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931
ADVANCED CONDITION MONITORING FOR LIME KILNS
Esko Juuso
Control Engineering Laboratory, Department of Process and Environmental Engineering
P.O.Box 4300, FI-90014 University of Oulu, Finland
email: esko.juuso@oulu.fi
Sulo Lahdelma
Mechatronics and Machine Diagnostics Laboratory, Department of Mechanical Engineering
P.O.Box 4200, FI-90014 University of Oulu, Finland
email: sulo.lahdelma@oulu.fi
ABSTRACT Advanced signal processing methods combined with automatic fault
detection enable reliable condition monitoring even when long periods of continuous
operation are required. Intelligent techniques for combining features have been studied in a
lime kiln. Lime kilns are essential parts in the chemical recovery cycle of a pulp mill. These
large machines with very slow rotation speeds must run at different production capacities and
speeds. Alignment problems of the kiln are severe because of the high weight affecting on the
supporting rolls. Problems may lead to serious damage or even fire. A large set of previously
collected measurements has been analysed with intelligent models based on new features. The
set of data covers surface problems, good conditions after grinding, misalignment after
grinding, stronger misalignment, very good conditions after repair work, and good conditions
one year later. The condition indices developed for the supporting rolls provide an efficient
indication of failure situations also in new cases without any changes in the calculation
system. Faulty cases are clearly detected and even an early indication of the friction increase
is achieved. The features are directly generated from the higher order derivates of the
acceleration signals, and the model is based on expertise. All the supporting rolls can be
analysed using the same system. The detection of the faulty situation is the most important
step. An indication of the fault types, surface damage and alignment problems, can be
achieved with a more detailed analysis.
KEYWORDS: Condition monitoring, lime kilns, supporting rolls, vibration analysis,
higher order derivatives, feature extraction, linguistic equations and fuzzy logic
1 INTRODUCTION
Condition monitoring offers a reliable, economical way of action for maintenance operations
in modern industrial plants. The increasing number of measurement points and more
demanding problems require automatic fault detection. Advanced signal processing methods
reveal failures at an earlier stage and provide information on suitable operating conditions for
machines. Intelligent methods have been increasingly used in model-based fault diagnosis and
intelligent analysers. The methods provide various techniques for combining a large number
of features.
Lime kilns are large machines, approximately 4 meters in diameter and even more than 100
meters long, with very slow rotation speeds. Depending on production conditions, the kiln
must run at different production capacities and rotation speeds. Speed is controlled together
with fuel feed and draught fan speed in order to obtain good operating conditions [1].
Temperatures in the hot end are very high.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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Kiln alignment problems are severe because of the high weight affecting on the supporting
rolls. Problems may lead to serious damage or even fire, which can be very detrimental to the
whole production since lime kilns are essential parts in the chemical recovery cycle of a pulp
mill [2]. The chemical pulp production is strongly integrated, and a smooth operation is
achieved if all the sub-processes are operating well. Condition monitoring is becoming more
and more important as there are plans for increasing the period of continuous operation of the
pulp plant to 18 months. Earlier there have usually been three maintenance shut-downs during
the year.
In this paper, a large set of previously collected measurements was analysed with intelligent
models based on new features. The acceleration measurements were done on the bearing
housing of the supporting rolls (Figure 1). This 97.5 meter long kiln has eight supporting rolls
with sleeve bearings, and there are two measurement points for each roll [3]. During the tests,
the rotation time of the kiln was from 39.9 to 45 seconds, and the rotation of a supporting roll
took from 11.6 to 13.1 seconds.
Figure 1. The acceleration measurements were done on the bearing housing of the supporting
rolls.
2 MEASUREMENTS
Vibration measurements provide a good basis for condition monitoring. Elevated signal levels
are detected in fault cases. The measurement parameters traditionally used in condition
monitoring are displacement, velocity and acceleration, x(0), x(1) and x(2). The first time
derivative of acceleration, i.e. the jerk x(3), is commonly used to examine the comfort of
travelling in vehicles. The parameters x(3) and x(4) are very suitable for the condition
monitoring of slowly rotating bearings [3, 4, 5]. This is due to the fact that although the
acceleration pulses are weak and occur at long intervals, the changes in acceleration are rapid
and become emphasised upon differentiation of the signal x(2). Lahdelma has used these
derivatives extensively for monitoring slowly rotating machinery [6].
The measurements have been collected during a period of 6 years for all the supporting rolls.
Acceleration was detected with a Wilcoxon accelerometer model 726. Signals were recorded
with a Casio DAT recorder DA-7 in the frequency range from 10 Hz to 20 kHz. The analog
signal was differentiated and integrated using analog differentiator/integrator MIP 1518ID2,
whose linear range was from 2 to 2000 Hz. The equipment had a low pass filter with a cut-off
frequency 2000 Hz. Sharp band-pass filtering was performed for the velocity signal, and its
frequency range was from 10 to 1000 Hz. The signals from MIP 1518ID2 were transferred
with sampling frequency 12.8 kHz to a computer using the LabVIEW 7.1 software and
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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National Instruments 24-bit data acquisition card NI PCI-4472. The latter was selected on the
criterion that the number of bits in the A/D converter would be maximally large in order to
ensure sufficient measurement accuracy for the necessary calculations. The signals were
processed using the MATLAB software, version 7.0 (R14). LabVIEW 8.0 and MATLAB 7.3
have been used in the latest studies.
The analysis is based on the levels and distributions of the signals x(1), x(3) and x(4). The
measurement signals in volts were scaled to actual dimensions. Offsets have been removed
from the signals by subtracting the mean of the signal on each measurement period. The set of
data covers surface problems, good conditions after grinding, misalignment after grinding,
stronger misalignment, very good conditions after repair work, and good conditions one year
later. There are clear differences between the conditions of different supporting rolls. All the
supporting rolls have been studied earlier for one measurement campaign. The condition
index developed in [11] provides an effective indication of faulty situations. Surface damage
was clearly detected and an early indication of friction increase was also achieved. The
measurement points 3 and 4 were chosen for a detailed analysis with time, as they are located
in the hot end of the lime kiln and are thus the most problematic ones.
The velocity signal x(1) has only very small differences between a serious surface problem
(Figure 2) and an excellent condition (Figure 3). The signal levels are almost the same and
most of the signals are within 3σ1 in the both cases. Signal distributions over 2σn are
represented by 4 bins in Figures 2 and 3. The ratios of the fractions of these bins are compared
between the faulty case and the excellent case for the fractions Fk(n), k=2,…,5 and n=1, 3 and
4. Table 1 contains two additional features: the standard deviation σn and the fraction F1(n) of
the signals x(n)≤2σn. There are no high peaks in the signal and the levels above are too small to
be used in fault diagnosis (Table 1). For measurement point 4, the standard deviation σ1 is
even lower in the faulty case.
Figure 2. Signals x(1), x(3) and x(4) for a case with surface problems (measurement point 4), the
bins of the histograms are based on the standard deviation σn of the corresponding signal x(n)
in the following way: (1) 2σn ≤ x(n)<3σn, (2) 3σn≤ x(n)<4σn, (3) 4σn≤ x(n)<5σn, and (4) x(n)≥5σn,
where n is the order of derivative. [11]
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The levels of the derivatives x(3) and x(4) show clear differences between the faulty case
(Figure 2) and the excellent condition (Figure 3). The high peaks are repeated following the
rotation speed of the supporting rolls. The ratio of the standard deviations in the faulty case
and the excellent case is between 2.5 and 3.6 (Table 1). The signal distributions are clearly
changed, the difference can be seen in bins 1 and 4: the fraction in bin 1 decreases about 70
percent while the fraction in bin 4 becomes 2.5 … 14.4 times higher in the faulty case as
compared with the excellent case. In the excellent case, the condition in measurement point 3
is even better than in measurement point 4. For the fraction F1(n), the ratio is at the same level
for all the signals x(n). For the fractions F3(3) and F4(4), differences are very small. The signals
x(3) and x(4) were chosen for a detailed analysis.
Figure 3. Signals x(1), x(3) and x(4) for a very good condition (measurement point 4), the bins
of the histograms are based on the standard deviation σn of the corresponding signal x(n) in the
following way: (1) 2σn ≤ x(n)<3σn, (2) 3σn≤ x(n)<4σn, (3) 4σn≤ x(n)<5σn, and (4) x(n)≥5σn, where
n is the order of derivative.
Table 1. Ratios between the case with surface problems and the case with excellent conditions
calculated for different features of the signals x(1), x(3) and x(4) in measurement points 3 and 4.
x(n) σn F1(n) F2(n) F3(n) F4(n) F5(n)
3 x(1) 1.201 1.001 1.019 0.571 0.336 -
3 x(3) 3.081 1.022 0.318 1.115 3.379 9.852
3 x(4) 3.626 1.023 0.276 1.139 3.691 14.407
4 x(1) 0.874 1.003 1.026 0.489 0.192 -
4 x(3) 2.572 1.023 0.299 0.663 1.189 3.190
4 x(4) 2.542 1.021 0.307 0.575 0.989 2.527
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3 INTELLIGENT CASE DETECTION
Operating conditions can be detected with a Case-Based Reasoning (CBR) type application
with linguistic equation (LE) models and Fuzzy Logic. Linguistic equations are designed for
integrating knowledge and data in developing nonlinear multivariable systems for intelligent
process analysis, process control, fault diagnosis and forecasting. Insight to the process
operation is maintained since all the modules can be assessed through expert knowledge, and
membership definitions relate the measurements to appropriate linguistic terms on different
operating areas [7].
The basic idea of the linguistic equation (LE) methodology is the nonlinear scaling, which has
been developed in order to extract the meanings of variables from measurement signals. The
real values of variables j are scaled to the range of [-2, +2] which combines normal operation
[-1, +1] with the handling of warnings and alarms in the range exceeding the normal operation
range. The scaling is done with a variable specific membership definition, which consists of
two second-order polynomials [8]. The scaling function contains two monotonously
increasing functions: one for the values between -2 and 0, and one for the values between 0
and 2. Both expertise and data can be used in developing the mapping functions (membership
definitions). Linguistic equation (LE) models are linear equations. Various fuzzy models can
be represented by LE models, and neural networks and evolutionary computing can be used in
tuning. Individual LE modules can be transformed to fuzzy rule-based systems.
In fault diagnosis, LE models are developed for normal operation and fault cases. The case
models are based on linear equations. Each equation was compared to the scaled data, and the
residual, called fuzziness, is used to evaluate how well the features fit to the model. A degree
of membership is calculated for each equation by comparing the fuzziness with the
distribution of the fuzziness in the train data. A specific weight factor is set to each equation:
a high weight to very sensitive equations and a low weight to less sensitive ones.
Classification is based on the degrees of membership developed for each case from the
membership degrees and weights of the equations. Several alternative fuzzy approaches are
compared in approximate reasoning.
The machine condition monitoring application presented in [9] was based on models
developed for normal operation and nine fault cases including rotor unbalance, bent shaft,
misalignment and bearing faults. For cavitation monitoring, cavitation indices were
constructed as the sum of the linguistic values of the two features, the peak height and the
fraction of the peaks exceeding the normal limit. The cavitation indices provide indication for
both clear cavitation and clearly good operation. Values -2 and -1 indicate good operating
conditions. Value 1 corresponds to clear signs of cavitation, and value 2 means a very strong
indication of cavitation [10].
In the lime kiln application, the features are combined with a linguistic equation. In [11] the
interaction coefficients were based on expertise: large values for the features σ4 and the
fractions Fk(4), k=4 and 5 are related to faulty situations, and large values for the fractions
Fk(4), k=1…3 are obtained in normal conditions. The condition index IC(4) is a number between
-2 and 2. The interaction matrix A = [-2 1 1 1 -1 -1 -1] includes the coefficients for the
features and the condition index. As the bias term is zero, the index IC(4) corresponds to the
bias term in the same way as in [10]. According to the ratios presented in Table 1, all the
features Fk(n) are not equally important indications of faulty cases.
For fast rotating bearings, the condition index is the sum of the scaled standard deviations of
the signal x(4) calculated for three frequency ranges [12].
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4 FEATURE EXTRACTION
The analysis can be based on signal levels and the distribution of signals (Figures 4 and 5).
The distribution of the signals x(n) is presented by histograms based on the standard deviation
σn . The first cases in both the measurement points were studied in the previous analysis [11].
For measurement point 4, the faulty cases, i.e. surface problems in case 1 and stronger
alignment problems in case 4, are clearly detected by the fractions in the bins 1 and 4 (Figure
4). For measurement point 4, the good conditions after grinding (case 2), very good conditions
after repair work (case 5) and good conditions one year later (case 6) are also clearly detected.
The misalignment problem is slightly hidden for the case 3, as the standard deviation is
considerably increased due to the noise caused by air cooling. The temperature of the sleeve
bearings in measurement point 4 was reduced from 110 to 45 oC by cooling. Without cooling
there would be a risk for fire in the oil. The hidden fault is not a problem in the fault
diagnosis, as the cooling was started after detecting the fault. Also the abnormal level of the
standard deviation means that some additional analysis needs to be carried out.
Figure 4. Features for measurement point 4 in the cases 1…6: distributions above 2σ4 (left)
represented by bins: (1) 2σ4≤ x(4)<3σ4, (2) 3σ4≤ x(4)<4σ4, (3) 4σ4 ≤ x(4)<5σ4, and (4) x(4)≥5σ4,
total fraction of the values above 2σ4 (right above), and the standard deviation σ4 (right
below).
For measurement point 3, the good conditions and the faulty cases are clearly detected (Figure
5). As the cooling of the bearings in measurement point 4 increased only slightly the standard
deviation in measurement point 3, the fault in case 3 is detected by bin 4. In measurement
point 3, the condition in the good cases is even better than in measurement point 4.
These features were transformed to a linguistic scale [-2, 2] through nonlinear scaling
functions for the linguistic equation (LE) models. The membership definitions shown in
Figure 6 were used for the features of the signal x(4). The membership definitions were
obtained automatically from the features of the first test set [11]. The corresponding
membership definitions have been generated in the same way for the signal x(3). For both
signals there was only one exception: the scaled values of standard deviation were extended to
the full range [-2, 2] so as to obtain more sensitive definitions for the small values as well.
The fractions F4(n), n=3 and 4, are very small (<0.5 %).
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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Figure 5. Features for measurement point 3 in the cases 1…6: distributions above 2σ4 (left)
represented by bins: (1) 2σ4≤ x(4)<3σ4, (2) 3σ4≤ x(4)<4σ4, (3) 4σ4 ≤ x(4)<5σ4, and (4) x(4)≥5σ4,
total fraction of the values above 2σ4 (right above), and the standard deviation σ4 (right
below).
Figure 6. Membership definitions for the features j, j=1…6, obtained from the signal x(4): the
standard deviation σ4 and the fractions Fk(4) in the bins k: (k=1) x(4)≤2σ4, (k=2) 2σ4≤ x(4)<3σ4,
(k=3) 3σ4≤ x(4)< 4σ4, (k=4) 4σ4≤x(4)<5σ4, and (k=5) x(4)≥ 5σ4.
Figure 7. Linguistic features j, j=1…6, of the signal x(4): cases 1…6 are for measurement
point 3 and cases 7...12 for measurement point 4, respectively.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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The 6 cases of the data set are represented by cases 1…6 for measurement point 3 and 7…12
for measurement point 4. The resulting linguistic features (Figure 7) represent the meaning of
the feature values of the signal x(4) in a linguistic range [-2, 2]. The standard deviations have a
high negative correlation with the knowledge-based condition index (Table 2). The good
conditions, i.e. cases 5 and 6 for measurement point 3 and cases 11 and 12 for measurement
point 4, are detected by standard deviation σ4. However, cases 2 and 8 are not detected, which
means that a condition index is needed to also combine other features related to the
distribution of the signal.
There are some differences between the surface problems (case 1 and 7) and the alignment
problems (cases 3, 4, 9 and 10). The signal distributions show a strong effect from the air
cooling. Correlations between the features and the knowledge-based condition index become
closer when the case 3 is removed (Table 2). The fraction F4(n) reacts in a different way to the
surface damage and the alignment problem, which results in a low value for the correlation
coefficient. All the features are not within the range that was used in generating the
membership definitions. Therefore, a detailed analysis with additional data is needed to find
an indication for the fault type.
Table 2. Correlation coefficients of linguistic features with the knowledge-based condition
index.
All cases
x(n) σn F1(n) F2(n) F3(n) F4(n) F5(n)
x(3) -0.761 -0.413 0.508 0.023 -0.406 -0.569
x(4) -0.796 -0.350 0.424 0.149 -0.268 -0.547
Case 3
excluded
x(n) σn F1(n) F2(n) F3(n) F4(n) F5(n)
x(3) -0.750 -0.629 0.700 0.457 0.065 -0.368
x(4) -0.799 -0.660 0.703 0.470 0.024 -0.407
Figure 8. Linguistic features j, j=1…6, of the signal x(3): cases 1…6 are for measurement
point 3 and cases 7...12 for measurement point 4, respectively.
Linguistic features have also been calculated for the signal x(3): the results shown in Figure 8
are quite similar to the features of the signal x(4) (Figure 7). Main differences are in the
standard deviation σn and the fractions F2(n). Also correlation coefficients have very similar
values.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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5 MONITORING
The condition indices IC(n), n=3 and 4, are based on a linguistic equation where the interaction
coefficients are defined for both x(3)and x(4) in the same way as in [11] for x(4). As the bias
term is zero, the index IC(n) corresponds to the bias term in the same way as in [10]. The
condition indices are obtained through the equation
)()()()()()(2 )(
5
1
6
)(
4
1
5
)(
3
1
4
)(
2
1
3
)(
1
1
2
1
1
)( nnnnn
n
n
CFfFfFfFfFffI −−−−−− −−+++−=
σ
(1)
from the linguistic features shown in Figures 7 and 8.
For the signal x(4), the values of the condition index are very good and logical for all the
measurement points (Figure 9). According to the analysis of different supporting rolls, a clear
difference between the good conditions and the cases with different levels of damage can be
detected. The surface damage of the roll corresponding the measurement points 3 and 4 are
clearly detected. Strong friction is also detected in measurement point 2. In addition, friction
is detected in measurement point 11. The value of the condition index represents the condition
very well since point 11 has stronger friction than points 1 and 12. The correlation with the
manually defined health values is very good (Figure 9). The knowledge-based condition
indices were set after listening to the sound of the recorded acceleration signals and analysing
time domain signals and frequency spectra with an oscilloscope and a real time analyser.
As even very small changes are detected by a slight increase of membership, the results are
very promising for the early detection of faults. Together with the compact implementation
and operability of the normal model, this makes the wider use of this approach feasible.
New tests with the same models were carried out for measurement points 3 and 4 (Figure 10).
The good and faulty conditions are detected reliably with the model presented above. All the
parameters of the model remain the same. The fit to the knowledge-based condition indices is
even better than in the data set presented in [11]. The R2 value is further improved to 0.992 if
the cases 3 and 9 are excluded.
Figure 9. The condition index IC(4) compared to the knowledge-based condition index in
measurement points 1…16.
The same model structure has been analysed for the signal x(3): the results shown in Figure 11
for the data set covering all the measurement points at one time instant are worse than the
results of the signal x
(4) (Figure 9). However, the results for analysis with time for
measurement points 3 and 4 are very good (Figure 12): the R2 value is even higher than for
signal x(4) (Figure 10). If the cases 3 and 9 are excluded, the R2 value is improved to 0.982 but
remains lower than the R2 value obtained for x(4).
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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Figure 10. The condition index IC(4) compared with the manually defined health values in
measurement cases 1…12: cases 1…6 are for measurement point 3 and cases 7...12 for
measurement point 4, respectively.
Figure 11. The condition index IC(3) compared with manually defined health values in
measurement points 1…16.
Figure 12. The condition index IC(3) compared with manually defined health values in
measurement cases 1…12: cases 1…6 are for measurement point 3 and cases 7...12 for
measurement point 4, respectively.
The database includes measurements covering a period of 6 years, and only a part of the
material has been used in this analysis. The condition index obtained from the signal x(4) is
already suitable for practical applications. The index obtained from signal x(3) requires further
tuning. In addition, derivatives of real and complex order [13] will be later studied in this
application.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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6 CONCLUSIONS
The condition indices developed for the supporting rolls of a lime kiln provide an efficient
indication of faulty situations. Surface damage is clearly detected and an early indication of
friction increase is also achieved. The features are generated directly from the higher order
derivates of the acceleration signals, and the model is based on expertise. All the supporting
rolls can be analysed using the same system. The extended set of data covers surface
problems, good conditions after grinding, misalignment after grinding, stronger misalignment,
very good conditions after repair work, and good conditions one year later. The faulty cases
are clearly detected in the new data as well without changing any parameters of the
calculation system. This is a very important result. A detailed analysis with additional data is
needed in order to find an indication of the fault type since there are not any misalignment
cases in the data which were used in generating the membership definitions.
References
1. M. Järvensivu, E. Juuso, O. Ahava. Intelligent control of a rotary kiln fired with
producer gas generated from biomass. Engineering Applications of Artificial
Intelligence 14 (2001), pp. 629-653.
2. Juuso, E. K. Applications of smart adaptive system in pulp and paper industry, in
Proceedings of Eunite 2004 - European Symposium on Intelligent Technologies, Hybrid
Systems and their implementation on Smart Adaptive Systems, June 10-12, 2004,
Aachen, Germany, Verlag Mainz, Aachen, pp. 21-33.
3. Lahdelma, S. Experiences of using higher derivatives in fault detection, Kunnossapito,
16 (2002) 9, pp. 29-32. (In Finnish)
4. Lahdelma, S. On the higher order derivatives in the laws of motion and theirs
application to an active force generator and to condition monitoring, University of Oulu,
Research report No. 101, Department of Mechanical Engineering, 1995, (Academic
Dissertation).
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langsam drehender Wälzlager, in Proceedings of AKIDA’98, 2. Aachener Kolloquium
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390.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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19th International Congress on Condition Monitoring and Diagnostic Engineering
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Wälzlagerüberwahung, in Seeliger, A., P. Burgwinkel (Ed.) Tagungsband zum 6.
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