ora to a
favourable conservaon status.22
The EU Nature Direcves are renowned for having set up an ecological network of protected areas,
dubbed ‘Natura 2000’, aimed at the sustainable conservaon of the EU’s most endangered habitats
and species. Yet, while the EU protecon rules linked to Natura 2000 are notorious for the restricons
laid down for unsustainable new developments likely to damage the protected sites, they also provide
strong incenves for ecological restoraon. For instance, Arcle 6(1) of the Habitats Direcve compels the
EU Member States to implement a certain number of restoraon acons for Natura 2000 sites with a view to
achieving the favourable conservaon status for the habitats and species concerned,23 whereas Arcle 6(4)
of the Habitats Direcve urges project developers to oset impairments to Natura 2000 sites in the context
of economic development.24 Most interesngly, though, Arcle 6(2) of the Habitats Direcve, which lays
down a general obligaon to take appropriate protecve steps to avoid the deterioraon of natural habitats
and the disturbance of species within those protected sites, has recently come to the fore as a crucial tool
to achieve the EU restoraon and conservaon targets.25
The posion of Arcle 6(2) of the Habitats Direcve as a non-regression or standsll clause in the shi
towards a more recovery-based approach to nature conservaon is not much discussed. On the surface,
combining non-deterioraon and restoraon seems to create an oxymoron. Sll, in spite of its explicit
focus on maintaining the status quo, the latest case law developments before the Court of Jusce of the
EU (CJEU) eecvely underline that the protecon duty enshrined in Arcle 6(2) of the Habitats Direcve
is an indispensable tool for achieving the EU’s ambious restoraon goals in the years to come, especially
given the many implementaon decits that have occurred in the past decades. As is demonstrated below,
the focus of the said provision is not only on freezing in perpetuity a parcular protected site but also on
improving the health and integrity of ecosystems in the Natura 2000 Network. Aer having outlined the
relevant policy context regarding ecological restoraon within the EU and the specic role Arcle 6(2) of
the Habitats Direcve plays in the overarching protecon regime that is applicable to Natura 2000 sites, this
arcle addresses the following research quesons:
1. What is the material scope of Arcle 6(2) of the Habitats Direcve and to what extent does it allow
competent authories to oversee and tackle ongoing degradaon caused by autonomous and ongoing
acvies (e.g. agriculture, sheries, …) and already permied plans and/or projects in the context of
Natura 2000?
2. What baseline or reference point should be used in order to establish deterioraon and are so-called
‘interim losses’ taken into consideraon?
3. Can both passive and acve restoraon measures be required in order to comply with Arcle 6(2) of the
Habitats Direcve and halt further decline?
4. Does Arcle 6(2) of the Habitats Direcve contain a ‘best-eorts clause’ or does it include a strict
obligaon of result which can be used to force authories to restore protected sites that have been
subject to insucient protecon during the previous years?
A selecon of relevant rulings of the CJEU (previously the European Court of Jusce (ECJ)), which is principally
tasked with interpreng EU law and ensuring its equal applicaon across all EU Member States, is given a
prominent place in this analysis. The opinions of the Advocate General are authoritave as well and are
therefore also taken into account where relevant.
22 See more extensively: J. Verschuuren, ‘Climate Change: Rethinking Restoraon in the European Union’s Birds and Habitats Direcve’,
(2010) 28 Ecological Restoraon, no. 4, pp. 431-439.
23 See more extensively: European Commission, Establishing conservaon measures for Natura 2000 sites (2014).
24 See more extensively: D. McGillivray, ‘Compensang Biodiversity Loss: The EU Commission’s Approach to Compensaon under Arcle 6
of the Habitats Direcve’, (2012) 24 Journal of Environmental Law, no. 3, pp. 417-450.
25 See for a general analysis: A. Cliquet, About blanket bogs, brown bears and oak forests: case law of the European Court of Jusce on
Arcle 6, §2 of the Habitats Direcve’, in C.H. Born & F. Jongen (eds.), d’Urbanisme et d’Environnement: Liber Amicorum Francis Haumont
(2015), pp. 531-544; H. Schoukens, ‘Ongoing Acvies and Natura 2000: Biodiversity Protecon vs Legimate Expectaons?’, (2014) 11
Journal for European and Environmental & Planning Law, no. 1, pp. 1-30.
127
Non-Regression Clauses in Times of Ecological Restoraon Law:
Arcle 6(2) of the EU Habitats Direcve as an unusual ally to restore Natura 2000?
Utrecht Law Review | Volume 13 | Issue 1, 2017
2. The wider policy context: EU restoraon targets – bridging the gap between theory and
reality?
2.1. Dierent targets for ecological restoraon
In line with the Aichi Biodiversity Targets, the European Commission integrated ecological restoraon as
a progressive policy target in the EU Biodiversity Strategy to 2020.26 In general, the strategy is aimed at
halng and reversing biodiversity loss in and outside the EU. As is well known, Target 2 is the most explicit
on restoraon. It spulates that ‘by 2020, ecosystems and their services are maintained and enhanced by
establishing green infrastructure and restoring at least 15% of degraded ecosystems’, thereby incorporang
the target set at the internaonal level, at the Biodiversity Convenon in 2010.27 However, the overarching
restoraon target is inextricably linked with the more specic target aimed at halng and, ulmately,
reversing the further deterioraon of EU protected habitats and species. This goal will prove crucial in light
of the subsequent analysis. More in parcular, Target 1 urges Member States to halt the deterioraon of the
status of all species and habitats covered by EU nature legislaon and to achieve a signicant and measurable
improvement in their status. The two targets are entwined and, to a certain extent, mutually dependent.
Evidently, Target-1 measures will contribute to the achievement of the overarching 15% restoraon target.
Yet the focus on restoraon measures in the wider environment, beyond the EU’s protected areas, will
evidently be important for maintaining or restoring the Natura 2000 Network and connecvity measures.28
2.2. Lack of precise denions and a well-established baseline
Even though the seng of explicit biodiversity targets at EU level is to be applauded in itself, the excessive
focus on the ambious 15% restoraon target has been cricised as impraccal by some in recent literature.29
In addion, the absence of clear-cut denions of key concepts, such as ‘ecological restoraon’ and
‘degradaon’, can further compound the eecve implementaon of the ambious restoraon targets.30
Some authors have argued that there is a clear need for more concrete data on biodiversity, ecosystem
services and restoraon, if restoraon as a tool is to be successful.31
The EU Biodiversity Strategy in itself lacks a well-dened baseline scenario or reference point against
which progress is to be measured. Even so, it is accepted that the progress of the ecological restoraon
acons should be measured against the 2010 EU Biodiversity Baseline report.32 Furthermore, eorts have
been put into mapping the pressure on ecosystems and assessing the current condion of ecosystems,
for instance in the context of the so-called European Environment Agencys Mapping and Assessment of
Ecosystem and their Services (MAES) iniave.33
In the Report Priories for the Restoraon of Ecosystem and their Services in the EU (hereaer:
2013 Report) which was commissioned by the European Commission to assist Member States in the
development of priorisaon frameworks for restoraon of ecosystems, ecological restoraon is primarily
seen as a process and not necessarily as a nal desnaon. A so-called four-level model for ecosystem
26 European Commission, supra note 17.
27 EU Biodiversity Strategy to 2020 – Council conclusions, 11978/11, 5.
28 Cliquet et al., supra note 14, p. 272
29 J.S. Koaho, ‘Target for ecosystem repair is impraccal’, (2015) 519 Nature, hp://doi.org/10.1038/519033a, p. 33.
30 Jørgensen, supra note 8. See more recently: D. Jørgensen, ‘Ecological restoraon as objecve, target, and tool in internaonal biodiversity
policy’, (2016) 20 Ecology and Society, no. 4, p. 43.
31 B.N. Egoh et al., ‘Exploring restoraon opons for habitats, species and ecosystem services in the European Union’, (2014) 51 Journal of
Applied Ecology, pp. 899-908.
32 See amongst others: Koaho et al., supra note 8, p. 27. Koaho, Ten Brink and Harris rightly cricised the use of arbitrarily chosen
baselines, such as 2010, for not fully reecng the extent of land degradaon or recovery. Instead, they propose to use an ecosystem’s
natural state, which has no human-caused loss of biodiversity or of ecosystem funcons, as a benchmark. This could serve as a more
objecve reference state in order to measure recovery eorts across countries that are in dierent stages of economic development. See:
J.S. Koaho et al., ‘Land use: A global baseline for ecosystem recovery’, (2016) 532 Nature, hp://doi.org/doi:10.1038/532037c, p. 37.
33 This is a collaboraon between the European Commission, the EEA and the Member States, which developed an analycal framework for
assessment based on the DPSIR framework (Drivers, Pressures, State, Impact and Responses). See most recently: European Environment
Agency, EEA Report No 3/2016 Mapping and assessing the condion of Europe’s ecosystems: progress and challenges (2016).
128
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Utrecht Law Review | Volume 13 | Issue 1, 2017
restoraon is derived from these principles.34 This model describes the connuum of ecosystem condion
from poor (e.g. urban areas) to excellent (e.g. wilderness areas and Natura 2000 sites in a favourable
conservaon status) in four dierent levels. Any signicant improvement that brings an area to a beer
state or condion should be regarded as a contribuon to the 15% restoraon target. This approach, which
allows Member States to gradually proceed towards their restoraon targets, seems to leave more room
for pragmasm. It acknowledges that the acons taken to achieve Target 1 of the strategy concerning the
full implementaon of the Birds and Habitats Direcve can be counted as contribuons to the more generic
15% target. On a more general level, the strategy presented by the 2013 Report enables Member States to
engage in restoraon acvies and count them as part of the 15% without having to aim for full restoraon
within 15 years.35 Interesngly, the 2013 Report assumes the whole EU territory to be included in the scope
of the 15% restoraon target. This is based on the principle that no locaon should be regarded as non-
restorable, except for protected areas which already have a favourable conservaon status.36 Moreover, it
was suggested that the 15% restoraon target should be achieved both in the marine and in the terrestrial
environment. For claritys sake, the 2013 Report proposes to apply the 15% target to each Member State
instead of applying it to bio-geographical regions of the ecosystems.37
2.3. Cricism and alternave approaches
In its recent communicaon to the EU Member States the European Commission did not hesitate to
highlight the relevance of the conclusions of the 2013 Report.38 Although describing ecological restoraon
as a process rather than a purpose appears to be sensible in view of the limited success of ecological
restoraon eorts so far,39 the 2013 Report has also sparked some cricism.40 Some authors point out that
the model fails to take into account the degree of ecosystem degradaon or improvement and therefore
does not allow an assessment of the success of achieving 15% net improvement or any other quantave
target.41 In recent years, several alternave priorizaon approaches towards the achievement of the EU’s
15% restoraon target have emerged in the available ecological literature. Egoh et al., among others, have
proposed that when a restoraon target is set at 10% for habitat and species with an inadequate or most
threatened conservaon status and at 2% for all ecosystem services, about 18% of EU ecosystems should
be restored to meet the overarching restoraon targets.42 Such an approach would give the conservaon
and restoraon of the Natura 2000 Network which is further addressed below – a strong posion on
the agenda of future nature restoraon policies. Yet this analysis has not remained uncontested either.
For instance, Koaho et al. consider the laer approach, which focuses on habitats with an unfavourable
conservaon status, to be awed because, among other things, it fails to acknowledge that environmental
degradaon has two components, i.e. the extent of the area that has become degraded or restored and the
magnitude of the degradaon, or its counterpart improvement at any locaon. It is argued that a strategy
which fails to take into account both qualitave and quantave factors risks focusing restoraon eorts on
areas where the ecological improvement of restoraon is the smallest.43 Accepng that restoraon policies
have only limited nancial resources at their disposal, one should focus restoraon more on environments
where there is a great likelihood for success with low to moderate costs.44 Also, criteria are to be used which
34 J. Lammerant et al., Implementaon of 2020 EU Biodiversity Strategy: Priories for restoraon of ecosystems and their services in the EU.
Report to the European Commission, ARCADIS, in cooperaon with ECNC and Eec (2013), <hp://ec.europa.eu/environment/nature/
biodiversity/comm2006/pdf/2020/RPF.pdf> (accessed 10 February 2017), p. 16.
35 Ibid., p. 18.
36 Ibid., p. 21.
37 Ibid., p. 19.
38 See for instance: European Commission, Note to the Nature Directors, Env B02 PM/oe ARES(2014), 23 April 2014.
39 M. Curran et al., ‘Is There Any Empirical Support for Biodiversity Oset Policy?’, (2014) 24 Ecological Applicaons, pp. 617-632.
40 See extensively: Koaho et al., supra note 8, pp. 22-24. On a more general level, Tiensor et al. have argued that there is a consistent
lack of previous indicators to measure progress towards the 15% target put forward by the CBD. See: D.P. Tiensor, ‘A mid-term analysis
of progress toward internaonal biodiversity targets’, (2014) 346 Science, hp://doi.org//10.1126/science.1257484, pp. 241-244.
41 Ibid.
42 Egoh et al., supra note 31.
43 Ibid.
44 J.S. Koaho & A. Moilanen, Conceptual and operaonal perspecve on ecosystem restoraon opons in the European Union and
elsewhere, (2014) 52 Journal of Applied Ecology, pp. 816-819.
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Arcle 6(2) of the EU Habitats Direcve as an unusual ally to restore Natura 2000?
Utrecht Law Review | Volume 13 | Issue 1, 2017
avoid that restoraon targets are linked to the operaonal reality in the eld.45 Likewise, one needs to take
into account the exact scope of the degradaon in the rst place. This implies that in order to achieve a
global 15% restoraon target, paral restoraon is to be considered at sites covering more than 15% of the
total landscape area and, addionally, potenal further degradaon, which has become apparent in recent
years, needs to be taken into account.46
3. Arcle 6(2) of the Habitats Direcve framed in the wider context of conservaon dues for
Natura 2000 sites: a simple theory?
This arcle now shis its focus from the wider policy context regarding ecological restoraon, which leaves
much room for interpretaon as to the concrete implementaon of the restoraon raonale, to the non-
regression clauses put forward by the Habitats Direcve in the context of area protecon. Arcle 6(2) of the
Habitats Direcve includes the primary obligaon for Member States to ‘take appropriate steps to avoid (…)
the deterioraon of natural habitats and the habitats of species as well as disturbance of the species for
which the sites have been designated’. The provision was described by the CJEU itself as ‘a provision which
makes it possible to sasfy the fundamental objecve of preservaon and protecon of the quality of the
environment, including the conservaon of natural habitats and of wild fauna and ora, and established
a general obligaon of protecon consisng in avoiding deterioraon and disturbance which could have
signicant eects in the light of the direcve’s objecves’.47 This non-regression obligaon is rmly rooted
in the prevenon principle. Since the specic policy context regarding ecological restoraon is disncvely
patchy and inconsistent, it is not surprising that the specic role of Arcle 6(2) of the Habitats Direcve in
the implementaon of this policy shi is oen misunderstood.
In terms of territorial ambit, Arcle 6(2) of the Habitats Direcve is explicitly linked to Natura 2000,
a network of natural or semi-natural sites in the European Union that have signicant value in terms of
heritage, owing to the exceponal ora and fauna that they contain. As is well known, this network of
protected areas was rst created in 1992, as laid down in the Habitats Direcve, and comprises Special
Protecon Areas (SPAs),48 including the most suitable territories for these species under the Birds Direcve,
and Special Areas of Conservaon (SACs), including the core areas of natural habitat types listed in Annex I
and habitats of the species listed in Annex II of the Habitats Direcve. The Natura 2000 Network covers
approximately 18% of the land area and 6% of the sea area of the EU, which indicates that its contribuon
to achieving the above-menoned restoraon objecves may be considerable.
In order to beer grasp the precise scope of the protecon dues enshrined in Arcle 6(2) of the
Habitats Direcve, it is to be understood in the wider context of Arcle 6 of the Habitats Direcve. As is well
known, this provision contains three disnct conservaon dues that are to be considered in the context of
Natura 2000 sites and aim at establishing sustainable management in light of the applicable environmental
requirements and recovery potenal.49
Arcle 6(1) of the Habitats Direcve, which is the counterpart of Arcle 4(1), (2) and (3) of the Birds
Direcve, obliges Member States to take proacve conservaon measures for SACs, which can take at least
the form of ‘appropriate statutory, administrave or contractual measures’ and, ‘if need be’, the form of
‘appropriate management plans’.50 The other three paragraphs of Arcle 6 of the Habitats Direcve serve a
dierent purpose since they are more concerned with establishing a so-called reacve protecon regime.51
45 Ibid.
46 Koaho et al., supra note 8, p. 24.
47 Case C-226/08, Stadt Papenburg v Bundesrepublik Deutschland, [2010] ECR I-131, para. 49.
48 Before the entry into force of the Habitats Direcve, a similar non-deterioraon obligaon applied to SPAs by virtue of the rst sentence
of Art. 4(4) of the Birds Direcve.
49 See Schoukens, supra note 25, pp. 7-8.
50 See more extensively in this respect: A. Garcia Ureta & I. Laznako, ‘Instruments for acve site management under Natura 2000: Balancing
between stakeholders and nature conservaon’, in Born et al. (eds.), supra note 14, pp. 71-92.
51 See R. Frins & H. Schoukens, ‘Balancing Wind Energy and Nature Protecon: From Policy Conicts Towards Genuine Sustainable
Development’, in L. Squitani et al. (eds.), Sustainable Energy United in Diversity – Challenges and Approaches in Energy Transion in the
European Union (2014), pp. 84-115.
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3.1. Arcle 6(2) vs Arcle 6(1): going beyond the status quo versus avoiding ongoing loss?
The European Commission itself has claried the disncon between Arcle 6(1) and 6(2) of the Habitats
Direcve in its Guidance document on Arcle 6. In parcular, the Commission stated that ‘(t)he avoidance
and protecon measures that are to be implemented according to Arcle 6(2) of the Habitats Direcve
go beyond simple management measures necessary to ensure conservaon’.52 It would be wrong to infer
from these guidelines that the implicaons of the non-regression dues enshrined in Arcle 6(2) are by
nature more intrusive than those of the conservaon dues dened in Arcle 6(1). Surely, the disncon
between the two provisions is not always that clear-cut. For instance, implemenng conservaon measures
pursuant to Arcle 6(1) of the Habitats Direcve might in some instances encompass the issuance of outright
protecve measures,53 as is principally required by Arcle 6(2), and vice versa.
However, Arcle 6(1) of the Habitats Direcve equally urges Member States to consider the establishment
of restoraon acons at Natura 2000 sites that currently have an unfavourable conservaon status due to
environmental pressures related to acvies and projects carried out and completed before the site was
designated as a Natura 2000 site. This is where another crucial disncon in terms of restoraon dues
between the two provisions comes to the surface. In contrast to Arcle 6(2), which allegedly exclusively
covers situaons of ongoing degradaon, Arcle 6(1) of the Habitats Direcve also seems to cover
situaons where past degradaon that relates to acvies carried out and completed before a site was
protected connues to compromise the achievement of the site-specic conservaon objecves. It is not
hard to imagine how acvies or projects that were permied and completed a long me before the areas
were included in the Natura 2000 Network, such as unsound forest management, drainage acvies and
fragmentaon that helped to degrade an area throughout the 1970s, can constute an obstacle for the
achievement of the favourable conservaon status.54 Tackling such prevailing cases of past degradaon in
order to foster restoraon may, at least in some instances, require measures that go further than simply
maintaining a status quo, which limits its focus to halng the ongoing degradaon at Natura 2000 sites.
Member States might, for instance, consider the re-creaon of previously lost wetlands, mud ats and dal
marshes in the context of estuarine habitats. This is far-reaching in itself, especially when compared to other
EU environmental direcves, such as the Environmental Liability Direcve (Direcve 2004/35/EC),55 which
explicitly excludes environmental damage that was caused by or linked to emissions, events or incidents
that took place before 30 April 2007 (i.e. the date of its entry into force).56
Admiedly, while in theory the disncon between Arcle 6(1) and (2) is clear, it will somemes be
hard to disnguish situaons of ongoing and of past degradaon, especially since ongoing degradaon may
also have been caused by acvies that were completed prior to the designaon of a Natura 2000 site. For
now, it can be maintained that Arcle 6(2) of the Habitats Direcve is to be used primarily as a tool to solve
the rst category of cases, while Arcle 6(1) of the Habitats Direcve will be the primary path to tackle the
laer scenario. However, it is useful to keep in mind that the focus of Arcle 6(1) appears to be the gradual
realizaon of the conservaon objecves, whereas Arcle 6(2) primarily aims to avoid further degradaon.
In the laer context the conservaon objecves also play a role, but in a dierent manner. Contrary to the
appraisal of the European Commission, it might therefore be submied that Arcle 6(1) may also require
more intrusive protecon or restoraon acons, whereas the standsll premise on which Arcle 6(2) is based
may, at least in some instances, be more easily achieved through the issuance of containment measures.
52 European Commission, Managing Natura 2000 Sites. The provisions of Arcle 6 of the ‘Habitats’ Direcve 92/43/EEC (2000), p. 25
(emphasis added).
53 Such as for instance avoiding disturbance of a species during the breeding season. See for instance: European Commission, Natura 2000
and Forests, Part I-II (2015), p. 48.
54 H. Schoukens, ‘Atmospheric Nitrogen Deposion and the Habitats Direcve: Tinkering with the Law in the Face of the Precauonary
Principle?’, (2015) Nordic Environmental Law Journal, no. 2, pp. 29-31.
55 Direcve 2004/35/EC of the European Parliament and of the Council of 21 April 2004 on environmental liability with regard to the
prevenon and remedying of environmental damage, OJ L 143, 30.4.2004, p. 56 (further referred to as ‘Environmental Liability Direcve’).
56 Art. 17, rst indent of the Environmental Liability Direcve.
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Arcle 6(2) of the EU Habitats Direcve as an unusual ally to restore Natura 2000?
Utrecht Law Review | Volume 13 | Issue 1, 2017
3.2. Arcle 6(2) vs Arcle 6(3)-(4): tackling future versus ongoing degradaon?
To a certain extent, the disncon between the overarching protecon duty enshrined in Arcle 6(2) of
the Habitats Direcve and the specic assessment rules laid down by Arcle 6(3) and (4) of the Habitats
Direcve is more straighorward. Arcle 6(2) of the Habitats Direcve includes a general duty to avoid
ongoing degradaon and leaves the Member States with the task to consider which specic regulatory
acons should be taken. Therefore no specic procedural obligaons nor specic restoraon dues may
be derived from it. Conversely, the conservaon and assessment dues under Arcle 6(3) and (4) of the
Habitats Direcve are inextricably linked to perming procedures for new developments likely to jeopardize
the achievement of the conservaon objecves of a specic Natura 2000 site.
This means that also in this context there appears to be a clear dichotomy. The standsll obligaon
enshrined in Arcle 6(2) of the Habitats Direcve principally focuses on ongoing degradaon, while the
procedural dues of Arcle 6(3) and (4) of the Habitats Direcve relate to future degradaon linked to
new development plans. In the context of the laer, the ECJ has held in the Waddenzee case that the
mere likelihood of ‘signicant eects’ is sucient to compel a perming authority to deny a permit for
an intended acvity pursuant to Arcle 6(3).57 By virtue of Arcle 6(4) of the Habitats Direcve, however,
development can sll go ahead in spite of a negave assessment, provided that there is no alternave
soluon, concluding that it is necessary for imperave reasons of overriding public interest and that all
compensatory measures necessary to ensure the overall coherence of the Natura 2000 Network are taken.58
Whenever the derogaon clause is applied, comprehensive restoraon measures can be used in order to
ensure that the overall coherence of the Natura 2000 Network is guaranteed.59
By contrast, Arcle 6(2) of the Habitats Direcve does not lay out specic procedural obligaons to be
applied in the context of decision-making procedure. Likewise, in the context of Arcle 6(2) of the Habitats
Direcve no reference can be found as regards reasons to jusfy further deterioraon of natural habitats
or signicant disturbance of protected species. Nor is there any menon of the necessity to consider acve
restoraon measures.
As indicated by the European Commission in its Guidance document on Arcle 6 of the Habitats Direcve,
the scope of Arcle 6(2) of the Habitats Direcve is larger than that of Arcle 6(3) and (4) of the Habitats
Direcve.60 What disnguishes Arcle 6(3) from Arcle 6(2) is its major focus on concrete cases of future
degradaon or addional net losses for Natura 2000. And yet it would be a mistake to limit the relevance
of Arcle 6(2) to ongoing forms of degradaon and that of Arcle 6(3) and (4) to future or addional losses.
These two provisions are not mutually exclusive and at least partly overlap. The landmark decision of the ECJ
in the Waddenzee case provides a good illustraon in this regard. Aer having ascertained that the ongoing
cockle shing acvies, which were at issue here, fell within the scope of the noon of ‘project’ within the
meaning of Arcle 6(3) of the Habitats Direcve,61 the ECJ upheld that ‘(t)he fact that the acvity has been
carried on periodically for several years on the site concerned and that a licence has to be obtained for it
every year, each new issuance of which requires an assessment both of the possibility of carrying on that
acvity and of the site where it may be carried on, does not in itself constute an obstacle to considering it,
at the me of each applicaon, as a disnct plan or project within the meaning of the Habitats Direcve’.62
This aptly refutes the oen submied asseron that ongoing degradaon cannot be tackled by means of
the specic assessment rules included in Arcle 6(3) of the Habitats Direcve.
At the same me it would be wrong to assume that Arcle 6(3) of the Habitats Direcve amounts to a
permanent review obligaon for ongoing acvies. In its case law in relaon to the Natura 2000 protecon
57 Case C-127/02, Landelijke Vereniging tot Behoud van de Waddenzee, [2004] ECR I-7405, para. 59.
58 See more extensively: R. Cluen & I. Tafur, ‘Are Imperave Reasons Imperiling the Habitats Direcve? An Assessment of Arcle 6(4) and
the IROPI Excepon’, in G. Jones QC (ed.), The Habitats Direcve – A Developer’s Obstacle Course (2010), p. 167.
59 See also: Case C-521/12, Briels, ECLI:EU:C:2014:330, para. 38. For more guidance, see: European Commission, Guidance on Arcle 6(4)
of the ‘Habitats Direcve’ 92/43/EEC. Claricaon of the Concepts of: Alternave Soluons, Imperave Reasons of Overriding Public
Interest, Compensatory measures, Overall Coherence, Opinion of the Commission (2012).
60 European Commission, supra note 52, p. 25.
61 Waddenzee, supra note 57, para. 23-27.
62 Ibid., para. 28.
132
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Utrecht Law Review | Volume 13 | Issue 1, 2017
regime, the CJEU has steadfastly reasserted that ongoing projects that had been authorized before the
designaon of a site or before the entry into force of the Habitats Direcve, even when they entail physical
intervenons, fall outside the scope of Arcle 6(3) of the Habitats Direcve.63 In other words, Member
States are not required to migate or restore the signicant damage related to those acvies pursuant to
Arcle 6(3) and (4) of the Habitats Direcve. For instance, in its 2010 ruling in the Stadt Papenburg case, the
CJEU acknowledged that, if it could be established that the alleged dredging merely constuted unchanged
maintenance acvies that had been authorized before the entry into force of the Habitats Direcve,
Arcle 6(3) of the Habitats Direcve would not apply.64 In its subsequent case law, the CJEU steadfastly
conrmed this viewpoint, yet decided to use the date of inclusion of a site on the list of sites of community
interest (SCIs) as the major cut-o point.65 Interesngly, the ECJ held that the authorizaon of a plan or
project in accordance with Arcle 6(3) of the Habitats Direcve necessarily assumes that the substanve
requirements of Arcle 6(2) have also been fullled, entailing that there is no risk of deterioraon or
signicant disturbance.66
4. The unexpected possibilies of Arcle 6(2) of the Habitats Direcve for ecological
restoraon: praccal lessons to be learned from recent case law developments
The literal wording of Arcle 6(2) of the Habitats Direcve does not refer to restoraon acons for degraded
nature in the context of Natura 2000. Nor does it contain any explicit reference to recovery, which allegedly
seems to downplay its relevance in the context of the EU’s restoraon targets, especially when measured
against provisions such as Arcle 6(1) and 6(4) of the Habitats Direcve, which contain more direct links in
this respect. However, in light of the recent case law developments before the CJEU, it has become overly
clear that Arcle 6(2) of the Habitats Direcve has become an indispensable tool for achieving the EU’s
restoraon targets, especially within the specic context of the Natura 2000 Network. Given the ongoing
biodiversity loss caused by previous non-compliance with the conservaon dues during the past decades,
as was also recently highlighted by the outcome of the REFIT Fitness Check of the EU Nature Direcves,67 the
existence of an enforceable non-regression clause is instrumental not only in halng the cycle of ongoing
biodiversity loss but also in accommodang a more progressive recovery raonale towards the EU’s most
valuable and endangered habitats and species.
4.1. The surprisingly wide material scope of Arcle 6(2) of the Habitats Direcve: tackling all sources of
ongoing degradaon?
It is obvious that achieving 15% restoraon across the whole of the territory of the EU will require a robust
and comprehensive regulatory framework able to encompass all potenal degrading acvies.68 Therefore,
situaons of incremental or creeping environmental degradaon, resulng from diuse polluon, also have
to be addressed by nature conservaon laws, especially in the context of vulnerable natural sites, such as
the Natura 2000 Network. Shiing environmental baselines might indirectly lead public authories to jusfy
further biodiversity losses and further compromise future restoraon opons.69 This is where Arcle 6(2) of
the Habitats Direcve steps in. However, in order to fully understand the incenve presented in Arcle 6(2)
of the Habitats Direcve, a thorough understanding of the limits of the material scope of the avoidance
and oseng obligaons under Arcle 6(3) and (4) of the Habitats Direcve, as indicated by the recent
case law of the CJEU, is instrumental. This case law is highly relevant to the concrete implementaon of the
management opons for Natura 2000 sites.
63 Case C-90/10, Commission v Spain, [2011] ECR I-134, para. 124-125.
64 See: Stadt Papenburg, supra note 47, para. 47. See more extensively: Schoukens, supra note 25, pp. 21-26.
65 Case C-404/09, Commission v Spain, [2011] ECR I-11853, para. 124-125.
66 Waddenzee, supra note 57, para. 36.
67 See: European Commission, Commission Sta Working Document Fitness Check of the EU Nature Legislaon (Birds and Habitats
Direcve), SWD(2016) 4725 nal, available at: <hp://ec.europa.eu/environment/nature/legislaon/tness_check/index_en.htm>
(accessed 10 February 2017).
68 See for instance: Koaho et al., supra note 8, p. 23.
69 See also: Case C- 258/11, Sweetman, ECLI:EU:C:2013:220, Opinion of AG Sharpston, para. 67.
133
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Utrecht Law Review | Volume 13 | Issue 1, 2017
Pursuant to a line of interpretaon in case law of the ECJ/CJEU, which was iniated in 2009, the mere
renewal of an exisng permit to operate an ongoing installaon cannot, in the absence of any works or
intervenons involving alteraons to the physical aspects of the site, be classied as a ‘project’ that falls
within the scope of the rules on Environmental Impact Assessment (EIA), as laid down in the EIA Direcve
(Direcve 2011/92/EU).70 This equally implies that the renewal of permits for ongoing acvies that do
not require alteraons of the physical aspects of a Natura 2000 site, such as the connued use of exisng
motorways or permits for exisng cale farms, does not depend on the implementaon of migaon
measures pursuant to Arcle 6(3) of the Habitats Direcve.71 Moreover, as can be inferred from other case
law developments, whenever lawful in view of the exisng permits, even ongoing operaons that require
physical intervenons and therefore qualify as ‘projects’, such as dredging, connuing boom trawling or
mining operaons, are exempted from Arcle 6(3) and (4) of the Habitats Direcve.72 And, whereas the
preventave approach set out by Arcle 6(3) of the Habitats Direcve remains applicable to new small-scale
intervenons that sll qualify as projects, other case law before the CJEU has illustrated that many Member
States, including the United Kingdom,73 Germany,74 France75 and Belgium,76 have failed to deliver in this
respect.77 Even though the CJEU in its case law has steadfastly shut the door to such defecve pracces,
many Member States remain reluctant to close all loopholes in their legislaon in this respect.78
The raonale underpinning the above-menoned case law in relaon to Arcle 6(3) of the Habitats
Direcve is closely related to the concept of legal certainty. It avoids the retrospecve applicaon of the
migaon dues put forward by these assessment rules. As referred to above, the Environmental Liability
Direcve, which also covers certain scenarios of damage to Natura 2000 sites,79 also exempts environmental
damage caused by or resulng from emissions, events or incidents that took place before its entry into
force.80 Yet if the laer approach were to consequenally prevail in the context of a more generic instrument
of nature conservaon law, such as the Habitats Direcve, it may prevent competent authories from
pung an end to persisng degradaon in Natura 2000 sites.
4.1.1. Arcle 6(2) and acvies that do not require a prior permit or authorizaon: addressing degraded
baselines?
As is demonstrated below, however, damaging acvies that for the above-presented reasons fall outside the
scope of Arcle 6(3) of the Habitats Direcve, are sll encompassed in the non-regression obligaon contained
in Arcle 6(2) of the Habitats Direcve. Case law developments demonstrate that Arcle 6(2) of the Habitats
Direcve serves as an important fall-back clause for certain categories of damage or degradaon that do not
necessarily qualify as plans and projects under Arcle 6(3) of the Habitats Direcve but sll are prone to lead
to further deterioraon. Evidently, degrading baselines render the achievement of ambious recovery targets,
such as the ones included in the EU Biodiversity Strategy to 2020, even less realisc and praccal.
The 2010 decision of the CJEU in the Commission v France case provides an interesng illustraon of the
great potenal that Arcle 6(2) of the Habitats Direcve possesses in this respect.81 In the context of the
infringement proceedings the CJEU was asked to assess whether France could legally assert in its naonal
70 Direcve 2011/92/EU of the European Parliament and of the Council of 13 December 2011 on the assessment of the eects of certain
public and private projects on the environment, OJ L 26, 28.1.2012, p. 1 (further referred to as ‘EIA Direcve’). See for example:
Case C-275/09, Brussels Hoofdstedelijk Gewest, [2011] ECR I-01753, para. 24. See also more recently: Case C-121/11, Pro-Braine ASBL,
ECLI:EU:C:2012:225.
71 Waddenzee, supra note 57, para. 23-25.
72 Commission v Spain, supra note 65, para. 122-123.
73 Case C-6/04, Commission v UK, [2005] ECR-09017, para. 41-50.
74 Case C-98/03, Commission v Germany, [2006] ECR I-00053, para. 39-45.
75 Case C-241/08, Commission v France, [2010] ECR I-01697, para. 62.
76 Case C-538/09, Commission v Belgium, [2011] ECR I-04687, para. 55-65.
77 See with regard to the EIA Direcve Case C392/96, Commission v Ireland, [1999] ECR I5901, para. 66.
78 See for instance with respect to the screening rules in the context of EIA Direcve: European Commission, Report from the Commission to the
Council, the European Parliament, the European Economic and Social Commiee and the Commiee of the Regions, COM(2009) 378 nal.
79 Art. 2(1) of the Environmental Liability Direcve. See more extensively: V. Fogleman, ‘The threshold for liability for ecological damage in
the EU: Mixing environmental and conservaon law’, in Born et al. (eds.), supra note 14, pp. 181-241.
80 Art. 17, rst indent of the Environmental Liability Direcve.
81 Commission v France, supra note 75, para. 34-39.
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Utrecht Law Review | Volume 13 | Issue 1, 2017
nature protecon legislaon that certain acvies, such as aquaculture, hunng and shing, do not cause
disturbance to Natura 2000 sites and can therefore be exempted from the applicaon of the applicable
conservaon dues. Rather than opng for a moderate approach, the CJEU held that the general assumpon
that such potenally disturbing acvies would not give rise to further degradaon, when not backed up by
sound ecological evidence, is incompable with Arcle 6(2) of the Habitats Direcve. Ulmately, the CJEU
concluded that France could not systemacally guarantee that the hunng and shing acvies at issue
would not cause degradaon, as is meant by Arcle 6(2) of the Habitats Direcve.82
The outcome of these proceedings appears legalisc at rst sight, especially since it may give rise to
the promulgaon of addional regulaons in the context of ongoing measures that are tradionally le
outside the scope of specic perming schemes. Yet at the same me it underscores that Arcle 6(2) of the
Habitats Direcve is to be interpreted as a catch-all clause, also covering situaons of diuse or incremental
degradaon which cannot be tackled through classic assessment rules linked to permit procedures. This
viewpoint had already been implicitly asserted by the ECJ’s 2002 ruling in the Commission v Ireland case,
where the EU judges ruled that the Irish failure to avoid the negave eects linked to overgrazing on heath
and peatland used as habitat by the red grouse and part of a Natura 2000 site amounted to a violaon of
its obligaons under Arcle 6(2) of the Habitats Direcve.83 Along the same lines, the ECJ ruled against
France for having authorized drainage and reclaiming acvies in Marrais Poitevin, a French protected site
that was characterized by the presence of valuable wetlands.84 It is therefore clear that the CJEU has always
been adamant to demonstrate that Arcle 6(2) of the Habitats Direcve also covers forms of deterioraon
and/or disturbance that are caused by so-called autonomous acvies, which are not always made subject
to a prior authorizaon in the applicable naonal or regional law. This indirectly underscores the wide
material scope of the non-regression clause, which, in my view, turns it into an important and, in some
instances, indispensable precursor of more robust recovery-based nature conservaon policies.
Obviously, the designaon of a site does not necessarily require the competent authories to bring
to an immediate end all types of ongoing degradaon or damage, nor does it require the seng up of an
all-encompassing permit scheme in this respect. Even so, one might deduce from the latest judicial decisions
that, at a very minimum, the applicable regulaons need to enable competent authories to acvely
intervene and, wherever necessary, implement adaptaons or restricons on public or private acvies
that are needed in order to avoid further deterioraon. To underline the strict provisions of Arcle 6(2) even
further, the ECJ emphasized that merely voluntary measures, such as agri-environmental schemes, do not
suce as protecon measures if not supplemented by more robust and binding conservaon measures.85 If
necessary in order to maintain or restore the conservaon status of the natural habitats and/or species for
which the site was designated, such types of damaging acvies should be banned.86 To use the exact words
of Advocate General Koko in the Spanish brown bear case (Commission v Spain), Arcle 6(2) of the Habitats
Direcve ‘includes the duty to prohibit harmful acts by private individuals or at least to bring such acts to an
end as quickly as possible’.87 As underpinned by the ECJ’s 2007 ruling on the Irish Natura 2000 implemenng
rules, naonal or regional Natura 2000 regulaons necessarily need to allow the competent authories
to prevent, migate and, if necessary, prohibit public and/or private acts that could cause deterioraon
and/or signicant deterioraon within the meaning of Arcle 6(2) of the Habitats Direcve.88 Also, it
must be ensured that the protecon rules are not merely of a reacve nature. Arcle 6(2) of the Habitats
Direcve has an ancipatory nature, which implies that one cannot wait unl deterioraon or disturbance
has materialized before taking measures.89
82 Schoukens, supra note 25, pp. 20-22.
83 Case C-117/00, Commission v Ireland, [2002] ECR I-05335, para. 33.
84 Case C-96/98, Commission v France, [1999] ECR I-8531, para. 29.
85 Ibid., para. 26-27.
86 European Commission, supra note 53, p. 55.
87 Commission v Spain, supra note 65, Opinion of AG Koko, para. 104.
88 Case C-418/04, Commission v Ireland [2007] ECR I-10947, para. 208. See more extensively: Schoukens, supra note 25, pp. 27-28.
89 Ibid., para. 208. See also: European Commission, supra note 52, p. 25.
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Utrecht Law Review | Volume 13 | Issue 1, 2017
Behind all this is the undeniable premise that a substanal part of the current biodiversity loss has
been caused by autonomous developments or cases of diuse degradaon, such as intensied agricultural
acvies, unchecked hunng pracces and unsustainable forestry. Whether such damaging acvies already
existed at the me of the designaon of the Natura 2000 site or only started aer that date is irrelevant for
the purpose of Arcle 6(2) of the Habitats Direcve, since this provision applies permanently to the Natura
2000 sites whenever evidence of ongoing deterioraon is established. The simple fact that the ongoing
degradaon has been caused by an acvity carried out before the designaon of a site or results from an
acvity that was carried out prior to the entry into force of the protecon regime is therefore irrelevant in
this respect. In contrast to, for instance, the Environmental Liability Direcve, which arguably has a more
narrow and specic scope than the EU Nature Direcves because of its focus on certain incidents or events,
Arcle 6(2) of the Habitats Direcve can therefore also have a retrospecve eect. It allows competent
authories to tackle ongoing damage caused by or linked to emissions, intervenons or accidents that
took place before the designaon of a Natura 2000 site. And even though prohibions tackling ongoing
degradaon are in general of a defensive nature, they evidently can also help to restore or improve habitats
to the extent that they allow posive natural developments and natural recovery to take place.90
The lack of binding EU rules as to sustainable forestry pracces91 and the relavely modest steps taken
towards a greener Common Agricultural Policy (CAP) make Arcle 6(2) of the Habitats Direcve for tackling
ongoing degradaon even more important.92 This is a nding which was also highlighted by the recent
outcome of the REFIT Fitness Check of the EU Nature Direcves, which stressed, among other things, that
greater eorts are needed to conserve and enhance biodiversity through the CAP.93 It is undeniable that
Arcle 6(2) requires competent authories to urge farmers and/or foresters to review their land pracces,
especially in cases of ongoing damage and where restoraon targets at site level need to be achieved.
Interesngly, the ECJ has already emphasized in its case law that, even if part of the deterioraon at a Natura
2000 site is related to unsound CAP aid measures focusing on intensive agriculture, this fact alone does not
authorize a Member State to disregard its obligaon to avoid further deterioraon.94
Along the same lines, Arcle 6(2) of the Habitats Direcve might require Member States to review and,
as the case may be, outlaw, destrucve shing acvies within or in the vicinity of marine Natura 2000 sites
that host vulnerable habitats. This specic situaon is giving rise to an increased number of complexies
given the ambivalent relaonship between the Member States’ dues under the EU Nature Direcves
and the exclusive competences of the EU instuons in the eld of the conservaon of marine biological
resources under the Common Fisheries Policy (CFP).95 Interesngly enough, the 2013 Basic Regulaon on
the CFP now explicitly grants Member States the possibility to adopt conservaon measures for the purpose
of complying with their obligaons under Arcle 6 of the Habitats Direcve, including the non-regression
obligaon.96 Admiedly, the new Regulaon does not remedy all reported deciencies and does not explicitly
refer to restoraon targets. Even so, in my view, these ndings yet again highlight the relevance of, amongst
others, Arcle 6(2) of the Habitats Direcve in addressing ongoing losses, arguably an indispensable pre-
condion for achieving restoraon targets in degraded environments.
90 Case C-383/09, Commission v France, [2011] ECR I-4869, Opinion of AG Koko, para. 45.
91 However, the European Commission adopted a new Forestry Strategy in 2014 (COM(2013) 659 nal, 20.9.2013). For more background
informaon, see: <hp://ec.europa.eu/environment/forests/index_en.htm> (accessed 10 February 2017).
92 See more extensively: I. Doussan & H. Schoukens, ‘Biodiversity and agriculture, Greening the CAP beyond the status quo?’, in Born et al.
(eds.), supra note 14, pp. 437-451. Very crical in this respect: A. Mahews, Greening CAP Payments, A Missed Opportunity, Instute and
European Aairs (2013).
93 European Commission, supra note 67, p. 7.
94 Commission v France, supra note 84, para. 40.
95 See more extensively: H. Schoukens & H. Donga, ‘Natura and sheries: A queson of competence or willingness?’, in Born et al. (eds.),
supra note 14, pp. 375-398.
96 See Art. 11(1) of the Council Regulaon (EU) No 1380 of the European Parliament and of the Council of 11 December 2011 on the
Common Fisheries Policy, amending Council Regulaons (EC) No 1954/2003 and (EC) No 1224/2009 and repealing Council Regulaons
(EC) No 2371/2002 and (EC) No 639/2004 and Council Decision 2004/585/EC, OJ L 354, 28.12.2013, p. 22.
136
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4.1.2. Arcle 6(2) of the Habitats Direcve and ongoing projects and acvies: towards strict adapve
management for cases of ongoing and future degradaon?
Now that is has been established that Arcle 6(2) of the Habitats Direcve is of vital importance to control
the adverse eects of autonomous acvies which generally fall outside the scope of the assessment
requirements set out by Arcle 6(3) of the Habitats Direcve or the naonal/regional perming policies,
we shi our focus to ongoing plans and projects that have explicitly been permied or even completed prior
to the designaon of Natura 2000 sites. As hinted at above, these acvies may lead to unacceptable forms
of ongoing degradaon and, if unchecked, exacerbate the degradaon of an already imperilled Natura 2000
site and render total restoraon unfeasible. In many instances, the capping of cumulave environmental
pressures or damage related to permied acvies and projects constutes the rst logical step towards a
more comprehensive recovery strategy for degraded nature. In this context the queson arises whether the
non-regression clause applies to damage that has already been explicitly allowed through the applicaon of
the impact assessment rules, as laid down in Arcles 6(3) and 6(4) of the Habitats Direcve.
The importance of Arcle 6(2) of the Habitats Direcve for overseeing the adverse eects related to ongoing
acvies was eshed out by the ruling of the ECJ in its 2004 ruling in the Waddenzee case. Whereas the ECJ,
as stated above, accepted that the authorisaon of a plan or project granted in accordance with Arcle 6(3)
of the Habitats Direcve necessarily assumes that it is not likely to give rise to deterioraon or signicant
disturbances within the meaning of Arcle 6(2) of the Habitats Direcve, it underscored that Arcle 6(2) of
the Habitats Direcve can require the implementaon of addional measures in some instances.97 The Stadt
Papenburg case in turn provided the CJEU with the opportunity to clarify that, while exisng maintenance
dredging acvies do not necessarily require a prior appropriate assessment in accordance with the second
sentence of Arcle 6(3) of the Habitats Direcve, such ongoing acvies are nonetheless sll covered by
Arcle 6(2) of the Habitats Direcve.98 This means that Arcle 6(2) not only covers ongoing degradaon
but in some ways also situaons that involve addional future losses, especially if such acvies appear to
have been based on awed or incomplete assessments. Among other things, Arcle 6(2) of the Habitats
Direcve forces competent authories to recfy earlier mistakes that have occurred in earlier perming
procedures or, in other instances, to adjust perming condions in view of recently changed environmental
condions.99 Or put dierently, they should refrain from consolidang permied operaons that exacerbate
ongoing degradaon in Natura 200 sites. Yet the relevance of Arcle 6(2) of the Habitats Direcve goes
beyond such non-compliance scenarios and might also be of importance for cases where newly established
restoraon targets for Natura 2000 sites, which put forward a more ambious environmental quality to be
achieved, demand the implementaon of stricter permit policies.
In sharp contrast to, for instance, the Environmental Damage Direcve, which explicitly exempts damage
to protected natural habitats when it concerns previously idened eects resulng from an act explicitly
authorized through the applicaon of Arcle 6(3) and 6(4) of the Habitats Direcve,100 Arcle 6 of the
Habitats Direcve does not contain a provision which lays down a specic hierarchy in this respect. In spite
of the rigorous raonale used by the CJEU in its early case law in the 1990s and 2000s, legal research
has revealed that the applicaon of Arcle 6(2) of the Habitats Direcve at naonal level is to be judged
disparate at best.101 While some naonal courts are eager to strictly apply the non-deterioraon obligaon
vis-à-vis ongoing detrimental acvies, others display signicant reluctance in this respect.102 For instance,
a Belgian appeals court held in 2012 that ongoing motocross races that had been held on a yearly basis for
97 Waddenzee, supra note 57, para. 37-38.
98 Stadt Papenburg, supra note 47, para. 49.
99 See also along the same lines: Case C-304/05, Commission v Italy, [2007] ECR I-7595; Case C-388/05, Commission v Italy, [2007] ECR I-7555.
100 See Art. 2(1), second paragraph of the Environmental Liability Direcve. Yet it remains to be seen whether the laer exempon also
covers situaons in which explicitly authorized acvies may cause unexpected damage to the environment.
101 A similar conclusion arose in the context of the Fitness Check of the EU Nature Direcves (see note 67, supra). See also: European Court of
Auditors, Special Report: More eorts needed to implement the Natura 2000 Network to its full potenal (2017), <hp://www.eurosai.org/
en/databases/audits/More-eorts-needed-to-implement-the-Natura-2000-network-to-its-full-potenal/> (accessed 10 February 2017).
102 For instance, in the Netherlands, the Dutch Council of State was found ready to check whether ongoing nitrogen deposion would
not put in danger the much-needed recovery of Dutch Natura 2000 sites containing vulnerable natural habitats. See more extensively:
M. Uienbosch, ‘Nederland toch op slot; helaas geen aprilgrap’, (2009) Milieu en Recht, pp. 482-488.
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Arcle 6(2) of the EU Habitats Direcve as an unusual ally to restore Natura 2000?
Utrecht Law Review | Volume 13 | Issue 1, 2017
more than 30 years before the inclusion of a site in the Natura 2000 Network are not likely to jeopardize the
conservaon objecves of a highly degraded site. To use the exact words of the Belgian Court, ‘(i)t is unlikely
that nature can be threatened by the connuaon of an ongoing event that has been organised on this site
for more than 45 years’.103 No further consideraon was given to the restoraon raonale underpinning the
Habitats Direcve, as is evident from Arcle 2(2) of the same Direcve.
However, at EU level a gradual shi towards stronger scruny is to be noted. The 2011 ruling of the CJEU
in the Spanish brown bear case stands out as the most seminal landmark decision in terms of clarifying
the relaonship between nature conservaon interests and legimate interests. In the context of these
proceedings, the European Commission asserted that several exisng open-cast mining operaons caused
barriers for the migraon of the capercaillie and the brown bear, for which the Natura 2000 sites in queson
had been designated. While the CJEU concluded that the ongoing mining operaons were exempted from
Arcle 6(3) of the Habitats Direcve,104 it sll proceeded to scrunize the measures taken by the Spanish
Government in view of its obligaons under Arcle 6(2) of the Habitats Direcve. In parcular, the CJEU
held that a violaon of Arcle 6(2) of the Habitats Direcve was apparent since it had been established
that the operaons of several – mostly authorized – open-cast mines caused noise and vibraons which, in
turn, were seen as capable of aecng the threatened and isolated populaons of the capercaillie105 and
the brown bear106 in the Spanish Natura 2000 sites. This clearly underlined the duty of naonal authories
to reconsider or at least update the permit condions for exisng acvies in light of ongoing degradaon.
Following this ruling, however, new legal quesons popped up as to the concrete applicaon of
Arcle 6(2) of the Habitats Direcve with regard to already completed projects. In its latest ruling in the
Waldschlösschen Bridge case (Grüne Liga Sachsen), which revolved around the compability of an already
completed bridge over the Elbe Valley, the CJEU added another important layer to the Member States’
permanent review dues under Arcle 6(2) of the Habitats Direcve in the context of already constructed
projects. The EU judges concluded that, whereas Arcle 6(2) of the Habitats Direcve leaves a certain
discreon to the Member States as to the implementaon of further ‘appropriate steps’, a subsequent
review of the ongoing eect of completed projects is sll required whenever there is a likelihood that the
acvity could nevertheless cause signicant disturbance of a protected species or deterioraon of a natural
habitat.107
Several important lessons can be learnt from these recent rulings. First, the examined case law
developments showcase the major role of Arcle 6(2) of the Habitats Direcve as regards all ongoing
degradaon likely to further undermine the environmental quality of a Natura 2000 site. Second, the case
law cannot be construed as establishing an absolute obligaon to review ongoing acvies and projects
in Arcle 6(2) of the Habitats Direcve in view of future recovery opons. It therefore leaves a certain
discreon to the Member States and allows them to consider the collecve interests that are at stake.
However, interesngly, the CJEU consistently challenges the preconceived idea that nothing is to be done
about ongoing forms of environmental pressure in the context of degraded Natura 2000 sites.108 Third, it has
also become clear that the CJEU’s raonale forces competent authories to queson so-called fait accompli
scenarios, according to which exisng situaons that threaten the recovery of degraded Natura 2000 sites
cannot be challenged. This might be troublesome from a recovery perspecve. For instance, the increased
deposion of nitrogen related to exisng dairy operaons may constute an important impediment for the
recovery of nitrogen-sensive Natura 2000 sites and should therefore be reconsidered in light of the dues
incumbent on Member States pursuant to Arcle 6(2) of the Habitats Direcve.109
103 Translated from Dutch. See Decision of the Brussels Court of Appeal, 14 February 2012. See: Schoukens, supra note 25, pp. 14-19; Cliquet,
supra note 25, pp. 534-535.
104 Commission v Spain, supra note 65, para. 155.
105 Ibid., para. 144-160.
106 Ibid., para. 163-171 and 185-191.
107 Case C-399/14, Grüne Liga Sachsen eV, ECLI:EU:C:2016:10, para. 44. On the same date, the CJEU also issued a second decision in which
a similar raonale was used. See: Case C-141/14, Commission v Bulgaria, ECLI:EU:C:2016:8.
108 See also: European Commission, supra note 52, p. 25.
109 See more extensively: Schoukens, supra note 54, pp. 30-32.
138
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Utrecht Law Review | Volume 13 | Issue 1, 2017
As a tentave conclusion, one can therefore submit that Arcle 6(2) of the Habitats Direcve obliges the
Member States to come up with an adapve management approach towards ongoing acvies in light of
future recovery opons. This entails a structured, iterave process of robust decision-making in the face of
uncertainty, with an aim to reduce uncertainty over me via system monitoring.110 It is a raonale that is also
reected in the newly amended EIA Direcve, which explicitly states that developers will have the obligaon
to take the necessary steps to avoid, prevent or reduce possible signicant eects to the environment caused
by their projects.111 According to Arcle 8a(4) of the amended EIA Direcve, projects will now need to be
monitored using procedures that are determined by the Member States. In spite of the CJEU’s recent crical
take on adapve management approaches in the specic context of Arcle 6(3) of the Habitats Direcve,
especially when they are used to ancipate the future benecial eects of habitat restoraon measures,112
it is trite to say that adapve management is mandatory for acvies likely to further deteriorate Natura
2000 sites according to Arcle 6(2) of the Habitats Direcve. The Dutch Programmac Approach to Nitrogen
(PAN), which aims to reconcile economic operaons with more ambious recovery opons for degraded
Natura 2000 sites and which entered into force in 2015, can be seen as a recent implementaon of this
newly emerged raonale.113 And while it remains quesonable whether this Dutch approach, which relies
heavily on future restoraon acons in nitrogen-aected Natura 2000 sites, is fully in line with Arcle 6(3)
of the Habitats Direcve,114 the robust monitoring and review opons aached to it can be seen as a good
illustraon of how Arcle 6(2) of the Habitats Direcve could be used in order to force competent authories
to implement passive restoraon acons at site level.
4.1.3. Balancing conicng interests: recovery of ongoing degradaon versus economic interests?
Evidently, a rigid applicaon of Arcle 6(2) of the Habitats Direcve in a recovery context will spark great
controversy amongst stakeholders and business people. If the standsll imperave underpinning Arcle 6(2)
is applied stringently, this provision will eventually force competent authories to revoke or at least modify
permits for acvies that have been permied for many decades because of recently adopted or reversed
recovery policy choices. This fact alone is likely to create important backlash for nature conservaonists,
which might be accused of overly rigid environmentalism. At the heart of many of the discussions that have
arisen in this respect is the delicate balance between property law, vested rights and legimate expectaons
on the one hand, and the environmental interests linked to increased scruny as to ongoing damaging
acvies on the other hand. It is clear that revoking, repealing or modifying permits could impinge upon the
property rights of the operators and thus give rise to increased opposion.115
Recent case law developments have highlighted that, in contrast to the raonale underpinning other,
arguably more tailored tools such as the Environmental Damage Direcve, so-called legimate interests and
legal certainty cannot bar the applicaon of Arcle 6(3) of the Habitats Direcve to exisng or established
situaons.116 And while the CJEU has never explicitly taken a similar stance in the context of Arcle 6(2) of
the Habitats Direcve, it remains very likely that a similar raonale applies in the context of this provision.117
This means that there is no such thing as an ‘eternal right to degrade nature’, even when such rights can
be entrenched in exisng and legal environmental permits. Or, formulated posively, it should remain
possible to review exisng rights in order to foster the imperave recovery of Natura 2000 sites. Rather
than exempng ongoing acvies from the applicaon of Arcle 6(2) of the Habitats Direcve, which could
further compromise the aainment of the EU’s biodiversity targets, Member States are therefore implicitly
110 C.S. Holling, Adapve Environmental Assessment and Management (1978).
111 Direcve 2011/92/EU was amended by Direcve 2014/52/EU. See: Direcve 2014/52/EU of the European Parliament and of the
Council of 16 April 2014 amending Direcve 2011/92/EU on the assessment of the eects of certain public and private projects on the
environment, OJ L 124, 25.4.2014, p. 1.
112 Joined cases nos. C-387/15 and C-388/15, Orleans, ECLI:EU:C:2016:583, para. 48-59.
113 See for more informaon on the Dutch Programmac Approach to Nitrogen (in Dutch): <hp://pas.natura2000.nl/> (accessed 10 February
2017).
114 Schoukens, supra note 54, pp. 50-54.
115 Schoukens, supra note 25, pp. 9-15.
116 Stadt Papenburg, supra note 47, para. 44-46.
117 Commission v Spain, supra note 65, Opinion of AG Koko, para. 71-72.
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encouraged to propose nancial compensaon schemes to lessen the severe economic impact to which the
applicaon of Arcle 6(2) of the Habitats Direcve might give rise in some instances.
It is hard not to overstate the importance of this progressive line of interpretaon in light of the
current underperformance in terms of conservaon management at many Natura 2000 sites across
the EU. Accordingly, Arcle 6(2) of the Habitats Direcve may take away important obstacles to future
recovery. This is not to say that there are no circumstances under which Member States could sll jusfy
the connuaon of ongoing operaons in the context of Natura 2000 sites. For instance, in its 2011 decision
in the Spanish brown bear case, the CJEU conceded that, whereas Arcle 6(2) does not provide a ground to
jusfy degradaon, Member States could rely on reasons of overriding public interest in order to jusfy the
connuaon of exisng, even damaging acvies at a Natura 2000 site.118 In the Waldschlösschen Bridge
case, however, the CJEU further claried that the review of alternaves in the context of Arcle 6(4) in a case
of ongoing deterioraon ‘requires weighing the environmental consequences of maintaining or restricng
the use of the works at issue, including closure or even demolion, on the one hand, against the public
interest that led to their construcon, on the other hand.’119 By stang that the economic costs resulng
from potenal alternaves are ‘not of equal importance to the objecves of conserving natural habitats
and wild fauna and ora pursued by the Habitats Direcve’,120 the CJEU clearly set a high standard for the
applicaon of this derogaon clause. Other case law has also made it abundantly clear that the imperave
reasons of overriding public interest test (IROPI test) embedded in Arcle 6(4) cannot be accepted merely
because there is some prospect that a development will create private economic benets.121 This balancing
test therefore needs to be carried out within a strict environmental framework, equally taking into account
future recovery opons.122
From the 2016 ruling in the Waldschlösschen Bridge case one may infer that the EU judges contemplated
the removal or even destrucon of exisng infrastructures, if necessary, to avoid further degradaon and
allow the aainment of the applicable recovery goals. As admied by Advocate General Sharpston, weighing
the various interests and priories could sll lead to the conclusion that an exisng infrastructure (here the
bridge over the river Elbe) should be le in place.123 Yet such consideraons are to be contextualized within
a strict environmental framework, which eventually places restoraon opons on an equal foong with the
economic interests related to the connuaon of economic operaons. This means that the outcome of
such decision-making procedures may not consistently be to the detriment of protected nature and, most
importantly, future restoraon opons.
4.2. Tackling degradaon through Arcle 6(2) of the Habitats Direcve: going below the de minimis
threshold and beyond the boundaries of Natura 2000?
A logical next step when reviewing the suitability of current nature conservaon laws for achieving the
EU’s restoraon targets and avoiding a degrading baseline due to further degradaon, is to examine
the degradaon threshold that applies in the context of these protecon rules. While a relavely high
signicance threshold is deemed reasonable in order to avoid an unnecessary administrave burden, it also
entails the risk that numerous environmental pressures, which impede the achievement of the recovery
goals, fall outside the scope of a Member State’s regulaon. Likewise, the queson as to whether the
current environmental quality at site level, which might be poor due to bad management, should be used
as a reference criterion to assess the acceptability of ongoing degradaon or, alternavely, the conservaon
goal at naonal or regional level, is highly relevant to the margin of appreciaon le for the Member States
in this respect.
118 Commission v Spain, supra note 65, para. 156.
119 Grüne Liga Sachsen eV, supra note 107, para. 74.
120 Ibid., para. 77.
121 Case C-182/10, Solvay, ECLI:EU:C:2012:82, para. 75-76.
122 Commission v Spain, supra note 65, para. 192-194.
123 Grüne Liga Sachsen eV, supra note 107, Opinion of AG Sharpston, para. 69-71.
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4.2.1. Merely signicant eects or strictly maintaining the status quo?
A textual analysis of Arcle 6(2) of the Habitats Direcve reveals a certain dichotomy as to whether a
certain threshold applies when triggering the applicaon of the protecon duty in the context of either
deterioraon of natural habitats or disturbance of species. As to this scenario, Arcle 6(2) of the Habitats
Direcve explicitly species that appropriate steps have to be taken to avoid it ‘in so far such disturbance
could be signicant in relaon to the objecve of this direcve’. Remarkably so, the Habitats Direcve does
not explicitly link the concept of ‘deterioraon of natural habitats’ to the objecves of the Habitats Direcve.
This could lead us to believe that Arcle 6(2) of the Habitats Direcve bans all forms of deterioraon, even
those that do not usually produce a signicant eect on a Natura 2000 site.124 In the Commission v France
case, Advocate General Koko held that naonal legislaon which spulates that human acvies can only
be restricted if they have signicant eects runs counter to the literal wording of Arcle 6(2) of the Habitats
Direcve.125 In her conclusions, however, she stated that the deterioraon of habitats within the meaning
of Arcle 6(2) of the Habitats Direcve must also be assumed to exist if the conservaon objecves of the
Natura 2000 site are aected.126 Regreably, in its nal ruling, the CJEU declined to express its opinion on
the maer, thereby leaving the issue essenally moot.127
Be this as it may, the European Commission indicated in its Guidance document on Arcle 6 of the
Habitats Direcve that a restricve interpretaon, under which every single deterioraon needs to be
avoided, would run counter to the proporonality principle, which equally applies in the context of the EU
Nature Direcves. It may lead to an unnecessary administrave burden and place environmental regulaon
in a bad light. In the Commission’s view, ‘(t)he deterioraon of habitats is (…) also to be assessed against
the objecves of the direcve. Indeed it seems dicult to assess deterioraon in absolute terms without
reference to measurable limits. (…) connecng deterioraon to the objecves of the direcve makes it
possible to use Arcle 1 of the direcve to interpret the limits of what one can regard as deterioraon’.128
This view was implicitly endorsed by the CJEU’s case law, which underscores that Arcles 6(2) and 6(3) of
the Habitats Direcve are designed to ensure the same level of protecon of habitats.129 And since the CJEU
made it clear that, in order to establish whether a proposed plan or project might signicantly aect the
integrity of a site, the site’s conservaon objecves serve as the most important legal touchstone,130 one
can easily submit that a similar, more reasonable approach is to prevail in the context of Arcle 6(2) of the
Habitats Direcve.131 In her Opinion in the Sweetman case, Advocate General Sharpston conrmed this
raonale by explicitly holding that Arcle 6(2) of the Habitats Direcve does not impose a duty to ensure
that no alteraons of any kind are made, at any me, to the site in queson.132
To further illustrate this more pragmac approach, reference can again be made to the Environmental
Liability Direcve, whose Annex I provides further criteria for the assessment of the signicance of any
damage that has adverse eects on reaching or maintaining the favourable conservaon status. This Annex
also explicitly uses a de minimis approach by excluding certain scenarios from the noon of environmental
damage, such as negave variaons that are smaller than natural uctuaons regarded as normal for the
species or habitat in queson, negave variaons due to natural causes or resulng from intervenons relang
to the normal management of sites and damage to species or habitats for which it has been established that
they will recover to the baseline condion within a short me and without human intervenon.133
124 See also Schoukens, supra note 54, p. 31.
125 Commission v France, supra note 75, Opinion of AG Koko, para. 20.
126 Ibid., para. 28.
127 Commission v France, supra note 75, para. 18-24.
128 European Commission, supra note 52, p. 26.
129 See for instance: Waddenzee, supra note 57, para. 36; Grüne Liga Sachsen, supra note 107, para. 52.
130 See for instance: Waddenzee, supra note 57, para. 59; Sweetman, supra note 69, para. 40.
131 For example, in a 2010 ruling, the CJEU held that Italian legislaon which explicitly prohibits the construcon of new wind turbines not
intended for selfconsumpon at Natura 2000 sites is more stringent than the protecon rules established by the Birds and Habitats
Direcves. See: Case C-2/10, Azienda Agro-Zootecnica Franchini Sarl, [2011] ECR I-06561, para. 46.
132 Sweetman, supra note 69, Opinion AG Sharpston, para. 44.
133 See also more extensively: Fogleman, supra note 79, pp. 207-209.
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Evidently, from a pragmac point of view, this approach is to be qualied as the more workable and
sensible opon. Applying a de minimis threshold allows the competent authories to perform a balancing
exercise when overseeing ongoing degradaon. It gives Member States more freedom, allowing them to
come up with more comprehensive soluons to obstacles to the recovery of degraded Natura 2000 sites
instead of focusing on specic acvies and proposing ad-hoc soluons.134 In her noteworthy Opinion in the
Sweetman case, Advocate General Sharpston referred to a situaon in which plans or projects may involve
some, strictly temporary, loss of amenity which is capable of being fully undone within a short period of
me, as an apt example where one would not need to conclude that there is an adverse eect on the
integrity of the site, as meant by Arcle 6(3) of the Habitats Direcve.135
Even so, the mere fact that deterioraon and disturbance are to be weighed against the Direcve’s
objecves does not necessarily grant more leeway to all Member States, especially those in which the
majority of the natural habitats and species already have an unfavourable conservaon status. This is
because this threshold is not merely linked to simply maintaining the favourable conservaon status, but
also needs to review whether the signicant adverse eects might hinder the achievement of the favourable
conservaon status.136 Most notably, in the above-menoned Sweetman case this led the CJEU to rule that
the mere loss of 0.5% of the total amount of limestone at an Irish Natura 2000 site should be interpreted
as constung an adverse eect on the integrity of the site.137 In this case, Advocate General Sharpston
explicitly referred to the death by a thousand cuts phenomenon, which may lead to the gradual degradaon
of nature as a result of numerous small-scale projects being allowed on the same site. The cumulave
eects of such intervenons could eventually compromise the achievement of the conservaon objecves,
especially when they interfere with the natural habitats and species which originally led to the designaon
of the site and therefore need to be addressed through Arcle 6(2) and 6(3) of the Habitats Direcve.138
Against the backdrop of an unfavourable conservaon status, such incremental biodiversity loss may urge
the competent authories to also scrunize small-scale acvies that may, if cumulavely assessed, render
the long-term aainment of the conservaon objecves impossible.
This view is further reinforced by the European Commission in its Guidance document on Arcle 6 of the
Habitats Direcve. Given the fact that the purpose of the Natura 2000 Network includes restoring species
and habitats that currently have an unfavourable conservaon status, the Commission explicitly indicates
that more ambious restoraon objecves are to be used as a reference standard here.139 In addion,
taking into account the denion of the concept of ‘favourable conservaon status’ of natural habitats
in Arcle 1(e) of the Habitats Direcve – which stresses the natural range of natural habitats, its specic
structure and funcons necessary for its long-term maintenance as well as the conservaon status of its
specic species – even a small-scale reducon of natural habitat within a degraded Natura 2000 site must be
deemed signicant if the conservaon status of the natural habitats is currently unfavourable.140 The same
goes for impairments which adversely aect the factors for long-term maintenance or recovery of vulnerable
habitats. In other words, when measured against a degrading baseline, supposedly minor impacts, which
normally would be le unaddressed in cases of resilient nature, might also be deemed unacceptable in view
of Arcle 6(2) of the Habitats Direcve.141
To some extent, this more rigid understanding was reiterated in the CJEU’s 2015 ruling on the meaning
that is to be given to the concept of ‘deterioraon of the status142 of a body of surface water in the context
134 See also along these lines: C. Backes et al, Skstofdeposie en Natura 2000. Een rechtsvergelijkend onderzoek (2011), <hp://www.
rijksoverheid.nl/documenten-en-publicaes/rapporten/2011/09/13/skstofdeposie-en-natura-2000.html> (accessed 10 February 2017),
pp. 29-31.
135 Sweetman, supra note 69, Opinion AG Sharpston, para. 59.
136 See along similar lines: Fogleman, supra note 79, p. 205.
137 Sweetman, supra note 69, para. 46-57.
138 Sweetman, supra note 69, Opinion AG Sharpston, para. 67.
139 European Commission, supra note 52, p. 27.
140 Ibid., pp. 27-28.
141 Ibid., pp. 33-35.
142 In parcular, Art. 4(1)(a)(i) of the Water Framework Direcve provides that ‘In making operaonal the programmes of measures specied
in the river basin management plans for surface waters, Member States shall implement the necessary measures to prevent deterioraon
of the status of all bodies of surface water (…)’.
142
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Utrecht Law Review | Volume 13 | Issue 1, 2017
of Arcle 4(1)(a)(i) of the Water Framework Direcve. In this specic context, the CJEU upheld a rather
restricve line of interpretaon, which entailed that this concept must be construed in such a manner that
there is a deterioraon as soon as the status of at least one of the quality elements, within the meaning of
Annex V of the 2000 Water Framework Direcve, falls by one class, even if this does not result in a fall in
the overall declassicaon of the body of surface water.143 Interesngly enough, the CJEU added that, if the
quality element is already in the lowest class, any deterioraon of that element constutes a “deterioraon
of the status” of a body of surface water, within the meaning of Arcle 4(1)(a)(i)’.144 And while, admiedly,
the wording of Arcle 4(1) of the Water Framework Direcve, which denes the environmental objecves
to be achieved for the waterbodies present in the EU, is disnguishable from that of Arcle 6 of the Habitats
Direcve,145 the inextricable logic on which the ruling is based appears to be similar to what the European
Commission states in its Guidance document on Arcle 6 of the Habitats Direcve as to Arcle 6(2). Given
the fact that the Habitats Direcve also includes an imperave to improve degraded environments, the
threshold beyond which a breach of the obligaon to prevent deterioraon of Natura 2000 is established
must be low. Applying the same raonale of the CJEU to the specic context of Natura 2000, one could
therefore argue that as soon as a damaging acvity aects one of the three specic criteria menoned in
the denion of favourable conservaon status in Arcle 1(e) of the Habitats Direcve, it would have to be
prohibited according to Arcle 6(2) of the Habitats Direcve. For instance, even if an acvity merely aects
the structure and funcon of a protected habitat and does not lead to a reducon of its range, it could sll
be construed as an unlawful deterioraon in light of Arcle 6(2) of the Habitats Direcve. As a result, one
may conclude that Arcle 6(2) of the Habitats Direcve does not necessarily force Member States to prohibit
any situaon of further degradaon, especially not when it is of a temporary nature. Even so, heightened
stringency needs to be applied in cases of ongoing degradaon, especially if the mere connuaon of
acvies might jeopardize the achievement of the recovery targets both at site and at naonal level.
4.2.2. Ongoing degradaon: site level or naonal level as a reference scenario?
Arcle 6(2) of the Habitats Direcve does not lay down an explicit territorial reference point against which
the signicance of deterioraon or disturbance needs to be measured, and neither does Arcle 6(1) of the
Habitats Direcve, which, as stated above, more explicitly urges Member States to implement measures in
order to maintain or, as the case may be, restore the conservaon status of natural habitats and species.
Lile explanaon is needed to stress the relevance of the geographical baseline to be used when applying
Arcle 6(2) of the Habitats Direcve. The applicable baseline is decisive for the leverage in terms of ecological
restoraon present in Arcle 6(2) of the Habitats Direcve. The wider the geographical scale at which it
can be assessed, the more leeway competent authories have to priorize restoraon acons. In some
instances, priority seng might be benecial to Natura 2000, especially in a context of limited nancial
means. Yet, in a situaon of budgetary restraint priority seng may be abused as a cover-up to implicitly
give up parts of Natura 2000 sites that hamper the connuaon of important economic acvies, such as
mining operaons or dairy farming, to name but a few examples.
According to some, the favourable conservaon status of natural habitats or species needs to be
established across its natural range and therefore not at individual site level.146 The Dutch Council of State,
for one, has already rearmed that neither the Habitats Direcve, nor the Birds Direcve force the Member
States to achieve a favourable conservaon status at the level of each individual site.147 If this viewpoint is
upheld, more discreon would obviously become available for the competent authories when assessing
the ramicaons of damaging acvies within Natura 2000 sites. However, other authors are of the opinion
that the favourable conservaon status also needs to be achieved at individual site level.148 In its Guidance
143 Case C-461/13, Bund für Umwelt und Naturschutz Deutschland eV, ECLI:EU:C:2015:433, para. 67-68.
144 Ibid., para. 69 (emphasis added).
145 For a crical discussion of the ruling of the CJEU: D. Salm, ‘The Case for Smart Governance in European Water Law’, in B. Vanheusden &
L. Squitani (eds.), EU Environmental and Planning Law Aspects of Large-Scale Project (2015), pp. 215-235.
146 Backes et al., supra note 134, pp. 24-25.
147 See for instance: Dutch Council of State, no. 200902380, 16 March 2011.
148 Cliquet et al., supra note 14, p. 275.
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Utrecht Law Review | Volume 13 | Issue 1, 2017
document on Arcle 6 of the Habitats Direcve, though, the European Commission strengthened the
former view by stang that, in accordance with Arcle 1(e) and 1(i) of the Habitats Direcve, the favourable
conservaon status needs to be measured at biogeographical level.149 Even so, the Commission stressed the
importance of the individual site, since the ecological coherence of the Natura 2000 Network depends on
the contribuon of each individual State. Indeed, taking into account that the conservaon objecves that
are established at naonal or regional level need to be translated into site-specic conservaon objecves,
the above-featured discussion ends up being a semanc one, at least to some extent. The simple fact that
a natural habitat has an unfavourable conservaon status at the naonal level probably implies that it will
be in a degraded status in most of the designated Natura 2000 sites. Yet, in some instances, the status at
site-level might be dierent from the naonal assessment, which can give rise to addional complexies.
Either way, a more recent response to a parliamentary queson by the European Commissioner for the
environment displayed less reluctance when holding that ‘(t)he (EU Nature) Direcves impose obligaons
on the Member States as such, which implies that – inter alia – favourable conservaon status of species
and habitat types of Community interest should be achieved at Member State level. This in turn implies
that, where favourable conservaon status is achieved at the naonal level, the Member State does not
necessarily have to achieve good conservaon status in each individual state’.150 Although these (non-
binding) statements leave a lile room for leverage, especially in a situaon where most of the habitats
and species are already at a favourable conservaon status at the naonal or regional level, it would be
wrong to deduce from this excerpt that no localized test is required in the context of Arcle 6(2) of the
Habitats Direcve. Such a stricter test appears in order at least in situaons where the natural habitats or
species at issue have an unfavourable conservaon status at naonal level. Even more so, the European
Commissioner added in the response referred to above that ‘(…) As a general rule in all Natura 2000 sites,
Member States must avoid the deterioraon of the habitats of Community interest and the habitats of
species of Community interest for which a site was designated’.151
Also the Commission’s Guidance on Arcle 6 of the Habitats Direcve hints at a site-specic assessment
in the context of Arcle 6(2).152 Hence, when applying Arcle 6(2) of the Habitats Direcve, the mere fact that
the habitat aected is thriving at a nearby Natura 2000 site does not constute a sucient argument to allow
the degradaon of the same habitat type at another site or another habitat within the same site. Or, framed
in terms of ecological restoraon, Member States remain under the obligaon to consider the recovery of
parally degraded Natura 2000 sites to avoid further deterioraon, even when at naonal level other sites
may grant more favourable opons for further restoraon. Only if other restoraon acons have proven
eecve and sucient in view of the naonal or regional restoraon goals, is more discreon permissible.
To some extent, this view has been indirectly reasserted by the outcome of the above-menoned ruling of
the CJEU in the Sweetman case, where the CJEU held that a minor but irreparable destrucon of priority
habitats was incompable with Arcle 6(3) of the Habitats Direcve.153 Likewise, in the same ruling the CJEU
emphasized that both Arcle 6(2) and 6(3) of the Habitats Direcve are explicitly designed to ‘maintain, or
as the case may be restore, at a favourable conservaon status natural habitats and, in parcular special
areas of conservaon’.154 Thus, only when the site-specic conservaon objecves have been achieved, are
minor instances of further deterioraon in relaon to protected natural habitats and species compable
with Arcle 6(2) of the Habitats Direcve.
149 European Commission, supra note 52, p. 19.
150 European Commission, Answer given by Mr. Potocnik on behalf of the European Commission to parliamentary queson E-008540/2011,
9 November 2011.
151 Ibid.
152 For instance, when clarifying when measures with regard to disturbance and deterioraon should be taken, the Commission states that
‘(t)he conservaon status of a habitat or species in a site will be assessed according to the contribuon of this site to the ecological
coherence’. See: European Commission, supra note 52, p. 27.
153 Sweetman, supra note 69, para. 32.
154 Ibid., para. 36 (emphasis added).
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4.2.3. Going beyond the boundaries of the Natura 2000 Network: conserving and restoring corridors and
wider populaons?
In terms of substanve implicaons, addional aenon needs to be paid to the territorial scope of
Arcle 6(2) of the Habitats Direcve. As evidenced by the above analysis, this standsll clause is strictly
related to the designated Natura 2000 sites and therefore cannot be used as a tool to halt biodiversity decline
and foster restoraon in the wider landscape, beyond protected sites. One would therefore presume that it
is of limited importance to spur conservaon and recovery outside the context of the Natura 2000 Network.
However, this view should be adjusted in light of the latest jurisprudence and regulatory developments.
For starters, Arcle 6(2) of the Habitats Direcve might prompt the Member States to enact protecon
measures as regards external acvies that are likely to impact the species and habitats of Natura 2000 sites.
In hypotheses of ongoing degradaon, Member States are required to reconsider drainage works carried
out in the past that might lead to the drying out of sensive marshlands that are located inside a Natura
2000 site.155 This is again exemplied by the Dutch Programmac Approach to Nitrogen (PAN), which does
not limit itself to addressing the sources of addional nitrogen deposits that are located inside nitrogen-
sensive Natura 2000 sites, but has a more ambious territorial scope. It also includes generic reducon
measures that apply to external impacts, which further underpins the external eect of Arcle 6(2) of the
Habitats Direcve.156
The factual circumstances underpinning the above-menoned CJEU ruling in the Spanish brown bear case
revealed yet another important factor to be taken into account when applying Arcle 6(2) of the Habitats
Direcve.157 According to an environmental report issued in this case, the bears move 3.5 to 5 kilometres
from the areas of impact of the noise and vibraons caused by the mining operaons. The report found
that the operaons will prevent or severely hinder the brown bear’s access to the corridor, whereas it is
a north-south transit route of crical importance for the western populaon of this species.158 The CJEU
also refers to another study, which stated that the risk of deterioraon and closure of another corridor
constutes one of the main threats for the re-establishment of the Cantabrian brown bear.159 Given the fact
that the said populaon of the brown bear is not limited to the Natura 2000 sites concerned, one might
assume that the brown bear populaons located outside the Natura 2000 site will evidently benet from
the increased scruny as to the adverse eects of several of the open-cast mines. Even more interesng are
the CJEU’s observaons as regards the impact on the capercaillie of the open-cast mines, some of which
were located outside the Natura 2000 sites at issue. In this respect, the CJEU ruled that some of the mining
operaons, including one that was located outside the Natura 2000 site, were also capable of producing a
barrier eect likely to contribute to the fragmentaon of the habitat of the capercaillie and to the isolaon
of certain sub-populaons of that species.160 According to some authors, the CJEU took into account the
populaons located outside the Natura 2000 sites concerned, hinng that this provision also protects the
subpopulaons located outside the site to which the site’s populaons are connected.161
It can therefore be upheld that Arcle 6(2) of the Habitats Direcve is suciently robust to urge Member
States to consider more landscape-wide recovery opons, especially in cases where the already designated
sites are suering from connuous quality loss and habitat fragmentaon. When combined with other,
oen less strictly formulated provisions aimed at the development of ecological corridors across the wider
landscape, such as Arcle 10 of the Habitats Direcve, Arcle 6(2) of the Habitats Direcve may also underpin
such landscape-wide recovery claims that go beyond the strict boundaries of Natura 2000.162 Among other
155 European Commission, supra note 52, p. 25.
156 Schoukens, supra note 54, pp. 30-34.
157 Commission v Spain, supra note 65. See more extensively: J. Verschuuren, ‘Connecvity: is Natura 2000 only an ecological network on
paper?’, in Born et al. (eds.), supra note 14, p. 298.
158 Ibid., para. 188.
159 Ibid., para. 189-190.
160 Ibid., para. 148.
161 Verschuuren, supra note 157.
162 See along similar lines: A. Trouwborst, ‘Internaonal nature conservaon law and the adaptaon of biodiversity to climate change:
A mismatch?’, (2009) Journal of Environmental law, pp. 439-440. See more crical: L. Squitani, ‘ The development of ecological corridors:
Member States’ obligaons under the Habitats and Birds Direcve’, Journal of European Environmental & Planning Law, pp. 195-200.
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things, it should be noted that the second sentence of Arcle 4(4) of the Birds Direcve spulates that
beyond Natura 2000 sites, ‘Member States shall also strive to avoid polluon or deterioraon of habitats’.
In a noteworthy ruling of 13 December 2007 the ECJ stated that, although this provision does not constute
an obligaon of result, it sll obliges Member States ‘to make a serious aempt at protecng those habitats
which lie outside the SPAs’. It therefore held Ireland liable for not having suciently translated conservaon
requirements, especially related to farmland birds, into its naonal planning legislaon.163 Whereas this
ruling remains somewhat ambivalent, it certainly has the potenal to inspire environmental ligaon in
which authories are forced, by a combined referral to both Arcle 6(2) of the Habitats Direcve and the
second sentence of Arcle 4(4) of the Birds Direcve and/or Arcle 10 of the Habitats Direcve, to take
further measures for protecng and restoring corridors deemed vital in the context of two or more isolated
Natura 2000 sites.
4.3. Applying a well-dened temporal reference scenario in a remediaon context: tackling ongoing and
interim losses via Arcle 6(2) of the Habitats Direcve?
It has been determined that Arcle 6(2) of the Habitats Direcve not only has the potenal to ensure
non-regression of the environmental quality but, as the case may be, also obliges Member States to take
measures to bolster recovery opportunies. The applicable conservaon objecves are instrumental
to determine the relevance of possible ongoing degradaon. Even so, if deterioraon is indeed deemed
relevant, the queson remains against which specic temporal baseline the scope of the potenal recovery
and/or remediaon acons under Arcle 6(2) of the Habitats Direcve needs to be assessed. It is interesng
to note here that Arcle 6(2) seems to present, albeit implicitly, a concrete reference state against which any
further degradaon needs to be measured and, if necessary, restored.
4.3.1. A clear-cut temporal baseline: the date of designaon of a Natura 2000 site?
The specic meframe for the protecon rules linked to Natura 2000 sites allows us to introduce a more
explicit temporal baseline against which possible ongoing forms of degradaon can be measured and the
precise scope of potenal remediaon measures can be framed.
The starng point for sites designated under the umbrella of the Habitats Direcve is Arcle 4(5), which
spulates that Arcle 6(2) of the Habitats Direcve is applicable from the moment of the inclusion of the
site concerned in the list of sites of community interest (SCIs). Admiedly, under the Draggagi164 and Bund
Naturschutz165-raonale, proposed SCIs also enjoy a certain degree of protecon. Accordingly, Member
States are for instance prohibited from authorizing impairments which jeopardize the ecological interests
of such sites.166 Yet, from the moment a site is included in the list of SCIs, the more stringent non-regression
obligaon enshrined in Arcle 6(2) of the Habitats Direcve applies.167 As regards protected sites under
the Birds Direcve (SPAs), the non-deterioraon obligaon applies from the moment the site has been
designated as a protected area under naonal legislaon. In the context of the Flemish Region (Belgium),
for instance, this means that potenal degradaon has needed to be considered since 1988 (as far as SPAs
are concerned) and 2004 (as far as SACs are concerned).168 In other Western-European countries similar
dates will have to be used as baseline, while more recently joined Member States will have to go back less
far in me.
In other words, when applying the non-regression or standsll obligaon included in Arcle 6(2) of the
Habitats Direcve, one must not only focus on the applicable conservaon objecves but also take into
163 Commission v Ireland, supra note 88, para. 179-187.
164 Case C-117/03, Draggagi et al., [2005] ECR I-167, para. 26-27.
165 Case C-244/05, Bund Natuurschutz in Bayern et al., [2006] ECR I-8445, para. 46.
166 See more extensively: H. Schoukens & H. Woldendorp, ‘Site selecon and designaon under the Habitats and Birds Direcve: a Sisyphean
task’, in Born et al. (eds.), supra note 14, pp. 49-51.
167 For an illustraon of the disncon between the provisional protecon regime and Art. 6(2) of the Habitats Direcve, see: Commission v
Spain, supra note 65, para. 163-171.
168 H. Schoukens et al., ‘The implementaon of the Habitats Direcve in Belgium (Flanders): back to the origin of species?’, (2007) 4 Journal
of European Environmental & Planning Law, pp. 127-138.
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account the reference situaon on the date on which the site was protected.169 This view, which indirectly
underlines the clear potenal of Arcle 6(2) of the Habitats Direcve in terms of recovery or remediaon,
has been reinforced by the European Commission in its Guidance document on Arcle 6 of the Habitats
Direcve, which explicitly states that ‘the maintenance of the favourable conservaon status has to be
evaluated against the inial condions provided in the Natura 2000 standard data forms when the site was
proposed for selecon or designaon, according to the contribuon of the site to the ecological coherence
of the network’.170 Accordingly, these dates could be used as a xed temporal baseline, against which the
viability of acts – or failures to act – of Member States is to be assessed in the context of Arcle 6(2) of the
Habitats Direcve.171
Interesngly, the Environmental Liability Direcve, while having a disnct focus on concrete accidents and
events causing ecological damage, seems to lead to a similar conclusion, although it does not explicitly refer
to the date of designaon of a Natura 2000 site.172 In view of determining whether the signicance threshold
is exceeded as to damage to protected natural habitats and species, it denes the baseline condion as
‘the condion at the me of the damage of the natural resources and services that would have existed had
the environmental damage not occurred, esmated on the basis of the best informaon available’. Annex
I to the Environmental Damage Direcve contains more detailed criteria on how to determine whether
signicant adverse changes to the baseline condion have occurred. These criteria cover e.g. the number,
density and role of individuals in a species, the rarity of a species, its capacity for propagaon or natural
regeneraon, respecvely, and the capacity to recover within a short me to a condion equivalent or
superior to the baseline condion.173 Mutas mutandis similar criteria could also be of use to determine the
baseline condion for a Natura 2000 site at the me of its designaon, and thus help to establish a reference
baseline.
4.3.2. An enforceable duty to restore to a past reference situaon?
Against the background of this case law, however, it sll remained unclear whether one could infer an
enforceable obligaon to restore a Natura 2000 site to the reference state which it was in when it was
designated. Given the relavely poor enforcement in many Member States of the protecon rules aached
to Natura 2000 sites in the early years, it is obvious that a stricter reading of Arcle 6(2) of the Habitats
Direcve might pave the way for more ambious restoraon claims, that may be enforced before naonal
courts. The very fact that in its previous case law, the ECJ had already held that a Member State cannot
derive an advantage from its failure to adhere to its obligaons under the EU Nature Direcves, already
pointed to more scruny in this respect.174
The Italian Cascina Tre Pini case, which dealt with the queson of declassicaon of an exisng Natura 2000
site, provided the CJEU with an interesng opportunity to address this issue in a more comprehensive
manner. These naonal court proceedings more specically revolved around an Italian Natura 2000 site
which suered from signicant degradaon due to its locaon close to the Malpensa Airport, among other
things. In her Opinion, Advocate General Koko already held that Arcle 6(2) of the Habitats Direcve
requires the Member States to protect SCIs against deterioraon. A Member State’s failure to full those
obligaons to aord protecon does not warrant the withdrawal of protected status. (…) Member States
should rather take the necessary measures to restore the site’.175
In its nal ruling on the maer, the CJEU reached a similar conclusion, although in a slightly more indirect
manner in terms of restoraon dues. The Court concluded that not every environmental degradaon of a
169 Grüne Liga Sachsen, supra note 107, para. 58 and 60.
170 European Commission, supra note 52, p. 27.
171 Commission v Spain, supra note 65, para. 155.
172 The Environmental Liability Direcve does not explicitly refer to the concept of ‘Natura 2000’, which has led some authors to submit
that damage to Annex I habitats located outside the designated Natura 2000 sites can also be covered by the system of preventave
and remedying dues. See: C. Piroe, ‘La direcve 2004/35/CE du 21 avril 2004 sur la responsabilité environnementale: premiers
commentaires’, in G. Viney & B. Dubuisson (eds.), Les responsabilités environnementales dans l’espace Européen (2006), pp. 661-664.
173 Art. 2(1) and Annex I of the Environmental Damage Direcve.
174 Case C-347/98, Commission v France, [2000] ECR I-10799, para. 50.
175 Case C-301/12, Cascina Tre Pini ss, ECLI:EU:C:2014:214, Opinion of AG Koko, para. 50 (emphasis added).
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Utrecht Law Review | Volume 13 | Issue 1, 2017
site on the list of SCIs juses its declassicaon. In its pivotal paragraph 32, however, the CJEU emphasized
that Arcle 6(2) of the Habitats Direcve requires the Member States to protect the SCIs by adopng
measures to avoid deterioraon or disturbance. By doing so, the CJEU claried that ‘the failure of a Member
State to full that obligaon of protecng a parcular site does not necessarily jusfy the declassicaon
of that site (…). On the contrary, it is for that State to take the measures necessary to safeguard that site.176
This clearly underscores the potenal of Arcle 6(2) of the Habitats Direcve as groundwork for recovery
claims in the context of degraded Natura 2000 sites. As has become clear, such measures can be qualied as
remediaon measures or osets to compensate previous non-compliance situaons.
4.3.3. A dynamic temporal baseline, oering more opportunies for restoraon claims?
Evidently, the use of a clear-cut reference date will make it easier to specify the exact scope of possible
restoraon or remediaon claims vis-à-vis government actors in the context of Natura 2000 sites that
have been poorly managed and conserved over the past decades. However, the queson arose whether
degradaon which has materialized since the reference date needs to be taken into account as well in
the context of Arcle 6(2) of the Habitats Direcve. Or, translated in terms of restoraon: Should possible
recovery eorts mainly focus on restoring a site to its baseline scenario or should such recovery eorts
equally take into account the addional degradaon that has occurred in the meanme, including the so-
called ‘interim losses’?
In its ruling in the Waldschlösschen Bridge case, the CJEU rearmed that any step taken on the basis of
Arcle 6(2) cannot relate to a date going back to a period in which the site was not protected. Even so, it
held that the objecve of this provision would be ignored if one were to disregard factors that have caused
or that are likely to connue to cause deterioraon or disturbance aer the date on which the site was
protected.177 Therefore, when assessing potenal recovery acons in order to halt ongoing degradaon,
one should focus both on factors exisng on the date of the designaon of a site and on all eects that
have arisen aer that date.178 This seems to suggest that also interim losses, which result from the fact that
the damaged nature was not able to perform its dues unl remediaon measures took eect, need to be
considered. This again underlines the relevance of Arcle 6(2) of the Habitats Direcve in implemenng
the EU’s restoraon targets. The CJEU’s understanding of Arcle 6(2) of the Habitats Direcve is in line with
the approach set forth by the Environmental Liability Direcve, which explicitly presents ‘compensatory
measures’ in order to compensate for interim loss of natural resources and services pending recovery.179
However, in view of the polluter-pays principle, the exact repercussions of this interpretaon may give rise
to complexies when enforced at the individual level, especially in cases of diuse polluon.
Be that as it may, the Dutch Programmac Approach to Nitrogen provides an apt illustraon of using
correct reference dates in the context of Arcle 6(2) of the Habitats Direcve. In its 2012 Opinion on the
legal foundaons of the PAN, the Dutch Council of State repeatedly underlined the need to take into account
correct reference points for the Dutch Natura 2000 sites included in the PAN.180 To be more precise, the
Dutch restoraon acons aimed at the recovery of aected Natura 2000 sites should not only focus on
remedying the ongoing degradaon that was present in the summer of 2015, when the PAN entered into
force. It should also take into consideraon the damage that had arisen since 2004 (in the context of SACs)
and 1988 (in the context of SPAs), the addional and possible interim losses.
Accordingly, the recovery acons should equally be aimed at remedying the losses that have been
unlawfully allowed since the designaon of the Natura 2000 sites. Likewise, the dynamic nature of the
baseline is highlighted by the Commission’s Guidance document on Arcle 6 of the Habitats Direcve. Here,
it is held that the conservaon status to be used in the context of Arcle 6(2) of the Habitats Direcve is, as
the case may be, assessed ‘against the aim of improving the conservaon status announced at the me of
176 Cascina Tre Pini, supra note 175, para. 32.
177 Grüne Liga Sachsen, supra note 107, para. 60.
178 Ibid., para. 61.
179 See Annex II, 1.1 to the Environmental Liability Direcve.
180 Advisory Division of the Dutch Council of State (2012) No.W.15.12.0046/IV.
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the seng-up of the network’.181 Consequently, when applying the protecon duty contained in Arcle 6(2)
of the Habitats Direcve, it is only logical to take restoraon targets into consideraon. As a result, the focus
on a well-dened reference status – i.e. the date of the designaon of the Natura 2000 site – should not
blur the fact that the scope of a possible recovery duty under Arcle 6(2) of the Habitats Direcve can be
expanded in view of changed circumstances and interim losses.
4.4. Obligaon of result or of means: Arcle 6(2) of the Habitats Direcve as an enforceable protecon
and restoraon duty?
It is obvious that, if Arcle 6(2) of the Habitats Direcve is to be interpreted as a so-called obligaon of result,
this would pave the way for more progressively tailored restoraon-based approaches in the context of
degraded Natura 2000 sites. Under such circumstances, an environmental NGO only needs to demonstrate
that deterioraon or disturbance within the meaning of Arcle 6(2) of the Habitats Direcve has occurred
in the eld and then base its restoraon claims on these ndings. However, if Arcle 6(2) of the Habitats
Direcve is to be interpreted as a best eorts obligaon, a Member State can suce by stang that it has
acted with the required due care and diligence and that it has taken all the measures one could reasonably
expect from it.182 In this case, the burden of proof is shied to the applicant, who must prove not only
that the result has not been achieved (i.e. deterioraon or disturbance) but addionally that the Member
State has not acted diligently. In view of the wording and the mulple vague terms used in Arcle 6(2) of
the Habitats Direcve, such as the noon of ‘deterioraon’, it may be tempng to conclude that this non-
regression duty cannot be interpreted as an obligaon of result.
4.4.1. Obligaon of result: towards a recovery-based raonale?
In spite of the relavely vague concepts that are used in Arcle 6(2) of the Habitats Direcve, the legal
literature has consistently argued that this provision should be read as an obligaon of result.183 Following
earlier strict decisions with respect to the rst sentence of Arcle 4(4) of the Birds Direcve,184 the ECJ
issued one of its rst landmark rulings in the Commission v Ireland case, which concerned the problemac
overgrazing in some of the Irish SPAs. And while the ECJ acknowledged that Ireland had taken some measures
aimed at stabilizing and redressing the problem of overgrazing, Ireland was sll condemned for not taking
more measures to avoid the negave impact on the habitats of the red grouse in view of the evidence that
was presented.185 Interesngly enough, the ECJ indirectly pointed to the restoraon raonale underpinning
Arcle 6(2) of the Habitats Direcve, by holding that the competent Irish Government’s measures should not
merely focus on stabilizing the problem of overgrazing but should also aim at the recovery of the aected
habitats.186
In the Spanish brown bear case a similar approach is noceable given the focus on safeguarding the
re-establishment of the populaon of brown bears in Cantabria, which are currently not at a favourable
conservaon status.187 In its recent case law, the CJEU equally underscored that the precauonary principle
applies in the specic context of Arcle 6(2) of the Habitats Direcve. To be more precise, the mere existence
of a probability or a risk that economic acvity at a protected site might cause signicant disturbance for a
species may constute an infringement of Arcle 6(2) of the Habitats Direcve, ‘without a cause and eect
relaonship between that acvity and signicant disturbance to the species having to be proved’.188 These
case-law developments indirectly facilitate future recovery-based ligaon in the context of Arcle 6(2) of
181 European Commission, supra note 52, p. 27.
182 See more extensively on this topic in the context of Arcle 4 of the European Water Framework Direcve: J.J.H. van Kempen, ‘Countering
the Obscurity of Obligaons in European Environmental Law: An Analysis of Arcle 4 of the European Water Framework Direcve’,
(2012) 24 Journal of Environmental Law, pp. 499-533.
183 Cliquet et al., supra note 14, p. 276; Cliquet, supra note 25, pp. 537-538.
184 See, for instance: Commission v France, supra note 84, para. 35.
185 Commission v Ireland, supra note 83, para. 26-30.
186 Ibid., para. 31.
187 Ibid., para. 190.
188 Grüne Liga Sachsen, supra note 107, para. 42; Commission v Spain, supra note 65, para. 142.
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the Habitats Direcve. Accordingly, whenever the Member States have set their conservaon objecves,
more detailed standards to evaluate the acceptability of ongoing decline will be available which will allow
for more objecve enforcement of the standsll obligaon. Likewise, the fact that the CJEU explicitly allowed
the use of exempons, such as Arcle 6(4) of the Habitats Direcve, indirectly points to the fact that the
obligaon at issue is an obligaon of result.189
4.4.2. Safeguarding the recovery raonale: limited opons to declassify Natura 2000 sites?
The comprehensive nature of the implicit restoraon dues incumbent on the Member States by virtue of
Arcle 6(2) of the Habitats Direcve is further highlighted by the fact that the scope of this obligaon is, as
such, not limited to intenonal acts, but equally covers any chance events that may occur, such as oods
and wildre. In her Opinion in the Commission v UK case, Advocate General Koko refuted the argument of
the United Kingdom that only non-natural deterioraon is to be avoided, stang that measures to prevent
natural developments that may cause the conservaon status of species and habitats to deteriorate may be
deemed necessary in order to comply with Arcle 6(2) of the Habitats Direcve.190 In its nal ruling in this
case, however, the CJEU reasserted this raonale and indicated that Member States are therefore required
to tackle non-intenonal acts, and cannot limit their acons to intenonal human acvies.191 Whereas the
CJEU did not expressly express its view on the queson whether impacts such as climate change or sea-level
rise should be tackled through Arcle 6(2) of the Habitats Direcve, the European Commission sll went
on to clarify that the provision does not apply if a process cannot be inuenced by acve management.192
This again emphasizes the fact that Arcle 6(2) of the Habitats Direcve is principally to be regarded as
an obligaon of result. The recent jurisprudenal evoluons leave Member States relavely lile leeway,
since they conne opons to declassify already degraded Natura 2000 sites. Instead of trying to get rid of
the protected status of a degraded Natura 2000 site, Member States are expected to primarily focus on
stopping the ongoing decline and, subsequently, allow its long-term recovery. Evidently, one could argue
that such a rigid approach may be at odds with the proporonality principle as it requires Member States to
invest in ambious recovery measures in exchange for uncertain environmental gains. Ulmately, this could
lead to relavely ineecve restoraon programmes. It would considerably limit the Member States’ ability
to priorize restoraon acons in a cost-eecve manner. Indeed, few Member States will be found willing
to dedicate innite nancial resources to the conservaon and protecon of sites with limited prospects of
success, even when this is the result of their own failure to abide by the protecon rules during the previous
decades.193
As indicated above, however, Member States are oered several, albeit limited, juscaon or excuse
clauses in order to solve such a puzzle in the context of the Natura 2000 Network. For instance, a Member
State can sll try to jusfy deterioraon or signicant disturbance within the meaning of Arcle 6(2) of
the Habitats Direcve if it manages to successfully apply the derogaon clause contained in Arcle 6(4) of
the Habitats Direcve. Moreover, in its ruling in the Italian Cascina Tre Pini case, which was already partly
referred to above, the CJEU conrmed that a Member State is required to declassify a site on the list of
SCIs when it is denively no longer capable of contribung to the achievement of the objecves of the
Habitats Direcve and, accordingly, it is no longer warranted for the site to remain subject to the provisions
of that Direcve. Under such circumstances, the Member States are obliged to propose to the European
Commission that the site be declassied.194 However, the CJEU hastened to underline in this ruling that a
mere allegaon of environmental degradaon of a Natura 2000 site, made by the owner of land located
on that site, cannot suce to bring about such an adjustment to designated status of such as Natura 2000
site. It is essenal that the degradaon makes the site irretrievably unsuitable to ensure the conservaon
189 See by analogy: Van Kempen, supra note 182, p. 526.
190 Case C-6/04, Commission v United Kingdom, [2005] ECR I-9017, Opinion of AG Koko, para. 18-22.
191 Commission v United Kingdom, supra note 190, para. 34.
192 European Commission, supra note 53, p. 55.
193 Backes et al., supra note 134, pp. 25-30.
194 Cascina Tre Pini, supra note 175, para. 28.
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of natural habitats and of the wild fauna and ora or the seng up of the Natura 2000 Network, so that the
site can denively no longer contribute to the achievement of the objecves of the Habitats Direcve, as
set out in Arcles 2 and 3. Therefore, not every single case of degradaon of a Natura 2000 sites juses
its declassicaon.195 Accordingly, Member States are principally obliged to prevent or, as the case may
be, remedy further incremental degradaon instead of simply abandoning an exisng Natura 2000 site in
exchange for the designaon of other areas with similar characteriscs.
Some might accuse the CJEU of rigidity, since the EU judges severely limit the discreon Member States
enjoy in the context of the conservaon and protecon of Natura 2000 sites, especially when located in
areas where important economic interests are at play. As a result of the fact that Member States were not
allowed to let economic criteria prevail in the context of their naonal designaon eorts, some Natura
2000 sites are located in the close vicinity of industrial acvies or port areas, which can put a heavy burden
on the connuaon of economic acvies that frequently clash with preservaon of at least some natural
habitats. Even so, a more relaxed stance may lead Member States to believe that no shi towards more
ambious and short-term recovery policies is needed in order to stave o further degradaon. It is also
important here to point out that Member States are required to take the restoraon possibilies of a site
into consideraon when selecng the ecologically most valuable sites for a parcular habitat or species.196
When evaluang the restoraon possibilies of a site, the Member States need to take into account the
scienc feasibility of the possible restoraon acons.197 In other words, by designang a site as a Natura
2000 site, a Member State already implicitly suggested that the conservaon and restoraon thereof is
feasible and primordial in view of the achievement of its conservaon objecves at naonal level. Only
new, superseding circumstances linked to natural developments which could not have reasonably avoided
by applying conservaon measures seem acceptable to declassify a Natura 2000 site instead of priorizing
its restoraon.
4.5. Beyond maintaining the status quo: proacve restoraon measures through Arcle 6(2) of the
Habitats Direcve?
Now that it has been clearly established that Arcle 6(2) of the Habitats Direcve does not merely focus
on maintaining the status quo and, as the case may be, may require the competent authories to issue
prohibions on acvies which might lead to further deterioraon of natural habitats or the disturbance
of protected species, the queson is whether Member States could also be forced to implement acve
restoraon measures in order to comply with their obligaons under Arcle 6(2) of the Habitats Direcve,
such as habitat restoraon measures. This queson is relevant because when faced with severe degradaon,
such proacve measures, aimed at the restoraon of severely impacted habitats, are key in avoiding further
deterioraon. Along the same lines, acons aimed at creang new breeding grounds could be crucial for the
recovery of species that are threatened by exncon through fragmentaon.
4.5.1. From benign neglect to acve recovery?
The majority of the above-menoned rulings of the ECJ/CJEU regarding Arcle 6(2) of the Habitats Direcve
related to the failure of Member States to adopt more stringent measures aimed at reducing the negave
eects of ongoing acvies that could lead to further degradaon at Natura 2000 sites. It is therefore not
surprising to see the European Commission focus almost exclusively on the prohibive nature of Arcle 6(2)
of the Habitats Direcve while conning the duty to implement more robust restoraon measures to
Arcle 6(1) of the Habitats Direcve, which more explicitly aims at the implementaon of acve conservaon
measures.198 This point of view seems to be underpinned by the CJEU’s ruling in the Orleans case, where
195 Ibid., para. 30-31.
196 Annex III, A, c and Annex III, B, b to the Habitats Direcve.
197 European Commission, Commission Implemenng Decision of 11 July 2011 2011/484/EU concerning a site informaon format for Natura
2000 sites, OJ L 198, 30.7.2011, p. 39.
198 European Commission, supra note 52, pp. 23-25.
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it clearly makes a disncon between ‘conservaon measures’, as meant by Arcle 6(1) of the Habitats
Direcve and ‘protecve measures’, as intended by Arcle 6(2) of the Habitats Direcve.199
Admiedly, in some of its rulings the CJEU has already indirectly opened the doors for a more proacve
approach towards Arcle 6(2) of the Habitats Direcve. Both in the ECJ’s 2002 ruling in the Commission v
Ireland case200 and in its decision in the Spanish brown bear case,201 the EU judges assessed this issue and
referred to the potenal for recovery of the natural habitats or species concerned. This case law clearly
points towards a more proacve interpretaon of the non-regression clause, especially when Natura 2000
sites are suering from connuing degradaon. And although the restoraon focus of Arcle 6(2) of the
Habitats Direcve might not go as far as the robust measures required under Arcle 6(1) of the Habitats
Direcve, because the focus is more on avoiding or remedying ongoing and interim losses, it sll paves the
way for more robust restoraon claims in the context of Arcle 6(2) of the Habitats Direcve.
4.5.2. Acve restoraon measures?
In spite of the clear hints towards the inclusion of a more restoraon-oriented approach to the non-
regression obligaon, the rulings in which the CJEU decisively held that proacve conservaon measures
are required under Arcle 6(2) of the Habitats Direcve remain relavely scarce. However, stang that
there is no room for acve restoraon measures under Arcle 6(2) of the Habitats Direcve is a foregone
conclusion. Back in 2002, Advocate General Léger already concluded in his Opinion in the above-menoned
Commission v Ireland case that Arcle 6(2) of the Habitats Direcve had been violated because no measures
likely to remedy the damage caused by the overgrazing had been implemented.202 Building on these ndings,
Advocate General Koko stated in her Opinion in the 2005 Commission v UK case that Arcle 6(2) of the
Habitats Direcve ‘in fact points to an obligaon to implement certain conservaon measures’. This led the
Advocate General to conclude that ‘it can be established only from the parcular deterioraon whether
certain conduct must be prohibited or conservaon measures adopted in order to avoid deterioraon’.203
Interesngly, the Advocate General referred to the example of scrub growth, which might cause the further
degradaon of open-land natural habitats. If not prevented by acve human intervenon, these habitats will
therefore degrade further. In other words, human intervenons in nature management are oen needed in
order to stave o further degradaon, at least in the short term. Moreover, since the concept ‘conservaon’,
as dened by Arcle 1(a) of the Habitats Direcve, encompasses ‘a series of measures required to maintain
or restore the natural habitats and the populaons of species of wild fauna and ora at a favourable status’,
also restoraon acons come into the picture.
While the ECJ did not explicitly elaborate on the duty to establish proacve habitat restoraon measures
in the above-treated rulings, it did not explicitly reject the raonale used by both Advocate Generals either.
The fact that the CJEU opened the door for the applicaon of Arcle 6(4) of the Habitats Direcve – which
also contains the obligaon to implement compensaon measures in order to maintain the coherence
of the Natura 2000 Network – its more recent case law indirectly highlights the room available for the
implementaon of ecological restoraon measures in the context of Arcle 6(2) of the Habitats Direcve.
Indeed, given the fact that both Arcle 6(2) and 6(3) of the Habitats Direcve aim to ensure the same level
of protecon, it would be illogical to exclude the use of acve restoraon acons that go beyond mere
passive protecon measures in the context of the former provision.
Moreover, it can be indirectly inferred from the 2016 ruling in the Orleans case that acve restoraon
measures that do not lead to further deterioraon of a site denitely qualify as appropriate measures in the
context of Arcle 6(2) of the Habitats Direcve. Yet, since this was not the case for the habitat restoraon
measures that had been integrated into the spaal development plan for the Antwerp Port Expansion – for
they were basically meant to oset future damage – the CJEU repudiated their implementaon as Arcle 6(2)
199 Orleans, supra note 112, para. 32.
200 Commission v Ireland, supra note 83, para. 31.
201 Commission v Spain, supra note 65, para. 190.
202 Commission v Ireland, supra note 83, Opinion of AG Léger, para. 77.
203 Commission v UK, supra note 73, Opinion of AG Koko, para. 19.
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measures.204 A contrario, however, genuine restoraon measures aimed at halng ongoing deterioraon by
restoring degraded habitats or recreang new wetlands might sll qualify as genuine protecve measures
under Arcle 6(2) of the Habitats Direcve. This is especially the case if such acons are needed in order to
remedy a failure on the part of the Member State to enforce Arcle 6(2) of the Habitats Direcve since the
me of designaon of the site.
In this respect, the CJEU’s above-menoned decision in the Italian Cascina Tre Pini case needs to
be brought back to aenon, as it explicitly reasserted the duty that rested on a Member State to take
measures to safeguard its Natura 2000 sites from further deterioraon. And while the CJEU did not explicitly
refer to recovery measures, as did Advocate General Koko in her Opinion,205 the implicit raonale of this
ruling indirectly underscored the need for restoraon measures in the context of Arcle 6(2) of the Habitats
Direcve, albeit more as correcve acons in order to amend earlier shortcomings.206 Some years earlier,
the European Commission also appeared to present a similar raonale when quesoned about its acons
directed against the Netherlands with regard to the deteriorated conservaon status of the Western Scheldt
Natura 2000 site as a result of navigaon and ood protecon projects. In view of the uncertainty at the me
as to the concrete implementaon of the ooding of the Hedwige polder, which was deemed necessary to
avoid further deterioraon in light of recent and past dredging works, it held that ‘the Netherlands is obliged
to take appropriate measures to restore the Western Scheldt estuary to favourable conservaon status and
to avoid further deterioraon’.207 Admiedly, the Commission did refer to both Arcle 6(1) and 6(2) of the
Habitats Direcve in this respect, which adds to the exisng confusion. Either way, recovery measures can
be deemed encompassed under Arcle 6(2) of the Habitats Direcve both as a remedial measure to remedy
a past implementaon decit as well as means to halt an ongoing deterioraon.
Interesngly, the Netherlands provide yet another interesng example as to the use of restoraon
measures in the context of Arcle 6(2) of the Habitats Direcve. When implemenng the Programmac
Approach to Nitrogen, the Dutch Government presented the use of habitat restoraon and recovery
measures in the context of Arcle 6(2) of the Habitats Direcve. By means of the envisaged restoraon
strategies, the Dutch Government aims to halt the connuing deterioraon of natural habitats due to the
adverse atmospheric nitrogen impacts. Such measures include measures against acidicaon by adding
basic substances and/or restoraon of the water cycle, the removal of nitrogen by excavaon, dredging,
moving, burning or lier removal and intervenons in the vegetal succession by coppice management, for
instance.208
5. Conclusions and outlook
On paper, the EU’s ecosystem restoraon targets appear impressive and ambious. Even so, the lack of
clear-cut denions of key concepts, such as degradaon, the applicable baseline scenario and restoraon,
and the lack of a comprehensive legislave framework aimed at implemenng this shi towards recovery,
has given rise to mounng cricism, with some authors holding that the short-term achievement of these
targets is impraccal since it would require comprehensive restoraon programmes to be implemented over
large tracts of lands.209 The crics might be right. The 2015 mid-term review of the EU Biodiversity Strategy
to 2020 indicated that the restoraon targets are sll far from being achieved.210 The majority of habitats
and species that already had an unfavourable conservaon status are maintaining this status, and some
have been deteriorang even further. In addion, across the wider landscape, the ongoing deterioraon
of valuable nature has not been halted since 2010. It is therefore fair to say that the ongoing degradaon
204 Orleans, supra note 112, para. 39; Sweetman, supra note 69, para. 38.
205 Opinion AG Koko, supra note 174, para. 50.
206 See also: Cliquet, supra note 25, pp. 541-542.
207 European Commission, Answer given by Mr. Potocnik on behalf of the European Commission to parliamentary quesons E-006402/11,
E-006507/11, P-006822/11, 15 September 2011.
208 Schoukens, supra note 54, pp. 30-34.
209 Koaho, supra note 29.
210 European Commission, Report from the Commission to the European Parliament and the Council. The Mid-Term Review of the EU
Biodiversity Strategy to 2020, COM(2015) 478 nal.
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renders the achievement of the ambious restoraon targets an even less realisc policy target. The
simple fact that all Member States failed to honour their pledge to propose a sound naonal restoraon
priorizaon framework and the many examples of unsound management of Natura 2000 sites over the
past decades211 indicate that no short-term improvement is to be expected in this respect.212
As showcased by the analysis above, the non-regression clause contained in Arcle 6(2) of the Habitats
Direcve may serve as a legally enforceable instrument to oblige Member States to make the shi towards
more progressive recovery policies, at least for their Natura 2000 sites that are currently in a degraded
status. The case law analysis referred to above has indicated a threefold relevance of Arcle 6(2) of the
Habitats Direcve in light of the EU’s restoraon targets.
First, there is the wide material scope of Arcle 6(2) of the Habitats Direcve, which makes it a very
promising legal tool to avoid any further degradaon, regardless of the origin thereof, at least in the context
of Natura 2000 sites. Most importantly, it also covers cases of diuse damage and polluon, which oen
fall outside the realm of other EU environmental direcves such as the EIA Direcve and the Environmental
Liability Direcve. In an ideal world, Arcle 6(2) of the Habitats Direcve is thus used by Member States to
create a more favourable deparng point, from which the achievement of the more ambious recovery
acons required by Arcle 6(1) of the Habitats Direcve becomes possible. Past, interim and current
losses are to be tackled through Arcle 6(2) of the Habitats Direcve as long as they give rise to ongoing
degradaon of Natura 2000 sites.
Second, as demonstrated, the relevance of Arcle 6(2) goes beyond the introducon of mere passive
restoraon acons and prescripons. Substanvely speaking, the provision also requires Member States to
assess possible impairments vis-à-vis the applicable conservaon and/or restoraon targets, which points
to a relavely low applicable de minimis threshold given the imperave improvement which is prevalent.
Yet, even more interesngly, the use of the designaon date of a Natura 2000 site as a well-established
reference scenario might render the posive outcome of restoraon ligaon against Member States, both
before EU and naonal courts, ever more likely and urges Member State to tackle addional interim losses
linked to past non-compliance by implemenng acve recovery measures. As a result, the CJEU modestly
opens the door for restoraon claims which are based on the poor enforcement of the protecon and
conservaon dues in previous decades.
Since the poor implementaon of the conservaon dues in Natura 2000 sites has been singled out as
one of the major focal points in the REFIT Fitness Check, Arcle 6(2) of the Habitats Direcve is expected to
play a crucial role in safeguarding the remediaon of these implementaon decits and, as a result thereof,
in achieving the ambious restoraon targets.
Third, the available case law indicates that acve restoraon measures can be required in order to
comply with Arcle 6(2) of the Habitats Direcve, especially in instances where such acons are deemed
necessary to halt the ongoing degradaon. Whereas such acons are not specically aimed at achieving the
applicable conservaon acons, they sll have to remedy the biodiversity losses caused by non-compliance
with the conservaon dues since the designaon of the Natura 2000 sites.
Conclusively, it is rather ironic to note that a standsll clause that was originally intended to halt ongoing
losses might ulmately constute one the most important legal instrument to urge Member States to pursue
more ambious restoraon and recovery policies. Obviously, progressive case law developments before the
CJEU as regards the applicaon of Arcle 6(2) of the Habitats Direcve, even when endorsed by naonal
courts, will be but one step towards the achievement of the EU restoraon targets. Given the fact that only
a limited selecon of cases ever reaches the EU courts in Luxembourg, it would certainly be naïve to think
that the case law developments at EU level alone are powerful enough to speed up the restoraon of the
EU ecosystems in their enrety. Some may even dismiss the rigor reected in recent case law as an obstacle
to smart governance and more cost-eecve priorizaon of restoraon acons, which is evidently crucial
in view of the exisng budgetary constraints. Indeed, a mere legalist approach to ecological restoraon fails
211 S. Leemans, ‘Prevenng paper parks: How to make the EU Nature Laws work’, WWF UK (2017), <hp://www.wwf.eu/?291910/Prevenng-
Paper-Parks-How-to-make-the-EU-nature-laws-work> (accessed 10 February 2017).
212 J. Corna-Segarra et al., ‘Biodiversity: Speed restoraon of EU ecosystems’, (2016) 535 Nature, hp://doi.org/doi:10.1038/535231d, p. 231.
154
Hendrik Schoukens
Utrecht Law Review | Volume 13 | Issue 1, 2017
to grasp the more comprehensive nature of the restoraon challenges that lie before us, which are best
addressed through a parcipatory and deliberave approach including all relevant stakeholders. However,
these more deliberave approaches are to be framed within a progressive restoraon logic, as is evident from
the CJEU’s case law. Moreover, the case law of the CJEU cannot be interpreted as overly rigid given the leeway
it leaves to the Member States in implemenng concrete measures to address the current degradaon. The
raonale used by the EU judges may therefore inspire both environmentalists and competent authories to
step up the implementaon of the EU’s important ecological restoraon commitments, at least in the context
of Natura 2000. It serves as a clear warning that, rather than losing oneself in eternal standos before courts,
private landowners, environmentalists and public authories should focus on forging innovave alliances
aimed at the recovery of our most treasured natural sites in the EU.
... Even so, the case clearly resonated in wider Flemish society, even before the fi nal decision had been taken on the second expansion. 138 Against the backdrop of the ensuing public debate and the recent case law developments before the CJEU regarding Article 6(2) of the Habitats Directive, which is to be regarded as a generally applicable and enforceable non-regression clause, 139 one might at least have expected the Flemish region to act in a more reluctant manner and explicitly reassess the previous non-compliance elements. However, instead of reinforcing the earlier compensation commitments -which had a binding nature -the Flemish government showed remarkable leniency towards the project developer. ...
Chapter
This book analyzes the regulation of environmental loss and damage. It does so from a comparative and interdisciplinary perspective, examining both public and private law aspects. It delves into conceptual and specific legal issues concerning liability, compensation and restoration of damage in different sectors and jurisdictions, as well as taking into account the contributions of economic analysis in this field of regulation. Specific attention has been devoted to the role that liability and insurance may play in terms of mitigation and adaptation to climate change, as well as the prevention of damage from natural hazards. The scope of analysis encompasses national as well as supranational and international regimes. In particular, there are two interrelated and very promising developments in the evolving understandings in this field that merit special focus: possible legal transplants and cross-fertilization between legal systems
... In any case, the limit must be tailored to take into account the conservation status of the species population, and the potential harm that would be caused. Given the Habitats Directive's aim of achieving and maintaining favorable conservation status and obligation to restore species that have not yet achieved this status (Schoukens, 2017), "limited" should mean at minimum that derogation should not worsen a species' conservation status. This is also a prerequisite for any derogation, and should apply even more strictly with regard to the additional requirements of this derogation ground. ...
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Report to the European Commission, ARCADIS, in cooperation with ECNC and Eftec (2013), <http://ec.europa
  • Journal For European
  • Law
Journal for European and Environmental Planning Law, no. 1, p. 83. Report to the European Commission, ARCADIS, in cooperation with ECNC and Eftec (2013), <http://ec.europa.eu/environment/nature/ biodiversity/comm2006/pdf/2020/RPF.pdf> (accessed 10 February 2017), p. 16. 35 Ibid., p. 18. 36 Ibid., p. 21. 37 Ibid., p. 19. 38 See for instance: European Commission, Note to the Nature Directors, Env B02 PM/oe ARES(2014), 23 April 2014.
Stadt Papenburg, supra note 47, para. 47. See more extensively: Schoukens, supra note 25
  • See
See: Stadt Papenburg, supra note 47, para. 47. See more extensively: Schoukens, supra note 25, pp. 21-26.
67 See: European Commission, Commission Staff Working Document – Fitness Check of the EU Nature Legislation (Birds and Habitats Directive
  • Waddenzee
Waddenzee, supra note 57, para. 36. 67 See: European Commission, Commission Staff Working Document – Fitness Check of the EU Nature Legislation (Birds and Habitats Directive), SWD(2016) 4725 final, available at: <http://ec.europa.eu/environment/nature/legislation/fitness_check/index_en.htm> (accessed 10 February 2017).
supra note 8, p. 23. 69 See also: Case C-258
  • See
  • Kotiaho
68 See for instance: Kotiaho et al., supra note 8, p. 23. 69 See also: Case C-258/11, Sweetman, ECLI:EU:C:2013:220, Opinion of AG Sharpston, para. 67.
supra note 57, para. 23-25. 72 Commission v Spain, supra note 65, para
  • Waddenzee
Waddenzee, supra note 57, para. 23-25. 72 Commission v Spain, supra note 65, para. 122-123.
International nature conservation law and the adaptation of biodiversity to climate change: A mismatch See more critical: L. Squitani, 'The development of ecological corridors: Member States' obligations under the Habitats and Birds Directive
162 See along similar lines: A. Trouwborst, 'International nature conservation law and the adaptation of biodiversity to climate change: A mismatch?', (2009) Journal of Environmental law, pp. 439-440. See more critical: L. Squitani, 'The development of ecological corridors: Member States' obligations under the Habitats and Birds Directive', Journal of European Environmental & Planning Law, pp. 195-200.