Article

Off-road truck-related accidents in US mines

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Abstract

Introduction: Off-road trucks are one of the major sources of equipment-related accidents in the U.S. mining industries. A systematic analysis of all off-road truck-related accidents, injuries, and illnesses, which are reported and published by the Mine Safety and Health Administration (MSHA), is expected to provide practical insights for identifying the accident patterns and trends in the available raw database. Therefore, appropriate safety management measures can be administered and implemented based on these accident patterns/trends. Methods: A hybrid clustering-classification methodology using K-means clustering and gene expression programming (GEP) is proposed for the analysis of severe and non-severe off-road truck-related injuries at U.S. mines. Using the GEP sub-model, a small subset of the 36 recorded attributes was found to be correlated to the severity level. Results: Given the set of specified attributes, the clustering sub-model was able to cluster the accident records into 5 distinct groups. For instance, the first cluster contained accidents related to minerals processing mills and coal preparation plants (91%). More than two-thirds of the victims in this cluster had less than 5years of job experience. This cluster was associated with the highest percentage of severe injuries (22 severe accidents, 3.4%). Almost 50% of all accidents in this cluster occurred at stone operations. Similarly, the other four clusters were characterized to highlight important patterns that can be used to determine areas of focus for safety initiatives. Conclusions: The identified clusters of accidents may play a vital role in the prevention of severe injuries in mining. Further research into the cluster attributes and identified patterns will be necessary to determine how these factors can be mitigated to reduce the risk of severe injuries. Practical application: Analyzing injury data using data mining techniques provides some insight into attributes that are associated with high accuracies for predicting injury severity.

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... Appendixes A and B contain the data extracted from each study. Throughout th analysis, it was possible to divide them into the following source data groups: nine studie used Mine Safety and Health Administration (MSHA) data [6,30,[42][43][44][45][46][47][48], two used dat from the Directorate General of Mines Safety (DGMS) [7,34], one was from the Directorat Technique and Environment of Mineral and Coal (DTEMC) [8], one was from the Shan dong Coal Mine Safety Supervision Bureau (SCMSSB) [49], and the other three were cas studies [50][51][52]. As most of the studies collected data from official sources, just one pre sented some information regarding sample [52]. ...
... Appendices A and B contain the data extracted from each study. Throughout the analysis, it was possible to divide them into the following source data groups: nine studies used Mine Safety and Health Administration (MSHA) data [6,30,[42][43][44][45][46][47][48], two used data from the Directorate General of Mines Safety (DGMS) [7,34], one was from the Directorate Technique and Environment of Mineral and Coal (DTEMC) [8], one was from the Shandong Coal Mine Safety Supervision Bureau (SCMSSB) [49], and the other three were case studies [50][51][52]. As most of the studies collected data from official sources, just one presented some information regarding sample [52]. ...
... Not mentioned Not mentioned Collision with another vehicle [42,45,47]; collision with another worker [45]; collision with pedestrian [42]; contact with public utility lines [42]; fall from vehicle [47]; rollovers [42,45] fall of ground [46]; Struck by equipment [50]; caught between [50]; got hit by equipment part [50]; slip/trip from the equipment [50]; ...
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... Failure to wear seatbelts were also associated with several loader and truck accidents [1,12]. Not following the safe working procedure or standard operating procedures, or even unsafe or careless actions also may be the cause of accidents [3,18]. Failure to recognise adverse geological conditions, to respect the loader's working area, to maintain adequate berms, lack of warning signs and appropriate mine maps, inadequate provision for safety level and failure to adjust to poor weather conditions are all worker behaviours that pose a significant threat [12,14]. ...
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... Dindarloo et al. [18] focused their study on truck-related accidents, using data from MSHA (2000-2012). From the dataset, 50831 injuries (both severe and non-severe) and 125 severe records that affected 140 employees were identified. ...
... Failure to wear seatbelts were also associated with several loader and truck accidents [1,12]. Not following the safe working procedure or standard operating procedures, or even unsafe or careless actions also may be the cause of accidents [3,18]. Failure to recognise adverse geological conditions, to respect the loader's working area, to maintain adequate berms, lack of warning signs and appropriate mine maps, inadequate provision for safety level and failure to adjust to poor weather conditions are all worker behaviours that pose a significant threat [12,14]. ...
... Loss-of-control of the equipment was found to be the leading source of machine-related fatalities in surface mining [4]. Mechanical failures were also pointed out [12,14,18]. In Kecojevic and Radomsky [12], other causes were stressed, such as collision with pedestrians or with another vehicle, rollovers, contact with public utility lines and slope failure. ...
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... Firstly, GEE accounts for the possible serial correlation. 5 Secondly, GEE allows for dependent variable distribution specification, which results in a more accurate estimation. Thirdly, robust standard errors in unbalanced panel data can be used [22]. ...
... Going beyond univariate time series forecasting, https://towardsdatascience.com/var-and-panel-datamodels-the-powerhouse-of-multivariate-forecasting-techniques-22b8d8888141 e accessed 18 June 2020). 5 Serial correlation is the relationship between a given variable and a lagged version of itself over various time intervals. It measures the relationship between a variable's current value given its past values. ...
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... Another criterion that influences the selection of a heavy equipment fleet is safety. Heavy construction equipment has been thoroughly studied in relation to accidents, fatalities, and injuries and is implicated in a high percentage of them [5]. Conveyor belts are another type of mining equipment used for hauling materials, but they are known to pose safety risks. ...
... Bellanca et al. [14] studied the MSHA database regarding haulage trucks and categorized the fatality hazards into equipment malfunction, ground failure, loss of control, loss of balance, loss of situational awareness, and others (e.g., falling materials from a suspended load). Dindarloo et al. [15] classified the potential hazards into four groups: losing control of the truck, berm/dump failure, unsafe actions, and mechanical failures. Kecojevic et al. [16] used a statistical data-driven method to identify the hazards of underground mining equipment-related fatal hazards. ...
... Numerous recorded accidents involve heavy transport machinery, such as haul trucks [44,50,51] and dumpers [52,53], with jack leg drills having the highest accident rate [54]. In general, mobile equipment [45] often poses a visibility issue for workers, which may be due to the size and design of the equipment. ...
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... Losing control of equipment has been reported as the leading cause of machine-related fatalities in surface mining [45]. Based on some studies, occupational groups having the highest percentage of all accidents in mines were maintenance personnel and mechanic repairmen [26,46,47]. Groves et al [48] showed that a significant portion (54%) of accidents in the mining industry was due to material handling, machinery (12%), hand tools (11%), roof falls (10%), and powered haulage (8%). ...
... e data objects can be clustered into K categories based on Equation (1). For the dataset, the mean value of all data in the relative class is initially selected as the class center, which needs iterating until the class center changes slowly or stops changing (the squared error between the empirical mean of a cluster and the points in the cluster is minimized [45]). e class center can be defined as follows: ...
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... We have developed a conceptual model to demonstrate our hypotheses on how various factors may increase the risk of injury at work ( Fig. 1-a). The individual and organizational factors include but not are limited to: age, work experience, work activity, type of mine, and hearing protection device (HPD) use, and have been extensively studied in the mining industry (Dindarloo et al., 2016;Sammarco et al., 2016;Cui et al., 2015;Mitchell et al., 1998). However, there is increasing evidence that occupational noise may be a significant predictor of work-related injuries (Dzhambov and Dimitrova, 2017;Girard et al., 2015;Amjad-Sardrudi et al., 2012;Picard et al., 2008). ...
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... Detailed literature reviews suggest no application of DNN in accident prediction so far. GEP has also been used successfully in various fields [39][40][41][42]. The advantages of GEP over other nonparametric algorithms include providing a list of best explanatory features used to create the model as well as a relation between the output and explanatory variables. ...
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Risk management is an established loss-control methodology that has been applied successfully in many industries. Recently, interest in this structured approach has grown in the mining industry. The main objective of this research was to develop a risk-assessment process, which is a part of risk management, that can be used by the U.S. mining industry to more thoroughly characterize risks associated with haul truck-related fatalities. The assessment is based on historical data obtained from the U.S. Mine Safety and Health Administration (MSHA) investigation reports, which includes 113 fatal incidents that occurred from 1995 through 2006. The risk-assessment process used in this research involves the following basic steps: identifi cation of the risks, risk analysis and risk evaluation. The preliminary hazard assessment (PHA) method is used in identifying and quantifying risks. Risk levels are then developed using a pre-established risk matrix that ranks them according to probability and severity. The resulting assigned risk value can then be used to prioritize control strategies. This paper is a part of a detailed study on risk assessment for equipment-related fatalities in mining sponsored by the Western U.S. Mining Safety and Health Training and Translation Center.
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A sequence of 0's and 1's is observed and it is suspected that the chance that a particular trial is a 1 depends on the value of one or more independent variables. Tests and estimates for such situations are considered, dealing first with problems in which the independent variable is preassigned and then with independent variables that are functions of the sequence. There is a considerable amount of earlier work, which is reviewed.
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The relationship between driver injury severity and driver, vehicle, roadway, and environment characteristics was examined. The use of two well-known neural network paradigms, the multilayer perceptron (MLP) and fuzzy adaptive resonance theory (ART) neural networks, was investigated. The use of artificial neural networks can lead to greater understanding of the relationship between the aforementioned factors and driver injury severity. Accident data for 1997 for the Central Florida area, which consists of Orange, Osceola, and Seminole Counties, were used. The analysis focuses on two-vehicle accidents that occured at signalized intersections. The MLP neural network has a better generalization performance of 65.6 and 60.4 percent for the training and testing phases, respectively. The performance of the MLP was compared with that of an ordered logit model. The ordered logit model was able to correctly classify only 58.9 and 57.1 percent for the training and testing phases, respectively. A simulation experiment was then carried out to understand the MLP neural network model. Results show that rural intersections are more dangerous in terms of driver injury severity than urban intersections. Also, female drivers are morely likely to experience a severe injury than are male drivers. Speed ratio increases the likelihood of injury severity. Drivers at fault are likely to experience severe injury than are those not at fault. Wearing a seat belt decreases the chance of sustaining severe injuries. Vehicle type plays a role in driver injury severity. Drivers in passenger cars are more likely to experience a greater injury severity level than are drivers of vans or pickup trucks. Finally, drivers exposed to impact at their side experience greater injury severity than those exposed to impact elsewhere.
Article
In k\hbox{-}{\rm{means}} clustering, we are given a set of n data points in d\hbox{-}{\rm{dimensional}} space {\bf{R}}^d and an integer k and the problem is to determine a set of k points in {\bf{R}}^d, called centers, so as to minimize the mean squared distance from each data point to its nearest center. A popular heuristic for k\hbox{-}{\rm{means}} clustering is Lloyd's algorithm. In this paper, we present a simple and efficient implementation of Lloyd's k\hbox{-}{\rm{means}} clustering algorithm, which we call the filtering algorithm. This algorithm is easy to implement, requiring a kd-tree as the only major data structure. We establish the practical efficiency of the filtering algorithm in two ways. First, we present a data-sensitive analysis of the algorithm's running time, which shows that the algorithm runs faster as the separation between clusters increases. Second, we present a number of empirical studies both on synthetically generated data and on real data sets from applications in color quantization, data compression, and image segmentation.
Article
Organizing data into sensible groupings is one of the most fundamental modes of understanding and learning. As an example, a common scheme of scientific classification puts organisms into a system of ranked taxa: domain, kingdom, phylum, class, etc. Cluster analysis is the formal study of methods and algorithms for grouping, or clustering, objects according to measured or perceived intrinsic characteristics or similarity. Cluster analysis does not use category labels that tag objects with prior identifiers, i.e., class labels. The absence of category information distinguishes data clustering (unsupervised learning) from classification or discriminant analysis (supervised learning). The aim of clustering is to find structure in data and is therefore exploratory in nature. Clustering has a long and rich history in a variety of scientific fields. One of the most popular and simple clustering algorithms, K-means, was first published in 1955. In spite of the fact that K-means was proposed over 50 years ago and thousands of clustering algorithms have been published since then, K-means is still widely used. This speaks to the difficulty in designing a general purpose clustering algorithm and the ill-posed problem of clustering. We provide a brief overview of clustering, summarize well known clustering methods, discuss the major challenges and key issues in designing clustering algorithms, and point out some of the emerging and useful research directions, including semi-supervised clustering, ensemble clustering, simultaneous feature selection during data clustering, and large scale data clustering.
Conference Paper
The practice of classifying objects according to perceived similarities is the basis for much of science. Organizing data into sensible groupings is one of the most fundamental modes of understanding and learning. As an example, a common scheme of scientific classification puts organisms in to taxonomic ranks: domain, kingdom, phylum, class, etc.). Cluster analysis is the formal study of algorithms and methods for grouping objects according to measured or perceived intrinsic characteristics. Cluster analysis does not use category labels that tag objects with prior identifiers, i.e., class labels. The absence of category information distinguishes cluster analysis (unsupervised learning) from discriminant analysis (supervised learning). The objective of cluster analysis is to simply find a convenient and valid organization of the data, not to establish rules for separating future data into categories.
Article
This study documented the burden of nonfatal construction industry work-related injuries treated in hospital emergency departments in the United States (US) from 1998 through 2005 and described injured worker demographics and injury characteristics. Data from the National Electronic Injury Surveillance System work-related injury supplement (NEISS-Work) were used to identify and describe construction industry-related injuries. Rates were estimated using data from the Current Population Survey. An estimated 3,216,800 (95% CI 2,241,400-4,192,200) construction industry-related injuries were seen in US emergency departments during the 8-year period; this represented an injury rate of 410/10,000 full-time equivalents and suggests that there are a greater number of construction injuries than reported through the Bureau of Labor Statistics' Survey of Occupational Injuries and Illnesses (BLS SOII). Common characteristics included diagnoses of laceration, sprain/strain, and contusion/abrasion; events of contact with an object/equipment, bodily reaction/exertion, and falls; and sources of injury of parts/materials; structures/surfaces; and tools/instruments/equipment. The upper extremities were most often affected. These data highlight the high burden of nonfatal construction industry-related injuries. The limitations of national occupational injury data sources inherent in relying on OSHA logs highlight the utility of NEISS-Work data in occupational injury research. While data captured from emergency departments are not immune to factors that influence whether a worker or an employer reports an injury as work-related or files a workers' compensation claim, emergency department data as collected through NEISS-Work do not rely on employer involvement in order to be classified as work-related.
Article
Researchers at the National Institute for Occupational Safety and Health studied mining accidents that involved a worker entangled in, struck by, or in contact with machinery or equipment in motion. The motivation for this study came from the large number of severe accidents, i.e. accidents resulting in a fatality or permanent disability, that are occurring despite available interventions. Accident descriptions were taken from an accident database maintained by the United States Department of Labor, Mine Safety and Health Administration, and 562 accidents that occurred during 2000-2007 fit the search criteria. Machine-related accidents accounted for 41% of all severe accidents in the mining industry during this period. Machinery most often involved in these accidents included conveyors, rock bolting machines, milling machines and haulage equipment such as trucks and loaders. The most common activities associated with these accidents were operation of the machine and maintenance and repair. The current methods to safeguard workers near machinery include mechanical guarding around moving components, lockout/tagout of machine power during maintenance and backup alarms for mobile equipment. To decrease accidents further, researchers recommend additional efforts in the development of new control technologies, training materials and dissemination of information on best practices.
Article
The objective of this study was to evaluate the circumstances leading to fall from equipment injuries in the mining industry. The 2006 and 2007 Mine Safety and Health Administration annual injury databases were utilized for this study whereby the injury narrative, nature of injury, body part injured, mine type, age at injury, and days lost were evaluated for each injury. The majority of injuries occurred at surface mining facilities (approximately 60%) with fractures and sprains/strains being the most common injuries occurring to the major joints of the body. Nearly 50% of injuries occurred during ingress/egress, predominantely during egress, and approximately 25% of injuries occurred during maintenance tasks. The majority of injuries occurred in relation to large trucks, wheel loaders, dozers, and conveyors/belts. The severity of injury was independent of age and the median days lost was seven days; however, there was a large range in severity. From the data obtained in this study, several different research areas have been identified for future work, which include balance and stability control when descending ladders and equipment design for maintenance tasks.
Article
The morbidity, lost work time, and interference with effective work due to low back pain are markedly underestimated when only employee health service data are used. Injured subjects averaged more years of generic, orthopedic, and rehabilitation nursing experience than the non-injured group. Of the studied nurses who experienced work related low back pain within the past 6 months, 78% did not report it to management. More attention should be given to adequate staff availability for shared lifting activities, better design and use of mechanical lifting aids, and further research in how to safely perform tasks from the side of the bed.
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We estimate the incidence and describe patterns of work-related injuries during 1998 to youth in retail trades and services industries. Data from the National Electronic Injury Surveillance System and the Current Population Survey were analyzed. The highest number of work-related injuries to youth younger than 18 years occurred in eating and drinking establishments and food stores. Injuries occurring in these industries accounted for 44% of all young worker injuries. Injury rates were similar during summer and school months. Youth continue to experience high numbers and rates of injuries in retail trades and services. Improvements in safety training and injury prevention in these industries, particularly eating and drinking establishments, food stores, and health services, need to be addressed for youth.
Article
We propose a method (the \Gap statistic") for estimating the numberof clusters (groups) in a set of data. The technique uses the outputof any clustering algorithm (e.g. k-means or hierarchical), comparingthe change in within cluster dispersion to that expected under an appropriatereference null distribution. Some theory is developed forthe proposal and a simulation study that shows that the Gap statisticusually outperforms other methods that have been proposed in the literature.We also...
Article
Cluster analysis is the automated search for groups of related observations in a data set. Most clustering done in practice is based largely on heuristic but intuitively reasonable procedures and most clustering methods available in commercial software are also of this type. However, there is little systematic guidance associated with these methods for solving important practical questions that arise in cluster analysis, such as How many clusters are there?", Which clustering method should be used?" and How should outliers be handled?". We outline a general methodology for model-based clustering that provides a principled statistical approach to these issues. We also show that this can be useful for other problems in multivariate analysis, such as discriminant analysis and multivariate density estimation. We give examples from medical diagnosis, mineeld detection, cluster recovery from noisy data, and spatial density estimation. Finally, we mention limitations of the methodology, a...
Article
Gene expression programming, a genotype/phenotype genetic algorithm (linear and ramified), is presented here for the first time as a new technique for the creation of computer programs. Gene expression programming uses character linear chromosomes composed of genes structurally organized in a head and a tail. The chromosomes function as a genome and are subjected to modification by means of mutation, transposition, root transposition, gene transposition, gene recombination, and one- and two-point recombination. The chromosomes encode expression trees which are the object of selection. The creation of these separate entities (genome and expression tree) with distinct functions allows the algorithm to perform with high efficiency that greatly surpasses existing adaptive techniques. The suite of problems chosen to illustrate the power and versatility of gene expression programming includes symbolic regression, sequence induction with and without constant creation, block stacking, cellular automata rules for the density-classification problem, and two problems of boolean concept learning: the 11-multiplexer and the GP rule problem.
Haulage truck dump site safety: An examination of reported injuries. (DHHS (NIOSH) publication no. 2001-124, information circular 9454
  • F C Turin
  • W J Wiehagen
  • J S Jaspal
  • A G Mayton
Turin, F. C., Wiehagen, W. J., Jaspal, J. S., & Mayton, A. G. (2001). Haulage truck dump site safety: An examination of reported injuries. (DHHS (NIOSH) publication no. 2001-124, information circular 9454)Pittsburgh, PA: U.S. Department of Health and Human Services, Public Health Services, CDC-NIOSH.
An analysis of serious injuries to dozer operators in the U.S. Mining industry. (DHHS (NIOSH) publication no. 2001-126, information circular 9455
  • W J Wiehagen
  • A G Mayton
  • J S Jaspal
  • F C Turin
Wiehagen, W. J., Mayton, A. G., Jaspal, J. S., & Turin, F. C. (2001). An analysis of serious injuries to dozer operators in the U.S. Mining industry. (DHHS (NIOSH) publication no. 2001-126, information circular 9455)Pittsburgh, PA: U.S. Department of Health and Health Services, Public Health Services, CDC-NIOSH.
Dindarloo has 10 years of research and professional experience. He has extensive experience in mine design, planning, and computer application. His current research interests include: mini safety and health, mining machinery, and mining equipment management
  • R Saeid
  • Dindarloo
  • M D Ph
  • B Sc
  • Sc
Saeid R. Dindarloo holds Ph.D., M.Sc. and B.Sc. degrees, all in Mining Engineering, from Missouri University of Science and Technology, USA, and Amirkabir University of Technology (Tehran Polytechnic), Iran. Dr. Dindarloo has 10 years of research and professional experience. He has extensive experience in mine design, planning, and computer application. His current research interests include: mini safety and health, mining machinery, and mining equipment management.
An analysis of serious injuries to dozer operators in the U.S
  • Wiehagen
Haulage truck dump site safety: An examination of reported injuries
  • Turin