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DOI: 10.1515/eces-2016-0024 ECOL CHEM ENG S. 2016;23(2):347-356
Paulina A. PRZYBYLIŃSKA
1
and Mirosław WYSZKOWSKI
1*
ENVIRONMENTAL CONTAMINATION WITH PHTHALATES
AND ITS IMPACT ON LIVING ORGANISMS
ZANIECZYSZCZENIE ŚRODOWISKA FTALANAMI
A ZDROWIE ORGANIZMÓW ŻYWYCH
Abstract: The relevant literature was reviewed to identify phthalate sources in the environment and problems
resulting from phthalate contamination of soil and water. Phthalate properties responsible for their toxicity for
living organisms were identified, and the effects of phthalates on humans and animals were described. Special
emphasis was placed on the effects of exposure to phthalates on human health. Phthalates are readily released into
the environment and create a risk of exposure for humans and other living organisms. They are characterized by
reproductive toxicity in humans and animals, they can cause infertility and reproductive problems in males.
Phthalates are more toxic in young children, which are much more susceptible to phthalate exposure, including
fetal life. Phthalates are used in numerous industries, and they are very difficult to eliminate from our daily
surroundings.
Keywords: phthalates, environmental pollution, plants, animals, humans
Introduction
The progress of civilization led to introduction of new and improved technologies,
consumer goods and products whose manufacture requires new raw materials and new
chemical compounds. Many of them are persistent compounds which are not degraded
when released to the environment. They are accumulated in the food chain and may be
transferred across countries or even continents [1]. Environmental pollutants affect soil
properties [2,
3] and exert a generally negative influence on flora, fauna and other forms of
life [1,
4]. They can lead to reproductive and endocrinological problems. Selected chemical
substances have androgen synthesis [5].
Phthalates, or esters of phthalic acid, are environmental pollutants [6]. Those popular
plasticizers are added to polyvinyl chloride to improve its flexibility and hardness.
Phthalates are used in nearly every industry, and they can be found in construction
materials, printing inks, varnish, latex paint, cosmetics, clothing, food packaging,
pharmaceuticals, medical products such as intravenous cannulas, and insecticides [7,
8].
1
Department of Environmental Chemistry, University of Warmia and Mazury, pl. Łódzki 4, 10-727 Olsztyn,
Poland
*
Corresponding author: miroslaw.wyszkowski@uwm.edu.pl
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The objective of this study was to characterize phthalates, to identify sources of
phthalate pollution in the environment, and to describe their influence on living organisms.
Phthalate characteristics
Phthalates are esters of phthalic acid, also known as esters of benzene-1,2-dicarboxylic
acid. Phthalates contain a benzene ring with two functional (ester) groups. Their solubility
in water decreases with an increase in the length of the carbon chain or molecular weight.
Phthalates are oily liquids characterized by high boiling temperature, weak solubility in
water and satisfactory solubility in most organic solvents. The analyzed compounds are
produced due to an esterification reaction to phthalic acid with various alcohols. Phthalates
are classified into two groups: low-molecular-weight phthalates such as di-n-butyl phthalate
(DBP) or butyl benzyl phthalate (BBP), and high-molecular-weight phthalates such as
diisodecyl phthalate (DIDP) or diisononyl phthalate (DINP) [9].
Phthalates were used as plasticizers for the first time in 1921. Polyvinyl chloride
(PVC) modified with phthalates was released for commercial use in 1931. The PVC
industry began to develop rapidly in 1950 after the introduction of di(2-ethylhexyl)
phthalate [10]. Phthalates are widely used as plasticizers to enhance the flexibility and
durability of PVC products. They are added during the manufacture of plastics, cosmetics,
printing ink, paper and selected types of packaging [10]. Global phthalate production is
estimated at 5 million Mg per year, of which more than 60% is used by the processing
industries of Japan, North America and Europe [11]. When used as plasticizers, phthalates
do not bind permanently with the products to which they are added. They easily migrate to
air, water, soil and food. Phthalates are lipophilic, they are readily dissolved and
accumulated in lipids [8,
12].
The most popular phthalates include di(2-ethylhexyl) phthalate (DEHP), diisodecyl
phthalate (DIDP), diisononyl phthalate (DINP) and di-n-butyl phthalate (DBP) [10].
Di(2-ethylhexyl) phthalate (DEHP). DEHP, also known as dioctyl phthalate (DOP), is
obtained by the esterification reaction of 2-ethylhexanol with phthalic anhydride [9]. This
most popular plasticizer is added to construction materials, consumer goods (rainwear, food
packaging, toys), plastics and disposable medical materials such as intravenous cannulas,
surgical drains, infusion fluid containers, blood storage and processing containers and blood
transfusion equipment [12]. According to Lyche [13], phthalates are ubiquitous in the
environment. They were found in soil at the concentration of 0.03-1280 mg · kg
–1
, in
sediments at 0.0003-218 mg · kg
–1
, drinking water at 0.16-170 µg · dm
–3
, atmospheric air at
<0.4-65 ng · m
–3
, indoor air at 20-240 ng · m
–3
, wastewater at 0.0004-58.3 g · kg
–1
, and dust
at 2.38-4.1 g · kg
–1
. DEHP is characterized by high levels of reproductive toxicity, and it
can have harmful effects on fertility and may damage the unborn child [14].
Diisodecyl phthalate (DIDP). DIDP is used mainly as a PVC plasticizer. It can be
found in various PVC products, including cable jackets, wall panels, flooring, roofing
panels, interior car parts and sealants [15, 16].
Diisononyl phthalate (DINP). 95% of globally manufactured DINP is used as PVC
plasticizer. It is found in footwear, adhesives, paper products, lubricants, flooring, inks,
pigments, sealants, varnish and paint [17]. DINP is produced by the esterification reaction
of phthalic anhydride with isononyl alcohol [18].
Di-n-butyl phthalate (DBP). DBP is used mainly as a plasticizer in the production of
resins and polymers such as PVC (75% of DBP output), printing inks, sealants, adhesives,
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glue, fiberglass, cosmetics and nitrocellulose lacquer [19]. DBP is produced by the
esterification reaction of phthalic anhydride with n-butanol in the presence of concentrated
sulfuric acid. It dissolves easily in most organic solvents, including diethyl ether, acetone,
benzene and ethanol [19].
In Regulation (EC) No. 1272/2008 of the European Parliament and the Council of
16 December 2008 on classification, labeling and packaging of substances and mixtures
[14], di-n-butyl phthalate was classified as a dangerous environmental substance with toxic
effects for the water environment and aqueous organisms. Di-n-butyl phthalate can exert
negative effects on reproduction and may damage the unborn child.
In the Regulation of the Minister of Environment of 2010 [20], reference values for
selected airborne substances, including bis(2-ehtylhexyl) phthalate, DEHP, DBP, diethyl
phthalate (DEP) and dimethyl phthalate (DMP), were set at 100 µg · m
–3
· h
–1
and
15 µg · m
–3
· year
–1
.
The Directive of the European Parliament and the Council of 2005 [21] banned the use
of DEHP, DBP and BBP at concentrations higher than 0.1% relative to the weight of
plasticized material in children's toys and childcare products, and banned the use of DINP,
DIDP and di(n-octyl) phthalate (DNOP) at concentrations higher than 0.1% relative to the
weight of plasticized material in children's toys and childcare products that may be placed
in the child's mouth.
Pursuant to the provisions of the Regulation of the Minister of Health of 2011 on
medical products [22], information that product packaging contains phthalates which are
classified as category 1A or 1B mutagens, carcinogens or substances toxic to reproduction
in Part 3 of Annex VI to Regulation (EC) No. 1272/2008 of 16 December 2008 [14] must
be clearly labeled. The above applies mainly to medical materials intended for the storage
and transport of physiological fluids, devices for introducing or evacuating physiological
fluids to and from the body, and medicinal products.
The Directive of the European Parliament and of the Council of 2013 [23] introduced
DEHP limits for surface waters. The average annual limit value for DEHP in inland waters
and other surface waters was defined at 1.3 µg · dm
–3
.
Environmental pollution with phthalates
Phthalates are applied in the production of many objects of daily use, and their
presence has been detected in air, drinking water, rivers, sewage sludge, bottom deposits
and soil. Phthalates reach the environment not only during the manufacture of plastics, but
also during daily use of the produced goods. They contaminate the environment through
leaching, migration and oxidation during product use and storage. Clara et al [24] reported
large amounts of phthalates in effluents reaching a wastewater treatment plant and in
treated water leaving the plant. In incoming wastewater, DEHP was determined at the
concentration of 3.4-34 ng · dm
–3
, DEP - at 0.77-9.2 ng · dm
–3
and BBP -
at 0.31-3.2 ng · dm
–3
. The phthalates were found in significantly lower concentrations in
treated wastewater, but they were not completely eliminated.
Phthalates were also found in sewage sludge. The analyzed compounds migrate to
sludge through precipitation in wastewater treatment plants. Phthalates are transmitted to
the soil environment when contaminated sludge is used as agricultural fertilizer [25]. Soil
can also be polluted with phthalates as a result of oil leakage from agricultural machinery,
dry and wet deposition from atmospheric air and, most frequently, the application of
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organic fertilizers. Phthalates reach crop plants from the soil environment. Plants take up
soil nutrients together with pollutants, including phthalates, through their root systems.
An analysis of agricultural crops revealed the presence of phthalates in every plant organ,
from the roots, through the stem, to the seeds [26].
Phthalates are not chemically bonded to materials used in the manufacturing process.
They migrate to the surface of the produced goods easily, and then to the environment and
living organisms. Phthalates were also found in landfill leachate. The older the landfill, the
smaller the amount of leachate, which suggests that phthalates are gradually degraded [27,
28]. However, DEHP was also found in leachate from older landfills, because they was
widespread used and slowly degraded [28].
Water runoff from highways and suburban roads was analyzed in Sweden, and
phthalates were identified in the collected water samples [24]. DEHP was found in each of
the analyzed samples at the concentration of 0.45 to 24 µg · dm
–3
. Phthalates are present in
treated effluents and road runoff which contaminates surface waters. The presence of
phthalates was also determined in rainwater runoff from Swedish cities: DEHP was
identified at the concentration of 1.0-47 µg · dm
–3
, DINP at < 1.0-85 µg · dm
–3
, DIDP
at < 1.0-17 µg · dm
–3
and DNOP at < 0.10-0.16 µg · dm
–3
. Phthalates are widely used in
many industries, and they are found in rainwater due to their ability to migrate from the
manufactured goods [24].
The influence of phthalates on animals
It is believed that DBP is responsible for the steady decrease in the number of reptilian
species around the world. Even at very small concentrations of 0.1, 0.5, 1.0, 5.0 and
10.0 mg · kg
–1
, DBP impairs the development internal reproductive organs in animals,
leading to underdevelopment of the vas deferens, vacuolization of Sertoli cell cytoplasm,
lymphocyte infiltration and gonadal dysgenesis [29].
DEP is characterized by acute toxicity for aqueous organisms, which is expressed by
the following LC50 values in mg · dm
–3
of water: Vibrio fisheri bacteria - 11-23 mg · dm
–3
,
Tetrahymena pyriformis protozoa - 7 mg · dm
–3
, algae: Scenedesmus subspicatus -
4.2 mg · dm
–3
and Gymnodinium breve - 0.05 mg · dm
–3
, crustaceans: Daphnia magna -
3.9 mg · dm
–3
, Gammarus pseudolimnaeus - 2.1 mg · dm
–3
and Artemia sailna -
8 mg · dm
–3
, insects: Chironimus plumosus - 2.5 mg · dm
–3
and Paratanytarsus
parthenogenica - 6.3 mg · dm
–3
, fish: Brachydanio macrochirus - 2.2 mg · dm
–3
,
Oncorthynchus mykiss - 2.3 mg · dm
–3
, Lepomis macrochirus - 1.5 mg · dm
–3
, Perca
flavescens - 0.35 mg · dm
–3
, Pimephalis promelas - 1.2 mg · dm
–3
and Ictalurus punctatus -
1.2 mg · dm
–3
[10].
In a study of laboratory rats, phthalates decreased the production of estradiol, a sex
hormone responsible for the development of reproductive organs, in females [13]. Exposure
to phthalates leads to hormonal and metabolic disorders as well as developmental and
reproductive defects resembling testicular dysgenesis in humans [30]. In male rodents,
phthalates, mainly DEHP, lower testicular weight, decrease sperm production and
contribute to the atrophy of seminiferous tubules, which leads to infertility [9]. In rodents,
phthalates can cause kidney, thyroid and liver damage and contribute to liver and spleen
cancer [7,
9].
In male rats, a prolonged exposure to DEHP led to a more than 50% increase in the
concentrations of testosterone, 17-beta estradiol and luteinizing hormone which is
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responsible for the function of interstitial cells. The proliferation of Leydig cells increased
by 40-60% [29].
The influence of phthalates on humans
Humans absorb phthalates mainly with contaminated food, but also by inhalation and
skin contact. The reference dose (RFD) for humans is 20 µg/(kg bw
· day), and the tolerable
daily intake (TDI) has been set at 50 µg/(kg bw
· day) [10].
In the work of Lyche
[13], DEHP intake with food, expressed in µg/(kg bw
· day), was
as follows: USA: breastfed infants up to the age of 6 months - 7.3 µg, other groups - 5 µg,
children aged 5-11 years - 18.9 µg, adolescents aged 12-19 years - 10.0 µg, adults aged
20-70 years - 8.2 µg; United Kingdom: infants up to the age of 3 months - 13 µg, breastfed
infants up to the age of 3 months - 21 µg, children aged 3-12 months - 8 µg; Germany:
subjects aged 14-60 years - 2.5-4.3 µg; Denmark: adults - 2.7-4.3 µg. The blood
concentrations of DEHP metabolites were determined at: USA: newborns - 1.30-6.0 µg,
pregnant women aged 20-40 years - 1.32-9.32 µg, adults aged 20-60 years - 0.7-3.6 µg;
Germany: children aged 2-14 years - 4.3-15.2 µg, students aged 20-29 years - 2.7-6.4 µg,
subjects aged 14-60 years - 2.2-7.7 µg.
Fierens et al [8] identified phthalates in all analyzed food products: fruit and
vegetables, milk and dairy products, cereals and cereal products, meat and meat products,
fish and fish products, fats and oils. DEHP was the most abundant phthalate, which
suggests that humans are at high risk of exposure to this compound.
The presence of phthalates in cosmetics was investigated in a Canadian study. A total
of 252 products were analyzed, including 11 hair sprays, 7 hair mousses, 6 hair gels,
18 deodorants, 13 antiperspirants, 20 nail varnishes, 20 body lotions, 20 body creams,
25 baby lotions, 19 baby oils, 31 diaper rash creams, 23 baby shampoos, 30 perfumes and
20 skin cleansing products. Phthalates were found in each product, and the predominant
compounds were DEP, DNBP and DEHP. The human body absorbs the analyzed products
through the skin [7].
Chinese researchers studied new apartment buildings and discovered phthalates in
various rooms, including bedrooms, living rooms and study rooms. They determined DEHP
doses inhaled by subjects from various age groups. Children aged up to 6 years were at the
greatest risk of inhalation exposure to phthalates due to low body weight and more frequent
stay in rooms with high phthalate concentrations in comparison with adults [31]. Small
children are more exposed to phthalates because they often place non-consumable objects
in the mouth. Breastfed children also ingest phthalates with the mother's milk [32].
Phthalates were identified in urine samples from newborns, which indicates that the
analyzed compounds easily cross the placental barrier and pose a threat to unborn children
[33]. The available reference literature contains relatively few publications dealing with this
problem. Phthalates may have an adverse effect on the growth parameters of a foetus and
cause premature labour [34]. Prenatal exposure to DEEP (bis (2-ethoxyethyl) phthalate) has
been associated with a low weight at birth; DEP, DNHP (dihexyl phthalate), BBP, DNP
(dinonyl phthalate) have been correlated with the abdominal circumference, DEP, DBP,
DCHP (dicyclohexyl phthalate), DEHP has been associated with the femure length in
female neonates, while DPP and DBEP have been implicated as influencing the length of
male newborns. Studies on milk of mothers breastfeeding one month after delivery in
4 cities in Korea indicate the presence of 6 metabolites of phthalates: mono-isobutyl
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phthalate - MiBP, mono-n-butyl phthalate - MnBP, mono(2-ethyl-hexyl) phthalate -
MEHP, mono-(2-ethyl-5-hydroxyhexyl) phthalate - MEHHP, mono-(2-ethyl-5-oxohexyl)
phthalate - DiBP and monoethyl phthalate - MEP [35]. MEB was found in all women’s
milk samples, MiBP, MnBP and MEHP in 79-89% of samples while MEHHP and MEOHP
(oxygenated forms of DEHP) occurred sporadically. Calculations of the daily consumption
led to the conclusion that the reference dose of anti-androgenicity (RfD AA) for DEHP was
exceeded in 8% of infants while excess of the tolerable daily intake (TDI) for di-n-butyl
phthalate - DnBP was noted in 6% of infants. In the study conducted by Guerranti et al [36]
in Italy, all human milk samples were detected to contain MEHP, but none had detectable
DEHP. However, it needs to be added that the daily intake of MEHP by breastfed infants
was below the acceptable threshold. Huang et al [34] claim that the level of DBP in
umbilical cord blood was more strongly connected with the body weight at birth than with
its content in the venous blood, milk or urine of the mother. Thus, it should be said that -
considering the low immunity of young organisms (neonates) - it is justifiable to reduce the
intake of phthalates with food consumed by breastfeeding mothers.
Contamination with phthalates, and in particular DIBP, DnBP, benzylbutyl phthalate -
BzBP, DEHP - has also been observed in milk and milk products [11]. Mechanical milking
and consumption of phthalate-containing feeds by dairy cattle are the most probable source
of this contamination. Research on DMP, DEP, DIBP, DnBP, BBP, DEHP, DCHP and
DNOP in 400 food products, completed in Belgium, suggests that DEHP, followed by
DnBP and BBP, were the most frequently detected phthalates, although DEHP achieved the
highest concentration [8].
In Europe and America, the risk of phthalate exposure was evaluated by numerous
expert teams, including the European Chemicals Bureau (ECB), the European Food Safety
Authority (EFSA), the European Scientific Committee on Toxicity, Ecotoxicity and the
Environment (CSTEE), the US Agency for Toxic Substances and Disease Registry
(ATSDR), the Center for the Evaluation of Risks to Human Reproduction (NTPCERHR),
the US Environmental Protection Agency and the International Agency on Research on
Cancer (IARC). Phthalates are characterized by low acute toxicity (LD
50
) at concentrations
of 1-30 g/kg bw [12].
Minimal risk levels (MRL), tolerable daily intake (TDI) and no observable adverse
effect levels (NOAEL) were determined for various phthalates [7,
12]. MRL values were
determined for: DEHP, indirect exposure - 0.1 mg, chronic exposure - 0.06 mg; DBP -
0.5 mg; DEP, acute oral exposure - 7 mg, chronic oral exposure - 5 mg; DNOP, acute oral
exposure - 3 mg, indirect exposure - 0.4 mg/(kg bw
· day). TDI values were determined for:
DEHP, newborns aged up to 3 months and women of reproductive age - 0.02 mg, children
aged 3-12 months - 0.025 mg, other subjects - 0.044-0.05 mg; DNOP - 0.37 mg; DINP -
0.15 mg; DIDP - 0.25 mg/(kg bw
· day). NOAEL values were determined at: DEHP -
4.8-44 mg, DEP - 750 mg/(kg bw
· day). Interestingly, while the exposure of human
populations in the USA and in Germany to DEHP, DBP, BBP and DEHP has been
diminishing since 2001, in China, the risk to be exposed to DEHP has risen [37]. Phthalates
in a human body are rapidly metabolized to their monoesters (eg MEHP), which can be
oxidized and then excreted with urine as MEHP and secondary oxidized metabolites [38].
Ventrice et al [9] observed a correlation between inhalation exposure to phthalates and
asthma rates. The results of their study suggest that phthalates, mainly DEHP, can increase
the number of inflammatory cells in lungs and bronchial fluid, which can contribute to
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asthma. Exposure to environmental pollutants, including phthalates, was also identified as
a possible causative factor behind increasing asthma rates [32].
The prevalence of autism in children increased in the past 20 years [9]. The exact
causes of the disease have not been fully elucidated. Autism could result from
neurobiological disorders, mainly in fetal life. Autism has a strong genetic basis, which is
why the sudden rise in prevalence is surprising. Environmental factors, including
phthalates, also contribute to the disease. The concentrations of phthalate metabolites were
much higher in autistic 11-year-olds than in their healthy peers [9].
Phthalates have been found to affect estrogen and androgen receptors, whose activity is
determined by the length of the phthalate carbon chain [29].
Phthalates can exert a negative
effect on androgens in male infants and contribute to health problems in young boys,
including hypospadias (abnormal location of the male external urethral orifice on the
ventral side of the penis) and reduced distance between the anus and the genitals [41].
Phthalates can impair sperm function by lowering sperm counts and sperm motility,
contributing to sperm defects and increasing the prevalence of DNA damage [13].
An experiment involving 1,040 men in China implicated a correlation between the content
of phthalates in urine and sperm and the quality of the latter [40]. Out of the eight
phthalates analyzed, the strongest correlation was determined for monobutyl phthalate
(MBP). Urine and sperm samples with a high MBP content were characterized by a lower
sperm volume or total number of spermatozooa. Similar relationships were found for
mono-(2-ethylhexyl) phthalate (MEHP) and DEHP. Environmental exposure to DBP and
DEHP may lead to inferior quality of semen. According to Cai et al [41], the MBP content
was associated with a reduced concentration of spermatozooa, and MBzP (monobenzyl
phthalate) with the negative impact on their production. Exposure to DEHP and DBP was
correlated with decreased motility of spermatozooa and to MEP or MBzP with a higher risk
of DNA damage in spermatozooa. A study involving young male Swedes shows that the
level of DEHP metabolites (MEHP, MECPP, MEOHP, MEHHP, MBP) is connected with
a lower share of motile and mature spermatozooa [42]. Hence, exposure to DEHP in
adulthood can be adverse to male fertility. Testing the concentration of metabolites in urine
can provide valuable information, helping to assess the risk of exposure to phthalates in
epidemiological environmental research [37]. Phthalates are also linked with increased
testis size and lower levels of luteinizing hormone which is responsible for the function of
testosterone-producing interstitial cells in the testes. Prolonged exposure to phthalates
reduces testosterone production [13,
24].
Exposure to low-molecular-weight phthalates, such as DBP, was found to improve
motor skills in boys, whereas high-molecular-weight phthalates, such as DEHP, lowered
orientation and alertness in girls [43]. Phthalates probably contribute to the risk of
endometriosis, a disease in which endometrial cells grow outside the uterine cavity. The
analyzed compounds also increase the probability of preterm birth [13]. Phthalates were
found to be correlated with early sexual maturation in girls [32]. Phthalates affect insulin
resistance and contribute to the risk of diabetes [39].
Conclusions
Phthalates, the salts and esters of phthalic acid, are ubiquitous in the environment.
They are used as plasticizers during the manufacture of PVC, paint, adhesives, cosmetics
and food packaging. The discussed compounds are present in every home, and they easily
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migrate to the environment. Phthalates are found in plants, air, soil, water, treated effluents
and landfilled waste. They do not bind permanently with the products to which they are
added.
Phthalates are readily released into the environment and create a risk of exposure for
humans and other living organisms. They are characterized by reproductive toxicity in
humans and animals, they can cause infertility and reproductive problems in males.
Phthalates are more toxic in young children, which are much more susceptible to phthalate
exposure, including fetal life.
Phthalates are used in numerous industries, and they are very difficult to eliminate
from our daily surroundings.
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