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Absorbable Implant to Treat Nasal Valve Collapse

Authors:
  • HNO Zentrum Mangfall Inn, Rosenheim

Abstract and Figures

Objective To evaluate the safety and effectiveness of an absorbable implant for lateral cartilage support in subjects with nasal valve collapse (NVC) with 12 months follow-up. Methods Thirty subjects with Nasal Obstruction Symptom Evaluation (NOSE) score ≥ 55 and isolated NVC were treated; 14 cases were performed in an operating suite under general anesthesia and 16 cases were performed in a clinic-based setting under local anesthesia. The implant, a polylactic acid copolymer, was placed with a delivery tool within the nasal wall to provide lateral cartilage support. Subjects were followed up through 12 months postprocedure. Results Fifty-six implants were placed in 30 subjects. The mean preoperative NOSE score was 76.7 ± 14.8, with a range of 55 to 100. At 12 months, the mean score was 35.2 ± 29.2, reflecting an average within-patient reduction of –40.9 ± 31.2 points. The majority (76%) of the subjects were responders defined as having at least one NOSE class improvement or a NOSE score reduction of at least 20%. There were no adverse changes in cosmetic appearance at 12 months postprocedure. Three implants in three subjects required retrieval within 30 days postprocedure and resulted in no clinical sequelae. Conclusion This study demonstrates safety and effectiveness of an absorbable implant for lateral cartilage support in subjects with NVC at 12 months postprocedure.
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Absorbable Implant to Treat Nasal Valve
Collapse
Marion San Nicoló, MD1Klaus Stelter, MD2Haneen Sadick, MD3Murat Bas, MD4
Alexander Berghaus, MD1
1Department of Otorhinolar yngology, Head and Neck Surgery,
Ludwig Maximilian University of Munich, Munich, Germany
2HNO Zentrum Mangfall-Inn, Rosenheim, Germany
3Division of Facial Plastic Surgery, Department of
Otorhinolaryngology, University of Mannh eim, Mannheim, Germany
4Department of Otorhinolaryngology, Head and Neck Surgery, Klinikum
rechts der Isar, Technical University Munich, Munich, Germany
Facial Plast Surg 2017;32:233240.
Address for correspondence Marion San Nicoló, MD, Department of
Otorhinolaryngology, Head and Neck Surgery, Ludwig Maximilian
University of Munich, Marchioninistr. 15, Munich 81377, Germany
(e-mail: marion.sannicolo@med.uni-muenchen.de).
The nasal valve, rst described in the early 20th century by
Mink,1is a complex, three-dimensional, dynamically alter-
nating structure that controls nasal airow resistance. A
dysfunction of the nasal valve can lead to nasal obstruction
and a signicant drop in the qualit yof life (QOL) for patients.2
As dened by the HagenPoiseuille law, the ow through a
tube is proportional to the fourth power of the radius of the
tube and inversely proportional to the pressure difference
across the tube. Thus, even a small decrease in the valve area
can contribute to severe nasal obstruction.
Thenasal valvecollapse(NVC)canbe staticordynamic.Static
NVC consists of an anatomically narrowed nasal valve region,
which causes obstruction. Dynamic NVC is caused by insuf-
cient cartilaginous support of the lateral nasal wall, leading to
lateral wall insufciency.3,4 Common causes of NVC are prior
rhinoplasty, aging, nasaltrauma, and congenital abnormalities.
Therapies to correct NVC include invasive surgical procedures
and nonsurgical solutionsto temporarily dilate the nasalvalve,
such as Breathe Right strips or nasal cones. Surgical strategies
that involve septoplasty5or inferior turbinate reduction6may
reduce negative inspiratory pressure by enlarging the airway,
but these procedures do not directly address weakness in the
lateralwall.Proceduresintendedto addressthe weaknessof the
lateral wall include cartilaginous grafts, typically harvested
from the nasal septum,7ear8or rib cartilage9that can be placed
as lateral crural strut grafts,10 alar batten grafts,11 or buttery
Keywords
nasal valve
implant
rhinoplasty
lateral wall
insufciency
Abstract Objective To evaluate the safety and effectiveness of an absorbable implant for lateral
cartilage support in subjects with nasal valve collapse (NVC) with 12 months follow-up.
Methods Thirty subjects with Nasal Obstruction Symptom Evaluation (NOSE) score
55 and isolated NVC were treated; 14 cases were performed in an operating suite
under general anesthesia and 16 cases were performed in a clinic-based setting under
local anesthesia. The implant, a polylactic acid copolymer, was placed with a delivery
tool within the nasal wall to provide lateral cartilage support. Subjects were followed up
through 12 months postprocedure.
Results Fifty-six implants were placed in 30 subjects. The meanpreoperative NOSE score
was 76.7 14.8, with a range of 55 to 100. At 12 months, the mean score was
35.2 29.2, reecting an average within-patient reduction of 40.9 31.2 points. The
majority (76%) of the subjects were responders dened as having at least one NOSE class
improvement or a NOSE score reduction of at least 20%. There were no adverse changes in
cosmetic appearance at 12 months postprocedure. Three implants in three subjects
required retrieval within 30 days postprocedure and resulted in no clinical sequelae.
Conclusion This study demonstrates safety and effectiveness of an absorbable
implant for lateral cartilage support in subjects with NVC at 12 months postprocedure.
DOI http://dx.doi.org/
10.1055/s-0037-1598655.
ISSN 0736-6825.
Copyright © 2018 by Thieme Medical
Publishers, Inc., 333 Seventh Avenue,
New York, NY 10001, USA.
Tel: +1(212) 584-4662.
THIEME
Rapid Communication 233
grafts.12 Implants made from nonabsorbable alloplastic mate-
rials have also been used for treatment of NVC including
expanded polytetrauoroethylene13 and high-density porous
polyethylene.14,15 These nonabsorbable materials have not
gained wide use as they require invasive surgical procedures
and are associated with increased risks of infection, extrusion,
and the potentialneed for revision procedures.
While surgery to strengthen the lateral wall has been
shown to signicantly improve the QOL for subjects suffering
from nasal airway obstruction, current procedures can be
invasive and have the potential to permanently alter the
patients appearance.16 In this study, a minimally invasive
technique to address NVC by supporting the weakened nasal
lateral wall cartilage with an absorbable implant is described.
Methods
Study Design
This prospective, single cohort, nonrandomized study eval-
uating the safety and effectiveness of an absorbable nasal
implant (Spirox Inc., Menlo Park, CA) enrolled 30 subjects at
three investigational sites in Germany.
Consecutive subjects at each site were screened for po-
tential enrollment. Eligible subjects were invited to partici-
pate in the study. The baseline visit included a medical
history review, an evaluation of symptoms, an assessment
of nasal airway obstruction, and photodocumentation of
nasal appearance. Demographic information, such as age,
gender, and date of onset of nasal obstruction, was collected.
History of any prior nasal traum a, surgery, and other medical
conditions were noted. Physical examination including an-
terior rhinoscopy and nasal endoscopy were performed to
determine the degree to which NVC contributed to the
overall nasal airway obstruction. The degree of nasal ob-
struction was rated by investigators on a severity scale as
none, mild, moderate, or severe.
Subjects were treated under general or local anesthesia. No
concomitant nasal procedures were performed. Follow-upvisits
tookplaceatweek1andmonths1,3,6,and12postprocedure.
Internalandexternal nasal examinations wereperformedat each
visit, as well as Nasal Obstruction Symptom Evaluation (NOSE)
score collection,17 pain assessments, presence of a foreign body
sensation, and assessment of cosmetic changes. Physical exami-
nations included an evaluation of nasal skin and nasal mucosa
appearance, and the presence of any implant extrusions, frac-
tures, or migration. Cosmetic changes were assessed using four
photographicviewsobtainedunderbothstaticandfullinhalation
conditions (frontal view, left side, right side, and chin up). An
independent physician assessedcosmetic changes by comparing
baseline images to the follow-up images and categorizing the
comparisons as no change, signicantly better, or signicantly
worse. For example, signicantly better changes included struc-
tural changes such as widening of the nasal vault, whereas
signicantly worse included a narrowing of the nasal vault.
Subjects
Eligible subjects were adults with NVC identied as the
primary contributor to nasal obstruction with a NOSE score
55 at baseline. Subjects were ineligible if they had septo-
plasty or turbinate reduction procedures within 6 months or
rhinoplasty procedures within 12 months prior to the
planned index procedure. Additional exclusion criteria
were recurrent nasal infections, intranasal steroid treatment
2 weeks prior or planned for 2 weeks postindex procedure,
permanent nasal implants or dilators, a history of (pre)
cancerous or cancerous lesions, and/or radiation exposure
or chemotherapy within 24 months of the study. Subjects
with bleeding disorders, those with signicant systemic
diseases, or those requiring nasal oxygen or continuous
positive airway pressure (CPAP) were not eligible to
participate.
Implant and Delivery Tool
The absorbable nasal implant comprises a 70:30 blend of
poly(L-lactide) and poly(D-lactide). It is introduced through
an endonasal insertion technique using a delivery tool. The
implant is primarily a ribbed cylindrical structure with an
apical forked end. The implant is designed to provide supp ort
to the upper and lower lateral nasal cartilages. The geometry
of the forked end is exible and collapses to twithinthe16-
gauge cannula portion of the delivery tool prior to place-
ment. The forked end rst exits the delivery tool cannula and
expands open as the implant is deployed into the tissue. This
fork deployment is designed to anchor the implant in place
during the acute implantation step.
Once delivered, the apical, forked end of the implant is
positioned over and adjacent to the frontal process of the
maxilla while the main body extends caudally toward the
alar region. The implant is exible and therefore has the
ability to conform to the natural curvature of the lateral wall
plane. In this location, the implant is adjacent to the upper
and lower lateral cartilages to provide support and strength-
en the lateral wall.
Implantation Technique
Implantation steps are illus trated in Fig. 1. Preprocedure, in
each subject, the nasal anatomy as well as the area of
maximum lateral wall collapse during inspiration were
examined and marked to identify the target implant location
and cannula insertion trajectory. The area of maximum
collapse was evaluated using the modied Cottle maneuver.
The target implant location was established to position the
forked tip of the implant adjacent and across the maxilla
bone to provide cantilever support, and the main cylindrical
body of the implant was positioned along a trajectory to
support the upper and lower lateral cartilages crossing the
area of maximum collapse. In cases where the collapse was
too lateral for placement of the implant, the implant was
positioned as close as possible to the area of collapse
(Fig. 1A). Although this positioning does not directly cross
over the area of the collapse, the implant should provide
sufcient lateral wall support.
After subject marking, the implant was loaded into the
deliverytoolcannulaand wasintroducedthroughthevestibular
skin using an intranasal entry point close to the alar rim
(Fig. 1B). Care was taken to ensure that the cannula at the
Facial Plastic Surgery Vol. 32 No. 2/2017
Absorbable Implant to Treat NVC San Nicoló et al.234
entrypointdidnotpenetratethroughthelowerlateralcartilage.
The cannula was then advanced over the lateral surface of the
lowerlateral cartilageand over the upper lateral cartilage tothe
frontal processof the maxilla. From there, it was advanced over
the maxilla to a point where the apical portion of the implant
wouldbe positionedoverthe maxillawhilethe maincylindrical
portion is positioned in the lateralwall (Fig. 1C). The implant
was then deployed, and the delivery tool was retracted and
removed,leaving the implant in place to support the upper and
lower lateral cartilages (Fig. 1D).
Statistical Analysis
The NOSE scale is a validated disease-specicQOLinstru-
ment.17 It uses a 20-point scale to capture breathing symp-
toms, with higher scores indicating more severe symptoms
than lower scores. NOSE score results are converted to a 100-
point scale by multiplying the total score by 5. This analysis
includes the change in NOSE scores from baseline (preoper-
ative) to 3, 6, and 12 months. A paired t-test was used to
determine whether the mean at follow-up time points was
signicantly different from the preoperative mean while
controlling for within-subject correlation. A sensitivity anal-
yses using a mixed model for repeated measures (MMRM)
including baseline score as a xed covariate was performed
for comparison.
A NOSE score severity classication system was devel-
oped by Lipan and Most based on the data from 345 patients
with and without nasal airway obstruction.18 Their analysis
derived clinically relevant severity classes of NOSE scores:
mild (525 points), moderate (3050 points), severe (5575
points), or extreme (80100 points). The analysis reported
herein used this classication system to report the percent-
age of subjects in each category at baseline, 3, 6, and 12
months as well as to classify subjects as responders or
nonresponders to the procedure. Responders are dened
as subjects that have at least one NOSE class improvement or
a NOSE score reduction of at least 20%.
Statistical analyses were performed by an independent
statistician (Axio Research, Seattle, WA) using SAS version 9.4
and R version 3.2.3.
Results
Subject demographics and baseline disease characteristics
are provided in Table 1. A signicant percentage of the
subjects had previous surgeries (66%); all subjects had
conrmed NVC as the primary contributor to nasal airway
obstruction. A total of 56 implants were placed in 30 subjec ts.
Fourteen procedures took place in an operating suite under
general anesthesia, and 16 procedures were conducted in a
Fig. 1 Implantation technique. (A) Planned location of the implant relative to the area of collapse. (B) Placement of pierce point for delivery tool
placement. (C) Delivery tool placement. (D) Delivery tool removal.
Facial Plastic Surgery Vol. 32 No. 2/2017
Absorbable Implant to Treat NVC San Nicoló et al. 235
Table 1 Subject demographics and medical history
Attribute Result
(N¼30)
Gender Female 12 (40%)
Male 18 (60%)
Age (y) Mean SD 51.1 14.5
Minimum 24
Maximum 77
BMI (kg/m
2
)MeanSD 27.6 5.3
Minimum 22
Maximum 44
Race (n (%)) Asian 1 (3.3%)
White 28 (93.4%)
Black 1 (3.3%)
Baseline NOSE score Mean SD 76.7 14.8
Minimum 55
Maximum 100
Prior history Nasal trauma
Yes 8 (26.7%)
No 22 (73.3%)
Nasal surgery
Yes 19 (6 3.3 %)
No 11 (36.7%)
Years since most recent nasal surgery
<1y
a
3 (15.8%)
13 y 8 (42.1%)
35y 1(5.3%)
>5 y 7 (36.8%)
Nonsurgical nasal treatments
Yes 5 (16.7%)
No 25 (83.3%)
Medications
None 10 (33.3%)
Topical steroid use 1 (3.3%)
External nasal dilator 4 (13.3%)
Other medications 15 (50%)
Nasal endoscopy ndings None 15 (50%)
Deviated septum 13 (43.3%)
Inferior turbinate hypertrophy 2 (6.7%)
Middle meatus pathology 0 (0.0%)
Choanae and nasopharynx pathology 0 (0.0%)
Degree of nasal obstruction Moderate 17 (56.7%)
Severe 13 (43.3%)
NVC primar y contributor to nasal
obstruction
Yes 30 (100%)
No 0 (0.0%)
Abbreviations: BMI, body mass index; NOSE, Nasal Obstruction Symptom Evaluation; NVC, nasal valve collapse; SD, standard deviation.
a
Does not include rhinoplasty or nasal valve surger y per protocol.
Facial Plastic Surgery Vol. 32 No. 2/2017
Absorbable Implant to Treat NVC San Nicoló et al.236
clinic-based setting with local anesthesia. Bilateral, single
implants were placed in 26 subjects, and a unilateral, single
implant was placed in 4 subjects. Implants were successfully
delivered during the initial attempt in 91% of the cases. All
procedures resulted in successful placement of implant(s) to
the target location(s). No device-related adverse events were
reported during the index procedure.
Table 2 summarizes cumulative internal and external
nasal examination results through 12 months of follow-up.
There was no evidence of transcutaneous extrusions. The
skin examination was normal with two exceptions: one
patient with a hematoma was noted at the 1 week follow-
up time point, and one patient with inammation was noted
at the 1-month follow-up examination. Both observations
resolved prior to the subsequent follow-up examination.
Internal nasal examinations were normal across all time
points with the two exceptions: one report of nondevice-
related inammation was noted at 1 week, and one non-
device-related infection was reported at 6-month follow-up
(rhinitis). There was no evidence of implant fracture and no
ndings of implant migration based on internal and external
physical examination.
Three subjects required retrievals of a single implant
within the 1-month follow-up period. These events were
attributed to the implantation technique in two instances
and possible nasal manipulation by the subject in one
instance. The two retrievals related to the implantation
technique were attributed to an incomplete delivery, re-
sulting in the tip of the caudal end of the implant lying
very close to the cannula entry point causing subsequent
exposure. Using forceps, the investigator was able to
remove the entire implant without difculty and without
the need for anesthesia. The third retrieval occurred when
a tip of the implant protruding through the implantation
site on one side was observed and retrieved by the
investigator. In this case, the subject reported to have
blown his nose forcibly, multiple times during the week
following the procedure. There was no erythema, bleeding,
swelling, or pain. The protruding portion of the implant
appeared to be mobile and was removed easily with
forceps and without anesthetic. During the nasal endo-
scopic examination, it was noted that there was no sign of
infection or a lesion due to the remaining upper part of the
implant on the lateral nasal wall. These three device-
related events resolved with no clinical sequelae.
Follow-up outcomes including pain assessments, evalua-
tion of foreign body sensation, the independent assessment
of cosmetic change, and adverse events at 1, 3, 6, and
12 months are summarized in Table 3. There were no
reports of moderate or severe pain at 1, 3, 6, or 12 months.
Four subjects reported a mildforeign body sensation at
month 1, and three subjects at month 12. Independent
physician photography review reported one subject with
an adverse cosmetic change at 3 months postprocedure that
subsequently resolved. At 6 and 12 months, there were no
adverse cosmetic changes identied, and three subjects were
classied as having signicant cosmetic improvements at
12 months, where the independent reviewer observed less
alar retraction for 2 subjects, and 1 subject where the nasal
vaults were more open bilaterally. Approximately half of the
subjects wore eyeglasses throughout the follow-up period.
There were ve adverse event related to the study device/
procedure that occurred within the 1-month postprocedure
follow-up. No subsequent device/procedure related adverse
event was observed.
Within-subject changes in NOSE score from baseline to
3, 6, and 12 months are summarized in Table 4.The
mean preoperative NOSE score was 76.7 14.8. Twelve
months postprocedure, the mean NOSE score was
35.2 29.2, reecting an average within-subject reduc-
tion of 40.9 31.2 points. The paired t-test showed
signicant differences between the mean baseline and
follow-up NOSE score at all three follow-up time-points
(p<0.001 for months 3, 6, and 12). MMRM results were
similar. Table 5 presents the response rates at 3, 6, and
12 months. The majority (76%) of subjects were classied
as responders at 12 months, demonstrating sustained
reductions in nasal obstruction symptoms. Fig. 2
presents NOSE score categories preprocedure and at
12 months in terms of the number of subjects in each
NOSE severity class. Preprocedure, all subjects were clas-
sied as extreme or severe. At 12 months, 66% of the
subjects were classied as mild or moderate, and the
number of subjects classied as extreme and severe was
reduced to 3 and 31%, respectively.
Table 2 Nasal examination cumulative observations through
12 months follow-up
Attribute (N¼30)
External nasal examination
Implant extrusion
No 30 (100%)
Skin appearance
Normal 28 (93.3%)
Hematoma 1 (3.3%)
Inammation 1 (3.3%)
Internal nasal examination
Implant retrieval
Yes 3 (10%)
No 27 (90%)
Mucosal appearance
Normal 28 (93.3%)
Inammation 1 (3.3%)
a
Infection 1 (3.3%)
a
Implant break/fracture
No 30 (100%)
Implant migration
No 30 (100%)
a
Not device procedure related.
Facial Plastic Surgery Vol. 32 No. 2/2017
Absorbable Implant to Treat NVC San Nicoló et al. 237
Discussion
Nasal airway obstruction can be caused by a combination of
anatomical and structural abnormalities, including a weak-
ened lateral nasal wall that can result in NVC.
Data presented herein describe the rst-in-human expe-
rience characterizing t he use of a novel absorbable impla nt to
support the upper and lower lateral cartilages in subjects
with NVC through 12 months. Subjects noted a signicant
reduction in nasa l obstruction symptoms after the proced ure
through 12 months. The strengths of this study are of a
disease-specic instrument for treatment of nasal obstruc-
tion due to NVC, long-term follow-up, and prospective
patient evaluation.
Recently, a meta-analysis was conducted by Rhee et al19 of
studies covering conventional invasive surgical procedures
such as septoplasty, turbinate reduction, and functional
rhinoplasty, in combination or alone for treatment of nasal
airway obstruction. The analysis showed a weighted mean
pretreatment NOSE score of 65 points and a weighted mean
posttreatment NOSE score of 23 points, resulting in an
improvement from baseline of 42 points. In this study,
Table 3 Devicetolerability,cosmeticchanges,andadverseeventsat1,3,6,and12months
Attribute 1 mo postprocedure 3 mo postp rocedure 6 mo postprocedure 12 mo postprocedure
(N¼30) (N¼29) (N¼30) (N¼29)
Pain assessment
None/mild 30 (100%) 29 (100%) 29 (96.7%) 29 (100%)
Moderate/severe 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%)
Not assessed 0 (0.0%) 0 (0.0%) 1 (3.3%) 0 (0.0%)
Foreign body sensation
None 26 (86.7%) 27 (93.1%) 27 (90.0%) 26 (89.7%)
Mild 4 (13.3%) 2 (6.9%) 3 (10%) 3 (10.3%)
Photography review (cosmetic change from baseline) (N¼30) (N¼29) (N¼27) (N¼27)
None 28 (93.3%) 25 (86.2%) 24 (88.9%) 24 (88.9%)
Yesinsignicant 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%)
Yessignicantworse 0 (0.0%) 1 (3.4%) 0 (0.0%) 0 (0.0%)
Yessignicantbetter 2 (6.7%) 3 (10.3%) 3 (11.1%) 3 (11.1%)
Adverse events
Device related
a
5
Other
b
442
a
Device -related adverse e vents include th ree device retrievals, onehematoma, and one inammation.
b
Other nondevice-/procedure-related adverse
events includes rhinitis, common colds, vertigo, rhinorrhea, acute hypertension, headache, hernia repair, and epistaxis.
Table 4 Pre- and postprocedure NOSE scores and change from baseline value
Statistics Baseline 3 mo postprocedure 6 mo postprocedure 12 mo postprocedure
NOSE score NOSE score Change from
baseline
NOSE score Change from
baseline
NOSE score Change from
baseline
N30 29 29 30 30 29 29
Mean 76.7 28.4 -48.4 33.3 -43.3 35.2 -40.9
SD 14.8 26.9 27.8 29.7 31.3 29.2 31.2
Median 75 20 -50 27.5 -45 35 -45
p-Value
a
<0.001 <0.001 <0.001
Abbreviations: NOSE, Nasal Obstruction Symptom Evaluation; SD, standard deviation.
a
p-Values are from paired t-tests comparing the mean preoperative NOSE score to the mean score at each follow-up time point.
Table 5 Response rate
a
at 3, 6, and 12 months after procedure
NResponders,
b
N(%)
3 mo postprocedure 29 25 (86.2%)
6 mo postprocedure 30 24 (80%)
12 mo postprocedure 29 22 (75.9%)
a
Response rate is based on the number of subjects with data at each
visit.
b
Responders are subjects with an improvement of at least one
NOSE score category or a 20% reduction in NOSE score.
Facial Plastic Surgery Vol. 32 No. 2/2017
Absorbable Implant to Treat NVC San Nicoló et al.238
subjects with NVC as a primary contributor to their nasal
airway obstruction symptoms were treated in stand-alone
procedures. The results from this study are within the range
of the meta-analysis ndings with a mean improvement in
NOSE score of 41 points at 12 months. In addition, this study
showed 76% of the subjects were classied as responders
dened as having at least one NOSE class improvement or a
NOSE score reduction of at least 20%.
The implant created no adverse cosmetic change as con-
rmed by the independent photographic review. Spreader
grafts and batten grafts may lead to changes in the external
appearance of the nose, including widening of the middle
third of the nose, blunting of the alar crease, and widening of
the nasal tip.16 However, many of these grafting procedures
are more extensive (i.e., require cartilage repair or replace-
ment) than the procedures indicated for the subject implant
(i.e., cartilage support only). The lack of signicant cosmetic
changes in this study may be attributable to the design and
position of the implant; the low prole of the implant,
particularly in the region that aligns with the thinner skin
above the maxillary transition, allows for minimal change in
the external nasal appea rance. The presence of the implant in
the nasal wall was well-tolerated by the subjects as evi-
denced by minimal pain scores and minimal foreign body
sensation to the devices presence in the nose. The implant
also did not interfere with the use of eye glasses.
There were a total of ve device-related adverse events
reported in four subjects. These events included one case of
hematoma, one case of inammation, and three of implant
retrievals. All events resolved with no clinical sequelae. Inves-
tigators concluded that the three implant retrievals were the
result of suboptimal implantation method during initial cases
or possibly signicant patient nasal manipulation during the
rst postoperative week. There was no evidence of adverse
physiological tissue rejection, infection, and/or signicant
implant migrations in contrast with the extrusion events
reported in the literature for more invasive procedures involv-
ing permanent, nonabsorbable allografts.13,14
The efcacy of the implant in reducing nasal obstruction is
demonstrated by a signicant reduction in NOSE scores
through 12 months of follow-up, the gold standard for
rhinoplasty studies. This current study represents a rst-in-
man demonstration of a new technique, as it has a modest
sample size, a nonrandomized study design, and a heteroge-
neous subject population with respect to prior history of
surgery. Future studies with a lager patient population should
address this as well as to include comparisons of the efcacy,
morbidity, and cost-effectiveness of this technique to stan-
dard surgical techniques and placebo treatments.
The absorbable nasal implant used in this study comprised
70% poly(L-lactide) and 30% poly(D-lactide). This nontoxic,
biocompatible copolymer has an extensive history of use in a
variety of medical applications such as suture materials,
orthopedic, dental, ophthalmic, and craniofacial implants.
Once implanted in vivo, over time, the copolymer chains
degrade into water soluble fragments that are naturally found
in the body (i.e., lactic acid) and are metabolized and eliminat-
ed through normal physiologic pathways. Landes et al studied
70% poly(L-lactide) 30% poly(D-lactide) copolymer degrada-
tion in human subjects in the maxillofacial region applica-
tions.20 The copolymers decomposed reliably in patients
within 24 months on average, leaving only extremely small
granules that powder upon nger touch. Landes et al also
noted brous capsule formation at around 3 months postim-
plantation. For the current application for the support of the
nasal lateral wall, it is hypothesized that the eventual encap-
sulation of the implant and then replacement of the implant
substrate with brocollagenous scar tissue may provide sup-
port to the lateral wall over time; however, the strength and
quality of the scar, as well as the potential for a prolonged
improvement that outlasts the mechanical integrity of the
absorbable implant is yet to be determined.
Fig. 2 Nasal Obstruction Symptom Evaluation (NOSE) severity class at baseline and 12 months postprocedure.
One subject who was classied
as extreme at baseline did not complete the 12-month NOSE score assess ment.

Four subjects at 12-month follow-up h ad a NOSE score of 0 that
have been categorized as mild for this analysis.
Facial Plastic Surgery Vol. 32 No. 2/2017
Absorbable Implant to Treat NVC San Nicoló et al. 239
In summary, NVC attributed to a weak lateral cartilage is a
common cause of nasal obstruction. However, due to com-
plex surgical techniques for correcting NVC and associated
cosmetic consequences, NVC frequently remains untreated.2
Hence, in this study, we present a rst-in-human experience
with a minimally invasive technique for supporting the
lateral nasal wall with low cosmetic risk and using a widely
used absorbable material with well-known safety prole.
Conict of Interest
The authors declare no conict of interests.
Funding
This study was supported with research funding from
Spirox Inc., MenloPark, CA. Dr. San Nicoló received research
funding by Spirox Inc., Menlo Park, CA, and is consultant to
Spirox. Prof. Sadick received and Dr. Bas received research
funding from Spirox Inc., Menlo Park, CA.
References
1Mink PJ. Physiologie der Obern Luftwege. Leipzig. Germany:
Vogel; 1920
2Becker SS, Dobratz EJ, Stowell N, Barker D, Park SS. Revision
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Facial Plastic Surgery Vol. 32 No. 2/2017
Absorbable Implant to Treat NVC San Nicoló et al.240
... This could have immediate benefits in clinical practice. Indeed, since the treatment options for internal valve collapse vary in difficulty and associated risks 12 (rhinoplasty surgery with autologous cartilage grafting, 21 titanium 22 or bio-absorbable implants,23,24 injection of fillers,25,26 insertion of valve dilators), diagnostic objectivity is essential to validate surgical indications. This should improve patient adherence to the proposed treatment, while the presence of an objective measure in patients' medical files should help to resolve medicolegal problems that may arise from adverse outcomes.[27][28][29] ...
Article
Full-text available
Background Internal valve collapse is a frequent cause of nasal obstruction but remains poorly understood and is sometimes treated inappropriately as a result. No functional or imaging test for the condition has been validated and the reference diagnostic technique is physical examination. The objective of this study was to evaluate the potential of four‐phase rhinomanometry as a diagnostic test for internal valve collapse. Methods In a case–control diagnostic accuracy study, the nostrils of adult patients consulting for chronic nasal obstruction were classified as “collapsed” or “non‐collapsed” based on clinical findings. Four‐phase rhinomanometry was performed in all patients. The area defined by the path of the flow/pressure curve in the two phases of inspiration (the “inspiratory loop area” or “hysteresis loop area”) was calculated for both nasal cavities and the threshold value with the highest Youden index was identified. Results Sixty‐six patients (132 nostrils) were included with 72 nostrils classified as collapsed and 60 as non‐collapsed. Before nasal decongestion, the inspiratory loop area with the highest Youden index was 17.3 Pa L s⁻¹ and the corresponding sensitivity and specificity were 88.3% (95% confidence interval, 80.0–95.0%) and 89.9% (82.6–95.7%), respectively. Conclusions In these patients, a cutoff inspiratory loop area in four‐phase rhinomanometry data reproduced clinical diagnoses of internal valve collapse with high sensitivity and specificity. This method may offer a firmer basis for treatment indications than subjective physical examinations. Level of evidence Level 4.
... Paniello introduced nasal valve suspension in 1996 [49]. Typically placed and secured via a transconjunctival incision, this suture suspends the lateral border of the ULC to a fixed point on the ipsilateral medial infraorbital rim, thereby widening the angle of the INV. ...
Article
Full-text available
Purpose of Review This review covers the etiology, diagnosis, and management of nasal valve collapse (NVC). Particular attention is directed toward recent advances in office-based procedural treatment options. Recent Findings While intervention for NVC has traditionally focused on graft and suture maneuvers performed via open functional septorhinoplasty, recent innovations include the use of radiofrequency energy and bioaborbable implants to strengthen the nasal valve and reduce dynamic collapse. Studies have demonstrated comparable long-term outcomes to conventional surgery in properly selected patients. Summary Dynamic NVC is an important but often overlooked contributor to nasal obstruction. Innovative devices offer the option of in-office treatment without the costs and risks associated with general anesthesia in the operative setting. Along with the further development of new surgical techniques and office-based procedural device options, the validation of objective measures will be necessary to assess response to therapy and determine which interventions are most appropriate for individual patients.
Article
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Objective Nasal obstruction is a very common problem often addressed by functional nasal surgery. Increasingly, these procedures are being performed in the office setting secondary to decreased down time, cost, and obviation of general anesthesia. Our goal with this review is to discuss how to appropriately select patients for office–based procedures, what procedures may be considered, and current outcomes with in–office functional nasal surgery. Data Sources PubMed, Scopus, Google Scholar. Methods Research databases were searched for articles discussing techniques for performing functional nasal surgery in an office setting, and outcomes of various in–office functional nasal procedures. Results Studies found and included in this review discuss many aspects of office–based functional nasal surgery, including practical points on patient selection and office set–up, what procedures can safely be performed, and outcomes of different techniques to address specific problems. Broadly, procedures amenable to performance in the office address the internal and external nasal valves, the nasal septum, and the inferior turbinates. Conclusion A wide range of techniques to aaddress the nasal valves, septum, and inferior turbinates can be performed in a safe and effective manner without the need for an operative suite.
Article
Minimally invasive nasal procedures can be aimed at treating both functional and cosmetic problems. These procedures include lateral nasal wall implants, dermal fillers, thread lifting, and radiofrequency ablation. Though increasingly popular, nasal surgeons have limited data to draw from when faced with operating in a nose that has been altered by these techniques. In this manuscript, best practice recommendations are described based on the available data for each of the above techniques.
Article
Bioabsorbable implants (eg, Latera) have recently been approved for addressing nasal valve collapse. The purpose of this study is to summarize adverse events and treatment sequelae associated with bioabsorbable nasal implants queried in the Manufacturer and User Facility Device Experience (MAUDE) database. Of the 26 device reports entered between March 2017 and April 2022, the most frequently reported complications included abscess (n = 13) and implant protrusion (n = 5). Other common symptoms reported greater than 1‐year postimplantation included facial pain/discomfort (n = 3) and failure to absorb (n = 3). Management of adverse events included treatment with antibiotics (n = 9), steroid injections (n = 4), and explantation (n = 20). In 3 reports, adverse reactions required a biopsy of adjacent tissue for pathologic analysis. These findings suggest that further research is required to assess the potential long‐term complications and optimize the management of bioabsorbable nasal implants. Furthermore, standardized reporting templates may improve the utility of the MAUDE database.
Article
Many dilemmas in rhinoplasty tempt surgeons to use exogenous materials. We have long looked toward implants to decrease operative time, to achieve a more reliable result, or when there is a paucity of autologous material. More than ever, the innovative and highly lucrative field of nasal implantology is developing technologically advanced products. This article looks at some popular nasal implant choices with a look toward what might be on the horizon.
Article
Objective To compare quantitative Nasal Obstruction Symptom Evaluation (NOSE) scores for ACG and Latera implants for nasal valve repair. Methods Retrospective chart review of patients who underwent ACG or Latera placement between January 2016 through May 2019 by a single surgeon. Patients who had completed NOSE surveys pre- and post-operatively were identified and eligible for inclusion. Data regarding baseline demographic characteristics, adjunctive surgical procedures, NOSE scores at 1, 3, and 6-month post-operative visits, complications, and total operative time were collected. Unpaired t-tests and linear mixed models were performed to analyze differences between study groups. Results There were 24 and 39 patients who underwent ACG and Latera, respectively, who met eligibility criteria. There were no differences in demographic characteristics or pre-operative baseline NOSE scores (ACG: 65.1 and Latera: 64.4; P = .92) between groups. Mean operative times were not significantly different between groups (ACG: 113 minutes and Latera: 102 minutes; P = .76). Within each group, NOSE scores were significantly improved at each post-operative visit compared to pre-operative baselines. Between groups, mean NOSE scores were lower at each post-operative visit for ACG compared to Latera (1-month ACG: 21.7 and Latera: 45.9, P = .002 ; 3-month ACG: 14.5 and Latera: 39.9, P = .034; 6-month ACG: 8.4 and Latera: 44.2, P = .003). Conclusions Both ACG and Latera offer significant improvements in patient-reported nasal obstruction severity; however, ACG may yield more favorable subjective symptom scores.
Article
Nasal valve insufficiency can be addressed using endonasal and open structure surgical techniques. However, some patients may prefer or be better suited for minimally invasive techniques that allow for more expedient treatment in the clinical setting. Techniques include internal dilators, external dilators, suture suspension, lateral wall implants, and radiofrequency remodeling. Understanding the indications for each technique as well as the available evidence can help facial plastic surgeons assess the role of incorporating these techniques into the care of patients with nasal valve insufficiency.
Article
Purpose Lateral nasal wall insufficiency has previously been a surgical challenge. In 2018, the Alar Nasal Valve Stent (Medtronic) was taken into use at Helsinki University Hospital. The alar cartilages are repositioned and locked into position with the Alar Nasal Valve Stent on the mucosa. The stent gives support and widens the alar valve while cartilages scar into their new position presumably facilitating breathing after removal of the stent. The aim of this prospective, observational study was to investigate whether the Alar Nasal Valve Stent has an effect on nasal breathing in patients with lateral nasal wall insufficiency. Materials and methods Symptom questionnaires (Sino-Nasal Outcome Test-22, Nasal Obstruction Symptom Evaluation, five-step symptom score) were analyzed preoperatively and at 3, 6, and 12 months postoperatively. Acoustic rhinometry, rhinomanometry, and peak nasal inspiratory flow were analyzed preoperatively and 3 months postoperatively. The patients performed a stress ergometry preoperatively and 3 months postoperatively, with their noses being photographed and filmed. Results In a series of 18 patients, a significant positive difference was seen in subjective symptom scores preoperatively versus postoperatively. The difference remained stable throughout the follow-up. No difference in objective symptom measurements was observed. Conclusions Patients suffering from lateral nasal wall insufficiency experience a significant subjective improvement in nasal breathing after Alar Nasal Valve Stent surgery.
Article
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Importance A gold standard objective measure of nasal airway obstruction (NAO) does not currently exist, so patient-reported measures are commonly used, particularly the Nasal Obstruction Symptom Evaluation (NOSE) scale and the visual analog scale (VAS). However, questions remain regarding how best to use these instruments.Objectives To systematically review studies on NOSE and VAS scores in patients with NAO and to compile and standardize the data to (1) define symptomatic and normative values for presurgical and postsurgical patients with NAO, asymptomatic individuals, and the general population; (2) determine if postsurgical scores are comparable with asymptomatic scores; and (3) determine if there is a clinically useful preoperative and postoperative score change.Evidence Review A systematic review of the literature was performed through PubMed for studies assessing NOSE and VAS scores in patients with chronic NAO. Strict inclusion criteria were applied to focus on anatomic obstruction only. For statistical analysis, the patients were classified as asymptomatic, presurgical and postsurgical with NAO, and the general population.Findings The mean (SD) NOSE and VAS scores for a patient with NAO were 65 (22) and 6.9 (2.3), respectively. The mean postsurgical NOSE and VAS scores were 23 (20) and 2.1 (2.2), respectively. The mean asymptomatic individual NOSE and VAS scores were 15 (17) and 2.1 (1.6). The mean NOSE and VAS scores for the general population were 42 (27) and 4.6 (2.6), respectively. The mean presurgical to postsurgical change was more than 40 for NOSE scores and more than 4.0 for VAS scores.Conclusions and Relevance We have shown that normative and abnormal value ranges for NOSE and VAS can be established for clinical use. Given the consistency of both scales, we conclude that these measures can be used as a clinically meaningful measure of successful surgical outcomes.
Article
Full-text available
Objective: To evaluate the incidence of infection and extrusion of porous high-density polyethylene (pHDPE) and expanded polytetrafluoroethylene (ePTFE) implants used in rhinoplasty at a high-volume, academic facial plastic surgery practice. Methods: A total of 662 rhinoplasty procedures performed by 3 faculty surgeons from 1999 to 2008 were retrospectively reviewed. Patient demographics, medical comorbidities, operative details, and postoperative course findings were collected from patient records. Results: The incidence of postoperative infection was 2.8% (19 of 662 patients). In each case of infection, alloplastic material had been used. Infections occurred in 1 in 5 rhinoplasty procedures in which pHDPE implants were used. In patients in whom ePTFE was used alone, the infection rate was 5.3%. Exposure developed in 12% of patients in whom an alloplast was used during surgery. Factors notably not associated with infection on bivariate analysis included sex, surgeon, purpose of procedure (functional vs cosmetic), current tobacco use, or history of cocaine use (P > .05 for all). Conclusions: To our knowledge, this study represents the largest evaluation of the use of pHDPE implants in rhinoplasty to date. Our findings are in contrast to those of previous studies regarding the use of pHDPE in rhinoplasty and parallel to those regarding the use of ePTFE. Caution is strongly recommended when considering the use of pHDPE in rhinoplasty.
Article
In the current issue, Barham and colleagues¹ present data comparing 2 techniques for repair of external valve dysfunction (EVD). These data represent the latest in a line of new studies designed to examine treatments for EVD using various quality-of-life (QOL) instruments, objective measurements of the nasal airway, physician-derived measurements, or some combination thereof.² In particular, this study is the latest to include the Nasal Obstruction Symptom Evaluation (NOSE) questionnaire as part of its analysis of patient-reported outcomes.³ Over the past 10 years, the NOSE scale has been a mainstay of many studies of functional rhinoplasty maneuvers.²- 5 Barham and colleagues are correct that correlation between objection measures of the nasal airway, clinician findings, and patient-reported findings often do not correlate, as pointed out nicely by Lam et al.⁶ To that end, they note similar findings in the current study.
Article
Importance: Nasal airway obstruction is a common presenting symptom in otolaryngology and facial plastic surgery practices, and the potential for multiple contributing causes requires extensive evaluation. Objective: To develop a classification system for nasal obstruction using a subjective, validated quality-of-life instrument. Design, setting, and participants: Retrospective study of patients' responses on the Nasal Obstruction Symptom Evaluation (NOSE) instrument performed from July 2011 through May 2012. All patients were seen at a university-based tertiary medical center. Main outcomes and measures: Scores from patients with or without nasal obstruction were used to develop a classification system after receiver operating characteristic curve analysis. The classification subdivides nasal obstruction scores into a range of defined classes. Results: Data analysis was performed using results from 345 patients. A score of 30 on the NOSE survey best differentiated patients with and without nasal obstruction. This threshold also provided intervals used to define the other class ranges. Patients were categorized as having mild (range, 5-25), moderate (range, 30-50), severe (range, 55-75), or extreme (range, 80-100) nasal obstruction, depending on responses on the NOSE survey. Conclusions and relevance: The NOSE scale is an important tool for gauging symptoms in patients with nasal obstruction. The proposed classification system will improve patient care by providing a framework for the severity of their symptoms and helping them understand potential treatment effects. If the classification is used in future outcomes research, it will allow physicians to better understand the study patient population and the effect of treatment on each severity class. Level of evidence: NA.
Article
Objectives/hypothesis: To evaluate the role of inferior turbinate reduction during rhinoseptoplasty in quality-of-life outcomes and nasal airway cross-sectional area. Study design: Randomized clinical trial. Methods: Individuals over 16 years with nasal obstruction, candidates to functional and aesthetics primary rhinoseptoplasty, were evaluated from December 2010 though January 2012 at a tertiary University Hospital, Brazil. Eligible participants were randomly allocated to rhinoseptoplasty with or inferior turbinate reduction through submucosal diathermy. Outcomes: Relative changes ([postop-preop]/preop score) in specific (Nasal Obstruction Symptom Evaluation; NOSE) and general quality-of-life instruments (WHOQOL-bref), nasal obstruction visual analogue scale (NO-VAS) and nasal area measurements in acoustic rhinometry. OUTCOMES were blindly assessed 3 months postoperatively. Protocol was registered at ClinicalTrials.gov (NCT01457638). Results: 50 patients were included, mainly Caucasians with moderate/severe allergic rhinitis symptoms. Mean age was 32 ± 12 yr and 58% were female. Rhinoseptoplasty improved specific and general quality-of-life scores irrespective of turbinate intervention (P < 0.001).There was no difference between subjects submitted or not to inferior turbinate reduction in NOSE score (-75% vs. -73%; P = 0.893); all WHOQOL-bref score domains (P > 0.05), NO-VAS (-88% vs. -81%; P = 0.89) and acoustic rhinometry recordings (P > 0.05).During follow-up less patients in the rhinoplasty with inferior turbinate reduction group were using topical corticosteroids (6[24%] vs. 13[54%]; P = 0.03). Multivariable analyses, adjusting for postoperative topical corticosteroid use and previous nasal fracture, had no effect on these results. Conclusions: Turbinate reduction through submucosal diathermy during primary rhinoseptoplasty did not improve short-term general and specific quality-of-life outcomes and acoustic rhinometry recordings. The role of turbinate reduction in sparing chronic corticosteroid use should be confirmed in long-term follow-up studies.
Article
Objective: The objective of this study is to review our favorable experience in performing rhinoplasty in aging patients. Methods: All patients aged 65 years or greater who underwent rhinoplasty, either esthetic or functional, by the senior author (Y.D.) from August 1997 to July 2005 with a minimum follow up of 1 year were retrospectively reviewed. Results: A total of 51 patients met the inclusion criteria and had complete records available for review. The average age was 69.5 years (range, 65-82 years) with 24 female and 27 male patients. All but two patients underwent open rhinoplasty. Eighteen procedures represented secondary rhinoplasties. Seven patients required auricular cartilage grafts, and 11 patients required costal cartilage grafts. One costal cartilage graft was aborted as a result of excessive calcification. All patients underwent columellar strut placement, 92% underwent internal valve grafts, and 80.4% underwent grafting of the external nasal valves. Nasal osteotomies were performed in only 23.5% of patients, all with the percutaneous technique. Revision surgery was necessary in only three (5.8%) patients, all of whom required grafting of the external valve (not performed primarily). In each of these cases, no significant external valve collapse was noted preoperatively. Premaxillary augmentation with diced or crushed cartilage grafts was performed in 81.8% (n = 18) of patients with an edentulous maxillary arch. Conclusions: Aging patients present unique technical challenges in rhinoplasty that warrant a comprehensive approach to restore internal and external valve competency and tip support. Consideration of prophylactic external valve grafts in addition to the routine use of internal valve grafts and columellar struts may help decrease the need for revision surgery in this patient population. Reasonable functional and esthetic outcomes can be expected in the aging patient.
Article
While the nose has many functions, including warming and humidification of inhaled air and olfaction, the function to which we refer most is airflow. Presumably, the bony-cartilaginous skeleton of the nose has evolved for a reason. Indeed, anthropologic studies have supported the notion that features of the human nose developed in response to the need for moisture conservation as activity of the genus Homo shifted to more open and arid environments.1 Therefore, any maneuvers that change this structure, including trauma, iatrogenic causes, and senescence, may affect nasal airflow. Recognition of the importance of structural integrity of the nasal framework underlies the modern approach to functional rhinoplasty.
Article
Patients with nasal obstruction from septal deviation commonly undergo septoplasty to improve nasal airflow. Some patients suffer from persistent obstruction after their primary septoplasty and may undergo a revision septoplasty to improve their nasal passageway. Our objective was to identify patients who underwent revision septoplasty and to identify their sources of persistent nasal obstruction. Patients who underwent septoplasty at our institution between 1995 and 2005 were reviewed. Data is collected on demographics, comorbidities, age at septoplasty, associated and concomitant procedures, surgical approach, and anatomic site of obstruction. Five hundred forty-seven patients met inclusion criteria including 477 who underwent primary septoplasty and 70 who underwent revision surgery. Nineteen percent of nonrevision patients underwent nasal valve surgery along with their primary septoplasty versus 4% of patients in the revision group. Fifty-one percent of revision patients had nasal valve surgery at revision surgery. Patients who underwent sinus surgery along with primary septoplasty were less likely to undergo revision septoplasty. History of facial trauma, obstructive sleep apnea, site of deviation, and performance of inferior turbinate surgery did not affect the likelihood of revision septoplasty. A significant number of patients who undergo revision septoplasty also have nasal valve collapse. We recommend that in addition to septal deviation and inferior turbinate hypertrophy, nasal valve function be fully evaluated before performing septoplasty. This will help to ensure a complete understanding of a patient's nasal airway obstruction and, consequently, appropriate and effective surgical intervention.
Article
To determine the efficacy of alar batten grafts for the correction of internal and external nasal valve collapse. In this retrospective study, a questionnaire was used to ask patients to rate their nasal breathing before and after application of alar batten grafts. Private practice and academic tertiary referral medical center. The questionnaire was given to 63 patients who underwent application of alar batten grafts between 1980 and 1995. Forty-six patients (73%) responded and were included in the study. Alar batten grafts were applied into a precise pocket via a limited endonasal incision or via the external rhinoplasty approach. The grafts consisted of curved septal cartilage or auricular cartilage and were applied to the site of maximal lateral nasal wall collapse. The convex surface of the cartilage was oriented laterally to allow maximal lateralization of the collapsed portion of the lateral nasal wall. In most cases, alar batten grafts were applied caudal to the existing lateral crura and extended from the lateral one third of the lateral crura to the piriform aperture. The degree of nasal airway obstruction was determined by subjective scoring on a scale from 1 (no obstruction) to 5 (complete obstruction) before and after surgery. The patency of the internal airway was also assessed on physical examination. The results of the study revealed that all but 1 of the 46 patients experienced an improvement in their nasal airway obstruction. The mean improvement in nasal airway obstruction was 2.5 on a scale of 5. Patients that had the least improvement had intranasal scarring in the region of the internal nasal valve, loss of vestibular skin, or excessive narrowing at the piriform aperture. Physical examination revealed a significant increase in the size of the aperture at the internal or external nasal valve after the application of the alar batten grafts. There was minimal postoperative fullness in the supraalar region, where the alar batten grafts were applied. With time, this fullness decreased, leaving little evidence of the graft and an overall improvement in the aesthetic result. Alar batten grafts are effective for long-term correction of internal and external nasal valve collapse that is not complicated by intranasal scarring in the region of the nasal valve, loss of vestibular skin, or excessive narrowing at the piriform aperture.