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Mental Phenomena as Causal Determinants in Brain Function

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Abstract

The central concepts concerning consciousness that I shall try to defend have already been presented in some detail (Sperry, 1952, 1964, 1965). Accordingly, I shall review them only in brief outline, devoting the bulk of the discussion to various peripheral aspects and implications that previously have had less emphasis. At the outset let me make it clear that when I refer to consciousness I mean that kind of experience that is lost when one faints or sinks into a coma. It is the subjective experience that is lacking during dreamless sleep, that may be obliterated by a blow on the head, by anoxia, or by pressure on the inner walls of the third ventricle during brain surgery. On the positive side we can include as conscious events the various sensations elicitable by a local electric current applied to the unanesthetized brain, or the pain of a phantom amputated limb, as well as most of our waking subjective experience, including self-consciousness.

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... Definition (4*) allows us to agree with Sperry (1976) that consciousness is emergent, for while mental properties supervene on neural properties, the ''conscious subjective properties ... have causal potency in regulating the course of brain events; that is, the mental forces or properties exert a regulative control influence in brain physiology' ' (p. 165). ...
... Alexander insists that an emergent property is not epiphenomenal, for to suppose it lacks causal powers is to suppose ''something to exist in nature which has nothing to do, no purpose to serve, a species of noblesse which depends on the work of its inferiors, but is kept for show and might as well, and undoubtedly would in time be abolished'' (1920, p. 8). Sperry (1976) takes ''the stand that wholes and their properties are real phenomena, and that these and their causal potency are just as important as the properties of the parts ...,'' since ''the spatial and the temporal relationships of the constituent parts of a system have in themselves important causally efficacy over and above the properties of the parts per se' ' (p. 167). ...
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Here I offer a precise analysis of what it takes for a property to count as emergent. The features widely considered crucial to emergence include novelty, unpredictability, supervenience, relationality, and downward causal influence. By acknowledging each of these distinctive features, the definition provided below captures an important sense in which the whole can be more than the sum of its parts.
... So, indeed, as premise (3) holds, everything that exists is caused or a cause because reality is a causally connected unity. Now, one could object that abstract objects are causally inert, that is, they are uncaused and they do not cause anything 18 . As such they falsify premise (3). ...
... This is impossible since there is nothing outside the sum of all objects. 18 Both Rene van Woudenberg and Jeroen de Ridder pointed to this specific objection. 19 This suggestion was provided by Jeroen de Ridder. ...
... However valid the frequent proposal that conscious mental occurrences are some kind of process or event in the brain may be (e.g., Armstrong, 1984;Feigl, 1981;Sperry, 1976Sperry, , 1980, this proposal does not move psychology far along in its effort to develop a conception of of the conscious mental occurrences. As Freud (1940Freud ( /1964b stated, even if the immediate data of consciousness included, as they do not, an apprehension of the relation between consciousness and the brain, "it would at the most afford an exact localization of the processes of consciousness and would give us no help towards understanding them" (pp. ...
... My case in support of the latter claim about James in The Principles is presented in detail in a recent two-part article (Natsoulas, 1994(Natsoulas, -1995(Natsoulas, , 1995(Natsoulas, -1996b. There, among other things, I liken James's view to that of Puccetti (1981Puccetti ( , 1983Puccetti ( , 1985, who argued-largely based on research with people who have undergone complete forebrain commissurotomy (see, e.g., Sperry, 1976Sperry, , 1977Sperry, Zaidel, & Zaidel, 1979)-that simultaneously flowing in every intact human being are normally two streams of consciousness, corresponding to the two cerebral hemispheres, that is, to certain of the processes therein, (cf. Bogen, 1981Bogen, , 1986. ...
... However valid the frequent proposal that conscious mental occurrences are some kind of process or event in the brain may be (e.g., Armstrong, 1984;Feigl, 1981;Sperry, 1976Sperry, , 1980, this proposal does not move psychology far along in its effort to develop a conception of of the conscious mental occurrences. As Freud (1940Freud ( /1964b stated, even if the immediate data of consciousness included, as they do not, an apprehension of the relation between consciousness and the brain, "it would at the most afford an exact localization of the processes of consciousness and would give us no help towards understanding them" (pp. ...
... My case in support of the latter claim about James in The Principles is presented in detail in a recent two-part article (Natsoulas, 1994(Natsoulas, -1995(Natsoulas, , 1995(Natsoulas, -1996b. There, among other things, I liken James's view to that of Puccetti (1981Puccetti ( , 1983Puccetti ( , 1985, who argued-largely based on research with people who have undergone complete forebrain commissurotomy (see, e.g., Sperry, 1976Sperry, , 1977Sperry, Zaidel, & Zaidel, 1979)-that simultaneously flowing in every intact human being are normally two streams of consciousness, corresponding to the two cerebral hemispheres, that is, to certain of the processes therein, (cf. Bogen, 1981Bogen, , 1986. ...
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This is the fifth of a series of six articles examining respectively the six concepts of consciousness identified in the main entries of the Oxford English Dictionary under the word. I call the concept of consciousness5 the unitive meaning because it is said to refer to the totality of mental-occurrence instances that constitute a person's conscious being. The present article consists mainly of an effort to answer the question of which totality of mental-occurrence instances it is to which the fifth concept refers. Four possible answers are considered, and the fourth, derived form Locke, is found to capture best the dictionary's meaning. Accordingly, consciousness5 is a certain subjectively determined unity of mental-occurrence instances mat is further specified, of course, in the article. However, I also consider, finally, that the compilers of the dictionary may have had something more objective in mind as well, another meaning toward which the word is tending if it has not already arrived mere. This further sense may amount to an identification of consciousness with those components of James's stream that he described as “the very core and nucleus of our self as we know it, the very sanctuary of our life.”
... Zihinsel durumlar, izole bir alandaki beyin işlevlerine her koşulda doğru yanıtlar vermez (Gazzaniga, 2018;Sperry, 1976). Aslında, beynin çok amaçlı 'modülsüz' bir organ olduğu görüşü kabul edilse bile (ki bu görüş desteklenmemektedir ve modası geçmiştir), böyle bir organ yine de modüler bir bilinç üretebilir. ...
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Bilim giderek daha disiplinler arası bir hal alıp sosyal bilim branşlarının hızla büyümesi ile beraber daha önce beşerî çalışmalarla daha az bağlantılı olduğu düşünülen ‘doğa’ bilimleriyle bütünleşmiştir. Özellikle psikoloji branşı artık tıp, biyoloji, sosyoloji, genetik ve bilişsel bilimlerden gelen anlayışlara büyük ölçüde bağlıdır ve bu yıllardan beri süregelmektedir. Dahası, psikoloji evrim teorisine dayanarak, insan beyni ve davranışının daha oturaklı bir açıklamasını yapacak noktaya doğru ilerlemiştir. Adli Bilimler (kriminoloji ve ceza adaleti) de benzer bir ilerleme kaydetmeye hazırlanmaktadır. Halihazırda disiplinler arası alanlar olsa da evrimsel ve bilişsel bilimlerin suç ve adalet hakkındaki mevcut bilgileri bütünleştirebileceğini, üzerinde çalışılacak yeni ve ilgi çekici sorular sormaya yardımcı olabileceğini ve bu alanları yalnızca bilim dünyasına değil, genel olarak topluma da fayda sağlayacak şekilde ileriye taşıyabileceğini savunmaktayız.
... Fortunately, there is an idea that could lend more depth to our current anthropological understanding of holism while explicitly avoiding reductionism: I am referring to the notion of 'downward causation', defined as "the causation of lower-level effects by higher-level entities" (Paolini Pauletti and Orilia 2017: 1). This notion, which was formulated in the study of emergence in biological systems (Campbell 1974), has been extensively debated in philosophy and science since its introduction (Sperry 1976, Popper and Eccles 1977, Kim 1992, Simons 2002, Hulswit 2005Bickhard andCampbell 2011, Gillet 2016), and has been applied to subjects such as textual criticism (Bøgh Andersen 2011), and sociology (Hodgson 2002, Elder-Vass 2011, where it has been posited as a plausible mechanism of social action. ...
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... Sperry fundamentó la teoría de los hemisferios cerebrales [18]. El cerebro humano se encuentra formado por dos hemisferios divididos en cuatro lóbulos cada uno y por el corpus callosum como vía de comunicación entre ellos. ...
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... The Gestalt position on emergence does not acknowledge mental events as having causal efficacy. Instead mental events are seen as correlates of lower level neural events and thus are epiphenomena1 (Sperry, 1976). ...
... What might be wrong with a psychology that affirms that freedom makes spiritual life possible, just as the wetness of water makes biological life possible? These were questions addressed by scientists such as Sherrington (1955), Sperry (1976), Penfield (1975), Pribram (19701985) and Eccles (1976) in response to earlier, more classically behavioristic stances such as Gilbert Ryle's "ghost-in-the-machine" (1949). ...
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In light of psychology's growing acceptance of the study of mental events in research, the mind-body problem has become an issue of concern. An observer's conclusions in 1980 concerning the issue and his proof of the mythological origins of consciousness are questioned. Premature conclusions in the mind-body issue can be detrimental to progress in psychological research. The emergence theory of consciousness is presented as an example of a useful approach that does not necessitate a decision concerning the mind-body problem. A practical appeal is made for cooperation among behavioral scientists toward the goal of advancing knowledge through research and eventual understanding of the relation between mind and body.
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The question of the ontological status of social wholes has been formative to the development of key positions and debates within modern social theory. Intrinsic to this is the contested meaning of the concept of emergence and the idea that the collective whole is in some way more than the sum of its parts. This claim, in its contemporary form, gives exaggerated importance to a simple truism of re‐description that concerns all wholes. In this paper I argue that a better way to test the ontological status of wholes is to ask whether their causal properties can be reduced to the qualities of their parts. If reduction is possible the ontological status of emergent wholes is diminished. A close analysis of William Wimsatt's definition, conceptualisation, and characterisation of emergent phenomena provides an understanding of the relationship between wholes and their parts and suggests, also, that the properties of collective phenomena of a social kind reduce to the activities of people. Social wholes and their parts reside in the same mode (or level) of organisation. This paper concludes by employing Jaegwon Kim's method of ‘functional reduction’ to demonstrate how to reduce the qualities of wholes to those of their parts.
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Ce livre plonge au coeur de l'identité, de son fonctionnement, et parcourt des thématiques psychologiques aussi bien que sociologiques, de "qui suis-je?" à "qui sommes-nous?", en passant par des questions plus inattendues telles que "pourquoi rougit-on?", "qu'est-ce qu'un sentiment profond?", ou "pourquoi nous connaissons-nous si mal?". Les deux approches, psychologique et sociologique, sont nécessaires et se complètent. "Quand on étudie le moi avec le microscope de la psychologie, on voit mal le rôle de la socialisation (qui, au moment où on étudie un individu, appartient toujours à son passé). Quand on étudie le moi avec le télescope de la sociologie, on ne s’intéresse que peu aux mécanismes psychologiques, ou, si on s’y intéresse, on les voit comme résultant du fonctionnement social". C'est donc à une étude des liens micro-macro dans l'étude de l'identité que nous convie l'auteur. Des personnages tels qu'Emily Dickinson, Romain Gary, Sartre, Dostoïevski, et d'autres, fournissent à l'auteur, des illustrations de manières d'être au monde et de se situer socialement.
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Various systemic aspects of animal and human minds are explored. Formulation of a replicative evolutionary model of the mind is presented which is based upon the recognition of this entity as a component system. It can be demonstrated that interactions of neurons have replicative organization. It was concluded that intelligent activity of the animal brain manifest itself in producing and maintaining a kind of environmental model. The environmental model is a higher organization above the level of neurons, its basic functional units are called concepts. Each single concept consists of three parts: (1( cue; (2) referential‐structure; and (3) behavioral‐instructions. Interactions among the various concepts of the brain create a concept‐superstructure which behaves as a dynamic replicative component system in controlling animal and human actions. It is assumed that selection operating in the replicative process of concept making which acts as the main factor in creating ontogenetic variability of behavior. The essential process of learning is selection of concepts generated by the brain and in that way the construction of the evolutionary dynamic concept‐superstructures of the brain's environmental model.
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Everyone agrees on one thing about consciousness—it possesses some sort of unity. Theorists of consciousness do not always give the same account of what this property amounts to, or of that from which they believe unity derives. In the present article, the unity of consciousness is discussed with reference to authors who have given to it some, larger or smaller, quantity of theoretical attention. Four main kinds of conscious unity emerge from the discussion, though these are not all uncontroversial. William James's treatment of one of these—called here “personal conscious unity”–is addressed in the greatest detail; but there remains a great deal more that needs to be said about all four kinds of conscious unity. The article is published in two parts.
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I present a version of a nonrestricted identity theory as well as refutations of Searle's objections to the theory. The objections countered are: 1) the theory violates Leibnitz' Law and 2) that consciousness is not reducible to neurons. Searle's arguments are refuted on the basis of the first-personal nature of consciousness. It does not violate Leibnitz' law when regarded from the subjective view of the individual under observation and it appears to be irreducible because it cannot be observed from a third-person perspective. In the discussion I point out why consciousness mistakenly appears to be immaterial instead of physicochemical and I suggest a method by which consciousness might be studied empirically.
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The neuroscientist Roger Sperry argues for a theory of consciousness which sees it as an emergent but not dualist entity, causally efficacious in the production of behaviour. This paper raises three issues: whether a non-metaphysical account of emergent phenomena is possible, whether consciousness or a similar emergent entity could “supervene” to be causally active in the production of behaviour, and whether consciousness conceived of as a state is to commit the fallacy of reification.
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The paper proposes a model of reading that is based on the metaphorical usage of neurobiological knowledge. In the first section of the paper the basic units of the model and their organization are described, and descriptions are given for how the model functions during reading and recall, how reading skill develops, and some possible reasons for reading difficulty. The second section of the paper discusses the empirical scope of the model with focuses upon letter and word perception, theme effects in text comprehension, and the influence of text characteristics upon comprehension. The final section of the paper discusses some of the strengths and shortcomings of the model.
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According to William James, bodily self-awareness (bodily feeling) is pervasive throughout the stream of consciousness; such awareness is included in each and every pulse of mentality that makes up the stream of consciousness. This installment of the present series of articles begins to consider the role that bodily self-awareness plays in the very structure of the basic durational components of James's stream. The focus here is on an account of this role that the prominent phenomenologist Aron Gurwitsch preferred. Gurwitsch held that pervasive bodily self-awareness belongs to the margin of consciousness; such bodily self-awareness occurs in the form of distinct acts of awareness possessing a separate content from that of the central thematic process which also characterizes every pulse of consciousness. The present article discusses Gurwitsch's account in order to set up a contrast, which will be drawn explicitly in the next installment, with James's more phenomeno-logically integrated conception of pervasive bodily self-awareness.
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This paper explores R. W. Spew's vicw rhat consciousness is 'causally' cffcctive in directing voluntary human behaviour. This vlcw, formulated in the course of his split brain research, presupposes an earlier theory that -or bchgviour is the sole owln and rhat mental phenomena wcrc developed for regu)auon of overt response. His vicw of the 'causal' effectiveness of consciousness is shown to be bawd on a theory of emergent properties like that of Bungc. It is also shown that Spcrry, like Bunge, is a martrialist; appearances to the controry are due to occasional use of s~andard terms such as 'materialism' and 'interaction' in unusual senses. It is argued, with specific rcfercncc to Chrsholm and Scarlc, that Sperry'r hypothesis is helpful towards elucidating the structure and dynamics of action. It is also argued that it is not, as Spny thinks, a conrtqucace of hs position th.t moral values arc part of brain science. Psychobiologist Roger W. Sperry argues that consciousness is 'causally' effective in directing voluntary human behaviour. This hypothesis was developed in the course of studies of commissurotomy, or 'split brain', patients1 that issued in his Nobel prize-winning account of the specialized capacities of the cerebral hemispheres. Sperry writes that in the course of this research his concept of consciousness 'has gradually undergone a considerabie swing back in the direction of mentalism to settle on a view that is at least distinctly different from the conventional materialist approach on which most of us in behavioral research have beparays centuryv.'
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Central to current cognitive theories is the belief that knowledge is an organized collection of long-term structures upon which various information processing mechanisms operate. Consequently, much research has been devoted to investigating the organizational and processing aspects of knowledge representations. A shift in the locus of theoretical analysis is proposed. Following F. C. Bartlett (1932), it is argued that mental functioning may be more readily characterized if the idea of abstract long-term associations and structures is abandoned. An account of cognition is proposed in which mental relations are transient functional relations and in which psychological permanence is a functional characteristic of the neuronal system. Cognition and other aspects of mental life are explained in terms of the activity of anatomically distributed constellations of neuronal elements. These elements are conceived of as physiological microsystems that are capable of generating specialized awareness experiences. The overall mental counterpart of the combined activity of these elements is termed the "schema of the moment." It is suggested that this model can contribute to bridging the gap between cognitive psychology and the neurosciences. (95 ref) (PsycINFO Database Record (c) 2012 APA, all rights reserved)
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Among problems psychologists of consciousness face is how to conceive of those mental states, events, or processes with which people have an intimate familiarity in their own case. Psychologists must not only determine the causal roles these occurrences play, but also their intrinsic properties. This article seeks to contribute to understanding what and how the conscious mental occurrences are in themselves, starting from W. James's conception of them, according to which every basic durational component of the stream, each successive state of consciousness, is an integral pulse of mentality possessing a feeling aspect and a cognitive aspect. Attention is also given to their reflexive aspect, wherein one has inner awareness of their occurrence and, often, of their type and content. (PsycINFO Database Record (c) 2012 APA, all rights reserved)
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Some basic theories relevant to the investigation of the mind-brain problem are discussed. The subject is treated from a monistic point of view. 'Mind' is a collective term for a complex of functions (especially thinking), and systems theory involving several stratified conceptual levels may help to explain how these functions emerge. 'Thinking' is described as system operations constantly matching and coordinating with conceptually complex, partly innate basic frames (value-, norm- and motivation systems, homeostatic regulation systems, behavioral programs and internally coded polymodal dynamic pictures of the surrounding world and ourselves), but also constantly altering the shapes of these frames by the process of conscious learning. Mental activity is the ultimate result of complex flow patterns of neuron activity running in extremely exact and extensive networks of neurons. These neuron systems are influenced by the very pattern of activity in the same systems, probably by activity-induced modifications of synaptic transmission. This is the biologic basis of all learning activity, memory processing, the process of image alteration and the concept of downward causation. Higher mental functions emerge as the result of dynamic functional organizations of neuron systems from many different areas of the CNS. Psychopathologic and therapeutic consequences are discussed briefly.
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Attempts to clarify a hypothesis of consciousness in which the phenomena of subjective experience are conceived to exert a direct causal influence on brain activity. Response is made to some questions posed by D. Bindra (see PA, Vol. 45:Issue 3) that arose from a recent statement by Sperry of the concept. The aim is to clarify where possible with material that supplements rather than repeats previous accounts, and the hypothesis is compared with other existing theories. (PsycINFO Database Record (c) 2012 APA, all rights reserved)
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Challenges the assumption that the subjective phenomena of conscious experiences do not exert any causal influence on the sequence of events in the physical brain process. A theory of mind is suggested in which consciousness, interpreted to be a direct emergent property of cerebral activity, is conceived to be an integral component of the brain process that functions as an essential constituent of the action and exerts a directive holistic form of control over the flow pattern of cerebral excitation. (PsycINFO Database Record (c) 2012 APA, all rights reserved)
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During the past decade we have been engaged in studies in which the brain is surgically divided down the middle into right and left halves. The behavioral performances of cats and monkeys following brain bisection have led to the conclusion that each of the surgically separated hemispheres must sense, perceive, learn, and remember quite independently of the other hemisphere [Sperry, 1961a, 1961b; 1964a, 1964b].
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Following prolonged training on a variety of visual discrimination problems, cats were carried through an operative procedure involving the implantation of thin mica plates throughout the visual areas of the cerebral cortex and underlying white matter. Subsequent retesting on visual discriminations showed no distortions of the type predictable from a field hypothesis of cortical function, but rather "scotomata of varying size and shape correlated with the location, size and shape of the lesions."
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Apparently disparate monist and dualist views on mind and matter are held to be symmetric.
Discussion. In: Brain and Conscious Experience
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Aggregativity and complexity
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Problems outstanding in the evolution of brain function
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Mind, brain, and humanist values In: New Views on the Nature of Man
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Lateral specialization in the surgically separated hemispheres In: The Neurosciences: Third Study Program
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In: New Views on the Nature of Man
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The Phenomenon of Man
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  • Teilhard