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Supernatural Beliefs and the Evolution of Cooperation

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Abstract

A series of studies have found an association between the content of beliefs in the supernatural and increased cooperation in social groups. " High Moralizing Gods, " " fear of supernatural punishment, " and " supernatural monitoring " have been claimed to permit greater social cohesion through the specific epistemic engagement they produce in the minds of those who hold certain religious beliefs. However, the evolutionary pathways linking these religious features with cooperation remain unclear. Focusing on the example of belief in supernatural sanctioning, we delineate different mechanisms by which beliefs in supernatural entities could, in principle, lead to greater cohesion and emphasize the different predictions each evolutionary mechanism affords. We thus reassess several studies that have been interpreted as supporting or, on the contrary, as failing to support one or some of these cultural evolutionary processes. Finally, we propose several avenues by which research addressing the link between cooperation and specific forms of belief in supernatural entities could be strengthened.
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
Supernatural Beliefs and the Evolution of Cooperation
Pierrick Bourrat & Hugo Viciana
Abstract
A series of studies have found an association between the content of beliefs in the supernatural and
increased cooperation in social groups. “High Moralizing Gods,” “fear of supernatural punishment,
and “supernatural monitoring” have been claimed to permit greater social cohesion through the
specific epistemic engagement they produce in the minds of those who hold certain religious beliefs.
However, the evolutionary pathways linking these religious features with cooperation remain unclear.
Focusing on the example of belief in supernatural sanctioning, we delineate different mechanisms by
which beliefs in supernatural entities could, in principle, lead to greater cohesion and emphasize the
different predictions each evolutionary mechanism affords. We thus reassess several studies that have
been interpreted as supporting or, on the contrary, as failing to support one or some of these cultural
evolutionary processes. Finally, we propose several avenues by which research addressing the link
between cooperation and specific forms of belief in supernatural entities could be strengthened.
1. Background: New wine in old bottles?
Philosophical debate regarding the utility of specific religious beliefs has existed for almost as long as
philosophy itself. Whereas Plato (427348 BCE) thought that certain false supernatural myths could
anchor social harmony in the perfect republic, other philosophers such as Blaise Pascal (16291662)
concluded that belief in the Christian God was a good bet for the individual, even if the belief
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
happened to be false—an idea known as Pascal’s wager. During the Enlightenment, philosophers such
as Baron DHolbach and Denis Diderot rejected the false religion that injected fear in the masses for
the exclusive benefit of priesthood while pleading for a decoupling of morality and particular religions.
On the contrary, other public intellectuals such as Edmund Burke (17291797) considered morality and
a specific form of religious belief inseparable.
With the advent of scientific anthropology and sociology, opposing sides also formed. In one
camp, those such as Emile Durkheim (18581917) emphasized the social utility of the more external,
ritualistic components of religious forms, whereas others such as Edward Tylor (18321917)
highlighted what, in their view, was a weak link between morality and religion in most pre-agricultural
societies, affirming that even if certain specific contents of religious beliefs encouraged morality, other
beliefs such as those associated with ancient animism were mostly unmoral (Tylor, 2010 [1871], p.
326).
It was only during the second half of the 20th century that this issue was addressed through
more systematic means and empirical research. Combined with an evolutionary approach, empirical
research allows for a detailed formulation of what are, in principle, falsifiable hypotheses. An
adaptationist methodology (Andrews, Gangestad, & Mathews, 2002) can be put to use to confirm or
disconfirm functionalist accounts. The positive effects of holding certain beliefs on the spread of these
ideas must then be scrutinized. Such corroboration or falsification of hypotheses can only be attained
by assessing a number of possible mechanisms of diffusion and maintenance in the population.
Evolutionary psychology offers a framework for formulating hypotheses as well as new tools for testing
them (Pinker, 2011). This research strategy has already achieved some progress in understanding the
social effects of beliefs in the supernatural. However, as we shall see, important aspects may need
further work requiring the use of innovative methods.
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
2. Evolutionary accounts of religious belief based on cooperation
Belief in some form of supernatural entities is a cultural phenomenon found in every human society
(Benedict, 1938; Brown 1992; Murdock, 1945), as are moralistically enforced norms and rules (Brown
1992, p. 139; Turiel, 2002). In recent years, a body of work has attempted to provide an evolutionary
account of the origins and maintenance of these phenomena. Whereas a prominent account on the
evolution of religion considers that beliefs in supernatural agents are mainly a by-product of human
cognition, others have presented hypotheses in which such beliefs are regarded as some form of
adaptation, at the level of the individual or the group (Bourrat, 2015c; Viciana & Bourrat, 2011). The
role of “supernatural monitoring,” “supernatural punishment,” “Big Gods,” and “High Moralizing
Gods” in the evolution of cooperation has received particular attention (Atkinson and Bourrat 2011,
Bourrat 2015c; Johnson & Krüger, 2004, Norenzayan, 2013, Shariff & Norenzayan, 2007, Watts et al.,
2015). Several studies claim that the greater prevalence or activation of these beliefs may predict greater
cooperation. However, several questions remain. Are certain forms of beliefs in the supernatural an
adaptation linked to increased cooperation? Or are they epiphenomenally linked with cooperation (i.e.,
their specific content has no meaningful causal impact on social cohesion and the enforcement of
morality)? And how can a cultural evolutionary perspective inform research on this topic?
As anthropologist Evans-Pritchard (1954; quoted in Swanson, 1966 p. VIII) wrote:
... generalizations about religion are discreditable. They are always too ambitious and take
account of only a few of the facts. [...] Sweeping generalizations reached by dialectical analysis
of concepts... [should be] abandoned if favour of limited conclusions reached by inductive
analysis of observed facts.
Here we want to depart slightly from this type of admonishment by considering the details of some
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
potentially valuable theoretical generalizations. It is worth looking at these generalizations in the
context of the evidence presented in a series of empirical studies. To complete Evans-Pritchards
statement, one could argue, paraphrasing Immanuel Kant, that theoretical generalizations without
ethnographic and sociological analysis are empty, but ethnographic analysis without theoretical
generalizations is blind. Evolutionary cultural adaptationism can play an important role in adequately
specifying and assessing a number of hypotheses.
Importantly, although there are several mechanisms by which beliefs in supernatural entities
could increase cooperation, these mechanisms are not clearly differentiated in the literature (for a
notable exception, see Schloss and Murray, 2011). This is problematic because, once differentiated,
these mechanisms lead to unique predictions regarding the actual processes at play. As a result, not
distinguishing these processes obscures the underlying causal and evolutionary mechanisms operating
between beliefs in the supernatural and cooperation.
1
In this chapter, we distinguish different mechanisms by which beliefs in supernatural entities
could have increased cooperation and been selectively advantageous. We review some of the evidence
for and against hypotheses about supernatural beliefs as causally responsible for increased cooperation.
We analyze these results with the theoretical underpinnings of adaptive evolution, but also with
alternative hypotheses. Rather than presenting an exhaustive overview of the literature, we will review a
few examples mostly focusing on the exploration of the fear of supernatural punishment hypothesis in
relation to cooperation. This will help illustrate why the theoretical distinctions we propose are
1
Several of the hypotheses about beliefs in supernatural entities not only make predictions for large -scale societies but
also for smaller-scale onessomething that is not adequately appreciated. One of us has also published work on how
the predictions may differ at the collective level and at the individual level concerning cooperation related to religious
beliefs. Both types of predictions are not equally supported (see Bourrat et al., 2011).
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
important. Finally, we suggest a few avenues that, if pursued, would permit a better understanding of
the links between cooperation and specific beliefs in the supernatural.
3. Terminology
If we are to consider the hypothesis that religious beliefs evolve as a result of their effect(s) on
cooperation, we want to be precise about the nature of the hypothesis. Here we will focus on the
different hypotheses surrounding supernatural sanctioning and increased cooperation. Thus, before
entering into the heart of the matter, we need working definitions of the terms “belief,” “supernatural
punishment,” “supernatural agent,” “god,” “Big God,” and “High Moralizing God,” since each one of
these concepts has been used in work evaluating the link between supernatural belief and cooperation.
There is overlap among these terms, which is one reason why some authors have seemingly used some
of them interchangeably.
2
We make these distinctions for the practical purpose of using terms
consistently and as a point of anchor throughout the chapter. Some might disagree with the particular
categorization outlined in this chapter. What is most important here, however, is consistency; only
through the consistent use of concepts can hypotheses be clearly constructed in terms of falsifiability.
We begin with the concept of belief.
Belief is both a widely used concept and also a generally poorly defined one (Kurzban, 2011).
It is sometimes noted that the usual understanding of belief is full of philosophical paradoxes. What
one person really believes can be difficult to pinpoint if one has too loose a concept of “belief,not
only because one persons beliefs can differ from what this person openly claims (as in the phenomena
2
. The reader might think at first that proposing sharp distinction between each of these terms is largely a semantic
question that has no real conceptual or empirical traction. As will become clear later in this chapter, distinguishing
between these concepts is crucial to tease apart the mechanisms linking beliefs in supernatural entities and cooperation.
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of duplicity, excessive politeness, or lying; see Kuran, 1997), but also because it may not be obvious
what one’s beliefs imply. For instance, does a belief in numbers and common rules of addition and
subtraction specifically imply that one believes 327 minus 52 equals 275? If Lois believes that
Superman has rescued her, does she believe then that Clark Kent is a superhero?
Beliefs, however, are normally considered to have contentthat is, they reflect the
understanding of only a specific aspect (and not others) in the perception of a given reality. The morning
star and the evening star describe different aspects of the same object, namely Venus, even though
some ancient Greeks still believed them to be different objects. According to recent research in
developmental psychology, children can minimally understand this aspectuality associated with
others beliefs (also called intensionality) at least as early as 45 years old (Rakoczy et al., 2014).
Nevertheless, the existence of multiple cognitive phenomena that can be associated with the
psychological concept of belief suggests that there is not one single reality that corresponds to a belief
(Gendler, 2008). For the purposes of this chapter, we will consider a belief to be any mental
representation or brain process that can be ascribed some particular content or aspectuality in relation
to other cognitive processes such as memory, communication, or decision making.
3
Regarding the term “entities,” we will mean here both agents (e.g., God) and non-agential
objects or concepts (e.g., Hell). Concerning the notion of supernatural punishment, we will consider
in this chapter that it represents a punishment that results from the causal powers of an entity that is
non-observable. For example, going to hell because one does not comply with some moral doctrine will
be considered a supernatural punishment. One subset of supernatural punishments are supernatural
punishments professed by supernatural agents such as gods, spirits, and ancestors, who can be defined
3
Particularly relevant here is the possibility that one or several of these mental representations, or brain processes with
ascribed content, can have a causal role in increasing the probability that individuals act cooperatively.
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
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following Boyer (2001, p. 6) as non-observable
4
agents with some ascribed causal powers. Closely
related to the notion of supernatural punishment is the notion of supernatural monitoring. We will
consider that supernatural monitoring represents the monitoring of one’s behavior or thoughts by at
least one supernatural agent. The notion of “supernatural agents” is broad and includes ghosts, gods,
Big God and High God. Ancestors, spirits, or Santa Claus are all supernatural agents and believing in
them might prima facie be the result of some evolutionary process one might attempt to explain. In his
2013 book, Ara Norenzayan gives an important place to what he calls Big Gods. By contrast to what
one might call “minor gods”, Big Gods are, according to Norenzayan (2013, pp. 78), “powerful,
omniscient, interventionist, morally concerned gods.Attributing these properties to Big Gods implies
that such gods could not be easily fooled or mocked, as some more minor gods are in different
societies. Their assumed bargaining power is thus stronger than that of minor deities. It should be
noted that the notion of a Big God corresponds roughly to the notion of a High Moralizing God,
which is the term used in the Ethnographic Atlas (EA) (Murdock, 1967a) and the Standard Cross
Cultural Sample (SCCS) (Murdock and White, 1969), upon which many of the claims linking
cooperation and beliefs in supernatural agents rest (see below, Section 4). In the EA and the SCCS, a
High Moralizing God is defined as a type of High God that is, ‘‘a spiritual being who is believed to
have created all reality and/or to be its ultimate governor, even though his/her sole act was to create
other spirits who, in turn, created or control the natural world” (Murdock, 1967b, p. 160) and is
4
This is a working definition for the purpose of this article. Prima facie, the important distinction to note here is that
between non-observable and non-observed. Germs and other natural entities can be observed even if they are not observed.
Supernatural entities here are defined as not objectively observable. To the extent that they were objectively observable,
they would then be, according to this definition, natural entities. For the similarities and differences between the
cognition of natural non-observed entities such as germs, and supernatural non-observable entities such as spirits, see
Harris, 2012, chapter 8.
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specifically supportive of human morality (Roes and Raymond, 2003). Most predictions about the role
of beliefs in supernatural agents, however, do not explicitly link the fact of believing in one single
creator of the natural world and human cooperation.
4. Searching for the ethnographic big picture
Although many (perhaps most) in the scientific study of religion have followed Durkheim (1979 [1912])
in putting special emphasis on the more ritualistic aspects of religious forms (e.g., Sosis & Kiper, 2014),
the content of specific religious beliefs has also been intensely studied in relation to its effects on social
cooperation. An important body of evidence has been produced in this domain.
Perhaps the most influential and pioneering work in this respect was that of Guy Swanson.
Swansons The Birth of the Gods (1960) sought to corroborate a number of hypotheses on the spread and
nature of beliefs in the supernatural with data from the wide ethnographic record as presented in one
of the first versions of Murdocks (1957) World Ethnographic Sample. Contrary to Edward Tylors
earlier stance (1871), Swanson found that the supernatural and moral domains were not entirely
unconnected in small-scale societies. However, perhaps his most enduring result (also replicated a
number of times: Davis, 1971; Peregrine, 1996; Sanderson & Roberts, 2008; Stark 2001; Underhill,
1976) was the finding that High Gods were disproportionately found in societies with three or more
layers of hierarchical structure in terms of distinct sovereign groups (e.g., the household, the village,
the tribe). Of these societies, however, only a fraction of them presented High Gods that were also
moralizing gods (some of these gods being relatively uninterested in humans).
Are religious beliefs, however, necessarily connected with moral sanctioning, even when
disconnected from the idea of a High God? The short answer is no. Christopher Boehm (2008)
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conducted an analysis of 43 ethnographies that index the behavior of 18 hunter-gatherer societies
specifically selected to be relatively representative of the Late Pleistocene “way of life.” He found that
supernatural sanctioning of actions often regarded as immoral behavior (e.g., lying, cheating, stealing,
murder) was present in all 18 societies. However, none of these behavioral categories was condemned
by supernatural means in all 18 societies. In fact, only incest was supernaturally sanctioned in at least
half of these societies, closely followed by murder,” which was condemned by supernatural sanction
in 8 of the 18 societies. In striking opposition to this, 13 societies had some form of supernatural
sanctioning related to food. Other forms of supernatural sanctioning of taboos and rituals had similar
frequencies.
High Moralizing Gods, concerned with human social life in general, have been linked to a series
of social and ecological characteristics in a number of correlational studies. Studies searching for the
ecological factors affecting the differential survival of religious beliefs generally work around the
hypothesis that certain religious beliefs may positively affect the way that populations cope with
environmental stress. This creates a feedback loop by way of which the belief will persist in the
population. They follow the work of John Snarey (1996), who found that among societies with coded
data in the SCCS, those located in environments of water scarcity were more likely to profess beliefs in
a supreme deity concerned with moral wrongdoing.
More recently, Botero et al. (2014) modeled the effect of a broader range of ecological variables
on the presence or absence of belief in moralizing gods in different societies while replicating the main
finding by Snarey. Among those studies searching for social determinants, Roes and Raymond (2003)
found a statistically significant 0.29 Kendall’s τ correlation between society size and presence of belief
in High Moralizing Gods among the societies included in the SCCS (but see Section 6 for more on the
variable “number of jurisdictional hierarchies beyond the local community” mentioned earlier and
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which they used as a proxy for society size). Dominic Johnson (2005), after controlling for world region
and type of religion and applying Bonferroni corrections for multiple testing, analyzed the SCCS and
found that the number of jurisdictional hierarchy levels beyond the community level and the lending of
money were positively correlated with the presence of a High Moralizing God in a given society.
Interestingly, he did not find a positive correlation with the variable Compliance with society norms,
although this variable has been deemed unreliable. Neither was there a statistically significant
relationship with the variable loyalty to the local community. Using the SCCS, Bourrat et al. (2011)
failed to find correlations between belief in broad supernatural punishment (where they included belief
in High Moralizing Gods, but also other variables, such as belief in witches, or the evil-eye) and
ethnographically-recorded measures of high levels of individual norm compliance (see Section 6 for a
distinction between individual cooperation and collective level cooperation).
Others have claimed to find stronger support for the idea that a certain type of religious belief
is specifically connected to the moral order. Rodney Stark (2001), using data from the 19901991 wave
of the World Values Survey (WVS) and his own theological analysis of the importance of a personal
God in different contemporary world cultures, found that in those societies in which the importance of
a personal God (as opposed to an impersonal force or other theological constructs) is more present,
those respondents that affirmed that God was more important in their lives tended to condemn more
strongly certain actions, such as buying a stolen good, failing to report damage caused to a parked car,
or ingesting marijuana. Interestingly, he found that the self-reported importance of God in ones life
was a more predictive factor than church attendance (which generally failed to reach statistical
significance). Atkinson and Bourrat (2011) found a similar, stronger pattern when looking at the
aggregate data of five waves of the WVS across 87 countries (n = 355,298). In their study, beliefs in
supernatural concepts such as Heaven, Hell, and a personal God (as opposed to an impersonal spirit or
life force) were associated with stronger moral condemnation of actions. The correlation remained
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Oxford University Press. Please do not cite without the permission of the authors
significant after controlling for region, level of education, type of religion, and frequency of attendance
at religious services.
These studies, however, are correlational and, for the most part, confront one famous difficulty
in the study of human historythe so-called Galtons problem (Naroll, 1965). Francis Galton
highlighted that it is not possible to infer ecological causality from observed cultural patterns if one
does not first exclude the influence of a simpler form of cultural diffusion in explaining these patterns.
5
Whereas some of the authors of the aforementioned studies controlled for world region in their
statistical modeling, this is still a crude proxy for absence of cultural contact. In fact, the
epistemological challenge that Galtons problem presentsnamely, excluding all possibility of contact
as a previous stage to test the modelmay be impossible to satisfy in all but a few cases. A recent study
in Austronesia introduced Bayesian phylogenetic methods to control for patterns in the direction of the
appearance of moralistic supernatural sanctioning (Watts et al. 2015). They found that one of the
reasons why complex societies have Moralizing High Gods more often may be because they have had
more chances to enter into exchanges of their surplus with monotheistic Muslim societies, from which
they would have borrowed their concept of a High God through a process analogous to what linguists
call calquing.”
Studies using self-report data secured in large social surveys confront the additional problem of
basing what they take to be a measure of pro-sociality from self-report. However, it is an important
point that can be defended, both on conceptual and empirical grounds, that it is not the same to
condemn one behavior and to act morally. In other words, moral action and moral judgment are two
partially independent phenomena. Moral hypocrisy is a phenomenon that has been shown to be
5
Famously, Galton criticized Edward Tylors causal linking of patrilinearity and social complexity on the basis that
patrilinearity could have simply spread from earlier societies independently of the causal explanation favored by Tylor.
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relatively prevalent in a number of famous psychological studies (see Kurzban, 2011). Furthermore, the
fact that in certain (mostly Western) societies those individuals who tend to acknowledge that God is
more important in their lives also tend to more strongly condemn certain antisocial actions suggests a
social desirability biasa bias which, incidentally, has been found to be prevalent among religious
people (Sedikides & Gebauer, 2009).
5. Evolutionary mechanisms
Polybius, the second century BCE Greek observer, highly valued the attention the Roman
community devoted to its dead. The honor descendants publicly devoted to their most famous
ancestors in funeral processions pressured them to measure up to the progenitors’ example or else be
considered unworthy. Secret fears (hadelois phobois) and respect for punishment experienced in or
emanating from Hades, where the manes dwell, Polybius added, restrained the magistrates. Considering
the civic virtue evident in Roman government, Polybius thought, the Greeks had erred in scuttling their
religion. (Bernstein & Katz, 2010, p. 210)
The Greek historian Polybius considered Roman religious beliefs to be an important part of the
explanation of the success of their institutions. Elaborating a plausible account of how beliefs may
persist in a population as a result of their social effects requires specifying these mechanisms, including
some form of feedback loops. How can cultural beliefs linked to the supernatural evolve to sustain
some form of increased cooperation? Having settled the ground by showing part of the big picture
linking specific beliefs in the supernatural and human morality, we will now review different processes
or types of evolutionary mechanisms, with different degrees of plausibility, by which certain specific
beliefs in the supernatural could lead to different forms of cooperation.
By cooperation, we will mean here any social behavior that can be exploited by another
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individual (i.e., is subject to free riding or cheating). Classically, if a cooperator pays a cost c to
contribute to the production of a good b shared by the members of a community (often including the
focal individual), it becomes tempting and evolutionarily advantageous to receive b without having to
pay c (Bourrat, in press). It is thus expected that in a single community, whenever a situation of that
sort arises, cheaters or free-riders will invade the population, which often results in overexploiting the
resources and leads to a tragedy of the commons (Hardin, 1968). Thus, without means to stop cheaters
from invading the population, cooperation at the community level will not evolve. Cheaters can be
stopped from invading the population either through adaptations or by-products of other evolutionary
processes (Schloss and Murray, 2011). In any case, the means to stop cheaters from invading are sine qua
none conditions for cooperation to evolve.
When the population is structured such that individuals can only interact with their neighbors, it
is expected that the cheater strategy will not always invade the population. A comparison between the
spread of cheating and the spread of viruses may be of use here. Consider the following evolutionary
mechanism by which the decrease in virulence can be explained. If a pathogen transmitted from one
individual to the other exploits its host quickly and thus gains a faster growth rate, this strategy will be
profitable as long as there is a sufficiently large supply of hosts (Bull, 1994). When hosts become
scarce, it becomes evolutionarily advantageous to pay the cost of not reproducing and preserving the
host in order to gain the benefit of having more hosts to colonize later. In what follows, we will explore
the space of possibilities for mechanisms that, analogously, have an effect of restraining cheaters from
invading the population through certain beliefs in the supernatural.
5.1. The crudest hypothesis
Let us start simply. Perhaps the crudest hypothesis linking supernatural beliefs and cooperation is the
view that beliefs in supernatural entities can prevent individuals from defecting if it is believed that
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defecting will be punished, thus inflicting a cost on the individual that defects (see Table 1). Since
punishing is costly and therefore subject to second-order defection, transferring the cost of punishing
to a supernatural entity arguably solves this problem.
Obviously, as an evolutionary argument, something is lacking; this mechanism per se does not
prevent first-order defection from evolving. Suppose a population in which everyone is motivated to
pay c by the threat of punishment by a supernatural entity. But a new variant (a mutant in terms of
evolutionary dynamics) arises who is not afraid to be punished. Because this individual does not pay c,
its fitness is superior to other non-cheating individuals. As a consequence, we can predict that it will
invade the population and disrupt any large-scale social cohesion. In other words, even if the
supernatural punishment hypothesis was theologically sound, it still would lack something to constitute
a strategy that can evolve and sustain cooperation.
By itself, the fear of supernatural punishment hypothesis is insufficient to explain why belief in
supernatural entities would be associated with higher levels of cooperation because it does not
represent a solution to first-order cheating. To be considered a serious contender, it must be
supplemented. One way is to suppose, as is frequently observed, that the punishment will occur in the
afterlife (e.g., going to Hell for eternity or being reincarnated as a non-desirable creature). Although this
solution seems appealing at first, it is fallacious. Of course, if a selection process is at work, any delayed
and often non-observable benefit or cost will have no causal effect on the selective process at work,
especially if the benefit is to come after the life cycle of the individual (i.e. the afterlife”). Again,
imagine one mutant that did not believe they will be punished in the afterlife and as a result would act
accordingly and not pay c. This mutant would thrive and invade the population, without being punished
in the material world. Thus, cooperation under this model is not stable and does not represent a
solution to first-order cheating. One of the earliest arguments of that sort can be found in the writings
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of Pascal in what has been called Pascal’s wager (Hacking, 2001), as mentioned earlier. Pascal's wager
does not represent, per se, an evolutionarily stable strategy.
5.2. By-product hypotheses
A more sophisticated form of the fear of supernatural punishment hypothesis is to suppose
that by lacking belief in supernatural punishment, an individual would necessarily incur some other
cost. Such loss would be costlier than the benefit earned by not paying c, which is the cost of
restraining from reaping the benefits because of the fear of supernatural punishment. For instance, if
we suppose that the belief in supernatural punishment is one effect of a cognitive process among other
effects (something like a by-product) and that not holding this belief would necessarily involve other
changes that would have negative fitness consequences for those individuals, then fear of supernatural
punishment could represent a solution to first-order cheating.
6
This would be a result of constraints
imposing costs on those deviating from the specific belief in the supernatural. Thus, under this model,
first-order cheating with respect to cooperation would decrease fitness overall.
Of course, one important question in regard to this type of hypothesis is whether beliefs in
supernatural punishment can be by-products of cognitive processes that have evolved for other
purposes. In addition, it seems unlikely that among all the beliefs in supernatural punishment one
individual can have, each one would be the result of cognitive processes that would make them
6
In fact, under this model, when considering more than one trait, the cost c is a constraint on which it is impossible to cheat
evolutionarily. This is because the benefit potentially gained by cheating would necessarily involve a cost at a later time that is
greater than the benefit gained when the whole fitness of the individual is taken into account. Thus, once all costs and
benefits that are inherently tied together because they originate from the same cognitive processes are taken into account,
the so called “cheaters” would do worse than the so called “cooperators.
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impossible to forsake without disrupting their underlying cognitive processes (with overall negative
individual fitness consequences). In other words, it is unlikely that each belief in supernatural
punishment is the by-product of other vital cognitive processes. However, that could be the case for
some of them, at least in principle. Suppose for instance that the fear of supernatural punishment is, in
some societies, part of the normal cognitive development of children, almost in a similar way as
language. As a result, unlearning this particular instance of fear of supernatural punishment would be
nearly impossible in the same way that unlearning a mother tongue is impossible. If this hypothesis was
to be verified, it could explain why cooperation is facilitated in large-scale societies by beliefs in
supernatural punishments. It would also predict, for instance, that people who started to believe in a
given supernatural punishment when they were young and people who started to hold this belief as
adults may not pay the same cost in forsaking the belief. This would be because acquiring the belief
young would constrain adult psychology to a greater extent than acquiring the belief later.
By-product hypotheses abound, and it may be challenging to disentangle them from purely
adaptationist hypotheses. Another potential cognitive process that could satisfy a by-product
hypothesis, in the case of the belief in supernatural punishment, is to invoke the causal role played by
other cognitive processes through which humans develop a sense of fairness, and which can lead them
to hold certain intuitive beliefs related to supernatural punishment. Such is the case, for instance, of the
intuitive beliefs about immanent justice that may be easily triggered when a person commits a morally
wrong action (see Baumard & Chevallier, 2012). Such a sense of fairness or moral balance could have
evolved to prevent individuals from being exploited (for an elaboration of this idea, see Baumard,
André, & Sperber, 2011). However, once in place, it is possible to imagine that after observing
somebody committing a misdeed, beliefs in supernatural punishment may have become a salient idea
(and one that one may not be interested in running the risk of disproving).
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
These hypotheses can find their root in the so-called by-product theory of religion first put
forward in its modern form by cognitive anthropologists such as Pascal Boyer (e.g., Boyer, 2001) and
cognitive psychologists such as Justin Barrett (e.g., Barrett, 2004). We will refer to this as the “classical
by-product theory of religion.” The classical by-product theory of religion is based on the assertion
that humans often come to believe in supernatural agents because of hypersensitive agency detection,
which results from the asymmetric fitness cost of missing an agent in their environment (potentially
very high cost) compared to believing there is an agent in the environment when there is none (quite
low cost). Further, as the theory states, humans believe that supernatural agents care about human
affairs because humans have a theory of mind module, which assigns intentions and goals to the
agents they interact with (whether supernatural or not). In the same way as missing an agent in the
environment when there is one could be extremely costly, failing to attribute certain intentions to the
agents one interacts with would represent a high evolutionary cost, higher than the cost of attributing
intentions to agents that do not exist. Following this theory, beliefs in supernatural agents that have
intentions represent nothing more than a predictable by-product of human cognitive processes.
It should be noted that the classical by-product theory of religion and the by-product
hypotheses with respect to fearing supernatural punishment presented in the previous paragraphs need
not oppose each other. It is compatible to suppose that, due to the theory of mind module and the
hypersensitive agency detection devices of the brain, individuals detect agency and give them intentions
in the environment (classical by-product theory) and that, because of their intuitive sense of fairness,
for instance, they come to fear being punished for misdeeds. However, these hypotheses are not equal
in their predictions with regard to cooperation. In fact, the classical by-product theory of religion does
not predict that certain beliefs in the supernatural increase cooperation (Baumard & Boyer, 2013). On
the other hand, under the by-product hypothesis established on a pre-existing evolved moral sense or
other cognitive constraints, cooperation could, at least in principle, come for free, since fearing the
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
supernatural entity causally responsible for reestablishing justice may result in some forms of increased
cooperation.
7
The putative evolutionary processes we have presented here, namely the developmental-
constraint hypothesis and the sense-of-fairness hypothesis, represent only two possible cognitive
processes by which cheating may be constrained by specific beliefs in supernatural punishment (by
some agent or others), but there may be many other mechanisms involved. The common feature of all
these mechanisms would be that the fear of supernatural punishment that transforms the short-term
(or local) fitness benefit gained by cheaters into a long-term fitness cost would result from a by-product
of other cognitive mechanisms. The fear of supernatural punishment, under this generic hypothesis, is
a first-order by-product of cognitive processes evolved for other purposes, and cooperation is a
second-order by-product of the primary by-products. We refer to this generic hypothesis as the
“double by-product fear of supernatural punishment hypothesis” (see Table 1). Note, however, that
ecological and cultural differences should be invoked to account for why the belief in supernatural
punishment should be more important for cooperation in some societies than in others.
5.3. Adaptationist hypotheses
Johnson and Bering (2006) have put forward another hypothesis regarding the evolution of
belief in supernatural punishment; instead of regarding the cognitive mechanisms which lead to
cooperation as by-products of other cognitive processes, their hypothesis supposes that belief in
supernatural punishment is an adaptation at the individual level with the function of managing
7
Thus, under this hypothesis, developing a sense of fairness by natural selection imposes a constraint by subjectively
increasing the cost of cheating in relation to the possible benefit earned. Not having a sense of fairness would impose
overall high fitness costs due to the conditions (i.e., selective pressures) that make cooperative mutualism evolutionarily
plausible.
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
reputation. The reasoning underlying this hypothesis is as follows: With the emergence of human
language, it became possible to learn information of the kind who did what to whom” without
directly observing it. This in turn led to the emergence of reputation. Reputation has important
consequences for human fitness. Thus, the hypothesis is that a lower threshold for believing in the
possibility of supernatural punishment could be co-opted by natural selection and prevent cheating
behaviors, which if observed by other members of the group could lead to a lower reputation and,
consequently, lower fitness for the individual.
Although this hypothesis is different from the double by-product fear of supernatural
punishment hypothesis, it can also be reformulated more generally in terms of costs and benefits on
fitness. Whereas under the double by-product fear of supernatural punishment hypothesis, the short-
term benefit of cheating was constrained by fearing supernatural punishment due to some cognitive
constraints that evolved for different purposes, in this case it is constrained by a cognitive mechanism
that is an adaptation. Without this adaptation, individuals would incur a much greater fitness cost in the
long-term (through a lowered reputation). Of course, it would be difficult to separate empirically the
double by-product fear of supernatural punishment hypothesis from the latter hypothesis one might
want to call “one by-product one adaptation fear of supernatural punishment hypothesis” (see Table 1)
because they make largely the same predictions.
8
8
Perhaps one way to separate them so would be to test whether fears of supernatural punishment are more strongly
experienced in non-social contexts. If a difference between the social and non-social conditions is observed, that could
be considered evidence that a cognitive mechanism specially designed to intervene in particular contexts has been
selected. The rationale is that fear of supernatural punishment would be more advantageous in non-social contexts (or
at least when individuals believe they are not in a social context) rather than in social ones in which other cognitive
mechanisms already exist to manage reputation, since some experiments have shown that people are more prone to be
cooperative when they know they are observed (e.g., Gächter and Fehr, 1999; Wedekind and Milinski, 2000). This is
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
Yet another closely related hypothesis should be addednamely, the implicit monitoring
hypothesis. Under this view, beliefs in supernatural agents do not elicit a “fear” in supernatural
punishment, but rather “hack” a cognitive module that tracks whether one is being watched. There is a
growing body of evidence suggesting that being watched makes individuals more cooperative (e.g.,
Bateson, Nettle, & Roberts, 2006; Bourrat et al, 2011; Mifune et al., 2010; Haley & Fessler, 2005). The
idea underlying supernatural monitoring is similar to that of the fear of supernatural punishment
hypotheses. There is again an adaptationist account and a by-product account. Beliefs in supernatural
agents could, as a by-product, make individuals feel watched more often and thus lead them to
cooperate more (double by-product hypothesis). Or, being watched performing an uncooperative
behavior could have, on average, deleterious consequences on reputation and thus fitness. Hence
feeling monitored supernaturally by agents could be an adaptive strategy (one by-product one
adaptation hypothesis). Again, it would be hard to distinguish them empirically.
9
Furthermore, there is
the difficulty of empirically distinguishing fear of supernatural punishment hypotheses involving
specific beliefs about the type of agent (e.g., High Moralizing Gods) from simple supernatural
monitoring. To do so would require one to contrast the effects of beliefs on supernatural agents that
inspire fears and supernatural agents that do not.
A final hypothesis linking supernatural beliefs and cooperation states that beliefs in supernatural
because only in contexts believed to be non-social by the focal individual could this individual be tempted to cheat.
Besides this empirical method that would perhaps help distinguish the two hypotheses, some might consider the
double-byproduct hypothesis more parsimonious than the one by-product one adaptation hypothesis. In fact, the
rationale goes, unless one would have empirical reason not to believe so, the relation between fear of supernatural and
cooperation should be regarded as resulting from a by-product of human cognition rather than from an adaptation for
reputation management.
9
See previous footnote for a rationale on how to distinguish both cognitive mechanisms
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
punishment increase within-group cooperation in competition between cultural groups (see Table 1).
Competition can be understood as competition for access to resources or, more generally, as a struggle
for persistence. It is possible to conceive that different beliefs in supernatural entities by the members
of a cultural group lead to different outcomes at that level. Under this hypothesis, the reason why an
individual of a particular culture would believe in supernatural punishment is because it would have
been transmitted as a result of having been advantageous for their cultural group in the past (the belief
would have allowed the group to persist longer in competition with other cultural groups). Persistence
of a cultural group can be understood in two different ways. It can mean persistence of the biological
individuals having the beliefs or merely the persistence of the cultural traits themselves. In the latter
case, cultural group selection could occur even without the death or reproduction of a single biological
individual. By persistence of a cultural group, unless stated otherwise, we will mean the former case in
which beliefs are tied to biological fitness.
10
Of course, at a purely cultural level, some “ideas” or beliefs
are more likely to “survive” in the mind of their “hosts” and can be organized in “groups” and
transmitted from one individual to another within the group and even beyond. But it is not always clear
what sort of cultural entities could serve as a basis by which to measure fitness at that level.
Following the cultural group hypothesis of fear of supernatural punishment, beliefs in some
particular supernatural entities can have a lasting impact on within-group cooperation and prevent
groups from dissolving, as well as increase within-group cooperation and inter-group hostility.
Although this hypothesis considers cultural groups to be the unit of selection, it should be regarded as
an alternative way to explain the evolution of cooperation in which the time scale of the events
10
In this article, we have decided to focus on the problem of cooperation in relation to supernatural belief when it is
applied to biological individuals. Thus, unless stated otherwise, we consider the costs and benefits brought about by
behaviors (whether having cultural or biological origin) relative to biological individuals.
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
occurring between groups are typically hard to represent from the point of view of individuals (see
Bourrat, 2014, 2015a, b). Ultimately, everything could be represented from the point of view of
individual fitness, in which case the cost of cooperation would not be represented as lifetime costs and
benefits but rather over many generations. Thus, for example, a cost could be paid by an individual at
generation N and lead to a benefit at generation N+3that is, received by the descendants of this
individual. In classical models of cooperation, costs and benefits are represented over the lifetime of an
individual (e.g., West et al., 2007). This hypothesis is compatible with all the other hypotheses
mentioned in this section. What is regarded as a by-product in the short-term could produce a selective
advantage when considering long-term effects in settings with multiple cultural groups.
Table 1. Different evolutionary hypotheses linking supernatural sanctioning and cooperation
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
Hypothesis
Supernatural
beliefs
Cognitive processes potentially
involved
Crude
Supernatural
punishment
Belief in
supernatural
entities (agents,
concepts, objects)
Double by-
product fear of
supernatural
punishment
Belief in
supernatural
entities (agents,
concepts, objects)
Hypersensitive Agency Detection
Device (HADD) and Theory of
Mind (ToM) in the case of beliefs
in supernatural agents;
Sense of Fairness(?)
Any cognitive process that
potentially can make the cost of
cooperation incompressible such
as a developmental constraint
By-product at the group
level
One by-product-
one adaptation
fear of
supernatural
punishment
Belief in
supernatural
entities (agents,
concepts, objects)
HAAD and ToM in the case of
beliefs in supernatural agents;
Cognitive process managing
reputation
By-product at the group
level
Double-by-
product
supernatural
monitoring
Belief in
supernatural agent
HAAD and ToM
By-product at the group
level
One by-product-
one adaptation
supernatural
monitoring
Belief in
supernatural agent
HAAD and ToM
By-product at the group
level
Cultural group
level fear of
supernatural
punishment
Belief in
supernatural
entities (agents,
concepts, objects)
All of the above
Adaptive at the group level
Before moving on to the next section, it should be noted that none of the evolutionary
hypotheses provided in this section emphasize the role for High Moralizing Gods or Big Gods in the
sense that fear of punishment could be inspired potentially by any supernatural entity and monitoring
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
by any agent. Furthermore, it should be stressed that several of the hypotheses presented specifically
focus on supernatural agents as opposed to simply supernatural entities.. Many beliefs in supernatural
entities could have a similar effect as beliefs in supernatural agents on cooperation. Some hypotheses,
like the supernatural monitoring hypotheses, specifically predict that supernatural agency is a distinctive
feature that could permit increased cooperation between the members of a group, but there is nothing
in the hypotheses that predicts that particular supernatural agents would have a privileged effect, except
perhaps that escaping the monitoring of (but also the punishment from) a big God who knows
everything at any point in time is necessarily harder than from other gods, and this might lead to a
stronger effect on cooperation. But beyond this putative effect, any belief in supernatural agents
believed to be in the vicinity of an individual could, following this hypothesis, lead to a higher degree
of cooperation.
It remains to be shown, especially concerning hypotheses of individual-level cooperation, whether
and how specific beliefs in god(s) and other supernatural entities link with cooperation. A plausible,
although speculative, link between cooperation and supernatural entities is that the degree to which
individuals cooperate in a given society is caused by the degree to which they are “primed” in the
society. The prediction would be, assuming no or a limited habituation effect, that being primed more
often or with more arousing signals (such as minimally counterintuitive concepts; see Boyer, 2001)
would lead to an increased level of cooperation. But to our knowledge, this line of research has not
been pursued.
6. Cognitive causal mechanisms: can we get down to the specifics?
The effort to link prosociality with specific types of beliefs in the supernatural has a natural
counterpart in laboratory research in social psychology, where randomized groups can be put to
different treatments in experiments that search for causal explanations. Similarly, cognitive
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
anthropologists conducting experimental fieldwork may be able to implement quasi-natural
experiments to study the effects of certain variables related to religiosity, including belief, on behavior.
Although vindicating the social utility of the fear of supernatural punishment is an idea that can
be traced back several centuries, its much more recent revival in cognitive science may have been
spurred by a series of studies on the prosocial effects induced by minimal implicit cues of being
watched. In a prototypical study on the effect of implicit social monitoring, a participant is brought to a
setting in which there are subtle cues in the background that may remind one of being watched (e.g., a
pair of eyes in the wallpaper of a computer screen, a photograph of two eyes posted on a board). The
treatment is often considered successful if, in the subsequent measured behavior (the dependent
variable of the experiment), their conduct appears more prosocial (e.g., offering money to a third party,
cheating less if given the opportunity) as compared to the participants in control groups (e.g., Bateson,
Nettle, & Roberts, 2006; Haley & Fessler, 2005; Mifune et al., 2010; see also Bourrat et al., 2011, in
which the proxy for prosociality is not a monetary reward but moral compliance). Extrapolating from
these results, it could be expected that cultural representations, such as external cues that served the
function of being watched by some form of supernatural agent, could have a similar effect. In
developmental psychology studies, the observed effect of putative supernatural watchers on the
behavior of children was announced as an early seed of a naturally exploitable disposition to pay
attention to these kinds of cues (Bering 2006; Piazza et al., 2011).
Different forms of religious priming have thus been applied as the independent variable in
dozens of randomized controlled studies to elicit some form of measurable prosocial effect. A recent
meta-analysis (Sharif et al., 2015) found that the effect size of religious priming on prosocial behavior
in these types of studies oscillated near a Hedges g = 0.27, p < .001, 95% CI [0.15, 0.40]. Taking
possible publication bias into account resulted in g = 0.18, p =.001, 95% CI [0.04, 0.32]. It was also
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
found that larger studies showed, on average, smaller effects.
It has been claimed that the best explanation for the observed effects in religious priming
studies could be the effect of believing one is being watched by supernatural agents. Even if we
accepted that other explanations are ruled out, further questions remain. If monitoring (and potentially
fear) and reputational psychology are operating here, one could in principle study causation. This leads
to the following questions: Are mental representations about supernatural agents in some sense causing
s prosociality? Or is prosociality simply an effect of being reminded that there are other fellow believers
who may enforce the norm? If the former, then what are the necessary requisites for a specific belief in
the supernatural to fulfill this function? And can this function be fulfilled in the absence of other
contextual elements (Viciana et al., in press)? In some priming experiments, the causal link between the
observed increase in prosociality and the belief in a watching supernatural agent is not
straightforward. Specifying the aspects of the religious belief that, ex-hypothesis, could be effective
may be even more difficult. It is, however, crucial to understand that religious priming can include
different types of cognitive processes. Even if we restrict ourselves to the effects of holding certain
beliefs, specifying the characteristics of those beliefs can be seen as a legitimate goal if one wants to
articulate a thesis linking religious belief and cooperation.
The nature of the element that does the priming and its possible dissociation with other similar
cues is key to pinpointing the cognitive causes at work. Sometimes the priming can be explicit, as when
making participants read a certain passage of a sacred text (Carpenter & Marshall, 2009). At other times
it can be implicit, as when making participants unscramble sentences including references to the words
divine,” sacred, spirit, or God (Sharif & Norenzayan, 2007). Still, in all these cases the possible
causal pathways to explain the observed effects can be multiple. Ara Norenzayans team and colleagues,
for instance, have attempted to falsify the hypothesis that the observed effects in the priming studies
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
can be produced through simple associational ideomotor processes (Bargh et al., 1996). Even if their
arguments are compelling, there are still other possible causal hypotheses that could account for the
observed effects in terms of cognitive processes. For instance, Bourrat & Mckay (unpublished) tried to
disentangle the fear of supernatural monitoring hypothesis (in which the monitoring was not
necessarily done by a divine figure) from the fear of supernatural punishment hypothesis. They
detected no difference between the conditions involving priming with natural agents or priming with
supernatural agents. This, in our opinion, highlights the problem of dissociating similar (but not
identical) proximate mechanisms and the possibility that in many studies claiming to document a link
between religion and cooperation, the real causal link does not in fact involve a belief in supernatural
agency.
If the priming is based on a contextual difference anchored in the real environment where
participants live, the observed effects tend to be stronger, but the possibility for disentangling the
cognitive causes is even more challenging. Field studies in cognitive anthropology have sometimes
found substantial effects of religiosity on measures of prosociality. For instance, Sosis and Ruffle
(2003) investigated the differences to common-pool dilemmas in religious and secular kibbutzim in
Israel and found that individuals in religious kibbutzim tended to claim less from the common pool,
thus coordinating better in an economic game. The effect was mediated by frequency of synagogue
attendance, which, in a sense, points to a Durkheimian explanation highlighting the importance of
ritual for cooperation. Similarly, Dimitris Xygalatas (2013) tested the effects of religiosity in Mauritius
using common pool dilemmas (following Sossis and Ruffle). For this study, in each pair of participants,
one participant had to answer the economic dilemma in a temple (a religious setting), whereas the other
participant performed the task in a restaurant (a secular setting). Those participants in the temple gave
more prososocial responses by withdrewing less from the common pool, which amounted to letting a
bigger reward for the two of them playing the economic game. They also appealed more often to
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
“justice” while justifying their choices. Although self-reported religiosity was not a predictive factor.
Erik Duhaime (unpublished) also studied the effect of contextual reminders of religiosity on prosocial
behaviour in economic games. He administered an economic dilemma (a version of the ultimatum
game) to Muslim shopkeepers in Marrakech during the adhan, the very audible call to prayer in which
the greatness of Allah is invoked. The study, which involved real money, revealed an important effect
of this religious reminder on the prosociality of the participants. And yet, fairly allocating the real
contribution of the different possible cognitive causes at work here is anything but simple. Could
specific beliefs in the supernatural be acting through the mental representation of some form of a
personal all-powerful agent? It is difficult to negate that these more naturalistic studies may still point to
the contribution of ritualistic participation and that only further work can settle the issue.
Lastly, how do these different psychological findings scale-up from the measures observed
either in the lab or, in fewer cases, in the field, to large-scale social dynamics? (Atkinson et al., 2014).
Do the effect sizes observed in these studies hold at different levels of social complexity? Two different
aspects would benefit from further corroboration. First, the persistence of the effect through timeas
a stimuli is repeated often in time, what does this do to its effect on prosociality? There may be reasons
to expect some proportional diminution of the effect, if only due to habituation (Sparks & Barclay,
2013). Second, different types of effects could reasonably be expected when the behavior in question is
related to a high-stakes situation or a low-stakes situation. Similar dissociations have been found, for
instance, in the literature on conformity, with normative conformity being more common, in principle,
when the person is in a low-stakes situation in relation to an economic reward (Baron et al., 1996). In
addition, the psychology of deterrence through punishment may suggest that additional factors play a
role and are important: how the certainty and proximity of the supernatural punishment is cognitively
calculated may play a role since delayed, uncertain punishments normally have a weaker deterrence
effect than more certain, closer in time punishments (Kleiman, 2005).
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So called Sunday effects (Norenzayan, 2013) have been reported in relation to a measured
increase in cooperative tendencies (Malhotra, 2008) or a decrease in anti-cooperative tendencies
(Edelman, 2009), as observed in highly Christian areas in the United States. This could be used in favor
of the argument that, as the relevant stimuli are much stronger than in the lab and are enhanced by
their actual societal context, the effects will tend to scale-up in important ways. However, the same
observed Sunday effect could also be at least partly attributed to causes besides holding certain specific
beliefs in supernatural agents, and it could be related to social monitoring due to engaging in the weekly
ritual of attending mass on Sundays.
Before concluding, we would like to note that the notion of cooperation is also an ambiguous
one when relating it to supernatural beliefs. “Individual cooperation” and “collective level cooperation”
can be distinguished here in meaningful ways (Bourrat et al, 2011). The distinction is as follows: When
individuals engage in collective-level cooperation, it is not straightforwardly possible to defect with
respect to the benefit brought about by the cooperative behavior, whereas it is possible when
individuals engage in individual cooperation. One example of collective-level cooperation is the use of
money in a society. A given individual cannot reap the benefit of using money without having to be
part of the cooperative gamenamely, using money. Furthermore, once money is in place, any
individual born in this society will be volens nolens using it. A generic example of individual cooperation
is when an individual does not steal someone else’s goods when he has the opportunity to do so.
This distinction can be applied to the putative effects of religious belief on cooperation. In any
situation in which there is no or a very limited possibility to gain a benefit from defection for
individuals, there is no reason to expect natural selection to be at work at that individual level, and one
will have to suppose the adaptation, if any, to be at the group or cultural level. Furthermore,
cooperation will have to refer to collective-level cooperation, not individual-level cooperation.
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
However, in some studies proposing to test individual-level fear of supernatural punishment, the
proxies used to measure cooperation have been collective-level cooperation variables. For instance,
Johnson (2005), testing the one by-product one adaptation fear of supernatural punishment hypothesis,
used a variable measuring the number of jurisdictional hierarchies beyond the local community and
money (two variables in the SCCS) as proxies for cooperation. One could suppose a causal link
between these two variables and individual-level cooperation by hypothesizing that community-level
cooperative “games” (such as the use of money) must have started from individual-level forms of
cooperation. Thus, one could argue, even if the proxies used to measure individual-level cooperation
are collective-level forms of cooperation, because collective-level forms of cooperation initially require
individual-level forms of cooperation, they are still tracking societies in which individual level
cooperation is stronger. However, becauseas we have shownthe links between religious beliefs and
cooperation (both forms) are multiple and can be potentially explained in many different ways, we
claim that these variables should not be regarded as good proxies for individual cooperation.
Furthermore, they should be restricted, when possible, for testing hypotheses involving group-level
traits.
It is true that, given the relatively low number of variables measuring cooperation in some
ethnographic sources or surveys, for lack of anything better, one might be constrained to use
collective-level variables of cooperation as proxies for individual cooperation. That said, when both
individual cooperation variables and collective-level cooperation variables are available, if one intends
to test a hypothesis at the individual level, one ought to use individual cooperation variables to avoid
the aforementioned problems. This point is worth mentioning given a recent study based on Bayesian
phylogenetic methods to indirectly test two forms of the fear of supernatural punishment hypothesis
in 96 Austronesian cultures (Watts et al, 2015). In this study, political complexity (measured by the
number of jurisdictional hierarchies beyond the local community) was the dependent variable in the
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
analysis, with the prediction that beliefs in moralizing gods would lead to higher levels of political
complexity. They found that the presence of High Moralizing Gods does not systematically precede
highly complex societies (whereas broad supernatural punishment does).
The study is particularly interesting since it may be the most serious attempt to date to control
for the already mentioned Galton’s problem in this area. However, the link between political complexity
and individual cooperation is not immediately obvious, and without further analysis this result only
yields evidence against a cultural group version of the fear of supernatural hypotheses (already an
interesting result, though).
11
We hope this helps to acknowledge the multiplicity of fear of supernatural
punishment hypotheses. To the credit of Watts et al. (2015), it is unclear whether the level of analysis
used in this type of study (whole culture) could efficiently test any other hypothesis than a form of the
cultural group level hypothesis, as Bourrat et al. (2011) emphasized.
7. Future avenues of research
We have shown how the study of the evolution of religious beliefs can benefit from being more explicit
in terms of evolutionary mechanisms. The cultural stability of the causal cognitive chains (Sperber,
2006) leading to certain forms of religious belief can be produced by different types of processes. Not
being able to pinpoint these processes can be an obstacle in the explanation of cultural phenomena.
Adaptationism (both cultural and biological) can be a useful tool in the delimitation of hypotheses. Of
course, corroborating an adaptationist hypothesis can be particularly challenging (as we think we have
11
. Roes and Raymond (2003) used a proxy for society size with the rationale that, based on the work of Richard Alexander,
believing in High Moralizing Gods allowed groups to become larger and decrease their probability to fission by imposing
some form of impartial moral rules. But Watts et al. (2015) do not make the sort of distinction we presented in the previous
section and cite Johnson (2005), who seems to test the one by-product one adaptation fear of supernatural punishment
hypothesis. It is thus not entirely clear which evolutionary mechanism they are targeting.
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Oxford University Press. Please do not cite without the permission of the authors
sufficiently shown). However, rejecting an adaptationist hypothesis also first requires a correct
understanding of the logic behind the proposed evolutionary mechanisms, and it is not always clear
what the null hypothesis should be.
Among the ground not covered in this chapter, there is room for interesting further research on
the origins of religious beliefs related to the supernatural sanctioning of morality. Other alternative
hypotheses we have not been able to deal with for lack of space may explain some of the interesting
ethnographic associations found. First, other research in evolutionary psychology points to possible
different explanations for the salience of supernatural monitoring. Psychological processes that are
more domain-general than reputational psychology have been shown to produce similar effects. This
has been the case, for instance, in research related to the phenomenon of unconscious vigilance and
emotional arousal (Holbrook et al., 2011). More directly related to the fear of supernatural punishment,
even if this fear was ineffectual in terms of enforcing cooperation, error management theory (Haselton
& Nettle, 2006) predicts that information that can have detrimental effects on the fitness of individuals
will be, ceteris paribus, more salient. This can lead to this information being communicated more often,
either because of its increased conversational relevance (Tofalvy & Viciana, 2009) or simply due to its
increased memorability. It can also have a higher cultural persistence due to the fact that individuals give
some weight to the credibility of these beliefs. This is what a study led by anthropologist Daniel Fessler
found: His team analyzed participants acceptance of different types of statements in two online
studies and found that statements framed around hazards instead of benefits tended to be more
credible, a phenomenon that Fessler termed “negatively biased credulity. (Fessler et al., 2014)
Subsequently, they analyzed two different sources of cultural data: urban legends on the Internet, and
beliefs related to the supernatural in the Probability Sample Files of the Human Relations Area Files
(HRAF), a collection of ethnographic reports specially selected to be representative of the wide
diversity of studied human cultures. They found that beliefs having to do with the possibility of some
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
hazard were more likely to be widespread and recorded than other beliefs. An interesting possibility is
thus that the widespread diffusion of the fear of supernatural punishment in world cultures is a by-
product of this more general cognitive phenomenon (For a similar effect in cultural diffusion related to
the perception of risk, see Moussaïd et al., 2015).
Other explanatory pathways not examined in this chapter deserve to be mentioned. Cultural
evolutionary accounts of the prevalence of certain religious beliefs, but focusing either on different
mechanisms or different religious beliefs, could be attempted. It is in principle a possibility that certain
forms of religious belief are some form of evolved device for the benefit of some (but not all)
individuals. In a modern form of the religion is for the priests outcry of the atheist Enlightenment,
evolutionary mechanisms of this quasi-parasitic process could be explored. Other known cultural
patterns, such as the pruning of pantheons of gods and their convergence towards a High God in the
midst of political processes of ethnographic unification, as described by Robert Wright in his book The
Evolution of God (2010), can be more difficult to formulate through general evolutionary mechanisms.
However, Wrights idea that the religious belief in brotherly love tends to be developed and amplified in
response to the necessities of political leaders on the ground may deserve further exploration by
evolutionary-minded social scientists.
8. Conclusion
In this chapter, we have examined how the evolution of specific beliefs on the supernatural can be
linked to the evolution of cooperation. In recent years, this area has received increasing empirical
treatment. And, as we hope to have transmitted, some of the above-given findings are truly fascinating.
However, we have also shown the tremendous obstacles that this enterprise has to face.
First, it is advisable to specify causal hypotheses in relation to a well delineated evolutionary framework.
To appear in J. Liddle and T. Shackelford (eds.) The Oxford Handbook of Evolutionary Perspectives on Religion.
Oxford University Press. Please do not cite without the permission of the authors
Whether it is a by-product hypothesis, or an adaptationist one, it is necessary to embed the hypothesis
that one aims to test into an adequate causal narrative. Cultural adaptationism might provide a logically
coherent and empirically fruitful framework, but it also offers a sober perspective on the adequacy of
the current evidence in this area.
Although we have pointed to the difficulty in determining the specific content of beliefs in the
supernatural in recent experimental studies, valuable estimates on the cognitive effects of activating
some forms of belief on the supernatural have been produced (Sharif et al., 2015). New data analysis
tools in ecological and cultural phylogenetic studies also provide us with important information to
select between hypotheses (Watts et al.). Nevertheless, the link between the cognitive/individual level
and the group level remains somewhat elusive. What is more, as we have shown, these levels are
sometimes not even correctly distinguished in theoretical terms, such as when group-level
cooperativeness measures are presented as individual-level cooperativeness measures. While current
research tools can still be refined to better capture the elements of the specific hypotheses linking the
contents of cultural beliefs and cooperation, we also believe that more intermediate level studies are
missing in the current literature. The plausibility of some of the cultural phylogenetic mechanisms we
discussed could increase by developing new case studies (even of the sociological or historical kind) in
which the interesting ecological forces may be at play, even if these forces act there over a short period
of time. This future research should focus more on the situated effects of beliefs on behavior. In a
sense, this could amount to some form of reconciliation between research trends focusing almost
exclusively on the cognitive aspects of belief, and those trends focusing almost exclusively on the more
ritualistic side of religion.
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