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Uncommon ground

Authors:
  • Faculty of Cognitive science University of Messina

Abstract

The purpose of this paper is to show how microargumentation mechanisms of presumptive reasoning and reasoning from best explanation can be used to explain some cases of presupposition suspension. It will be shown how the relationship between presupposition triggers and pragmatic presuppositions can be analyzed in terms of presumptive and nonpresumptive polyphonic articulation of an utterance, resulting in different types of commitments for the interlocutors. This approach is grounded on the two interconnected notions of presumptions and commitments. In some complex cases of presupposition suspension, the speaker presumes the hearer’s acceptance of, and commitment to, propositions that do not belong to the common ground or that have been explicitly rejected as being commonly shared. This phenomenon triggers a complex type of reasoning that can be represented as kind of abduction, grounded on hierarchies of presumptions and aimed at providing an interpretation that solves this conflict of presumptions. Several cases of presupposition suspension will be shown to result from nonpresumptive polyphonic articulations, in which different voices responsible for distinct commitments are distinguished. By indirectly reporting an element of discourse, the speaker can refuse to take responsibility for the presupposed proposition, and correct the commitments that may result for him or her. This polyphonic treatment of utterances can explain how and why a presupposition is suspended, and can be used to identify the conflicting presumptions that can be further solved through reasoning from best explanation. This reasoning can result in a different reconstruction of the developed logical form or the illocutionary force of an utterance.
Fabrizio Macagno* and Alessandro Capone
Uncommon ground
DOI 10.1515/ip-2016-0007
Abstract: The purpose of this paper is to show how microargumentation mechan-
isms of presumptive reasoning and reasoning from best explanation can be used
to explain some cases of presupposition suspension. It will be shown how the
relationship between presupposition triggers and pragmatic presuppositions can
be analyzed in terms of presumptive and nonpresumptive polyphonic articula-
tion of an utterance, resulting in different types of commitments for the inter-
locutors. This approach is grounded on the two interconnected notions of
presumptions and commitments. In some complex cases of presupposition sus-
pension, the speaker presumes the hearers acceptance of, and commitment to,
propositions that do not belong to the common ground or that have been
explicitly rejected as being commonly shared. This phenomenon triggers a com-
plex type of reasoning that can be represented as kind of abduction, grounded on
hierarchies of presumptions and aimed at providing an interpretation that solves
this conflict of presumptions. Several cases of presupposition suspension will be
shown to result from nonpresumptive polyphonic articulations, in which differ-
ent voices responsible for distinct commitments are distinguished. By indirectly
reporting an element of discourse, the speaker can refuse to take responsibility
for the presupposed proposition, and correct the commitments that may result for
him or her. This polyphonic treatment of utterances can explain how and why a
presupposition is suspended, and can be used to identify the conflicting pre-
sumptions that can be further solved through reasoning from best explanation.
This reasoning can result in a different reconstruction of the developed logical
form or the illocutionary force of an utterance.
Keywords: common ground, presupposition suspension, presumptive meaning,
explicature, indirect reports, argumentation
*Corresponding author: Fabrizio Macagno, ArgLab, IFILNOVA, Faculdade de Ciências Sociais e
Humanas, Universidade Nova de Lisboa, Av. de Berna 26C, 1069-061 Lisboa, Portugal,
E-mail: fabrizio.macagno@fcsh.unl.pt
Alessandro Capone, Dipartimento di Scienze cognitive, psicologiche, pedagogiche e degli studi
culturali, Università di Messina, Messina, Italy, E-mail: alessandro.capone@unime.it
Intercultural Pragmatics 2016; 13(2): 151180
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1 Introduction
The relationship between presupposition triggers and pragmatic presupposition
is a problem in which the interplay between semantics and pragmatics emerges.
Pragmatic presupposition can be described as what the speaker assumes to be
true, or rather, to be accepted by the interlocutor (Kecskes and Zhang 2013;
Kempson 1975), namely as presumed based on the common ground of shared
information. The common ground is represented by propositions that the parti-
cipants in that conversation at that time mutually assume to be taken for
granted and not subject to (further) discussion (Abusch 2002; von Fintel 2008;
Stalnaker 1974). To presuppose a proposition is to take its truth for granted,
and to assume that others involved in the context do the same(Stalnaker 1974:
472). A proposition pis presupposed when it is taken for granted by a person in
performing a speech act (whether an assertion or a different speech act) whose
felicity, or conversational acceptability, depends on the interlocutors accep-
tance of p(Allan 2013; Stalnaker 1974, 2002). Pragmatic presuppositions can
be triggered by the use of semantic presupposition triggers (analyzed in depth in
Heim 1992). However, such triggers have been proven to be defeasible (Levinson
1983: Ch. 4, Sec. 3; Soames 1982), as the presuppositions (also triggered by hard
triggers) are canceled by stronger contextual assumptions.
1
The goal of this paper is to show 1) how the mechanism of reasoning from
best interpretation (a notion introduced in Atlas and Levinson 1981; Atlas 2008)
can be analyzed from an argumentative point of view as a kind of presumptive
reasoning, and 2) how this reasoning pattern can account for the relationship
between presupposition triggers and pragmatic presuppositions. The discrepancy
between the meaning of the sentence type (or meaning), the sentence token (or
what is said) (Recanati 1989), and utterance meaning (Atlas 2007) (or what is
meant) (Carston 1988: 155 and Carston 2002: 15) can be mediated by processes of
defeasible (nonmonotonic) reasoning that can be represented as presumptive
microarguments (Macagno and Capone 2015). Such microarguments are mostly
processed heuristically; that is, they are not subjected to critical assessment. In
this sense, the microconclusions reached are drawn deductively from presumptive
premises (defeasible modus ponens; see Verheij 2008; Walton 2004: 134139);
however, each heuristic step is only defeasible; that is, it provides a prima facie
interpretation that carries a burden of disproof on the party that challenges it.
1The cancellability or suspendability of presuppositions also in cases of hard triggers is not
universally agreed upon (Karttunen 1974; Karttunen and Peters 1979; Stalnaker 1974). A clear
analysis of this debate can be found in Abrusán (2015), Abusch (2002, 2010), and Kadmon
(2000: Ch. 5 and 6).
152 F. Macagno and A. Capone
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The defeasible relationship between presupposition triggers and pragmatic
presuppositions can be analyzed as a process of defeasible interpretation of the
polyphonic articulation (or structure) of an utterance. We analyze the relationship
between a speaker and his or her utterances in terms of commitments (building
on the works of Hamblin 1970; Soames 2002: 7985; Walton and Krabbe 1995). On
this view, the voice that is responsible for an utterance is also responsible for
what is meant. However, utterances may deploy a variety of voices or rather a
complex structure of indirect reports (Capone 1998), in which different utterers (or
enunciators) can be distinguished and held responsible for different implicit
speech acts (as shown in Bakhtin 1981, 1986; Capone 2010a, 2010b).
Our claim is that presupposition triggers can be regarded as triggering
presumptive articulations between what is asserted and what is left in the
background (Herburger 2000: 20), or what is asserted and what is presupposed.
The conflict between the presumed commitments deriving from the presumptive
interpretation and the ones that are presumable can lead to a renegotiation of
the polyphony of an utterance. Instead of presumptively reading an utterance as
stating the speakers point of view, the hearer can nonpresumptively distinguish
between what a speaker says and what s/he merely reports, which s/he does not
hold as his/her own commitments. This nonpresumptive polyphonic reading can
explain phenomena in which presuppositions seem to be suspendedor are
simply denied by the speaker.
2 Presumptive meaning and reasoning from best
explanation
In pragmatics, the reconstruction of the communicative meaningof a speech
act can be considered as the result of a process of inferential reasoning, aimed at
abducing an intention, or the speakers communicative intention, from an
utterance (Bach and Harnish 1979: Ch. 1). As Mey (2001: 9394) claims:
Speech acts are produced not in the solitary philosophers think-tank, but in actual situations
of use, by people having something in mind.Such a production naturally presupposes a
producerand a consumer,human agents, whose intentions are relevant and indispen-
sable to the correct understanding and description of their utterances, quite contrary to the
constructed, non-use-oriented examples of most grammarians and philosophers.
Speakers can convey their message relying on the hearers sharing the same
knowledge of the language and pragmatic principles, through which they can
make their communicative intention explicit. However, the transition from the
linguistic content to the communicative intention is not straightforward (Carston
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1988: 155 and Carston 2002: 15). In addition to pragmatic processes of explica-
tures, disambiguation, enrichment, and so on, there are cases in which the
prototypical (default) meaning differs noticeably from the intended one. A
linguistic element can be used with a meaning different from the widely
known pattern of its use. Sentence types (such as declarative, interrogative,
expressive, etc.) can be used to perform speech acts different from the ones
prototypically associated with them. In this sense, the preferential and proto-
typical uses of linguistic elements or syntactic constructions can be considered
as facilitating the reconstruction of what is meant, but they are always subject to
default.
The distinction between prototypical (defaultive) and nonprototypical mean-
ing is clearly underscored by Jaszczolts (2005) work on default semantics and
on merger representations. Default semantics provides a model of discourse
interpretation that is neo-Gricean and (fundamentally) contextualist. Such a
model is founded on the model speakers intention by the model addressee
and utilizes the tools of truth conditions to the representation of utterances.
Merger representations, in Jaszczolts model, are representations in which
semantic and pragmatic interpretations are integrated following a suitable algo-
rithm, which can captured by the following (Jaszczolt 2010):
Merger representation Σis obtained by integrating:
World knowledge (WK)
Word meaning and sentence structure (WS)
Situation of discourse
Stereotypes and presumptions about society and culture
Properties of human inferential system
As Jaszczolt claims, the idea that syntactic and semantic information have a
privileged status and are essentially the point of departure for pragmatic proces-
sing needs to be discarded. Such a view would amount to accepting that prag-
matic processing provides only pragmatic additions and embellishments of logical
forms. A more holistic approach regards semantic and pragmatic information as
interacting on a par within the merger representation. Sometimes the result of
pragmatic processing amounts to meaning subtraction (rather than to additions).
Jaszczolt provides a more refined view of merger representations intended as
pragmatic composition. A merger representation Σis obtained by integrating the
following components: (a) a combination of word meaning and sentence structure
(WS), (b) sociocultural and world-knowledge defaults, (c) cognitive defaults, and
(d) conscious pragmatic inference (from situation of discourse, social and cultural
assumptions, and world knowledge). The picture that emerges provides for a
distinction between default meanings on the one hand, and on the other hand
154 F. Macagno and A. Capone
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human reasoning used to calculate pragmatic inference, sometimes leading to the
integration (or the abortion) of default meanings.
The aforementioned account provides a clear outline of the concept of
default reconstruction of an utterance. Default interpretation can be thought of
as the presumptive association between an utterance and its communicative
effects, namely the pragmatic inferences it triggers and its effects on the com-
municative setting (Grice 1975, 1989: 220; Levinson 1983: 97). Such effects are
the result of the propositional meaning, the possible inferences, the
presuppositions, and the context and co-text of the utterance. The automatic,
defaultive interpretation that usually characterizes communication can be
described as based on a process of presumptive that is, defaultive and provi-
sional reasoning (Atlas and Levinson 1981; Levinson 2000; Macagno and
Walton 2014; Walton 2013) having the following structure (Rescher 2006: 33):
Premise :P(the proposition representing the presumption) obtains
whenever the condition Cobtains unless and until the standard
default proviso D(to the effect that countervailing evidence is at
hand) obtains (Rule).
Premise :Condition Cobtains (Fact).
Premise :Proviso Ddoes not obtain (Exception).
Conclusion: Pobtains.
The idea of representing default interpretations as an instance of presumptive
reasoning is that it can be considered as a heuristic pattern of a more complex
(critical) one of reasoning from the best explanation (see the notion of reasoning
from best interpretation in Atlas and Levinson [1981] and the idea of different
types of presumptions and presumptive reasoning underlying the inferential
process of communication in Bach and Harnish [1979]), which in argumentation
theory is formalized as follows (Macagno and Capone 2015; Walton et al. 2008):
A set of critical questions is associated with this pattern (which is similar to the
inferential structure used by Bach and Harnish 1979: 27), pointing out its
defeasibility conditions:
Argumentation scheme 1: Reasoning from best explanation
Premise F(an utterance) is an observed event.
Premise E(Interpretation ) is a satisfactory description of the meaning of F.
Premise No alternative meaning description E' (such as interpretation ) given so far is as
satisfactory as E.
Conclusion Therefore, Eis a plausible hypothesis, based on what is known so far.
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CQ: How satisfactory is Eas an explanation of F, apart from the alternative
explanations available so far in the dialogue?
CQ: How much better an explanation is Ethan the alternative explanations
available so far in the dialogue?
CQ: How far has the dialogue progressed? If the dialogue is an inquiry, how
thorough has the investigation of the case been?
CQ: Would it be better to continue the dialogue further, instead of drawing a
conclusion at this point?
The acceptability of the conclusion of this abductive pattern consists in an
assessment of the possible alternative interpretations, namely an analysis of
their defeasibility conditions (underminers, undercutters, or rebuttals) that can
affect the (Baconian) probability of the conclusion (for the notion of Baconian
probability, see Walton 2016: 246; Weinstock et al. 2013).
On this perspective, the pattern normally used to reconstruct the sentence
token and (consequently) the utterance meaning is a reasoning shortcut, a
heuristics that is used to process utterances automatically, nonreflectively.
However, when the presumptions on which the habitual interpretation of an
utterance is based fail, the process of reconstruction becomes more complex,
based on different types of reasoning (Macagno and Walton 2013; Macagno
2012a). The problem of the relationship between presupposition triggers and
pragmatic presuppositions can be addressed as renegotiations of the presump-
tive meaning of an utterance.
3 Interpretations and explicatures:
Uncommon ground
The aforementioned pattern of reasoning from best interpretation and the corre-
sponding automatic, presumptive interpretation of utterances can be used to
address the problem of presupposition suspension. More specifically, many
phenomena of presupposition suspension involve a conflict between two differ-
ent points of view, the one resulting from the use of a presupposition trigger
(resulting in potentialpresuppositions) and another expressing a contradic-
tion or a conflict with the potentially presupposed content. Our claim is that
these conflicts of presumptions (presumptive interpretation of the trigger; pre-
sumptions associated with the common ground or conveyed by the utterance)
lead to a nonautomatic interpretation of the polyphonic articulation of the
utterance. The attribution of the various contents to the different voices can be
examined and brought to light as higher-level explicatures.
156 F. Macagno and A. Capone
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3.1 Explicatures and the voices of an utterance
The distinction between semantic and pragmatic presuppositions and the dif-
ference between presumptive and nonpresumptive interpretation of a sentence
or a linguistic item are bridged by the aforementioned process of presumptive
reasoning. This interpretive process, consisting of weighting the presumptions
associated with the possible interpretations available, frequently underlies the
automatic mechanism of reconstruction and development of explicit meaning
called explicature in relevance theory (Sperber and Wilson 1986: 186).
Explicatures account for the passage from the semantic representation of a
sentence to what is said, in which the decoded logical form of an utterance is
normally used as a template for the development of a propositional form
(Carston 2004). The development of the explicature usually can involve (a)
saturation of variables, (b) ambiguity resolution, (c) the attribution of reference
to certain unarticulated or unexpressed constituents (e. g., implicit arguments;
see Bhatt and Pancheva 2006; Roeper 1987), and (d) free enrichment (Carston
2002). In this sense, explicatures are cases in which implicated meaning, namely
a pragmatic dimension, intrudes into propositional meaning.
Explicatures usually have a function that goes beyond that of cancelable
implicatures. They represent the speakers strong intentions, namely the propo-
sition that are explicitly communicated as reconstructed and developed based
on the co-textual and contextual information available. In this sense, they can
be considered as grounded on the stronger presumptions associated with the
linguistic and pragmatic evidence and clues, and carry a stronger burden of
proof.
2
Explicatures, and consequently the reconstruction of what is said, can be
regarded as uncancelable once the dialogue moves on, as they are essentially
related with the felicity of the speech act expressed by the utterance. In other
words, the hearers reply to the speakers utterance u(Have you returned the
book to the owner?) presupposes the understanding of u(involving the explica-
ture assigning the reference to the book). When such an explicature is not
challenged (H moves on with the dialogue, for example, by saying Sure I did),
it becomes part of the presuppositions on which the discourse is based. In this
sense, challenging an explicature later on in the discourse would amount to
2An explicature concerns the specific logical form of the proposition expressed by an utterance
within a specific context. In this sense, an utterance taken out of context can be enriched only
potentially with explicatures (Capone 2009). The potential explicature of (1): Today it is raining
is It is raining [HERE]; however, this explicature does not conflict with (1*): Today it is raining,
but not here. (1*) is simply a different utterance and is perfectly consistent with an interpretation
in which there is no explicature, and thus but not here does not cancel anything.
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challenging a fundamental pragmatic presupposition (as maintained in Capone
2006, 2009). Moreover, challenging an implicitly accepted explicature (S: I was
not referring to the book you borrowed from Mary, but to the book you took from
the bookstore without paying!) amounts to starting a metadialogue on the inter-
pretation of the utterance. In this metadialogue, arguments can be exchanged to
support an explicature and establish the reasonableness of an interpretive
choice (H: I did not know that you saw me!;We were talking about Mary; what
does my book stealing have to do with it?).
The idea of explicature can be enlarged to include not only the outcomes of
nonreflective, automatic processes, but also the outcomes of the explanatory
nonmonotonic microargumentation resulting from a conflict between presump-
tions (this idea has been developed in Macagno and Capone 2015; Macagno
2012a). For example, we consider the following example to show how presup-
position is connected with the pragmatic process of construction of an
explicature:
3
(1) I am going to be fired before I have even started my job. (The speaker is
blocked in a traffic jam on his way to the job interview.)
In (1) an apparent contradiction or inconsistency arises. Being firedpresup-
poses being hired,and thus having a job, but this presumptive interpretation
conflicts with the fact that being firedwill occur before being hired,that is,
before starting the job.This conflict leads to reconsidering the presumptive
interpretation of being fired,bringing to light the distance between the
speaker and the description of his activity:
(1´) I am going to be (subject to a rejection that, considering the situation, the
boss can describe as being) fired before I have even started my job.
The speaker is using the term to be fired in a twofold way. The first use is a
metalinguistic use. The speaker is commenting on the relationship between a
state of affairs (losing the possibility of working) and the word used to refer to it
(by a second voice, the boss, etc.). The speaker reports a possible use of the term
(potentially justified by the fact that the boss could have hired the speaker) and
comments on it (it is not possible to firethe speaker in this situation). By
pointing out the speakers twofold attitude towards the term to be fired
3Please note that in our explicated examples, we have adjusted the explicatures and the
original elements of the utterance to bring to light the mechanism of presupposition
reconstruction.
158 F. Macagno and A. Capone
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(reporting the possible use of a predicate vs. asserting the impossibility of using
it within the given context), it is possible to avoid the contradiction. The speaker
points out that he or she came close to the condition that could be described as
being fired,but failed to achieve its essential requirement.
3.2 Explicating nonpresumptive polyphonic structures
Example 1 above points out another important dimension of the metalinguistic
attitude of the speaker, namely the attribution of the pragmatic presuppositions.
The speaker is using a presupposition trigger, to be fired,which presupposes
the condition of having a job. However, the speaker denies later what he or she
treated as taken for granted. By distinguishing the metalinguistic attitude from
the linguistic one, the speaker excludes himself or herself from the common
ground, distinguishing the set of noncontroversial propositions accepted by the
interlocutor (or the general opinion) from the one that he or she holds. From an
argumentative perspective, the speaker distinguishes two sets of commitments:
the dark-side one (which the speaker reports and denies) and the light-side one
(that the speaker maintains and uses to correct the implicit one; for the notion of
dark-side commitments and their developments, see Hamblin 1970; Moeschler
2013; Walton and Krabbe 1995).
The nonpresumptive polyphonic interpretation of an utterance can explain
more complex cases in which the presupposition is clearly negated, such as in
the following examples:
(2) The reason he stopped loving you is because he never really loved you in the
first place.
4
(3) So she stopped smoking, because she never smoked before. She said to
herself –“I am a non-smoker. I have never smoked. I dont know how to
hold a cigarette.
5
These examples of presupposition negation can be explicated as conflicts
between the speaker and a voice representing the common ground. The speaker
4Retrieved from http://sequentialcrush.blogspot.pt/2013/04/i-know-you-are-dying-to-know-
truth.html; stress added by the authors in order to steer interpretation.
5Jaffe, Sherril. 1989. Scars make your body more interesting & other stories, 179. Boston:
David R. Godine.
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denies a presupposition that represents dark-side commitments, or a common
ground that is advanced and the speaker wants to correct. For this reason, the
speaker denies what a different voice takes for granted.
The cases (2) and (3) involve a refusal of propositions (he loved you in the
past;she used to smoke) that are treated as shared by the use of presupposi-
tion triggers. The speaker corrects the common ground by bringing to light the
implicit commitments and then negating them by providing reasons (Simons
2006). The linguistic mechanism of underscoring the controversial and only
apparently shared proposition can be conceived as a kind of reported speech,
more precisely free indirect speech (Burton-Roberts 1989; Carston 1996). This
nonpresumptive polyphonic articulation of the utterance can be made explicit
by bringing to light the quoted material, which is later corrected. For example,
we consider (2) above:
(2´) The reason he stopped (the action that you indicated as) ()loving you()is
because he never really loved you in the first place.
In (2´), the higher-level explicature (notion described in Carston 2002: 119 and
further specified in Moeschler 2007) makes it explicit that the reported utterance
belongs to an utterer different from the speaker, and underscores that the verb to
stop was used infelicitously, given the mistaken presupposition (Sperber and
Wilson 1986: 242). The treatment of (3) is more complex, as it involves a
polyphony of three voices: the speaker, a voice reporting what the agent says,
and another indicating what the agent thinks:
(3´) So she (said that she) ()stopped() smoking (even though it is incorrect
saying it), because she (convinced herself that she) never smoked before.
In this case, the explicature introduces a distinction between two voices, the one
of the utterer reporting that the agent used the term stopped smoking in an
allegedly wrong way, and the other of the utterer expressing the conviction that
she never smoked.
The correction of the common ground through the refusal of the presupposi-
tions triggered by the reported speech can work also hypothetically (Beaver
2001: Ch. 5) as a reason provided for denying the possibility of using a specific
predicate referring to a specific state of affairs. For example, we consider the
famous case below:
(4) At least John wont have to regret that he did a PhD. (It is known that John
failed to get into a doctoral course.) (Levinson 1983: 187)
160 F. Macagno and A. Capone
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Case (4) involves the possibility that a hypothetical utterer (John) uses the term
to regret, pointing out that the very possibility of feeling sorry about something
done (or not done) in the past cannot be the case:
(4´) (I say that) at least John wont have to ()regret() that he did a PhD
(because it will be impossible to use such a word, given that he has
never done it).
These cases bring to light another dimension of the correction of the alleged or
hypothetical common ground. In order to reject an implicit commitment namely
a proposition that is treated as noncontroversial it is necessary to provide a
reason against it (Macagno and Damele 2013; Macagno and Walton 2014). This
reason can be an actual argument, such as in cases (1), (2), and (3), or simply a
rhetorical artifice, like in (4) (a fortiori argument). However, in all such cases, the
presupposition brings a burden of proof, which needs to be fulfilled by providing
areasonoranexplanation.
4 Attributing commitments: Polyphony and
presupposition suspension
As mentioned above, the suspension of a presupposition can be analyzed in
terms of a nonpresumptive polyphonic articulation of the utterance. On this
view, certain cases of presupposition suspension can be analyzed through
higher-level explicatures bringing to light their corresponding indirect reports,
namely voices advancing contents which the speaker accepts or refuses to
commit to. This approach would turn the analysis of presuppositions into an
implicit dialogue between a plurality of characters responsible for different and
specific linguistic acts, and their corresponding commitments.
4.1 Polyphony and commitments
In his linguistic theory of polyphony, Ducrot distinguishes different voices in an
utterance, or rather various points of view that are brought forward by distinct
utterers. Such perspectives can be considered as pragmatically different because
the linguistic character that is responsible for the utterance, the speaker, takes
the responsibility only for some of the contents, namely the one that is asserted
(posé) by one of the utterers, but not for the one that is brought forward by the
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utterer representing a collective voice (the presupposed content). For example,
we consider (3) above slightly modified:
(5) Mary has stopped smoking.
In (5), Ducrot distinguishes two different assertions: the assertion of content
(posé), and the assertion of something presupposed (présupposé). The speaker
(locuteur), the linguistic character responsible for taking charge of the utterance
(Ducrot 1984: 179), is differentiated from the utterers (énonciateurs). The utterers
are the voicesresponsible for (or rather the perspectives presented as) the
contents that have been presupposed
6
(Beaver 2010). In (1), a first utterer
(Ducrot calls him Énonciateur 1) is responsible for what is asserted, while a
collective voice or a second utterer (Ducrot calls it in French an ON, the indefinite
pronoun for someone), to which the speaker belongs, is responsible for the
presupposition (Ducrot 1980: 83 and Ducrot 1984: 231233). According to
Ducrot, the speaker takes on the responsibility, or the perspective, of the first
utterer, but not the one of the content uttered by the second, collective voice,
which performs the act of conveying the content that is so presupposed (Ducrot
1984: 172). In this sense, the presupposition can be considered to be an act,
consisting in the conveyance of a statement by a different utterer, and not
resulting directly in the speakers taking responsibility for it (Ducrot 1984: 190).
Ducrots theory of polyphony can be interpreted from an argumentative and
dialectical perspective (see also Capone 2000). The pragmatic concept of taking
the responsibility foran utterance (or specific perspectives) can be analyzed in
terms of dialectical obligations or commitments. Hamblin (1970: 257) defined
commitment by means of a set of statements that a participant in a dialogue (a
purely dialectical role within a dialogue game) is obliged to maintain consis-
tently or to retract. On this view, the linguistic character of the speaker can be
interpreted as a dialectical role (the proponent, as opposed to the interlocutor or
6Je signalerai enfin une perspective particulièrement prometteuse qui souvre dès quon
considère le sens comme un représentation de lénonciation, représentation consistant notam-
ment à y faire entendre la voix de divers énonciateurs sadressant à divers destinataires et à
identifier ces rôles illocutionnaires avec des personnages qui peuvent être, entre autres, ceux de
lénonciation. Il sagit de la construction, dans le discours, du locuteur et de lallocutaire.
Psycho- et socio-linguistes ont quelquefois noté [] que lon peut, en parlant, constituer une
image de soi et de la personne à qui lon parle, image que linterlocuteur tantôt accepte et tantôt
rejette. Un des principaux moyens de cette constitution est justement la possibilité, inscrite
selon nous dans la langue, cest-à-dire dans la signification des mots et des phrases, de faire
sexprimer différentes voix, en donnant linstruction de les identifier à des êtres de la réalité et
en spécifiant même certaines contraintes à observer dans cette identification(Ducrot 1980: 56).
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respondent), who is committed to (in the sense of taking the dialectical respon-
sibility for) the contents that are posé. The contents that are présupposé can be
said to belong to or be inserted into a set of commitments that Walton and
Krabbe defines as dark-side(1995: 12). Such dark-side commitments are impli-
cit commitments and include the propositions that are taken for granted and
that both the proponent and the respondent are or become committed to upon
the performance of a speech act presupposing a specific content. In this sense,
the voices of the utterers proposing distinct pragmatic perspectives can be
thought of as corresponding, in a dialectical perspective, to various types of
commitments, whether light-side or dark-side.
4.2 Voices, commitments, and presuppositions
Polyphony and the consequent treatment of presupposition as an explicature of
the different linguistic agents responsible for the various statements allow one to
understand the aforementioned mechanism of explicatures needed to explain
presupposition suspension. This account can be also applied to more complex
cases such as the following ones:
(6) If Mary had stopped smoking, she would be alive now.
(7) It is possible that Mary has stopped smoking (or that she never has).
(8) If you stopped smoking in 2001, you are eligible for a payment from the
Tobacco Indemnity Fund. (Abusch 2002: 2)
(9) If I discover that Mary is now in New York, I will be angry. (Abusch 2002: 2)
In (6) the first utterer, corresponding to the speaker, is responsible for the
conditional (in this case the truth of the connector ifthen), whereas the
second utterer, expressing the common opinion, is attributed the responsi-
bility of the factual presuppositions that a) Mary smoked, b) she did not stop
it, and c) she is not alive. The only nonmetalinguistic negation of (6) would
consist of showing that Mary would not be alive in case she stopped smok-
ing (which can be hard, considering that Mary is dead). All the other nega-
tions (but Mary never smoked,but Mary is alive) correspond to metalinguistic
negations, which can be regarded as negations of the felicity of the
utterance.
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The treatment of (7) is similar. The first utterer is responsible for the truth of
the disjunction, to which the speaker is committed explicitly; this, however,
simply hides the presupposition of which the second utterer is responsible:
(7´) It is possible that Mary (is not doing anymore what the second utterer/
everybody says that she used to do, i.e., smoking) or that she has never
smoked.
The different voices emerge when the one of the members of the disjunction is
denied:
(7´´) (The first utterer did not say felicitously that) Mary has ()stopped()
smoking, then/because (what is true is the contrary of what the second
utterer/everybody said, i.e.,) she has never smoked.
(8) and (9) are more complex cases because they allow two distinct interpreta-
tions, one in which the presuppositions of to stop are projected, and the other in
which they are suspended. In such cases, there is a difference in interpretation
due to background assumptions. In the first interpretation of (8) (uttered by a
friend to another, knowing that the latter used to smoke), the speaker corre-
sponds to the utterer, who is committed to the truth of the conditional, while a
second utterer (representing what is presumed to be common opinion) is com-
mitted to truth of the presupposition (You used to smoke before 2001). It is
possible to make the polyphony explicit using the following explicatures:
(8a) If (it is true that) you stopped smoking (since you used to smoke before
2001, as everyone/the second utterer says) in 2001, you are eligible for a
payment from the Tobacco Indemnity Fund.
In this case, the negation can have as a scope both the asserted content and the
presupposed one (I never stopped smoking because the second utterer was
wrong in saying that I used to smoke). The second reading is more complex:
(8b) If (it is true that) you (performed the action of) (stopping) smoking before
2001(), you are eligible for a payment from the Tobacco Indemnity Fund.
In this case, the focus is focused on the action as a whole, not on the activity
that has stopped. However, the presupposition emerges again in case of the
negation of the antecedent (I have not stopped smoking before 2001, as I have
never smoked before):
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(8c) (The first utterer did not felicitously say that) I have stoppedsmoking (as
the second utterer was wrong in saying that I smoked before 2001).
The same analysis can be applied to (9), which also has a presuppositional and
a nonpresuppositional reading.
(9a) If (it is true that) I discover (the fact that is reported by the second utterer/
everyone) that Mary is now in New York, I will be angry.
(9b) If (the event consisting in that) ()I discover that Mary is now in New York
() (is true), I will be angry.
As in (8) above, also in (9) the two readings correspond to a polyphonic and
nonpolyphonic interpretation. The presupposition is projected when the con-
ditional has a polyphonic structure; when there is no such polyphonic struc-
ture (as I only concentrate on my discovery of MarysbeinginNewYork),the
presupposition is not projected, as the utterer is only committed to expressing
the possibility of an action.
The same polyphonic treatment can account for the different projections of
presupposition with other triggers. By determining the scope of the predicate it
is possible to reconstruct the commitment structure. We can explain the
difference of the presuppositions projected by hard triggers, such as too:
(10) If I discover that Mary is now in New York too, I will be angry.
This utterance can be reconstructed polyphonically as follows:
(10a) If (it is true that) I discover (the fact that is reported by the second
utterer/everyone) that Mary is now in New York too, (in addition to
someone else, as reported by the second utterer/everyone) I will be
angry.
(10b) If (the event consisting in that) I discover (the fact that is reported by
the second utterer/everyone) that Mary is now in New York too, (in
addition to other facts, as reported by the second utterer/everyone)
(is true) I will be angry.
In this case, the scope of the trigger can be on Mary (10a) or on the event (10b),
resulting in different presuppositions. Clearly, it is possible to place a pragmatic
stress on too and suspend the presupposition:
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(10c) If (it is true that) I discover (the fact that is reported by the second utterer/
everyone) that Mary is now in New York too (in addition to someone else),
I will be angry.
In this case, the speaker can have meant that the problem is indeed the presence of
someone else with Mary in New York that causes the problem. The polyphonic
structure of the statement reveals what is attributed to the common voice and what
the first utterer is responsible for,
7
bringing to light what is left in the background.
This treatment of presupposition, conceived as a commitment undertaken
by an utterer different from the one responsible for the asserted content, can
lead to a complex pragmatic analysis of specific constructions involving verbs of
belief or indicating internal epistemic states.
5 Conflicting voices and presupposition
suspension
This polyphonic approach based on explicatures shifts the analysis of the
presuppositions from the epistemic objective level of truth to the dialogical
one of commitment. A presupposition is not canceled (or suspended); rather,
the use of the predicate triggering it can be contested. In this sense, the cases of
presupposition cancelation can be explained in two different ways, depending
on the structure of the commitments of the distinct linguistic agents. A presup-
position can be canceledin the sense that the felicity of the utterers move is
challenged, due to an infelicitous use of the predicate presupposing a proposi-
tion unacceptable for or unaccepted by the speaker.
Polyphony can bring to light metalinguistic dialogues on the possibility of a
move, considering that the speaker challenges what is considered as shared. In
particular, these metadialogues emerge clearly in the cases of presuppositions
triggered by verbs indicating epistemic states and in particular emotive factives
(Abrusán 2011). We consider the following cases:
(11) John said that Mary has to stop smoking, but she never smoked before.
(12) John said that Mary regrets going to Rome with Mark, but she never actually
went there.
7The contextual defeasibility of presuppositions has been shown to affect the speakers
commitments in Simons (2013: 333).
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Stop and regret are presuppositional triggers. The fact of being embedded
within indirect reports does not normally suspend the presuppositions, which
are inherited by the complete utterance (through conversational implicature,
presumably). In both utterances, the speaker comments upon Johns assertion,
pointing out its infelicity due to a wrong attribution of commitments. In these
two utterances, the speaker denies the presuppositions triggered, which are, in
this fashion, canceled from the speakers commitment store (or common ground)
through a complex dialogue between various voices.
In both (11) and (12), the first utterer (coinciding with the speaker), respon-
sible for the whole utterance, is distinguished from a second utterer, John, who
is committed to the proposition that Mary has to stop smoking(in 11) and
Mary regrets going to Rome with Markin (12), while a third utterer, expressing
what is in the common ground, is responsible for the presupposition (Mary
smoked;Mary went to Rome with Mark). In order to readjust the common
ground, the first utterer comments on the felicity of Johns utterance by challen-
ging the presupposition. The metalinguistic challenge of the felicity of Johns
speech acts results also in a challenge on the acceptability of the speech act of
presupposing made by the third utterer. In (11), the speaker (first utterer)
challenges Johns statement and the presupposed content for which a third
utterer is responsible. The failure to challenge the statement would result in
the speakers accepting the presupposition.
Case (12) is more complex, as Mary is also committed to the presupposed
content, which is the report of a belief. In the same way in which we cannot
have direct access to Marys mind and beliefs, with the exception of cases in
which we share mutual knowledge (perception of the environment), we cannot
have access to Marys regrets. Such regrets are like her beliefs. These beliefs can
be explicated by resorting to indirect reports (as maintained by May 1987), as
follows:
(12´) (The first utterer says that the third utterer and) Mary (believe that Mary
went) to Rome (and Mary is sorry that she went to Rome).
In (12), the speaker is correcting the commitment structure of the indirect report,
representing what John claims, what Mary says, and what is attributed to the
common voice stating what John, Mary, and potentially the speaker are com-
mitted to. Unless the speaker distinguishes his or her commitments from the
ones expressed by the other voices (commenting on them and correcting them),
the presupposition will be inserted in his or her dark-side commitment store. (12)
can be reconstructed using the following explicatures, bringing to light the
polyphony and the contents attributed to the distinct utterers:
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(12´´) (The utterer called) John said that (the second utterer called) Mary regrets
going to Rome with Mark (and the third utterer/common opinion, with
which Mary agrees, says that she went to Rome with Mark), but (Mary did
not say felicitously that she regretsit because) she never actually went
there (contrary to what the third utterer says).
The structure of to regret can be reconstructed through the commitments result-
ing from its use. The first utterer (or the speaker, in this case) can simply report
Marys regretting her going to Rome, without commenting on it. In this case, the
failure to correct the commitments resulting from the third utterers assertion
corresponds to the tacit acceptance of these dark-side commitments. Otherwise,
the speaker can challenge metalinguistically the use of the predicate to regret.In
this fashion, the speaker points out that he or she is not committed to the
proposition that is attributed to the voices of the third utterer, with whom
Mary (and John) implicitly agree.
From a dialectical perspective, this reconstruction allows one to calculate
the possible effects of a speech act on the interlocutors commitments. If the
acceptability of an embedded constituent (the proposition regretted in this case)
is not challenged by questioning the felicity of the speech act, the presupposi-
tion is inserted also into the interlocutors commitments, as he or she is part of
the community represented by the third utterer. When the speaker challenges
the use of the embedding predicate, he or she adjusts the common ground that
the use of the presupposition trigger introduces. In this fashion, the speaker
does not accept that the presupposed content becomes part of his or her own
(and the interlocutors) commitment store.
This account can explain the presuppositional effects triggered by extraposition
to the right in Italian (Feit and Capone 2013). For example we compare the following:
(13) John knows that Mary is in Paris.
(14) John knows that Mary is in Paris. But Mary is in London.
(15) John lo sa che Maria è a Parigi. (*But Mary is in London).
(Literally, John it knows that Mary is in Paris, equivalent to the English
John knows it, that Mary is in Paris,orJohn KNOWS that Mary is in Paris)
While (13) presupposes that Mary is in Paris, in (14) the presupposition is
suspended. The extraposition to the right, marked by the expletive it, makes the
suspension impossible in (15), but if we reconstruct the explicatures underlying
these three statements, we can bring the implicit polyphony to light:
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(13´) (The first utterer says that) (the second utterer called) John (says that he
believes) that Mary is in Paris (and the third utterer/the common opinion
says that is true that Mary is in Paris).
(14´) (The first utterer says that) (the second utterer called) John (says that he
believes) that Mary is in Paris (and the second utterer says that it is true
that Mary is in Paris). But (the first utterer says that) Mary is in London.
(15´) (The first utterer says that) (the second utterer called) John (believes) it
(what the third utterer says that is true, and the first utterer agrees with,),
that Mary is in Paris.
The responsibility of the first utterer for the presupposition, or the dark-side
commitment,is indirect and implicit in (13). Here, his agreement with the
common opinion is a presumption that is automatically triggered, but that can
be denied without incurring a contradiction. In this sense, (14) is potentially
ambiguous from a polyphonic point of view, as it can be interpreted as indirectly
reporting an epistemic status of knowledge (embedding a proposition to whose
truth the speaker is committed) or one of belief (not entailing this commitment).
For this reason, (13) can be explicated both as (13´) or as the first conjunct of
(14´). However, the expletive it in (15) rules out the possibility of interpreting (13)
as (14´), as it includes the proposition known by the second utterer in the
speakers (corresponding to the first utterers) commitments.
8
For this reason,
the extraposition, by clarifying the polyphonic reading of the statement, dis-
ambiguates the potential ambiguity of the Italian sapere, which can be expli-
cated presumptively as to knowor nonpresumptively as to believe.The
expletive it stabilizes the presumptive reading.
The issue of verbs of knowledge in different languages is very interesting
from the point of view of the presuppositions. Although we cannot deepen this
issue from an intercultural pragmatics perspective, we should at least mention
that another article should be written on intercultural differences. What happens
when an English speaker is faced with Italian data or an Italian speaker is faced
8This example shows a particular articulation of categorical judgments, in which two judg-
ments are involved, one commenting on an event and the other establishing it. This second
judgment, namely the existence of the event commented on, occurred before the utterance of
the sentence (Kuroda 1972). In this case, the articulation is different from the one resulting from
a normal syntactic structure because the first judgment concerns Johns belonging to the ones
who know X, while the second judgment expresses that it is known that Mary is in Paris. In a
normal articulation, such as (13) above, the epistemic position (commitment) is not part of the
second judgment.
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with English data? Presumably, if the interlocutors notice some discrepancy
between their languages, they can discuss it, and the upshot of that discussion
can be taken as an emergent presupposition in the sense of Kecskes (2013).
Emergent presuppositions, according to important insights due to Kecskes, are
the basis for the development of conversation in intercultural situations.
9
This
issue, however, cannot be addressed here.
6 Renegotiating illocutionary forces:
Uncommon ground
In the sections above, we took into account utterances whose illocutionary (and
perlocutionary) force was reconstructed presumptively, while the common
ground was readjusted by challenging the use of some presupposition triggers.
However, in some cases the assignation of illocutionary and perlocutionary
forces to utterances can be controversial and the presumptive interpretation
subject to default. This default can be caused by pragmatic presuppositions
that are not shared or not shareable, in the sense that the speaker takes some
information for granted that is presumed not to be shared, or even to be share-
able. The speaker is deploying a second utterer, who advances a proposition that
the hearer cannot have agreed upon but needs to agree upon in order to make
the speech act felicitous. For this reason, the illocutionary force of the act
performed by the second voice needs to be reinterpreted.
In some cases, especially in case of polite requests or orders, the speaker is
performing a speech act that, if presumptively interpreted, consists of a poly-
phonic articulation resulting in a conflict of presumptions. The speaker deploys
a second voice (expressing what is commonly held by the community to which
the hearer belongs) responsible for a proposition that the hearer cannot be
presumed to be committed to. By performing his speech act, the speaker is
presuming that the hearer agrees with a commonground that cannot be
presumed to be accepted by the interlocutor. The conflict between the uncom-
mon ground and the presumptive meaning attributed to the illocutionary force
9Commonalities, conventions, common beliefs, shared knowledge, and the like all create a
core common ground, a kind of collective salience on which intention and cooperation-based
pragmatics is built (Kecskes and Zhang 2013; Kecskes 2016). However, when this core common
ground appears to be mostly missing or limited as is the case in intercultural communication
interlocutors cannot take them for granted; rather they need to co-construct them, at least
temporarily.
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of an utterance can lead to an ordering of the hierarchies of presumptions
against the presumptive reading. For example, we consider the following cases:
(16) Many thanks for returning the book. (Said by a professor to a student that
has not returned yet a book borrowed from the professor)
(17) Ti ringrazio anticipatamente
Many thanks in advance for …”
10
(18) Thank you for not smoking. (On a sign posted in a restaurant)
These statements can be interpreted presumptively as acts aimed at expressing
gratitude for an action performed by the interlocutor. To thank someone for
presupposes a reason, which needs to be a voluntary action, positive for the
utterer, performed by the hearer. For this reason, such statements can be inter-
preted presumptively as presupposing that the action occurred, more specifically
in the cases above, that the hearer has returned the book (16) and that the people
in the premises have not smoked (18). However, such interpretations are subject to
default, as the speaker presupposes information that cannot be shared; on the
contrary, the presupposed information is presumed not to be shared. In particular,
the professor would be surprised in (16) if the student welcomed his thanking.
This act of presupposing involves an invitation to comply with what the second
utterer (the common voice) claims to be or should be the common ground:
(16´) (The first utterer says) many thanks for (what the second utterer/common
voice says you have done or have agreed to do, namely) returning the
book.
(17´) (The first utterer says) many thanks in advance for (the action that the
second utterer says you have agreed to perform).
(18´) (The first utterer says) thank you for (what the second utterer says you
have done or you have agreed to do, namely) not smoking.
The presupposition is used to perform a speech act that, however, has a specific
rhetorical and dialogical effect.
11
The burden of making the speech act felicitous
10 We would like to thank Dorota Zielinska, who suggested to us examples (16) and (17).
11 For an analysis of the act of presupposing and its dialogical effects, see Ducrot (1966),
Kecskes and Zhang (2013), and Macagno (2012b, 2015).
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is shifted onto the interlocutor, who can decide whether the speakers move is
felicitous or not by adjusting the uncommon ground. By accepting the presup-
position, the hearer accepts an agreement to perform an action that is not
explicitly requested, but that he or she is led to accepting in order to save the
speakers communicative intention.
7 Reconstructing the common ground: Reasoning
from best interpretation
The nonpresumptive interpretation of an utterance can be reconstructed at two
different levels. On the one hand, the (systematic) reconstruction of its poly-
phonic articulation can explain the phenomenon of some presupposition sus-
pensions, pointing out why and how the speaker decides not to commit himself
to the content presented as shared, and corrects it. On the other hand, the
nonpresumptive interpretation is reached through a mechanism of reasoning
from best explanation, which allows one to calculate it considering the conflict-
ing presumptions, the asserted and presupposed content, and the hierarchy of
the interlocutorspresumptions.
The reconstruction of the best interpretation of an utterance can be illu-
strated through the aforementioned case (18). The reconstruction of the poly-
phonic structure of the utterance, explicated in (18´), brings to light the
attribution of the commitments and the presumptions underlying it. In cases
of conflicts of presumptions (and even more in cases of a presumed shared
ground that is in fact not shared), a complex process of explanation is trig-
gered, in which the communicative intention is renegotiated and reconstructed
nonpresumptively in order to avoid a communicative failure. The presumptions
underlying the automatic interpretation of the propositional content and of the
illocutionary force, and the attribution of the dark-sidecommitments are
compared and assessed. The stronger presumptions (namely the ones less
subject to default based on the contextual and co-textual information) will
then guide the interpretation of the utterance. The mechanism of reconstruc-
tion of the non-presumptive illocutionary force of (18) can be represented in
Figure 1.
In this figure, the reconstruction of the explicature of the speech act is
represented through a process of reasoning in which the linguistic and epistemic
presumptions are compared and analyzed. The steps of this reconstruction can
be summarized as follows:
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1. The Speakers utterance can be presumptively interpreted as an act of
expressing gratitude for a Hearers action.
2. This presumptive interpretation conflicts with the presumptions associated
with the shared communicative situation (as defined by Kecskes and Zhang
2009) and the Hearers possible knowledge. The conflict is the following:
a. The Hearer is presumed to be committed to p(decision not to smoke).
b. The Hearer cannot be presumed to be committed to p(he cannot have
decided not to smoke yet).
3. The presumptive interpretation is subject to default and an alternative
explicature is searched, not involving the presumption that the Hearer is
committed to p.
a. The best explanation is that the Hearer is requested to make the speech
act felicitous, that is, to commit to p.
b. The Hearer is presumed to behave cooperatively.
The Speaker presumes that the
Hearer is committed to the fact
that the Hearer has not smoked.
The Hearer cannot be
presumed to be committed to
what he cannot have done;
The Hearer has not had the
choice of smoking or not yet;
The Hearer cannot have
smoked.
EXPLANATIONS
1. The Speaker is
unreasonable.
2. The Speaker is not
presuming that the
Hearer knows pp.
3. The Speaker does not
know that the Hearer
does not know that pp.
Pres.: Speakers are
reasonable.
Pres.: Usually
presupposed information
is presumed to be shared.
CONCLUSION
The Speaker wants to request that the
Hearer not smoke, and to express his
gratitude in case the Hearer complies
with his request.
Linguistic Presumption Shared Presumption
p: The Speaker is grateful to the Hearer.
pp: The Hearer has not smoked.
Pres.: The Speaker knows
that the Hearer has not
had the choice of smoking
or not.
EXPLANATIONS
1. The Speaker does not
know that presupposed
content is considered
shared.
2. The Speaker wants to
make a kind request to
the Hearer (consisting
of the pp) without
committing to it.
Pres.: Directives
presuppose that the
ordered/requested action
has not been performed
yet, and that the
performance thereof is a
choice of the Hearer.
Pres.: Usually Speakers
know the pragmatic
mechanisms of language.
EXPLICATURE
(Do not smoke, and) Thank you (if
you decide not to smoke).
Thank you for not smoking.
(Context: On a sign in a restaurant).
Figure 1: Reconstructing the explicature of a speech act.
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c. The Speaker is committed to expressing his or her gratitude and is not
committed to requesting the Hearer to perform the action indicated in p.
This mechanism can explain in terms of commitments the twofold act performed
by the speaker in uttering (18). The speaker both expresses his or her gratitude
and requests an action. However, since the latter action is the result of the
hearers decision to act cooperatively, and not directly of the speakers request,
the latter cannot be considered as committed to this directive. For this reason, a
possible denial of the noncommitting request (But I am smoking, as you can
see) can be considered as noncooperative linguistic and social behavior,
instead of a simple refusal to comply with the directive.
This mechanism of best interpretation can be used to reconstruct also the
content of apparently infelicitous speech acts, in which the uncommon ground
cannot be adjusted. The speaker in such cases is presuming that the hearer
belongs to the common opinion (second voice) advancing a presupposed con-
tent that is presumed not to be shared by the interlocutor and the speaker
himself or herself. In this sense, the speaker is presuming to presuppose
unshareable information. For example, we consider the following:
(19) You cannot rob banks any longer! (To a friend known to be honest,
commenting on a new law)
Utterances like (19) are presumed to be infelicitous, as their presuppositions
conflict with propositions presumed not to be shared by both the speaker and
the hearer. By uttering (19), the speaker presumes that the hearer has robbed
banks before, but at the same time presumes that it is shared and evident that
this presumption cannot be common ground. The problems with the interpreta-
tion of (19) would arise from the possibility that the hearer may consider the
presumption of his or her committing a robbery in the past possible. For this
reason, such utterances can be thought of as requests for reinterpretations, or
rather invitations to reconstruct a nonpresumptive meaning that is left unspeci-
fied. In this case, for example, the utterance can be reconstructed as aimed at
expressing the irrelevance of the law for his or her friend, or the obvious need of
such a provision for actual dishonest people.
8 Conclusion
Pragmatic presupposition is based on the idea of common ground, and the
possible accommodations thereof. Pragmatic presuppositions are triggered by
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lexical or syntactic elements (triggers). However, this relationship between
semantic and pragmatic presuppositions is defeasible, subject to defaults also
in cases of hard triggers. This paper intended to show how the idea of pre-
sumptive interpretation can be applied also to the polyphonic articulation of an
utterance. The basic idea is that nonautomatic interpretations are triggered by
conflicts of presumptions. They are cases in which presumptive interpretations
cannot be presumed, as they conflict with stronger presumptions. In cases of
presupposition suspension,or rather corrections of the potential pragmatic
presupposition triggered, the presupposed content cannot be presumed to be
shared, as it is contradicted by stronger presumptions or an assertion to the
contrary. Such a conflict results in a mechanism of reasoning from best inter-
pretation that can be analyzed as patterns of microargumentation.
The suspension of pragmatic presuppositions, or the correction thereof, can
be explained in terms of presumptive versus nonpresumptive polyphonic articu-
lation of an utterance. If we conceive discourse in pragmatic terms, we need to
account for a crucial dimension of an action, the responsibility of the agent for
what he or she performs. From a communicative point of view, speakers can be
held directly responsible for what they say, but only indirectly for what they
presuppose (as maintained by Ducrot 1984: 232233 and developed in a dialec-
tical perspective in Walton and Krabbe 1995: 12). Presuppositions, in particular,
are indirectly reported by the speaker, as they are attributed to a second voice,
belonging to the community of speakers to which the hearer belongs. The
suspension of a presupposition can be considered to be as the result of an act
aimed at modifying the presumptive polyphonic structure of an utterance. The
first utterer refuses to take responsibility for the presupposed proposition and
treats the presuppositional trigger as a quoted element of discourse, not result-
ing in any responsibility for him or her.
On this perspective, the presumptive polyphonic interpretation of an utter-
ance distinguishes between different utterers, and in particular differentiates
between the first utterer, with whom the speaker is usually identified, and a
voice representing a common opinion. The speaker is usually held to associate
himself or herself indirectly with this common voice, unless he or she points out
the difference. The nonpresumptive polyphonic articulation of an utterance
consists in a free indirect report: the speaker reports instead of asserting, thus
bringing to light the distance between his or her position and the commitments
of the common opinion.
This dialogical implicit dimension of utterances can explain several cases in
which the semantic presuppositions are not inherited,or rather when the
presupposition triggers do not result in pragmatic presuppositions. The speaker
can use an indirect quotation in order to distinguish two or more voices (the first
Uncommon ground 175
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and the second utterer) and then correct the commitments held by the latter. The
speaker can thus choose the commitments by choosing the voice or the voices
with whom he or she identifies. In cases of indirect speech acts resulting from an
uncommon ground, the distinction is drawn by the speaker between the voice
representing the common opinion and the hearer. The speaker leaves up to the
hearer the burden of making the speech act felicitous (by making the presup-
posed content become true) or infelicitous (refusing to make this adjustment
happen).
While the nonpresumptive polyphonic articulation can explain how and
why the speaker decides not to commit himself or herself to the content pre-
sented as shared, and how he or she can correct it, the reasoning process of best
interpretation can explain how the nonpresumptive interpretation is reached
and how it can be calculated starting from the conflicting presumptions and the
uncommon ground. On this perspective, the polyphonic articulation brings to
light the conflicting presumptions and the hierarchy thereof, guiding the
mechanism in which the best presumptive interpretation is selected at different
levels.
Acknowledgments: Fabrizio Macagno would like to thank the Fundação para a
Ciência e a Tecnologia for grants no. IF/00945/2013 and PTDC/MHC-FIL/0521/
2014 (Values in Argumentative Discourse). For the purposes of the Italian
research assessment system, the authors need to state their contribution to the
paper. The paper is the result of joint work and joint discussions.
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Bionotes
Fabrizio Macagno
Fabrizio Macagno works as a Researcher (Investigador FCT) and Auxiliary Professor at the
Universidade Nova de Lisboa. He is author of several papers published in international peer-
reviewed journals, including Journal of Pragmatics,Argumentation, Philosophy and Rhetoric,
and Pragmatics and Cognition. His most important publications include the books
Argumentation schemes (Cambridge University Press 2008) and Emotive language in
argumentation (Cambridge University Press 2014). He also works as a forensic linguistic
consultant at the international law firm Martinez and Novebaci.
Alessandro Capone
Alessandro Capone is Associate Professor of Linguistics in the Department of Cognitive Science
at the University of Messina. He is chief editor of the Springer series Perspectives in
Pragmatics, Philosophy, Psychology and a member of the editorial board of three top
international pragmatics journals. His forthcoming monograph for Springer is titled The
pragmatics of indirect reports. Dr. Capone has published several papers in many important
pragmatics and linguistics journals. He has edited numerous volumes for JP, CSLI, and
Springer.
180 F. Macagno and A. Capone
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The common ground theory of presupposition has been dominant since the seventies (Stalnaker 1974, 1978, 2002). This theory has resulted from a view of communication as transfer between minds. In this view interlocutors presume that speakers speak cooperatively, they infer that they have intentions and beliefs that are necessary to make sense of their speech acts, and treat such entities as pre-existing psychological ones that are later somehow formulated in language. Common ground is considered as a distributed form of mental representation and adopted as a basis on which successful communication is warranted (Arnseth and Solheim 2002; Kecskes and Zhang 2009). However, the theory has not gone without objection and criticism (e.g. Abbott 2008; Beaver and Zeevat 2004; von Fintel 2001, 2006; Simons 2003) because it is based on “an oversimplified picture of conversation” (Abbott 2008), and as a consequence the relationship between common ground and presupposition has also been oversimplified. In this approach presupposition is often considered as a conventional or conversational constraint of common ground, or requirement on common ground that must be satisfied in order to make an appropriate utterance. The problem of accommodation is a critical issue that has been raised against this view, and caused great challenge to the theory by stimulating diverse alternatives. The goal of this paper is to redefine the relationship between common ground and presupposition within the confines of the socio-cognitive approach (SCA). SCA (Kecskes 2008; Kecskes and Zhang 2009; Kecskes 2010a, b) adopted in this paper offers an alternative view on communication, which claims that communication is not an ideal transfer of information, and cooperation and egocentrism (Barr and Keysar 2005; Colston 2005; Keysar 2007), are both present in the process of communication to a varying extent. The SCA emphasizes the dynamics of common ground creation and updating in the actual process of interaction, in which interlocutors are considered as “complete” individuals with different possible cognitive status being less or more cooperative at different stages of the communicative process. Presupposition is a proposal of common ground, and there is a vibrant interaction between the two. They enjoy a cross relation in terms of content and manners in which they are formed, and their dynamism is inherently related and explanatory to each other. This claim has important implications to the solution to presupposition accommodation. After the introduction Sect. 2 describes the socio-cognitive approach. Section 3 reviews the assumed common ground, and Sect. 4 introduces the speaker-assigned presupposition. Section 5 discusses the dynamism of presuppositions and common ground, and claims that their dynamic observations are coherent and explanatory to each other. Section 6 readdresses the accommodation problem with redefinition of the relations.
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