Available via license: CC BY 4.0
Content may be subject to copyright.
Health Expectaons 2016; 1–10 wileyonlinelibrary.com/journal/hex
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© 2016 The Authors. Health Expectaons
Published by John Wiley & Sons Ltd.
Accepted: 10 August 2016
DOI: 10.1111/hex.12497
Abstract
Background: Paent- centred care is a recommended model of care for Parkinson’s
disease (PD). It aims to provide care that is respecul and responsive to paent prefer-
ences, values and perspecves. Provision of paent- centred care should entail consid-
ering how paents want to be involved in their care.
Objecve: To understand the parcipaon preferences of paents with PD from a
paent- centred care clinic in health- care decision- making processes.
Design, seng and parcipants: Mixed- methods study with early- stage Parkinson’s
disease paents from a paent- centred care clinic. Study involved a modied
Autonomy Preference Index survey (N=65) and qualitave, semi- structured in- depth
interviews, analysed using themac qualitave content analysis (N=20, purposefully
selected from survey parcipants). Interviews examined (i) the paent preferences for
involvement in health- care decision making; (ii) paent perspecves on the paent–
physician relaonship; and (iii) paent preferences for communicaon of informaon
relevant to decision making.
Results: Preferences for parcipaon in decision making varied between individuals
and also within individuals depending on decision type, relaonal and contextual fac-
tors. Paents had high preferences for communicaon of informaon, but with ac-
knowledged limits. The importance of communicaon in the paent–physician
relaonship was emphasized.
Discussion: Paent preferences for involvement in decision making are dynamic and
support shared decision making. Relaonal autonomy corresponds to how paents
envision their parcipaon in decision making. Clinicians may need to assess paent
preferences on an on- going basis.
Conclusion: Our results highlight the complexies of decision- making processes. Improved
understanding of individual preferences could enhance respect for persons and make for
paent- centred care that is truly respecul of individual paents’ wants, needs and values.
KEYWORDS
bioethics, decision making, Parkinson’s disease, paent preferences, paent-centred care,
paent–physician relaonship, relaonal autonomy
1Neuroethics Research Unit, Instut de
recherches cliniques de Montréal, Montreal,
QC, Canada
2Division of Experimental Medicine and
Biomedical Ethics Unit, McGill University,
Montreal, QC, Canada
3Department of Neurology and
Neurosurgery, McGill University, Montreal,
QC, Canada
4McGill University Health Centre, Montreal,
QC, Canada
5Department of Medicine, Université de
Montréal, Montreal, QC, Canada
6Department of Social and Prevenve
Medicine, Université de Montréal, Montreal,
QC, Canada
Correspondence
Eric Racine, PhD, Neuroethics Research
Unit, Instut de recherches cliniques de
Montréal, Montreal, QC, Canada.
Email: eric.racine@ircm.qc.ca
ORIGINAL RESEARCH PAPER
Examining chronic care paent preferences for involvement in
health- care decision making: the case of Parkinson’s disease
paents in a paent- centred clinic
Natalie Zizzo MSc1,2 | Emily Bell PhD1,3 | Anne-Louise Lafontaine MD, MSc, FRCPC3,4 |
Eric Racine PhD1,2,3,5,6
This is an open access arcle under the terms of the Creave Commons Aribuon License, which permits use, distribuon and reproducon in any medium,
provided the original work is properly cited.
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ZiZZo et al.
1 | INTRODUCTION
Parkinson’s disease (PD) is a chronic neurodegenerave disease, aect-
ing an esmated 7–10 million individuals worldwide.1 It causes pro-
gressive impairments in motor control and oen includes psychiatric
and cognive comorbidies in paents as the disease advances. There
has been a call for the treatment of PD to be delivered within a paent-
centred model of care.2 Although there are many denions of paent-
centred care (PCC), it has been broadly conceived of as “respecul of
and responsive to individual paents’ preferences, needs, and values,”3
and it aims to have paent values guide clinical decision making.3 PCC is
endorsed by both the Instute of Medicine3 and the Canadian Medical
Associaon4 and has been shown to have instrumental value, with
tangible benets that include beer health outcomes.5,6 Furthermore,
PCC has been supported from an ethical standpoint;7 it is viewed as an
extension of the principles of respect for persons and for autonomy.
However, implemenng PCC can prove to be challenging, as
there is a current lack of understanding on the perspecves, values
and preferences of paents with PD for care.8–11 In parcular, how
paents want to be involved in decision- making processes remains
unclear.12–14 In fact, invesgaons into the variability of paent
preferences for the decision- making process show that physicians
misjudge paent desire for involvement in decision making.13 This re-
search points to a need to improve the understanding of PD paent
preferences for involvement in care. While there has been a great deal
of quantave invesgaons into these preferences, the qualitave
literature is far more sparse15 and paent preferences for involvement
in care have not been invesgated, to our knowledge, in a chronic care
neurodegenerave populaon.
Consequently, we conducted both quantave surveys and qual-
itave interviews with PD paents in a PCC clinic to invesgate their
preferences for involvement in health- care decision- making pro-
cesses. In our analysis, we draw on the analyc stages of decision mak-
ing proposed by Charles et al.,16 including (i) informaon exchange,
(ii) deliberaon and (iii) decisional control, and consider how paent
preferences for involvement may vary with each of these stages. Our
results reveal the complexity of decision- making preferences in a PD
populaon and can provide insight for the provision of PCC to other
chronic illness and neurodegenerave populaons.
2 | METHODS
The sample populaon in this study consisted of early- stage PD pa-
ents from a PCC movement disorder clinic. Paents who were not
procient in English or French, or who had cognive decits based
on validated cognive tests (Montreal Cognive Assessment) on le,
were excluded, as these factors could impact their ability to be in-
volved in decision making. All appropriate candidates, as idened by
medical sta at the clinic, were approached to complete a modied
version of the Autonomy Preference Index (API).17 Survey parcipants
self- idened whether they were interested in parcipang in a fol-
low- up qualitave semi- structured interview. Interview parcipants
were selected by maximum variaon sampling, a form of purposeful
sampling, to maximize the diversity of parcipants based on age, gen-
der and educaonal background.18 Interviews were conducted ap-
proximately 4–16 weeks aer the compleon of surveys. The authors’
instuonal research ethics boards approved the research protocol,
and all parcipants gave their free and informed wrien consent.
2.1 | Quantave methods
Parcipants were surveyed in their preferred language (English or
French) using a modied version of the API. The API consists of (i)
a six- item decision- making scale, which measures general desire to
parcipate in medical decisions; (ii) an eight- item informaon scale,
which measures desire for medical informaon; and (iii) ve vignees,
which measures desire to parcipate in medical decisions in specic
clinical scenarios. For the decision- making and informaon scales,
summed scores were transformed to a range of 0–100, where a higher
score indicates higher preferences for decision- making involvement
and for receipt of informaon, respecvely. The vignees featured
in the API are designed to elicit decision- making preferences in the
context of dierent levels of illness severity. The mild (upper respira-
tory tract illness) and moderate (hypertension) disease vignees came
from the standard API and were kept because of their applicability
and relevance. Three novel vignees were generated to represent
the severe disease in the specic context of PD to ensure greater rel-
evance to our parcipants. The PD- specic vignees were developed
in collaboraon with an interdisciplinary PD medical team to feature
PD progression (mild worsening of symptoms, moderate worsening of
symptoms, new appearance of psychological symptoms). In each vi-
gnee, parcipants indicated their preferred decision- maker for three
decisions (decision- making scores: 1 = doctor alone; 2 = mostly the
doctor; 3 = the doctor and you; 4 = mostly you; 5 = you alone). For
each vignee, the decision- making scores were summed and trans-
formed to a range of 0–10, where a higher score indicated greater
desire for involvement in the decision- making process.
Descripve stascs (means, frequencies, range and standard de-
viaon) were calculated for the sample on each scale of the API and for
each vignee. The inuence of demographic factors (age, gender, level
of educaon) and medical informaon preferences (informaon scale
of the API) on decision- making preferences as a nal outcome mea-
sure (decision- making scale of the API) was examined using univariate
and mulvariable logisc regression analyses. Bivariate relaonships
between the transformed decision- making preference scores on
the ve vignees were examined using Pearson’s correlaon analy-
sis. Repeated- measures ANOVA mixed- model approach assessed
whether the vignees had an eect on the nal transformed decision-
making score on this part of the survey. Pre- planned post hoc analysis
compared the average decision- making scores on the general medical
vignees to each of the three PD vignees. The average decision-
making scores of the three PD- specic medical scenarios were also
compared. All stascal analyses were carried out using SAS 9.4 sta-
scal soware. For all inferenal analyses, the probability of type 1
error was a priori xed at alpha=0.05.
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2.2 | Qualitave methods
We aimed to interview approximately 20 paents, as we expected this N
was sucient for theorecal saturaon (i.e. the point at which there was
no signicant new data). Indeed, this N was consistent with similar quali-
tave research,11,19,20 and an N of 20 yielded suciently dense data
with diverse experiences and perspecves represented. If there was a
partner or another individual who regularly aended clinical appoint-
ments with the paent, the paent was invited to include this person in
the interview as this allowed us to acquire ecologically valuable data (i.e.
a more natural representaon of the decision- making process).21
Interviews were semi- structured with open- ended quesons cen-
tred on our research aim. We examined (i) paent preferences for in-
volvement in health- care decision making; (ii) paent perspecves on
the paent–physician relaonship, which is central to health- care de-
cision making; and (iii) paent preferences for the communicaon of
informaon. Our quesons on parcipaon preferences did not spec-
ify the types of health- care decisions, which allowed paents to inter-
pret the queson to the types of decisions most representave of their
experience. We also inquired about two hypothecal situaons: one
in which there is a conict between paent and physician and one in
which the paent might be excluded from decision making. When pa-
ents’ partners were present, quesons were modied to include their
perspecves.
Interviews were conducted face- to- face, and were held at the pri-
mary author’s research instuon or at the specialist clinic, according
to the paent’s preference. The interviews were conducted in English
or French, audio- recorded, transcribed verbam by an external profes-
sional transcripon service and veried by a team member. A technical
error resulted in failure to record one interview; in this case, detailed
notes were taken immediately aer the interview and veried by the
parcipant for their accuracy, and then, these notes were used for
analysis.
We analysed (“coded”) interview transcripts using themac quali-
tave content analysis.22 An inial coding guide was developed aer
review of transcripts and a team discussion. This coding guide was pi-
loted on a diversied sample of interviews (N=5, or 25% of total sam-
ple). Pilot results led us to revise the coding guide, update coding of
the inial sample and code the remainder of interviews. The coding
guide contained denions and rules for the applicaon of each code
to ensure rigour and thoroughness. Upon the compleon of coding, the
results were reviewed and some nodes were further analysed. The pri-
mary author conducted the interviews and coded all interviews; the
second author systemacally reviewed all coding. Disagreements be-
tween the coder and the reviewer were discussed to achieve consen-
sus, and the last author arbitrated outstanding disagreements. Coding
was supported by the QSR NVivo 9 qualitave analysis soware
package. The nal key themes for coding were as follows: (i) preferred
decision- making model (e.g. how should each individual be involved in
decision making?); (ii) qualies of a good paent–physician relaonship
(e.g. general features of a good relaonship, important qualies of a
paent and of a physician, values important to care); (iii) PD informaon
preferences (e.g. sources of and desire for informaon, limits to learning
informaon).
Qualitave content is summarized and direct quotes are used to
illustrate the perspecves of parcipants. Some quotes reported in
this study were translated from French to English by the primary au-
thor and veried by another bilingual team member (the last author).
Parcipant’s names and idenfying details have been removed to
protect condenality. Paents are idened in text by the leer P
followed by a number that was assigned sequenally as surveys were
completed. Paents’ partners share the same idener as the paent
but are dierenated by a prime symbol (e.g. PXX′), and the leer “I”
idenes the interviewer. Some quotes contain minor edits to enhance
readability.
3 | RESULTS
3.1 | Quantave results
3.1.1 | Parcipant demographics
Sixty- ve paents with PD completed the survey, 27 females (41.5%)
and 38 males (58.5%). The age range of parcipants was 39–85, with
a mean age of 68. Twenty- one parcipants (33.9%) had an educaon
that was equal to or less than a professional college degree, 20 parci-
pants (30.8%) had a bachelor’s degree and 24 paents had postgradu-
ate educaon (36.9%).
TABLE1 Distribuon of responses to statements describing decision- making preferences (% of parcipants responding)a
Strongly
disagree
Strongly
agree
Q1: The important medical decisions should be made by your doctor not you 33.9 6.2 23.1 15.4 21.5
Q2: You should go along with your doctor’s advice even if you disagree with it 29.2 16.9 20.0 16.9 16.9
Q3: When hospitalized you should not be making decisions about your own care 32.3 26.2 13.9 7.7 20.0
Q4: You should feel free to make decisions about everyday medical problems 6.2 7.7 23.1 18.5 44.6
Q5: If you were sick, as your illness became worse you would want your doctor
to take greater control
9.2 12.3 21.5 26.2 30.8
Q6: You should decide how frequently you need a check- up 27.7 16.9 30.8 7.7 16.9
aShaded cells indicate what would be the response aligning with a preference for greatest autonomy in medical decision making.
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ZiZZo et al.
3.1.2 | Decision- making preferences
The mean decision- making scale score was 62.8±16.6 out of a pos-
sible range of 0–100 (range: 20–97). Distribuons of responses to
statements on the decision- making scale are presented in Table 1. For
all quesons except Q5 and Q6, the highest percentage of parci-
pants chose the answer indicang the most autonomous preference.
Responses for quesons ve and six indicated that most parcipants
desired less autonomy in these scenarios; only two parcipants pre-
ferred high autonomy answers for both of these quesons.
3.1.3 | Informaon preferences
The mean informaon seeking scale score was 87.9±14.9 out of a
possible range of 0–100 (range: 28–100). The mode was 100, with 17
parcipants (26%) scoring the maximum on informaon preferences.
3.1.4 | Vignee decision- making preferences
Mean decision- making scores for each vignee are presented on a
possible range of 1–10 in Table 2. Decision- making scores in vignees
2 and 3, and vignees 3 and 4, were moderately correlated (vignees
2 and 3: r=.50, 95% CI [0.29; 0.66] P=<.0001; vignees 3 and 4:
r=.50, 95% CI [0.30; 0.67] P=<.0001). There was a signicant eect
of vignee score on decision- making scores, as measured through a
repeated- measures ANOVA (P<.001). When their means were com-
pared, there was a signicant dierence between decision- making
scores in the general medical vignees (vignees 1 and 2) and in each
of the PD- specic vignees (vignee 3 (esmate=1.10, 95% CI [0.74;
1.46], P=<.0001), vignee 4 (esmate=0.55 (95% CI [0.155; 0.937]),
P=.007) and vignee 5 (esmate=−1.18 (95% CI [−1.618; −0.736]),
P=<.0001). Signicant dierences were also observed in comparing the
means of decision- making scores between vignees 3, 4 and 5, with
decision- making scores increasing with disease severity (vignees 3
and 4 (esmate=−0.55 (95% CI [−0.910; −0.198]), P=.003); vignees 4
and 5 (esmate=−1.72 (95% CI [−2.216; −1.23], P=<.001); vignees 3
and 5 (esmate=−2.28 (95% CI [−2.773; −1.780], P=<.0001).
3.1.5 | Univariate and mulvariable logisc
regression analyses
We examined the inuence of four explanatory variables on preference
for decision- making scores (decision- making scale of the API) through
univariate and mulvariable logisc regression analyses. The four ex-
planatory variables were idened a priori and included age (connu-
ous variable), gender (M, F), educaon (≤professional college, bachelors
university, graduate) and API informaon scale score (connuous vari-
able). Listwise deleon was applied for all explanatory variables, result-
ing in the exclusion of one subject from regression analyses due to
missing age in the database. Thus, the linear regression models were
carried out on 64 parcipants. Overall, none of the factors reached sta-
scally signicant levels in the mulvariate or univariable models.
3.2 | Qualitave results
3.2.1 | Parcipant demographics
Twenty PD paent parcipants were interviewed, 10 males and 10
females. Parcipants were aged 50–77, with a mean age of 63. Fieen
interviews were conducted in English, and ve were conducted in
French. The average length of me parcipants were paents in the
specialist clinic was 3 years, with 6 months as the shortest me and
7 years as the longest. Seven paent parcipants had a professional
college educaon or less, four had university bachelor’s degrees,
and nine held graduate degrees. In four instances, paents’ partners
were consented to and present for the interview; in two of these
interviews, the partners contributed signicantly.
3.2.2 | Paent preferences for involvement in
health- care decision making
Paentspreferinvolvementindecisionmaking
In discussing decision making, paents emphasized the need for commu-
nicaon of informaon and preferences between physician and paent,
with the deliberaon of treatment opons. In general, paents found it ac-
ceptable that the nal decision be made by the paent or by the physician,
if this was in line with their preference. Preferences as to who ought to make
this nal decision varied (i) between individuals and (ii) between decisions.
Preferencesfordecisionalcontrolvarybetweenindividuals
Some paents preferred to make the nal decision (paent chooses),
some wanted the decision- making process to be evenly shared (shared
choice), while others preferred to delegate nal decisions to the doctor
(paent delegates) (see Table 3). Importantly, when paents expressed
wanng to delegate the decision to the physician, they noted that they
would sll have to consent to this nal decision. All paents stressed
the importance of being informed of treatment opons and of being
involved in the deliberaon about dierent decisions.
Preferencesforparcipaonvarybetweendecisions
Individuals modulated their decision- making preference based on
the decision to be made. For example, some patients preferred
TABLE2 Mean API score in dierent vignees
Vignee 1
(cold)
Vignee 2
(blood pressure)
Vignee 3
(roune PD)
Vignee 4 (PD
progression)
Vignee 5 (PD- associated
emoonal distress)
Mean (potenal range of 0–10) 5.9 (SD ±1.59) 5.0 (SD ±1.52) 4.4 (SD ±1.39) 4.9 (SD ±1.49) 6.7 (SD ±1.46)
Range 3–9 2–9 2–7 2–7 3–10
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that decisions about medication (e.g. dosage) be made by the
doctor (patient delegates). For other decisions, such as decisions
on treatments with potentially severe effects on the quality of
life, patients wanted to play a bigger role in the decision- making
process (patient chooses). Relational context also affected their
decision- making preferences (e.g. an established relationship of
TABLE3 Preferences for decisional control varied between individualsa
Paent delegates Shared choice Paent chooses
P38: …when we reach a way of treatment I prefer to
be mostly doctor- directed but with my involvement
so I understand, what is this single or mulple
treatment…are there several? Which are the
benets? Which are the downsides…and so on and
so forth. Prey much I feel the more interacons
you can have the beer. You know?
I: Why do you say the doctor should make the
nal decision?
P10: Well, it’s certain that it will be with my consent,
but I have so much condence in the physician. I
don’t have the tools to go beyond the informaon
that I have; he has maybe the more broad technical
informaon. Where he goes, in the end, he will
always suggest to me one path or another, and if I
don’t want it, I think the treatment won’t happen.
But I have condence in the medical informaon, I
might not agree with the path because it’s scary, for
examples the electrodes in the brain, or the
medicaons, but I will give him the benet of the
doubt to make these types of decisions, and I will
accept aer informaon.
P14: I would expect the doctor and I,
and my spouse, to be involved as a team
P32: I think the physician lays out your
opons and I think that it’s up to you
both to decide whether this would be
best, or beer for you, whether it is
medicaon or doing some form of
exercise, or climbing mountains or
whatever it is. If the opons are
presented to you then you can both
discuss the pros and cons and make
(…) an informed decision.
P47: Well I think that it should be done
together. The doctor works based o of
what he perceives from the paent, and
it’s in talking with the paent that he
can learn even more. And that’s why, if
the paent gives frank and detailed
informaon, well it certainly has to help
the guide the doctor to the best
soluons for the paent in queson.
P26: The ulmate decision should be from the paent.
I: So why do you say that?
P26: Because he or she is the one who is suering. They
know what they are going through and they should take
a chance on anything they want. It’s not the doctor.
P26′: Yeah, and I think ulmately it’s, you know, it is the
life of the person, you know? It should be…yeah. If the
person, the paent has all his mental capacity then I think
it should be…as long as it is…yeah…healthy mind.
P25: Oh, the paent being involved in decision making,
you’re involved in everything. It’s your life. I mean, it’s not
up to…I don’t think it’s up to…well, it’s your decision but it
should be discussed with your doctor and you.
P45: I think that it comes back to the paent in the end.
But aer a discussion with the doctor that is suciently
in depth, if you will. I think that the doctor has to be
there to guide the paent to make his own decision. […]
So I think that it’s up to the physician to be a bit of a
guide, and to try and see when he thinks the paent is
headed towards the decision on his own.
aNote we use a spectrum of shared decision making, where responses under “shared choice” indicate an approximately even contribuon between physi-
cian and paent to the health- care decision, responses under “paent delegates” indicate the paent prefers the physician to make the nal decision, and
“paent chooses” indicates the paent is more likely to make the nal decision. Individuals did not necessarily adhere to one preference for all decisions.
TABLE4 Examples illustrang that preference for involvement in decision making are decision dependent and context and relaon dependent
Decision-
dependent
Decisions requiring technical knowledge (e.g. medicaon) are oen delegated to the physician:
P9: I trust my doctors and I appreciate their treatments, and they are making a lot of decisions. They consult me and they tell me what
they are doing. […] I’m not saying “no I want a lower dosage or a higher dosage”… I trust her on that. She’s making that kind of decision.
P10: The nal decision on whether or not to increase the medicaon, it’s him [the physician] that makes that decision, that’s
certain. But I like to know the reasons as to why he’s making these decisions.
P16: (…) for things like doses, I can’t regulate that, he has experse I will never have. […] So, there are certain decisions that he has
to take because I need it.
Decisions about lifestyle require paent involvement:
P16: (…) the style of living, the way you need to live your life, that’s up to you. You can help me by saying be careful, you know.
You may eventually get to the point where you’re going to trip and fall, so yeah if you’re thinking about changing house, good for
you. I think it’s a good wise decision but the ulmate decision will be up to me.
Physician has experse about treatments; paent can decide overall treatment goals:
P32: I think…as far as medicaon treatment, I believe the physician should make the ulmate decisions because he knows more
about what eects it has and if it can counter aack whatever is the problem at the moment, but in the long run, we have to
decide for ourselves what we’re going to do, whether we’re going to take that chemotherapy or not…and so on, but as I said
before, it has to be an informed decision and listen to what the physician has to tell you…and decide together.
Context-
and
relaon-
dependent
Personal and contextual factors impact decisions:
P24: How old would I be? What would be my income? Where will I live? All of those are factors that I have that are outside of my
[control] but I have to be taking care and into consideraon before I make my decision and that’s outside the doctor and medical care.
Personal relaonships impact decisions:
P14: My spouse has a big inuence on me. I used to be the one that took charge, and now the roles are reversed now that we are
in our 70s and I very much respect her advice.
Trusng relaonship with physician is necessary for decision making:
P60: It’s their body. It’s their life so I think the ulmate decision should be the paent’s but taking into account that the doctor has said
and bearing in mind whether you trust the doctor or you don’t. If you don’t trust the doctor you shouldn’t be there in the rst place. If
you do trust the doctor your decision has to be in line with that knowledge…that your doctor would not suggest anything that would
be harmful to you. You see? But basically the ulmate decision begins with the paent who has to sign these consent forms, not the
doctor. The paent has to realise the doctor has gone to school and has had many more years of pracce experience and to trust them.
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ZiZZo et al.
trust with a physician may be necessary before delegating a deci-
sion). Thus, preferences for involvement in decision making are
decision-dependent and context- and relation-dependent (see
Table 4).
Navigangdecisionmakingwhenthereisdisagreement
In a hypothecal situaon of conict (e.g. a paent and doctor can-
not agree on a treatment), there was large support for the paent to
be the nal decision- maker. However, many paents described how
they would prefer to come to an agreement with their physician. In in-
stances where an agreement cannot be met, some described the need
to seek second opinions. In a minority of cases, paents were willing
to follow the doctor’s suggeson, provided that they have been suf-
ciently informed and they trust their physician.
Perspecvesonpaentexclusionfromdecisionmaking
Allowing the physician to decide enrely which treatment is ap-
propriate or excluding the paent from health- care decision making
was viewed as acceptable only when the paent is mentally inca-
pable (i.e. paent lacks capacity). Some parcipants menoned the
lack of paent educaon or experience in medical encounters, the se-
verity of disease or the complexity of treatment as situaons that
may warrant the physicians taking greater control. However, pa-
ents invoked these situaons as hypothecal examples and gen-
erally did not associate these situaons with themselves. Overall,
paents wanted to be involved in decision making, even if only for
informaon exchange.
3.2.3 | Paent perspecves on the paent–physician
relaonship in relaon to decision making
Paents emphasized the importance of the paent–physician rela-
onship, and they described the need to be respected as persons.
Communicaon was the underlying theme in arculang the values
important to their care (e.g. candour, honesty, understanding and em-
pathy). For the paent–physician relaonship, paents valued mutual
respect, trust, openness and me for communicaon. The need for
the relaonship to be non- hierarchical was noted.
Desiredqualiesofaphysician
Paents described a desire for physicians to possess technical skills
(e.g. give appropriate informaon, evaluate how the PD has pro-
gressed, be up- to- date) and interpersonal skills (e.g. listen, be empa-
thec, understanding). Central to both the technical and interpersonal
skills was the importance of informed and sensive communicaon.
Indeed, communicaon was the chief concern, and other important
physician qualies such as sincerity, caring and empathy were ed to
communicaon skills.
Idealqualiesofapaent
Parcipants described various qualies that paents should possess,
such as being open, honest and proacve. They also described the
responsibilies a paent must take on, including self- management
pracces, informing the doctor of new symptoms, preparing quesons
for the clinical encounter, seeking informaon from external sources,
listening to the medical advice and complying with the agreed course
of acon or informing the physician if they choose to not follow the
plan.
Paentsandcliniciansbringuniqueknowledgetothedecision-
makingencounter
Parcipants recognized that each agent in the paent–physician re-
laonship possess dierent types of knowledge central to decision-
making processes (see Box 1). The physician was viewed as having
the technical, specialized knowledge, based on their educaon and
experience. Paents viewed this specialized knowledge as seng the
neurologist apart from other care providers, making them an invalu-
able part of their care. At the same me, paents recognized that they
possessed the knowledge of the lived experience of the disease, as
well as awareness of their own values and goals for care.
3.2.4 | Paent preferences for accessing informaon
relevant to decision making
Ulizedsourcesandtypesofinformaonpaentsseek
Paents most commonly cited seeking PD informaon from the
Internet (N=16), PD foundaons or associaons (N=12) and the
medical personnel at the specialist clinic, including the neurologist
and nurse clinician (N=10). Paents also accessed informaon from
books (N=6), personal networks (e.g. family, friends, support groups;
N=6), television, radio or newspaper (N=2), and from other sources
such as conferences or specialized rehabilitaon centres (N=3).
The types of informaon paents wanted varied with sources (see
Table 5).
In the medical encounter, paents somemes expressed a diculty
in knowing which quesons to ask. In general, they were parcularly
interested in an assessment of the state of their PD, what to expect in
terms of future progression of their illness, and treatment opons. This
was in line with the primary role paents expected from their physi-
cians, which was to connually assess their condion and control their
symptoms with medicaon as needed. In consulng other sources, pa-
ents wanted to learn most about PD symptoms, current and upcoming
PD research, treatment opons and self- management strategies.
Dierent sources of informaon were viewed as having vari-
ous advantages and disadvantages. Foundaons were viewed as a
reliable, focused, readily available source. Medical personnel were
viewed as an expert and personalized source, but the me between
appointments meant that they were not a readily available source
of informaon. The Internet was oen used to connect paents to
foundaons, to conrm informaon learnt elsewhere and to inves-
gate informaon related to PD. However, the unclear reliability of
some websites and the uncontrolled nature of the readily available
informaon on the Internet were viewed as disadvantages. In par-
cular, the detailed informaon on the most advanced stages of the
disease was described as upseng to some paents, leading some
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ZiZZo et al.
to limit their online research. About half of the paents described
dierent strategies they use to disnguish between the reliability of
the sources (e.g. using known sources such as foundaon websites,
or scienc and medical websites; checking if mulple sites gave the
same informaon; remaining scepcal of unveried sources). At least
a quarter of paents did not describe any strategies for reliability;
they “just put in Parkinson’s disease” and click on “whatever comes
up” (P51).
Some paents complained that some sources (e.g. a video from a
foundaon depicng various exercises for PD) only represented elderly
PD paents. This was viewed negavely as it did not represent their
experience, and is important to note in the light of the average age of pa-
ents with PD (early to mid- 60s).23 The uncertaines of PD, including its
cause, an individual’s expected progression and the lack of objecve tests
for diagnosis, presented a challenge for some paents with PD. Paents
struggled with wanng to know this informaon, despite its unavailability.
The extent to which they understood that this informaon does not exist
was unclear.
LimitstolearningPD-relatedinformaon
Many paents expressed wanng to know as much informaon about
PD as possible. Informaon about PD, especially about its progres-
sion, was viewed as important for the paent to adapt and prepare
for the future. Paents acknowledged that the informaon can be
upseng, but felt that it was important for them to know, and that
they should be able to adapt to the news, even if it was dicult.
Despite mulple paents’ expressions of wanng to know everything,
they also reported a limit either to what they wanted to learn or to
what they wanted to focus on (see Box 2). In part, this was a prac-
cal concern, as many acknowledged the outcomes of the disease
are uncertain and as a result many expressed a “take things as they
come” atude; a focus on the negave outcomes can be emoonally
taxing. At the same me, most paents have a general knowledge of
the long- term outcomes of PD; this is generally learnt in the rst few
years aer diagnosis, and as they adapted to their diagnosis, paents
tended to focus on this less. At least one paent did not want to re-
ceive any informaon about PD, due to nding it emoonally distress-
ing, and preferred that their partner receives the informaon instead.
However, this paent expressed that they would not want important
informaon to be hidden from them.
BOX 1 Illustraveexamples:eachagentbringsdierenttypesofknowledgetodecision-makingprocesses
Paent brings experienal knowledge:
P16: I value the doctor’s opinion a lot as long as he values my opinion as well, because I’m the one that’s living the disease. He might know
about it but he doesn’t have it. (…) I will always tell you, you don’t know what it feels like unl you’ve actually lived it. And [the specialist],
there’s no way that he can actually honestly and truly deep down inside know how I feel unl he’s in my shoes and he has Parkinson’s. He
can know tons of knowledge about it and that’s what I respect about him, is his knowledge, but unl he can get into my shoes and live with
Parkinson’s, that’s where I come in, to kind of complement his studies.
Paent brings bodily experience:
P25: Well of course the doctor has more medical experience but the individual is the person having the bodily experience, you know all the
problems that come with it, so of course they have to communicate with one another.
Physician brings medical knowledge:
P24: Well, basically the doctor has the capacity to evaluate based on the facts, based on the tests, based on everything, her experience and the
medicaon and her training. She can tell me what she thinks is the best and from that me I will talk with her, ask quesons, decide about it
and together we’ll plan for the future. (…) I’ll follow her because I trust her. Because I know that she won’t propose something for nothing. She’ll
propose some things because I may need it. With her experience, her know how and her past cases, if it’s me for me to take medicaon.
Paent can undertake acve informaon seeking; physician, acve listening:
P38: As a paent you should get your hands on as much more specialist informaon as you can. Try to digest it and write down your ques-
ons and refer to ask them, so that’s what I did. On the side of the doctor, I prefer the doctor to listen to me and to listen to all the symp-
toms that I might be able to describe and try to have the diagnosis as early as possible.
TABLE5 Types and sources of informaon sought about
Parkinson’s disease
Types of informaon
Sourcea
Clinic Other
Assessment of PD state 13 0
Progression of PD 10 4
Treatments for PD 8 6
Scienc research related to PDb56
PD symptoms 4 7
Self- management strategies 4 6
Causes of PD 3 1
Complementary and alternave medicine 2 2
Other 1 0
aResearch reports and opportunies for research parcipaon.
bNumbers indicate the number of parcipants reporng the use of this
source of informaon.
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ZiZZo et al.
4 | DISCUSSION
The results of this study are consistent with prior research showing
variaon in paent preferences.13,24,25 Importantly, our research
is the rst, to our knowledge, to qualitavely and quantavely in-
vesgate health- care decision- making parcipaon preferences in a
chronic neurodegenerave disease populaon.
We found that most paents with PD describe wanng a kind of
shared decision making, especially as this relates to informaon exchange
and deliberaon, while preferences for decisional control depend on the
decision type (e.g. medicaon versus lifestyle) and on contextual and re-
laonal factors (e.g. age, income, need for trust in paent–physician rela-
onship). Results from the API complement these qualitave observaons.
The average decision- making score for parcipants was 63, which indi-
cates a mid- range preference for autonomy that can correspond to shared
decision making. A detailed look at the API decision- making scale results
suggests that in some contexts or situaons paents wanted less auton-
omy in medical decision making. In parcular, paents with PD had lower
autonomy preferences when it came to making a decision about when
their next appointment should be, which may be a preference that reects
their actual experience. They also preferred that the physician takes greater
control as their illness worsens, which may be connected to the types of
impairments that can occur in late- stage PD (e.g. demena) and the rela-
onship paents expect to develop with their physician over the course of
their illness. The laer nding is in line with our qualitave data that sug-
gest paents would nd it acceptable to be excluded from decision making
only when they were cognively unable to do so. However, it contrasts
with the ndings from the PD- focused vignees in the API, where signi-
cantly more autonomy was desired as the disease progresses, and the most
autonomy was desired when emoonal symptoms were involved. On this
last point, it is possible that emoonal symptoms are perceived dierently
than motor or cognive symptoms, and thus, paent preferences for au-
tonomy diered specically with this set of symptoms. The data gathered
from the vignees also suggest that paent preferences for autonomy dif-
fer in the general medical context, where paents wanted higher auton-
omy, versus in the specic PD care context. Survey results also revealed a
trend for parcipants with lower levels of educaon (a professional college
educaon or less) to have lower scores on the decision- making scale of the
API, than parcipants with higher levels of educaon (graduate or bache-
lor’s degree). The dierence observed did not reach stascal signicance,
but is in line with other research that suggests higher educaon is associ-
ated with higher preference for autonomy.15 These ndings suggest that
context is a complex modulator of autonomy preferences.
We found that most paents want full informaon about their con-
dion and treatment opons, which is consistent with prior research
(e.g. see26–28). However, our data demonstrate why, in the context of
a chronic neurodegenerave illness, paents might have reasonable
limits to the types and amounts of informaon they want to know or
focus on (e.g. due to the uncertainty in prognosis of PD, adaptaon to
the diagnosis and life with a chronic degenerave illness).
We also explored the importance of the paent–physician relaon-
ship and found that paents highly valued this relaonship. For an excel-
lent paent–physician relaonship, they emphasized the importance of
communicaon and, in parcular, cited the need for physicians to pos-
sess strong interpersonal skills and for paents to take on certain respon-
sibilies in their care. Their emphasis on the “human” side of interacons
corresponds to the central aim of PCC to treat paents as persons.
4.1 | Paent preferences for involvement in decision
making are dynamic and support shared decision making
Paents’ preferences for involvement are not stac; rather, they shi
depending on decisions, context and relaonships. This suggests a
BOX 2 Paentpreferencesforinformaon
Paents express wanng to “know everything”:
P25: I need to be told everything that needs to be told, good or bad. […] I think the doctor needs to be totally honest.
P31: I would always want to have a chance to know something, even if it was really scary and really painful.
Paents note limits due to the unknowns of PD:
P31: I don’t know that anybody has a crystal ball that can predict how I will turn out. So I just don’t want to waste me thinking about… Not
that I don’t accept it, but how much is it worth devong me talking about what are the eventual possibilies if they may not happen (…) I
think I’m more praccal about what is happening, how can that be addressed?
Adaptaon to diagnosis can aect informaon preferences:
P31: I have a big, busy job. It’s more than full me. I have a family that’s very acve, and I’m very busy with them. […] And I have lots of
friends and lots of stu going on, so I think there is a limit to how much I want to hear and invest in Parkinson’s. When I rst got the diag-
nosis, I was reading more, always from good sources. I was thinking about it more. I was wring things down about what I thought, but very
naturally, it sort of assumed less of a prominent posion. It’s like, “Okay, yeah, you got Parkinson’s. So what else are you doing?” Whereas,
for a lile me, it was really everything I was thinking about.
Emoonal sensivity can preclude desire for informaon:
P44: I don’t want any [informaon]. I want [my spouse] to get it all. […] Because I’m frightened of what might happen…
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ZiZZo et al.
need to understand decision making in a more dynamic way.29,30
Interesngly, paent preferences for involvement in informaon ex-
change and deliberaon are more or less consistent, with the varia-
on lying in desire for decisional control. This is noteworthy as there
is some debate as to the extent to which each of these stages must
be shared in order for the process to be considered shared decision
making.31 The ease with which paents express a preference for in-
formaon exchange and deliberaon that is not mirrored when they
are asked about preferences for decisional control may be related
to the chronic nature of PD, where medically relevant decisions are
not as discrete as they may be in more acute illnesses. For the pa-
ent with PD, certain decisions can necessitate dierent levels of
involvement. For example, decisions about medicaon may require
paent–provider partnership, paents may prefer to be more self-
directed in decisions about long- term preparaon for the disease
and self- management, and progression of the disease may require
the physician or surrogate to assume greater decisional control over
me. Arculang preferences about involvement in decision mak-
ing can be challenging when there are a variety of decision types
which might require dierent levels of involvement. This points to a
need for clinicians to assess paent preferences for involvement on
an on- going basis, similar to recommended pracces for evaluang
decisional capacity.32 Tools to facilitate this evaluaon and paent
involvement in decision making may need to be developed.
Of interest, paents in our study specically described many of
the elements and qualies of shared decision making idened in a
systemac review.33 They expressed a desire for essenal elements
of shared decision making, such as explanaon of the problem, discus-
sion of the pros and cons and explicaon of paent values and prefer-
ences; ideal elements such as mutual agreement; and general qualies,
such as mutual respect, paent parcipaon and partnership. Overall,
our study provides empirical support for the relevance of shared deci-
sion making to paents in PCC. This is noteworthy considering shared
decision making has been referred to as the “pinnacle” of PCC.34
4.2 | Support for relaonal autonomy in paent-
centred care
Paent- centred care, by respecng and responding to the wants,
needs and values of paents, seeks to support the paent in decision
making and thus needs to adopt a model of autonomy that promotes
involvement of the paent, but does not leave them without support.
PCC, in treang the paent as person, acknowledges that paents are
complex, social beings, with interdependencies and interconnecons
that can inuence decision making, a view that corresponds to “re-
laonal” or “contextualized” autonomy.35–37 This perspecve on au-
tonomy contrasts with some narrower understandings that interpret
autonomy as conceding to individualisc decision making without due
consideraon for the social determinants of choice, or for the commit-
ment to care and benecence of health- care providers.
The central tenet of relaonal autonomy is that “persons are socially em-
bedded and that agents’ idenes are formed within the context of social
relaonships and shaped by a complex of intersecng social determinants,
such as race, class, gender and ethnicity.”38 This concept stems chiey from
feminist ethics, but also from pragmast ethics,39,40 and recognizes the ef-
fects of contextual and relaonal factors on decision making.
Our ndings suggest that relaonal autonomy corresponds to how
paents would envision their parcipaon in decision making. Paents
recognized the impact of contextual and relaonal factors on their in-
volvement in decision making and they acknowledged the central role
the paent–clinician relaonship plays in their care. By explicitly adopt-
ing relaonal autonomy in the provision of PCC, clinicians are called on
to recognize the dierent factors that can aect a paent’s desire to be
involved in decision making, and to respond to these factors in such a
way that empowers paents in relaon to their wants, needs and values.
5 | LIMITATIONS
There are several limitaons to our study. It is a cross- seconal study
with a sample populaon limited to paents who had early- stage PD;
how preferences may change over me, and the eects of advanced
stages of PD on decision- making preferences are unclear. Paents came
from a large urban area, were serviced by a university- level health centre,
in a specialized PCC clinic within a publically funded health- care system;
this demographic may not be reecve of the general PD populaon. In
parcular, while average age and gender were closely matched to aver-
ages for PD populaons,23 our sample size had a high- level educaon,
which is important to note given the eects of educaon on decision-
making preferences.15 Paents self- reported their parcipaon prefer-
ences; future studies of how their self- reported parcipaon preferences
compares to their actual parcipaon preferences would be of interest.
6 | CONCLUSION
This study suggests that paents largely prefer a shared decision-
making approach, while individual paent preferences for involvement
can vary between persons and between decision types. Consequently,
clinicians may need to evaluate paent preferences for involvement
on an on- going basis, and tools to facilitate both this evaluaon and
paent involvement in decision making may need to be developed.
Specic adopon of relaonal autonomy by clinicians would comple-
ment this approach. Our study illustrates that aenon must be given
to paent perspecves and that communicaon is key in clinical re-
laonships. Improved understanding of individual preferences could
enhance respect for persons and autonomy and make for PCC that is
truly respecul of individual paents’ wants, needs and values.
ACKNOWLEDGEMENTS
The authors would like to thank Gevorg Chilingaryan for support in
stascal analysis, the paents who parcipated in this research,
sta at the PD clinic, members of the Neuroethics Research Unit for
feedback on this work and Simon Rousseau- Lesage for his help in the
eding process.
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ZiZZo et al.
SOURCES OF FUNDING
Funding for this work was provided by the Canadian Instutes of
Health Research (ER (PI) and EB (co- I)) and the Fonds de recherche
santé – Québec (career award, ER; master’s scholarship in partnership
with Unité SUPPORT du Québec, NZ).
CONFLICTS OF INTEREST
The authors have no conicts of interest to report.
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