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Review Article
Historical ESWT Paradigms Are Overcome: A Narrative Review
Heinz Lohrer,1,2,3 Tanja Nauck,1,3 Vasileios Korakakis,4,5 and Nikos Malliaropoulos3,6,7,8,9
1European Sportscare Network (ESN), Zentrum f¨
ur Sportorthop¨
adie, Borsigstrasse 2, 65205 Wiesbaden-Nordenstadt, Germany
2Institute for Sport and Sport Sciences, Albert-Ludwigs-Universit¨
at Freiburg im Breisgau, Schwarzwaldstraße 175,
79117 Freiburg, Germany
3European SportsCare, 68 Harley Street, London W1G 7HE, UK
4Aspetar Orthopaedic and Sports Medicine Hospital, Sport City Street, P.O. Box 29222, Doha, Qatar
5Institute for Postgraduate Studies in Manual erapy, 111528 Athens, Greece
6essaloniki Sports and Exercise Medicine Clinic, Asklipiou 17, 54639 essaloniki, Greece
7National Track and Field Centre, Sports Medicine Clinic of S.E.G.A.S., Kautatzoglion Stadion, Agiou Dimitriou 100,
54636 essaloniki, Greece
8Sports Clinic, Rheumatology Department, Barts Health NHS Trust, Bancro Road, London E1 4DG, UK
9Centre for Sports and Exercise Medicine, Queen Mary, University of London, Bancro Road, London E1 4DG, UK
Correspondence should be addressed to Heinz Lohrer; heinz@heinz-lohrer.de
Received February ; Revised May ; Accepted June
Academic Editor: Giuseppe Filardo
Copyright © Heinz Lohrer et al. is is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Extracorporeal Shock Wave erapy (ESWT) is a conservative treatment modality with still growing interest in musculoskeletal
disorders. is narrative review aims to present an overview covering -year development in the eld of musculoskeletal ESWT.
Eight historical paradigms have been identied and put under question from a current perspective: energy intensity, focus size,
anesthesia, imaging, growth plates, acuteness, calcications, and number of sessions. All paradigms as set in a historical consensus
meeting in are to be revised. First, modern musculoskeletal ESWT is divided into focused and radial technology and the
physical dierences are about -fold with respect to the applied energy. Most lesions to be treated are easy to reach and clinical
focusing plays a major role today. Lesion size is no longer a matter of concern. With the exception of nonunion fractures full,
regional, or even local anesthesia is not helpful in musculoskeletal indications. Juvenile patients can also eectively be treated
without risk of epiphyseal damage. Further research is needed to answer the question about if and which acute injuries can be
managed eectively. Treatment parameters like the number of sessions are still relying on empirical data and have to be further
elucidated.
1. Introduction
Explosiveeventsinnature(e.g.,lightningstroke)andtechnics
(e.g., airplanes breaking through the sound barrier) create
shock waves. In principle, these acoustic waves transmit
energy “from the point of generation to remote regions.” e
principle of this natural phenomenon has been transferred to
medical application. “Shock and pressure waves are pulses,
while ultrasound is a continuous oscillation” []. Shockwaves
are generated extracorporeally (electrohydraulic, piezoelec-
tric, or electromagnetic). e resulting energy is focused
by concentrating reectors and is noninvasively transmitted
inside the body to induce therapeutic eects at a target area.
So-called radial shockwaves have dierent physical charac-
teristics. ey are pressure waves and not real shockwaves.
Dierent tissues possess dierent acoustic impedance. At the
interface between these tissues, acoustic energy is released
and transformed into mechanical energy [].
Starting in , extracorporeal shockwaves were applied
transcutaneously for the rst time in medicine to destroy a
kidney stone in a human []. Since then, several million peo-
ple have beneted from this noninvasive method. As a result
of the high energy applied in Extracorporeal Shock Wave
Lithotripsy, much research has been performed to investigate
Hindawi Publishing Corporation
BioMed Research International
Volume 2016, Article ID 3850461, 7 pages
http://dx.doi.org/10.1155/2016/3850461
BioMed Research International
possible side eects on tissues which are penetrated by the
shockwaves on their way from the skin to the stone. By doing
this, attention was paid not only to the focus zone where
the highest energy is delivered but also to the surrounding
area where lower energy is released. In consequence both
destructive and regenerative eects were seen in bony tissues
[]. A dose-dependent eect was detected with high energy
leading to more destructive eects and lower energy leading
to more regenerative eects on the treated tissue [–]. In
the early s, extracorporeal shockwave eects on bone
and so tissues have led to indicating this treatment also
for musculoskeletal disorders [, ]. Consequently, specic
devices for musculoskeletal focused Extracorporeal Shock
Wave erapy (fESWT) were introduced into the market.
ese devices focus the shock waves to a point which is
approximately – cm apart from the application to the
skin. Compared with the urologic lithotripters which recom-
mended immersion of the patient in a water bath, this rst
generation of orthopedic devices had reduced and adjustable
energy release. Coupling to the patient’s body was performed
by ultrasound gel and aiming was realized by ultrasound [].
In a consensus meeting in , instructions were established
for the use of extracorporeal shock waves in musculoskeletal
indications []: (a) high energy only, (b) small “focus,”
(c) anesthesia, (d) imaging guided application, (e) avoiding
growth plates, (f) no acute injuries, (g) so tissue pain in
the proximity to bones (insertional tendinopathy), and (h)
tendinopathies with extraosseous calcication.
In the early s, devices featuring ballistic pressure
waves were introduced into the Extracorporeal Shock Wave
erapy (ESWT) market. ese waves are produced mechan-
ically by a compressed air driven projectile which hits the
applicator. is technology is since named radial ESWT
(rESWT). e respective devices are much cheaper, smaller,
and easier to handle. However, the maximum rESWT energy
is delivered at the applicator to skin interface and focused
shock waves peak pressure is about times higher while
the pulse duration is times shorter []. e clinical
eectofrESWTcouldsoonbedemonstrated[]andtoday
rESWT is a widely accepted method with comparable results
specically for supercial musculoskeletal disorders [, ].
is review paper updates the current knowledge with
respect to the historical paradigms as set in [].
2. Materials and Methods
is narrative review presents eight dierent ESWT
paradigms which were extracted from a historical German
consensus meeting held in . We evaluated if these
paradigms are still true aer years of further development
of the method.
Historically, most research related to musculoskeletal
ESWT literature was published in German language and
in books or journals which are not referenced in Medline.
erefore, a systematic search was judged not to be a
reasonable approach.
e bases for the current investigation are the authors’
databases, containing both historical Medline listed papers
onESWTandalsohistoricalESWTarticleswhichwere
published in German language. e content of these articles
is further reported.
For each of the eight individual paradigms, the historical
background is addressed. Developments over time and recent
perspectives to these topics were analysed also from the
authors’ literature databases.
3. Results
3.1. High Energy Only? Historically, the companies provided
the users with dierent specications of the used energy
levels,someofthemusedtheappliedenergyuxdensity
(ED), and others used the voltage (kV) led into the device
to produce the shock waves. In particular, the description of
the voltage is device depending and therefore a comparison
between dierent technologies (devices from dierent pro-
ducers) is meaningless. So the convention was made to use
ED (mJ/mm2)asthecomparableparameter.Itturnedoutthat
it is not enough to look at only one parameter. So it is no
wonder that there are many conicting publications due to
the dierent energy descriptions [, ].
Beside the well-known shock wave eect of disintegration
of concrements, a stimulation of brous tissue could be
demonstrated to occur and this dierent biologic mechanism
was dose-dependent [].
Consequently and already in the early s musculo-
skeletal ESWT was divided into “low” (.–. mJ/mm2)
and “medium” (– kV) energy applications []. Not
concordant with the former, a classication of low
(<. mJ/mm2), medium (.–. mJ/mm2), and
high (>. mJ/mm2) energy was introduced and established
[, ]. Evidence was obtained from an experimental
study, demonstrating that “energy ux densities of over
. mJ/mm should not be used clinically in the treatment of
tendon disorders” []. Initially, low energy ESWT was called
“pain therapy” and anesthesia was not considered a “conditio
sine qua non” []. Early reports demonstrated promising
results with low energy ESWT for so tissue injuries like
tennis elbow and plantar fasciitis []. Meanwhile, so
tissue indications were equally established for low energy
fESWT and also rESWT. Comparable results are published
regarding plantar fasciitis [–], Achilles [, ], and
patellar tendinopathy [, , ]. A recent systematic
review, respectively, conrms that “there is no scientic
evidence in favor of either rESWT or fESWT with respect to
treatment outcome” [].
3.2. Small “Focus” Only? Historically, ESWT was performed
with lithotripters and also the rst generation of muscu-
loskeletal ESWT devices was based on the focused tech-
nology. Respectively, maximum energy was applied to a
small area – cm below the applicator and this energy was
concentrated in an area with a diameter of – mm [].
erefore, painful syndromes originating from a larger area
were not considered as an indication for ESWT [, ]. Sim-
ilarly, radiating or referred pain syndromes without a clear
anatomic substrate were not regarded suitable for ESWT [].
At that time, the fact that relevant energy is also measur-
able peripherally to the focal zone was neglected. Accepted
BioMed Research International
indications were nonunion fractures, plantar fasciitis, tennis
elbow, and calcic shoulder tendinopathy []. e “small
focus only” statement was held until the invention of the
radial technology [], with the maximum energy delivered
at the tip of the applicator. Due to the smaller sizes and lower
costs of the devices, rESWT has increasingly been used all
over the world. Even if the applied energy diminishes by
square relative to the penetration depth, also this method
has meanwhile clearly demonstrated its eectiveness for so
tissue injuries in level studies [, ].
In a next step, rESWT was applied to treat more complex
musculoskeletal symptoms associated with trigger points.
e underlying mechanism of action is explained by the
concept of myofascial pain []. Recently and inspired by
traditional Chinese medicine, ESWT acupuncture has been
invented [].
3.3. (Local) Anesthesia? Anesthesia allows applying shock-
waves with higher intensities. Derived from kidney stone and
nonunion fracture experience, high energy was proposed for
orthopedic ESWT indications [, ]. Consequently, in the
early s it was suggested to adapt anesthesia (full, regional,
or local) according to the applied energy level []. As a result
of analgesia or anesthesia, several randomized controlled
studies failed to demonstrate a signicant advantage of ESWT
against sham treatment [, ]. It was in when two
randomized controlled studies revealed that local anesthesia
at least reduces the eect of ESWT for plantar fasciitis [, ]
and this eect was only partly compensated by applying
higher energy levels under local anesthesia []. Comparable
negative local anesthesia eects were demonstrated for inser-
tional Achilles tendinopathy [].
Nowadays, (local) anesthesia is still regarded as helpful
for bone indications [] but is not recommended for so
tissue ESWT [].
Meanwhile, there is evidence from experimental research
that the pain producing eect of ESWT is responsible for
the release of neuropeptides (like substance P) initiating both
central and local trophic eects to increase metabolism in
bradytrophic tissues [, ]. It was experimentally demon-
strated that “...ESWT dose-dependently activates and sen-
sitizes primary aerent nociceptive C-bers, and that both
activation and sensitization were prevented if local anesthesia
was applied” [].
3.4. Imaging Guided Application? At the beginning of the
orthopedic shock wave era, it was generally agreed that focal
degenerative lesions within the injured tissues are responsible
for the painful syndromes and should be exactly targeted by
ESWT. erefore, visualizing aiming devices were demanded
[]. Fluoroscopy was already integrated in all urologic fESWT
devices which were used also for the initial years to treat
orthopedic injuries. However, visualization of so tissues was
not possible. In , in our center, the rst fESWT device
was installed to specically treat sport orthopedic so tissue
indications. Most importantly, it was radiation free. An inline
sonography system was incorporated in order to aim exactly
the shock waves at the structure of interest. In , this
F : Initiation of the ESWT technology to treat Olympic
athletes during the Olympic Games in Atlanta.
machinewasavailablefortheGermanteamathletesduring
the Atlanta Olympic Games (Figure ). Even if it was not sta-
tionary and its volume, weight, and price were considerably
reduced compared with the lithotripters, transportation was
a logistic eort. erefore, really small and mobile ESWT
devices were requested []. Again, urologists took this next
step and applied the principle and the technology of an
already existing device for intracorporeal ballistic lithotripsy
to treat orthopedic so tissue indications percutaneously.
at new technology produced pressure waves and not
real shock waves, but the term radial shock wave was
generally agreed upon and is used since []. Nowadays,
ballistic devices have been developed with electromagnetic
working mechanisms.
Users and investigators found out that aiming at the
most painful area was sucient or even superior to aiming
just at an anatomically given landmark which was iden-
tied by imaging. is procedure has consequently been
demonstrated to be superior and was termed “biofeedback”
[]. One well-known example is a double-blind, randomized
placebo-controlled study on ultrasound-guided fESWT for
plantar fasciitis [].
Actually, focusing by biofeedback is also the cornerstone
for myofascial trigger point ESWT []. However, the treat-
ment of bone lesions like nonunions and osteochondrosis
dissecans still needs image guided application, for example,
by uoroscopy.
3.5. Growth Plates? In an experimental study on proximal
rat tibiae, dysplastic lesions could be identied following
high energy fESWT ( kV, shock waves) []. As a
consequence from this study, ESWT was regarded to be
contraindicated in a juvenile population [].
Only two years later, another animal study was published
demonstrating no negative histological dierences compar-
ingfESWTeectwiththeuntreatedcontralateralfemoral
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head of immature rabbits []. Another experimental rabbit
study was published in German language. e investiga-
tors applied focused impulses (. mJ/mm2)whichis
comparable to a high fESWT in a human bone application.
Obviously, these two papers were underestimated in the
scientic world []. For rESWT, a recently published rat
experiment could detect “no negative eects” when or
impulses of bar were applied to the immature rat knees
[].
Even if initially mentioned anecdotally already in
[]itwasonlyrecentlywhentherstclinicalcaseseries
reported both safety and eectiveness when Osgood Schlatter
or Sever’s diseases were treated by using rESWT [, ].
3.6. Acute Injuries? When introducing musculoskeletal
ESWT, it was declared to be indicated for chronic injuries.
e reason for this was that in general a new treatment
modality should provide evidence before being spread out
to the public, and, as long as the evidence is missing, it
should be recommended only for patients, who already have
been treated by other options. is means that three months
of conservative treatment should have been performed
without success before ESWT is indicated as an alternative
to operative treatment [, ]. Extensive technical, manpower,
and time requirements have been advocated as rationales for
this limitation []. Additionally, economic factors limited
the musculoskeletal ESWT application. Consequently,
most research was traditionally made for conservatively
pretreated injuries with a history of more than three months.
International shock wave societies still consider only
nonacute pathologies (http://www.digest-ev.de/leitlinien/).
With the advent of cheaper and more exible ESWT
devices, this rule has been broken. For instance, in acute
and operatively treated long bone fractures high energy
fESWT eectively reduced the number of nonunions [].
Contrary to this, in a randomized controlled study rESWT
treatment was inferior to stretching for plantar fasciitis
patients when patients were not pretreated and complained
about symptoms under six weeks [].
IfESWTcanberelevanttoeectivelytreatacutemuscu-
lar or tendon strains is currently not known and respective
research is needed.
3.7. Tendinopathies with Extraosseous Calcication. Histor-
ically, only mechanical (and not biologic) ESWT eects
were regarded as relevant in medicine. At the transmission
through tissues with similar acoustic properties (so tissue)
a minor amount of energy is released. It was assumed that
the resulting mechanical eect is negligible. In contrast, high
acoustic impedance dierences exist between cortical bone
(. ×6kg/m2s)andsotissue(e.g.,muscle=.×
6kg/m2s). ESWT consequently releases a large amount of
mechanical energy at the interface. is concept was the
rationale not only to treat kidney stones but also to treat
so tissue calcications []. Initially, a real destruction of
bonewasnotdetectedasaresultfromESWT[],but
later experimental research demonstrated a dose-dependent
induction of cortical fractures and periosteal detachment
[]. Relevant acoustic impedance dierences exist also at the
interface between tendon and bone. erefore, well-dened
insertional tendinopathies like tennis elbow and plantar
fasciitis were thought to be also eligible for ESWT treatment
specically when combined with a spur [].
ese treatment principles were held until the invention
of the rESWT with a completely dierent technology. Histor-
ically, the main dierences between fESWT and rESWT are
as follows: (a) principle of generation = pneumatic rESWT
versus electrohydraulic, piezoelectric, or electromagnetic
fESWT, (b) wavelength = . to . m (rESWT) versus
. mm (fESWT), and (c) maximum pressure = (rESWT)
versus – (fESWT) MPa and penetration depth = – cm
(rESWT) versus – cm (fESWT) []. Nowadays, there are
also ballistic devices available with electromagnetic working
mechanisms accelerating the projectile to hit the applicator.
Clinically most important thing is that the maximum energy
in rESWT is delivered at the interface between the applicator
head of the device and the skin and diminishes its energy
inside the treated tissue by the square of the penetration depth
[].
As a result, rESWT was applied to tendon lesions, fea-
tured by their immediately subcutaneous localization and by
a large area of injured tissue. Midportion Achilles tendinopa-
thy and patellar tendinopathy full these criteria and have
been demonstrated to be an indication for rESWT [, ,
]. Based on current evidence, we are unable to prefer
fESWT or rESWT for musculoskeletal so tissue injuries
[, ]. Conicting evidence exists from the results of two
studies that directly compared fESWT to rESWT in plantar
fasciitis and patellar tendinopathy patients [, ]. FESWT
revealed moderately superior results compared to rESWT
in plantar fasciitis, while no dierence was demonstrated
between the two applications regarding patellar tendinopathy
[, ].
3.8. ree Sessions Only? e number of required treatment
sessions is a relevant parameter in principle. Recently, system-
atic research recommends “three treatment sessions at -week
intervals, with impulses per session and the highest
energy ux density the patient can tolerate” []. However,
historical reports do not adequately address that detail [,
]. Analogue to and derived from the lithotripsy nonunion
fractures have been treated with high energy predominantly
in one session. e reason for this procedure is most probably
based upon the intensive eort required by anesthesia and
uoroscopy. For the so tissue conditions a wide range ( to
) of treatment sessions was initially instructed [, ]. e
need of standardization of treatment regimens in randomized
controlled trials established one to three ESWT sessions at
weekly intervals as a standard clinical practice regardless of
the underlying pathology [, , , , , –].
Recently, there have been a few reports which retrospec-
tively addressed the number of rESWT sessions needed to
treat so tissue pathologies such as trigger digits, symp-
tomatic calcied shoulder tendinopathy, and plantar fasciitis.
ese studies revealed that pretreatment symptom duration
was signicantly correlated with the number of rESWT
sessions applied []. Additionally, there is evidence that
there is a dose-related ESWT eect with lower energy ux
BioMed Research International
densities [mJ/mm2] requiring more treatment sessions to
obtain the same eect [].
Discussion is still going on about which parameters or
which combination of parameters should be used to maxi-
mize the eect of ESWT treatment for a specic indication.
In this context, it has to be mentioned that comparability of
studies should not be reduced on one single parameter (e.g.,
energy ux density).
In clinical practice, ESWT is rarely used as a monother-
apy. Strategic loading and/or exercises are usually prescribed
in addition to shock waves, a fact that in general RCTs have
not adequately addressed. An individualized intervention
should be considered depending initially on the type and
characteristics of the pathology [].
4. Discussion
e most important nding of this review is that all historical
paradigms as set for musculoskeletal ESWT in did not
withstand the technical and clinical developments over the
last years. e initial phase of the musculoskeletal ESWT
was driven by side eect research in context with lithotripsy
investigation and the rst orthopedic applications have been
performed by urologists []. Principles which were already
known from more than two million lithotripsies in men and
from respective animal studies were transferred and adapted
to musculoskeletal indications.
At the beginning of the musculoskeletal shock wave age
it was thought that the higher the energy is, the better
theoutcomewouldbe.Forsotissuepathologiesitwas
early realized that lower ESWT intensities are able to induce
tissue regeneration instead of necrotic reactions []. e
pain resulting from the ESWT is clearly depending on the
energy intensity [] but clinical focusing was shown to
improve the treatment results especially when performed
without local anesthesia [, ]. Specic ESWT devices for
musculoskeletal conditions were produced. Further reduc-
tion of the applied energy was delivered with the rESWT
technology. So and over the years, devices became much more
exible/mobile and had reduced volume, weight, and costs.
ere are an increasing number of high quality ESWT
studies for musculoskeletal conditions published in the liter-
ature. It can be summarized without exaggeration that ESWT
isthebestanalyzedtreatmentmodalityintheorthopedic
eld. is statement includes also operative interventions. A
recent systematic musculoskeletal ESWT review concludes
that there is more need for high level studies []. But the
question to be answered in future is not if ESWT works
but rather which treatment protocol and parameters are the
best for specic and well described conditions []. Research
nallyhastofollowclinicalpractice,wheretreatmentproto-
cols are individualized.
Until now, clinical ESWT research is aiming exclu-
sively at detecting the success of ESWT applied following
a standardized protocol. e question, however, if ESWT is
similarly eective in each stage of a given musculoskeletal
indication is completely unanswered up to date. For instance,
a “tendon pathology continuum model” has been described
[]. Derived from this, tendinopathy is “no longer a ‘one size
ts all’ diagnosis” []. It is to expect that dierent stages of a
given pathology will respond dierently to ESWT. Moreover,
monotherapies are rarely used in clinical practice. Given the
former, future randomized controlled work should focus on
assessing and comparing more realistic treatment protocols.
5. Conclusion
With the exception of bone related conditions, modern
musculoskeletal ESWT is performed with energy below
. mJ/mm2and without anesthesia. e size of the tissue
area to be treated can be small or large. “Biofeedback”
is superior to imaging guided focusing. ESWT application
in apophyseal osteochondral lesions in patients with open
growth plates seems to be promising and safe. ESWT pro-
tocols should be adapted to the stage and chronicity of the
treated pathology.
Competing Interests
Heinz Lohrer received fees for lecturing from Storz Medical
AG, T¨
agerwilen, CH. Employment of Tanja Nauck was
partially paid by Storz Medical AG, T¨
agerwilen, CH.
Acknowledgments
e authors are grateful to Ms. Grainne Mc Ginley for
her valuable help in language editing of the paper as a
native English speaker. e authors are grateful to Storz
Medical, Lohstampfestrasse , T¨
agerwilen, Switzerland,
for funding the open access publication article processing
charge.
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