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The Effect of Positive Reinforcement Training on an Adult Female Western Lowland Gorilla’s (Gorilla gorilla gorilla) Rate of Abnormal and Aggressive Behavior

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Positive reinforcement training (PRT) has become a widely used tool in improving the ease with which husbandry and veterinary procedures are performed for animals under human care. PRT provides positive social interaction, cognitive stimulation, and choice, in addition to desensitization towards potentially stressful situations. As a result, PRT has been used as enrichment to decrease abnormal and aggressive behavior in various primate species, however, this has not been empirically tested in western lowland gorillas (Gorilla gorilla gorilla). This study used an ABA design to test the effect of PRT on the abnormal and aggressive behavior of an adult female gorilla both during and outside of interaction sessions. No change in behavior was observed during the PRT phase of this study. However, a decrease in ear covering and keeper-directed aggression were observed in the post-training period. Here we argue that the combination of both PRT and non-training interactions cumulatively provided social and cognitive stimuli resulting in the observed changes. These results provide further evidence on the importance of interactions between staff and animals in their care. Further systematic evaluation of the usefulness of PRT as enrichment is still needed, specifically in zoos and across different species. However, PRT is helpful in facilitating husbandry and veterinary procedures and thus should be considered an important tool in optimizing the welfare of animals under human care regardless of its effectiveness as enrichment.
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ABC 2016, 3(2):78-87
Animal Behavior and Cognition DOI: 10.12966/abc.02.05.2016
©Attribution 3.0 Unported (CC BY 3.0)
The Effect of Positive Reinforcement Training on an
Adult Female Western Lowland Gorilla’s (Gorilla gorilla
gorilla) Rate of Abnormal and Aggressive Behavior
Austin Leeds1,2, Roby Elsner3, & Kristen E. Lukas1,2
1Cleveland Metroparks Zoo
2Case Western Reserve University
3Audubon Zoo
*Corresponding author (Email: cal@clevelandmetroparks.com)
Citation Leeds, A., Elsner, R., & Lukas, K. E. (2016). The effect of positive reinforcement training on an adult
female Western lowland gorilla’s (Gorilla gorilla gorilla) rate of abnormal and aggressive behavior. Animal
Behavior and Cognition, 3(2), 7887. doi: 10.12966/abc.02.05.2016
Abstract - Positive reinforcement training (PRT) has become a widely used tool in improving the ease with which
husbandry and veterinary procedures are performed for animals under human care. PRT provides positive social
interaction, cognitive stimulation, and choice, in addition to desensitization towards potentially stressful situations.
As a result, PRT has been used as enrichment to decrease abnormal and aggressive behavior in various primate
species, however, this has not been empirically tested in western lowland gorillas (Gorilla gorilla gorilla). This
study used an ABA design to test the effect of PRT on the abnormal and aggressive behavior of an adult female
gorilla both during and outside of interaction sessions. No change in behavior was observed during the PRT phase of
this study. However, a decrease in ear covering and keeper-directed aggression were observed in the post-training
period. Here we argue that the combination of both PRT and non-training interactions cumulatively provided social
and cognitive stimuli resulting in the observed changes. These results provide further evidence on the importance of
interactions between staff and animals in their care. Further systematic evaluation of the usefulness of PRT as
enrichment is still needed, specifically in zoos and across different species. However, PRT is helpful in facilitating
husbandry and veterinary procedures and thus should be considered an important tool in optimizing the welfare of
animals under human care regardless of its effectiveness as enrichment.
Keywords Abnormal behavior, Animal welfare, Human-animal interaction, Positive reinforcement training,
Western lowland gorilla
The presence of stereotypic behavior, or repetitive and invariant behavior with no clear goal or
function (Mason, 1991; Odberg, 1978), is commonly used as an indicator of poor welfare for animals in
human care. The causes of stereotypic behavior have been attributed to an inability to perform species-
typical behavior, the presence of stimuli that are viewed as stressful, and/or being housed in an under
stimulating environment (for review see Mason, 1991). The difficulty in using stereotypic behavior as a
sign of suboptimal welfare is that stereotypic behavior can also be a “scar” of past experiences, can
become habitual over time (Mason & Latham, 2004; Mason & Mendl, 1993), or may even be anticipatory
of positive aspects of the animal’s daily routine (Keen et al., 2014; Watters, 2014). Animals in human
care also exhibit non-stereotypic behaviors, such as self-directed behaviors and undesirable behaviors that
Leeds, Elsner, & Lukas 79
are considered signs of environmental deficiencies. Self-directed behaviors include a wide range of
behavior from hair plucking (Less, Kuhar, & Lukas, 2013) to self-injurious behavior (Hosey & Skyner,
2007). Self-injurious behavior resulting in bodily harm represents a serious animal welfare concern and
though the causes of these behaviors are not entirely understood, there is evidence that they may be a
coping mechanism for stress (Novak, 2003). Undesirable behaviors are described as such because animals
engage in them more frequently under human care than in the wild, they can be unsightly to visitors/staff,
they may undermine the educational value of observing live animal behavior and/or are possibly
maladaptive (for a more detailed review and discussion, see Lukas, 1999a). Such behaviors include
regurgitation and reingestion (R/R), or the voluntary, retrograde movement of food or fluid from the
esophagus or stomach into the mouth, a behavior observed frequently in western lowland gorillas (Gorilla
gorilla gorilla) managed in zoos but never reported in wild populations (Lukas, 1999a). R/R is thought to
be an adaptive response to deficiencies in diet and foraging opportunities and though the effect of R/R on
gorilla health is in need of more empirical investigation, similar behavior in humans can cause damage to
the esophagus and result in other health complications (Tack, Blondeau, Boecxstaens, & Rommel, 2011).
In this article we will refer to stereotypic, self-directed and undesirable behaviors collectively as abnormal
behavior for ease of discussion, though it should be noted that defining all forms of these behavior as
“abnormal” is inappropriate (for review and discussion, which is out of the scope of this paper, see Lukas,
1999a; Mason, 1991; Zeller, 1991).
Positive reinforcement training (PRT), which consists of reinforcing animals with rewards for
exhibiting desired behavioral responses, has become a prominent husbandry technique that increases the
efficiency of husbandry and veterinary procedures (Bloomsmith, Stone, & Laule, 1998; Bloomsmith et
al., 2003; Broder, MacFadden, Cosens, Rosenstein, & Harrison, 2008; Gresswell & Goodman, 2011).
PRT may provide the participating animal with positive social interaction, cognitive stimulation, and
choice (Laule, Bloomsmith, & Schapiro, 2003; Laule & Whittaker, 2007). Due to these functions, PRT
has been evaluated for its effectiveness in improving animal welfare. Baker et al. (2009) summarized two
main approaches of PRT: “targeted training intervention” and “training as enrichment.” Targeted training
is individualized with the goal of eliminating a specific abnormal behavior and/or the cause of the
behavior. Training as enrichment is similar to traditional environmental enrichment in that PRT is
provided with the goal of providing general stimulation that may cause a change of behavior.
Several studies have evaluated the effect of PRT as a targeted intervention to reduce or eliminate
abnormal behaviors in primates. In zoos, targeted training has reduced the stereotypic self-slapping of a
female orangutan (Pongo pygmaeus, Raper, Bloomsmith, Stone, & Mayo, 2002), and copraphagy and
self-biting in a group of drills (Mandrillus leucophaeus, Cox, 1987; Desmond, Laule, & McNary, 1987).
Morgan, Howell, and Fritz (1993) provided targeted training to a male chimpanzee (Pan troglodytes) in a
laboratory who frequently engaged in R/R. Following the intervention, R/R was decreased by half.
Targeted training was also successful in reducing the self-injurious behavior of an adult male chimpanzee
in a laboratory, in combination with environmental enrichment and pharmacological treatment
(Bourgeois, Vazquez, & Brasky, 2007).
Studies of PRT as enrichment in primates have revealed its effectiveness in reducing abnormal
behaviors. Pomerantz and Terkel (2009) implemented PRT as enrichment with a group of chimpanzees in
a zoo. Compared to baseline conditions, a significant decrease in on-exhibit abnormal and stress-related
behaviors occurred after PRT sessions compared to baseline. In a laboratory, Baker et al. (2009)
implemented training as enrichment for over 60 singly housed rhesus macaques (Macaca mulatta).
Decreased frequencies of abnormal behavior were only observed in those that had the highest initial
levels of abnormal behavior and the behavior still remained quite high. Bourgeois and Brent (2005) tested
the effect of training as enrichment, social enrichment, food enrichment and non-food enrichment on 7
singly housed male olive baboons (Papio hamadryas anubis) selected for study based on their high levels
of abnormal behavior. PRT significantly reduced the duration of all abnormal behaviors but social
enrichment, which consisted of placing the baboons in social pairs within a larger enclosure, reduced the
mean duration of behaviors more than PRT. In addition, Coleman and Maier (2010) compared rates of
abnormal behavior between 6 singly housed female rhesus macaques receiving PRT to 5 singly housed
Leeds, Elsner, & Lukas 80
female rhesus macaques not receiving PRT. After one month, the individuals receiving PRT had
significantly reduced rates of abnormal behavior compared to the control individuals. Beyond the primate
order, pacing was significantly reduced in African wild dogs (Lycaon pictus) following PRT sessions
designed to facilitate veterinary procedures (Shyne & Block, 2010).
Although unrelated to abnormal behavior, PRT as enrichment has also been documented to have
additional benefits to animals under human care. Savastano, Hanson, and McCann (2003) implemented a
PRT program with 86 individuals of 17 species of New World primates in a zoo. Although this report did
not conduct systematic evaluation of the animals’ behavior beyond the goals of training, it was
qualitatively noted that following one year of PRT the animals no longer fled or aggressed upon animal
care staff when they entered enclosures.
Western lowland gorillas (Gorilla gorilla gorilla) are a flagship species in zoos and frequently
participate in PRT programs, but limited data exist on the effect of PRT on gorilla behavior. Carrasco et
al. (2009) introduced combination informal play and structured training sessions to two female gorillas in
a zoo to test if keeper-animal interactions had any effect on gorilla behavior. When compared to baseline,
a decrease in on-exhibit stereotypic behavior was observed. Pizzutto, Nichi, Corrêa, Ades, and Alcindo
(2007) similarly provided back-to-back PRT and informal social interaction sessions to a singly housed
male gorilla and observed a reduction in abnormal behaviors. Although these results demonstrate positive
findings for gorillas, neither study examined the effect of PRT independent of other intervention
strategies. In addition, both studies only examined behavior following training sessions with no
description of the effect on behavior during interaction sessions.
The purpose of this study was to examine the effect of PRT as enrichment on the behavior of a
western lowland gorilla using an ABA design. The study subject was an adult female gorilla who
frequently engaged in R/R, ear covering, and hand waving. This study examined the effect of PRT as
enrichment on these behaviors both off exhibit during interactions with animal care staff and on exhibit
outside of interactions. In addition, the subject had a history of keeper-directed aggression. This study
further evaluated the effect of PRT as enrichment on keeper-directed aggression during interaction
sessions.
Method
Subject and Housing
The study subject was a 30-yr-old adult female western lowland gorilla housed at Lincoln Park
Zoo (LPZ) in Chicago, IL, USA (for exhibit details see Ross & Lukas, 2006). The subject was born at
LPZ in 1970 and removed for hand-rearing at 30 days, introduced to a conspecific surrogate in 1972, and
integrated with a social group in 1973. Prior to the start of this study the subject was transferred between
groups at LPZ due to social incompatibility. During this study she was housed with her adult female
offspring (age 22), a wild caught female (age 42), and a blackback male (age 11). Unlike the subject’s
previous group, members of the new group participated in daily PRT sessions. The subject’s participation
in these sessions was postponed until this study was finalized and approved.
Procedure
Data were collected from February to June 2001, using an ABA design in 5-week intervals
(Saudargas & Drummer, 1996). Baseline interactions (A) consisted of hand feeding the subject preferred
produce items from her usual diet in 5 min sessions. The subject was fed by hand frequently prior to this
study, but the frequency and scheduling of hand feeding increased in her new group, providing a baseline
condition novel to any previous experiences (from here on, hand feeding will be referred to as non-
training interactions). Treatment interactions (B) consisted of PRT in 5 min sessions, including the
establishment of the bridge, an arbitrary signal such as the verbal command “OK” that is paired with a
primary reinforcement such as food that over time becomes a reinforcer for desired behavior, followed by
Leeds, Elsner, & Lukas 81
target training and the presentation of various body parts (for details on PRT see Laule & Whittaker,
2007; Laule et al., 2003). Successful execution of targeted behaviors resulted in a reward of preferred
produce items from her usual diet, which remained consistent throughout the entire study. During this
study the subject was trained to target a PVC pipe and present her shoulder and was beginning to be
shaped for tongue presentation. The subject was separated from her group during all sessions in an off-
exhibit holding area and freely participated. Voluntarily separating from her group was a normal aspect of
her daily routine prior to the start of this study.
Data Collection
Baseline non-training interactions and PRT sessions occurred daily, but due to staffing limitations
data were not collected during every session. To minimize variation, one keeper (RE) conducted the non-
training interactions and PRT while another keeper collected data. Non-training interactions and PRT
were conducted between 0800 and 1000 and 1400 and 1500 in the off exhibit holding area. Data were
collected during both the morning and afternoon sessions on days RE worked. Data were collected in 5-
min focal sessions (Altmann, 1974). All occurrences of abnormal and aggressive behaviors were recorded
(see Table 1 for ethogram). Observations began at the beginning of the interaction session and ended after
5 min. For consistency with baseline conditions, PRT sessions were terminated at the 5-min mark. A total
of 115 sessions were observed (9.58 hrs). Across both baseline conditions 78 observations were
conducted, and 37 observations were conducted in the PRT condition. On-exhibit data were collected by
RE between 1000 and 1400 and 1500 and 1700 during 15-min focal sessions. All occurrences of
abnormal behavior were recorded. These sessions were randomized and balanced evenly across time
blocks. This design was selected to account for potential long acting effects of PRT on subject behavior.
Future studies should consider conducting observations both immediately and several hours after sessions
to account for both short- and long-term effects. A total of 125 on-exhibit observations were collected
(31.25 hrs). Across both baseline conditions a total of 84 observations were conducted and 41
observations were conducted during the PRT phase.
Table 1
Ethogram of the Subject’s Abnormal and Keeper-Directed Aggressive Behavior
Behavior
Description
Abnormal Behavior
Ear-covering
The subject places one or both hands over her ear(s).
Hand-waving
The subject bends one or both of her hands at the wrist and
swings the hand(s) side to side.
Regurgitation and reingestion (R/R)
The voluntary retrograde movement of food and/or fluid from
the esophagus or stomach by the subject into the mouth,
hand(s), or a substrate, followed by the subsequent
consumption of the regurgitant (Lukas, 1999a).
Keeper-directed Aggression
Lunge
The subject quickly thrusts her body towards animal care staff.
Grab
The subject quickly attempts to reach out and grasp animal
care staff.
Bark
A sharp explosive vocalization towards animal care staff.
Data Analysis
Data from each phase were pooled and averaged to generate a mean rate of occurrence for each
behavior. Results are presented as the mean the standard error of the mean. Due to the single subject
design all data were analyzed using Kruskall-Wallace tests to compare means across conditions. Mann-
Leeds, Elsner, & Lukas 82
Whitney tests were used for post hoc analyses. A Bonferroni correction was applied and all effects are
reported at the 0.0167 level of significance. All tests were run on SPSS Version 20 (Chicago, IL, USA).
Results
Behavior on Exhibit
The rate of R/R in the initial baseline ( = 6.5, SE = 1.1), training condition ( = 3.97, SE = 1.1),
and second baseline ( = 1.6, SE = 1.3) was not significantly different, H(2) = 2.956, p = 0.228. The rate
of ear covering in the initial baseline ( = 1.1, SE = 0.2), training condition ( = 2.1, SE = 0.6), and
second baseline ( = 0.51, SE = 0.5) was not significantly different, H(2) = 4.653, p = 0.098. The rate of
hand waving in the initial baseline ( = 0.8, SE = 0.2), training condition ( = 1.1, SE = 0.3), and second
baseline ( = 0.7, SE = 0.3) was not significantly different, H(2) = 4.132, p = 0.127 (Figure 1a).
Figure 1. A) While on-exhibit no significant change in the rate of ear covering, hand waving or R/R was observed. B) During
interaction sessions the subject’s rate of ear-covering, H(2) = 27.91, p < 0.001, and keeper-directed aggression, H(2) = 20.36, p <
0.05, significantly decreased in the second baseline. The subject’s rate of hand-waving, H(2) = 30.75, p < 0.001, and R/R, H(2) =
8.01, p = 0.018, however, significantly increased in the second baseline.
Leeds, Elsner, & Lukas 83
Behavior During Interactions
The rate of keeper-directed aggression per session differed significantly, H(2) = 20.36, p < 0.05
across the initial baseline ( = 9.6, SE = 0.9), training condition ( = 10.7, SE = 0.8), and second baseline
conditions ( = 5.0, SE = 1.9). Post-hoc comparisons found that aggression was significantly lower in the
second baseline compared to both the initial baseline, U = 406.5, z = -3.1, p = 0.002, r = -0.373, and
training condition, U = 210.5, z = -4.5, p < 0.001, r = -0.54 (Figure 1B).
The rate of hand waving differed significantly, H(2) = 30.75, p < 0.001, across the initial baseline
( = 9.7, SE = 1.29), training condition ( = 11.4, SE = 1.85) and second baseline ( = 22.42, SE = 1.52).
Post hoc comparisons found that the rate of hand waving significantly increased in the second baseline
compared to the initial baseline, U = 221.5, z = 5.18, p < 0.001, r = -0.59, and training conditions, U =
201.5, z = -4.584, p < 0.001, r = -0.56 (Figure 1B).
The rate of ear covering differed significantly, H(2) = 27.91, p < 0.001, across the initial baseline
( = 2.81, SE = 0.49), training condition ( = 4.0, SE = 0.5), and second baseline ( = 1.1, SE = 0.1). Post
hoc comparisons revealed that the rate of ear covering was significantly lower in the second baseline
compared to the training condition, U = 204.5, z = -4.767, p < 0.001, r = -0.58, and first baseline, U =
240.0, z = -5.19, p < 0.001, r = 0.59 (Figure 1B).
The rate of R/R differed significantly, H(2) = 8.01, p = 0.018) across the initial baseline ( =
0.13, SE = 0.06), training condition ( = 1.14, SE = 0.14) and second baseline ( = 1.91, SE = 0.41). Post
hoc comparisons found that the rate of R/R significantly increased in the second baseline compared to the
initial baseline, U = 539.5, z = -2.741, p = 0.006, r = -0.31 (Figure 1B).
Discussion
The purpose of this study was to evaluate if PRT as enrichment could be effective in reducing
abnormal and aggressive behavior in an adult female western lowland gorilla. No significant change in
the subject’s abnormal behavior was observed during the PRT phase of this study, neither during training
sessions nor outside of training sessions. It is interesting, however, that changes in behavior were
observed in the second baseline during off-exhibit sessions. Due to the ABA design of this study, it is
unclear if PRT as enrichment was effective in reducing the abnormal and aggressive behavior of this
subject. A strict interpretation would say PRT had no effect, given that all observed changes occurred in
the second baseline, indicating that non-training interactions (hand feeding) were associated with changes
in behavior. However, if that were the case, we would expect to have observed similar levels of abnormal
behavior in the initial baseline as well, which we did not. What differentiates the first and second baseline
was the accumulation of PRT in the experimental phase. As a result, the two baselines are not truly
identical in application. Here we will argue that the effects observed in the second baseline were the result
of a carryover effect of PRT from the experimental phase and non-training interactions in the second
baseline. We will additionally suggest that the subject’s history was a confounding factor in this study and
that more socially competent individuals may respond more readily to PRT.
In the zoo, interactions between staff and the animals in their care occur frequently and have the
potential to provide both social and cognitive stimulation for the animals. Following an accumulation of
twice-daily PRT and non-training interaction sessions with animal care staff, the subject of this study had
a significant decrease in her rate of ear covering and keeper-directed aggression. Having consistent and
positive interaction with animal care staff provides animals with predictability and choice in their
environment, key contributors to optimizing animal welfare (for review, see Claxton, 2011). This subject
likely benefited from such predictability and choice during interactions that also provided psychological
stimuli, through the cognitive challenge of learning new behaviors, and social stimuli, by responding to
verbal and visual cues of the animal care staff. In addition, physiological stimuli were provided by the
physical challenges of training. As a result, ear covering, which has been described to occur following
stressful events (Goerke, Fleming, & Creel, 1987; Hardin, Danford, & Skeldon, 1969; Woods, 2001), and
Leeds, Elsner, & Lukas 84
keeper-directed aggression, which is often a sign of frustration or fear, decreased over time. Like more
traditional environmental enrichment, PRT and non-training interactions provided the subject with stimuli
that encouraged non-abnormal and non-aggressive behavior.
Although the goal of this study was to separately evaluate the impact of PRT as enrichment and
non-training interactions, the results indicate that sequential implementation of both was effective
treatment for abnormal and aggressive behavior in this gorilla. Similarly, Carrasco et al. (2009) and
Pizzutto et al. (2007) found benefits of providing both PRT and non-training interaction with animal care
staff to gorillas, though in these studies the two interventions were provided to gorillas simultaneously.
Although further evaluation of PRT as enrichment is warranted from a research perspective, zoo animals
are unlikely to experience PRT as enrichment as the sole interaction opportunity with animal care staff. In
the zoo, animals have variable forms of interactions with staff each day and it is therefore an additional
positive outcome of this study that the benefits of non-training interactions have again been documented,
especially for a subject who historically had a primarily antagonistic relationship with animal care staff
and conspecifics.
A novel finding of this study was the evidence that the combination of PRT and non-training
interactions had an effect on the subject’s affective state. In the second baseline, concurrent with the
decrease in ear covering and keeper-directed aggression, the rate of hand waving increased. Though no
empirical evaluations or descriptions of hand waving in gorillas have been conducted, the behavior was
viewed as abnormal by staff in this study, and ultimately a sign of stress. However, there is increasing
evidence that abnormal behavior is not always indicative of compromised welfare. Keen et al. (2014)
found a positive correlation between positive affective states, as measured through cognitive bias testing,
and pacing, prior to testing in grizzly bears (Ursus arctos horribilis). The authors concluded that the
positive affective state was likely due to the enriching benefits of testing which included working for food
rewards, and social and cognitive stimulation. Watters (2014) additionally argued that behaviors that may
have historically been considered abnormal may also be anticipatory of positive events and indicate a
positive affective state. Willemsen-Swinkels, Buitelaar, Dekker, and van Engeland (1998) reported a
similar finding in their examination of abnormal behavior and mood in children with developmental
disorders. When distressed, the children primarily exhibited sensory-low behaviors, defined as a repetitive
sensory input of low intensity. This included using one’s body as a surface for repetitive touching,
objectively similar to the use of ear covering by our study subject. When elated, the children primarily
exhibited movement limb behaviors, defined as the repetitive movement of one or two body parts, which
included a behavior described as hand-flapping, objectively similar to the hand waving used by the
present study subject. Willemsen-Swinkels et al. (1998) provided some of the first evidence that the use
of different abnormal behaviors can be mood dependent, which corroborates more recent studies linking
abnormal behavior and positive experiences in animals in human care. The observed switch in the present
study subject’s hand waving behavior was likely indicative of a change in affective state, and when
examined in the context of the other behavioral changes, likely a change to a more positive affective state.
This is the first evidence in a gorilla that PRT and non-training interactions with animal care staff can
positively influence an animal’s affective state.
Despite the decreases in ear covering and keeper-directed aggression, no significant change in
R/R was observed, which may be the result of the origins of the behavior. R/R is frequently cited as a
response to an inadequate diet and/or foraging opportunities (Lukas, 1999a) and, as a result, various diet-
related interventions have been successful in reducing it (Less et al., 2014; Lukas et al., 1999; Ruempler,
1992). Morgan et al. (1993) implemented a targeted PRT program with a male chimpanzee in a laboratory
who engaged in R/R. The behavior decreased immediately following PRT but had no carry over to non-
training days. Pizzutto et al. (2007) found that a combination of play and training sessions had a similarly
positive short-term effect on the R/R of a solitary male gorilla. The data to date demonstrates that diet
may be the most effective means with which to treat R/R, though few evaluations of other intervention
strategies have been conducted. It should be noted, however, that though not statistically significant, there
was a visual trend for a decrease in on-exhibit R/R across conditions in the present study. It is possible
that PRT as enrichment has value in reducing R/R, though further evaluation is needed.
Leeds, Elsner, & Lukas 85
A surprising outcome of this study was the study subject’s initial reaction to these PRT and non-
training interactions. In the initial two stages, the subject’s rate of ear covering and keeper-directed
aggression was approximately once and twice per minute, respectively. Although her rate of R/R during
off-exhibit keeper interactions was almost zero during baseline, she exhibited R/R at a rate of 18 times per
hr on exhibit during baseline. This was consistent with reports she had the second highest rate of R/R in a
multi-institution study of gorilla R/R (Lukas, 1999b). When ear covering and keeper-directed aggression
decreased off-exhibit in the second baseline, R/R increased. Given her history with R/R before this study,
it can be argued that frequent R/R was “normal” for her. The low rates in the initial off-exhibit phases,
followed by an increase over time can then be described as acclimatization to a novel, and ultimately
initially stressful, husbandry procedure. Given that even benign husbandry procedures can be stressful to
animals in human care (Morgan & Tromborg, 2007), the stress response to these sessions should not be
surprising; however, no other study has documented such a response following the initiation of PRT
and/or non-training interactions. This extended acclimatization period likely also accounts for the
observed increases in the second baseline that were not observed in the first two phases. Although PRT
and non-training interactions have been generally described as positive for the participating animal, this
finding demonstrates the importance of designing PRT and non-training interaction plans for each
specific individual based on their temperament and personal needs. Furthermore, this demonstrates the
need of long-term studies on the effect of PRT as enrichment on animal welfare to properly account for
any extended acclimatization periods that may occur.
Including this study, there are only two published studies on PRT as enrichment for primates in
zoos. However, both zoo studies had conditions that may not be representative of most zoo primates.
Pomerantz and Terkel (2009) reported a strong positive effect on the behavior of chimpanzees in a zoo
following PRT. However, the subjects also spent 15 hrs a day in holding areas, which were described as
“fairly small and barren, and are not as complex and stimulating as the settings in other zoos may be.”
The present study involved a subject who was hand-reared, had a history of social incompatibility with
conspecifics, and exhibited aggression toward animal care staff. Additionally, this study subject had a
strong initial aversion to PRT and non-training interactions. From this it can be argued that the two
evaluations of PRT as enrichment in zoos are not representative of the majority of zoo animals,
specifically in accredited North American and European zoos. Further evaluations are needed to better
understand how PRT as enrichment affects the behavior of animals in zoos. Specific focus should be
placed on socially housed animals living in complex environments, preferably that had a species-typical
upbringing. In addition, both zoo studies conducted training in off-exhibit areas during regularly
scheduled times. Though many zoos conduct training sessions in this manner, it is not the industry
standard. Many zoos conduct training randomly throughout the day, when time allows, and even conduct
training across exhibit areas (i.e., outdoor exhibit, indoor day room, etc.). Evaluating how PRT affects the
behavior of participants in these contexts also warrants further evaluation, as the less predictability may
provide different stimuli to the participants.
This study provides further evidence on the value of regular and positive interactions between
staff and animals in their care, PRT or otherwise. Further research is needed to improve our understanding
of how PRT affects the behavior of animals under different management strategies, as well as
understanding how PRT affects different taxa, specifically non-primates. Of particular focus should be
long-term studies, as this study demonstrated that short-term evaluations may not be effective for subjects
that require a longer familiarization period. Despite the lack of data on PRT as enrichment, PRT in
general is helpful in facilitating husbandry and veterinary procedures and can simultaneously be used to
maintain positive relationships between staff and animals, and thus should be considered an important
tool in optimizing the welfare of animals under human care.
Leeds, Elsner, & Lukas 86
Acknowledgements
The authors would like to thank the staff at Lincoln Park Zoo for their help in completing this
research project. Additional thanks go to Bonnie Baird and Jason Wark for reviewing an early version of
this manuscript.
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... Current welfare discussions use the presence of positive emotional states as an indicator of good welfare (Mellor et al., 2020). PRT has been shown to reduce aggression (Leeds et al., 2016), shape behaviors (Yin et al., 2008), and improve husbandry issues (Weiss and Wilson, 2003). A next step to better understand the impact of PRT on welfare would be research to investigate the effect of different handling methods on emotional Heinsius et al.: Training dairy heifers All 4 feet on the ground. ...
... Visitor numbers were recorded as the average number of cars (including keeper vehicles) per minute for the 30 min observation period. Rates of human- Table 2. Simplified ethogram which was used for data collection and analysis for bonobos, chimpanzees, and western lowland gorilla (adapted from Leeds et al. [31], Leeds et al. [32], and Gartner and Weiss [33]). ...
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... There is evidence to suggest that PRT can reduce abnormal behavior in rhesus monkeys (K. Baker et al., 2010;Coleman & Maier, 2010), baboons (Bourgeois & Brent, 2005), and apes (Carrasco et al., 2009;Leeds et al., 2016;Pomerantz & Terkel, 2009) Perlman et al., 2012). However, caution must be taken to ensure that staff do not inadvertently train the animal to engage in an undesired behavior (Hopper, 2021). ...
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Chapter
Promoting welfare should be a goal of all facilities housing nonhuman primates. However, determining whether that goal has been met can be challenging. One means of measuring primate welfare is by assessing the animal’s behavior. Herein, we review commonly used behavioral indices for measuring welfare. The first is abnormal behavior, which is defined as behavior that differs in kind or degree from natural behavior. Abnormal behavior can indicate past or present adverse experiences, but it is also impacted by intrinsic factors such as species, temperament, age, and sex. Although abnormal behavior may in some way help an animal to cope with its environment, the presence of abnormal behavior is of concern and interventions may be warranted. Low well-being can also be measured by the display of anxiety-related self-directed behaviors such as scratching and yawning, as well as fear-related facial expressions and vocalizations, freezing, and fleeing. The benefit of utilizing normal species-appropriate anxiety behaviors is that, unlike with abnormal behavior, they are ubiquitous and can function as a “warning system,” which allows for earlier identification of environmental deficiencies and intervention. Species normative behaviors that are reflective of positive emotional states can be used to identify animals experiencing positive welfare, but determining appropriate levels of these behaviors in captivity can be challenging. Regardless of the behaviors being assessed, an understanding of the species’ behavioral repertoire is critical when using behavior as a measure of welfare. When accurately assessed, an animal’s behavior, whether normal or abnormal, can be utilized as an indicator of well-being in nonhuman primates.
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To test whether milk consumption facilitates performance of regurgitation and reingestion (R/R) in captive gorillas, an experiment was conducted in which milk was removed from the gorilla diet at Zoo Atlanta. The study was conducted using a withdrawal design (BTB), in which a baseline period (B) of 10 days was followed by a treatment period (T) of 10 days, followed by a return to the baseline feeding protocol (B) for 10 days. The experiment was conducted in two phases: first, identifying whether the incidence of R/R was decreased by replacing milk with an equal volume of diluted fruit juice, and second, identifying whether the incidence of R/R was decreased by replacing milk with a smaller volume of undiluted fruit juice. Removal of milk from the diet led to a significant decrease in R/R in both phases and an increase in feeding behavior during the first phase. Seasonal differences in baseline behavior were also observed. The current study provides evidence that removal of milk from the captive gorilla diet may reduce undesirable behaviors such as R/R and may be a step toward better approximating the natural diet for captive gorillas. Zoo Biol 18:515–528, 1999. © 1999 Wiley-Liss, Inc.
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If it is difficult enough for students of human behaviour to agree on a definition of deviance, it is more so when the subject of discussion is non-human primates. Deviant behaviour among primates is usually equated with "abnormal" behaviour, which impedes Darwinian fitness. Deviance may consist either in passivity and withdrawal or in hyperactive, aggressive behaviour. The classification of particular behaviours as deviant depends on the environment in which the primates live, e.g., caged or free-ranging, and on the perspective and interests of the researchers, e.g., zoo-keepers, veterinarians and researchers who work with either caged or free-ranging animals. Nonetheless, there are certain behaviours which virtually all scholars would classify as deviant or abnormal. /// S'il est déjà difficile pour ceux qui étudient le comportement humain à se mettre d'accord pour une définition de la déviance, cela est encore plus problématique lorsque les sujets d'études sont les primates non-humains. Le comportement déviant parmi les primates est habituellement perçu comme étant un comportement "anormal" entravant le développement darwinien. La déviance se manifeste soit par la passivité et le retrait, soit par une hyperactivité agressive. La classification de comportements particuliers comme étant déviants dépend largement de l'environnement dans lequel vivent les primates (en captivité ou en liberté) et de la perspective et des intérêts des chercheurs (gardiens de zoos, vétérinaires et chercheurs travaillant avec des primates en captivité ou en liberté). Néanmoins, il y a certains comportements que presque tous les chercheurs classifient come étant déviants ou anormaux.
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A current focus of zoo-based research aims to identify indicators of animal welfare. Reliable behavioral indicators of welfare are highly desirable as behavioral observation is non invasive and requires little in the way of specialized equipment and other costly resources—save for observer time. Anticipatory behavior is an indicator of an animal's sensitivity to reward and as such, it is a real-time indicator of animals' own perceptions of their well-being. In fact, anticipatory behavior may generate a positive affective state and thus be at least a brief manifestation of good welfare itself. The husbandry conditions of most captive animals are such that food acquisition and other positive outcomes are highly scheduled and easily signaled. These conditions promote the development of anticipatory behavior, yet little research has either documented or interpreted this behavior in zoo and aquarium animals. This commentary suggests that anticipatory behavior could be a useful tool for assessing welfare and calls upon zoo and aquarium researchers to begin to develop this tool by describing the behavior and the circumstances that lead to its modulation. Zoo Biol. XX:XX–XX, 2014. © 2014 Wiley Periodicals Inc.
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Non-human primates occasionally exhibit behaviours thought to occur only in captivity that are considered abnormal. In particular, hair-plucking behaviour occurs across many species of mammals and birds. This study was the first to assess the phenomenology, demography and aetiology of this behaviour in captive gorillas across the Association of Zoos and Aquariums (AZA) population. A survey was sent to 52 AZA institutions housing western lowland gorillas. Hair-plucking behaviour occurred in 15% of the surveyed population with 62% of institutions housing a hair plucker. Individuals were most likely to self-pluck using their fingers. Individuals that were exposed as youngsters to a hair-plucking group member were significantly more likely to develop the behaviour themselves. There was also a trend toward solitary individuals being more likely to perform this behaviour. Future research needs include identifying hormonal correlates to this behaviour, understanding its relationship to acute or chronic stressors, and examining what causes this behaviour to fluctuate in frequency once it has developed.
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Environmental enrichment strategies are used to improve both the physiological and psychological welfare of captive animals, which can be achieved by increasing the expression of natural behaviour and decreasing abnormal behaviours. Examples of successful environmental enrichment include the improvement of enclosure design, and the provision of feeding devices, novel objects, appropriate social groupings and other sensory stimuli. However, a key factor contributing to how a captive animal interacts with its environment is its relationship with humans. Firstly, this paper focuses upon the extent to which an animal's fear of humans may affect its overall behaviour, and the consequences of the subsequent human–animal relationship (HAR).
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Chimpanzees and gorillas are the two most common species of great ape in captive facilities in North America. This study examined patterns of space use by 14 gorillas and six chimpanzees housed in similar non-naturalistic environments at Lincoln Park Zoo in Chicago, IL. The location of each individual was recorded in relation to elements of the environment over a two-year period. These data were compared to volumetric measurements of the enclosures to determine “preferences” for particular environmental elements. Chimpanzees preferred the highest tier of the enclosure and the gorillas preferred the floor level. Both species showed preferences for doorways, corners and the mesh barriers adjacent to keeper areas. These data supplement data from wild populations of apes and provide information useful for those seeking to design new ape enclosures or renovate existing facilities.