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Impacts from hydropower production on biodiversity in an LCA framework—review and recommendations

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The International Journal of Life Cycle Assessment
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Abstract

Purpose Expanding renewable energy production is widely accepted as a promising strategy in climate change mitigation. However, even renewable energy production has some environmental impacts, some of which are not (yet) covered in life cycle impact assessment (LCIA). We aim to identify the most important cause-effect pathways related to hydropower production on biodiversity, as one of the most common renewable energy sources, and to provide recommendations for future characterization factor (CF) development. Methods We start with a comprehensive review of cause-effect chains related to hydropower production for both aquatic and terrestrial biodiversity. Next, we explore contemporary coverage of impacts on biodiversity from hydropower production in LCA. Further, we select cause-effect pathways displaying some degree of consistency with existing LCA frameworks for method development recommendations. For this, we compare and contrast different hydrologic models and discuss how existing LCIA methodologies might be modified or combined to improve the assessment of biodiversity impacts from hydropower production. Results and discussion Hydropower impacts were categorized into three overarching impact pathways: (1) freshwater habitat alteration, (2) water quality degradation, and (3) land use change. Impacts included within these pathways are flow alteration, geomorphological alteration to habitats, changes in water quality, habitat fragmentation, and land use transformation. For the majority of these impacts, no operational methodology exists currently. Furthermore, the seasonal nature of river dynamics requires a level of temporal resolution currently beyond LCIA modeling capabilities. State-of-the-art LCIA methods covering biodiversity impacts exist for land use and impacts from consumptive water use that can potentially be adapted to cases involving hydropower production, while other impact pathways need novel development. Conclusions In the short term, coverage of biodiversity impacts from hydropower could be significantly improved by adding a time step representing seasonal ecological water demands to existing LCIA methods. In the long term, LCIA should focus on ecological response curves based on multiple hydrologic indices to capture the spatiotemporal aspects of river flow, by using models based on the “ecological limits to hydrologic alteration” (ELOHA) approach. This approach is based on hydrologic alteration-ecological response curves, including site-specific environmental impact data. Though data-intensive, ELOHA represents the potential to build a global impact assessment framework covering multiple ecological indicators from local impacts. Further, we recommend LCIA methods based on degree of regulation for geomorphologic alteration and a fragmentation index based on dam density for “freshwater habitat alteration,” which our review identified as significant unquantified threats to aquatic biodiversity.
WATER USE IN LCA
Impacts from hydropower production on biodiversity in an LCA
frameworkreview and recommendations
Erik Olav Gracey
1
&Francesca Verones
1
Received: 15 May 2015 /Accepted: 13 January 2016 /Published online: 28 January 2016
#Springer-Verlag Berlin Heidelberg 2016
Abstract
Purpose Expanding renewable energy production is widely
accepted as a promising strategy in climate change mitigation.
However, even renewable energy production has some envi-
ronmental impacts, some of which are not (yet) covered in life
cycle impact assessment (LCIA). We aim to identify the most
important cause-effect pathways related to hydropower pro-
duction on biodiversity, as one of the most common renew-
able energy sources, and to provide recommendations for fu-
ture characterization factor (CF) development.
Methods We start with a comprehensive review of cause-
effect chains related to hydropower production for both aquat-
ic and terrestrial biodiversity. Next, we explore contemporary
coverage of impacts on biodiversity from hydropower produc-
tion in LCA. Further, we select cause-effect pathways
displaying some degree of consistency with existing LCA
frameworks for method development recommendations. For
this, we compare and contrast different hydrologic models and
discuss how existing LCIA methodologies might be modified
or combined to improve the assessment of biodiversity im-
pacts from hydropower production.
Results and discussion Hydropower impacts were catego-
rized into three overarching impact pathways: (1) freshwater
habitat alteration, (2) water quality degradation, and (3) land
use change. Impacts included within these pathways are flow
alteration, geomorphological alteration to habitats, changes in
water quality, habitat fragmentation, and land use
transformation. For the majority of these impacts, no opera-
tional methodology exists currently. Furthermore, the seasonal
nature of river dynamics requires a level of temporal resolu-
tion currently beyond LCIA modeling capabilities. State-of-
the-art LCIA methods covering biodiversity impacts exist for
land use and impacts from consumptive water use that can
potentially be adapted to cases involving hydropower produc-
tion, while other impact pathways need novel development.
Conclusions In the short term, coverage of biodiversity
impacts from hydropower could be significantly improved
by adding a time step representing seasonal ecological
water demands to existing LCIA methods. In the long term,
LCIA should focus on ecological response curves based on
multiple hydrologic indices to capture the spatiotemporal
aspects of river flow, by using models based on the
Becological limits to hydrologic alteration^(ELOHA) ap-
proach. This approach is based on hydrologic alteration-
ecological response curves, including site-specific environ-
mental impact data. Though data-intensive, ELOHA repre-
sents the potential to build a global impact assessment
framework covering multiple ecological indicators from
local impacts. Further, we recommend LCIA methods
based on degree of regulation for geomorphologic alter-
ation and a fragmentation index based on dam density for
Bfreshwater habitat alteration,^which our review identified
as significant unquantified threats to aquatic biodiversity.
Keywords Biodiversity .Ecosystem quality .Freshwater
use .Hydropower .Life cycle impact assessment .Review
1 Introduction
In 2011, hydropower contributed 16 % of global installed
capacity of power production (Kumar et al. 2011). There
Responsible editor: Stephan Pfister
*Francesca Verones
francesca.verones@ntnu.no
1
Industrial Ecology Programme, Department of Energy and Process
Engineering, NTNU, Trondheim 7491, Norway
Int J Life Cycle Assess (2016) 21:412428
DOI 10.1007/s11367-016-1039-3
Content courtesy of Springer Nature, terms of use apply. Rights reserved.
... It has been highlighted that life cycle assessment (LCA) (ISO 2006;Koehler 2008) can be used to give decision support related to the triple planetary crisis (Hellweg et al. 2023). When it comes to life cycle impact assessment (LCIA) from hydropower, Gracey and Verones (2016) identified (1) freshwater habitat alteration, (2) water quality degradation, and (3) land use change as the main impact pathways that should be covered. ...
... Here we focus on freshwater habitat alteration and, more specifically, on hydrologic alteration of the natural flow regime, which has been identified as a key variable for river ecosystems (Poff et al. 1997) and is considered the second main environmental impact pathway of dams and reservoirs (Grill et al. 2014). Several studies (e.g., Gillespie et al. 2015;Gracey & Verones 2016;Liew et al. 2016;Poff & Zimmerman 2010;Scherer & Pfister 2016;Taylor et al. 2014;Turgeon et al. 2019;Wu et al. 2019) have highlighted the adverse freshwater biodiversity impacts of flow regime changes, which among others may lead to local species extinctions of fish, macroinvertebrates, riparian vegetation, or even terrestrial flora and fauna. In addition, Grill et al. (2015) estimated that, currently, 48% of the global river volume is impacted by dams. ...
... The water stress index assumes that, globally, 20% of flow alterations regarding the magnitude of river discharge as the boundary between low and moderate stress and does not allow for an extension of the impact pathway to the damagelevel. However, so far, no method exists to quantify the environmental impacts of TWU in LCA, as already pointed out in 2016 (Gracey & Verones 2016). ...
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Purpose Life cycle assessment (LCA) distinguishes three types of water use: (1) consumptive water use, (2) degradative water use, and (3) in-stream water use. When it comes to assessing the impact of turbine water use (TWU, major source of in-stream water use) in LCA, so far, no method exists to quantify the related environmental impacts. Here, we developed the first midpoint characterization factors (CFs) with global coverage for turbine water use of storage and pumped storage hydropower power plants. Methods The midpoint CF at the basin scale describes the hydropower regulation potential (HRP) [HDOR·y] per TWU [m³]. The HRP indicates the probability of how strongly the natural flow regime of a river is potentially affected by all upstream reservoir operation, calculated as the quotient between reservoir volume [m³] and the annual river discharge [m³/y]. The hydropower degree of regulation (HDOR) thereby equals the unitless m³/m³ fraction. The TWU depends on the electricity production [kWh] and the turbine efficiency [m³/kWh]. We tested the sensitivity of the input data on the calculated CFs for four parameters (discharge, turbine efficiency, multipurpose allocation, and plant type). Furthermore, we performed a case study to analyze if consumptive and TWU impacts of producing 1 kWh are correlated or not. Results and discussion The calculated CFs for the 342 basins vary from 1.13E-13 HDOR·y/m³ to 3.28E10-7 HDOR·y/m³. The HDOR values range from 0.0015 to 16.66, and the TWU varies between 0.0030 km³ and 2824 km³. A HDOR ≥ 0.02 can be interpreted as affected basin, and only 23 out of 342 basins have a HDOR below this threshold. This confirms that TWU of hydropower production can have important environmental impacts. The sensitivity analyses revealed that discharge and turbine efficiency are the most sensitive parameters because they are influencing almost all basins. The results of the case study showed that a high consumptive water-use impact does not automatically lead to a high TWU impact and vice versa (R² values of 0.0081 and 0.003). Conclusion Our study highlights that it is important to account for the environmental impacts of in-stream water use in LCA, as otherwise, the environmental impact can be underestimated, which could lead to wrong conclusions. However, the CFs are not meant to replace a local risk assessment of hydropower reservoir operation and should only be used for relative comparison between basins. The CF application in LCA will represent a step forward towards more sustainable hydropower development.
... However, upcoming construction projects in Norway, including plans for energy production infrastructure, can potentially diminish forest areas, natural open vegetation, and peatlands (Simensen et al., 2023). The construction of hydropower plants can lead to the loss of terrestrial habitats due to land inundation, alter freshwater habitats through fragmentation and changes in water flow, and impact water quality (Geist, 2021;Gracey and Verones, 2016). Habitat loss, barrier effects, and the risk of collision are known impacts of wind farms on wildlife (Laranjeiro et al., 2018;Rydell et al., 2012). ...
... Yet other impact pathways remained unassessed, such as changes in the natural water flow beyond the flow magnitude, river fragmentation, water temperature changes, and sediment trapping (Gracey and Verones, 2016). While the coverage of impact pathways for wind power and power lines is relatively comprehensive, the available models only account for birds and non-flying mammals. ...
... Technical challenges include the need to update infrastructure and the possibility of system failures. Large hydro schemes face financial problems in terms of financing [44,45]. Concerns about the sustainability of hydropower have become significant and have to be understood and considered [46,47]. ...
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Hydropower is the oldest source of renewable mechanical power and largest source of renewable electricity globally accounting for close to 17% of global electricity generation although its share of contribution has been diminishing gradually. Hydropower generation is a mature, reliable, predictable, and socially and economically competitive with high efficiencies greater than 90% in terms of water to wire conversion. There are different types of hydropower plants based on different criteria like size, application, and use of storage. Based on size they can be o micro, mini, small, or large hydropower plants, while based on storage, they can be either dam and reservoir plants or run-of-river stations. Different hydraulic turbines including the Pelton, Francis, and Propeller turbine are used in hydropower generation. Hydroelectric power plants have environmental impacts that should be considered and mitigated before development. The benefits of hydropower include low unit cost, low emissions, ease of control, and storage. However, hydro has challenges like large-land requirements for storage, soil erosion, ecosystem disturbance, and seasonal variability. It is technically feasible to combine hydropower with wind, solar, and other sources to develop a steady and affordable grid electricity mix. Hydropower plants with storage have additional benefits like flood control, water supply for industrial and domestic use, and power production for a sustainable grid in terms of flexibility and cost of power. Hydropower generally has higher initial investment cost but their long life span and lower operation and maintenance cost make hydropower competitive and sustainable option in green power generation.
... In addition, increased pressures on riverine ecosystems are expected from urbanization, mining operations, dam construction and domestic and industrial water use (Vörösmarty et al., 2010;Best, 2019). Hydropower production is a major use of river systems, delivering renewable electricity, albeit at the expense of ecosystem degradation (Gracey & Verones, 2016). Globally, multiple initiatives for ecological restoration and rehabilitation aim to change this J o u r n a l P r e -p r o o f Journal Pre-proof situation. ...
... This synthesis of research highlights the complexity and multifaceted nature of hydropower resilience, particularly in the face of climate change and increasing environmental challenges. Recent work by (Gracey & Verones, 2016) builds on the regional analyses, emphasizing the importance of considering local biodiversity impacts in hydropower development. Their global assessment of hydropower dams' effects on freshwater megafauna underscores the need for resilience strategies that balance energy production with ecosystem conservation. ...
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This comprehensive review examines the resilience of hydropower systems in the face of extreme weather events and climate change, synthesizing recent research and emerging trends in the field. The study analyzes global hydropower production trends, the impacts of extreme events on electricity grids, and innovative approaches to enhancing system resilience. Through a detailed comparative analysis of studies from 2010 to 2024, we identify key challenges and opportunities in hydropower resilience, including climate change adaptation, integration with other renewable energy sources, and the application of advanced technologies. The review highlights the critical importance of socio-ecological approaches, transboundary cooperation, and adaptive management strategies in ensuring the long-term sustainability of hydropower systems. Our findings reveal that integrating hydropower with solar and wind energy could increase grid stability by up to 60% by 2070, while AI-driven predictive maintenance could reduce unplanned downtime by 25–35%. The study also emphasizes the potential of nature-based solutions and the need for more robust international governance frameworks. This work provides valuable insights for researchers, policymakers, and industry professionals, offering a roadmap for enhancing hydropower resilience in an era of increasing climate uncertainty and environmental pressures.
... This may be a consequence of considerable flow-through of the eDNA of upstream main channels, especially in short bypasses. Fish species composition differs between the nature-like bypasses and modified main channels of the regulated rivers, which can be attributed to strong habitat alteration and the loss of swiftly flowing riffle sections in most regulated hydropower rivers (Gracey and Verones 2016;Zarfl et al. 2019). Pool sections are usually more abundant, and riffle sections are less abundant in dammed hydropower rivers than in free-flowing rivers (Benejam et al. 2016). ...
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Nature‐like bypasses refer to fishways that simulate natural streams. Apart from facilitating fish migrations, bypasses possess the capacity to enhance biodiversity in dammed rivers. Feasibility of environmental DNA (eDNA) as a tool for bypass assessments is unknown. This study investigated fish eDNA in 10 bypasses and their main channels. Initially, the relative DNA flow‐through was estimated in bypasses. Subsequently, the impact of environmental factors and bypasses on fish assemblages was evaluated, and the robustness of the eDNA and electrofishing methods was assessed pertaining to bypass monitoring. The eDNA flow‐through was computed using an equation to estimate the residual DNA at specified distances downstream of the source site. The relative DNA flow‐through was lowest in the longest bypass with low flow rate and highest in the shortest bypass with higher flow rate and was dependent on the DNA decay rate coefficient used. The redundancy analysis revealed significant effects of spatial location, agriculture, catchment area, and bypass length on the species composition. The within‐river analyses indicated significant and nonsignificant bypass effects on species composition and total species richness, respectively. Higher richness and DNA abundance of migratory and threatened species were observed in the bypasses than in the main channels. The eDNA samples displayed higher species richness compared to electrofishing. The species composition of the bypass eDNA samples was intermediate between that of the main channel eDNA and bypass electrofishing samples, which further corroborated performance of eDNA flow‐through in bypasses. Therefore, bypass eDNA samples represented variable mixtures of local and main channel assemblages, indicating relatively low robustness of eDNA for quantitative and spatially accurate bypass assessments. Nevertheless, these results demonstrate practical applicability of eDNA in surveying the presence of desired species and evidence of the benefits of bypasses in supporting biodiversity and species threatened by damming.
... Life Cycle Impact Assessment (LCIA) (Gracey et al. 2016) Quantification of environmental Impacts of hydropower on Biodiversity. ...
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... . The rights-of-way, the area cleared from vegetation, can be up to 100 m wide and cross natural habitats across long stretches of land [9,10]. Its construction can affect habitat size and fragment landscapes for species of different taxa, especially birds and mammals [7,11,12]. ...
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The global shift towards renewable energy plays an important role in fighting climate change. To facilitate the global growth of renewable energy production, the expansion of the electric grid becomes inevitable. Yet further construction of power lines poses a risk to biodiversity. Power lines traverse natural habitats and can lead to habitat conversion, fragmentation, and loss. Moreover, due to collisions and electrocutions, power lines kill hundreds of millions of birds each year. These impacts, however, have so far not been incorporated into decision-making. Life cycle assessment (LCA) is a widely used framework to compare environmental impacts and support decision-makers in planning and promoting sustainable strategies. We adapted existing life cycle impact assessment (LCIA) models to quantify the three main impacts of power lines on biodiversity: collision, electrocution, and habitat conversion and fragmentation. Our models incorporated species-area and species-habitat relationships to assess the effects of power lines on the diversity of birds and non-flying mammals in Norway, as the country is currently committed to reducing its emissions by expanding its renewable energy capacity. Overall, habitat conversion and fragmentation had the highest impact across the three impact categories, particularly affecting mammal richness. Furthermore, distribution lines often affected species richness more than transmission lines. The effect of the three impact pathways varied among different species groups, highlighting the vulnerability of certain species to habitat change, collision, and electrocution. Integrating LCIA models that quantify the impacts of power lines on biodiversity into LCA can support decision-makers with tools to promote the development of the electric grid without overlooking its effect on species richness. In addition, our models set the stage for a comprehensive assessment of the effects of electricity generation and transmission on biodiversity.
... Rivers are complex ecosystems in which the main environmental factor regulating and shaping all biotopic and biocenotic characteristics is the quantity and characteristics of water flows. The variability of flow velocity, flow type and amount, water column depth and other hydraulic elements make lotic environments unique for their enormous ecological diversity, with the presence of numerous microhabitats that allow the establishment of complex biocenoses characterised by high ecological diversity [1,2]. ...
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EXECUTIVE SUMMARY Hydropower offers significant potential for carbon emissions reductions. The installed capacity of hydropower by the end of 2008 contributed 16% of worldwide electricity supply, and hydropower remains the largest source of renewable energy in the electricity sector. On a global basis, the technical potential for hydropower is unlikely to constrain further deployment in the near to medium term. Hydropower is technically mature, is often economically competitive with current market energy prices and is already being deployed at a rapid pace. Situated at the crossroads of two major issues for development, water and energy, hydro reservoirs can often deliver services beyond electricity supply. The significant increase in hydropower capacity over the last 10 years is anticipated in many scenarios to continue in the near term (2020) and medium term (2030), with various environmental and social concerns representing perhaps the largest challenges to continued deployment if not carefully managed. Hydropower is a renewable energy source where power is derived from the energy of water moving from higher to lower elevations. It is a proven, mature, predictable and typically price�competitive technology. Hydropower has among the best conversion efficiencies of all known energy sources (about 90% efficiency, water to wire). It requires relatively high initial investment, but has a long lifespan with very low operation and maintenance costs. The levelized cost of electricity for hydropower projects spans a wide range but, under good conditions, can be as low as 3 to 5 US cents2005 per kWh. A broad range of hydropower systems, classified by project type, system, head or purpose, can be designed to suit particular needs and site-specific conditions. The major hydropower project types are: run-of-river, storage- (reservoir) based, pumped storage and in�stream technologies. There is no worldwide consensus on classification by project size (installed capacity, MW) due to varying development policies in different countries. Classification according to size, while both common and administratively simple, is—to a degree—arbitrary: concepts like ‘small’ or ‘large hydro’ are not technically or scientifically rigorous indicators of impacts, economics or characteristics. Hydropower projects cover a continuum in scale and it may ultimately be more useful to evaluate hydropower projects based on their sustainability or economic performance, thus setting out more realistic indicators. The total worldwide technical potential for hydropower generation is 14,576 TWh/yr (52.47 EJ/yr) with a corresponding installed capacity of 3,721 GW, roughly four times the current installed capacity. Worldwide total installed hydropower capacity in 2009 was 926 GW, producing annual generation of 3,551 TWh/y (12.8 EJ/y), and representing a global average capacity factor of 44%. Of the total technical potential for hydropower, undeveloped capacity ranges from about 47% in Europe and North America to 92% in Africa, which indicates large opportunities for continued hydropower development worldwide, with the largest growth potential in Africa, Asia and Latin America. Additionally, possible renovation, modernization and upgrading of old power stations are often less costly than developing a new power plant, have relatively smaller environment and social impacts, and require less time for implementation. Significant potential also exists to rework existing infrastructure that currently lacks generating units (e.g., existing barrages, weirs, dams, canal fall structures, water supply schemes) by adding new hydropower facilities. Only 25% of the existing 45,000 large dams are used for hydropower, while the other 75% are used exclusively for other purposes (e.g., irrigation, flood control, navigation and urban water supply schemes). Climate change is expected to increase overall average precipitation and runoff, but regional patterns will vary: the impacts on hydropower generation are likely to be small on a global basis, but significant regional changes in river flow volumes and timing may pose challenges for planning. In the past, hydropower has acted as a catalyst for economic and social development by providing both energy and water management services, and it can continue to do so in the future. Hydro storage capacity can mitigate freshwater scarcity by providing security during lean flows and drought for drinking water supply, irrigation, flood control and navigation services. Multipurpose hydropower projects may have an enabling role beyond the electricity sector as a financing instrument for reservoirs that help to secure freshwater availability. According to the World Bank, large hydropower projects can have important multiplier effects, creating an additional USD2005 0.4 to 1.0 of indirect benefits for every dollar of value generated. Hydropower can serve both in large, centralized and small, isolated grids, and small-scale hydropower is an option for rural electrification. Environmental and social issues will continue to affect hydropower deployment opportunities. The local social and environmental impacts of hydropower projects vary depending on the project’s type, size and local conditions and are often controversial. Some of the more prominent impacts include changes in flow regimes and water quality, barriers to fish migration, loss of biological diversity, and population displacement. Impoundments and reservoirs stand out as the source of the most severe concerns but can also provide multiple beneficial services beyond energy supply. While lifecycle assessments indicate very low carbon emissions, there is currently no consensus on the issue of land use change-related net emissions from reservoirs. Experience gained during past decades in combination with continually advancing sustainability guidelines and criteria, innovative planning based on stakeholder consultations and scientific know-how can support high sustainability performance in future projects. Transboundary water management, including the management of hydropower projects, establishes an arena for international cooperation that may contribute to promoting sustainable economic growth and water security. Technological innovation and material research can further improve environmental performance and reduce operational costs. Though hydropower technologies are mature, ongoing research into variable-speed generation technology, efficient tunnelling techniques, integrated river basin management, hydrokinetics, silt erosion resistive materials and environmental issues (e.g., fish-friendly turbines) may ensure continuous improvement of future projects. Hydropower can provide important services to electric power systems. Storage hydropower plants can often be operated flexibly, and therefore are valuable to electric power systems. Specifically, with its rapid response load-following and balancing capabilities, peaking capacity and power quality attributes, hydropower can play an important role in ensuring reliable electricity service. In an integrated system, reservoir and pumped storage hydropower can be used to reduce the frequency of start-ups and shutdowns of thermal plants; to maintain a balance between supply and demand under changing demand or supply patterns and thereby reduce the load-following burden of thermal plants; and to increase the amount of time that thermal units are operated at their maximum thermal efficiency, thereby reducing carbon emissions. In addition, storage and pumped storage hydropower can help reduce the challenges of integrating variable renewable resources such as wind, solar photovoltaics, and wave power. Hydropower offers significant potential for carbon emissions reductions. Baseline projections of the global supply of hydropower rise from 12.8 EJ in 2009 to 13 EJ in 2020, 15 EJ in 2030 and 18 EJ in 2050 in the median case. Steady growth in the supply of hydropower is therefore projected to occur even in the absence of greenhouse gas (GHG) mitigation policies, though demand growth is anticipated to be even higher, resulting in a shrinking percentage share of hydropower in global electricity supply. Evidence suggests that relatively high levels of deployment over the next 20 years are feasible, and hydropower should remain an attractive renewable energy source within the context of global GHG mitigation scenarios. That hydropower can provide energy and water management services and also help to manage variable renewable energy supply may further support its continued deployment, but environmental and social impacts will need to be carefully managed.
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