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Correlation analysis of solar constant, solar activity
and cosmic ray
To cite this article: Y S Utomo 2017 J. Phys.: Conf. Ser. 817 012045
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Correlation analysis of solar constant, solar activity and
cosmic ray
Y S Utomo
Research Center for Electrical Power and Mechatronics, Indonesian Institute of Sciences, Jl.
Sangkuriang, Kompleks LIPI, Bandung 40135, West Java, Indonesia
E-mail: yustomo@gmail.com
Abstract. Actually, solar constant is not constant but fluctuated by ±1.5% of their average
value. Solar constant indicates that the value is not constant but varies with time. Such
variation is correlated with solar activity and cosmic ray. Correlation analysis shows a strong
correlation between solar activity and cosmic ray and between solar activity and solar constant.
Solar activity indicates by sunspot number. Correlations between solar constant variations and
sunspot number variations were found to be higher than ones between variations in cosmic ray
and solar constant. It was also found a positive correlation between solar constant and sunspot
number, with correlation coefficient about 0.77/month and 0.95/year. In other hand, negative
correlation between solar constant and cosmic ray flux i.e. 0.50/month and 0.62/year were
found for monthly and yearly data respectively. A similar result was also found for the
relationship between solar activity and cosmic ray flux with a negative correlation, i.e.
0.61/month and 0.69/year. When solar activities decrease, the clouds cover rate increase due
to secondary ions produced by cosmic rays. The increase in the cloud cover rate causes the
decrease in solar constant value and solar radiation on the earth’s surface. Solar constant plays
an important role in the planning and technical analysis of equipment utilizing solar energy.
1. Introduction
The sun is the main energy source for the earth and its environment. Through the emitted energy, the
sun acted as a climate controller is very important to the air movement (atmospheric circulation) and
ocean currents (ocean circulation) as well as to bio-instruments that processes photosynthesis in the
biosphere. Therefore, the climate also depends on variations in the flux of solar energy received by the
earth's surface. Variation in the solar energy flux is caused by variations in solar activity cycle. Thus
the climate is a manifestation of how solar radiation is absorbed, redistributed by the atmosphere, land
and oceans, and ultimately radiated back into space. Every variation of solar energy received at the
earth's surface and reradiated by the earth into space will have a direct impact on climate change on
Earth.
When reaching the upper limit of the atmosphere, the solar radiation is not actually attenuated but
when it passes through the layers of the Earth's atmosphere solar radiation it will be scattered and
absorbed by molecules and particles of dust clouds. Thus, only a small fraction of the solar radiation
reaches the earth. Radiation flux before attenuation by the atmosphere at an average distance of the
Sun - Earth (1.5 108 km) is called the solar constant which is defined as the total amount of solar
radiation of all wavelengths, which falls on a unit area of the surface normal to the Sun - Earth line on
a clear sky condition [1].
1
2nd International Symposium on Frontier of Applied Physics (ISFAP 2016) IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 817(2017) 012045 doi:10.1088/1742-6596/817/1/012045
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Solar activity was also influenced by variations in solar irradiance received at the earth's surface.
Simulation of solar irradiance variability over 113 years (1880-1993) showed a variation of 0.5 %.
While satellite observation during one cycle showed a variation of 0.1 % between the minimum and
maximum activity [2, 3]. Determination of the solar constant and its variations over time is needed in
climate research [4]. Solar constant plays an important role in the planning and technical analysis of
equipment utilizing solar energy [5].
The results of this study are expected to use as an input and consideration in the planning and
technical analysis of renewable energy, in particular the utilization of solar energy will be intensified
and expanded in line with increasing energy needs. The utilization of solar energy is one step in the
development of energy diversification. However its field operations should be supported with
adequate information about the potential and availability of solar energy at a given location. By
knowing the potential and availability of solar energy, then the site selection mistakes can be avoided.
2. Basic Theory
2.1. Solar Constant
Solar constant is defined as the total amount of solar radiation of all wavelengths, which falls on a unit
area of the surface normal to the sun - earth line on a clear sky condition [1]. Until now, the absolute
value of the solar constant uncertainty is both theoretically and observationally high enough.
Determination of the solar constant has experienced a long history, has began by Smithsonian Institute
in the early 20th century [6]. Solar constant measurement data obtained at that time were large, but the
results did not provide a convincing value of solar constant [7].
The average value of solar constant ranges from 1364.61 to 1371.67 Wm-2. Nimbus-7/ERB
measurement is differed by 4.31 to 6.86 Wm-2 compared to the three other measurement results. It is
caused by the problem of directing the telescope, correction calculation the average distance of the
earth-sun and the sensitivity of instruments. Sensor Nimbus-7/ERB has an accuracy of 0.5 Wm-2 [8].
2.2. Solar Activity
Fluctuation of turbulence in the surface of the sun is related to the term of what we called as a solar
activity. The combination of radiation activity and magnetic activity plays a major role in the cycle of
solar activity. One indicator of solar activity is the appearance of black spots on the sun's surface
called sunspots. The numbers of sunspots indicate the activity level of the sun. Variations in solar
activity can affect the geomagnetic properties of ionosphere and stratosphere layer. Rapid changes in
the region of UV radiation and X-rays due to solar activity can affect the ionosphere and the
atmosphere through a system of coupling the magnetosphere-ionosphere-atmosphere [9, 10].
Solar activity was also influenced by variations in solar irradiance received at the Earth's surface.
Simulation of solar irradiance variability over 113 years (1880-1993) showed a variation of 0.5%,
while satellite observation during one cycle showed a variation of 0.1% between the minimum and
maximum activity [2, 3]. Determination of the solar constant and its variations over time is needed in
climate research [4]. Solar constant plays an important role in the planning and technical analysis of
equipment utilizing solar energy [5].
2.3. Cosmic Ray Flux
Cosmic rays are energetic particles originating from space and spread until it reaches the Earth's
atmosphere equal in all directions. The composition of cosmic rays consists of protons (90%), a
helium nucleus (9%) and electrons (1%). Cosmic rays or the full name of Galactic Cosmic Rays
(GCR) has a high energy level in the range of 300 MeV to 10 GeV. The main cause modulation of the
cosmic rays is not the activity level of the sun, but the variation in the magnitude of the solar wind.
The amount of solar wind is not constant, but varies with changes in solar activity during the 11
annual cycles [11].
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2nd International Symposium on Frontier of Applied Physics (ISFAP 2016) IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 817(2017) 012045 doi:10.1088/1742-6596/817/1/012045
Cosmic ray particles that had such high energy enter the Earth's atmosphere at speeds approaching
3 108 m.s-1. With this speed and high energy, the cosmic ray particles are possible to collide with
molecules of atmospheric when cosmic rays entering Earth's atmosphere. This collision is able to
break the composition of the molecules in the atmosphere and induced the formation of secondary ions
which serve as condensation nuclei to increase the formation rate of high clouds (at an altitude of 12-
15 km). Because cosmic rays have an impact on the formation rate of cloud which further affects the
amount of solar radiation to reach the Earth's surface, the contribution of cosmic rays on the Earth's
climate cannot be ignored [11].
2.4. Correlation between Solar Constant, Solar Activity and Cosmic Ray Flux
Solar Constant is actually not constant but fluctuated by ±1.5% of their average value [1]. Direct
observation via satellite indicates the same that the solar constant value is not constant but varies with
time. The variation of solar constant that occurs as a result of changes in the form of solar activity such
as sunspots dark or faculae bright in the Sun's surface [4, 10].
Solar activities have close correlation with the solar constant whose inconstant values. Therefore,
in addition the sunspots, faculae are also an important source of solar constant variations [10]. The
amount of solar energy emitted from the entire surface of the Sun is not the same, but varies with time.
Hoyt and Kyle studies (1990) indicated that the solar constant will decrease with an increase in the
sunspot area and will increase with the presence of the excellent faculae area on the solar disc. Based
on Lean’s research (1991) solar constant value at the time of minimum solar activity in 1986 is about
1367±3 Wm-2, and showed a variation of 0.1% [2, 8].
3. Methodology
To determine whether there is a relationship between solar constant and solar activity, in this study the
effect of solar activity (with indicators of the sunspot numbers) on the solar constant were analyzed
using data with a 39-year period (1978-2016). Daily data for global solar constant were obtained from
ftp://ftp.ngdc.noaa.gov/STP/solar_data/solar_irradiance/composite_42_65_1611.dat. Daily data of
solar constant were processed into monthly average data, and then compared to monthly average data
of sunspot numbers, which were obtained from
ftp://ftp.ngdc.noaa.gov/STP/solar_data/sunspot_numbers/ridaily.plt with a 39-year period (1978-
2016). These data were used in the analysis of solar activity’s influence on the solar constant variation.
Monthly Cosmic rays data (Galactic Cosmic Rays - GCR data) were obtained from
ftp://ftp.ngdc.noaa.gov/STP/solar_data/cosmic_rays/huancayo.dat with a 39-year period (1978-2016).
Furthermore, correlation analysis using a linear regression to determine the degree of influence of
solar activity on the solar constant was employed and the effect of cosmic rays on the solar constant
variation and its relation to solar activity was studied. In correlation analysis, it can be estimated a
sample correlation coefficient which is denoted by r, ranges between 1 and 1. This coefficient
quantifies the direction and strength of the linear association between the two variables. The
correlation between two variables can be positive or negative. The sign of the correlation coefficient
indicates the direction of the association. The magnitude of the correlation coefficient indicates the
strength of the association.
4. Analysis and discussion
4.1. Correlation analysis
As already known, that the value of the solar constant is not constant, but varies with time despite
minor amendments. The change might be related to solar activity and cosmic rays. Therefore, all three
parameters i.e. solar constant, solar activity (which is indicated by the number of sunspots) and cosmic
rays) have a relationship or correlation between one parameter with another. Correlation analysis was
done by calculating the correlation coefficient and the results are summarized in Table 1.
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2nd International Symposium on Frontier of Applied Physics (ISFAP 2016) IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 817(2017) 012045 doi:10.1088/1742-6596/817/1/012045
Table 1 shows the correlation coefficient both per month and year between solar constant, sunspot
number and cosmic rays. The values are all above 0.50 which can be categorized as high value. The
high correlation coefficient indicates that cosmic rays and sunspot numbers have strong relationships
with the solar constant. There are two types of correlation between the solar constant with both
parameters, namely the positive and negative correlations. The correlation coefficient between the
solar constant and sunspot numbers are very high with positive number, i.e. 0.77/month and
0.95/year. The correlation coefficient between the solar constant and cosmic rays is high with
negative number, i.e. 0.50/month and 0.62/year, while the correlation coefficient between sunspots
number and cosmic rays were 0.61/month and 0.69/year. Therefore, if the value of cosmic rays
increases then solar activity decreases, indicated by the reduction in sunspot numbers and the solar
constant value.
Table 1. Correlation between solar constant, sunspot number and cosmic rays.
Parameter Relation
Correlation coefficient - r
per month
per year
Solar Constant – Sunspot Number
0.77
0.95
Solar Constant – Cosmic Rays
0.50
0.62
Sunspot Number – Cosmic Rays
0.61
0.69
The influence of solar activity on the solar constant variation has been proposed by previous
researcher [2, 3]. A previous researcher simulated the variability of solar irradiance over 113 years
(1880-1993) and found the variation of solar constant at 0.5% [2], while another researcher found a
variation of 0.1% based on satellite observations during a solar cycle, i.e. the 21th cycle (1976 to 1986)
[3]. Determination of the absolute value of the solar constant and its variations over time is needed in
climate research. Solar constant plays an important role in the planning and technical analysis of
equipment utilizing solar energy. Another researcher reported a correlation between temperature and
global cloud coverage with the cosmic rays [12]. The influence of cosmic rays on cloud coverage,
could also affect the solar constant [4, 5].
4.2. Influence of solar activity on the solar constant
For purposes of analysis influence of solar activity on the solar constant, the daily data of solar
constant and solar activity in the period of November 1978 to November 2016 were used. Solar
activity is indicated by the number of sunspots.
Figure 1 shows the pattern of the yearly average value of solar constant is similar with the pattern
of the yearly average number of sunspots. The figure also shows the 21th solar cycle (1976-1986) and
the 22th cycle (1987-1997). In the 21th solar cycle, the yearly average value of the solar constant
reached its maximum value of 1366.56 Wm-2 in 1979. This coincided with the peak period of 21thsolar
activity cycle which reached the maximum yearly average sunspot number of 155.3. Start from 1980,
the value of the solar constant was gradually reduced following the reduction in solar activity. Solar
constant value reached minimum when the sun was quiet in 1985-1986 with the average value of
1365.54 Wm-2. The lowest value occurred in 1986, i.e. 1365.54 Wm-2 in conjunction with solar
activity reached a minimum value. At the beginning of 22th solar cycle (19871997), a constant value
increases exponentially with the increment of solar activity. The sun reaches its maximum solar
constant value in 1989 with the amount of 1365.39 Wm-2 in conjunction with solar activity reached its
maximum with yearly average sunspot number of 157.8. Solar constant value remained high during
the years of 1989-1992 with small variations from year to year ranged from 0.04 to 0.32 Wm-2. When
the 23th solar cycle began in 1998, the value of the solar constant grew significantly following the
increase in solar activity which was peaked in 2000. The yearly solar constant values were ranging
from 1365.43 to 1366.60 Wm-2 or varied by 0.09% against the average value of 1366.01 Wm-2 [10,
1315].
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2nd International Symposium on Frontier of Applied Physics (ISFAP 2016) IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 817(2017) 012045 doi:10.1088/1742-6596/817/1/012045
Figure 1. Yearly average of solar constant and sunspot number.
4.3. Influence analysis of cosmic ray on the solar constant
For the influence analysis of cosmic rays on the solar constant, the daily average cosmic ray data of
Huancayo, Peru (12o S, 75o W) and solar constant data in the period of November 1978 to November
2016 were used. Huancayo was chosen with consideration that it has the lowest latitude among several
other locations on Earth. Figure 2 shows the effect of cosmic rays on the solar constant.
Figure 2 shows yearly averages of solar constant and cosmic rays which has the same pattern but in
the opposite direction. Yearly average of solar constant variation cycle was seemed to follow the cycle
of the yearly average variation of cosmic rays in the opposite direction. When cosmic rays increased,
the solar constant actually declined. As mentioned before, cosmic ray particles that have high energy
(10 GeV) enters the Earth's atmosphere at speed approaching to 3 108 ms-1. With its high speed and
high energy, it is possible to collide with molecules of atmospheric and to break the composition of the
molecules in the atmosphere forming the secondary ions which acts as condensation nuclei. The
increase in the formation rate of cloud would affect the decrease in the intensity of solar radiation
reaching the Earth's surface. The relationship between cosmic rays and solar constant is a "opposite"
relationship because of the negative correlation type (r < 0). The phenomenon of "opposite" is in a
good agreement with the result by Svensmark (1997) who found a correlation between temperature
and global cloud coverage with the cosmic rays [12].
Figure 2. Yearly average of solar constant and cosmic ray.
4.4. Influence analysis of solar activity on the cosmic ray
For the influence analysis of the of solar activity on cosmic rays, a daily average of cosmic rays and
sunspot numbers data during the period November 1978 to November 2016 were used. Figure 3
shows the effect of solar activity on cosmic rays.
In figure 3, variation of yearly average cosmic rays is in opposite to the pattern of sunspot numbers.
When solar activity is maximum (indicated by the high number of sunspots), cosmic rays is minimum.
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2nd International Symposium on Frontier of Applied Physics (ISFAP 2016) IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 817(2017) 012045 doi:10.1088/1742-6596/817/1/012045
This phenomenon of "opposites" is in accordance with what is stated by Svensmark (1997) who found
a correlation between temperature and global cloud coverage with the cosmic rays. Physically,
particles of cosmic rays when it enters the Earth's upper atmosphere are suffered from modulation
caused by two things, namely the solar wind and Earth's magnetic field. The solar wind affects cosmic
ray particles to decelerate. According to Yamada (1998), the size of the solar wind is not constant, but
varies with changes in solar activity during the 11st annual cycles. The relationship between solar
activity and cosmic rays is an "opposite" relationship because of negative correlation type (r < 0). The
solar activity influenced on cosmic rays has an impact on the cloud formation rate [11, 12].
Figure 3. Yearly average of sunspot number and cosmic ray.
5. Conclusion
Correlation analysis showed that there was a relationship between the variation of the solar constant
with the variation in solar activity and the flux of cosmic rays. A positive correlation (r = 0.95) was
found between the solar constant and solar activity, a negative correlation (r = 0.62) was for the
relationship between the solar constant and cosmic rays, and also a negative correlation (r = 0.69)
between solar activity and cosmic rays.
The results of this study are expected to be used in the consideration in the work of planning and
technical analysis of renewable energy, particularly in the utilization of solar energy that will be
intensified and expanded in line with increasing energy needs. The utilization of solar energy is one
step in the development of energy diversification, but its application should be supported with
adequate information about the potential and availability of solar energy at a given location. By
knowing the potential and availability of solar energy, mistake in choosing the site selection can be
avoided.
Acknowledgments
The author gratefully acknowledgment the support of the Research Center for Electrical Power and
Mechatronics, Indonesian Institute of Science (LIPI) for funded and has given encouragement and
opportunity to work in the field of conversion and conservation energy research.
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2nd International Symposium on Frontier of Applied Physics (ISFAP 2016) IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 817(2017) 012045 doi:10.1088/1742-6596/817/1/012045
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2nd International Symposium on Frontier of Applied Physics (ISFAP 2016) IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 817(2017) 012045 doi:10.1088/1742-6596/817/1/012045