ChapterPDF Available

Sleep Environment Recommendations for Future Spaceflight Vehicles

Authors:
  • San Jose State University Research Foundation/NASA Ames Research Center

Abstract

Evidence from spaceflight and ground-based missions demonstrate that sleep loss and circadian desynchronization occur among astronauts, leading to reduced performance and, increased risk of injuries and accidents. We conducted a comprehensive literature review to determine the optimal sleep environment for lighting, temperature, airflow, humidity, comfort, noise, privacy and security in the sleep environment. We reviewed the design and use of sleep environments in a wide range of cohorts including among aquanauts, expeditioners, pilots, military personnel, and ship operators. We also reviewed sleep quality from every NASA spaceflight mission. We found that the optimal sleep environment is cool, dark, quiet, and is perceived as safe and private. There are wide individual differences in the preferred sleep environment; therefore modifiable sleeping compartments are necessary to ensure all crewmembers are able to select personalized configurations for optimal sleep. We provide recommendations to aid in the design of deep space sleep chambers.
Sleep Environment Recommendations for Future
Spaceflight Vehicles
Zachary A. Caddick1, Kevin Gregory1, and Erin E. Flynn-Evans2
1San Jose State University Research Foundation, San Jose CA, USA and
2NASA Ames Research Center, Moffett Field CA, USA {erin.e.flynn-evans@nasa.gov}
Abstract. Evidence from spaceflight and ground-based missions demonstrate that
sleep loss and circadian desynchronization occur among astronauts, leading to
reduced performance and, increased risk of injuries and accidents. We conducted a
comprehensive literature review to determine the optimal sleep environment for
lighting, temperature, airflow, humidity, comfort, intermittent and erratic sounds,
privacy and security in the sleep environment. We reviewed the design and use of
sleep environments in a wide range of cohorts including among aquanauts,
expeditioners, pilots, military personnel, and ship operators. We also reviewed the
specifications and sleep quality data arising from every NASA spaceflight mission,
beginning with Gemini. We found that the optimal sleep environment is cool, dark,
quiet, and is perceived as safe and private. There are wide individual differences in
the preferred sleep environment; therefore modifiable sleeping compartments are
necessary to ensure all crewmembers are able to select personalized configurations
for optimal sleep.
Keywords: Extreme Environments · Habitability · Human Factors · Sleep
1 Introduction
Sleep quality -- including the ability to fall asleep and remain asleep -- and sleep duration
are dependent upon circadian phase, length of prior wake duration, and time within the
sleep episode [1-3]. Proper alignment of scheduled sleep episodes to the circadian
pacemaker is important for sleep consolidation and sleep structure [4-5]. High sleep
efficiency is best maintained for eight hours when sleep is initiated approximately six
hours before the endogenous circadian minimum of core body temperature [4-5]. This
phase relationship between the rest-activity cycle and the endogenous circadian timing
system implies that even small circadian phase delays of the sleep propensity rhythm with
respect to the rest-activity schedule can result in sleep onset insomnia or substantial wake
after sleep onset.
In order to quantify the impact of a sub-optimal sleep environment on sleep quality
and duration, it is important to measure sleep outcomes when sleep is appropriately timed
relative to the circadian and homeostatic drives for sleep. It is possible for an individual to
experience sleep disruption in an optimal sleep environment due to the imposed sleep
schedule. Similarly, it is possible for an individual to experience high sleep efficiency in a
sub-optimal sleep environment when accumulated sleep debt is present, which dampens
the arousal threshold. Our aim was to compile the evidence associated with sleep
disruption due to controllable, environmental stimuli in order to aid NASA engineers and
operational personnel in the optimal design of crew sleep accommodations for deep
spaceflight.
2 Methods
We conducted a comprehensive literature review summarizing optimal sleep hygiene
parameters for lighting, temperature, airflow, humidity, comfort, intermittent and erratic
sounds, privacy and security in the sleep environment. We reviewed the design and use of
sleep environments in a wide range of cohorts including among aquanauts, expeditioners,
pilots, military personnel and ship operators. We also reviewed the specifications and
sleep quality data arising from every NASA spaceflight mission, beginning with Gemini.
3 Recommendations
The sleep environment required for long duration missions will differ from the sleep
accommodations that NASA has developed in the past. Our review revealed several
modifications that will be important to make in order to ensure that deep space crews have
sleep environments that will provide them with quality sleep.
3.1 Sleep Chamber Location
The location of the sleep station within the vehicle is key to reducing noise and light
pollution. Noise emanating from common areas has been shown to be disruptive to sleep
[6-7]. Given that there are individual differences in sleep timing preference, it is likely
that some crew will chose to be awake, while others are asleep [8-9]. In order to ensure
that morning-types and evening-types are both afforded adequate rest, it is desirable to
position crew quarters away from the galley area and exercise machinery. We also found
that individuals living in a variety isolated and confined environments reported
experiencing sleep disruption due to other crewmembers using the waste management
system during sleep episodes [9-11]. Therefore, the waste management system should be
located far enough away from sleeping quarters that noise is buffered, but close enough
that crewmembers are able to quickly access the facility and return to sleep without
having to travel too far. It may be appropriate to locate waste management facilities in a
module adjacent to the sleep stations.
It is likely that watch schedules will be necessary during deep space missions. We
found that in the early history of human spaceflight, watch schedules were very disruptive
to sleeping crewmembers due to the close proximity of the sleeping crewmember to the
“on watch” crewmember [12]. According to studies of military personnel and pilots,
locating the sleep chambers for off-duty crewmembers away from the command and
communication area is desirable [11, 13-15]. However, the sleep chambers should be
positioned near enough to the vehicle command center that crewmembers may quickly
respond in an emergency situation [11].
3.2 Privacy
It is imperative that each crewmember is provided with a private sleep chamber for the
duration of the mission. We found that shared sleep spaces and common bunkrooms are
associated with frequent sleep disruption due to other crewmembers [13]. The practice of
“hot bunking” has been virtually eliminated from all occupations that we evaluated due to
hygiene concerns and the impact that hot bunking has on psychological mood and health
[13, 16]. We found that individuals view their sleep location not just as a place for sleep,
but also as a space for privacy [7, 14, 16-25]. Access to a private space is viewed as
critical to the psychological well-being of individuals living in isolated and confined
environments [26]. Similarly, provision for storage of personal items within the sleep
chamber was viewed as highly desirable [9, 27]. The sleep chambers for deep space
vehicles should also allow crewmembers to customize the space with personal items and
reconfiguration of stowage compartments [9].
There have been situations where crewmembers have been displaced from private
quarters during spaceflight missions [28]. In these situations it is very difficult for the
displaced individuals to obtain adequate sleep [29-31]. Given that the loss of a sleep
chamber would likely also be associated with a breach of the spaceflight vehicle, the
resulting anxiety may further reduce crewmember sleep quality and quantity. As a result,
it is possible that the loss of a sleep chamber could greatly impact the physical and
psychological health of crewmembers at a time when successful performance of duties is
essential. Given the importance of sleep in conferring fitness for duty, future crew
vehicles should include back up, deployable sleep chambers in order to ensure that
individuals have access to a private sleep environment throughout the mission.
3.3 Habitable Volume
The crew quarters that are presently on ISS appear to provide enough habitable volume
for crewmembers to move as desired during sleep [32-33]. We found one case where a
crewmember was too large to fit in the assigned sleep chamber during spaceflight [34].
Although it may be necessary to design all sleep chambers and sleeping bags to the same
standard, it is important to consider that larger crewmembers will have less habitable
volume relative to smaller crewmembers. As such, it is important to ensure that the
crewmembers selected for a deep space mission are able to evaluate the size of the sleep
stations in advance of the mission. It may also be desirable to design two sizes for the
sleep stations to accommodate larger and smaller crewmembers.
The optimal sleep environment for a planetary excursion will be necessarily different
from the optimal sleep environment for spaceflight. During a long duration planetary
excursion, larger crew quarters are necessary due to the comparatively reduced habitable
space available in a partial gravity environment. We found that individuals living in
isolated and confined environments on Earth use their sleep rooms as a place for privacy
and to work in addition to sleep [7, 27, 35]. As a result, the crew rooms on a planetary
excursion should include space for a bed (placed horizontally on the floor), a desk and
storage of personal belongings. The use of bunkrooms or shared sleep spaces is only
appropriate for a short-duration planetary excursion. In these cases, bunks or cots may be
used to accommodate crewmembers [7]; however, even during such short excursions
private crew quarters would be preferable [27].
3.4 Light
Sleep chambers in spaceflight and on the ground must include features that protect
individuals from being awoken by external forces such as light, noise, inadequate
temperature and poor air quality. Light is the primary resetting cue for the human
circadian pacemaker [36]. Exposure to light at inappropriate times leads to circadian
misalignment, which causes sleep disruption [37]. Similarly, exposure to light is alerting
and suppresses the drive to sleep [38]. The intensity, spectra, duration, and timing of light
determine the magnitude and direction of phase shifting and potency of acute alerting
[39]. All wavelengths of light have a negative impact on sleep, but blue light elicits the
strongest effect due to the stimulation of intrinsically photosensitive retinal ganglion cells
[38]. Exposure to green light is capable of enhancing alertness and suppressing sleep [38],
while exposure to red light has the weakest effect on alertness and circadian phase shifting
[40]. Evidence from the laboratory, field and subject matter experts support the notion that
exposure to light during sleep episodes is disruptive to sleep quality and quantity [12-14,
29, 41-49]. Based on this evidence, all light should be eliminated from the sleep
environment. If indicator lights are necessary for identifying egress points, then they
should be dim and red [40].
There is strong evidence to suggest that individuals living in isolated and confined
environments away from typical solar light dark cues are prone to circadian desynchrony
due to self-selecting inappropriate patterns of light exposure [8, 50-54]. This circadian
misalignment leads to individuals experiencing a drive to sleep during scheduled wake
and an inability to sleep during scheduled sleep opportunities. In order to preserve a stable
24-hour pattern of work and sleep among the crewmembers, it may be desirable to
provide a strong cycling of light and darkness in common spaces to mimic the solar light
dark cycle and help crewmembers maintain a regular sleep-wake schedule and circadian
entrainment [55-56]. However, if such a strategy is utilized, it is important that
crewmembers maintain some autonomy in controlling dimmer, personal lighting as would
be the case at home on Earth. Similarly, crewmembers scheduled to be on night watch
may benefit from supplemental lighting in the vehicle command center in order to
enhance alertness and performance [57].
3.5 Noise
Noise is ever-present on space vehicles. We found that noise has been a major cause of
sleep disruption throughout the history of spaceflight [12, 19, 29, 58]. The current
guidelines allow for exposure to continuous noise above the WHO recommended
guidelines [33, 59]. In addition, the current NASA guidelines do not provide mitigations
against impulsive or intermittent noise [33]. We found that exposure to intermittent noise
is at least as disruptive to sleep as continuous noise exposure [11-12, 15, 19, 29, 58, 60-
61]. Given this evidence, exposure to noise be limited to below 35 dB, because exposure
to noise above this level is associated with a reduction in sleep quality and quantity, even
when individuals do not wake fully [59]. In addition, intermittent noise should be
minimized, so that it does not vary beyond 5 dB from background noise levels. There is
some evidence to suggest that exposure to continuous white noise less than 25 dB is
sufficient to mask intermittent noises [62], therefore it is desirable to allow crewmembers
access to white noise in their sleep chamber if desired. Earplugs and/or noise canceling
headphones should also be made available for crewmembers [63]. Due to crewmember
concerns about missing alarms while wearing earplugs, it may be desirable to develop
multi-sensory alarms that include auditory and visual stimulation [64-66].
3.6 Temperature and Humidity
The ambient temperature on early space vehicles varied widely. For optimal sleep, an
individual needs to reach his or her thermoneutral equilibrium and should have sufficient
bedding available to create a microclimate of between 25-35˚C (77-95˚F) [67-68]. Given
that there are wide individual differences in the optimal temperature for sleep, the sleep
environment on future space vehicles should be cool, but there should be sufficient
insulation available for crewmembers to modify their environment to suit individual
preferences [69-71]. This may mean providing crewmembers with sleeping bags of
different thicknesses, or a mechanism for layering sleeping bags together. It is also
desirable for sleeping bags to include vents to release heat, because the human core body
temperature falls and rises during a typical sleep episode [72]. Warming of proximal and
distal skin temperature has been associated with faster sleep onset [73-75] and
crewmembers have reported having difficulty sleeping due to cold feet and hands [19, 34],
therefore providing a way for crewmembers to warm their extremities prior to sleep may
be desirable.
The level of humidity in the environment can also influence sleep quality and quantity.
The optimal humidity range for human health is between 40-60% [19]. The presence of
humidity in the environment changes the perceived temperature. Higher humidity, with
high temperatures are disruptive to sleep [76]. Therefore, lower humidity of 50-60% is
optimal for sleep, particularly when ambient temperature is increased.
3.7 Air Quality
The optimal ambient gas mixture for sleep is equivalent to the air experienced at sea level
on Earth (78% nitrogen, 21% oxygen, 1% other gases) [16, 21, 77-86]. Similarly, the
optimal air pressure during sleep is equivalent to the pressure on the Earth at sea level [87-
88]. Air mixtures that deviate from these conditions, such as what mountaineers
experience during expeditions, results in disrupted sleep and periodic breathing [80, 82,
84, 88-90]. In depressurized environments, such as at elevation on Earth, supplemental
oxygen can reduce headaches, periodic breathing, and can improve sleep outcomes [91-
92]. Airflow is also associated with positive sleep outcomes and aids in the reduction of
O2 [85, 93] and intrusive odors, such as body odor, food, and mechanical smells [12, 34,
85]. Although there is little information on the impact of air pollution and particulates on
sleep quality and quantity, reports from lunar expeditions suggest that dust from planetary
extra vehicular activities may build up in the habitable environment [29, 34]. As a result,
the vents providing airflow to crew sleep chambers should include air filters to protect
against crewmembers breathing particulate matter and dust during sleep.
3.8 Involuntary Movement
Involuntary movement due to turbulence is associated with sleep disruption [94].
Therefore, vehicle movement and vibration should be minimized as much as possible.
Similarly, the microgravity environment results in the potential for crewmembers to free-
float during sleep episodes. Although some crewmembers have reported that they enjoyed
that experience, other crewmembers have reported that they prefer to be restrained while
sleeping [95]. Given that some individuals may not use harnesses and other attachments,
they should be designed, so that they can be removed or secured out of place when not in
use. Similarly, separate attachments should be available to secure the sleeping bag to the
wall of the sleep chamber if desired.
3.9 Summary
Although we present evidence to support the design of future space vehicles, it is possible
that new information will be revealed in the future. NASA supports a great deal of studies
in analog and spaceflight environments. As new information becomes available
recommendations may evolve and change. Such information should help to further define
the optimal sleep environment for deep space transit.
In summary, sleep is critical to crewmember health and performance. In order for
crewmembers to achieve optimal sleep, they must be provided with a sleep environment
that allows them to achieve quality sleep, free of external disruption. We found that the
optimal sleep environment is cool, dark, quiet, and is perceived as safe and private. There
are wide individual differences in the preferred sleep environment; therefore modifiable
sleeping compartments are necessary to ensure all crewmembers are able to select
personalized configurations for optimal sleep. A sub-optimal sleep environment is
tolerable for only a limited time, therefore individual sleeping quarters should be designed
for long duration missions. In a confined space, the sleep environment serves a dual
purpose as a place to sleep, but also as a place for storing personal items and as a place for
privacy during non-sleep times. This need for privacy during sleep and wake appears to be
critically important to the psychological well being of crewmembers on long duration
missions. Designing sleep chambers for optimal sleep health should produce benefits
beyond simply improving sleep quality and quantity on long duration missions.
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Circadian rhythm disturbances parallel the increased prevalence of sleep disorders in older adults. Light therapies that specifically target regulation of the circadian system in principle could be used to treat sleep disorders in this population. Current recommendations for light treatment require the patients to sit in front of a bright light box for at least 1 hour daily, perhaps limiting their willingness to comply. Light applied through closed eyelids during sleep might not only be efficacious for changing circadian phase but also lead to better compliance because patients would receive light treatment while sleeping. Reported here are the results of two studies investigating the impact of a train of 480 nm (blue) light pulses presented to the retina through closed eyelids on melatonin suppression (laboratory study) and on delaying circadian phase (field study). Both studies employed a sleep mask that provided narrowband blue light pulses of 2-second duration every 30 seconds from arrays of light-emitting diodes. The results of the laboratory study demonstrated that the blue light pulses significantly suppressed melatonin by an amount similar to that previously shown in the same protocol at half the frequency (ie, one 2-second pulse every minute for 1 hour). The results of the field study demonstrated that blue light pulses given early in the sleep episode significantly delayed circadian phase in older adults; these results are the first to demonstrate the efficacy and practicality of light treatment by a sleep mask aimed at adjusting circadian phase in a home setting.
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The International Space Station (ISS) United States Operational Segment (USOS) currently provides a Temporary Sleep Station (TeSS) as crew quarters for one crewmember in the Laboratory Module. The Russian Segment provides permanent crew quarters (Kayutas) for two crewmembers in the Service Module. The TeSS provides limited electrical, communication, and ventilation functionality. A new permanent rack sized USOS ISS Crew Quarters (CQ) is being developed. Up to four CQs can be installed into the Node 2 element to increase the ISS crewmember size to six. The new CQs will provide private crewmember space with enhanced acoustic noise mitigation, integrated radiation reduction material, controllable airflow, communication equipment, redundant electrical systems, and redundant caution and warning systems. The rack sized CQ is a system with multiple crewmember restraints, adjustable lighting, controllable ventilation, and interfaces that allow each crewmember to personalize their CQ workspace. Providing an acoustically quiet and visually isolated environment, while ensuring crewmember safety, is critical for crewmember rest and comfort to enable long term crewmember performance. The numerous human factor, engineering, and program considerations during the concept, design, and prototyping are outlined in the paper.