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Autism Spectrum Disorders (ASD) in Kenya: Barriers Encountered in Diagnosis, Treatment and Management

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Autism is one of five disorders that fall under the umbrella of Pervasive Developmental Disorders (PDD). While protocols for screening, diagnosis and treatment has increased in recent years in high-income countries (e.g., the United States, and the European Union countries), there is little to no available research in Africa. In an effort to close the knowledge gap in Kenya, a country in East Africa, this study sought to understand the difficulties that parents, care givers and special needs providers encounter as they experience the diagnosis, and treatment of autism in Kenya. 39 parents, caregivers and 11 special needs providers were participants in this study. Eight major themes emerged as difficulties that parents, care givers and special needs providers encounter as they go about in the diagnosis, and treatment of autism in Kenya. These major themes were; the lack of awareness, limited research, cultural factors, the lack of treatment protocols, the lack of institutional/government support and the out –of-reach financial price-tag for treatment of children with autism, social stigma, isolation and broken families.
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Quest Journals
Journal of Research in Pharmaceutical Science
Volume 3~ Issue 7 (2017) pp: 01-11
ISSN(Online) : 2347-2995
www.questjournals.org
*Corresponding Author: Lincoln Z. Kamau1 1 | Page
Research Paper
Autism Spectrum Disorders (ASD) in Kenya: Barriers
Encountered in Diagnosis, Treatment and Management.
Lincoln Z. Kamau
Received 10 Mar, 2017; Accepted 23 Mar, 2017 © The author(s) 2017. Published with open
access at www.questjournals.org
ABSTRACT: Autism is one of five disorders that fall under the umbrella of Pervasive Developmental Disorders
(PDD). While protocols for screening, diagnosis and treatment has increased in recent years in high-income
countries (e.g., the United States, and the European Union countries), there is little to no available research in
Africa.
In an effort to close the knowledge gap in Kenya, a country in East Africa, this study sought to understand the
difficulties that parents, care givers and special needs providers encounter as they experience the diagnosis, and
treatment of autism in Kenya. 39 parents, caregivers and 11 special needs providers were participants in this
study.
Eight major themes emerged as difficulties that parents, care givers and special needs providers encounter as
they go about in the diagnosis, and treatment of autism in Kenya. These major themes were; the lack of awareness,
limited research, cultural factors, the lack of treatment protocols, the lack of institutional/government support
and the out of- reach financial price-tag for treatment of children with autism, social stigma, isolation and broken
families.
Keywords: Autism, diagnosis, difficulties, treatment, Kenya
I. INTRODUCTION
Autism is one of five disorders that fall under the umbrella of Pervasive Developmental Disorders (PDD).
The five sub-categories of PDD are Autistic Disorder, Asperger’s Disorder, Childhood Disintegrative Disorder
(CDD), Pervasive Developmental Disorder, Not Otherwise Specified (PDD-NOS) and Rett’s Disorder
(Diagnostic and Statistical Manual of Mental Disorders, 2000). These PDD disorders are all characterized by
severe and pervasive deficits in several areas of development including social interactions and communication
skills, as well as a presence of unique behaviors that are not typical in a normal child’s development. Some of the
odd behaviors exhibited by children with autism are repeated body movements including flapping their hands in
the air, or rocking back and forth. Children with autism may also develop unusual attachments to objects and resist
change in routines. Other than these unique behaviors and the lack of normal language development, children with
autism do not manifest any distinct characteristics from typical developing children (Powers, 1989).
Autism appears before the age of three years, but varies in the severity of symptoms, age of onset, and
the presence of various features, such as mental retardation and specific language delay (Autism Society of
America, n.d.; Center for Disease Control and Prevention, 2012; National Research Council, 2001). In order for
a child to receive a diagnosis of autism, specific criteria must be met; but overall, a significant impairment in
communication and social interaction must be present, as well as restricted repertoire of activities and interests.
Mental retardation is commonly present, as is uneven development of cognitive skills. Behavioral symptoms are
common, and they range from self-injurious behaviors to hyperactivity to severe temper tantrums. Some eating
difficulties and sleep disorders are also commonly reported. Seizure disorders are also present in approximately
25% of children with the diagnosis (Ginker, 2007).
While prevalence of autism spectrum disorders has increased in recent years in high-income countries
(e.g., the United States, and the European Union countries), little is known in Africa about the screening, diagnosis
and interventions of autism, and details of clinical presentation remain indescribable for this part of the world
(Elsabbagh, Divan, Koh, Kim, et al., 2012). However, available research, though minimal, presents a similar
presentation of autism in Africa as that of high-income countries (Bakare &Munir, 2011).
II. METHODOLOGY
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 2 | Page
In an effort to close the knowledge gap in Kenya, a country in East Africa, this study sought to understand
the difficulties that parents, care givers and special needs providers encounter as they experience the diagnosis,
and treatment of autism in Kenya.
III. RESEARCH QUESTIONS AND HYOTHESIS
Given the global rising prevalence of autism, and the lack of literature on the challenges, perceptions and
treatments in Africa, and the developing countries, this study sought to understand the difficulties that parents,
care givers and special needs providers encounter as they go about in the diagnosis, and treatment of autism in
Kenya. Two broad questions guided this study:
(a) What are some of the barriers encountered by parents and care givers of children with autism prior to
diagnosis, during treatment and throughout the lifespan?
(b) What are some of the challenges that providers of autism related services face in the diagnosis, treatment and
management of autism?
Towards achieving that goal, the researcher travelled to Kenya where in-depth interviews, and focus
groups were utilized in data collection. There were 50 participants for this study. These participants were 39
parents of children with a presumptive diagnosis of autism and 11 professionals who included special needs
services teachers, clinicians, social workers, occupational therapists, speech therapists, and religious and lay
leaders who work with children with autism. Interviews were a combination of semi-structured and open-ended
questions. The interviews were conducted in English, Kiswahili and dialects of Kenya. They were then translated
to English for transcription. Data, in the form of transcribed interviews, and field notes, were analyzed using a
general inductive approach to create categories and themes. The sample population was drawn from within
Kenya’s capital, Nairobi, and its outskirt counties including the towns on Kikuyu, Rungiri and Gitaru all in central
Kenya. Participants who were interviewed were representative of various cultures and socioeconomic groups.
IV. RESEARCH DESIGN AND TRADITION
The amount of information that is already known about a topic is a major determinant of the study
methodology applied, when little is known about the research topic; exploratory search is called for. In exploratory
research, as Lincoln and Guba (1985) suggest, social phenomena are investigated with minimal a priori
expectations in order to develop explanations of these phenomena. Exploratory research, as the name states,
intends merely to explore the research questions and does not intend to offer final and conclusive solutions to
existing problems.
Because autism is a relatively new field in Kenya, and there is little to no research on interventions
(Elsabbagh, Divan, Koh, Kim, et al., 2012), this study employed an exploratory research design and utilized a
general inductive analysis approach (Thomas, 2006) to analyze the findings.
In-depth, semi-structured and open-ended interviews, and focus groups were employed as data collection
methods. The researcher used an interview guide for the interviews and focus group discussions. The use of the
interview guide indicated that there was some structure to the interviews, even though they were treated as
conversations during which the interviewer drew out detailed information and comments from the respondents.
“One way to provide more structure than in the completely unstructured, informal conversational interview, while
maintaining a relatively high degree of flexibility, is to use the interview guide strategy” (Patton as cited in Rubin
& Babbie, 2001, p. 407). More structure simplifies the researcher’s task of organizing and analyzing interview
data. It also helps readers of the findings of a study judge the quality of the interviewing methods and instruments
used (Johnson, Dunlap, & Benoit, 2010).
For this study, the sample was a pool of participants who included parents of children with autism, special
needs services teachers, and other service providers in Kenya. This sample was chosen because it is better placed
to provide the “rich details and insights into participants’ experiences as they interact with their world” (Merriam,
2002). The interviews and questionnaires were conducted in English, Kiswahili and dialects of Kenya. They were
then translated to English for transcription. Data in the form of transcribed interviews, and field notes were
analyzed manually using a general inductive approach for analyzing qualitative data to create categories and
themes (Merriam, 2009). Manual coding was used because this study did not have a large amount of data.
To derive themes, obtain concepts or make interpretive models from the data from this study, a general
inductive analysis (Merriam, 2009) as employed. Thomas (2006) refers to this design as a general inductive
approach” (p. 237), while Merriam (2002) refers to this form of research as a basic interpretive study (p. 4).
According to Thomas (2006), “the general inductive approach [is] easy to use, does not require an in-
depth understanding of an expert approach, and produces findings that justifiably address evaluation objectives
and questions...[this approach] provides a suitable and efficient way of analyzing qualitative data for these
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 3 | Page
purposes” (p. 246). It was, thus, an ideal approach for this study. Furthermore, Merriam (2002) notes that an
interpretive qualitative approach is also appropriate when researchers are interested in knowing how people
interact with and experience their social worlds and the meaning these interactions and experiences have for them.
V. SITE AND PARTICIPANTS
Purposeful selection, also referred to as purposeful sampling (Creswell, 2007; Maxwell, 2005; Merriam,
2009), was employed to secure participants for this study. In this sampling strategy, people and settings are
intentionally chosen to provide information that cannot be collected as well from other selections (Maxwell, 2005).
According to Creswell (2007), this strategy is useful for assuring a quality sample. The interviewed participants
were parents of children with a presumptive diagnosis of autism and professionals who included special needs
services teachers, clinicians, social workers, occupational therapists, speech therapists, and religious and lay
leaders who work with children with autism.
A purposive- convenience sampling procedure was considered appropriate for several reasons. First, the
study was targeting families with a presumptive diagnosis of autism and professionals who work with children
who had a diagnosis of autism in Kenya. Given that this is not a commonly recognized condition and the diagnosis
is not routinely made (Gona, Newton, Rimba, et al., 2015), a random selection would not have provided the
required sample size. Parents of children with autism were recruited via a series of seminars at a conference on
autism conducted in early 2016 in Nairobi, Kenya. Professionals and special needs teachers were recruited from
the same conference and from special units and schools that serve children with autism in some form. Since there
is no validated screening and diagnostic measure for autism in Kenya, (Gona, Newton, Rimba, et al., 2015), a
presumptive diagnosis was used for the sample. There is a likelihood that different methods of autism diagnosis
had been used to assess the children in the sample.
VI. DATA COLLECTION METHODS
As part of the interview protocol for this study, the researcher took approximately 20 minutes before
each interview, and before the beginning of the focus groups to explain step by step the informed consent form.
The informed consent form explained the details of the study. Participants outside the focus groups were
interviewed individually; interviews were in-depth, semi-structured and open-ended. Interviews were conducted
at a time and place that was suitable and comfortable for each participant. Interviews were audio-recorded digitally
and transcribed immediately after each interview by the researcher.
Each interview began with the researcher ensuring the comfort level of the participant by asking
questions about the participants and how they were doing. The interview questions were carefully developed based
on Butin’s (2010) and Merriam’s (2009) guides to qualitative interviewing. Participants were asked several
impartially phrased, open-ended interview questions, each one designed to approach its related research question
from a different perspective and stimulate deep, elaborative responses as opposed to “yes” or “no” answers (Butin,
2010). Additional questions and prompts were used as appropriate, depending on participant responses.
During the interviews, the researcher took extensive notes. This process was carefully and thoughtfully
explained to the participants at the onset of the interview. Notes taken during interviews recorded observable
behaviors not communicable via transcriptions (e.g., facial expressions, gestures, visible emotions). Reflective
memos were also written after each interview to document the researcher’s overall thoughts and impressions;
these memos included an audit trail (Lincoln & Guba, 1985). An audit trail is a journal or series of memos noting
the research process as it is happening; such audit trails include reflections, questions, and conclusions the
researcher makes in response to ideas or issues in the course of the study (Merriam, 2009). The eventual goal of
these interview sessions was to have “meaningful and ‘deep’ responses that take the shape of narratives... [and]
data ‘thick’ enough to scrutinize” (Butin, 2010, p. 97).
The participants were also informed that they have a right to decide to stop and continue with the
interview at a later date, discontinue at a later date or to discontinue the process altogether. The researcher
facilitated the focus groups and an interview schedule was developed in the same manner as that for the personal
interview questions.
The concept of interpretivism (Lincoln& Guba, 1985) played a significant role in this naturalistic
qualitative study. According to Golafshani (2003), “An open-ended perspective in interpretivism adheres with the
notion of data triangulation by allowing participants in a research study to assist the researcher in the research
question as well as with the data collection” (p. 604). This study engagement of personal interviews and focus
groups lead to more valid, reliable and diverse construction of realities. It was anticipated that by using in-depth,
semi-structured and open-ended questions, the researcher would enable participants to go beyond the questions
posed in the semi-structured interviews and all their contributions add to the depth of data gained.
VII. DATA STORAGE
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 4 | Page
A flash drive containing recordings of interviews and focus groups audio recording and raw transcribed
data was stored in a lockable file cabinet until transcripts were verified for accuracy; data was also stored on a
password-protected computer that was only accessible by the researcher.
VIII. DATA ANALYSIS
Data, in the form of transcribed interviews, field notes, and important documents was analyzed by hand
using a general inductive approach for analyzing qualitative data (Merriam, 2009). The result of the analysis was
the development of categories based on themes that the researcher sought to identify as the most significant based
on the researcher’s interpretation (Merriam, 2002).
According to Thomas (2006), the procedure for inductive analysis of data begins with the preparation of raw
data files. During this process, also known as data cleaning, the researcher formats the raw data in a common format
(for example, font size, margins, questions or interviewer comments are highlighted). The researcher then makes a back-
up of each raw data file at this stage. This stage is often followed by the close reading of the data text in detail until the
researcher is conversant with its content and gains an understanding of the events and themes emergent in the text. Once
the evaluator identifies and defines the categories or themes, coding can begin. It is worth noting that in inductive coding,
categories are usually created from actual phrases or meanings in specific text segments. Several procedures for creating
categories may be used, e.g., manual or qualitative analysis software can be used to speed up the coding process when
there are large amounts of text data (Durkin, 1997).
Because this study did not have a large amount of data, manual coding was used for data analysis. Data
analysis is a process of examining, analyzing, and interpreting data in order to draw meaning, increase
understanding, and develop knowledge (Strauss & Corbin, 1998). Data analysis is an iterate procedure in
qualitative research (Creswell, 2007; Hatch, 2002; Merriam, 2009; Saldaña, 2009; Thomas, 2006). Using the
general inductive analysis approach (Merriam, 2009; Thomas, 2006; Saldaña, 2009; Strauss & Corbin, 1998), the
researcher engages into the details of the data to look for patterns, develop codes to assign to categories, and places
emphasis on the outcome of themes identified as most significant based on the researcher’s interpretations and
their alignment with the research questions and conceptual framework (Merriam, 2009; Thomas, 2006; Saldaña,
2009). Table 1 illustrates the iterative process of data analysis employed for this study.
Table 1 Inductive Analysis Coding Process
Initial closely read the
raw transcripts multiple
times until I am familiar
with its contents
Multiple pages of
transcribed data from
interviews
Break the raw
transcribed data into
discrete individual
parts or
segments/units
Constant
Open Coding
Multiple of
segments/units
Assign codes to
each individual
segment/unit; re-
examined to
stabilize codes to
create categories
and codebook
Comparison
Numerous
categories +20
Re-examine coded
categories to reduce
overlapping and to
synthesize categories
Axial Coding
15 20 categories
Note. This table adapted from Corbin and Strauss (1998), Merriam (2009) and Thomas (2006) illustrates the
Inductive Analysis Coding Process used in this study.
Strauss and Corbin (1998) and Saldaña (2009) suggest a two-cycle methodology to coding; open and
axial coding. The first cycle of coding, known as open-coding or initial coding, involves breaking down the raw
transcribed data into distinct parts or splitting data into individual units for closer examination (Maxwell, 2005;
Merriam, 2009; Saldaña, 2012; Strauss & Corbin, 1998). Data are broken down into meaningful units by
identifying crucial phrases, short phrases and paragraphs (Hatch, 2002; Merriam, 2009; Saldaña, 2009). Codes
are then assigned to the units; codes are stabilized and are recorded in a codebook in order to index and standardize
their meanings. The second cycle (and subsequent cycles) of coding is known as axial coding (Saldaña, 2012;
Strauss & Corbin, 1998), which ultimately leads to categories of thematic and theoretical findings of the study. It
is more interpretative than the open coding (Hatch, 2002) and creates synthesized categories (Saldaña, 2009;
Strauss & Corbin, 1998).
In this study, the researcher began by closely reading the raw transcripts numerous times until becoming
completely acquainted with the contents (Hatch, 2002). In these readings the researcher looked for and noted
meaningful words, paragraphs, and phrases through a line-by-line analysis (Saldaña, 2009). Using a line-by-line
analysis, data was split into individual segments and parts (Merriam, 2009; Saldaña, 2009; Strauss & Corbin,
1998). Codes were then assigned to the individual units identified using in vivo and descriptive coding. These
meaningful individual units became categories (Maxwell, 2005) through the continuous analysis.
In vivo and descriptive coding was used to establish substantive categories (Maxwell, 2005) as opposed
to organizational categories. Some groupings may be more general in nature and others more specific (Maxwell,
2005). Organizational categories are broad areas or issues that researchers establish prior to their interviews or
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 5 | Page
observations and are easily anticipated (Maxwell, 2005). In contrast, substantive categories are often inductively
developed through the open coding of the data (Maxwell, 2005). Inductively developed means researchers gather
data and build concepts and theories, rather than testing hypotheses, as in deductive analysis (Merriam, 2009).
They are descriptive in that they are “descriptions of participants’ concepts and beliefs, and stay close to the data
categorized and do not imply an abstract theory” (Maxwell, 2005, p. 97). In vivo coding, using interviewees’
pseudonyms, honor respondents’ voices by using their words or short phrases and quotes verbatim, and to enhance
and deepen the understanding of their culture and worldviews, which are often marginalized (Saldaña, 2009). The
researcher quotes the participants as necessary for the audience to understand the difficulties that parents, care
givers and special needs providers encounter as they go about in the diagnosis, and treatment of autism in Kenya.
Additionally, descriptive coding was used to summarize in words and short phrases the individual parts
in which the researcher was not directly quoting the respondents (Saldaña, 2009). The goal of descriptive coding
is to assist the intended audience in seeing what the researcher sees or hears in the data collected (Saldaña, 2009).
Understanding that the initial cycle of coding often results in fragmented codes and conceptual
connections, thus, coded units were reexamined and recoded to stabilize the codes (Saldaña, 2009). Throughout
data analysis, there was a constant evaluation of data (Merriam, 2009) looking for patterns; those that are similar
or different. This was followed by recoding along the way and putting group patterns together based on those
similarities and differences to make them substantive categories. Codes were recorded in a codebook to index and
standardize their meanings (Strauss & Corbin, 1998). This led to a categorized inventory of the content of data
and grounds for the next cycle of coding to further the data analysis to findings (Saldaña, 2009).
A reflective memo on what the researcher learned along the way was also kept at each cycle of the data
analysis. The goal of these reflective memos was to assist the researcher with capturing ideas and patterns that
may have emerged along the way. This reflective memo also created an audit trail that was useful in the findings
(Merriam, 2009).
In the second cycle of coding, codes from the first cycle were analyzed to create theoretical categories
by looking for recurring regularities in the data that had common properties (Merriam, 2009). Coded data was
regrouped and reanalyzed by constantly comparing, reorganizing, or refocusing the codes into categories to
prioritize, integrate, synthesize, abstract and conceptualize the categories to thematic/theoretical findings
(Saldaña, 2012). This coding was used to establish explanatory or inferential codes that identify emergent themes
or assertions by condensing the coded data into a more meaningful unit of analysis as specific categories or
subcategories using a few words that explain the study (Saldaña, 2009; Strauss & Corbin, 1998). Using the
iterative process, the researcher read the transcripts closely and coded them. They were continually compared
throughout the data analysis process. Thus, the data was frequently compared and analyzed from the initial cycle
to the second cycle until themes emerged. The result of the coding was the creation of a small number of summary
categories, which captured the key aspects of the themes identified in the coded raw data as important and
beneficial to this study (Strauss& Corbin, 1998; Lincoln & Guba, 1985; Merriam, 2009; Thomas, 2006; Saldaña,
2009). Of course, even with the most intensive data collection and analysis, the findings of a study will serve no
purpose if it is lacking in validity/trustworthiness.
IX. INTERNAL VALIDITY
Internal validity is the process in which the researcher ensure that findings are congruent with reality and
what the researcher intended to research (Gay et al., 2009; Lincoln & Guba, 1985). Creswell (2008) further notes
that in qualitative research, the researcher determines the accuracy or credibility of his or her findings through
strategies such as member checking and triangulation.
To maintain credibility, member checking, which Lincoln and Guba point to as “the most critical
technique for establishing credibility” (p. 314), was utilized in the study to solicit participants’ views of the
researcher’s findings and interpretations. Member checking involves the process of the researcher asking one or
more participants in the study to check the accuracy of the data collected from the participants (Creswell, 2009).
Additionally, an executive summary of the research findings was shared with participants to corroborate
the study conclusions. Comments received from the member checking process were reviewed and incorporated
into the study results.
X. EXTERNAL VALIDITY
Another element in the establishment of a study’s trustworthiness is a study’s external validity. External
validity is concerned with the degree to which the study’s findings can be generalized or applied to other
institutions’ situations (Gay et al., 2009; Lincoln & Guba, 1985). While generalizability is not intended in
qualitative research, it does occur (Gay et al., 2009). The aim of qualitative research is not the application of
research findings to settings and contexts different from the ones in which they were obtained, nor generalization
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 6 | Page
of the findings among various populations. It is to present unique interpretations of events (Gay et al., 2009;
Merriam, 2009).
External validity can be achieved through transferability (Merriam, 2009). Although no tests were
administrated in this study, generalizability employed the term transferability as noted by Locke, Silverman and
Spirduso (2010) and Golafshani (2003). The researcher anticipates that the information revealed from the study
would benefit parents, care givers, special needs providers like social workers, medical personnel, occupation
therapists, speech and occupational therapists, and dieticians. This information could also guide public policy
entities faced with the challenges of autism in Kenya. External validity can also be achieved through contributions,
because each study is unique. Something can be learned through accumulation of knowledge from all studies
(Merriam, 2009).
Additionally, in an effort to certify trustworthiness in internal and external validity, the researcher
discloses any bias brought to the study, through open and honest self-reflection. This should resonate with the
audience because it lets them know that the researcher’s experience in the study’s area and in qualitative research
is shaped by his own gender, culture, history, and socioeconomic origin as well as the researchers training in
Applied Behavior Analysis (ABA) (Creswell, 2009).
XI. POSITIONALITY STATEMENT
It is worth noting that the researcher’s beliefs may play a significant role in how the study progresses,
and how the researcher interprets the data. This notion that the conclusions reached by a researcher can be
influenced by their culture, customs, perspectives, social standing, occupation, race, gender and background is
referred to as positionality (Briscoe, 2005; Calton Parsons, 2008).
The qualitative researcher in this study was the main instrument in the study; that is, the researcher
interacted with participants, and documented, construed, analyzed, and described the subject matter (Creswell,
2007; Merriam, 2009; Seidman, 2006). Because the researcher is a human instrument, researcher bias, personal
thoughts, feelings, opinions, and tastes are realities that may present a concern. The researcher is a Doctoral-level,
Board Certified Behavior Analyst (BCBA-D) © and a Licensed Applied Behavior Analyst (LBA). BCBAs© and
LBAs are responsible for adopting and operating effective quality in ABA-based programs for children with
autism. While the majority of the researcher’s work has been in clinical settings, in the United States of America,
the researcher has been an active member of the Kenya autism treatment community. The researcher is therefore
emotionally invested in the study. In order to minimize researcher bias, the researcher phrased study questions as
neutrally as possible and was mindful of his own body language, tone, and facial expressions during interviews
and focus group discussion so as not to lead participants. The use of the inductive approach for data analysis also
allowed themes to emerge from data using the participants words as opposed to testing themes created by the
researcher beforehand.
The participants in this study, both professionals and parents, had not consulted with the researcher
previously. Additionally, the researcher made it clear that his role in this study was that of a researcher. The
researcher is also Kenyan.
XII. PROTECTION OF HUMAN SUBJECTS
In order to protect the human subjects involved in this research study, proper precautions were taken to
protect the identity of the participants. Through written informed consents, participants were told that participating
in the study was voluntary and there were no subsequent consequences for refusal or withdraw.
Since there was no coding of participants’ personal information, complete anonymity is to be ascertained.
Additionally, the researcher ensured that the participants were fully aware of the steps of the study before they
become involved. Interviews provided for the comfort of the participants and if they were not comfortable
answering any particular question, they did not have to answer it. There were no immediate, direct benefits for
participation in the study.
XIII. RESULTS
The findings here present the views of 39 parents, caregivers and 11 special needs providers who were
participants in this study. Eight major themes emerged as difficulties that parents, care givers and special needs
providers encounter as they go about in the diagnosis, and treatment of autism in Kenya. These major themes
were; the lack of awareness, limited research, cultural factors, the lack of treatment protocols, the lack of
institutional/government support and the out of- reach financial price-tag for treatment of children with autism,
social stigma, isolation and broken families.
Lack of awareness
There is a lack of awareness coupled with many misconceptions on autism, both with parents and
professionals. Many aspects of autism, this study found out, remain poorly understood with contradicting and
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 7 | Page
sometimes absurd claims on the causes even among professionals. Participants of this study largely reported
autism to be a mental illness often with spiritual underpinnings. While parents did not attribute their child’s autism
on curses or angered spirits, almost often, most other participants did.
Limited research, Cultural factors and the lack of treatment protocols
When professional cannot explain autism, this study found, cultural and spiritual explanations stepped
in. This finding is similar to a survey that asked pediatricians and psychiatrists in West Africa about the causes of
autism. Many of the professionals surveyed regarded autism to have supernatural causes precipitated by angered
ancestral spirits, sinful wrong doing, predominantly by the mother, or the actions of some evil (Bakare & Munir
(2011). Similarly, this study found the same. Additionally, this study found out that misconceptions, such as those
aforementioned, informed by Kenyan cultural practices and void of empirical research guide treatment for autism.
For example a common way for autism intervention that came up repeatedly as a theme was the involvement of
religious and traditional healers. After diagnosis a common pathway this study found involves a child going to
see a religious leader or traditional healer, before parents seeks other interventions. While this could be explained
via cultural factors, it can also be attributed to the fact that there is also a lack of research on interventions and
treatment protocols for autism management in Kenya. This study was able to identify only 8 schools that serve
children with autism in Kenya. These were City Primary School in Ngara, Oshwal Academy Primary in
Westlands, Kestrel Manor School in Parklands, Gibson’s School in Karen, Kaizora School in Karen, Barut School
in Nakuru, Embu School for Special Needs and Moguini Primary School in Thika. Of these 8, four of them were
in Nairobi.
To put things into perspective, there are an estimated 800,000 children with autism in Kenya (Autism Society
of Kenya, n.d.), and about 25,000 of them are in Nairobi (Riccio, 2011). Of these 8 schools reported by the study
only one center seemed to ascribe to a version of empirical based interventions, albeit mostly western based tools
and methodologies of interventions (e.g., VB-MAPP, PECS’s protocols). The author does not wish to discredit
this use of western-based intervention protocols used at the mentioned school. This is meant to highlight the lack
of any treatment protocols in Kenya, and indicate that what is available is only imported.
The most common used methods of intervention in Kenya this research found are diet-based interventions,
sensory integration and expensive drug therapies that promise to calm hyperactivity, reduce repetitive behaviors
and improve social interaction. Diet-based interventions often comprised of removing gluten (mostly wheat based
products), Casein (milk products) and avoiding sugary foods. Sensory integration included hydrotherapy,
vestibular stimulation and spiritual development. The use of drugs this study found out was based along the
reasoning that autism can be treated similarly to other childhood disorders that present the same, for example
Attention Deficit Hyperactivity Disorder (ADHD) and Attention Deficit Disorder (ADD).
For the reason that there is a lack of awareness, diagnostic, and treatment avenues for autism in Kenya,
even when diagnosed, the age of diagnosis is relatively late compared to that of the United States, and Canada
where the author is familiar. The age of first diagnosis ranges from 9-10 years old through adolescence in
comparison to North America where it is done at about age 3- 5 years old. Of course this late diagnosis may
contribute to worse overall life outcomes for individuals with autism.
Lack of institutional/government support
This study found that because autism is a relatively new field in Kenya, and there is little to no research
on interventions, there is also a lack of institutional support. Both the national government, through the ministry
of Education, Health, Science and Technology nor county governments have solid positions on diagnosis,
treatment and management of autism, or delivery of any allays of service options that would be beneficial to
individuals with autism.
“The government is doing very little, and we do not expect anything from the government.” Were
common themes in this study. Even in Nairobi, which is urban, participants could not name any government run
center for children with autism.
The only one center that parents of kids with autism were referred to constantly referred to was Kenyatta
National Hospital, but even here, medical doctors treated autism as a disease. One parent who travelled from
Northeastern Kenya to Kenyatta National Hospital a distant of over 100 miles for monthly clinics after her son
was diagnosed with autism reported that doctors told her, her son would outgrow the condition, but it did not
happen.
This study also found that there were only a handful of government schools that had integrated special needs
educations programs and of those only few had any special educations teachers.
The out of- reach financial price-tag for treatment
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 8 | Page
The national health insurance fund network (NHIF), which is a largely tax-funded medical insurance
entity in Kenya does not have autism as one of the diagnosis it could cover even for parents who want to seek out
services, neither do other emerging user- funded insurance schemes. This study found that this could be attributed
to the fact that autism is not a life-threatening condition, and there is limited recognition and acceptance on autism
even by health insurance administrators. Of course the lack of state or private insurance to cover the costs of
autism treatment has put any chance of autism treatment out of reach for most children in Kenya. The average
autism professional in Kenya, most of them expatriate practitioners go for about 6,000 -10,000 Kenya shillings,
per hour (approximately $60-100 per hour). The average worker in Kenya earns about $0.34/ hour (Kenya Gazette,
2016). These expert professionals are largely available within the confines of big cities and those in rural areas
this study found have no access to resources either in experts or information.
Social stigma, Isolation and broken families
This study found out that a lot of parents mostly mothers of children with autism retreat and suffer in
silence. Because of the claims mentioned earlier on the beliefs and causes of autism even among professionals
(e.g., spiritual causes, or a curse), in addition to the lack of awareness for parents, family members and community
members, Parents reported repeatedly how their children with autism have been shunned by peers and other
community members. One mother drew a lot of sympathy at a focus group when she stood to speak
“…as a mother of a child with autism [she said], I meet many challenges. I have few friends. There is a
lot of rejection from both friends and family especially the in-laws. It has become a life where it’s me and me only
with my son. Most of the time I find myself in tears without knowing. When my son is outside the house alone, I
am not comfortable. I want him to be where I can see him because of the bullying by other kids who call him
mwenda wazimu [that is the Kiswahili term for crazy person]. I have been insulted by my neighbors and they do
not like my son near their kids. It breaks my heart. I pray to God every day for power and strength…”
Such isolation and rejection were common themes in this study. Additionally, there were reports of
fathers leaving after finding their sons had autism. This the largely because of the pressure fathers have to bear
sons to carry the family line. Of course such isolation and rejection puts strains of families and most of them
break down, subsequently the children and single mothers suffer even more.
XIV. DISCUSSION
Increased recognition, understanding, and public awareness of autism, could undoubtedly create more
social acceptability and widespread services for individuals with autism in Kenya. This could also lead to a growth
in research. Such research could make contributions towards the development of screening, diagnostic and
interventions tools for the Kenyan clinical setting. Such tools are currently absent.
Such research could also bend the arm of the Kenyan government and policy experts. There are about
800,000 individuals with autism in Kenya (Autism Society of Kenya, n.d.). Without any resources and/or
appropriate tools for screening, diagnosis and intervention in place going forward, the consequences look grim by
any interpretation.
Autism intervention specialists both in Kenya and abroad have a responsibility to spearhead a
collaborated effort to develop cultural sensitive, context based intervention methodologies. While interventions
such as Applied Behavior Analysis (ABA) have empirical research in high-income countries, such interventions
require intensive therapy sessions, large upfront investments are often insurance funded. Such approaches are
unlikely to be of practical application in Kenya, especially in low-resource settings. This author wishes to place a
call for culturally, and linguistically sensitive, less intensive, more flexible, ABA based intervention
methodologies for Kenya, and rural Africa in general. Such a methodology would likely be more practical if it
laid emphasis on parent, caregivers and extended family members as these are at the core of child care in Kenya.
The Kenya government, with its respective ministries of education and health cannot just watch and wait.
It needs to endorse policy initiatives that raise awareness, develop screening tools, training and service for autism
in Kenya. The Kenya government can also facilitate the adoption of training curriculums for autism intervention
in public Universities and colleges. Program at such universities and colleges could foster research, create public
awareness and professional attention on autism. They could also provide accurate information to parents and other
caregivers of children with autism in Kenya on what early signs to look for, where to seek help, and what treatment
could be more beneficial for the child to achieve greater outcomes from an early age.
Public universities in collaborations with the respective government ministries could also create an array
of services that can be provided for children with autism both and home and at school.
Children with autism, all the 800,000 (Autism Society of Kenya, n.d.) of them in Kenya, deserve to be
given a chance to live to their fullest potential despite their limitations.
ACKNOWLEDGMENT
Autism Spectrum Disorders (ASD) In Kenya: Barriers Encountered In Diagnosis
*Corresponding Author: Lincoln Z. Kamau1 9 | Page
The author would like to thank Autism Lights Inc., Boston, USA, Dr. Isaiah Khang'ati, Pastor Francis
Muturi, Presbyterian Church of East Africa (PCEA) St. Andrews Nairobi, and Gwachi Church, Kikuyu, Kenya
and Dr. Nikkole Davis, North Carolina, USA, for their assistance in the recruitment process and other stages of
the study. Most importantly the author would like to express appreciation to all participants who took part in the
study.
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... It also focused on the psychosocial well-being of the informal caregivers. Nairobi County was purposively selected because most of the integrated primary schools that admit children with ASD are located here (Kamau, 2017). Besides, Nairobi is a cosmopolitan city with diverse cultures that will enrich the findings of this study. ...
... Nairobi County was chosen for the study because of the availability of integrated primary schools. This is based on findings by Kamau (2017) who established that most of the integrated primary schools that admit children with ASD are located in Nairobi. In addition, Nairobi is a cosmopolitan city. ...
... According to the Nairobi Regional Coordinator of Education, there are seven integrated primary schools in Nairobi County ("Nairobi County | School Trak Kenya" n.d). However, according to findings by Kamau (2017), only four schools cater for children with ASD. Therefore, the study purposively selected the schools based on children with ASD enrolled in them. ...
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The psychological well-being of an individual is important for them to flourish in life. However, the demands associated with taking care of children with Autism Spectrum Disorder (ASD) may derange the caregivers from achieving their psychological well-being. ASD is a neurodevelopmental childhood disorder that persists into adulthood. It impairs an individual’s social, cognitive, and behavioural domains, causing most of the children to be dependent on caregivers throughout their lives. The objective of this study was to investigate the effects of caregiving of children with ASD on the caregivers’ psychological wellbeing. The study’s objective explored how caregiving of children with ASD affects the caregivers’ psychological wellbeing. The study employed the Social Ecological System Theory to explain the importance of a supportive environment in facilitating the caregivers to achieve their psychological well-being. The Cognitive Behavioural Theory was used to discuss the interventions to mitigate the effects of caregiving on caregivers’ psychological well-being. The study used a qualitative descriptive phenomenological approach and purposive sampling method.to select 24 informal caregivers and four formal caregivers from selected integrated primary schools in Nairobi. The study used in-depth interviews and focus group discussions (FGDs) to collect data from the caregivers. Data was captured using video tape recordings and field notes. Verbatim transcription was employed. QSRN N’vivo 10 data software was used to simplify and analyse data. The result revealed that caregiving of children with ASD affect the caregivers’ psychological wellbeing in the selected integrated primary schools in Nairobi County. The study recommends creation of public awareness about ASD, availing authentic information about ASD symptoms to help the caregivers to seek early interventions for their children with ASD, making therapies accessible and affordable, equal distribution of the available resources among children with ASD and availing psychological support to the caregivers as measures of mitigating the effects of caregiving of children with ASD.
... [6] During the same period there were about 800,000 individuals with autism in Kenya. [7] ASD is diagnosed ...
... [14] Moreover the parents' children with ASD are known to experience higher levels of parenting stress compared to the parents of normally developing children. [15] Utilizing 9 studies [Gona, [16] Cloete, [17] Elliott, [18] Gona, [19] Kamau, [7] Obaigwa, [20] Cohen, [21] Ouma, [22] and Chabeda-Barthe [23] ] available in Kenya on present research problem, the researchers aimed to systematically review the challenges associated with the caregivers whose children have autism. The research question adopted for the present study was: what are the challenges associated with the caregivers whose children have autism in Kenya? ...
... Gona et al.'s [16] study in Kenyan Coastal region demonstrated how caregivers are stigmatized; they are banned from church services for having a child with ASD. Similarly, a study conducted in Nairobi noted that the communities in Access category Themes "Caregivers banned from church services"; "family break-ups"; "Autism Spectrum Disorder (ASD) child would bring a curse"; "bad omen in society" [Gona [16] Cloete [17] Kamau [7] Chabeda-Barthe [23] ] 1) Stigma "Caregivers travel over 100 miles"; "low socioeconomic status"; "little support from the government"; "unaffordable cost of care" [Elliott [18] Gona [16] Kamau [7] Obaigwa [20] Cohen [21] Ouma [22] Chabeda-Barthe [23] ] 2) Financial burden "ASD children were reported to be chaotic"; "delayed milestones"; "more close monitoring needed" ...
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Background: Caring for children with Autism Spectrum Disorder (ASD) is demanding, especially where access to services and support are inadequate. The present study aimed to systematically review the challenges associated with the caregivers whose children have autism. Materials and methods: A systematic review design was utilized. The searches were conducted from February 2019 to January 2020. A qualitative analysis that was based on meta-aggregation approach and thematic analysis was used. Thereafter, data was presented into themes. The quality of all included studies was assessed using the Critical Appraisal Skills Program (CASP). Results: The search generated 909 articles of which only 9 met the inclusion criteria. The main findings were discussed under the following three thematic domains: 1) Stigma, 2) Financial burden, and 3) Caregiving burden. Conclusions: Evidence from the data reviewed showed financial burden faced by the caregivers whose children are diagnosed with ASD. This was manifested through both direct and indirect cost of treatment. Another key finding was that majority of the caregivers faced stigma from the community. This implies the low level of awareness of the ASD within the community. The present study calls for more programs on the present research problem within the community so as to increase awareness. Furthermore, the current advocacy of Universal Health Coverage programs in the country should incorporate ASD children.
... Social stigma results in isolation and rejection. Kamau (2017) found that many parents, mostly mothers, faced a lot of challenges and suffered alone to raise their children with ASD. Parents reported how their children with ASD had been shunned by peers and other community members. ...
... Another major issue in families with children with ASD is most fathers leave after finding their child had ASD leading to the disintegration of families. [29] Similar findings were also supported by Zuckerman et al. (2014) who found that parents believed that ASD was an embarrassing issue. Parents in their study initially denied that their children had ASD. ...
... Parents reported that lack of ASD professionals, especially in rural areas, made the diagnosis and intervention process difficult for them. [29] Low availability of community resources prevented parents to obtain early routine screening for their children with ASD. [31] Mahapatra et al. (2019) found that some parents had to travel to another city in search of a clear and informative pathway that could give a satisfactory diagnosis and intervention. ...
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Background and objective: Autism spectrum disorder (ASD) is a lifelong developmental disability that affects how individuals communicate and interact with others. A reliable diagnosis of ASD can be made within the first 24 months of a child’s life, but ASD is usually diagnosed late. Late diagnosis contributes to missed opportunities to provide early intervention services and improve long-term outcomes. The purpose of this project was to identify barriers to early detection and intervention of ASD faced by parents, other caregivers, and health care professionals.Methods: A literature review was conducted. CINAHL, Medline, and PsychINFO databases were used to search for relevant articles. Ten articles that met the inclusion criteria were selected and data from these articles were summarized in a data extraction table and themes were identified.Results: Five main barriers that prevent early diagnosis and intervention of children with ASD were identified. These barriers were lack of knowledge, social stigma, dismissal of parents’ first concerns by healthcare providers, barriers to ASD screening, and access to ASD services.Conclusions: The results of this literature review will inform the development of an educational guide for parents and other caregivers to promote their knowledge and awareness about ASD in children.
... In terms of absolute population, the prevalence cases of ASD in North Africa and Middle East was estimated to be 1,879,528, which forms about 6.6% of the world burden in 2019 [13]. In the same vein, a study in Kenya estimated that up to 800,000 children are identified with ASD [14], In Nigeria, the prevalence of ASD varies across different regions. In the Southwest, studies report a prevalence of approximately 2.3% [15], while in the Southeast, another study reported a prevalence 0.8% [16]. ...
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This study examines the experiences and unmet needs of caregivers of children with autism spectrum disorder in Nigeria. With a high prevalence in Nigeria, autism spectrum disorder poses a heavy economic burden on society and the patients’ families, with limited social interactions and stigma. Despite this, the unmet needs and psychosocial burdens of autism spectrum disorder on caregivers have been understudied in Nigeria. The study contributes evidence and raises interest in this area of research. This qualitative study was conducted among twenty-three purposively selected caregivers. Questions from the PREPARE and Zarit Burden Interview tools were adapted for the interview and discussion guides. Data were collected among caregivers of pupils in selected special needs schools in Cross River State, Nigeria. Inductive and deductive approaches were used for the analysis using NVivo 20 pro. The socio-ecological model was used to generate the themes and quotes. The study generated four themes and eleven sub-themes across four levels of the socio-ecological model. Findings from our study showed that caregivers of children undergo significant emotional distress, disbelief, and fear at the early stage of diagnosis. Furthermore, families and friends had difficulty comprehending or accepting their children’s diagnosis, which further created tension and misunderstanding. Socio-cultural contexts such as stigma and isolation were not uncommon in the society. Given the burden of the psychological demand and stigma attached to caregivers and children with autism, there is an urgent need for a tailor-made intervention with the key interplay of individual, interpersonal, societal/institutional, and policy in Nigeria. Advocacy efforts and awareness chaired by caregivers should be strengthened across all levels of the society in Nigeria.
... According to Kamau (2017), in order to elaborate both the higher functioning and lower functioning autism it is vital to understand the three levels of ASD. Persons with level one of ASD have the mildest of symptoms which do not significantly affect their daily lives. ...
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This article explored why autism is on the rise globally and the appropriate measures to take to support them. The article found out that the rise in autism may have been contributed due to improved access to healthcare, the society is enlightened and some expanded diagnostic criteria. The article also found that globally there are about 1 in 160 children with ASD while in Kenya it affects approximately four per cent of the population, while the prevalence of higher autism (H-AUT) was found in 0.63% of adolescents and young adults. The article also found out that learners with ASD in Africa are socially isolated and are never neither diagnosed nor treated and in many parts of the continent, developmental disabilities carry a societal stigma and often are attributed to a curse. The article also found out that learners with autism encounter many challenges in their education such lack of a syllabus, educators who were untrained, negative perspective from peers, inadequate learning materials, improper policies and lawful framework for special needs, and high forecast of caregivers, the time assigned per class and that learners with autism are tremendously disoriented by unorganised surroundings. The article further found that the risk factor of ASD is multi systemic including both hereditary and non-hereditary factors contributing. The article further found that there are education measures and treatment methods for learners with autism and preventive measures for them. The article further found that there are several adequate measures for employees with ASD that can be incorporated by their employers to ensure they work effectively. The article concluded by identifying implications to the stakeholders to the rise of autism including an increased appeal for special education services, modifications of the environment, parental involvement and increased resources, advocacy, training of teachers and collaboration among others
... Nairobi County was chosen for the study because of the availability of integrated primary schools. This is based on the findings by Kamau (2017) study which established that most of the integrated primary schools that admit children with ASD are located in Nairobi County. Beside Nairobi being a cosmopolitan city, it is home to communities of diverse ethnical, cultural, and social-economic backgrounds that gave rich data to inform the study. ...
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Social wellbeing is an essential part of general wellbeing of human beings because it shields individuals from social isolation by promoting positive relations. However, social challenges associated with the caregiving of children with Autism spectrum disorder (ASD) are likely to impede the caregivers’ of children with ASD from achieving their social well-being. ASD is a neurodevelopmental childhood disorder that has no physical marker. It is characterized by peculiar behaviors that are socially intolerable. The purpose of this study was to examine how caregiving of children with ASD affect the caregivers’ social wellbeing. Social Ecological System Theory (SEST) and Cognitive Behavioral Theory (CBT) guided the study. The study used a qualitative phenomenological approach and purposive sampling method to select 24 informal caregivers and four formal caregivers from selected integrated primary schools in Nairobi County, Kenya. The study used in-depth interviews and focus group discussions (FGDs) to collect data from the caregivers of children with ASD. Data was captured using tape recording and field notes. Verbatim transcription was employed. QSRN N’vivo 10 data software was used to simplify and analyze the data. The findings revealed that caregiving of children with ASD affect the caregivers’ social wellbeing in the selected integrated primary schools in Nairobi County. The study recommends creation of public awareness about ASD, training for the caregivers to equip them with skills to manage the difficult behaviors exhibited by the children with ASD, availability of affordable therapies and mental health support to the caregivers.
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A scoping review on Autism Spectrum Disorder (ASD) and its impact on the families of affected children was undertaken due to insufficient information available on the diverse experiences impacting their lives. Using the Joanna Briggs Institute methodology, eligibility criteria were guided by Population (families), Concept (family experiences), and Context (African region). English‐language articles were sought from a variety of databases and search engines. The publication date of the identified articles ranged from 2003 to 2021 with most published in 2020 (n = 10), and the majority using qualitative methodologies (n = 51). Most family members involved were parents (n = 51) and their ages ranged from 18 to 75 years. The families experienced various challenges related to their child with regard to education, healthcare, and the broader community including lack of support. Family coping strategies included believing in God, attending counseling sessions, adapting, and accepting the situation. Healthcare professionals should be prepared and positioned to educate families and siblings on various aspects of ASD. There is a need for active, continued research on families within most countries of World Health Organization Afro‐region.
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