The study of smiling has been traditionally approached from two contrasting models: a model that focuses on smiling as an emotion-expressing behavior (Ekman, Davidson, & Friesen, 1990; Ekman, Rolls, Perrett, & Ellis, 1992), and a model that focuses on the communicative function of smiling in social interaction (Fridlung, 1994, but see also Messinger & Fogel, 2007). After presenting an overview of the current debate on smiling as an expressive or communicative behavior, this paper will argue that, from a linguistic perspective and regardless of its originating purposes, smiling may be used by speakers to negotiate the humorous nature of a text. This claim will be supported by results of an experimental multimodal research of smiling in humorous discourse (Attardo, Pickering, Lomotey, & Menjo, 2013; Gironzetti, Pickering, & Attardo, forthcoming; Gironzetti, Pickering, Huang, Zhang, Menjo, & Attardo, forthcoming). Data show that speakers jointly negotiate the humorous nature of a segment of conversation by means of smiling and thus contribute to the ongoing discussion on humor performance and humor marking in conversation.
References
Attardo, S; Pickering, L; Lomotey, F; Menjo, S. (2013). Multimodality in Conversational Humor. Review of Cognitive Linguistics, 11(2), 400–414.
Ekman, P., Davidson, R. J., & Friesen, W. V. (1990). The Duchenne smile: Emotional expression and brain physiology: II. Journal of Personality and Social Psychology, 58(2), 342–353. http://doi.org/10.1037/0022-3514.58.2.342
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Ekman, P., Rolls, E. T., Perrett, D. I., & Ellis, H. D. (1992). Facial Expressions of Emotion: An Old Controversy and New Findings [and Discussion]. Philosophical Transactions of the Royal Society of London B: Biological Sciences, 335(1273), 63–69. http://doi.org/10.1098/rstb.1992.0008
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Gironzetti, E., Attardo, S., & Pickering, L. (forthcoming). Smiling, Gaze, and Humor in Conversation: A Pilot Study. In Ruiz-Gurillo, L. (ed.) Metapragmatics of humor: Current Research Trends. Amsterdam: John Benjamins.
Gironzetti, E., Pickering, L., Huang, M., Zhang, Y., Menjo, S., & Attardo, S. (forthcoming). Smiling Synchronicity and Gaze Patterns in Dyadic Humorous Conversations. HUMOR - International Journal of Humor Research.
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Messinger, D. & Fogel, A. (2007). The interactive development of social smiling. In Robert Kail (ed.), Advances in Child Development and Behavior, 35, 327-366. Oxford: Elsevier.