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Advanced Condition Monitoring for Lime Kilns

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Advanced signal processing methods combined with automatic fault detection enable reliable condition monitoring even when long periods of continuous operation are required. Intelligent techniques for combining features have been studied in a lime kiln. Lime kilns are essential parts in the chemical recovery cycle of a pulp mill. These large machines with very slow rotation speeds must run at different production capacities and speeds. Alignment problems of the kiln are severe because of the high weight affecting on the supporting rolls. Problems may lead to serious damage or even fire. A large set of previously collected measurements has been analysed with intelligent models based on new features. The set of data covers surface problems, good conditions after grinding, misalignment after grinding, stronger misalignment, very good conditions after repair work, and good conditions one year later. The condition indices developed for the supporting rolls provide an efficient indication of failure situations also in new cases without any changes in the calculation system. Faulty cases are clearly detected and even an early indication of the friction increase is achieved. The features are directly generated from the higher order derivates of the acceleration signals, and the model is based on expertise. All the supporting rolls can be analysed using the same system. The detection of the faulty situation is the most important step. An indication of the fault types, surface damage and alignment problems, can be achieved with a more detailed analysis.
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ADVANCED CONDITION MONITORING FOR LIME KILNS
Esko Juuso
Control Engineering Laboratory, Department of Process and Environmental Engineering
P.O.Box 4300, FI-90014 University of Oulu, Finland
email: esko.juuso@oulu.fi
Sulo Lahdelma
Mechatronics and Machine Diagnostics Laboratory, Department of Mechanical Engineering
P.O.Box 4200, FI-90014 University of Oulu, Finland
email: sulo.lahdelma@oulu.fi
ABSTRACT Advanced signal processing methods combined with automatic fault
detection enable reliable condition monitoring even when long periods of continuous
operation are required. Intelligent techniques for combining features have been studied in a
lime kiln. Lime kilns are essential parts in the chemical recovery cycle of a pulp mill. These
large machines with very slow rotation speeds must run at different production capacities and
speeds. Alignment problems of the kiln are severe because of the high weight affecting on the
supporting rolls. Problems may lead to serious damage or even fire. A large set of previously
collected measurements has been analysed with intelligent models based on new features. The
set of data covers surface problems, good conditions after grinding, misalignment after
grinding, stronger misalignment, very good conditions after repair work, and good conditions
one year later. The condition indices developed for the supporting rolls provide an efficient
indication of failure situations also in new cases without any changes in the calculation
system. Faulty cases are clearly detected and even an early indication of the friction increase
is achieved. The features are directly generated from the higher order derivates of the
acceleration signals, and the model is based on expertise. All the supporting rolls can be
analysed using the same system. The detection of the faulty situation is the most important
step. An indication of the fault types, surface damage and alignment problems, can be
achieved with a more detailed analysis.
KEYWORDS: Condition monitoring, lime kilns, supporting rolls, vibration analysis,
higher order derivatives, feature extraction, linguistic equations and fuzzy logic
1 INTRODUCTION
Condition monitoring offers a reliable, economical way of action for maintenance operations
in modern industrial plants. The increasing number of measurement points and more
demanding problems require automatic fault detection. Advanced signal processing methods
reveal failures at an earlier stage and provide information on suitable operating conditions for
machines. Intelligent methods have been increasingly used in model-based fault diagnosis and
intelligent analysers. The methods provide various techniques for combining a large number
of features.
Lime kilns are large machines, approximately 4 meters in diameter and even more than 100
meters long, with very slow rotation speeds. Depending on production conditions, the kiln
must run at different production capacities and rotation speeds. Speed is controlled together
with fuel feed and draught fan speed in order to obtain good operating conditions [1].
Temperatures in the hot end are very high.
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Kiln alignment problems are severe because of the high weight affecting on the supporting
rolls. Problems may lead to serious damage or even fire, which can be very detrimental to the
whole production since lime kilns are essential parts in the chemical recovery cycle of a pulp
mill [2]. The chemical pulp production is strongly integrated, and a smooth operation is
achieved if all the sub-processes are operating well. Condition monitoring is becoming more
and more important as there are plans for increasing the period of continuous operation of the
pulp plant to 18 months. Earlier there have usually been three maintenance shut-downs during
the year.
In this paper, a large set of previously collected measurements was analysed with intelligent
models based on new features. The acceleration measurements were done on the bearing
housing of the supporting rolls (Figure 1). This 97.5 meter long kiln has eight supporting rolls
with sleeve bearings, and there are two measurement points for each roll [3]. During the tests,
the rotation time of the kiln was from 39.9 to 45 seconds, and the rotation of a supporting roll
took from 11.6 to 13.1 seconds.
Figure 1. The acceleration measurements were done on the bearing housing of the supporting
rolls.
2 MEASUREMENTS
Vibration measurements provide a good basis for condition monitoring. Elevated signal levels
are detected in fault cases. The measurement parameters traditionally used in condition
monitoring are displacement, velocity and acceleration, x(0), x(1) and x(2). The first time
derivative of acceleration, i.e. the jerk x(3), is commonly used to examine the comfort of
travelling in vehicles. The parameters x(3) and x(4) are very suitable for the condition
monitoring of slowly rotating bearings [3, 4, 5]. This is due to the fact that although the
acceleration pulses are weak and occur at long intervals, the changes in acceleration are rapid
and become emphasised upon differentiation of the signal x(2). Lahdelma has used these
derivatives extensively for monitoring slowly rotating machinery [6].
The measurements have been collected during a period of 6 years for all the supporting rolls.
Acceleration was detected with a Wilcoxon accelerometer model 726. Signals were recorded
with a Casio DAT recorder DA-7 in the frequency range from 10 Hz to 20 kHz. The analog
signal was differentiated and integrated using analog differentiator/integrator MIP 1518ID2,
whose linear range was from 2 to 2000 Hz. The equipment had a low pass filter with a cut-off
frequency 2000 Hz. Sharp band-pass filtering was performed for the velocity signal, and its
frequency range was from 10 to 1000 Hz. The signals from MIP 1518ID2 were transferred
with sampling frequency 12.8 kHz to a computer using the LabVIEW 7.1 software and
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National Instruments 24-bit data acquisition card NI PCI-4472. The latter was selected on the
criterion that the number of bits in the A/D converter would be maximally large in order to
ensure sufficient measurement accuracy for the necessary calculations. The signals were
processed using the MATLAB software, version 7.0 (R14). LabVIEW 8.0 and MATLAB 7.3
have been used in the latest studies.
The analysis is based on the levels and distributions of the signals x(1), x(3) and x(4). The
measurement signals in volts were scaled to actual dimensions. Offsets have been removed
from the signals by subtracting the mean of the signal on each measurement period. The set of
data covers surface problems, good conditions after grinding, misalignment after grinding,
stronger misalignment, very good conditions after repair work, and good conditions one year
later. There are clear differences between the conditions of different supporting rolls. All the
supporting rolls have been studied earlier for one measurement campaign. The condition
index developed in [11] provides an effective indication of faulty situations. Surface damage
was clearly detected and an early indication of friction increase was also achieved. The
measurement points 3 and 4 were chosen for a detailed analysis with time, as they are located
in the hot end of the lime kiln and are thus the most problematic ones.
The velocity signal x(1) has only very small differences between a serious surface problem
(Figure 2) and an excellent condition (Figure 3). The signal levels are almost the same and
most of the signals are within 3σ1 in the both cases. Signal distributions over 2σn are
represented by 4 bins in Figures 2 and 3. The ratios of the fractions of these bins are compared
between the faulty case and the excellent case for the fractions Fk(n), k=2,…,5 and n=1, 3 and
4. Table 1 contains two additional features: the standard deviation σn and the fraction F1(n) of
the signals x(n)2σn. There are no high peaks in the signal and the levels above are too small to
be used in fault diagnosis (Table 1). For measurement point 4, the standard deviation σ1 is
even lower in the faulty case.
Figure 2. Signals x(1), x(3) and x(4) for a case with surface problems (measurement point 4), the
bins of the histograms are based on the standard deviation σn of the corresponding signal x(n)
in the following way: (1) 2σn x(n)<3σn, (2) 3σn x(n)<4σn, (3) 4σn x(n)<5σn, and (4) x(n)5σn,
where n is the order of derivative. [11]
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The levels of the derivatives x(3) and x(4) show clear differences between the faulty case
(Figure 2) and the excellent condition (Figure 3). The high peaks are repeated following the
rotation speed of the supporting rolls. The ratio of the standard deviations in the faulty case
and the excellent case is between 2.5 and 3.6 (Table 1). The signal distributions are clearly
changed, the difference can be seen in bins 1 and 4: the fraction in bin 1 decreases about 70
percent while the fraction in bin 4 becomes 2.5 … 14.4 times higher in the faulty case as
compared with the excellent case. In the excellent case, the condition in measurement point 3
is even better than in measurement point 4. For the fraction F1(n), the ratio is at the same level
for all the signals x(n). For the fractions F3(3) and F4(4), differences are very small. The signals
x(3) and x(4) were chosen for a detailed analysis.
Figure 3. Signals x(1), x(3) and x(4) for a very good condition (measurement point 4), the bins
of the histograms are based on the standard deviation σn of the corresponding signal x(n) in the
following way: (1) 2σn x(n)<3σn, (2) 3σn x(n)<4σn, (3) 4σn x(n)<5σn, and (4) x(n)5σn, where
n is the order of derivative.
Table 1. Ratios between the case with surface problems and the case with excellent conditions
calculated for different features of the signals x(1), x(3) and x(4) in measurement points 3 and 4.
x(n) σn F1(n) F2(n) F3(n) F4(n) F5(n)
3 x(1) 1.201 1.001 1.019 0.571 0.336 -
3 x(3) 3.081 1.022 0.318 1.115 3.379 9.852
3 x(4) 3.626 1.023 0.276 1.139 3.691 14.407
4 x(1) 0.874 1.003 1.026 0.489 0.192 -
4 x(3) 2.572 1.023 0.299 0.663 1.189 3.190
4 x(4) 2.542 1.021 0.307 0.575 0.989 2.527
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3 INTELLIGENT CASE DETECTION
Operating conditions can be detected with a Case-Based Reasoning (CBR) type application
with linguistic equation (LE) models and Fuzzy Logic. Linguistic equations are designed for
integrating knowledge and data in developing nonlinear multivariable systems for intelligent
process analysis, process control, fault diagnosis and forecasting. Insight to the process
operation is maintained since all the modules can be assessed through expert knowledge, and
membership definitions relate the measurements to appropriate linguistic terms on different
operating areas [7].
The basic idea of the linguistic equation (LE) methodology is the nonlinear scaling, which has
been developed in order to extract the meanings of variables from measurement signals. The
real values of variables j are scaled to the range of [-2, +2] which combines normal operation
[-1, +1] with the handling of warnings and alarms in the range exceeding the normal operation
range. The scaling is done with a variable specific membership definition, which consists of
two second-order polynomials [8]. The scaling function contains two monotonously
increasing functions: one for the values between -2 and 0, and one for the values between 0
and 2. Both expertise and data can be used in developing the mapping functions (membership
definitions). Linguistic equation (LE) models are linear equations. Various fuzzy models can
be represented by LE models, and neural networks and evolutionary computing can be used in
tuning. Individual LE modules can be transformed to fuzzy rule-based systems.
In fault diagnosis, LE models are developed for normal operation and fault cases. The case
models are based on linear equations. Each equation was compared to the scaled data, and the
residual, called fuzziness, is used to evaluate how well the features fit to the model. A degree
of membership is calculated for each equation by comparing the fuzziness with the
distribution of the fuzziness in the train data. A specific weight factor is set to each equation:
a high weight to very sensitive equations and a low weight to less sensitive ones.
Classification is based on the degrees of membership developed for each case from the
membership degrees and weights of the equations. Several alternative fuzzy approaches are
compared in approximate reasoning.
The machine condition monitoring application presented in [9] was based on models
developed for normal operation and nine fault cases including rotor unbalance, bent shaft,
misalignment and bearing faults. For cavitation monitoring, cavitation indices were
constructed as the sum of the linguistic values of the two features, the peak height and the
fraction of the peaks exceeding the normal limit. The cavitation indices provide indication for
both clear cavitation and clearly good operation. Values -2 and -1 indicate good operating
conditions. Value 1 corresponds to clear signs of cavitation, and value 2 means a very strong
indication of cavitation [10].
In the lime kiln application, the features are combined with a linguistic equation. In [11] the
interaction coefficients were based on expertise: large values for the features σ4 and the
fractions Fk(4), k=4 and 5 are related to faulty situations, and large values for the fractions
Fk(4), k=1…3 are obtained in normal conditions. The condition index IC(4) is a number between
-2 and 2. The interaction matrix A = [-2 1 1 1 -1 -1 -1] includes the coefficients for the
features and the condition index. As the bias term is zero, the index IC(4) corresponds to the
bias term in the same way as in [10]. According to the ratios presented in Table 1, all the
features Fk(n) are not equally important indications of faulty cases.
For fast rotating bearings, the condition index is the sum of the scaled standard deviations of
the signal x(4) calculated for three frequency ranges [12].
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4 FEATURE EXTRACTION
The analysis can be based on signal levels and the distribution of signals (Figures 4 and 5).
The distribution of the signals x(n) is presented by histograms based on the standard deviation
σn . The first cases in both the measurement points were studied in the previous analysis [11].
For measurement point 4, the faulty cases, i.e. surface problems in case 1 and stronger
alignment problems in case 4, are clearly detected by the fractions in the bins 1 and 4 (Figure
4). For measurement point 4, the good conditions after grinding (case 2), very good conditions
after repair work (case 5) and good conditions one year later (case 6) are also clearly detected.
The misalignment problem is slightly hidden for the case 3, as the standard deviation is
considerably increased due to the noise caused by air cooling. The temperature of the sleeve
bearings in measurement point 4 was reduced from 110 to 45 oC by cooling. Without cooling
there would be a risk for fire in the oil. The hidden fault is not a problem in the fault
diagnosis, as the cooling was started after detecting the fault. Also the abnormal level of the
standard deviation means that some additional analysis needs to be carried out.
Figure 4. Features for measurement point 4 in the cases 1…6: distributions above 2σ4 (left)
represented by bins: (1) 2σ4 x(4)<3σ4, (2) 3σ4 x(4)<4σ4, (3) 4σ4 x(4)<5σ4, and (4) x(4)5σ4,
total fraction of the values above 2σ4 (right above), and the standard deviation σ4 (right
below).
For measurement point 3, the good conditions and the faulty cases are clearly detected (Figure
5). As the cooling of the bearings in measurement point 4 increased only slightly the standard
deviation in measurement point 3, the fault in case 3 is detected by bin 4. In measurement
point 3, the condition in the good cases is even better than in measurement point 4.
These features were transformed to a linguistic scale [-2, 2] through nonlinear scaling
functions for the linguistic equation (LE) models. The membership definitions shown in
Figure 6 were used for the features of the signal x(4). The membership definitions were
obtained automatically from the features of the first test set [11]. The corresponding
membership definitions have been generated in the same way for the signal x(3). For both
signals there was only one exception: the scaled values of standard deviation were extended to
the full range [-2, 2] so as to obtain more sensitive definitions for the small values as well.
The fractions F4(n), n=3 and 4, are very small (<0.5 %).
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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Figure 5. Features for measurement point 3 in the cases 1…6: distributions above 2σ4 (left)
represented by bins: (1) 2σ4 x(4)<3σ4, (2) 3σ4 x(4)<4σ4, (3) 4σ4 x(4)<5σ4, and (4) x(4)5σ4,
total fraction of the values above 2σ4 (right above), and the standard deviation σ4 (right
below).
Figure 6. Membership definitions for the features j, j=1…6, obtained from the signal x(4): the
standard deviation σ4 and the fractions Fk(4) in the bins k: (k=1) x(4)2σ4, (k=2) 2σ4 x(4)<3σ4,
(k=3) 3σ4 x(4)< 4σ4, (k=4) 4σ4x(4)<5σ4, and (k=5) x(4) 5σ4.
Figure 7. Linguistic features j, j=1…6, of the signal x(4): cases 1…6 are for measurement
point 3 and cases 7...12 for measurement point 4, respectively.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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The 6 cases of the data set are represented by cases 1…6 for measurement point 3 and 7…12
for measurement point 4. The resulting linguistic features (Figure 7) represent the meaning of
the feature values of the signal x(4) in a linguistic range [-2, 2]. The standard deviations have a
high negative correlation with the knowledge-based condition index (Table 2). The good
conditions, i.e. cases 5 and 6 for measurement point 3 and cases 11 and 12 for measurement
point 4, are detected by standard deviation σ4. However, cases 2 and 8 are not detected, which
means that a condition index is needed to also combine other features related to the
distribution of the signal.
There are some differences between the surface problems (case 1 and 7) and the alignment
problems (cases 3, 4, 9 and 10). The signal distributions show a strong effect from the air
cooling. Correlations between the features and the knowledge-based condition index become
closer when the case 3 is removed (Table 2). The fraction F4(n) reacts in a different way to the
surface damage and the alignment problem, which results in a low value for the correlation
coefficient. All the features are not within the range that was used in generating the
membership definitions. Therefore, a detailed analysis with additional data is needed to find
an indication for the fault type.
Table 2. Correlation coefficients of linguistic features with the knowledge-based condition
index.
All cases
x(n) σn F1(n) F2(n) F3(n) F4(n) F5(n)
x(3) -0.761 -0.413 0.508 0.023 -0.406 -0.569
x(4) -0.796 -0.350 0.424 0.149 -0.268 -0.547
Case 3
excluded
x(n) σn F1(n) F2(n) F3(n) F4(n) F5(n)
x(3) -0.750 -0.629 0.700 0.457 0.065 -0.368
x(4) -0.799 -0.660 0.703 0.470 0.024 -0.407
Figure 8. Linguistic features j, j=1…6, of the signal x(3): cases 1…6 are for measurement
point 3 and cases 7...12 for measurement point 4, respectively.
Linguistic features have also been calculated for the signal x(3): the results shown in Figure 8
are quite similar to the features of the signal x(4) (Figure 7). Main differences are in the
standard deviation σn and the fractions F2(n). Also correlation coefficients have very similar
values.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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5 MONITORING
The condition indices IC(n), n=3 and 4, are based on a linguistic equation where the interaction
coefficients are defined for both x(3)and x(4) in the same way as in [11] for x(4). As the bias
term is zero, the index IC(n) corresponds to the bias term in the same way as in [10]. The
condition indices are obtained through the equation
)()()()()()(2 )(
5
1
6
)(
4
1
5
)(
3
1
4
)(
2
1
3
)(
1
1
2
1
1
)( nnnnn
n
n
CFfFfFfFfFffI +++=
σ
(1)
from the linguistic features shown in Figures 7 and 8.
For the signal x(4), the values of the condition index are very good and logical for all the
measurement points (Figure 9). According to the analysis of different supporting rolls, a clear
difference between the good conditions and the cases with different levels of damage can be
detected. The surface damage of the roll corresponding the measurement points 3 and 4 are
clearly detected. Strong friction is also detected in measurement point 2. In addition, friction
is detected in measurement point 11. The value of the condition index represents the condition
very well since point 11 has stronger friction than points 1 and 12. The correlation with the
manually defined health values is very good (Figure 9). The knowledge-based condition
indices were set after listening to the sound of the recorded acceleration signals and analysing
time domain signals and frequency spectra with an oscilloscope and a real time analyser.
As even very small changes are detected by a slight increase of membership, the results are
very promising for the early detection of faults. Together with the compact implementation
and operability of the normal model, this makes the wider use of this approach feasible.
New tests with the same models were carried out for measurement points 3 and 4 (Figure 10).
The good and faulty conditions are detected reliably with the model presented above. All the
parameters of the model remain the same. The fit to the knowledge-based condition indices is
even better than in the data set presented in [11]. The R2 value is further improved to 0.992 if
the cases 3 and 9 are excluded.
Figure 9. The condition index IC(4) compared to the knowledge-based condition index in
measurement points 1…16.
The same model structure has been analysed for the signal x(3): the results shown in Figure 11
for the data set covering all the measurement points at one time instant are worse than the
results of the signal x
(4) (Figure 9). However, the results for analysis with time for
measurement points 3 and 4 are very good (Figure 12): the R2 value is even higher than for
signal x(4) (Figure 10). If the cases 3 and 9 are excluded, the R2 value is improved to 0.982 but
remains lower than the R2 value obtained for x(4).
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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Figure 10. The condition index IC(4) compared with the manually defined health values in
measurement cases 1…12: cases 1…6 are for measurement point 3 and cases 7...12 for
measurement point 4, respectively.
Figure 11. The condition index IC(3) compared with manually defined health values in
measurement points 1…16.
Figure 12. The condition index IC(3) compared with manually defined health values in
measurement cases 1…12: cases 1…6 are for measurement point 3 and cases 7...12 for
measurement point 4, respectively.
The database includes measurements covering a period of 6 years, and only a part of the
material has been used in this analysis. The condition index obtained from the signal x(4) is
already suitable for practical applications. The index obtained from signal x(3) requires further
tuning. In addition, derivatives of real and complex order [13] will be later studied in this
application.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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6 CONCLUSIONS
The condition indices developed for the supporting rolls of a lime kiln provide an efficient
indication of faulty situations. Surface damage is clearly detected and an early indication of
friction increase is also achieved. The features are generated directly from the higher order
derivates of the acceleration signals, and the model is based on expertise. All the supporting
rolls can be analysed using the same system. The extended set of data covers surface
problems, good conditions after grinding, misalignment after grinding, stronger misalignment,
very good conditions after repair work, and good conditions one year later. The faulty cases
are clearly detected in the new data as well without changing any parameters of the
calculation system. This is a very important result. A detailed analysis with additional data is
needed in order to find an indication of the fault type since there are not any misalignment
cases in the data which were used in generating the membership definitions.
References
1. M. Järvensivu, E. Juuso, O. Ahava. Intelligent control of a rotary kiln fired with
producer gas generated from biomass. Engineering Applications of Artificial
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2. Juuso, E. K. Applications of smart adaptive system in pulp and paper industry, in
Proceedings of Eunite 2004 - European Symposium on Intelligent Technologies, Hybrid
Systems and their implementation on Smart Adaptive Systems, June 10-12, 2004,
Aachen, Germany, Verlag Mainz, Aachen, pp. 21-33.
3. Lahdelma, S. Experiences of using higher derivatives in fault detection, Kunnossapito,
16 (2002) 9, pp. 29-32. (In Finnish)
4. Lahdelma, S. On the higher order derivatives in the laws of motion and theirs
application to an active force generator and to condition monitoring, University of Oulu,
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langsam drehender Wälzlager, in Proceedings of AKIDA’98, 2. Aachener Kolloquium
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390.
©The 2nd World Congress on Engineering Asset Management (EAM) and The 4th International Conference on Condition Monitoring
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10. E. Juuso, S. Lahdelma. Intelligent Cavitation Indicator for Kaplan Water Turbines, in
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19th International Congress on Condition Monitoring and Diagnostic Engineering
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Diagnose und Anlagenűberwachung, AKIDA 2006, November 14-15, 2006, Aachen,
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12. S. Lahdelma, E. Juuso, J. Strackeljan. Neue Entwicklungen auf dem Gebiet der
Wälzlagerüberwahung, in Seeliger, A., P. Burgwinkel (Ed.) Tagungsband zum 6.
Aachener Kolloquium fűr instandhaltung, Diagnose und Anlagenűberwachung, AKIDA
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Kunnossapito 19 (2005) 4, pp. 39-46.
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... The highest peaks would suggest still one or even two additional cavitation points that are real. The distribution of the signal values is important, which was seen in monitoring the condition of the support rolls of a lime kiln [14]. Fault situations were detected as a high number of strong impacts ( Figure 5). ...
... Figure 5. Signals x (1) , x (3) and x (4) for a faulty case in the support rolls of a lime kiln, the bins of the histograms are based on the standard deviation σn of the corresponding signal x (n) in the following way: 2σ n ≤ x (n) < 3σ n , 3σ n ≤ x (n) < 4σ n , 4σ n ≤ x (n) < 5σ n , and x (n) ≥ 5σ n where n is the order of derivative. [14] Velocity, acceleration and higher derivatives, ) ...
... The vibration indices described above are dimensionless and normalized. However, the analysis can be further improved by taking into account nonlinear effects [3,12,13,14,15]. Operating conditions can be detected with a Case-Based Reasoning (CBR) type application with linguistic equation (LE) models and Fuzzy Logic. ...
Conference Paper
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Advanced signal processing methods combined with automatic fault detection enable reliable condition monitoring even when long periods of continuous operation are required. The parameters x(3) and x(4) are very suitable for the condition monitoring of slowly rotating bearings, as although the acceleration pulses are weak and occur at long intervals, the changes in acceleration are rapid and become emphasised upon differentiation of the signal x(2). Grounds for the need of x(-n) signals, i.e. integration of displacement n times with respect to time, have been indicated. In addition, derivatives where the order is a real number α or a complex number α+βi have been developed. These signals can be utilized in process or machine operation by combining the features obtained from the derivatives. The importance of each derivative is defined by weight factors. Dimensionless indices are obtained by comparing each feature value with the corresponding value in normal operation. These indices provide useful information on different faults, and even more sensitive solutions can be obtained by selecting suitable features. Widely used root-mean-square values are important in many applications, but the importance of the peak values increases in slowly rotating machines. Further details can be introduced by analysing the distributions of the signals. The features are generated directly from the higher order derivatives of the acceleration signals, and the model can be based on data or expertise. The intelligent models extend the idea of dimensionless indices to nonlinear systems. Variation with time can be handled as uncertainty by presenting the indices as time-varying fuzzy numbers. The classification limits can also be considered fuzzy. The reasoning system will produce degrees of membership for different cases. Practical longterm tests have been performed e.g. for fault diagnosis in bearings, cogwheels, gear boxes, electric motors and supporting rolls, and for cavitation in turbines and pumps.
... x have been used in monitoring the condition of the supporting rolls of a lime kiln (13,14) . Fault situations were detected as a large number of strong impacts. ...
... The membership definition f consists of two second-order polynomials, i.e. the scaled values, which are called linguistic levels j X , are obtained by means of the inverse function Nonlinear scaling has been used in previous studies for statistical features (7,9) , and features based on the signal distribution (13,14) . The scaling functions shown in Figure 2 were obtained with a data-driven approach from the features obtained at ten power levels: 2, 3, 5, 8, 12, 25, 45, 57.5, 58.1 and 59.4 MW. ...
... In the lime kiln application, the features were combined with a linguistic equation, i.e. 1 = i in (1). The condition index I C is a number between -2 and 2, and the interaction coefficients , 6 ... 1 , = j A j i are based on expertise (13,14) : A = [-2 1 1 1 -1 -1 -1] includes the coefficients of the scaled features and the condition index. The same coefficients are used for both signals ) ...
Conference Paper
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Automatic fault detection enables reliable condition monitoring even when long periods of continuous operation are required. Dimensionless indices provide useful information on different faults, and even more sensitive solutions can be obtained by selecting suitable features. These indices combine two or more features, e.g. root-mean-square values and peak values. Additional features can be introduced by analysing signal distributions, for example. The features are generated directly from the higher order derivatives of the acceleration signals, and the models can be based on data or expertise. Generalised moments and norms introduce efficient new features which even alone can provide good solutions with automation systems, but combining several easily calculated features is an efficient approach for intelligent sensors. The nonlinear scaling used in the linguistic equation approach extends the idea of dimensionless indices to nonlinear systems. Indices are obtained from these scaled values by means of linear equations. Indices detect differences between normal and faulty conditions and provide an indication of the severity of the faults. They can even classify different faults in case-based reasoning (CBR) type applications. Additional model complexity, e.g. response surface methods or neural networks, does not provide any practical improvements in these examples. The indices are calculated with problem-specific sample times, and variation with time is handled as uncertainty by presenting the indices as time-varying fuzzy numbers. The classification limits can also be considered fuzzy. Condition indices can be obtained from the degrees of membership which are produced by the reasoning system. Practical long-term tests have been performed e.g. for diagnosing faults in bearings, in supporting rolls of lime kilns and for the cavitation of water turbines. The indices obtained from short samples are aimed for use in the same way as the process measurements in process control. The new indices are consistent with the measurement index MIT and the health index SOL developed for condition monitoring.
... (3) Vibration measurements have been collected from supporting rolls of a lime kiln for a period of six years. A full set collected during one day was analysed in (4) using the standard deviation   and signal distributions above   2 , the order of derivation  was 1, 3 and 4. The condition index developed in (4) was later used for a data set of three years in (5) . The faulty cases were clearly detected in these data as well without changing any parameters of the calculation system. ...
... x would require further tuning. There were only very small differences between the velocity signals ) 1 ( x recorded for a serious surface problem and an excellent condition (5) . ...
... Rapid changes in acceleration become emphasised upon the derivation. Interestingly, higher order derivatives, especially (5) and the rms value, ...
Conference Paper
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Advanced signal processing methods combined with automatic fault detection enable reliable condition monitoring for long periods of continuous operation. Rapid changes in acceleration become emphasised upon the derivation of the signal x(2). The aim is to detect faults at an early stage by using the absolute values of the dynamic part of the signals. Generalised norms ‖τMαp‖p can be defined by the order of derivation (α), the order of the norm (p) and sample time (τ), where α and p are real numbers. These norms have the same dimensions as the corresponding signals. A need for maintenance is indicated for lime kilns, which are essential parts of the chemical recovery cycle in a pulp mill. These large machines with very slow rotational speeds must run at different production capacities and speeds. The generalised norms provide an efficient indication of faulty situations in the supporting rolls. Surface damage and alignment problems are clearly detected and in the present system also identified with two norms of different order obtained from the signals x(4). An early indication of friction increase is also achieved. The data set covers the following cases: (1) surface problems, (2) good conditions after grinding, (3) misalignment, (4) stronger misalignment, (5) very good conditions after repair work, and (6) very good conditions one year later. Maintenance was done for one of the supporting rolls. All the rolls can be analysed using the same features throughout the data set. All the faults, friction and minor fluctuations were validated by listening to the recorded acceleration signals and analysing time domain signals and frequency spectra with an oscilloscope and a real time analyser.
... Bearing fault [26] Paste pump A piece missing from a stator [76] Coating machine Gear fault [67] Pulp washer Bearing fault [72,73] Lime kiln Uneven surface of a supporting roll [67,68,75,[77][78][79] Misalignment [68,[77][78][79] Friction [77][78][79] Large gear Gear wheel fault [26] Kaplan water turbine Cavitation [24,[68][69][70][71]74,78,[80][81][82][83][84] ...
Article
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The time derivatives of acceleration offer a great advantage in detecting impact-causing faults at an early stage in condition monitoring applications. Defective rolling bearings and gears are common faults that cause impacts. This article is based on extensive real-world measurements, through which large-scale machines have been studied. Numerous laboratory experiments provide additional insight into the matter. A practical solution for detecting faults with as few features as possible is to measure the root mean square (RMS) velocity according to the standards in the frequency range from 10 Hz to 1000 Hz and the peak value of the second time derivative of acceleration, ie snap. Measuring snap produces good results even when the upper cut-off frequency is as low as 2 kHz or slightly higher. This is valuable information when planning the mounting of accelerometers.
... Harmonised indicators, KPIs and PCIs can be handled as infrequent process measurements. Statistical distributions are analysed by dividing the histogram into bins [39]. Case-based reasoning (CBR) suits for using the previous problem solving experience in RCM [40]. ...
Conference Paper
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Advanced data analysis is needed to efficiently integrate maintenance and operation. A good basis for this increasingly important task is process and condition monitoring data. Intelligent stress, condition and health indicators have been developed for control and condition monitoring by combining generalised moments and norms with efficient nonlinear scaling. These nonlinear scaling methodologies can also be used to handle performance measures used for management The data-driven analysis methodology demonstrates that management oriented indicators can be presented in the same scale as intelligent condition and stress indices.
... The membership definition f consists of two second-order polynomials, i.e. the scaled values, which are called linguistic levels j X , are obtained by means of the inverse Parameters ) min( j x and ) max( j x are minimum and maximum values corresponding to the linguistic values -2 and 2. (11) Nonlinear scaling has been used in previous studies for statistical features (7,13) , and features based on the signal distribution (18,19) . ...
Conference Paper
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Cavitation is harmful to water turbines and may cause shutdowns for several weeks. The real-time detection of cavitation risk is increasingly important, and even narrow cavitation-free power ranges can be utilised in load optimisation. Higher derivative signals x(α), α = 3 or 4, calculated from acceleration signals x(2) are very suitable for detecting impacts. Generalised moments and their lp norms, ‖τMαp‖, detect the normal operating conditions, which are free of cavitation, and also provide an early indication of cavitation risk. On-line cavitation monitoring is based on cavitation indices calculated from a moving maximum of the lp norms obtained from samples. Data compression is very efficient, as the detailed analysis only requires feature values with a short sample time, τ = 3s. The absolute mean, i.e. the order of moment p = 1, is very good in normal operating conditions and in the high power range. The cavitation indicator also provides warnings on short periods of cavitation if the power is not too low. This is readily suitable for intelligent sensors where a good solution is to use analogue signals x(4). The optimal norm (p = 2.75) is only needed in the low power range. Power control minimises the cavitation risk by dividing the load between three turbines, whose conditions are normal, bad and very good. Each turbine has three operating modes: low, normal and high power. In the normal area, a cavitation free power level is taken as an operating point. The low and high operating areas are defined by local minima of the cavitation indices. The control system has a feedforward controller, which allocates the load to the turbines by means of knowledge-based cavitation indices, and a feedback controller, which is based on the linguistic equation (LE) approach. Each turbine has a P type LE controller which is adapted to the operating conditions by the scaling functions. The cumulative time in the strong cavitation provides an indication of possible damage to be used in selecting the turbine for low power operation. The characteristic curves are adapted to the recent indices in order to handle the changes in the condition of the turbines. For power stations with many turbines, alternatives to reduce cavitation risks are evaluated by simulation to optimise maintenance actions.
... Nonlinear scaling has been used in previous studies for statistical features (8,18) , and features based on the signal distribution (15,19) . The scaling functions were obtained with a data-driven approach from the features obtained at ten power levels. ...
Conference Paper
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The signals x(3) and x(4) are very suitable for the condition monitoring, and real order derivatives x(α) provide additional possibilities. Generalised moments τMαp and their lp norms are defined by the order of derivation (α), the order of the moment (p) and sample time (τ), which all are real numbers. The lp norms have the same dimensions as the corresponding signal. Optimal parameters α, p and τ, have been obtained for a Kaplan water turbine, which was analysed in a wide power range. A short sample time, τ=3 s, and relatively small requirements for the frequency ranges make this approach feasible for on-line analysis and power control. High correlation to the knowledge-based cavitation index is achieved with the relative max(∥3^M^4_2.75∥). In the problematic low power range, absolute average and rms values result in considerably lower R2 values even when α=4, and the corresponding norms with α=3 are inacceptable. The second example is a centrifuge, which has very fast rotating roller bearings. The sensitivities of the norms with different values for the order α, and the order p are compared. The sample time 3.9 ms corresponds to two rotations. A good order of derivation and proper frequency ranges are beneficial for fault detection. The norms based on the signal x(4) provide the best results: good results are already obtained in the frequency range 10-1000 Hz. The absolute mean x(α)|av| can be used if the order α is proper and the frequency range is sufficient. This is readily suitable for intelligent sensors where a good solution is to use analog signals x(4) and combine peak values x(4)p and absolute averages x(4)|av|. These methodologies are not limited to vibration analysis.
... The analysis can be further improved by taking into account nonlinear effects (7,11,12,13) . Operating conditions can be detected with a Case-Based Reasoning (CBR) application with linguistic equation ( ...
Conference Paper
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Automatic fault detection with condition indices enables reliable condition monitoring to be combined with process control. Useful information on different faults can be obtained by selecting suitable features. Generalised norms can be defined by the order of derivation, the order of the moment and sample time. These norms have the same dimensions as the corresponding signals. The nonlinear scaling used in the linguistic equation approach extends the idea of dimensionless indices to nonlinear systems. Condition indices are obtained from short samples by means of the scaled values and linear equations. Indices, which are used in the same way as the process measurements in process control, detect differences between normal and faulty conditions and provide an indication of the severity of the faults. The generalised norms represent the norms from the minimum to the maximum in a smoothly increasing way. The new nonlinear scaling methodology based on generalised norms and skewness provides good results for the automatic generation of condition indices. Additional sensitivity is achieved for the values which differ only slightly from the centre values. For cavitation, the new approach provides four levels from cavitation-free to clear cavitation. For the supporting rolls of a lime kiln, it provides an efficient indication of faulty situations. Sensitivity is also improved for small fluctuations. All the supporting rolls can be analysed using the same approach throughout the data set. The results of both the applications are consistent with the vibration severity criteria: good, usable, still acceptable, and not acceptable. Warning and alarm limits can be defined and fault types can also be identified with fuzzy set systems and specialised condition indices.
... x have been used in monitoring the condition of the supporting rolls of a lime kiln (14,15) . Detecting bearing faults and unbalance in very fast rotating rolling bearings (16) was based on standard deviations calculated for the signal on three frequency ranges. ...
Conference Paper
Full-text available
Automatic fault detection with condition indices enables reliable condition monitoring to be combined with process control. Useful information on different faults can be obtained by selecting suitable features from generalised norms, which are defined by the order of derivation, the order of the norm and sample time. The nonlinear scaling based on generalised norms and skewness extends the idea of dimensionless indices to nonlinear systems and provides good results for the automatic generation of condition indices. Condition indices, which are used in the same way as the process measurements in process control, detect differences between normal and faulty conditions and provide an indication of the severity of the faults. Feature specific health indices, which are calculated as ratios of feature values in the reference condition and the faulty case, are used in selecting efficient features. In the multisensor vibration analysis, the number of sensors and features were drastically reduced. The number of features is further reduced by optimal orders for the derivatives and norms. The complexity of the models is simultaneously reduced. For the supporting rolls of a lime kiln, an efficient indication of faulty situations is achieved with two features. All the rolls can be analysed with the same approach throughout the data set. The results of both the applications are consistent with the vibration severity criteria: good, usable, still acceptable, and not acceptable. Three standard deviations obtained for the signal x(4) on three frequency ranges were needed to detect unbalance and bearing faults. The norms based on the signal x(4) provide the best results in all the frequency ranges.
Article
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Various methods are used in the field of machine diagnostics for recognizing cyclostationarity in signals. The real order derivatives of vibration signals, however, have been rarely reported from the perspective of their effect on the performance of cyclostationarity detection methods. In this paper, we use real order derivatives together with spectral correlation, spectral coherence and squared envelope. Our results suggest that adjusting the order of derivative can enhance the analysis outcome of spectral correlation and squared envelope in particular. Remarkably, the results also suggest that squared envelope, when used alongside real-order derivatives, may replace spectral correlation and spectral coherence. This approach allows obtaining results with reduced computational power, making it advantageous for applications like industrial edge computing, where cost-effective hardware is crucial.
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Wälzlager stehen als hochbeanspruchte Bauteile von Maschinen seit Beginn der Einführung neuerer Methoden der Maschinenüberwachung im Mittelpunkt einer Vielzahl von Forschungsarbeiten und technischen Geräteentwicklungen. Dabei hat die Nutzung der Maschinenschwingung als geeigneter Schadensindikator immer eine zentrale Rolle gespielt. Während der letzten 40 Jahre hat es hierbei erhebliche Verbesserungen der zur Wälzlagerdiagnose notwendigen Messtechnik und eine Vertiefung der Kenntnisse über das Schwingungsverhalten geschädigter Wälzlager gegeben. Auf der Basis dieses Wissens konnten eine Reihe von Diagnoseverfahren entwickelt werden, die in ihren jüngeren Entwicklungen auch zunehmend ohne eine expertenabhängige Interpretation der ermittelten Beurteilungsgrößen auskommen [STR98]. Der Durchbruch im Hinblick auf die vollständig automatisiert ablaufende Zustandsbeurteilung ist allerdings erst in den letzten Jahren erfolgt, als die Fuzzy-Logik, die Neuronalen Netze und andere Methoden des Softcomputing eine zunehmende Akzeptanz in technischen Anwendungen fanden. Heute wird das große Leistungspotential derartiger Ansätze gegenüber scharf klassifizierenden Mustererkennungsansätzen von keinem Experten ernsthaft in Frage gestellt. Hierzu haben auch einige im industriellen Umfeld realisierte Lösungen beigetragen, die sich vor allem bei der Diagnose unter erschwerten Bedingungen wie z.B. bei stark schwankenden Betriebsparametern, verrauschten Messsignalen und variablen Drehzahlen bewährt haben. Ein ideales Wälzlagerdiagnosesystem sollte in der Lage sein, aufgrund einer einmaligen Messung an einem Lager zu einer hinreichend sicheren Aussage über den Lagerzustand zu gelangen. Die Ausprägung des Schadens, Einbaubedingungen des Lagers und Signalübertragungsstrecken zwischen Lager und Sensor und die Kenntnis der Drehzahl oder des exakten Lagertyps sollten für die Diagnose ohne nennenswerte Bedeutung sein [STR05,STR05b]. Im folgenden Beitrag soll gezeigt werden, worin die Schwierigkeiten bei der Erstellung eines derartig universellen Systems liegen und zumindest wesentliche Gründe liegen, warum ein solches System derzeit noch nicht existiert. Es wird aber deutlich, dass durch die Kopplung einer geeigneten Signalvorverarbeitung, einer sinnvollen Bestimmung von schadensbeschreibenden Kennzahlen und einem leistungsfähigen Merkmalsauswahl- und Klassifikationsalgorithmus zumindest Annäherungen an dieses Idealsystem möglich sind.
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Machine condition monitoring enables reliable and economical way of action for maintenance operations in modern industrial plants. Increasing number of measurement points and more demanding problems require automatic fault detection. Advanced signal processing methods exposed failures earlier and then it's possible to plan more operating time and less shutdowns. Intelligent methods have been increasingly used in model based fault diagnosis and intelligent analysers. Intelligent methods provide various techniques for combining a large number of features. A test rig was used to simulate different fault types and changes in operating conditions. Linguistic equation (LE) models were developed for the normal operation and nine fault cases including rotor unbalance, bent shaft, misalignment and bearing faults. Classification is based on the degrees of membership developed for each case from the fuzziness of the LE models. The classification results of the experimental cases are very good and logical. As even very small faults are detected by a slight increase of membership, the results are very promising for early detection of faults. Together with the compact implementation and the operability of the normal model, this makes the extension to real world problems feasible.
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Mechanical vibration is dynamic phenomena, i.e. their intensity varies with time. Most failures of rotating machinery are rooting in the damage of rolling element bearings. The widespread applications of rolling element bearings in both industry and commercial life require advanced technologies to efficiently and effectively monitor their health status. In practice, it is very difficult to avoid vibration during machine running conditions. Therefore, to know the level of damage on bearing due to machine running conditions, vibration measurement should be carried out by suitable sensors/transducers. Many problems arising in motor operations are linked to bearing faults. In this paper, bearing vibration frequency features are discussed for motor bearing fault diagnosis. This paper then presents an approach for motor rolling bearing fault diagnosis using neural networks and time/frequency-domain bearing vibration analysis. Vibration simulation is used to assist in the design of various motor rolling bearing fault diagnosis strategies.Record the vibration spectrum, specify the peaks corresponds to the bearing components, Record each component peak and frequency. By using the software and the standard limits, determine the trend of each peak. Determine the bearing state (good –need service –need change).
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Early detection of fluctuations in operating conditions are important in maintaining smooth production in process industry. Detecting can be done with similar method as fault detection although the classes do not necessarily correspond to any fault. Case-based reasoning (CBR) is used for same purpose for finding out the solution to a new problem by remembering a previous similar situation. Model-based approaches, especially intelligent methods, provide useful extensions for these approaches. Linguistic equations (LE) are suitable for modelling multivariable nonlinear systems. Indicators have been built for several applications by combining LE models wit fuzzy logic. The same methodology provides good results in detecting fluctuations of flavour ingredients in brewing, in predicting web break sensitivity in paper machines and in condition monitoring of machines.
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During the past decade, the academic world has been extremely active in developing new algorithms and theories in the field of artificial intelligence (AI) and intelligent systems. In most cases, however, emphasis has been placed more on theoretical frameworks and mathematical bases than on what the individual AI techniques could offer and on how different techniques could be applied to solve real industrial-scale problems. The reputation of intelligent systems has consequently suffered from an inability to transfer new and sophisticated techniques to industrial applications with identifiable benefits. As a result, although a wide range of intelligent control techniques has been available already for many years, most of the applications in the process industry are based on more conventional techniques. Recently, as awareness of intelligent systems has grown, industrial problems and implementations have fortunately received increasing attention. In this paper, an intelligent supervisory-level system implemented at one of the major Finnish pulp mills to control a lime kiln fired with producer gas generated from biomass is presented. First, the major results of a field study are summarised, with special attention paid to burnt lime quality aspects. Next, a novel linguistic equations approach, which provides flexible methods for both modelling and control, is briefly described. The overall structure and main functions of the developed control system are then described with the main emphasis on the control of temperature and lime quality. Finally, the results obtained during the extended testing period of the system are presented and discussed.
Article
Different combinations of fuzzy logic and neural networks provide various ingredients for smart adaptive applications. Both expertise and data can be integrated in the development of intelligent systems. Evolutionary computation is also widely used in tuning of these systems. For small, specialised systems there is a large number of feasible solutions, but developing truly adaptive, and still understandable, systems for highly complex systems require more compact approaches in the basic level. Linguistic equation (LE) approach originating from fuzzy logic is an efficient technique for these problems. Insight to the process operation is maintained since all the modules can be assessed by expert knowledge and membership definitions relate measurements to appropriate operating areas. The LE approach increases the performance by combining various specialised models in a case-based approach: models can be generated automatically from data. The LE approach is also successfully extended to dynamic simulation and used in intelligent controller design. The integration of intelligent systems is based on understanding the different tasks of smart adaptive systems: modelling, intelligent analysers, detection of operating conditions, control and intelligent actuators. The system integration leads to a hybrid system: fuzzy set systems move gradually to higher levels, neural networks and evolutionary computing are used for tuning, and the whole system reinforced with efficient statistical analysis, signal processing and mechanistic modelling and simulation.
Experiences of using higher derivatives in fault detection
  • S Lahdelma
Lahdelma, S. Experiences of using higher derivatives in fault detection, Kunnossapito, 16 (2002) 9, pp. 29-32. (In Finnish)
Ein neuer Ansatz zur automatischen Diagnose langsam drehender Wälzlager
  • J Strackeljan
  • S Lahdelma
  • D Behr
J. Strackeljan, S. Lahdelma, D. Behr. Ein neuer Ansatz zur automatischen Diagnose langsam drehender Wälzlager, in Proceedings of AKIDA'98, 2. Aachener Kolloquium für Instandhaltung, Diagnose und Anlagenüberwachnug, June 3-4, 1998, Aachen, Germany, Augustinus Buchhandlung, pp. 61-77.
Applications of smart adaptive system in pulp and paper industry
  • E K Juuso
Juuso, E. K. Applications of smart adaptive system in pulp and paper industry, in Proceedings of Eunite 2004 -European Symposium on Intelligent Technologies, Hybrid Systems and their implementation on Smart Adaptive Systems, June 10-12, 2004, Aachen, Germany, Verlag Mainz, Aachen, pp. 21-33.