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Representative claims in practice: The democratic quality of decentralized social and healthcare policies in the Netherlands

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Abstract

Any assessment of the democratic nature of representation should look at both electoral and non-electoral representation yet few empirical studies have looked into the latter. To increase our understanding of non-electoral representation we use Saward’s concept of representative claims, which helps bring into view a broad variety of representatives. Our empirical study of decentralized social and healthcare policies in the Netherlands describes the actors making representative claims at the local level, including elected, appointed non-elected, and self-appointed non-elected representatives working on a variety of bases, such as elections, expertise and shared experience. Their democratic nature is assured by authorization and accountability mechanisms, including but not only election. However, a number of difficulties are encountered in assuring responsiveness in practice. We conclude that non-electoral representation can and does strengthen democratic representation at the local level. This study reflects on the strengths and weaknesses of the representation practices found and on what our findings mean for future studies of representation.

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... Involving these non-elected representatives in politics is considered a way of strengthening the representative democracy in crisis, beyond elections, political parties, voter turnout, and governing institutions (de Wilde, 2019;van de Bovenkamp and Vollaard, 2018). The increasing use of participatory arrangements, direct participation, public debates, and social movements in policymaking has created public spheres for nonelected actors to behave as representatives although they are not democratically elected (de Wilde, 2019;Guasti & Geissel, 2019a;Saward, 2010;van de Bovenkamp & Vollaard, 2018). ...
... Involving these non-elected representatives in politics is considered a way of strengthening the representative democracy in crisis, beyond elections, political parties, voter turnout, and governing institutions (de Wilde, 2019;van de Bovenkamp and Vollaard, 2018). The increasing use of participatory arrangements, direct participation, public debates, and social movements in policymaking has created public spheres for nonelected actors to behave as representatives although they are not democratically elected (de Wilde, 2019;Guasti & Geissel, 2019a;Saward, 2010;van de Bovenkamp & Vollaard, 2018). ...
... The few empirical studies focus on justifications for non-elected representatives from the perspective of certain actors such as civil society groups, social movements or faith representatives. Empirical studies also investigate representatives surrounding elections and political parties, or they focus on non-elected representatives within a given policy area (de Wilde, 2019;Guasti & Almeida, 2019;Heinisch & Werner, 2019;van de Bovenkamp & Vollaard, 2018). While the number of empirical studies is growing, the function of the audience in legitimising non-elected representatives, which I intend to investigate in this paper, is an area sparsely examined (Chapman & Lowndes, 2014;de Wilde, 2019;Guasti & Geissel, 2019b). ...
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Non-elected actors in governance networks are legitimate representatives when the constituency accepts their claims of representation. However, not all constituents have the resources to approve or oppose this representation. Consequently, I argue that the audience, often the decision-making authority, which enables non-elected actors to act as representatives has a responsibility to consider their legitimacy. Drawing on seven business and urban development networks in Norway, this article explores how the decision-making authority considers credibility, qualifications and connectedness to legitimise non-elected representatives in governance networks. Through interviews with civil servants and politicians organising and participating in the network, relevant documents and observations, this article demonstrates that the decision-making authority legitimises non-elected representatives based on credibility and qualifications rather than connectedness with the constituency. The decision-making authority believes that claims grounded in specialist expertise, self-representation and shared experiences with the constituency legitimise non-elected representatives. Similarly, truthful representatives are considered legitimate. Finally, the decision-making authority is divided with regards to how the interactive process between the non-elected representative and the constituency legitimises the content of the representation.
... 25,27 Although the concept of responsiveness is conceptually quite well developed and follows a certain tradition in political theory (for an overview, see Rehfeld), 19 it remains empirically underexplored. 31 Van de Bovenkamp and Vollaard 30 have transferred the topic to health care settings. The authors explore the mechanisms of authorization and accountability of those actors claiming to represent patients in the Dutch debate on centralization of care. ...
... 50 However, those being represented generally show only little interest in these accountability efforts and thus the representatives are held to account only to a minimal degree. 30 POs thus present numerous problems when it comes to their relationship with those they represent, but to take advantage of the democratic quality of their representation, active and pragmatic reflection seems to be an essential first step. The same is likely true for most other participatory settings in health care. ...
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Context The involvement of lay people in health care decision‐making processes is now the norm in many countries. However, one important aspect of participation has not received sufficient attention in the past and remains underexplored: representation. Objective This paper explores the question of how public participation efforts in collective health care decision‐making processes can attempt to aim for legitimate representation so that those individuals or groups not present can be taken into account in the decisions affecting them. This paper argues that to make decisions that effectively address those affected, representation needs to be seen as a relevant part of any participatory setting. To support this argument, the paper outlines the concepts of participation and representation and transfers them to health care contexts. Results A conceptual reflection on responsiveness and the characteristics of representative actors in representative‐participatory settings is introduced, which could provide actors planning to conduct participatory health care projects with tools to reflect on the merits and possible flaws of participatory constellations. Patient or Public Contribution The paper contributes to improving public participation in health care decision‐making.
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In this work, I will attempt to address the question of what lies ahead for the theory of political representation after the “constructivist turn” that has dominated this theoretical field in recent years. In doing so, I draw upon the influential theory of Michel Saward, whose contributions have ignited inter-paradigmatic debates involving, among others, feminist authors and theorists advocating for radical democratic theory. In the article, I explore both Saward’s own arguments and the key propositions presented by his opponents. I emphasise that his assumptions not only necessitate a reformulation of the technical aspects of representation (its sources of legitimacy and principles of accountability) but also reveal the need for a theoretical reflection on the effects of new forms of “representative claims”. As I will endeavour to demonstrate, these claims lead us to a debate on the nature of “political relationships”, which I define as situations in which two or more political subjectivities mutually condition each other.
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Menigeen kent het begrip 'verzuiling' en weet hoezeer dat verschijnsel bepalend is geweest voor de inrichting en werkwijze van de Nederlandse politiek, vakbonden, omroep, dagbladpers, etc. in de afgelopen honderd jaar.Weinigen realiseren zich hoe die verzuiling precies is ontstaan en op welke wijze en met welke gevolgen de 'verzuildheid' Nederland gedurende een groot deel van de twintigste eeuw heeft bepaald. In zijn klassiek geworden studie Verzuiling, pacificatie en kentering in de Nederlandse politiek uit 1967 geeft Dr. A. Lijphart een uniek politiek portret van ons land sinds 1917.
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The thesis of this original and provocative book is that representative government should be understood as a combination of democratic and undemocratic, aristocratic elements. Professor Manin challenges the conventional view that representative democracy is no more than an indirect form of government by the people, in which citizens elect representatives only because they cannot assemble and govern in person. The argument is developed by examining the historical moments when the present institutional arrangements were chosen from among the then available alternatives. Professor Manin reminds us that while today representative institutions and democracy appear as virtually indistinguishable, when representative government was first established in Europe and America, it was designed in opposition to democracy proper. Drawing on the procedures used in earlier republican systems, from classical Athens to Renaissance Florence, in order to highlight the alternatives that were forsaken, Manin brings to the fore the generally overlooked results of representative mechanisms. These include the elitist aspect of elections and the non-binding character of campaign promises.
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This contribution presents a detailed methodological discussion on the empirical study of political representation. It confronts Saward's conceptualization of the representative claim with the method of claims analysis, developed by Koopmans and Statham. Drawing on Saward, the contribution emphasizes the theoretical need to study the act of representation in the form of claims through which connections between representatives and represented are made. Drawing on Koopmans and Statham, the contribution stresses an empirical focus on public spheres in which claims are located. While theory of representation so far remains overly complex in light of the reality of representation in the public sphere, the empirical analysis of claims ignores theoretically important aspects of representation. The theoretically informed and empirically viable methodological approach of representative claims analysis (RCA) is therefore proposed to facilitate future inquiry.
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Along with the traditional “promissory” form of representation, empirical political scientists have recently analyzed several new forms, called here “anticipatory,” “gyroscopic,” and “surrogate” representation. None of these more recently recognized forms meets the criteria for democratic accountability developed for promissory representation, yet each generates a set of normative criteria by which it can be judged. These criteria are systemic, in contrast to the dyadic criteria appropriate for promissory representation. They are deliberative rather than aggregative. They are plural rather than singular.
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This response to Andrew Rehfeld's “Representation Rethought” (American Political Science Review 2009) takes up his criticisms of my “Rethinking Representation” (American Political Science Review 2003) to advance a more relational and systematic approach to representation. To this end, it suggests replacing the “trustee” concept of representation with a “selection model” based on the selection and replacement of “gyroscopic” representatives who are both relatively self-reliant in judgment and relatively nonresponsive to sanctions. It explores as well the interaction between representatives’ (and constituents’) perceptions of reality and their normative views of what the representative ought to represent. Building from the concept of surrogate representation and other features of legislative representation, it argues for investigating, both normatively and empirically, not only the characteristics of individual representatives emphasized by Rehfeld's analysis but also the representative–constituent relationship and the larger representative system, including both elected and nonelected representatives, inside and outside the legislature.
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This article explores how political representation is enacted in governance networks, where interdependent actors from government, business, and civil society coproduce public policy. A combined dramaturgical and discourse analysis considers how representation is staged, performed, and articulated in a case study of recent Dutch energy reforms. The findings suggest that networks produce a kind of “democratic soup” where actors and institutions enact alternative meanings of representation that sit uncomfortably alongside representative democracy's emphasis on political authorization, accountability, and responsiveness. These democratic attributes appear to be decoupled from representation in governance networks and thus need to be secured through other means.
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ARTICIPATION by lay citizens in technically complex political controversies often raises questions about the competence of participants and the quality of their contributions to decision-making. One way of addressing such concerns has been to establish temporary advisory bodies that involve lay people in cooperative deliberation informed by expert advice. Citizen juries, consensus conferences, planning cells and deliberative polls—referred to here collectively as “citizen panels”—seek to enhance both the rational justification for and popular sanction of political decisions. Citizen panels present a genuine conundrum for theories of political representation. Both conceptually and institutionally, they fall into a gap between the informal deliberative institutions of the public sphere and the formal decision-making bodies of the state. Unlike many civic associations and interest groups, citizen panels do not have continuing members who develop loyalty to each other and commitment to a cause; unlike most standing advisory committees or public hearings, they restrict interest group representatives to a supporting role; and unlike referenda, negotiated rule-making or juries in the US legal system, they have no authority to make legally binding decisions. And yet it seems clear that citizen panels are representative in some sense—but which? This article examines two distinct aspects of this question. First, viewed in isolation, in what sense are citizen panels representative institutions? Second, seen in terms of their relationship to other political institutions, what specific contribution can citizen panels make to the broad network of values and practices that comprise representative democracy? A number of studies have developed typologies of forms of citizen participation in complex policy areas. 1 Although the following discussion may be relevant for various types of citizen panels, this article examines only the
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Nondemocratic “representatives” increasingly act on the global stage, as “representatives” of their dictatorships to the United Nations, or when an NGO represents prisoners of war. Standard accounts of political representation depend upon democratic institutions (like elections) and a certain kind of proper activity (like deliberation and constituent accountability) and thus cannot explain how these people are representatives at all. I argue that the standard account of political representation is thus inadequate to explain political representation throughout the globe. I offer a general theory of political representation which explains representation simply by reference to a relevant audience accepting a person as such. When audiences use democratic rules of recognition, the familiar cases arise. When audiences use nondemocratic rules of recognition, nondemocratic cases arise. The result is that political representation, per se, is not a democratic phenomenon at all. The account offers a more parsimonious explanation of political representation, providing a tool for analysis of political representation throughout the globe.
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Considerable political and media attention has focused on the phenomenon of the ‘celebrity politician’. As this article illustrates, there are two main variants of the phenomenon. The first is the elected politician or candidate who uses elements of ‘celebrityhood’ to establish their claim to represent a group or cause. The second is the celebrity—the star of popular culture—who uses their popularity to speak for popular opinion. Both examples have been seen by critics to debase liberal democratic political representation. This article challenges this critique and argues that the celebrity politician is consistent with a coherent account of political representation. This does not mean that all examples of the celebrity politician are to be seen as legitimate, but that the representative claim has to be analysed more carefully and discriminatingly than the critics typically suppose.
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During the Cold War, arguments about representation were a significant part of international debates about democracy. Proponents of minimal democracy dominated these arguments, and their thin notions of representation became political common sense. I propose a view of representation that differs from the main views advocated during the Cold War. Representation has a central positive role in democratic politics: I gain political representation when my authorized representative tries to achieve my political aims, subject to dialogue about those aims and to the use of mutually acceptable procedures for gaining them. Thus the opposite of representation is not participation. The opposite of representation is exclusion – and the opposite of participation is abstention. Rather than opposing participation to representation, we should try to improve representative practices and forms to make them more open, effective, and fair.
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It has been argued that the EU suffers from serious accountability deficits. But how can we establish the existence of accountability deficits? This article tries to get to grips with the appealing but elusive concept of accountability by asking three types of questions. First a conceptual one: what exactly is meant by accountability? In this article the concept of accountability is used in a rather narrow sense: a relationship between an actor and a forum, in which the actor has an obligation to explain and to justify his or her conduct, the forum can pose questions and pass judgement, and the actor may face consequences. The second question is analytical: what types of accountability are involved? A series of dimensions of accountability are discerned that can be used to describe the various accountability relations and arrangements that can be found in the different domains of European governance. The third question is evaluative: how should we assess these accountability arrangements? The article provides three evaluative perspectives: a democratic, a constitutional and a learning perspective. Each of these perspectives may produce different types of accountability deficits.
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The concept of ‘representation’ is puzzling not because it lacks a central definition, but because that definition implies a paradox (being present and yet not present) and is too general to help reconcile the word's many senses with their sometimes conflicting implications. Representation has a problematic relationship with democracy, with which it is often thoughtlessly equated. The two ideas have different, even conflicting, origins. Democracy came from ancient Greece and was won through struggle, from below. Greek democracy was participatory and bore no relationship to representation. Representation dates – at least as a political concept and practice – from the late medieval period, when it was imposed as a duty by the monarch. Only in the English Civil War and then in the eighteenth‐century democratic revolutions did the two concepts become linked. Democrats saw representation – with an extended suffrage – as making possible large‐scale democracy. Conservatives instead saw it as a tool for staving off democracy. Rousseau also contrasted the two concepts, but favoured democratic self‐government. He was prescient in seeing representation as a threat to democracy. Representative government has become a new form of oligarchy, with ordinary people excluded from public life. This is not inevitable. Representation does make large‐scale democracy possible, where it is based in participatory democratic politics at the local level. Three obstacles block access to this possibility today: the scope of public problems and private power; money, or rather wealth; and ideas and their shaping, in an age of electronic media.
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This article examines critically a variety of claims to be representative that are made by unelected political actors, and offers criteria for assessing these claims.
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Participation in America represents the largest study ever conducted of the ways in which citizens participate in American political life. Sidney Verba and Norman H. Nie addresses the question of who participates in the American democratic process, how, and with what effects. They distinguish four kinds of political participation: voting, campaigning, communal activity, and interaction with a public official to achieve a personal goal. Using a national sample survey and interviews with leaders in 64 communities, the authors investigate the correlation between socioeconomic status and political participation. Recipient of the Kammerer Award (1972), Participation in America provides fundamental information about the nature of American democracy.
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